reviewing charge error raised through oral objection and request only
How later courts described this case
- reviewing charge error raised through oral objection and request only
- stating that, because 4 defendant failed to submit jury charge containing instruction on self-defense, he had to preserve error by making specific objection to trial court’s charge
- holding that defendant’s request for special charge preserved error without objection to charge
- “We have interpreted articles 36.14 and 36.15 as dealing with those two distinct situations: an objection to the charge and a requested special instruction, respectively.”
Written by the judges who cited it.
The opinion
Opinion issued November 15, 2012.
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-11-00861-CR
———————————
JEREMY MARTIN POTIER, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 232nd District Court
Harris County, Texas
Trial Court Case No. 1263341
MEMORANDUM OPINION
A jury convicted Jeremy Martin Potier of the felony offense of capital
murder, and the trial court assessed his punishment at confinement for life. Potier
appeals his conviction on the sole ground that the trial court erred in refusing his
request for a jury instruction on the affirmative defense of duress. We affirm.
Background
The State charged Potier with capital murder, and a jury convicted him.
Because Potier does not challenge the sufficiency of the evidence to support the
jury’s conviction, we will discuss the evidence only as it is relevant to Potier’s
issue on appeal.
The State presented evidence that Potier and two co-defendants, Lewis and
Murray, arranged a drug transaction at Potier’s apartment. During the transaction, a
dispute arose between the defendants and the two drug sellers, who are the
complainants. As a result, the sellers were bound and gagged with duct tape and
later suffocated to death. Potier admitted to participating in both victims’ deaths.
He also admitted, consistent with eyewitness testimony, that Murray was not
present during most of the time when he and Lewis held the victims captive. But
Potier indicated in his police interview that he and Lewis acted on instruction from
Murray, who told them what to do with the victims over the telephone. It is
uncontroverted that Murray was not present in the apartment at the time of the
victims’ murders. An eyewitness to one of the murders testified that only he,
Lewis, and Potier were present in the apartment when Potier placed a plastic bag
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over one victim’s head and taped the bag around the victim’s neck until he
suffocated to death.
Preservation of Error
The State contends that Potier waived his objection to the trial court’s
decision not to submit a duress instruction to the jury. The State recognizes that
Potier orally requested a duress instruction but asserts that he “did not file a written
instruction with the court nor did he dictate the jury instruction into the record as
required by statute.” The State further points out that there are “at least four
distinct types of statutory duress,” and Potier “did not specify which manner of
duress he wanted included in the jury charge.” We conclude that Potier’s objection
was sufficient to preserve error with respect to his complaint on appeal.
The Texas Code of Criminal Procedure provides two distinct avenues for
preserving error with respect to a jury charge. See TEX. CODE. CRIM. PROC. ANN.
art. 36.14 (West 2007), 36.15 (West 2006); see also Vasquez v. State, 919 S.W.2d
433, 435 (Tex. Crim. App. 1996) (“We have interpreted articles 36.14 and 36.15 as
dealing with those two distinct situations: an objection to the charge and a
requested special instruction, respectively.”); Starks v. State, 127 S.W.3d 127, 133
(Tex. App.—Houston [1st Dist.] 2003, pet. ref’d) (“In order to preserve error
relating to a jury charge, there must either be an objection or a requested charge.”).
Under article 36.14, a defendant must object to an error in the jury charge and
3
obtain a ruling on the objection. TEX. CODE. CRIM. PROC. ANN. art. 36.14; see
Vasquez, 919 S.W.2d at 435. Under article 36.15, a defendant must request a
special instruction in the charge either in writing or by dictation to the court
reporter; no objection is necessary. TEX. CODE. CRIM. PROC. ANN. art. 36.15; see
Vasquez, 919 S.W.2d at 435 (“[U]nder art. 36.15, if the defendant requests a
special charge no objection is required to preserve error. All that is necessary under
art. 36.15 is that the requested charge be in writing or dictated to the court
reporter.”) (citations omitted).
