Opinion

Sherry Allen and Wayne Allen v. District of Columbia

  • 100 A.3d 63
  • 2014 D.C. App. LEXIS 396
  • 2014 WL 4746406
Court
District of Columbia Court of Appeals
Filed
Sep 25, 2014
Status
Published
On the bench
Thompson, Easterly, Nebeker
Cited by
10 cases
Authority
More cited than 33.2%

noting that the special- duty exception was but “an exception to the doctrine” (emphasis added)

How later courts described this case

  • noting that the special- duty exception was but “an exception to the doctrine” (emphasis added)
  • rejecting the proposition that the special relationship exception to the public duty doctrine runs beyond the particular context in which the special relationship at issue is created
  • “The public duty doctrine ‘operates to shield the District and its employees from liability arising out of their actions in the course of providing public services.’ ”
  • surveying the various reasons other jurisdictions have moved away from the public duty doctrine as it exists in the District

Written by the judges who cited it.

The opinion

Notice: This opinion is subject to formal revision before publication in the

Atlantic and Maryland Reporters. Users are requested to notify the Clerk of the

Court of any formal errors so that corrections may be made before the bound

volumes go to press.

DISTRICT OF COLUMBIA COURT OF APPEALS

No. 10-CV-1425

SHERRY ALLEN AND WAYNE ALLEN, APPELLANTS,

V.

DISTRICT OF COLUMBIA, APPELLEE.

Appeal from the Superior Court of the

District of Columbia

(CAM-7229-08)

(Hon. Robert I. Richter, Trial Judge)

(Argued May 23, 2012 Decided September 25, 2014)

Stephen D. Annand, with whom David E. Haynes was on the brief, for

appellant.

Carl J. Schifferle, Assistant Attorney General, with whom Irvin B. Nathan,

Attorney General for the District of Columbia, Todd S. Kim, Solicitor General, and

Donna M. Murasky, Deputy Solicitor General, were on the brief, for appellee.

Before THOMPSON and EASTERLY, Associate Judges, and NEBEKER, Senior

Judge.

Opinion for the court by Senior Judge NEBEKER.

Dissenting opinion by Associate Judge EASTERLY at page 27.

2

NEBEKER, Senior Judge: In this matter, appellants, Sherry Allen and Wayne

Allen, filed a wrongful death and survival action against the District of Columbia,

after their son Eric Allen (―Allen,‖ aka Eric Roberson, a prospective firefighter,

participated in a required Physical Ability Test (―PAT‖), became ill, and died.

Appellants allege ―gross negligence of the EMT [emergency medical technician] in

charge of evaluating the firefighter candidates at the PAT.‖ The issues we address

on appeal are (1) whether the public duty doctrine applies and bars the action or,

instead, (2) whether the action may proceed, either because the doctrine is not

implicated on the facts of this case, or because an exception to the doctrine applies,

on the ground that the District owed a special duty to Allen. The trial court granted

summary judgment in favor of the District, applying the public duty doctrine and

holding that the District owed no special duty to Allen. We affirm.1

1

This appeal was stayed on September 12, 2013, to await action on an en

banc petition in Woods v. District of Columbia, 63 A.3d 551 (D.C.), reh’g denied

en banc, No. 11-CV-1011 (Dec. 17, 2013), which presented, at invitation from

within the court, whether the public duty doctrine should be abrogated.

Interestingly, after the en banc petition was filed, the District of Columbia Council

– independently of the District‘s Attorney General – filed an amicus response

opposing en banc action to overturn that long standing doctrine. The thrust of that

response by the legislative branch was budgetary instability combined with the

public policy nature of the issue arguing for legislative – not judicial – judgment.

One might expect that if the wish of our dissenting colleague were to materialize

the two other branches would legislatively nullify our abrogation of that judge-

made doctrine as the amicus response suggested.

3

I.

