Opinion

the University of Texas Medical Branch at Galveston v. Kai Hui Qi

  • 402 S.W.3d 374
  • 2013 Tex. App. LEXIS 6575
  • 2013 WL 2363140
Court
Texas Court of Appeals, 14th District (Houston)
Filed
May 30, 2013
Status
Published
Author
Boyce
On the bench
Boyce, McCally, Donovan
Cited by
23 cases
Authority
More cited than 66.4%

dismissing without opportunity to amend where pleadings were “incurably defective and c[ould ]not be cured by . . . more detailed facts”

How later courts described this case

  • dismissing without opportunity to amend where pleadings were “incurably defective and c[ould ]not be cured by . . . more detailed facts”

Written by the judges who cited it.

The opinion

Reversed and Rendered and Opinion filed May 30, 2013.

In The

Fourteenth Court of Appeals

NO. 14-12-00581-CV

THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON,

Appellant

V.

KAI HUI QI, Appellee

On Appeal from the 212th District Court

Galveston County, Texas

Trial Court Cause No. 11CV0043

OPINION

The University of Texas Medical Branch at Galveston (“UTMB”) appeals an

order denying its plea to the jurisdiction. We reverse and render judgment

dismissing Kai Hui Qi’s suit against UTMB for lack of jurisdiction.

Background

Appellee Kai Hui Qi sued UTMB, Virginia Rauth, M.D., and Julie Griffice,

R.N. on January 11, 2011, after delivering a stillborn male child. In her original

petition, Qi alleged that she had an “uncomplicated pregnancy until January 12,

2009, when she presented to Defendants with a blood pressure of 146/83, an

interval 8 pound weight gain, and a urine dipstick test which returned trace.” Qi

alleged that she called into UTMB’s labor and delivery triage unit on January 18,

2009, complaining of vaginal bleeding and a blood pressure of 140/90. The next

day, Qi went to UTMB and complained of vaginal bleeding, headache, and

elevated blood pressure. “In triage, she had a blood pressure of 148/101 and was

noted to have an intrauterine fetal demise and oligo/anhydramnios.” Qi alleged

that the attending physician induced her labor, and she delivered a stillborn child

on January 20, 2009. Qi alleged that Rauth and Griffice were negligent by failing

to “diagnose preeclampsia” and by failing to admit Qi for elevated blood pressure.

She alleged causes of action for negligence and gross negligence.

UTMB and Griffice filed an original answer, a plea to the jurisdiction, and a

motion to dismiss on February 14, 2011, arguing that Qi’s suit should be dismissed

for lack of jurisdiction because UTMB has sovereign immunity from suit and

liability. They contend that Qi’s petition failed to allege “adequate grounds or

facts to establish a waiver of sovereign immunity under the Texas Tort Claims Act

or any other statute or constitutional provision.” On the same day, UTMB filed a

motion to dismiss Rauth and Griffice from the suit pursuant to Texas Practice and

Remedies Code section 101.106(e).

Qi filed an agreed motion to dismiss Rauth and Griffice from the suit on

March 3, 2011. The trial court granted the agreed motion on March 4, 2011, and

dismissed Rauth and Griffice from Qi’s suit.

Qi filed a first amended petition on March 17, 2011, alleging that UTMB’s

“employees were negligent in the use of the blood pressure cuffs/testing equipment

and urine test strips, by improperly reading and interpreting the results produced by

the testing equipment” which “led directly to [Qi]’s preeclampsia, which directly

2

resulted in the death of [Qi]’s unborn child and to the injuries” Qi suffered. “Had

[UTMB]’s employees properly read and interpreted those test results, a standard

work-up would have been ordered, including, serial blood pressures, a 24-hour

urine collection, and laboratory tests, and if any of these were persistently positive,

a fetal ultrasound to screen for intrauterine growth restriction.” Qi alleged that this

is “a claim brought under the Texas Tort Claims Act,” and further stated in her

petition that UTMB’s “employees were negligent and proximately cause[d] [Qi]’s

injuries as follows:”

a. In the use of the blood pressure cuffs/testing equipment and

urine test strips.

b. In deviating from the standard of care for the treatment of high

blood pressure and preeclampsia;

c. In failing to properly and timely diagnose high blood pressure

and preeclampsia;

d. In failing to counsel Plaintiff on the possibility of developing

preeclampsia and the symptoms to watch for.

c. In failing to properly treat Plaintiff’s condition;

d. In failing to admit Plaintiff to the hospital for observation;

g. In failing to order the appropriate tests;

h. In failing to refer Plaintiff to a specialist or a physician

qualified to confirm diagnosis and treat Plaintiff, or to consult

with such a specialist or physician concerning Plaintiff’s

condition; and

The employees’ negligence, and the resulting injuries suffered by

[Qi], was the direct result of the negligent use of the blood pressure

cuffs/testing equipment and urine test strips, items of tangible

personal property. More specifically, [UTMB]’s employees

negligently used the blood pressure cuffs/testing equipment and urine

test strips, by improperly reading and interpreting the results produced

by that equipment.

* * *

As a direct and proximate result of [UTMB]’s employees’ negligent

3

use of tangible personal property, [Qi]’s son was stillborn, and [Qi]

has been caused to suffer severe mental pain, anguish, grief, and

sorrow . . . loss of society, companionship, and affection of her son . .

. severe injuries, mental and physical pain and suffering, mental

anguish, and physical impairment.

UTMB filed a supplement to its plea to the jurisdiction and motion to dismiss with

prejudice on May 18, 2012, to which it attached Qi’s interrogatory responses and

the deposition testimony of Qi’s expert witness, Aaron Caughey, M.D., Ph.D.

In its plea, UTMB argued that Qi’s claim does not fall within one of the

categories to which waiver of sovereign immunity applies under the Texas Tort

Claims Act because Qi’s “allegations do not assert that [UTMB] negligently used

the alleged tangible personal property and thus caused [Qi’s] injury; but, [Qi] is

complaining that [UTMB] improperly read and interpreted the information

produced by the alleged tangible personal property.” UTMB argued that “Dr.

