Opinion

Darius Elam v. State

Court
Texas Court of Appeals, 1st District (Houston)
Filed
Jul 1, 2010
Status
Published
Cited by
0 cases
Authority
More cited than 35.3%

adopting Oregon v. Kennedy standard for determining whether retrial is barred by double jeopardy provision of Texas Constitution following mistrial at defendant’s request

How later courts described this case

  • adopting Oregon v. Kennedy standard for determining whether retrial is barred by double jeopardy provision of Texas Constitution following mistrial at defendant’s request
  • addressing prosecutor’s remark, “Carballo [the defendant] didn’t get up on the stand and tell you”

Written by the judges who cited it.

The opinion

Opinion issued July 1, 2010

In The

Court of

Appeals

For The

First District

of Texas

————————————

NO. 01-10-00097-CR

———————————

Darius Elam , Appellant

V.

The State of

Texas , Appellee

On Appeal from the 23rd District Court

Brazoria County, Texas

Trial Court Case No. 60672

MEMORANDUM OPINION

This is an

appeal from the trial court’s denial of habeas corpus relief. See

Tex. R. App. P. 31. After his first trial ended in a mistrial at

his request, appellant, Darius Elam, filed a habeas application with the trial

court, requesting that any subsequent prosecution be barred. Appellant’s petition asserted that the double

jeopardy clauses of the federal and state constitutions prohibited retrial

because the prosecutor’s conduct was “intended to provoke or goad defense

counsel into moving for mistrial.” After

holding a hearing on the issue, the trial court denied habeas relief. We affirm.

BACKGROUND

In January 2009, appellant was

brought to trial on an indictment alleging that he bribed a public servant. Specifically, he was charged with offering

money to Darnell Chisolm, a Texas Department of Criminal Justice (“TDCJ”)

correctional officer, in exchange for his bringing tobacco into the

tobacco-free Ramsey I Unit.

At that trial, Chisolm testified

that he was approached by an inmate named Keith Francis about what he called a

“money game.” Chisolm said he was not

interested, but Francis “kept pushing for it.”

Later that day, Francis introduced Chisolm to appellant. Appellant explained the details of the

plan: appellant would pay him $200 to

pick up seventy-five cans of tobacco from a “contact man” at a certain

location. Appellant provided Chisolm

with a map showing the location and listing the contact name and phone number of

the person who would be delivering the tobacco.

Evidence was produced at trial showing that the name on the map,

“Renee,” and the phone number belonged to appellant’s wife.

Chisolm told appellant he “would

think about it,” then asked for a restroom break from the supervising officer,

and went to the lieutenant’s office to report the bribe. At the lieutenant’s direction, Chisolm

returned to appellant’s cell and accepted the offer. Chisolm asked for the money up front, and

appellant agreed and brought him the money wrapped in tissue paper. Chisolm testified that cash money was

considered contraband at the unit.

During the prosecutor’s closing

argument, appellant objected to a statement by the prosecutor on the ground

that the State was shifting its burden and commenting on the defendant’s

election not to testify. The trial court

sustained the objection and conferred with the attorneys regarding a

solution. The State suggested an

instruction to disregard. When the jury

was brought back into the courtroom, the trial judge instructed the jury to

disregard the comment. Appellant’s

counsel immediately moved for mistrial, which was granted by the trial court.

Following the mistrial, appellant

filed a pretrial habeas application, arguing that any subsequent prosecution

was barred, but the trial court denied relief.

DISCUSSION

A. Standard of

Review

The decision to grant or deny an

application for writ of habeas corpus is one within the trial court's

discretion and may be overturned only if the appellate court finds the trial

court abused its discretion. Ex parte Wheeler , 203 S.W.3d 317, 323

(Tex. Crim. App. 2006); see also Kniatt

v. State , 206 S.W.3d 657, 664 (Tex. Crim. App. 2006). The reviewing court must view the facts in

the light most favorable to the trial court’s ruling and defer to all of the

trial court’s implied factual findings that are supported by the record. Wheeler ,