A defendant may preserve error by objection under article 36.14 or by
request under article 36.15; if he properly satisfied one error-preservation
procedure, he need not also satisfy the other. See Vasquez, 919 S.W.2d at 435
(holding that defendant’s request for special charge preserved error without
objection to charge). Thus, if Potier properly objected to the charge under article
36.14, he was not required to submit a requested charge under article 36.15. See
Vasquez v. State, No. PD-0321-11, 2012 WL 4511366, at *5 (Tex. Crim. App. Oct.
3, 2012) (reviewing charge error raised through oral objection and request only);
Gaspar v. State, 327 S.W.3d 349, 355 (Tex. App.—Texarkana 2010, no pet.)
(holding that defendant’s objection to failure of charge to include instruction on
defense of necessity preserved error in absence of proposed charge in writing or
dictated on record); see also Starks, 127 S.W.3d at 133 (stating that, because
4
defendant failed to submit jury charge containing instruction on self-defense, he
had to preserve error by making specific objection to trial court’s charge).
To preserve error, a charge objection must state the legal basis for the
objection with sufficient specificity to draw the court’s attention to the complaint
the defendant raises on appeal. Starks, 127 S.W.3d at 133 (citing TEX. R. APP. P.
33.1, Rezac v. State, 782 S.W.2d 869, 870 (Tex. Crim. App. 1990), and Little v.
State, 758 S.W.2d 551, 564 (Tex. Crim. App. 1988)). An objection is sufficient if
the record indicates that the trial judge understood the defendant’s request to
encompass matters about which appellant complains on appeal. Chapman v. State,
921 S.W.2d 694, 695 (Tex. Crim. App. 1996); Carmen v. State, 276 S.W.3d 538,
541 (Tex. App.—Houston [1st Dist.] 2008, pet. ref’d).
After some discussion off the record, Potier’s counsel requested that the trial
judge submit a duress defense in the jury charge. The trial judge instructed Potier’s
counsel that counsel need not reiterate the cases on which he was relying—cases
that had apparently been discussed off the record—for the requested duress
instruction. The trial judge then stated, “The basis for the Court’s ruling is that
there is no evidence of an imminent threat and therefore it’s not going to submit
duress.” Thus the record demonstrates that the trial judge understood Potier’s
objection to encompass the matter of which he now complains on appeal—the
absence of a jury instruction on duress. See TEX. PENAL CODE ANN. § 8.05(a)
5
(West 2011) (“It is an affirmative defense to prosecution that the actor engaged in
the proscribed conduct because he was compelled to do so by threat of imminent
death or serious bodily injury to himself or another.”).
The State cites no authority for its contention that Potier was required to
distinguish between “four distinct types of statutory duress: the threat of imminent
death to self, the threat of imminent serious bodily injury to self, the threat of death
to another, or the threat of imminent serious bodily injury to another.” The trial
record demonstrates that Potier contended at trial that there was a threat of
imminent serious bodily injury or death to himself, and we find no authority for
requiring Potier to make a distinction based on whether the threat was likely to
cause death or only serious bodily injury. In either case, the statute authorizes a
single defense: duress, as codified in section 8.05(a). See TEX. PENAL CODE §
8.05(a).
We hold that Potier preserved his jury charge complaint for appeal.
Duress Instruction
In his sole issue, Potier argues the trial court should have granted his request
for a jury instruction on duress because his co-defendant, Murray, compelled his
involvement in the murders by threat of serious bodily injury. We review jury
charge error by a two-step process. Ngo v. State, 175 S.W.3d 738, 744 (Tex. Crim.
