Opinion

Geffrey Klein, M.D. and Baylor College of Medicine v. Cynthia Hernandez as the Parent and Next Friend of N.H., a Minor

Court
Texas Court of Appeals, 1st District (Houston)
Filed
Apr 17, 2008
Status
Published
Cited by
0 cases
Authority
More cited than 35.3%

"In Texas, the bar of sovereign immunity is a creature of the common law and not of any legislative enactment."

How later courts described this case

  • "In Texas, the bar of sovereign immunity is a creature of the common law and not of any legislative enactment."
  • court should not construe statutes to lead to absurd results
  • "This Court has repeatedly held that sovereign immunity is a creature of the common law and not of any legislative enactment."
  • noting that governmental employee is entitled to official immunity from personal liability "for (1) the performance of discretionary duties (2) that are within the scope of the employee's authority, (3) provided that the employee acts in good faith"

Written by the judges who cited it.

The opinion

Opinion issued April 17, 2008

In The

Court of Appeals

For The

First District of Texas

NO. 01-06-00569-CV

GEOFFREY KLEIN AND BAYLOR COLLEGE OF MEDICINE, Appellants

V.

CYNTHIA HERNANDEZ, AS NEXT FRIEND OF NAHOMY

HERNANDEZ, A MINOR, Appellee

On Appeal from the 152nd District Court

Harris County, Texas

Trial Court Cause No. 2003-49449

OPINION ON REHEARING

We issued an opinion and judgment in this appeal on August 3, 2007.

Appellants, Baylor College of Medicine ("Baylor") and Dr. Geoffrey Klein, filed

motions for rehearing and en banc reconsideration. We grant appellants' motion for

rehearing, withdraw our August 3, 2007 opinion, substitute this opinion in its place,

and vacate our August 3, 2007 judgment. (1)

In this interlocutory appeal, (2) Baylor and Dr. Klein challenge the trial court's

order denying their joint motion to dismiss, for lack of jurisdiction, the claims of

appellee, Cynthia Hernandez, (3) as next friend of Nahomy Hernandez, a minor, against

Baylor and Klein for their negligence and the trial court's order denying their joint

motion for summary judgment. In two points of error, Baylor and Klein contend that

the trial court erred in denying their joint motion to dismiss, in which they asserted

that they are "immune from suit as a unit of government and its employee" under

chapter 312 of Texas Health and Safety Code ("chapter 312"), (4) and in denying their

joint summary judgment motion, in which they asserted that they are "immun[e] from

liability" under chapter 312 to the extent liability is allowed by section 101.021 of the

Texas Civil Practice and Remedies Code. (5)

We dismiss the interlocutory appeals of both Baylor and Dr. Klein.

Background

Hernandez has sued Baylor and Dr. Klein, alleging a health-care-liability claim

against Klein, individually, and against Baylor, under respondeat superior, for the

negligent acts of Klein and other unnamed Baylor employees in the delivery of her

daughter, Nahomy. In June 1994, Hernandez was admitted to Ben Taub General

Hospital ("Ben Taub"), and, during the delivery, Nahomy suffered from a brachial

plexus (6) injury to her right arm. Hernandez alleged that Klein's methods of releasing

Nahomy's shoulder during the delivery caused the injury.

Baylor, a non-profit medical school, was under contract with the Texas Higher

Education Coordinating Board to provide medical training to physicians who

provided medical care and services at public-health-care facilities. Dr. Klein was a

resident physician in Baylor's obstetrics and gynecology residency program and was

assigned to provide medical services to patients at Ben Taub, which is owned and

operated by the Harris County Hospital District.

Baylor and Dr. Klein jointly filed a motion to dismiss for lack of jurisdiction

and a summary judgment motion, asserting that Baylor and Klein are immune from

suit and liability under chapter 312. Before the trial court ruled on the motions,

Hernandez non-suited Baylor. (7) At the hearing on the motions, the trial court stated

that it would not rule on Baylor's motions because Baylor had been non-suited.

Nevertheless, the trial court entered orders denying both Baylor's and Klein's

motions.

Baylor's and Dr. Klein's Joint Issue

In their joint brief, Baylor and Dr. Klein characterize their interlocutory appeals

as presenting "an important sovereign immunity[ (8) ] question involving the trial court's

denial of a plea to the jurisdiction and motion for summary judgment in a medical

malpractice suit against an entity and its employee who are immune from suit." They

contend that the Legislature intended to confer upon them "the status of a

governmental/state entity and its employee, including the immunity from suit and

liability and right to an interlocutory appeal in these limited circumstances."