Caughey’s criticism is not that the use of the alleged tangible personal property

caused the preeclampsia in [Qi]; but, that [UTMB] failed to use the tangible

personal property in order to diagnose the existence of preeclampsia in [Qi].”

UTMB also contended that Qi’s other allegations of negligent acts by UTMB “are

not sufficient to allege a waiver of sovereign immunity under the Texas Tort

Claims Act as they do not allege the use of tangible personal property. Instead, the

allegations complain of the medical judgment exercised by employees of [UTMB].

Alleged errors in medical judgment, absent the negligent use of tangible personal

property, do not give rise to a waiver of sovereign immunity under the Texas Tort

Claims Act.”

Dr. Caughey testified in his deposition that preeclampsia is a “disease that’s

specific to pregnancy, which we believe is caused by an [sic] maternal immune

response, we say alloimmune response, allo meaning other, response to other,

which is a response to actually the fetus, but specifically the placenta and

4

antibodies on the placenta.” He testified that preeclampsia “encompasses a

triumvirate of elevated blood pressure, elevated protein in the urine,” and “usually

nondependent edema.” To diagnose preeclampsia, there must be (1) two elevated

blood pressures, “either a systolic greater than 140 or a diastolic greater than 90,”

at least six hours apart; and (2) elevated protein in the urine of 300 milligram after

a 24 hour urine collection.

Dr. Caughey made the following points during his testimony:

Qi was at higher risk for developing preeclampsia because she had an

in vitro fertilization pregnancy; therefore, it was necessary to diagnose

whether she had gestational hypertension, mild preeclampsia, or

severe preeclampsia.

The blood pressure readings on January 12 were not sufficient by

themselves to diagnose preeclampsia.

The tools that were available on January 12 to diagnose Qi included

blood tests; a 24-hour urine collection to measure protein levels in the

urine; blood pressure readings taken at least six hours apart; and an

obstetric ultrasound to evaluate fetal growth. These tests could have

been performed on January 12 or within 24 hours.

Qi’s treatment when she presented with elevated blood pressure on

January 12 fell below the standard of care because these available

diagnostic tools were not used to determine whether she had

gestational hypertension or preeclampsia.

The two blood pressure readings taken on January 12 were not

performed improperly. Another blood pressure reading should have

been taken six hours later.

5

Dr. Caughey answered “no” to questions asking whether he had seen

anything in the records leading to a conclusion that Dr. Rauth and

Nurse Griffice were negligent in the way they used the blood pressure

cuff and urine test strips.

No evidence suggests that the blood pressure readings were recorded

improperly.

Dr. Caughey does not dispute the accuracy of the dipstick test result

that came back trace positive, and does not believe the dipstick test

was performed in an inappropriate manner. Making a definitive

diagnosis requires a 24-hour urine collection.

Dr. Caughey stated that if Qi had been “diagnosed appropriately” with

“preeclampsia on January 12th, 2009, then . . . the intrauterine fetal demise could

have been prevented by earlier delivery and if delivered, the infant would have

survived more likely than not.” The placental abruption “seems to be the cause in

this case of the stillbirth, and so that would be then caused by preeclampsia.”

“Thus, the clinicians who saw Ms. Qi on January 12th, 2009 violated the standard

of care by not further evaluating her for gestational hypertension/preeclampsia.”

Qi filed a response to UTMB’s supplement to the plea to the jurisdiction and

motion to dismiss with prejudice on June 8, 2012. In her motion, Qi argued that

improperly reading and interpreting the results produced by medical testing

equipment constitutes a use of tangible personal property and a waiver of

governmental immunity.

The trial court held a hearing on UTMB’s plea to the jurisdiction and motion

to dismiss on June 11, 2012. On the same day, the trial court signed an order

denying UTMB’s plea to the jurisdiction and motion to dismiss with prejudice.

6

UTMB timely filed this interlocutory appeal on June 21, 2012.1

Standard of Review

A plea to the jurisdiction is a dilatory plea that seeks dismissal of a case for

lack of subject matter jurisdiction. Harris Cnty. v. Sykes, 136 S.W.3d 635, 638

(Tex. 2004). Immunity from suit defeats a trial court’s subject matter jurisdiction

and thus is properly asserted in a plea to the jurisdiction. Tex. Dep’t of Transp. v.

Jones, 8 S.W.3d 636, 637 (Tex. 1999). A plea questioning the trial court’s

jurisdiction raises a question of law that is reviewed de novo. State v. Holland, 221

S.W.3d 639, 642 (Tex. 2007).

When reviewing whether a plea was properly granted, we first look to the

pleadings to determine if jurisdiction is proper. City of Waco v. Kirwan, 298

S.W.3d 618, 621 (Tex. 2009). We construe the pleadings liberally in favor of the

plaintiff and look to the pleader’s intent. Id. If the pleadings do not contain

sufficient facts to affirmatively demonstrate the trial court’s jurisdiction but do not

affirmatively demonstrate incurable defects in jurisdiction, the issue is one of

pleading sufficiency and the plaintiff should be afforded the opportunity to amend.

Tex. Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226-27 (Tex. 2004).

If the pleadings affirmatively negate the existence of jurisdiction, then a plea to the

jurisdiction may be granted without allowing the plaintiff an opportunity to amend.

Id. at 227.

If a plea to the jurisdiction challenges the existence of jurisdictional facts,

we consider relevant evidence submitted by the parties when necessary to resolve

the jurisdictional issues raised, even where those facts may implicate the merits of

1

See Tex. Civ. Prac. & Rem. Code Ann. § 51.014(a)(8) (Vernon Supp. 2012) (permitting

interlocutory appeal from an order granting or denying government’s plea to the jurisdiction).

