stating that in April 2014, FWS announced the suspension of imports of legally sport-hunted elephants trophies from Zimbabwe for the remainder of 2014
How later courts described this case
- stating that in April 2014, FWS announced the suspension of imports of legally sport-hunted elephants trophies from Zimbabwe for the remainder of 2014
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
____________________________________
)
SAFARI CLUB INTERNATIONAL, et al., )
)
Plaintiffs, )
)
v. ) Civil Action No. 14-0670 (ABJ)
)
SALLY M. R. JEWELL, in her official )
capacity as Secretary of the U.S. )
Department of the Interior, et al., )
)
Defendants. )
____________________________________)
MEMORANDUM OPINION
Plaintiffs Safari Club International and the National Rifle Association challenge two
determinations issued by the United States Fish and Wildlife Service (“the Service”) that
suspended the importation of elephant trophies of sport-hunted elephants from Tanzania and
Zimbabwe in 2014. Am. Compl. [Dkt. # 13]. Plaintiffs contend that the Service’s
determinations violate the Endangered Species Act (“ESA”) and the Administrative Procedure
Act (“APA”). Pending before the Court are defendants’ motion to dismiss, [Dkt. # 11] (“Mot. to
Dismiss”), and supplemental motion to dismiss, [Dkt. # 36] (“Suppl. Mot. to Dismiss”), and
plaintiffs’ motion for leave to file a second amended and supplemented complaint, [Dkt. # 34]
(“Mot. to Amend”). The Court will grant defendants’ motion to dismiss the Tanzania claims for
failure to state a claim, deny the motion to dismiss the Zimbabwe claims, and grant plaintiffs’
motion for leave to file a second amended complaint.
BACKGROUND
I. Legal Framework
The importation of sport-hunted African elephants into the United States is governed by
both international convention and U.S. law.
A. The Convention on International Trade in Endangered Species of Wild
Fauna and Flora
International trade in African elephants and other protect wildlife is governed by the
Convention on International Trade in Endangered Species of Wild Fauna and Flora (“CITES”).
27 U.S.T. 1087; T.I.A.S. 8249, Mar. 3, 1973. This treaty, which establishes requirements for
importing and exporting covered species, categorizes species into three appendices, depending
on the level of protection each species requires. Relevant here, Appendix I includes species
threatened with extinction, and Appendix II includes species for which trade is controlled to
avoid trade incompatible with the species’ survival. African elephants from Tanzania fall under
Appendix I, while African elephants from Zimbabwe fall under Appendix II. 1
The treaty requires signatory states to establish a “Scientific Authority” and a
“Management Authority” to make a variety of determinations regarding the propriety of
importing and exporting covered species. CITES Art. IX. Before a country may allow the
importation of a species on Appendix I, its Scientific Authority must determine, among other
things, that “the import will be for purposes which are not detrimental to the survival of the
species” – sometimes referred to as a “non-detriment advice.” CITES, Art. III (3); Am. Compl. ¶
33. Previously pursuant to CITES Res. Conf. 2.11. (Annex 1), each country’s Management
Authority was required to make a determination that importing a species on CITES’ Appendix I
1 The African elephant (Loxodonta Africana) is listed under Appendix I of CITES, except
the populations of Botswana, Namibia, South Africa, and Zimbabwe, which are included in
Appendix II. Am. Compl. ¶¶ 30–31.
2
would enhance the survival of the species – sometimes referred to as an “enhancement finding.”
Am. Compl. ¶¶ 34, 77–78, citing 57 Fed. Reg. 35473, 35485 (Aug. 10, 1992); Res. Conf. 2.11.
(Annex 1). The treaty no longer imposes this enhancement finding requirement, but some
countries, including the United States, maintain the requirement as part of their domestic law.
See Am. Compl. ¶¶ 78–79.
B. The Endangered Species Act
The United States has implemented the CITES treaty through the ESA. 16 U.S.C. §§
1537a; 1538(c). The Fish and Wildlife Service’s Division of Scientific Authority is responsible
for issuing non-detriment advices as required by CITES. Decl. of Rosemarie S. Gnam, Ex. 2 to
Mot. to Dismiss [Dkt. # 11-2] ¶ 1; see also Am. Compl. ¶ 36. The Service’s Division of
Management Authority is responsible for issuing CITES permits and making enhancement
findings as formerly required by CITES and still required by the ESA. Decl. of Timothy Van
Norman, Ex. 1 to Mot. to Dismiss [Dkt. # 11-1] ¶¶ 1–2.
Separately, the African elephant is listed as a threatened species under the ESA, and
receives protections established by that statute. 43 Fed. Reg. 20499 (May 12, 1978); 50 C.F.R.