Specifically, Baylor and Dr. Klein, in their two points of error, jointly argue

that the trial court erred in denying their joint motion to dismiss this case and joint

motion for summary judgment because chapter 312 of the Health and Safety Code,

specifically sections 312.006 and 312.007, "limits not only the scope of [a]ppellants'

liability, but also the extent of the Tort Claims Act's[ (9) ] waiver of sovereign immunity

from suits alleging injuries involving the 'use of tangible personal or real property.'"

They assert, "[w]here, as here, sovereign immunity exists, it deprives a district court

of subject matter jurisdiction." Baylor and Klein further assert that the trial court

failed "to evaluate the jurisdictional implication of [Hernandez's] failure to plead

specific facts or introduce evidence to support [her] negligence claims, specifically

regarding the . . . 'use of tangible personal or real property. . . .'" They conclude that

the trial court "erroneously based jurisdiction on [Hernandez's] nonspecific,

conclusory allegations and no extrinsic evidence, which is insufficient to waive

immunity."

Jurisdiction Over Baylor's Appeal

Hernandez argues that we lack jurisdiction over Baylor's interlocutory appeal

because she non-suited Baylor before the complained-of rulings and because "neither

Baylor nor Dr. Klein is a government unit, a political subdivision, or an employee of

the state." See Tex. Civ. Prac. & Rem. Code Ann. § 51.014 (a)(5), (8) (Vernon

Supp. 2007). Baylor responds that it should be treated as a governmental unit under

section 51.014(a)(8). It also asserts that section 51.014(a)(5) allows it to appeal the

denial of its summary judgment motion to the extent that it asserted Klein's immunity

from liability. See id. § 51.0014(a)(5). Finally, Baylor asserts that the trial court

lacked the power to order that Baylor be non-suited. In their joint motion for

rehearing, Baylor and Klein assert, in very general terms, that the Legislature has

"confer[red] upon [a]ppellants the equivalent status and immunities of a state agency

and the employee of a state agency within the meaning of Chapter 312, the [Tort

Claims Act] (10) and section 51.014 of the Texas Civil Practice and Remedies Code, and

this Court has jurisdiction to hear this appeal."

A party may not appeal an interlocutory order unless authorized by statute.

Bally Total Fitness Corp. v. Jackson , 53 S.W.3d 352, 352 (Tex. 2001). We must

strictly construe statutes authorizing interlocutory appeals. Id . at 355.

Plea to the Jurisdiction by a Governmental Unit

Section 51.014(a)(8) of the Civil Practice and Remedies Code provides that a

person may appeal from an interlocutory order that "grants or denies a plea to the

jurisdiction by a governmental unit[ (11) ] as that term is defined in Section 101.001."

Tex. Civ. Prac. & Rem. Code Ann. § 51.014 (a)(8). Immunity from suit prohibits

suits against the state and governmental units, unless consent to suit has been

expressly provided, defeats a trial court's subject matter jurisdiction, and is properly

asserted in a plea to the jurisdiction. Tex. Dep't of Transp. v. Jones , 8 S.W.3d 636,

638 (Tex. 1999).

Baylor does not argue that it is actually a governmental unit. Rather, it

contends that sections 312.006(a) and 312.007 of the Health and Safety Code "confer

upon [a]ppellants the equivalent status and immunities of a state agency and the

employee of a state agency."

Section 312.006, entitled "Limitation on Liability," provides,

(a) A . . . supported medical . . . school . . . engaged in coordinated or

cooperative medical . . . clinical education under Section 312.004,

including patient care and the provision or performance of health

or dental services or research at a public hospital, is not liable for

its acts and omissions in connection with those activities except

to the extent and up to the maximum amount of liability of state

government under Section 101.023(a) , Civil Practice and

Remedies Code, for the acts and omissions of a governmental

unit of state government under Chapter 101, Civil Practice and

Remedies Code .

(b) The limitation on liability provided by this section applies regardless of whether the . . . supported medical . . . school . . . is

a " governmental unit " as defined by Section 101.001, Civil

Practice and Remedies Code.

Tex. Health & Safety Code Ann. § 312.006 (Vernon 2001) (emphasis added).