7

the cause of action. Kirwan, 298 S.W.3d at 622. If the evidence creates a fact

issue as to the jurisdictional issue, then it is for the factfinder to decide. Id. If the

relevant evidence is undisputed or fails to raise a fact question on the jurisdictional

issue, the trial court rules on the plea to the jurisdiction as a matter of law. Id. In

considering this evidence, we take as true all evidence favorable to the nonmovant

and indulge every reasonable inference and resolve any doubts in the nonmovant’s

favor. Id.

Analysis

In one issue, UTMB argues that the trial court erred by denying its plea to

the jurisdiction and motion to dismiss with prejudice “as there is not a waiver of

sovereign immunity under the Texas Tort Claims Act as the evidence conclusively

established that the appellee’s alleged injuries and damages were not proximately

caused by the negligent use of tangible personal property.”

In Texas, sovereign immunity deprives a trial court of subject matter

jurisdiction for lawsuits in which governmental units have been sued unless the

state consents to suit. Miranda, 133 S.W.3d at 224. UTMB is a “governmental

unit.” Robinson v. Univ. of Tex. Med. Branch, 171 S.W.3d 365, 368 (Tex. App.—

Houston [14th Dist.] 2005, no pet.); Noah v. Univ. of Tex. Med. Branch, 176

S.W.3d 350, 355 (Tex. App.—Houston [1st Dist.] 2004, pet. denied). The Texas

Tort Claims Act (“TTCA”) provides a limited waiver of sovereign immunity.

Miranda, 133 S.W.3d at 224; see Tex. Civ. Prac. & Rem. Code Ann. §§ 101.001–

.109. (Vernon 2011 & Supp. 2012). Section 101.021 provides:

A governmental unit in the state is liable for:

(1) property damage, personal injury, and death proximately

caused by the wrongful act or omission or the negligence of an

employee acting within his scope of employment if:

(A) the property damage, personal injury, or death arises

8

from the operation or use of a motor-driven vehicle or

motor-driven equipment; and

(B) the employee would be personally liable to the

claimant according to Texas law; and

(2) personal injury and death so caused by a condition or use of

tangible personal or real property if the governmental unit

would, were it a private person, be liable to the claimant

according to Texas law.

Tex. Civ. Prac. & Rem. Code Ann. § 101.021.

UTMB contends that the trial court should have granted its plea to the

jurisdiction and dismissed Qi’s suit because (1) UTMB employees did not

negligently use tangible personal property, i.e., blood pressure cuffs/testing

equipment and urine test strips; (2) tangible personal property did not cause Qi

injury because she already suffered from preeclampsia when she came to the

hospital; (3) Qi’s allegation that UTMB employees improperly read and interpreted

test results does not waive sovereign immunity under the Texas Tort Claims Act

“as there is not a waiver of sovereign immunity for the use or misuse of

information;” (4) the true substance of Qi’s “complaint is not that she was injured

by the negligent use of tangible personal property; but, instead, that she was

harmed by an error in medical judgment and/or a failure to diagnose

preeclampsia;” and (5) the remaining allegations of negligence in Qi’s petition are

“not sufficient to allege a waiver of sovereign immunity under the Texas Tort

Claims Act as they do not allege a condition or use of tangible personal property.”

Qi responds that the trial court correctly found a waiver of sovereign

immunity under the Texas Tort Claims Act and denied UTMB’s plea to the

jurisdiction and motion to dismiss because (1) the improper reading and

interpreting of results produced by medical testing equipment constitutes a use of

tangible personal property, and a waiver of governmental immunity under Salcedo

9

v. El Paso Hospital District, 659 S.W.2d 30 (Tex. 1983), Texas Tech University

Health Sciences Center v. Lucero, 234 S.W.3d 158 (Tex. App.—El Paso 2007, pet.

denied), and University of Texas Medical Branch Hospital v. Hardy, 2 S.W.3d 607

(Tex. App.—Houston [14th Dist.] 1999, pet. denied); (2) Dr. Caughey’s expert

report and deposition testimony “support the claim that had the doctors at UTMB

properly read and interpreted the results of the blood pressure and urine protein

tests, [Qi] would have been admitted for further testing,” she would have been

diagnosed with preeclampsia, delivery of the baby would have been induced, and

the baby would have more likely than not survived; and (3) tangible personal

property need not actually cause the stillbirth and injury but only need to be a

substantial factor in bringing about the stillbirth and injury to establish a waiver of

sovereign immunity under the Texas Tort Claims Act.

We conclude that Qi’s suit does not invoke the limited waiver of sovereign

immunity found in the Texas Tort Claims Act because Qi’s allegations do not meet

the Act’s requirement that the use of tangible personal property caused the

stillbirth and injury, and the substance of Qi’s claim is that UTMB’s employees

failed to timely diagnose and treat Qi for preeclampsia and induce delivery of her

baby.

I. Use of Property did not Cause the Injury

To state a claim that falls within the limited waiver of immunity under the

TTCA, Qi must allege that the use of tangible personal property proximately

caused personal injury or death. See Tex. Civ. Prac. & Rem. Code Ann. §

101.021(2). “Use” is defined as “to put or to bring into action or service; to

employ for or apply to give a purpose.” Tex. Dep’t of Crim. Justice v. Miller, 51

S.W.3d 583, 588 (Tex. 2001). However, the basic purpose of section 101.021 is to

waive immunity “only to a limited degree.” Dallas Cnty. Mental Health & Mental

10

Retardation v. Bossley, 968 S.W.2d 339, 343 (Tex. 1998). Thus, for a waiver

under subsection (2) to apply, the plaintiff’s injury “must be proximately caused by

the condition or use of tangible property.” Id. “The requirement of causation is

more than mere involvement,” and “[p]roperty does not cause injury if it does no

more than furnish the condition that makes the injury possible.” Id.; see Miller, 51

S.W.3d at 588. Instead, the property must be the instrumentality of the harm. Tex.