§17.11(h). Among them, the ESA prohibits the importation of endangered species, and it
authorizes the Service to extend that same prohibition to threatened species, like the African
elephant, see 16 U.S.C. §§ 1538(a)(1), 1533, unless the Service has issued a special rule
governing the threatened species, 50 C.F.R. § 17.31. Pursuant to that authority, the Service has
issued a special rule governing African elephants. 43 Fed. Reg. 20499, 20502 (May 12, 1978);
47 Fed. Reg. 31384 (July 20, 1982); 57 Fed. Reg. 35473 (Aug. 10, 1992). The special rule
allows the importation of sport-hunted African elephants into the United States if a number of
conditions are met, including that the Division of Management Authority has made an
3
enhancement finding for the country from which the elephant is being imported. 50 C.F.R. §
17.40(e)(3)(iii)(C).
C. Regulatory Requirements for Importing Sport-Hunted African Elephants
Because African elephants from Tanzania are on CITES Appendix I, hunters must obtain
import permits to import sport-hunted elephants from that country. CITES Art. III(3). The
Service has combined the application for a CITES non-detriment advice and an ESA
enhancement finding into a single import permit application, which the Service’s Division of
Management Authority considers on a case-by-case basis. Defs.’ Mem. in Support of Mot. to
Dismiss [Dkt. # 11] (“Defs.’ Mem.”) at 5; Van Norman Decl. ¶¶ 13, 21.
Because African elephants from Zimbabwe are on CITES Appendix II, hunters are not
required obtain import permits to import sport-hunted elephants from that country. CITES Art.
IV(2); see also 62 Fed. Reg. 44627, 44633 (Aug. 22, 1997) (stating that “an import permit will
no longer be required for non-commercial imports of African elephant sport-hunted trophies
from [Botswana, Namibia, and Zimbabwe] only”). An enhancement finding is still required
under the ESA, however, before sport-hunted elephants from Zimbabwe may be imported into
the United States. 50 C.F.R. § 17.40(e)(3)(iii)(C). These enhancement findings are made on a
country-by-country basis. Defs.’ Mem. at 4, citing Van Norman Decl. ¶¶ 2–3.
II. The Challenged Determinations
Until 2014, imports of legally sport-hunted African elephants from Tanzania and
Zimbabwe had been allowed into the United States. The Division of Scientific Authority had
issued non-detriment advices for African elephants from Tanzania and Zimbabwe since at least
1993, and the Division of Management Authority had made enhancement findings for sport-
hunted African elephants from both countries since at least 1993. Am. Compl. ¶ 37, citing 60
Fed. Reg. 12969, 12969–70 (Mar. 9, 1995); Am. Compl. ¶ 80. That changed on April 4, 2014,
4
when the Service announced determinations suspending importations of legally sport-hunted
African elephant trophies from Tanzania and Zimbabwe for the remainder of 2014.
A. The Tanzania Non-Detriment Advice and Enhancement Finding
On February 21, 2014, the Service’s Division of Scientific Authority issued a
memorandum stating that it could not make a non-detriment advice for imports of sport-hunted
elephants from Tanzania. General Advice on Importation of Sport-hunted Trophies of African
Elephants taken in Tanzania in the Calendar Year 2014, Ex. I to Mot. for Prelim. Inj. [Dkt. #
4-13] (“Tanzania Advice”) (explaining that the finding was based on increased poaching in and a
significant decline in elephant populations in Tanzania). This memorandum was provided to the
Division of Management Authority. Id.
On March 27, 2014, the Division of Management Authority issued a finding that the
importation of sport-hunting trophies from Tanzania is not likely to enhance the survival of the
species. Enhancement Finding for African Elephants Taken as Sport-hunted Trophies in
Tanzania during 2014, March 27, 2014, Ex. J. to Mot. for Prelim. Inj. [Dkt. # 4-14].
Despite these determinations, the agency continues to accept permit applications:
If permit applications are received that include new or additional
information showing that elephant management practices by the
Government of Tanzania have led to the sustainability of its elephant
population on a nation-wide basis, these applications should be referred to
the Division of Scientific Authority for consideration on a case-by-case
basis.
Tanzania Advice at 1.
On April 4, 2014, the Service announced the suspension of imports of sport-hunted
African elephant trophies from Tanzania during the 2014 calendar year. Press Release: Service
Suspends Import of Elephant Trophies from Tanzania and Zimbabwe, Ex. A to Mot. for Prelim.
Inj. [Dkt. # 4-5] (“Press Release”). Also on April 4, 2014, the Service denied the first import
5
permit applications for sport-hunted African elephants to be hunted in Tanzania later in 2014.
Van Norman Decl. ¶¶ 14–15.
B. The Zimbabwe Enhancement Findings
On April 4, 2014, the Service issued an interim enhancement finding for elephants from
Zimbabwe, which stated that the Service was “unable to find that the killing of an elephant in
Zimbabwe during the 2014 hunting season for the purpose of importing into the United States
will enhance the survival of the species.” Memorandum: Enhancement Finding for African
Elephants Taken as Sport-hunted Trophies in Zimbabwe during 2014, Ex. D to Mot. for
Prelim. Inj. [Dkt. # 4-8] at 1 (emphasis omitted). It announced the suspension of imports of
sport-hunted African elephant trophies from Zimbabwe as part of the press release it issued on
that date. Press Release. In May 2014, it published a notice of the interim finding in the Federal
Register. 79 Fed. Reg. 26986 (May 12, 2014). In July 2014, the Service announced a final
enhancement finding, confirming that it was unable issue a positive finding for Zimbabwe. 79
Fed. Reg. 44459 (July 31, 2014); Defs.’ Notice [Dkt. # 33] (notifying the Court of the Service’s
publication of its final finding on sport-hunted elephants from Zimbabwe).