Section 101.023(a) of the Tort Claims Act, entitled "Limitation on Amount of

Liability," provides,

Liability of the state government under this chapter is limited to money

damages in a maximum amount of $250,000 for each person and

$500,000 for each single occurrence for bodily injury or death and

$100,000 for each single occurrence for injury to or destruction of

property.

Tex. Civ. Prac. & Rem. Code Ann. § 101.023 (a) (Vernon 2005).

Baylor did present summary judgment evidence that it is a supported medical

school engaged in the type of medical clinical education (12) required for Baylor to

invoke section 312.006. See Tex. Health & Safety Code Ann. § 312.002 (6)

(Vernon Supp. 2007). However, section 312.006, with its references to the Tort

Claims Act, does not make Baylor the equivalent of a governmental unit that enjoys

immunity from suit. Nor does it convert Baylor into a governmental unit authorized

to pursue an appeal under section 51.014(a)(8) of the interlocutory appeal statute. The Legislature, in section 312.006, made no reference to sovereign or

governmental immunity from suit. See id. § 312.006; see also Baylor Coll. of Med.

v. Hernandez , 208 S.W.3d 4, 10 (Tex. App--Houston [14th Dist.] 2006, pet. denied)

(holding that section 312.006(a) does not purport to grant immunity from suit to a

supported medical school or to its residents, faculty, or employees). (13) Moreover, the

Texas Supreme Court has characterized section 101.023 of the Tort Claims Act as

providing "damage caps." See Kerrville State Hosp. v. Fernandez , 28 S.W.3d 1, 10

(Tex. 2000). Section 101.023 simply places "caps on actual damages" and prohibits

"punitive damages." Id . at 9. Thus, it does not confer sovereign or governmental

immunity, but, rather, it waives such immunity to the extent of the caps. See Wichita

Falls State Hosp. v. Taylor , 106 S.W.3d 692, 698 (Tex. 2003).

In Hernandez , the Fourteenth Court of Appeals has already considered, and

rejected, Baylor's argument that section 312.006(a) grants it immunity from suit. 208

S.W.3d at 9-10 . As explained by the Fourteenth Court of Appeals,

By importing the damage caps of section 101.023(a), the Health and

Safety Code limits the damages for which a supported medical school

is liable. The plain language of neither statute purports to grant

immunity from suit to a supported medical school or to its residents,

faculty, or employees. Nevertheless, this is the interpretation appellants

urge us to adopt. We are unable to do so. . . . A damages cap limits

damages but does not imply immunity from suit. To the contrary,

damages caps such as section 101.023 that "insulate public resources

from the reach of judgment creditors" indicate immunity from suit has

been waived.

Id. at 9-10 (citation omitted) (quoting Taylor , 106 S.W.3d at 698 ) (citations omitted).

As did the Fourteenth Court of Appeals in Hernandez , we hold that section

312.006(a) does not make Baylor a governmental unit, immune from suit, nor did it

deprive the trial court of subject matter jurisdiction. See id. at 10 .

Section 312.007 of the Health and Safety Code, entitled "Individual Liability,"

provides,

(a) A . . . supported medical . . . school . . . is a state agency , and a

director, trustee, officer, intern, resident, fellow, faculty member,

or other associated health care professional or employee of a . . .

supported medical . . . school . . . is an employee of a state agency

for purposes of Chapter 104 , Civil Practice and Remedies

Code,[ (14) ] and for purposes of determining the liability , if any, of

the person for the person's acts or omissions while engaged in the

coordinated or cooperative activities of the . . . school . . . .

(b) A judgment in an action or settlement of a claim against a . . .

supported medical . . . school . . . under Chapter 101 , Civil

Practice and Remedies Code,[ (15) ] bars any action involving the

same subject matter by the claimant against a director, trustee,

officer, intern, resident, fellow, faculty member, or other

associated health care professional or employee of the . . . school

. . . whose act or omission gave rise to the claim as if the person

were an employee of a governmental unit against which the claim

was asserted as provided under Section 101.106, Civil Practice

and Remedies Code.

Tex. Health & Safety Code Ann. § 312.007 (Vernon 2001) (emphasis added).

The Legislature, in section 312.007(a), expressly provided that a supported

medical school is a "state agency" only "for purposes of Chapter 104 , Civil Practice

and Remedies Code, and for purposes of determining the liability , if any, of the

person for the person's acts or omissions while engaged in the coordinated or

cooperative activities of the . . . school . . . . " See id. § 312.007(a) (emphasis added).