Tech Univ. Health Sci. Ctr. v. Jackson, 354 S.W.3d 879, 884 (Tex. App.—El Paso

2011, no pet.); Robinson, 171 S.W.3d at 369; see Bossley, 968 S.W.2d at 342.2

Qi’s reliance on Salcedo, Lucero, and Hardy is misplaced in light of the case

law’s development after Salcedo.

In Salcedo, the decedent was examined for severe chest pains. 659 S.W.2d

at 31. An electrocardiogram test conducted in the emergency room showed a

classic heart attack pattern, but Salcedo was released; he later died of a heart

attack. Id. His widow sued and alleged that the hospital was liable for his death

under the TTCA based on misuse of the electrocardiogram equipment “by

improperly reading and interpreting the electrocardiogram graphs and charts

produced by the equipment.” Id. at 32. The trial court dismissed her case for

failure to state a claim under the TTCA, and the court of appeals affirmed. Id. at

31.

The supreme court reversed, holding that “an allegation of defective or

inadequate tangible property is not necessary to state a cause of action under the

2

A panel majority of this court recently held that the “use” of tangible property must be

negligent in order for the waiver of sovereign immunity to be applicable. Univ. of Tex. Health

Sci. Ctr. v. DeSoto, No. 14-12-00620-CV, 2013 WL 1169126 at *4-6 (Tex. App.—Houston

[14th Dist.] March 21, 2013, no pet. h.). Justice McCally dissented. Id. at *6-8. We need not

address negligent “use” of tangible property in order to resolve this appeal because there is no

“use” of tangible property in the statutory sense – negligent or otherwise – at issue in this case.

Instead, this case focuses on a different inquiry involving alleged misuse of intangible

information.

11

Act if ‘some use’ of the property, rather than ‘some condition’ of the property, is

alleged to be a contributing factor to the injury.” Id. at 32. It determined that the

widow’s allegation that the hospital was liable under the TTCA for misuse in

improperly reading and interpreting the electrocardiogram graphs stated a claim.

Id. at 31, 33. The court held that “[r]eading and interpreting are purposes for

which an electrocardiograph is used or employed in diagnosing” a heart attack, and

that therefore Salcedo’s widow “has alleged her loss was proximately caused by

the negligence of the hospital district’s employees in the use of tangible property.”

To reach this holding, the supreme court construed language in an earlier version

of the TTCA — specifically, the word “some” appearing before “condition” and

“use,” and the provision requiring liberal construction. Id. at 32, 33.

When Salcedo was decided in 1983, the TTCA provided for a waiver of

sovereign immunity for death or personal injuries caused from “some” condition or

“some” use of tangible property. Redden v. Denton Cnty., 335 S.W.3d 743, 748

(Tex. App.—Fort Worth 2011, no pet.); Tex. Tech Univ. Health Scis. Ctr. v. Ward,

280 S.W.3d 345, 349-50 (Tex. App.—Amarillo 2008, pet. denied); see Act of May

28, 1983, 68th Leg., R.S., ch. 530, § 1, 1983 Tex. Gen. Laws 3084, 3085 (repealed,

recodified, and amended 1985). At that time, the TTCA also provided, “[t]he

provisions of this Act shall be liberally construed to achieve the purposes hereof.”

Redden, 335 S.W.3d at 748; Ward, 280 S.W.3d at 350; see Act of May 14, 1969,

61st Leg., R.S., ch. 292, § 13, 1969 Tex. Gen. Laws 874, 877, repealed by Act of

May 17, 1985, 69th Leg., R.S., ch. 959, § 9, 1985 Tex. Gen. Laws 3242, 3322.

When the legislature recodified the TTCA two years after Salcedo, it deleted the

word “some” and repealed the provision mandating liberal construction. Redden,

335 S.W.3d at 748; Ward, 280 S.W.3d at 350; see Act of May 17, 1985, 69th Leg.,

R.S., ch. 959, §§ 1, 9–10, 1985 Tex. Gen. Laws 3242, 3303, 3322.

12

After the amendment of the TTCA, the supreme court began limiting

Salcedo and the waiver of immunity under section 101.021(2); lower courts

followed suit. See Redden, 335 S.W.3d at 748; Kamel v. Univ. of Tex. Health Sci.

Ctr. at Houston, 333 S.W.3d 676 (Tex. App.—Houston [1st Dist.] 2010, pet.

denied). Several cases illustrate this progression.

In University of Texas Medical Branch v. York, 871 S.W.2d 175, 176 (Tex.

1994), the patient, who was improving from severe injuries he sustained in a car

accident that left him partially paralyzed, was admitted to UTMB for an inpatient

program. Shortly after his admission, the patient broke his hip which went

undiagnosed for approximately eight days. Id. He suffered severe pain,

withdrawal, depression, and regression in his rehabilitation. Id. The patient’s

father sued UTMB and alleged misuse of tangible personal property by “failing to

note in [the patient’s] medical records” the events of the day he broke his hip and

in “failing to memorialize in writing numerous other observations concerning [his]

condition.” Id. The patient’s father further alleged misuse of medical records by

“failing to follow a recommendation noted in the records for an x-ray of [the

patient’s] hip.” Id. A jury returned a verdict in York’s favor, which was affirmed

by the court of appeals. Id.

Recognizing that the recodified version of the TTCA eliminated the mandate

for liberal construction and instead called for construction subject to the general

principles of statutory construction in § 311.023 of the Code Construction Act, the

supreme court held that mere information, which may or may not be recorded in a

patient’s medical records, does not constitute use, misuse, or non-use of tangible

personal property under section 101.021(2) of the TTCA. Id. at 179. The supreme

court reversed the judgment and rendered judgment in favor of UTMB. Id. While

paper itself can be touched, handled, and seen, the court reasoned that medical

13

information recorded on paper is not tangible personal property; information is

intangible. Id. at 176, 179. The court noted that the plaintiff had not alleged any

misuse of any hospital device or equipment. Id. at 178. It also stated that “Salcedo

does not permit claims against the State for misuse of information.” Id. at 179.