PROCEDURAL HISTORY
Plaintiff Safari Club International filed suit on April 21, 2014 challenging the Service’s
Tanzania determinations and Zimbabwe interim enhancement finding. Compl. On April 30,
2014, it filed a motion for a preliminary injunction. Mot. for Prelim. Inj. [Dkt. # 4]. The Court
ordered the parties to brief only the issues of irreparable harm and subject matter jurisdiction.
Minute Order of May 2, 2014; see Defs.’ Opp. to Mot. for Prelim. Inj. [Dkt. # 10]/Mot. to
Dismiss [Dkt. # 11]; Pl.’s Reply for Prelim. Inj. [Dkt. # 14]; Defs.’ Surreply for Prelim. Inj. [Dkt.
6
# 19]. 2 The parties then filed their opposition and reply briefs to defendants’ motion to dismiss.
Pls.’ Opp. to Mot. to Dismiss [Dkt. # 22]; Defs.’ Reply in Support of Mot. to Dismiss [Dkt. # 23]
(“Defs.’ Reply for Mot. to Dismiss”). On June 6, 2014, the Court denied the motion for
preliminary injunction. Mem. Op. and Order [Dkt. # 24]. 3
Following that ruling, the Court ordered the parties to file supplemental briefs on the
motion to dismiss. Minute Order, June 16, 2014. On August 8, 2014, defendants filed a
supplemental motion to dismiss, moving to dismiss on grounds for failure to state a claim under
Rule 12(b)(6). Suppl. Mot. to Dismiss.
On August 1, 2014, plaintiffs filed a motion for leave to file a second amended complaint
to add claims regarding the Service’s announcement on July 23, 2104 that it issued a final
enhancement finding on sport-hunted elephants from Zimbabwe. Mot. to Amend.
The parties filed combined briefs, addressing both defendants’ supplemental motion to
dismiss and plaintiffs’ motion to amend. See Suppl. Mot to Dismiss [Dkt. # 36]/Partial Opp. to
Mot to Amend. [Dkt. # 37]; Pls.’ Opp. to Suppl. Mot. to Dismiss [Dkt. # 40]/Reply for Mot. to
Amend. [Dkt. # 41] (“Pls.’ Suppl. Opp.”); Defs.’ Reply for Suppl. Mot. to Dismiss and Partial
Opp. to Motion to Amend [Dkt. # 42]. The Court heard oral argument on the pending motions
on November 18, 2014. 4
2 On May 16, 2014, plaintiff filed an amended complaint, which added the National Rifle
Association as a plaintiff but made no substantive amendments. Am. Compl.
3 Plaintiffs appealed the order on the motion for preliminary injunction, Not. of Appeal
[Dkt. # 29], but subsequently dismissed the appeal. See Order, Safari Club Int’l v. Jewell, D.C.
Cir., No. 14-5151, Nov. 7, 2014, Per Curiam (granting unopposed motion to voluntarily dismiss
appeal).
4 On November 17, 2014, this case was reassigned from Judge Amy Berman Jackson to
Judge Royce C. Lamberth. Reassignment [Dkt. # 44].
7
STANDARD OF REVIEW
I. Motion to Amend
According to Federal Rule of Civil Procedure 15(a)(2), the Court should “freely give
leave [to amend] when justice so requires.” The decision to grant leave to file an amended
pleading is at the discretion of the Court. Firestone v. Firestone, 76 F.3d 1205, 1208 (D.C. Cir.
1996). Such leave is appropriate “in the absence of undue delay, bad faith, undue prejudice to
the opposing party, repeated failure to cure deficiencies, or futility.” Richardson v. United
States, 193 F.3d 545, 548–49 (D.C. Cir. 1999), citing Foman v. Davis, 371 U.S. 178, 182 (1962).
II. Motion to Dismiss
In evaluating a motion to dismiss under either Rule 12(b)(1) or 12(b)(6), the Court must
“treat the complaint’s factual allegations as true . . . and must grant plaintiff ‘the benefit of all
inferences that can be derived from the facts alleged.’” Sparrow v. United Air Lines, Inc., 216
F.3d 1111, 1113 (D.C. Cir. 2000), quoting Schuler v. United States, 617 F.2d 605, 608 (D.C. Cir.
1979) (citations omitted); see also Am. Nat’l Ins. Co. v. FDIC, 642 F.3d 1137, 1139 (D.C. Cir.
2011). Nevertheless, the Court need not accept inferences drawn by the plaintiff if those
inferences are unsupported by facts alleged in the complaint, nor must the Court accept
plaintiff’s legal conclusions. Browning v. Clinton, 292 F.3d 235, 242 (D.C. Cir. 2002).