Chapter 104 concerns "State Liability for Conduct of Public Servants." See Tex. Civ.

Prac. & Rem. Code Ann. §§ 104.001 -.009 (Vernon 2005 & Supp. 2007).

Subsection (a) of section 312.007 limits the situations in which Baylor may be treated

as if it were a state agency to those involving indemnity of its employees and

contractors (chapter 104) and determinations of its employees' (or directors',

trustees', officers', interns', residents', fellows', faculty members', or other associated

health care professionals') liability, if any. See Tex. Health & Safety Code Ann.

§ 312.007(a).

Accordingly, we hold that section 312.007 of the Health and Safety Code does

not make Baylor the equivalent of a governmental unit, immune from suit, and, thus,

it did not deprive the trial court of subject matter jurisdiction.

Having held that neither section 312.006(a) nor section 312.007 of the Health

and Safety Code makes Baylor the equivalent of a governmental unit, immune from

suit, we further hold that the trial court's denial of Baylor's plea to the jurisdiction is

not subject to an interlocutory appeal under section 51.014(a)(8) of the Civil Practice

and Remedies Code.

Immunity of an Officer or Employee of the State

Section 51.014(a)(5) of the Civil Practice and Remedies Code provides that a

person may appeal from an interlocutory order that "denies a motion for summary

judgment that is based on an assertion of immunity by an individual who is an officer

or employee of the state or a political subdivision of the state." See Tex. Civ. Prac.

& Rem. Code Ann. § 51.014 (a)(5).

Baylor argues that it is a "person" under section 51.014(a) because it is

appealing from an order denying its summary judgment motion, which was based on

the assertion of immunity from individual liability by Dr. Klein, and he is treated as

a state employee for purposes of ascertaining whether he is individually liable for his

allegedly negligent acts.

However, the Texas Supreme Court has expressly stated that only a state

official or employee can pursue an interlocutory appeal under section 51.014(a)(5).

See Tex. A&M Univ. Sys. v. Koseoglu , 233 S.W.3d 835, 843 (Tex. 2007). The court

explained,

. . . . [T]here is no other way to read Section 51.014(a)(5) than to

conclude that only an "individual who is an officer or employee of the

state or a political subdivision of the state" may appeal an interlocutory

order denying a motion for summary judgment. The only other entity

that would generally have standing to file such an appeal would be a

governmental body, but the words of Section 51.014(a)(5) offer no

indication or suggestion that it applies to any entity other than a state

official, the only entity which it describes. This stands to reason

because an official sued in his individual capacity would assert official

immunity as a defense to personal monetary liability, which is well

suited for resolution in a motion for summary judgment.

Id. (quoting Tex. Civ. Prac. & Rem. Code Ann. § 51.014 (a)(5)); see also Young v.

Villegas , 231 S.W.3d 1, 3 (Tex. App.--Houston [14th Dist.] 2007, pet. denied).

Accordingly, we hold that section 51.014(a)(5) does not authorize Baylor's

interlocutory appeal of the trial court's denial of Baylor's summary judgment motion .

Having held that the trial court's denials of Baylor's plea to the jurisdiction and

summary judgment motion are not subject to an interlocutory appeal under either

section 51.014(a)(5) or section 51.014(a)(8) of the Civil Practice and Remedies Code,

we dismiss Baylor's appeal. (16) Because we dismiss Baylor's interlocutory appeal for

lack of jurisdiction, we do not reach Baylor's two points of error.

Jurisdiction over Dr. Klein's Appeal

Hernandez argues that we lack jurisdiction over Dr. Klein's appeal because

"neither Baylor nor Dr. Klein is a government unit, a political subdivision, or an

employee of the state." See Tex. Civ. Prac. & Rem. Code Ann. § 51.014 (a)(5), (8).

As noted above, in their joint motion for rehearing, Klein and Baylor assert, in very

general terms, that the Legislature has "confer[red] upon [a]ppellants the equivalent

status and immunities of a state agency and the employee of a state agency within the

meaning of Chapter 312, the [Tort Claims Act] (17) and section 51.014 of the Texas

Civil Practice and Remedies Code, and this Court has jurisdiction to hear this

appeal."

We again note that a party may not appeal an interlocutory order unless

authorized by statute and that we must strictly construe statutes authorizing

interlocutory appeals. Bally Total Fitness Corp. , 53 S.W.3d at 355 .