203 S.W.3d at 325–26.

B. Applicable Law

When a trial court grants a

defendant’s motion for mistrial, the double jeopardy clause is not violated by

a second trial unless the State’s conduct giving rise to the motion was “intended

to ‘goad’ the defendant into moving for a mistrial.” Oregon

v. Kennedy , 456 U.S. 667, 676 , 102 S. Ct. 2083, 2089 (1982). Under both the United States and Texas

Constitutions, retrial is barred following a mistrial at the defendant’s

request only if the prosecutor intentionally caused a mistrial. Id .;

Ex parte Lewis , 219 S.W.3d 335, 371

(Tex. Crim. App. 2007) (adopting Oregon

v. Kennedy standard for determining whether retrial is barred by double

jeopardy provision of Texas Constitution following mistrial at defendant’s

request). Accordingly, we must determine

whether the prosecutor in the present case intentionally caused a mistrial when

she made the complained of comment in her closing argument.

C. Analysis

In

his habeas application, appellant complained that the following rebuttal statement

by the prosecutor was intended to provoke or goad appellant to move for

mistrial: “And ladies and gentleman, you

can’t turn your back on a name and phone number because that ties the defendant

he could not explain.” Taken in context,

the prosecutor’s comment seems to be in response to appellant’s trial counsel’s

argument that attempted to place blame on Francis and make it look as though

appellant was set up. The prosecutor

appears to be questioning how and why appellant’s wife’s name and phone number

were written on the map, if it was all a set up.

In closing, trial counsel for

appellant argued:

Chevelle Brown provided one

piece of information. That she purchased

a phone with that phone number, gave it to her mom. Her mom’s name is Rene [sic]. But what she couldn’t provide and what she

couldn’t tell you is how that information got on this map. In fact, there is no evidence of how that

information got on there.

We know from Mr. Dennis that

the doors of those cells were open almost all the time. We don’t know what inmate could have seen

this information, could have used it, could have overheard Mr. Elam talking

about it. That is what it comes down to

is we don’t know.

In

rebuttal, the State argued:

And the defense wants you to

believe that [Chisolm] made all this stuff up to save his job. . . .

Maybe he’s not the greatest employee in the world, but does it make him

dishonest? I submit to you that it

doesn’t. I think the evidence is very

clear that he was in a situation, these inmates were trying to play him and use

him and put him in a situation to get what they wanted for their benefit and he

was smart enough to say what do I do, to his supervisor. She checked with somebody else and they said

go get the map and get the money. Tell

him you need it up front. And you know

low [sic] and behold — if he was just trying to work off cases like

the defense is insinuating, he could have just said, hey, these guys are

soliciting me, and written it up and that would be the end of it. But that’s not what they did. See, you don’t just have his word. You have a map with a phone number and a name

on it. And, ladies and gentlemen, you can’t turn your back on a name and a

phone number because that ties the defendant he could not explain . Because you know why, nothing makes sense

because —

(Emphasis added).

The closing argument was interrupted at this point by appellant’s counsel’s

objection.

“A prosecutor’s comment amounts to an

impermissible comment on a defendant’s failure to testify only if, when viewed

from the jury’s standpoint, the comment is manifestly intended to be, or is of

such character that a typical jury would naturally and necessarily take it to

be, a comment on the defendant’s failure to testify.” Carballo

v. State , 303 S.W.3d 742, 748 (Tex. App.—Houston [1st Dist.] 2009, no pet.)

(citing Cruz v. State , 225 S.W.3d 546, 548 (Tex. Crim. App. 2007); Bustamante v. State , 48 S.W.3d 761, 765

(Tex. Crim. App. 2001)).

When comparing the present case, we

first note that the prosecutor’s statement here was less direct from that in Carballo , in which we held that the

trial court’s instruction to disregard the comment ameliorated the harm short

of a mistrial. See 303 S.W.3d at 748 (addressing prosecutor’s remark, “Carballo

[the defendant] didn’t get up on the stand and tell you”). Here, it is unclear whether the prosecutor’s

statement was referring to the defendant’s failure to testify or appellant’s

trial counsel’s closing argument, but the granting of a mistrial cured any harm.