A. Subject Matter Jurisdiction
Under Rule 12(b)(1), the plaintiff bears the burden of establishing jurisdiction by a
preponderance of the evidence. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 (1992);
Shekoyan v. Sibley Int’l Corp., 217 F. Supp. 2d 59, 63 (D.D.C. 2002). Federal courts are courts
of limited jurisdiction and the law presumes that “a cause lies outside this limited jurisdiction.”
Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994); see also Gen. Motors
Corp. v. EPA, 363 F.3d 442, 448 (D.C. Cir. 2004) (“As a court of limited jurisdiction, we begin,
8
and end, with an examination of our jurisdiction.”). “[B]ecause subject-matter jurisdiction is ‘an
Art[icle] III as well as a statutory requirement . . . no action of the parties can confer subject-
matter jurisdiction upon a federal court.’” Akinseye v. District of Columbia, 339 F.3d 970, 971
(D.C. Cir. 2003), quoting Ins. Corp. of Ir., Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S.
694, 702 (1982).
When considering a motion to dismiss for lack of jurisdiction, unlike when deciding a
motion to dismiss under Rule 12(b)(6), the court “is not limited to the allegations of the
complaint.” Hohri v. United States, 782 F.2d 227, 241 (D.C. Cir. 1986), vacated on other
grounds, 482 U.S. 64 (1987). Rather, “a court may consider such materials outside the pleadings
as it deems appropriate to resolve the question [of] whether it has jurisdiction to hear the case.”
Scolaro v. D.C. Bd. of Elections & Ethics, 104 F. Supp. 2d 18, 22 (D.D.C. 2000), citing Herbert
v. Nat’l Acad. of Scis., 974 F.2d 192, 197 (D.C. Cir. 1992); see also Jerome Stevens Pharm., Inc.
v. FDA, 402 F.3d 1249, 1253 (D.C. Cir. 2005).
B. Failure to State a Claim
“To survive a [Rule 12(b)(6)] motion to dismiss, a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009), quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570
(2007). In Iqbal, the Supreme Court reiterated the two principles underlying its decision in
Twombly: “First, the tenet that a court must accept as true all of the allegations contained in a
complaint is inapplicable to legal conclusions,” and “[s]econd, only a complaint that states a
plausible claim for relief survives a motion to dismiss.” Id. at 678–79.
A claim is facially plausible when the pleaded factual content “allows the court to draw
the reasonable inference that the defendant is liable for the misconduct alleged.” Id. at 678.
“The plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a
9
sheer possibility that a defendant has acted unlawfully.” Id., quoting Twombly, 550 U.S. at 566.
A pleading must offer more than “‘labels and conclusions’” or a “‘formulaic recitation of the
elements of a cause of action,’” id., quoting Twombly, 550 U.S. at 555, and “[t]hreadbare recitals
of the elements of a cause of action, supported by mere conclusory statements, do not suffice.”
Id.
When considering a motion to dismiss under Rule 12(b)(6), the complaint is construed
liberally in the plaintiff’s favor, and the Court should grant the plaintiff “the benefit of all
inferences that can be derived from the facts alleged.” Kowal v. MCI Commc’ns Corp., 16 F.3d
1271, 1276 (D.C. Cir. 1994). Nevertheless, the Court need not accept inferences drawn by the
plaintiff if those inferences are unsupported by facts alleged in the complaint, nor must the Court
accept plaintiff’s legal conclusions. See id.; see also Browning v. Clinton, 292 F.3d 235, 242
(D.C. Cir. 2002). In ruling upon a motion to dismiss for failure to state a claim, a court may
ordinarily consider only “the facts alleged in the complaint, documents attached as exhibits or
incorporated by reference in the complaint, and matters about which the Court may take judicial
notice.” Gustave-Schmidt v. Chao, 226 F. Supp. 2d 191, 196 (D.D.C. 2002).
ANALYSIS
I. The Court Will Grant Plaintiffs’ Motion to Amend the Complaint
Plaintiffs move for leave to file a second amended complaint to add claims challenging
the July 2014 final enhancement finding for Zimbabwe. Mot. to Amend. In response,
defendants stated that they do not object to the proposed amendment to add a challenge to the
merits of the July 2014 Zimbabwe finding. Suppl. Mot. to Dismiss at 3, n.3. They stated that the
arguments in their motions to dismiss apply to plaintiffs’ original claims to the April 4, 2014
finding as to Zimbabwe, and they oppose the amendment to the extent plaintiffs maintain their
Tanzania claims on the grounds of futility. Id. at 2–3 and n.2.
10
Federal Rule of Civil Procedure 15 provides that a district court “shall freely give[ ] leave
to amend the pleadings under Rule 15(a) when justice requires.” Harris v. Secretary, U.S. Dep’t
of Veterans Affairs, 126 F.3d 339, 345 (D.C. Cir. 1997). The Court makes this determination
“on a case by case basis.” Id. at 344. The “grant or denial of an opportunity to amend is within
the discretion of the District Court,” although the refusal to grant the leave without any justifying
reason appearing for the denial is an abuse of discretion. Foman v. Davis, 371 U.S. at 182.