Plea to the Jurisdiction by a Governmental Unit

In Koseoglu , the Texas Supreme Court held that section 51.014(a)(8) allows

an employee of a governmental unit whom the plaintiff sues in his official capacity

to appeal the denial of the governmental unit's jurisdictional plea. 233 S.W.3d at

844-45 . Having held that Baylor is not a governmental unit for purposes of section

51.014(a)(8), we further hold that section 51.014(a)(8) does not authorize Dr. Klein's

interlocutory appeal of the trial court's denial of his plea to the jurisdiction based on

governmental immunity from suit.

Immunity of an Officer or Employee of the State

Again, section 51.014(a)(5) expressly provides that only an individual who is

"an officer or employee of the state or a political subdivision of the state" may appeal

from an interlocutory order that "denies a motion for summary judgment that is based

on an assertion of immunity" by the individual. See Tex. Civ. Prac. & Rem. Code

Ann. § 51.014 (a)(5). Summary judgment is the appropriate procedural mechanism

to assert immunity from liability. Baylor Coll. of Med. v. Tate , 77 S.W.3d 467, 472

(Tex. App.--Houston [1st Dist.] 2002, no pet.).

In Young , the Fourteenth Court of Appeals held that section 51.014(a)(5)

authorized a Baylor doctor, who was similarly situated to Dr. Klein in the instant

case, to appeal the denial of his summary judgment motion, in which he asserted

immunity from individual liability. 231 S.W.3d at 7-8 . The doctor in Young asserted

that, although she was not actually an officer or an employee of the state or a political

subdivision of the state, she "should be treated as if she were one under section

312.007(a)." Id . at 7. After quoting section 312.007(a), the Young court, in circular

fashion, reasoned,

In determining the liability, if any, of an employee of a state agency for

her acts or omissions, trial courts may rule on motions for summary

judgment asserting immunity, and if trial courts deny such motions, then

courts of appeals may entertain interlocutory appeals from the order

denying these motions. See Tex. Civ. Prac. & Rem. Code Ann.

§ 51.014 (a)(5). Therefore, we conclude that this court has appellate

jurisdiction over Dr. Young's appeal from the trial court's interlocutory

order denying the Summary Judgment Motions as to her.

Id. at 8 .

However, the plain language of section 312.007(a), as quoted above, does not

confer upon Dr. Klein the immunity from liability enjoyed by an employee of a state

agency. (18) Moreover, neither section 312.006, entitled "Limitation on Liability," nor

312.007, entitled "Individual Liability," in any way confers upon Klein or Baylor, as

they jointly argue, "sovereign immunity," which must be waived under the Texas Tort

Claims Act. Rather, section 312.007(a) expressly provides that a person in Klein's

position is to be treated as if he were "an employee of a state agency" only " for

purposes of Chapter 104 , Civil Practice and Remedies Code, and for purposes of

determining the liability , if any, of the person for the person's acts or omissions while

engaged in the coordinated or cooperative activities of the . . . school . . . . " Tex.

Health & Safety Code Ann. § 312.007 (a) (emphasis added). Accordingly, we hold

that the Legislature's grant of limited liability to Dr. Klein and Baylor and provision

of indemnity for Klein in chapter 312 does not amount to a conferral of "sovereign

immunity," which deprived the trial court of subject matter jurisdiction, as expressly

argued to this Court by Klein and Baylor.

Had the Legislature intended for those similarly situated to Dr. Klein to enjoy

the right to an interlocutory appeal in circumstances such as those presented here, it

could have expressly provided that right in either section 312.007 of the Health and

Safety Code or, more appropriately, in section 51.014(a)(5) of the Civil Practice and

Remedies Code. It simply did not.

In regard to the Fourteenth Court of Appeals's holding to the contrary in

Young , we note that, given that the Legislature has not provided Baylor with the right

to appeal the trial court's denial of its jurisdictional plea, it would be oddly

inconsistent for the Legislature to provide such a right to Dr. Klein. Why would the

Legislature grant doctors, like Klein and Young, the right to appeal their summary

judgment motions, but deny their employer, like Baylor, the right to appeal the denial

of its jurisdictional plea? There is no logical reason for doing so. As an appellate

court, we must construe the pertinent statutes and, in construing them, avoid an

absurd or unreasonable result. See Tex. Gov't Code Ann. § 311.021 (Vernon 2005)

("In enacting a statute, it is presumed that . . . a just and reasonable result is

intended."); Univ. of Tex. Sw. Med. Ctr. v. Loutzenhiser , 140 S.W.3d 351 , 356 & n.