App. 2005). First, we determine whether error exists in the charge. Id. We review a
6
trial court’s decision not to include an instruction on a defensive issue in the charge
for an abuse of discretion, and we view the evidence in the light most favorable to
the defendant’s requested submission. See Bufkin v. State, 207 S.W.3d 779, 782
(Tex. Crim. App. 2006); Love v. State, 199 S.W.3d 447, 455 (Tex. App.—Houston
[1st Dist.] 2006, pet. ref’d). Second, if error exists, we review the record to
determine whether the error caused sufficient harm to require reversal of the
conviction. Ngo, 175 S.W.3d at 744. When the defendant properly objected to the
error in the charge, reversal is required unless the error was harmless. Id. at 743;
Reynolds v. State, 371 S.W.3d 511, 521 (Tex. App.—Houston [1st Dist.] 2012, no
pet.).
The Penal Code defines the defense of duress: “It is an affirmative defense
to prosecution that the actor engaged in the proscribed conduct because he was
compelled to do so by threat of imminent death or serious bodily injury to himself
or another.” TEX. PENAL CODE § 8.05(a). In this context, compulsion exists only if
the force or threat of force would render a person of reasonable firmness incapable
of resisting the pressure. Id. § 8.05(c). The defense of duress is not available to a
defendant who “intentionally, knowingly, or recklessly placed himself in a
situation in which it was probable that he would be subjected to compulsion.” Id. §
8.05(d).
7
When the evidence raises a defensive theory, the theory must be submitted
to the jury regardless of whether the supporting evidence is strong, feeble,
unimpeached, contradicted, credible, or incredible. See Shaw v. State, 243 S.W.3d
647, 658 (Tex. Crim. App. 2007); Reynolds, 317 S.W.3d at 521–22; see also
Brown v. State, 955 S.W.2d 276, 279 (Tex. Crim. App. 1997). Potier contends that
the evidence raised a question of fact on the defense of duress in the following
manner:
In Appellant’s case, the threat of death or serious bodily injury was
imminent. Appellant had seen Murray pull a gun on the complainants
when they first arrived so he knew Murray was armed and had the
capability and intention to carry out his threat immediately. Murray
was in Appellant’s presence when he told him that they had to get rid
of the complainants because they could identify them. Murray also
made it clear what would happen to Appellant if he did not comply.
Murray told him that he would have to do something to Appellant and
that Appellant could not fight a bullet, a clear threat to do serious
bodily injury to Appellant if Appellant did not do as commanded. The
threat was predicated on Appellant’s failure to commit the crime
immediately. The evidence raised the affirmative defense and the jury
should have been instructed thereon.1
The evidence Potier relies on for this argument is a recording of Potier’s
police interview after the murders, which was played at trial. In the interview,
Potier told the interviewing officer that a dispute arose between the victims and
Potier and his co-defendants, resulting in Murray’s pulling a gun and Potier’s
1
The State challenges the accuracy of Potier’s description of the evidence in the
record.
8
punching one of the victims in the face. They subdued the victims, 2 after which
Murray left the apartment. Potier and Lewis3 held the two victims captive until
Murray returned. When Murray returned to the apartment, they discussed what to
do with the two victims. According to Potier, he told Murray, “if you let them go,
they’re gonna kill us because they know exactly where I stay.” Potier stated that
Murray then told him, “[I]f you don’t do it, then I’m gonna have to do something
to you.” Potier told the officer that he was a “big guy” but that there was “no way I
can fight a bullet.” Potier says he then walked out. Murray told Lewis to “handle
it” and left to sell the narcotics they had taken from the victims (which the victims
had brought to sell to Potier and the co-defendants). Murray was supposed to
return with the proceeds from the sale.
Potier stated that, after Murray left, he resisted participating in the murders
but Lewis told him that “if we don’t do this, [Murray’s] gonna get us . . . so we
either we can do it and have [Murray] on our side or we can not do it and let them
go and we still gonna die.” Potier next described suffocating the first victim, then
going to have a cigarette. Potier told the officer that he was afraid for his life at that
time. Potier stated that Murray called to ask “are ya’ll done,” and Lewis told
2
Initially Potier told the officer that Lewis bound both of the victims with duct tape,
but after further questioning Potier stated that he taped up one of the victims and
Lewis taped up the other.