A court may deny a motion to amend the complaint as futile when the proposed
complaint would not survive a Federal Rule of Civil Procedure 12(b)(6) motion to dismiss. M.K.
v. Tenet, 216 F.R.D. 133, 137 (D.D.C. 2002); Ruffalo v. Oppenheimer & Co., 987 F.2d 129, 131–
32 (2d Cir. 1993) (holding that leave to amend was properly denied on futility grounds since new
pleading failed to allege any additional significant facts). See also 3 Moore’s Federal Practice,
§ 15.15[3] (Matthew Bender 3d ed. 2000) (“An amendment is futile if it merely restates the same
facts as the original complaint in different terms, reasserts a claim on which the court previously
ruled, fails to state a legal theory, or could not withstand a motion to dismiss.”). Defendants urge
the Court to deny the motion to amend as to the Tanzania claims and certain of the Zimbabwe
claims because amendment would be futile since they cannot survive a motion to dismiss.
Suppl. Mot. to Dismiss at 3.
Given that the parties have fully briefed and argued defendants’ motions to dismiss both
the first amended complaint and the proposed second amended complaint, the Court will grant
plaintiffs’ motion to amend and considers defendants’ futility arguments in the context of the
pending motions to dismiss.
II. Motions to Dismiss
As explained above, the regulatory requirements for importing sport-hunted elephants
from Tanzania differ from those for importing from Zimbabwe, and defendants’ asserted
11
grounds for dismissal differ with respect to each. Accordingly, the Court will address the
arguments and rule on the applicable counts separately.
A. The Court will Grant the Motion to Dismiss the Tanzania Claims for Failure
to State a Claim.
Defendants assert various grounds for dismissing plaintiffs’ Tanzaniza claims. They
move to dismiss based on Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter
jurisdiction because, they assert, plaintiffs have no standing: none of plaintiffs’ declarant-
members has applied for an import permit and the injury plaintiffs claim is not redressable by the
Court. Defs.’ Mem. at 9–15. They also move to dismiss on Federal Rule of Civil Procedure
12(b)(6) grounds for failure to state a claim: the Tanzania finding is not final agency action
because plaintiffs have not exhausted their administrative remedies by not applying for an import
permit. Suppl. Mot. to Dismiss at 4–7. Thus, the key factual predicate underpinning both
grounds for dismissal is that no plaintiff has applied for or been denied a permit to import a
sport-hunted elephant from Tanzania for the relevant period.
Section 704 of the APA provides for judicial review of “final agency action.” 5 U.S.C.
§ 704; see also Fund for Animals, Inc. v. U.S. Bureau of Land Mgmt., 460 F.3d 13, 18 (D.C. Cir.
2006) (holding that a court may not review a non-final agency action); Hall v. Sebelius, 689 F.
Supp. 2d 10, 19 (D.D.C. 2009) (noting that a non-final agency action is not subject to judicial
review under the APA). An agency’s action is final if it 1) “marks the consummation of the
agency’s decision making process” and 2) affects the “rights or obligations . . . [or the] legal
consequences” of the party seeking review. Bennett v. Spear, 520 U.S. 154, 177–78 (1997);
Domestic Secs. v. SEC, 333 F.3d 239, 246 (D.C. Cir. 2003); Nat’l Min. Ass’n v. McCarthy, 758
F.3d 243, 250 (D.C. Cir. July 11, 2014) (citing Bennett v. Spear, 520 U.S. at 177–78).
12
Defendants assert that the Tanzania advice and finding are not final agency action
because they are not the consummation of the agency’s decision making process: to import
sport-hunted elephants from Tanzania, a hunter must apply for and obtain an import permit, and
no plaintiff has been denied an import permit and exhausted the administrative remedies for the
denial of a permit. Further, defendants contend that the advice and finding are not one from
which rights or obligations have been determined or from which legal consequences flow – they
are merely some predicate determinations made before the Service may issue an import permit.
Suppl. Mot. to Dismiss at 5.
Plaintiffs counter that the Tanzania finding is a final agency action because it is a binding
norm that sets a threshold requirement for a permit, plaintiffs’ members who have no intention of
applying for import permits, such as hunting outfitters, have been harmed by the advice and
finding, and exhausting administrative remedies is futile. Pls.’ Suppl. Opp. at 4–16.
“‘Exhaustion of administrative remedies is generally required before filing suit in federal
court so that the agency has an opportunity to exercise its discretion and expertise on the matter
and to make a factual record to support its decision.’” Hidalgo v. FBI, 344 F.3d 1256, 1258 (D.C.
Cir. 2003), quoting Oglesby v. United States Dep’t of the Army, 920 F.2d 57, 61 (D.C. Cir.