20 (Tex. 2004) (court should not construe statutes to lead to absurd results); Watts v.

City of Houston , 126 S.W.3d 97, 100 (Tex. App.--Houston [1st Dist.] 2003, no pet.)

("We should not adopt a construction that would render a law or provision absurd or

meaningless."). The bottom line is that the Legislature has not authorized any such

interlocutory appeals.

Strictly construed, section 51.014(a)(5) of the Civil Practice and Remedies

Code authorizes a person to appeal from an order that "denies a motion for summary

judgment that is based on an assertion of immunity by an individual who is an [actual]

officer or employee of the state or a political subdivision of the state." See Tex. Civ.

Prac. & Rem. Code Ann. § 51.014 (a)(5) (emphasis added). Because section

51.014(a)(5) authorizes a person to appeal from an order that "denies a motion for

summary judgment that is based on an assertion of immunity by an individual who is

an officer or employee of the state or a political subdivision of the state," we must

respectfully disagree with the Fourteenth Court of Appeals's holding in Young. See

id. (emphasis added). Accordingly, we hold that section 51.014(a)(5) does not

authorize Dr. Klein's interlocutory appeal of the trial court's denial of his summary

judgment motion .

Having held that the trial court's denials of Dr. Klein's plea to the jurisdiction

and summary judgment motion are not subject to an interlocutory appeal under either

sections 51.014(a)(5) or section 51.014(a)(8), we dismiss his appeal.

Because we dismiss Dr. Klein's interlocutory appeal for lack of jurisdiction,

we do not reach his two points of error.

Conclusion

We dismiss Baylor's and Dr. Klein's interlocutory appeals for lack of

jurisdiction.

Terry Jennings

Justice

Panel consists of Justices Taft, Jennings, and Alcala.

Justice Taft, concurring in the judgment.

1.

Appellants' motion for en banc reconsideration is moot. See Brookshire Bros., Inc.

v. Smith , 176 S.W.3d 30 , 41 n.4 (Tex. App.--Houston [1st Dist.] 2004, pet. denied).

2.

See Tex. Civ. Prac. & Rem. Code Ann. § 51.014 (a) (Vernon Supp. 2007).

3.

Before the trial court rendered the complained-of orders, Cynthia Hernandez died.

Although Hernandez's counsel filed a suggestion of death and moved to appoint

Nahomy's aunt as her next friend, Hernandez's name appears on the complained-of

orders, and so we refer to Hernandez as the appellee for purposes of this opinion.

4.

See Tex. Health & Safety Code Ann. §§ 312.001 -.007 (Vernon 2001 & Supp.

2007).

5.

Tex. Civ. Prac. & Rem. Code Ann. § 101.021 (Vernon 2005).

6. "Brachial plexus" is defined as a "network of nerves in the neck and axilla, composed

of the anterior branches of the lower four cervical and first two thoracic spinal nerves

and supplying the chest, shoulder, and arm." The American Heritage Stedman's

Medical Dictionary 110 (2002).

7.

All parties agree that the trial court entered an order of non-suit as to Baylor .

8.

We note that "[u]nder [the] centuries-old common-law doctrine" of sovereign

immunity, the sovereign is immune from suit and liability. Ben Bolt-Palito Blanco

Consol. Indep. Sch. Dist. v. Tex. Political Subdiv. Prop./Cas. Joint Self-Ins. Fund , 212

S.W.3d 320, 324 (Tex. 2006). "The State's sovereign immunity extends to various

divisions of state government, including agencies, boards, hospitals, and universities."

Id . "[G]overnmental immunity similarly protects political subdivisions of the State,

including counties, cities, and school districts." Id . "Official immunity is an

affirmative defense that shields governmental employees from personal liability so

that they are encouraged to vigorously perform their official duties," and "[a]

governmental employee is entitled to official immunity for (1) the performance of

discretionary duties (2) that are within the scope of the employee's authority, (3)

provided that the employee acts in good faith." Telthorster v. Tennell , 92 S.W.3d 457,

460-61 (Tex. 2002).

9.

See Tex. Civ. Prac. & Rem. Code Ann. §§ 101.001 -.109 (Vernon 2005 & Supp.

2007).

10.

See Tex. Health & Safety Code Ann. §§ 312.001 -.007.

11.