In Bossley, 968 S.W.2d at 340–41, a mental patient escaped through

unlocked doors from a mental hospital and committed suicide by throwing himself

in front of a truck; his parents sued, claiming that the patient’s death was caused by

the unlocked doors, and thus MHMR waived its liability under section 101.021(2).

The trial court granted summary judgment in favor of MHMR based on sovereign

immunity, and the plaintiffs appealed. Id. at 341. The appellate court applied

Salcedo, reasoning that the involvement of “some condition or use of tangible

property is enough” for waiver of immunity and reversed the trial court. Id. at 342.

The supreme court reversed the appellate court and rendered judgment that

plaintiffs take nothing. Id. at 344. In explaining its earlier holding in Salcedo, the

court declared that while some involvement of property was necessary, mere

involvement, without causation, was insufficient. Id. at 342. The supreme court

also stated: “The court of appeals in this case took our comment in Salcedo to

mean that for immunity to be waived, ‘the property . . . does not have to be the

instrumentality of harm, it need only be involved.’ In other words, the court

concluded that some involvement of property is all that is required for immunity to

be waived by Section 101.021(2). But we did not say in Salcedo that the

involvement of property is sufficient for waiver of immunity, as the court of

appeals concluded; we said only that the involvement of property is necessary.”

Id. (emphasis in original) (citation omitted).

The supreme court stated that the “requirement of causation is more than

mere involvement, although exactly how much more has been difficult for courts

14

to define. If only involvement were required, the waiver of immunity would be

virtually unlimited, since few injuries do not somehow involve tangible personal or

real property.” Id. at 343. The court stated that requiring only that a condition or

use of the property be involved would conflict with the TTCA’s basic purpose of

waiving immunity only to a limited degree. Id. The court also held that

“[p]roperty does not cause injury if it does no more than furnish the condition that

makes the injury possible.” Id. at 343. The court concluded that, while the

unlocked doors permitted the patient’s escape, they did not cause his death, and

thus the nexus between the use or condition of the doors and the patient’s death

was too attenuated to constitute a waiver of immunity. Id. Importantly, the

supreme court declared: “The decision in Salcedo is limited to its facts.” Id. at

342.

In Miller, 51 S.W.3d at 588, the supreme court found that the plaintiff’s

claim did not fall within section 101.021(2) and again narrowed the application of

the TTCA’s waiver provision. Miller, an inmate, was treated by TDCJ’s staff for

nausea and severe headaches; he was given pain medication and other medications

for fifteen days, after which he was hospitalized and diagnosed with cryptococcal

meningitis, which caused his death. Id. at 585. His widow filed suit alleging that

Miller’s death was caused by misuse of tangible property by (1) improperly

administering pain medications and fluids which masked the symptoms of

meningitis, (2) improperly reading and interpreting fever-detecting equipment, and

(3) improperly using clinic facilities and equipment in diagnosing and treating

Miller. Id. She further alleged that TDCJ staff members were negligent in “failing

to practice medicine in an acceptable manner,” failing to evaluate Miller in a

timely manner, failing to make a proper diagnosis, failing to order appropriate

laboratory tests, and failing to treat Miller’s true condition. Id.

15

The supreme court noted that the widow’s “petition alleged generally that

TDCJ was negligent in its treatment of her husband by failing to diagnose

meningitis. But the Tort Claims Act does not waive sovereign immunity for all

negligence claims against governmental units. Accordingly, [the widow] sought to

bring her claim within the ‘condition or use of tangible . . . property’ . . . waiver

provision by also alleging that misuse of various medications and medical

equipment masked the diagnosable symptoms of the fatal disease.” Id. at 587. The

court stated that “[w]hile this is an attractive attempt to distinguish our non-use

cases, we are not persuaded.” Id. at 588. “‘There cannot be waiver of sovereign

immunity in every case in which medical treatment is provided by a public facility.

Doctors in state medical facilities use some form of tangible personal property

nearly every time they treat a patient.’” Id. (quoting Kerrville State Hosp. v. Clark,

923 S.W.2d 582, 585-86 (Tex. 1996)).

The court stated that while TDCJ did “use” various drugs and medical

equipment in treating the inmate, it is not sufficient for waiver purposes “that some

property is merely involved . . . . Using that property must have actually caused

the injury.” Id. The court concluded that Miller’s treatment might have furnished

the condition that made his injury possible, but treatment did not hurt him, make

him worse, or actually cause his death.” Id.

In Dallas Area Rapid Transit v. Whitley, 104 S.W.3d 540, 542 (Tex. 2003),

Whitley sued the Dallas Area Rapid Transit Authority under the TTCA after a

fellow bus passenger, Burkley, severely beat him. After Burkley verbally harassed

and threatened Whitley, the bus driver told Whitley to exit the bus and that he

would return for Whitley in a few minutes. Id. at 541–42. The bus did not return;

Burkley disembarked at the next stop; recruited her son and his friends to join her

vendetta; and attacked Whitley. Id. at 542. Whitley sued Dallas Area Rapid

16

Transit Authority for negligence, arguing that “his injuries ar[o]se from a use of

the bus because the bus driver wrongfully ejected him in a remote and dangerous

area of Dallas, allowed Burkley to deboard after she assaulted and threatened him

in the driver’s presence, and then failed to pick him up as promised.” Id.

The supreme court stated that it has “consistently required a nexus between

the operation or use of a motor-driven vehicle or equipment and a plaintiff’s

injuries.” Id. at 543. “This nexus requires more than mere involvement of

property;” the property’s use must have actually caused the injury. Id. The court

also stated that, “as with the condition or use of property, the operation or use of a

motor vehicle ‘does not cause injury if it does no more than furnish the condition

that makes the injury possible.’” Id. (quoting Bossley, 968 S.W.2d at 343).