1990). In a recent case challenging the Service’s 2005 decision not to issue a non-detriment
advice for sport-hunted elephants from Zambia, this Court held that the Service’s process of
issuing import permits is an adjudication and not a rulemaking. Marcum v. Salazar, 810 F.
Supp. 2d 56, 71 (D.D.C. 2011) vacated and remanded, 694 F.3d 123 (D.C. Cir. 2012); see also
Franks v. Salazar, 816 F. Supp. 2d 49, 59 (D.D.C. 2011). Given this, and without knowing that
the plaintiffs had administratively appealed the challenged permit denials with the agency, the
Court granted defendants’ motion for summary judgment. The D.C. Circuit overturned that
13
ruling, finding that because the plaintiffs had not exhausted their administrative remedies, the
matter was unripe for judicial review. 694 F.3d 123, 124.
[I]t is clear that Appellants’ action was not ripe for review by the District
Court, nor is it ripe for review by this court. The agency did not take final
action on Appellants’ permit applications until the FWS Director decided
Appellants’ administrative appeal, and this did not occur until after the
District Court issued its decision.
Id. at 129. The Court of Appeals reached this decision, even though the plaintiffs in that case
challenged not only the denial of import permits but also raised claims about procedural defects
in the Service’s issuance of the non-detriment advice and enhancement finding, as plaintiffs have
done here. See id. at 126 (noting that Claim V alleged that the Service applied certain
requirements or criteria in a manner that created a new policy or new rule requiring formal public
notice and comment rulemaking under the APA and publication in the Federal Register). Given
this binding precedent, the fact that plaintiffs here assert procedural claims does not relieve them
of the obligation to exhaust their administrative remedies before filing suit in this case.
Plaintiffs point to the fact that some of their members, like hunting outfitters, for whom
“[r]esort to an administrative process would not even be possible” because they do not need
import permits, are harmed by the findings nonetheless. Pls.’ Suppl. Opp. at 12. But the fact
that some of plaintiffs’ members may suffer harm because of the denial of import permits to
hunters does not make the Tanzania advice and finding final agency actions, even if that harm
has a “binding impact” on them, as plaintiffs emphasize. Id. at 11. Again, for an agency’s action
to be final, it must mark the consummation of the agency’s decision making process and be one
by which the rights or obligations have been determined or from which legal consequences will
flow. Bennett v. Spear, 520 U.S. at 177–78. Even assuming that the Tanzania determinations
are one from which the rights or obligations of certain plaintiff members have been determined
or from which legal consequences will flow, the fact that the determinations do not mark the
14
consummation of the Service’s decision making process because no plaintiffs have applied for
permits precludes the Court from concluding that the determinations are final agency action and
that plaintiffs’ Tanzania claims are ripe. See Holistic Candlers & Consumers Ass’n v. FDA, 664
F.3d 940, 943 (D.C. Cir. 2012) (stating that “two conditions must be satisfied” for agency action
to be final: the action “must mark the consummation of the agency’s decisionmaking process –
it must not be of a merely tentative or interlocutory nature” and it “must be one by which rights
or obligations have been determined, or from which legal consequences will flow”), cert. denied
sub nom. Holistic Candlers & Consumers Ass’n v. FDA, 133 S. Ct. 497, 184 L. Ed. 2d 296
(2012); Domestic Secs. v. SEC, 333 F.3d 239, 246 (D.C. Cir. 2003) (applying the two part
Bennett test in determining whether an action by the SEC constituted final agency action); see
also Indus. Customers of Nw. Utilities v. Bonneville Power Admin., 408 F.3d 638, 646 (9th Cir.
2005) (holding that the challenged agency action was not final because it “fail[ed] the first prong
of the Bennett test of finality, in that it [did] not mark the consummation of the agency’s
decisionmaking process, but [was] merely the beginning of the decision-making process”)
(internal quotations omitted).
Plaintiffs correctly note that the exhaustion requirement is not jurisidictional, Pls.’ Suppl.
Opp. at 4–5, and that the Court may waive the exhaustion requirement if exhaustion through the
administrative appeals process would be futile. Tesoro Ref. & Mktg. Co. v. FERC, 552 F.3d 868,
874 (D.C. Cir. 2009) (citations omitted) (holding that the futility exception to the administrative
exhaustion requirement applies only “in the most exceptional circumstances” where resort to the
agency would be “clearly useless” because of the “certainty of an adverse decision”) (emphasis
in original) (internal citations omitted). But the “mere probability of administrative denial of the
relief requested does not excuse failure to pursue administrative remedies . . . ; rather [plaintiffs]
15
must show that it is certain that their claim will be denied.” UDC Chairs Chapter, Am. Ass’n of
Univ. Professors v. Board of Trustees of Univ. of D.C., 56 F.3d 1469, 1475 (D.C. Cir. 1995)
(internal quotation marks and citations omitted).