A "governmental unit" is defined as,

(A) this state and all the several agencies of government that collectively

constitute the government of this state, including other agencies bearing

different designations, and all departments, bureaus, boards,

commissions, offices, agencies, councils, and courts;

(B) a political subdivision of this state, including any city, county, school

district, junior college district, levee improvement district, drainage

district, irrigation district, water improvement district, water control and

improvement district, water control and preservation district, freshwater

supply district, navigation district, conservation and reclamation

district, soil conservation district, communication district, public health

district, and river authority;

(C) an emergency service organization; and

(D) any other institution, agency, or organ of government the status and

authority of which are derived from the Constitution of Texas or from

laws passed by the legislature under the constitution.

Tex. Civ. Prac. & Rem. Code Ann. § 101.001 (3) (Vernon 2005) (emphasis added).

12.

The purpose of chapter 312 is,

[t]o authorize coordination and cooperation between medical and dental units,

supported medical or dental schools, and public hospitals and to remove

impediments to that coordination and cooperation in order to: (1) enhance the

education of students, interns, residents, and fellows attending a medical and

dental unit or a supported medical or dental school; (2) enhance patient care;

and (3) avoid any waste of public money.

Tex. Health & Safety Code Ann. §§ 312.001 .

13.

Baylor argues that section 312.006(a)'s mere reference to the Tort Claims Act is a

recognition that Baylor is immune from suit because the Tort Claims Act "primarily

provides immunity from suit" to governmental units. However, the Tort Claims Act

does not create sovereign or governmental immunity from suit: it merely waives such

preexisting immunity from suit in certain circumstances. See Tex. A&M Univ.-Kingsville v. Lawson , 87 S.W.3d 518, 520 (Tex. 2002) ("In Texas, the bar of

sovereign immunity is a creature of the common law and not of any legislative

enactment."); City of Galveston v. State , 217 S.W.3d 466, 475 (Tex. 2007) ("This

Court has repeatedly held that sovereign immunity is a creature of the common law

and not of any legislative enactment."); City of Tyler v. Likes , 962 S.W.2d 489, 494

(Tex. 1997) (plurality op.) ("[T]he Tort Claims Act does not create a cause of action;

it merely waives sovereign immunity as a bar to a suit that would otherwise exist.");

City of San Benito v. Cantu , 831 S.W.2d 416, 420 (Tex. App.--Corpus Christi 1992,

no writ) ("According to the Texas Supreme Court, the statute [the Texas Tort Claims

Act] does not create new duties, but simply waives the common-law doctrine of

governmental immunity for the instances specified in the statute.").

14.

Chapter 104 of Texas Civil Practice and Remedies Code--entitled, "State Liability

for Conduct of Public Servants"--provides the circumstances under which the state

must indemnify its employees, former employees, and certain individuals under

contract with or in the service of particular state entities for damages, court costs, and

attorney's fees. See Tex. Civ. Prac. & Rem. Code Ann. §§ 104.001 -.009 (Vernon

2005 & Supp. 2007). The chapter also provides: "This chapter does not waive a

defense, immunity, or jurisdictional bar available to the state or its officers,

employees, or contractors." Id. § 104.008.

15.

See id. §§ 101.001-.109.

16.

Given our dismissal of Baylor's interlocutory appeal on jurisdictional grounds, we

cannot determine whether Baylor's plea and motion, as a result of the nonsuit, had

become moot before the trial court ruled on them. See Young v. Villegas , 231 S.W.3d

1, 5-6 (Tex. App.--Houston [14th Dist.] 2007, pet. denied). We note that

Hernandez's motion to correct the trial court's orders to reflect that it did not rule on

Baylor's plea and motion remains pending below.

17.

See Tex. Civ. Prac. & Rem. Code Ann. §§ 101.001 -.109 .

18.

Our concurring colleague would hold that "when a private-supported-medical-school

employee is sued in his individual capacity for his acts or omissions while engaged

in certain of the school's activities, he may invoke the affirmative defense of official

immunity from liability, if the facts of the case allow it." However, as conceded in

the concurring opinion, although Dr. Klein and Baylor in their summary judgment

motion below generally asserted that they have "official immunity" in this case, Dr.

Klein made no effort to establish the elements of such a defense. See Telthorster , 92

S.W.3d at 461 (noting that governmental employee is entitled to official immunity

from personal liability "for (1) the performance of discretionary duties (2) that are

within the scope of the employee's authority, (3) provided that the employee acts in

good faith").

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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