Therefore, the court concluded that Burkley and her cohorts caused Whitley’s

injuries, and the driver’s failure to supervise Burkley may have contributed, but the

operations or use of the bus did not. Id. Accordingly, Whitley’s claim does not

fall within the limited waiver of sovereign immunity. Id. at 543-44.

Several intermediate courts of appeals have followed these more recent

supreme court cases in limiting Salcedo’s application.

In Gainesville Memorial Hospital v. Tomlinson, 48 S.W.3d 511, 512-14

(Tex. App.—Fort Worth 2001, pet. denied), Tomlinson sued the hospital for

injuries she sustained after falling out of a hospital bed; she contended that the

hospital acted tortiously “[i]n using, misusing, or not using laboratory results

obtained from blood drawn from [her] by [the hospital] utilizing medical

diagnostic devices so as to know that [her] H & H3 was falling . . . .” Id. (emphasis

in original). She further contended that “it was not appropriate to leave her up and

unattended in the condition she was in at the time.” Id. The court of appeals held

3

“H & H is an abbreviation for Hemoglobin and Hematocrit.” Id.

17

that the hospital did not waive sovereign immunity under the tangible property

exception to the TTCA because Tomlinson’s claim did not demonstrate the use or

misuse of tangible personal property. Id. at 514. The court relied on the Texas

Supreme Court opinion in York and stated that “Tomlinson’s allegation is that [the

hospital] used, misused or failed to use laboratory results. Laboratory results are

not tangible property merely because they are recorded on paper which is tangible.

This constitutes an allegation of use or misuse of information. Information itself is

an abstract concept, lacking corporeal, physical, or palpable qualities and,

therefore, intangible.” Id. (emphasis in original) (citations omitted).

In Anderson v. City of San Antonio, 120 S.W.3d 5, 6 (Tex. App.—San

Antonio 2003, pet. denied), the plaintiffs sued the City after Anderson died of a

heart attack, alleging that the EMTs failed to transport Anderson to the emergency

room because they negligently misinterpreted the electrocardiogram and ignored

his pleas that he was having a heart attack. Relying on Whitley, the court of

appeals held that the use of an electrocardiogram machine did not cause

Anderson’s death by heart attack after he received two electrocardiograms — the

results of which were disputed — and was not transported to the emergency room

despite his pleas that he was having a heart attack. Id. at 6–7, 9. Rather,

Anderson’s “death was caused by his cardiac condition and the EMTs’ alleged

negligence. It was not caused by the use of the EKG machine.” Id. at 9.

In University of Texas Medical Branch v. Thompson, No. 14-06-00014-CV,

2006 WL 1675401, at *1-2 (Tex. App.—Houston [14th Dist.] June 20, 2006, no

pet.) (mem. op.), Thompson sued UTMB after she was not diagnosed with

appendicitis until her third visit to the emergency room. She alleged UTMB’s

physicians and nurses harmed her by improperly administering medications that

masked the symptoms of appendicitis; using x-ray equipment that is not capable of

18

diagnosing appendicitis; and misusing diagnostic equipment such as a stethoscope,

blood pressure machines, and thermometers in a way that failed to recognize the

signs and symptoms of her illness. Id. at 2. Thompson asserted that the tangible

personal property used by the physicians that invoked the TTCA’s limited waiver

of immunity were: pain medications, the x-ray machine, and various diagnostic

equipment including a stethoscope, blood pressure machine, and a thermometer.

Id.

This court relied on the Texas Supreme Court’s holding in Miller that “mere

involvement of tangible personal property in the treatment is not enough to waive

immunity; instead, that property must have actually caused the injury.” Thompson

alleged that she was given symptom-masking drugs, that UTMB’s emergency

room personnel did not properly use medical diagnostic tools to timely diagnose

her appendicitis. “These allegations do not meet the Tort Claims Act’s causation

requirement because none of the property involved in [her] medical treatment

actually harmed” her. Id.

In Lanphier v. Avis, 244 S.W.3d 596, 599 (Tex. App.—Texarkana 2008, pet.

dism’d as moot), disapproved on other grounds by Franka v. Velasquez, 332

S.W.3d 367 (Tex. 2011), Avis filed a health care liability suit against two nurses

alleging negligence in failing to properly carry out their nursing responsibilities.

Avis claimed that, even though she began experiencing labor pains accompanied

by a high fever and vomiting, and a fetal monitor strip showed her fetus to be in

distress, her labor was allowed to proceed for eight hours. Id. After the nurses

were unable to locate a fetal heart tone, a cesarean section surgery was performed

and Avis’s baby was delivered stillborn; a timely delivery would have allowed

Avis’s baby to survive. Id.

The court relied on the supreme court’s opinions in York, Bossley, and

19

Miller. It concluded that Avis’s allegations against the nurses did not “concern use

of tangible property” and fell outside the TTCA’s waiver of sovereign immunity.

Id. at 606. The court noted that Avis did not allege that the nurses failed to watch

the fetal monitor, that they used the monitor improperly, or that the injuries to her

infant were caused by a device used during delivery. Instead, Avis alleged that

“the nurses should have taken alternate actions based on the information generated

by the monitor. No device used during the delivery is alleged to have caused the

injury to Avis’s infant.” The court also stated: “Since Avis’s allegations here are

more accurately characterized as allegations that the nurses took the wrong course

of action based on the information from the monitor, we reiterate that information

is not treated as tangible property under the TTCA.”

In Ward, 280 S.W.3d at 356, the Amarillo Court of Appeals held that the

alleged misuse of a fetal heart monitor was insufficient to waive immunity under

section 101.021(2). The court stated that given the elimination of the mandate to

liberally construe the TTCA’s waiver provisions and the supreme court’s trend to

limit Salcedo and narrowly apply section 101.021(2) to cases involving a causation

nexus between the use of tangible property and complained of injury or death, “the

Wards have not demonstrated that ‘use’ of the fetal heart rate monitor caused their

injury. They did not allege that the monitor was incorrectly used or that its results

were erroneous. Rather, they couched their allegations as ‘failing to recognize and

respond,’ which are allegations of misuse of information and negligence by

medical staff.” Id. The court also concluded that the Wards failed to establish a

nexus between the use of the monitor and the stillborn birth of their child; the

evidence indicated that the cause of death was a true knot in the umbilical cord. Id.