The Court will not waive the exhaustion requirement in this case because an adverse
decision to any permit application is not certain. The agency has stated that it continues to
accept permit applications and will consider any additional evidence applicants provide to the
agency. Van Norman Decl. at ¶ 21 (“individual permit applications . . . will be considered on a
case-by-case basis for 2014 and permits will be granted if the applicants can provide evidence
that the findings under both laws can be made”). While the hurdle to obtain an import permit is
higher now that the agency has declined to issue a non-detriment advice and enhancement
finding for Tanzania, making an adverse permitting decision probable, plaintiffs have not shown
that the agency is certain to issue an adverse decision on any permit application. Tesoro Ref. &
Mktg. Co. v. FERC, 552 F.3d at 874 (futility exception applies only where an adverse decision
from the agency is certain); UDC Chairs Chapter v. Board of Trustees, 56 F.3d at 1475 (mere
“probability of administrative denial of the relief requested does not excuse failure to pursue
administrative remedies”).
Accordingly, the Court will grant defendants’ motion to dismiss the Tanzania claims for
failure to state a claim because the challenged Tanzania advice and finding are not final agency
action given that plaintiffs have failed to exhaust their administrative remedies. 5
B. The Court will Deny the Motion to Dismiss the Zimbabwe Claims.
As explained above, unlike importing sport-hunted elephants from Tanzania, hunters do
not need a permit to import sport-hunted elephants from Zimbabwe because elephants from
5 Because this ruling dismisses the Tanzania claims entirely, the Court will deny
defendants’ motion to dismiss the Tanzania claims for lack of subject matter jurisdiction as
moot.
16
Zimbabwe are on Appendix II of the CITES treaty. See CITES Art. IV(2); see also 62 Fed.
Reg. 44627, 44633. Under the ESA, however, the Service must still make a country-wide
enhancement finding under the special rule for African elephants before sport-hunted elephants
may be imported from Zimbabwe to the United States. 50 C.F.R. § 17.40(e)(3)(iii)(C).
The second amended complaint retains plaintiffs’ challenges to the April 4, 2014 interim
enhancement finding and adds claims challenging the July 2014 final enhancement finding.
Proposed 2d Am. Compl. [Dkt. # 34-2]. It states five counts alleging violations of the ESA and
APA, asserting that defendants:
• illegally based the Zimbabwe enhancement findings on a lack of information
(Count 1),
• applied an illegal standard in making the enhancement findings (Count 2),
• failed to provide a public notice and comment opportunity before issuing the
findings (Count 3),
• improperly imposed an enhancement of survival finding requirement in the
special rule governing sport-hunted African elephants on CITES Appendix II
(Count 4), and
• illegally refused to find that the importation of sport-hunted elephants from
Zimbabwe enhances the species’ survival (Count 5).
Proposed 2d Am. Compl. at 27–34, ¶¶ 94–123.
Defendants do not oppose plaintiffs’ second amendment of the complaint to the extent
that it adds claims challenging the merits of the July 2014 final enhancement finding. Suppl.
Mot. to Dismiss at 8, n.5. Given the issuance of the final finding, they voluntarily withdraw their
arguments that the Zimbabwe claims are unripe or prudentially moot. Id. at 8, n.5. Finally,
defendants maintain their argument that Counts 3 and 4 of the second amended complaint are
time barred, id., citing Defs.’ Reply for Mot. to Dismiss at 20–22, and that certain of the
Zimbabwe claims are moot. Suppl. Mot. to Dismiss at 8–13.
17
1. The procedural aspects of Counts 3 and 4 are not time barred.
Defendants move to dismiss the procedural aspects of Counts 3 and 4 as time barred, 6
citing the six-year statute of limitations for APA claims. Defs.’ Reply for Mot. to Dismiss at 20,
citing 28 U.S.C. § 2401(a); P & V. Enters. v. U.S. Army Corps of Eng’rs, 516 F.3d 1021, 1023
(D.C. Cir. 2008) (stating that “every civil action commenced against the United States shall be
barred unless the complaint is filed within six years after the right of action first accrues”); and
Harris v. FAA, 353 F.3d 1006, 1010 (D.C. Cir. 2004) (“The right of action first accrues on the
date of the final agency action.”).
Count 3 asserts that defendants were required to provide public notice of the interim and
final Zimbabwe findings in the Federal Register and an opportunity to comment before issuing
them. According to defendants, because the Service first issued an enhancement finding for
Zimbabwe in 1997 without providing for notice and comment then, the time for plaintiffs to
challenge that alleged procedural defects began to run in 1997. Defs.’ Reply for Mot. to Dismiss
at 21, citing 62 Fed. Reg. 44,627 (Aug. 22, 1997). Because it has been more than six years since
the agency first issued that finding without notice and comment, defendants argue, the claim now
that notice and comment was required is time barred. Id. at 22, citing JEM Broad. v. FCC, 22
F.3d 320, 326 (D.C. Cir. 1994) and NLRB Union v. Fed. Labor Relations Auth., 834 F.2d 191,
196 (D.C. Cir. 1987).