3
Other people also came and left from the apartment during this time, including
Lewis’s younger brother.
9
Murray that they had killed one of the victims but still had the other left to kill.
Potier then described suffocating the second victim.
Once both victims were dead, according to Potier, Lewis inquired about
disposing of the bodies. Potier responded that Murray was taking care of that, but
Murray subsequently called and informed Potier and Lewis that he could not come
to dispose of the bodies until the following day. Potier and Lewis spent the night
with the bodies in the apartment. The next day, Murray called again, requesting
that Potier and Lewis dispose of the bodies. Potier told the interviewing officer that
he resisted this, arguing that he had done enough already. He described
transporting the bodies, then a conversation in which Lewis asked Murray about
Lewis’s and Potier’s payment for the murders, to which Murray responded that he
was not going to pay them, but rather, they had done him a favor. Potier states that
he subsequently had a disagreement with Murray over a girl “and that’s when I
moved on him.”
In further questioning, Potier provided the officer with detailed descriptions
of the process of suffocating the two victims, disposing of their bodies the
following day, getting rid of evidence, and sharing in the victims’ shoes and
jewelry.
In light of the evidence, we must uphold the trial court’s ruling because there
is no evidence of an “imminent” threat. An imminent threat has two components of
10
immediacy. Anguish v. State, 991 S.W.2d 883, 886 (Tex. App.—Houston [1st
Dist.] 1999, pet. ref’d). “First, the person making the threat must intend and be
prepared to carry out the threat immediately.” Id. (citing Devine v. State, 786
S.W.2d 268, 270 (Tex. Crim. App. 1989) and Blount v. State, 542 S.W.2d 164, 166
(Tex. Crim. App. 1976)). Second, the threat must be predicated upon the
threatened person’s failure to commit the charged offense immediately. Id. (citing
Devine, 786 S.W.2d at 270 and Blount, 542 S.W.2d at 166). A threat of death at
some indefinite time in the future is insufficient to satisfy the requirement of
imminence. Blount, 542 S.W.2d at 166. Imminence requires a present threat;
threats of future harm alone are not sufficient. See Devine, 786 S.W.2d at 270–71.
Although Murray was present in the apartment when the two victims
arrived, he was not present at the time of their deaths. Even treating Murray’s
statement to Potier that “if you don’t do it, then I’m gonna have to do something to
you” as a threat of death or serious bodily injury, there is no evidence in the record
tending to show that Murray was in a position to “carry out the threat immediately”
such that the statement “compelled” Potier’s actions in murdering the two victims.
See Anguish, 991 S.W.2d at 886–87. Any threat Murray made to Potier before
leaving the apartment was no longer imminent when Murray did not act on it and
left Potier in the apartment with the victims. Between the time Murray made the
alleged threat and the time Potier participated in suffocating the two victims, Potier
11
had an opportunity to contact the police, let the victims go, or simply leave the
apartment. Similarly, any threat Murray may have made over the telephone to
Lewis that Lewis then conveyed to Potier could not have been carried out
immediately.
Additionally, there is no evidence that Murray gave Potier a deadline by
which to commit the murders, much less that Murray compelled Potier to commit
the murders immediately. See id. at 887 (“there was no evidence that the persons
making the threat gave appellant a time by which he was to commit the robbery,
much less that he was to commit the robbery immediately”). The threat that Potier
claims compelled him to commit the murders thus “fails on both components of
immediacy.” See id. “Accordingly, we conclude the threat was not an imminent
threat, as required by section 8.05.” Id.
We overrule Potier’s sole issue on appeal.
Conclusion
We hold that the trial court did not abuse its discretion by declining to
submit an instruction on the defense of duress to the jury. We therefore affirm the
trial court’s judgment.
Harvey Brown
Justice
Panel consists of Justices Keyes, Massengale and Brown.
Do not publish. TEX. R. APP. P. 47.4.
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