In Redden, 335 S.W.3d at 744, plaintiffs sued Denton County under the

TTCA after Redden died while being incarcerated; plaintiffs alleged misuse of the

20

county’s electrocardiogram machine by misinterpreting the data derived from the

machine that led to Redden’s improper treatment and death. Considering the

amendments to the TTCA as well as the development in the case law since the

supreme court’s decision in Salcedo, the court of appeals held that, because “the

‘use’ of tangible property must involve the use of a medical machine, not the ‘use’

of information from the medical machine,” the plaintiffs’ claim as alleged does not

fall under the TTCA. Id. at 747-51.

The court stated that it based its holding on three factors in particular. Id. at

751. “First, a plain reading of the TTCA requires that the use of tangible property

cause personal injury or death.” Id. “It is undisputed here that the EKG machine

itself did not injure Redden.” Id. “Nor was it alleged that the machine produced

inaccurate information that led to his death.” Id. “Rather, [plaintiff]s alleged only

that the accurate information produced by the machine was misused by the medical

staff.” Id. “Therefore, it is the medical staff that allegedly caused Redden’s death,

not the machine or the machine’s use.” Id. Second, the court stated that

information is not tangible property as stated by the supreme court in York. Id.

Third, the court concluded that the supreme court’s opinion in Whitley mandates a

finding that the plaintiffs’ claim as alleged does not fall within the TTCA’s waiver

of immunity. Id.

Qi states that this court in Hardy and the El Paso Court of Appeals in Lucero

applied Salcedo to find a waiver of sovereign immunity under analogous

circumstances; Qi asks us to find waiver in this case. We decline for several

reasons.

First, the supreme court limited Salcedo to its facts. Bossley, 968 S.W.2d

342 (“The decision in Salcedo is limited to its facts.”). The court subsequently has

explained that “information itself is an abstract concept, lacking corporeal,

21

physical, or palpable qualities. Information thus, is intangible.” York, 871 S.W.2d

at 179. The fact that information is recorded in writing on paper or by a medical

device does not render the information tangible property. See id.

Qi’s expert, Dr. Caughey, testified that the two blood pressure readings

taken on January 12 were not performed improperly. Dr. Caughey answered “no”

to questions asking whether he had seen anything in the records leading to a

conclusion that Dr. Rauth and Nurse Griffice were negligent in the way they used

the blood pressure cuff and urine test strips. No evidence suggests that the blood

pressure readings were recorded improperly. Dr. Caughey does not dispute the

accuracy of the dipstick test result that came back trace positive, and does not

believe the dipstick test was performed in an inappropriate manner. This testimony

confirms that Qi’s allegations rest upon the results produced by blood pressure

equipment and urine test strips rather than the use of this equipment; these results

are information. Because information is intangible property, the results also are

intangible property. Accordingly, the use of results produced by medical

equipment constitutes, at most, use of intangible property.

Based on the language in the TTCA and the development of case law after

Salcedo, the “use” of tangible property at issue must involve the use of the medical

equipment itself and not merely the use of information from the medical

equipment. See Redden, 335 S.W.3d at 751; Ward, 280 S.W.3d at 356. Thus, the

“use” of property requires more than reading and interpreting data produced by

medical equipment.

Here, Qi does not base her claims upon use of the medical equipment itself;

instead, she bases her claims on the alleged use or misuse of information produced

by the medical equipment. Qi does not allege that the medical equipment was used

inappropriately or incorrectly, or that the equipment’s results were erroneous, or

22

that the results were recorded erroneously. Dr. Caughey’s criticism centered

around his contention that UTMB employees violated the standard of care because

they “didn’t go further in the work-up” and did not further evaluate Qi for

preeclampsia. Dr. Caughey opined that the blood pressure measures and the urine

test by dipstick the UTMB employees performed yielded insufficient information

to rule out a diagnosis of preeclampsia. He opined that a series of blood pressure

readings taken at least six hours apart and a 24 hour urine collection are necessary

to make a proper diagnosis of preeclampsia.

Second, Qi incorrectly asserts that tangible personal property need not have

actually caused the stillbirth as long as it was a “substantial factor in bringing

about the injury.” The use of tangible property “must have actually caused the

injury.” Whitley, 104 S.W.3d at 543. In other words, the tangible property must be

the instrumentality of the harm. Jackson, 354 S.W.3d at 884; Robinson, 171

S.W.3d at 369; see Bossley, 968 S.W.2d at 342. Here, Qi’s claim cannot go

forward in the absence of an allegation that the blood pressure equipment and urine

test strips were the instrumentality that caused the harm.

Qi does not allege that the medical equipment caused the stillbirth of her

baby. Instead, she claims that the cause of the stillbirth was the failure to do

further testing to diagnose her with preeclampsia and treat her appropriately by

inducing labor. Accordingly, Qi failed to allege a nexus between the use of the

medical equipment in this case and the stillbirth.

Third, we are not bound to follow Lucero; nor are we persuaded by it in light

of the supreme court’s limitation of Salcedo. In Lucero, the plaintiffs alleged the

negligent misuse of equipment, “specifically an abdominal CT scan that indicated

liver abscess; and the failure to properly and timely diagnose and treat Lucero’s

bile leak, liver bilomas, and abscess.” 234 S.W.3d at 169. The court of appeals

23

distinguished Whitley as not involving misuse of diagnostic medical equipment and

followed Salcedo; the court concluded there is a waiver of sovereign immunity

because “[l]ike the electrocardiogram graph in Salcedo, an abdominal CT scan and

its films are used in diagnosing various conditions of the abdomen,” and the

“Lucero plaintiffs alleged and offered evidence to prove that there was a misuse of

the abdominal CT scan.” Id. at 172. The court, however, did not state that the use

or misuse of the CT scan actually caused the injury.