Count 4 claims that defendants improperly imposed an enhancement of survival finding
requirement in the Service’s special rule governing sport-hunted African elephants. Defendants
argue this claim is also time barred. The Service added the enhancement requirement to the
special rule for African elephants in 1992. Defs.’ Reply for Mot. to Dismiss at 20–21, citing 57
6 Counts 3 and 4 of the second amended complaint correspond to Counts 2 and 3 of the
original and the first amended complaints.
18
Fed. Reg. 35473, 35485 (Aug. 10, 1992). At that time, elephants from Zimbabwe were on
CITES Appendix I. Id. When the parties to CITES removed the requirement for an
enhancement determination for Appendix I species in 1994, the Service nonetheless continued to
require enhancement findings under the special rule for African elephants. Id. And when
African elephants from Zimbabwe were moved from CITES Appendix I to Appendix II in 1998,
the Service still maintained the requirement for enhancement findings under the special rule. Id.
According to defendants, if plaintiffs considered the Service’s continued requirement for
enhancement findings in the special rule improper, they should have raised that challenge when
the Service first implemented the special rule in 1992, when it continued to maintain the
requirement in the special rule after it was no longer required under CITES in 1994, and, at the
latest in 1998, when elephants from Zimbabwe were moved from Appendix I to Appendix II. Id.
Because plaintiffs did not do so within the six-year APA statute of limitations, defendants assert,
the claim that the Service illegally imposed an enhancement finding requirement in the special
rule is time barred. Id.
Defendants’ arguments are unavailing. “A cause of action against an administrative
agency ‘first accrues,’ within the meaning of §2401(a), as soon as (but not before) the person
challenging the agency action can institute and maintain a suit in court.” Spannaus v. U.S. Dep’t
of Justice, 824 F.2d 52, 56 (D.C. Cir. 1987). “The right of action first accrues on the date of
the final agency action.” Harris v. FAA, 353 F.3d 1006, 1010 (D.C. Cir. 2004). As explained
above, an agency action is final, and plaintiffs may bring suit, if the two Bennett conditions are
met: the challenged action marks the consummation of the agency’s decision making process
and is one by which rights or obligations have been determined or from which legal
consequences will flow. See Bennett v. Spear, 520 U.S. at 177–78.
19
There is no dispute that the Service’s enhancement finding for Zimbabwe is final. See
Defs.’ Notice; Suppl. Mot. to Dismiss at 3, n.3 (stating defendants do not oppose plaintiffs
amending the complaint to add a challenge to the merits of the July 2014 final enhancement
finding for Zimbabwe). In contrast to plaintiffs’ Tanzania claims, there is no exhaustion
requirement here because plaintiffs are not required to obtain an import permit before importing
sport-hunted elephants from Zimbabwe, so the first prong of Bennett is satisfied.
The question then is whether the findings determine rights or obligations or result in the
flow of legal consequences. Bennett at 177–78. It is undisputed that plaintiffs were allowed to
import sport-hunted elephants from Zimbabwe hunted before April 4, 2014, and that as a result
of the challenged Zimbabwe findings, plaintiffs cannot import these elephants from Zimbabwe
hunted after that date. Accordingly, the findings determine plaintiffs’ right to import and impose
legal consequences on them. Furthermore, because these plaintiffs were not harmed by either the
lack of notice and comment on the original Zimbabwe enhancement finding or the continued
requirements for enhancement findings in the special rule, plaintiffs would not have been able to
maintain a suit challenging the agency’s original 1993 enhancement finding or the special rule’s
continued requirement for enhancement findings. Thus, plaintiffs’ Zimbabwe claims did not
accrue until 2014 when they were prevented from importing their elephants, and their Zimbabwe
claims are not time barred.
2. Plaintiffs’ argument that the April 2014 interim finding is not moot
goes to the merits of their claims.
Finally, defendants argue that the Court should dismiss the claims relating to the April
2014 interim finding because they have been mooted by the agency’s July 2014 final finding and
none of the mootness exceptions apply. Suppl. Mot to Dismiss at 8–13. Plaintiffs contend that
their challenges to the interim finding are not moot because the agency did not have the authority
20
to issue the final finding retroactively to April 2014, and as such, the interim finding had
binding, legal effect between April 4 and July 31, 2014. Pls.’ Suppl. Opp. at 19–24.
Because the issue of whether the Service has authority to issue an enhancement finding
retroactively goes to the scope of the agency’s authority under the ESA, the issue goes to the
merits of plaintiffs’ claims that the findings violate the ESA and APA. Accordingly, the Court
will defer ruling on this issue at this juncture of the proceedings.
CONCLUSION
For the reasons set forth above, the Court will grant plaintiffs’ motion for leave to file a
second amended complaint, grant defendants’ supplemental motion to dismiss the Tanzania
claims (Counts 6–8) for failure to state a claim, and deny defendants’ motions to dismiss the
Zimbabwe claims (Counts 1–5). The Court will also deny as moot the motion to dismiss the
Tanzania claims for lack of subject matter jurisdiction. A separate order will issue.
/s/ Royce C. Lamberth
ROYCE C. LAMBERTH
United States District Judge
DATE: December 26, 2014
21