Appellant

points to his motion for directed verdict to show that the prosecutor knew the

case was weak and thus invited the mistrial.

Specifically, appellant argues that his motion for directed verdict made

the prosecution aware of the legal and factual weaknesses in the case. Appellant also asserts that “the case barely

survived a motion for directed verdict” and the “trial judge had serious

reservations as to whether the State had proven its case.” Appellant’s motion related to a question of

law as to whether the public servant’s bringing tobacco onto TDCJ property was

a criminal act, such that the conduct would fit under the statutory definition

of bribery; the trial court denied this motion.

Any uncertainty that the judge had regarding this question of law would

have no bearing on the State’s motivation to prompt a mistrial. A mistrial would have no effect on

determinations of questions of law. Accordingly,

appellant’s motion for directed verdict does not support a finding of

prosecutorial impropriety designed to avoid an acquittal.

Similarly,

appellant points to a comment by the trial judge that the case had been “snake

bit from the day it started.” The court

stated:

Now, members of the jury,

mistrial has been granted in this case which means it’s over with. The State will have to decide whether or not

they want to represent [sic] the case to another jury. And I’m sure some of you [sic] going to leave

here today with kind of a bad taste, thought, in your mouth about the

process. I can understand and I think

that it’s justified. I’ll tell you I

think this — with all of the difficulties that we’ve had and the times I have sent you

home that I get upset about it. But I

believe the case — and it happens this way sometimes. There’s somebody watching over it or it was

snake bit from the day it started.

That’s no reflection on anybody in this courtroom. That’s our process.

The court’s statement makes it clear that it did not

believe that the State intentionally provoked the mistrial, warranting the

barring of any subsequent prosecutions.

Instead, the court emphasized that it was no one in the courtroom’s

fault. The court also indicated that the

State had the option to try appellant again.

Appellant also argues that

the prosecutor made little attempt to explain the statement. However, that assertion misrepresents the

record. The prosecutor stated at trial

and at the habeas hearing that she did not mean to comment on appellant’s

failure to testify. The prosecutor

explained that she said it “not intending to violate any rules” and “in

response to the argument of the defendant” that the number and name on the map

“could have come from anywhere.” Again

at the habeas hearing, the prosecutor testified that she “had no intent to

directly comment on the defendant’s failure to testify.” The prosecutor explained, “had I used the

words ‘defense counsel could not explain away,’ certainly no harm would have

been done; but because I used the word ‘he’ instead of defense counsel, it put

us in a position where the Court felt like the appropriate remedy would be a

mistrial.” The prosecutor further

testified that she felt “a simple explanation or charge to the jury that they

disregard that would have been sufficient.”

After

the habeas hearing, the same trial judge denied habeas relief and made a

factual finding that “the prosecutor . . . did not intend to provoke or goad

counsel for the defendant in requesting a mistrial.”

Here,

the evidence, when viewed in favor of the trial court’s ruling, supports the

trial court’s denial of habeas relief. The

trial court, as the fact finder, chose to believe the prosecutor’s explanation

for the objected-to statement. Because

the trial court’s findings—particularly those relating to whether the prosecutor’s

conduct was intentional—are based on an evaluation of the prosecutor’s

credibility and demeanor, we defer to the trial court’s findings. See Guzman

v. State , 955 S.W.2d 85, 89 (Tex. Crim. App. 1997). In this regard, the trial court found that

the prosecutor had no intent to goad the defense into asking for a

mistrial. These findings support a

conclusion that, under the standard enunciated in Oregon v. Kennedy , the State’s retrial of appellant is not jeopardy

barred under the federal or state constitutions. See 456

U.S. at 676 , 102 S. Ct. at 2089 ; see also

Lewis , 219 S.W.3d at 371 .

We

hold that the trial court did not abuse its discretion by denying habeas

relief. We overrule appellant’s sole

issue on appeal.

CONCLUSION

We

affirm the trial court’s denial of habeas relief.

Sherry

Radack

Chief

Justice

Panel

consists of Chief Justice Radack and Justices Bland and Sharp.

Do

not publish. Tex. R. App. P. 47.2( b).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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