Finally, we believe that Hardy is distinguishable from the present case and

more analogous to Thompson. In Hardy, the patient was connected to a cardiac

monitor while recovering from bypass surgery and, when the monitor sounded an

alarm due to a complete heart block and heart stoppage, resuscitation efforts were

not commenced for at least five minutes. 2 S.W.3d at 608-09. The patient never

regained consciousness and was taken off life support. Id. at 609.

Relying on Salcedo, the court held that the plaintiff’s allegations that failure

to pay proper attention to the cardiac monitor (1) constituted a use or misuse of

tangible property and (2) proximately caused the patient’s death were “sufficient to

bring the case within the waiver of governmental immunity under section

101.021(2) of the TTCA.” Id. at 610. The court noted that “the use of the cardiac

monitor directly affected the decedent by monitoring her heart’s activity, and

served as an early warning device in case of a problem. The cardiac monitor could

only be effective, however, if it was properly monitored at all times.

Unfortunately, the person responsible for monitoring the cardiac monitor failed to

do so, resulting in the death of the decedent from the very condition that the proper

use of the cardiac monitor was intended to avoid.” Id.

Hardy stated that the cardiac monitor was “put into service” for the purpose

of monitoring the patient’s heart and that the hospital employee’s failure to pay

24

attention to the monitor constituted a use or misuse of the monitor; Hardy did not

conclude that misreading or misinterpreting results or information generated from

the monitor constituted use of tangible property. Id. Nor did the plaintiff allege

misreading or misinterpreting of monitor results. Id. at 609. Further, the cardiac

monitor sounded an alarm due to heart stoppage, and no other reading,

interpretation, or action was necessary for the patient’s diagnosis. Here, the blood

pressure equipment and urine test strips did not show a diagnosis of preeclampsia

that UTMB’s employees simply misread or misinterpreted as not showing

preeclampsia. The blood pressure equipment showed an elevated blood pressure,

and the urine test strips showed protein in the urine. This information was

insufficient to diagnose Qi with preeclampsia and then treat Qi appropriately;

according to Qi’s expert, a series of blood pressure measures and a 24 hour urine

collection were necessary for a proper diagnosis.

We conclude that Qi’s allegations do not meet the TTCA’s requirement that

use of tangible property actually caused the harm in this case.

II. Substance of Complaint is the Failure to Diagnose and Treat

In determining whether sovereign immunity has been waived, courts look to

the real substance of a plaintiff’s cause of action, not the plaintiff’s characterization

of her claims. Thompson, 2006 WL 1675401, at *4 (citing Whitley, 104 S.W.3d at

543, and Bossley, 968 S.W.2d at 343). Here, the real substance of Qi’s suit is that

UTMB’s employees failed to timely diagnose Qi with preeclampsia and induce

delivery of her baby; this failure allegedly resulted in the stillbirth of her baby and

her injury that would not have occurred if she had been timely and properly

diagnosed and treated. “However, a state entity’s failure to act does not invoke the

Tort Claims Act’s limited waiver of immunity.” Thompson, 2006 WL 1675401, at

*4 (citing Kassen v. Hatley, 887 S.W.2d 4, 14 (Tex. 1994)). Because the real

25

substance of Qi’s cause of action is a failure to act, Qi’s suit does not invoke the

Tort Claims Act’s waiver of immunity. See id.

Further, none of the remaining allegations in Qi’s petition allege a use or

misuse of tangible property: “[UTMB’s] employees were negligent and

proximately cause[d] [Qi]’s injuries”

b. In deviating from the standard of care for the treatment of high

blood pressure and preeclampsia;

c. In failing to properly and timely diagnose high blood pressure

and preeclampsia;

d. In failing to counsel Plaintiff on the possibility of developing

preeclampsia and the symptoms to watch for.

c. In failing to properly treat Plaintiff’s condition;

d. In failing to admit Plaintiff to the hospital for observation;

g. In failing to order the appropriate tests;

h. In failing to refer Plaintiff to a specialist or a physician

qualified to confirm diagnosis and treat Plaintiff, or to consult

with such a specialist or physician concerning Plaintiff’s

condition

Instead, as noted above, Qi’s allegations state a complaint of the medical judgment

exercised by UTMB’s employees. The TTCA does not waive immunity for claims

alleging erroneous medical judgment. See Univ. of Tex. Health Sci. Ctr. v. DeSoto,

No. 14-12-00620-CV, 2013 WL 1169126, at *6 (Tex. App.—Houston [14th Dist.]

March 21, 2013, no pet. h.). Therefore, Qi’s remaining allegations cannot waive

UTMB’s immunity under the TTCA.

Although a plaintiff may be afforded an opportunity to amend pleadings,

when pleadings affirmatively negate the existence of jurisdiction, they are

considered incurably defective and cannot be cured by a plaintiff’s assertion of

more detailed facts. See Univ. of Tex. M.D. Anderson Cancer Ctr. v. King, 329

S.W.3d 876, 881 (Tex. App.—Houston [14th Dist.] 2010, pet. denied). Qi has

26

failed to plead sufficient factual allegations that the negligent use of tangible

property by a state employee caused the stillbirth and injury within the waiver of

sovereign immunity contained in section 101.021(2). See id. Qi’s allegations are

incurably defective; therefore, Qi cannot cure the defects by pleading more

detailed facts to support her assertion that the stillbirth and injury were caused by

the acts or omissions listed in her live petition. See id.

Conclusion

We sustain UTMB’s sole issue. We reverse the trial court’s order denying

UTMB’s plea to the jurisdiction and render judgment dismissing Qi’s suit against

UTMB for lack of jurisdiction.4

/s/ William J. Boyce

Justice

Panel consists of Justices Boyce, McCally and Donovan.

4

In light of our disposition, we deny the parties’ joint motion to stay jury trial and all

other trial court proceedings as moot.

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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