The record reveals that in March of 2006, Eric Allen began the lengthy

process of qualifying to be a firefighter with the District of Columbia Fire and

Emergency Medical Services Department (FEMS).2 On October 14, 2007, the

District invited Allen and approximately two dozen others to participate in its

Physical Ability Test (PAT) in order to determine if he was physically qualified to

be a firefighter.3 Prior to beginning the test, FEMS Captain Sylvester Robinson

directed the candidates to have their vital signs (blood pressure, pulse rate, and

oxygen saturation) taken by the on-scene paramedic, and all were permitted to

participate in the PAT thereafter. Paramedic EMT Lee Mason and EMT Veronica

Johnson (aka Veronica Baskerville), who were staffing a unit known as ―Medic

33‖ and who had been ―assigned to the [DC Fire/EMS] training academy‖ as the

2

Less than two weeks after submitting his application, Allen also submitted

a ―Letter of Intent‖ in order to take the Paramedic/Firefighter Entry-Level

examination. In May of 2006, he successfully completed the exam.

3

The PAT test contains nine separate components, which an applicant is

required to complete. These components include: (1) aerial ladder climb; (2)

hydrant opening; (3) ladder carry; (4) ladder extension; (5) charged line advance;

(6) stair climb with equipment; (7) ceiling pole; (8) victim rescue in a confined

space; and (9) victim rescue dummy drag. As many as two dozen prospective

firefighters may have participated in the PAT that day. Approximately 120

persons participate in the PATs on an annual basis.

4

―stand-by unit‖ ―for the purpose of the test[,]‖ had set up a station for vital-sign

screening (Robinson referred to it as a ―first aid station‖) in Room 2 at the test site.

After the candidates‘ vital signs had been taken, several FEMS monitors escorted

the prospective firefighters through each of the components of the PAT. The

candidates, monitors, and escorts were told that if they experienced any problems

on the course at any point, they should ask for Captain Robinson, who was the

classroom facilitator for the PAT, or for Battalion Fire Chief Milton Douglas, who

would ―respond to their location.‖ The FEMS Physical Ability Test

Administration Guide instructed monitors that they must ―watch candidates for

signs that they are in physical distress‖ and that ―[i]f these signs are seen, it is

important that the candidate be stopped and monitored by the on-scene

paramedic.‖

Upon completion of the PAT, Allen became ill and complained of ―pain in

his entire body.‖ Allen informed Battalion Fire Chief Douglas that he did not have

any long-term medical problems. Douglas notified Captain Robinson, to ―have the

Medic Unit that was assigned to the training academy for the purpose of the test to

report to the [PAT] apparatus floor to evaluate [Allen].‖ Robinson, who was at the

finish line when Allen completed the course to escort him back to Room 2 to have

his vital signs taken, observed that Allen ―showed signs of rapid breathing that was

5

not normal[.]‖ Robinson ―ran‖ to the room where paramedic Mason and EMT

Johnson were stationed and told them that a candidate was having trouble

breathing and that their assistance was needed.4 Robinson told them that ―they

were going to need their oxygen,‖ ―[a]t which time they informed [him that] they

had to go to [their ambulance, which was parked beside the test-site building] unit

to get it.‖5 Mason and Johnson evaluated Allen, took his vital signs and performed

an EKG.6 They placed Allen on oxygen, but did not administer IV fluids. Mason

told Douglas that Allen required transport to a hospital. Douglas notified Robinson

to dispatch an ALS Medic Unit for patient transport. When Robinson asked

Mason and Johnson ―if they were going to transport[,]‖ Mason informed Douglas

and Robinson that Allen‘s ―vital signs were normal and that a basic unit was all

that was required.‖ Robinson therefore called for a basic life support unit, and one

was dispatched, arriving in about six to ten minutes. EMT Thomas Williams, a

4

Robinson also summoned PAT candidate Justin Free, who was a

―paramedic crossover,‖ telling him that (in the absence of Mason and Johnson) his

assistance was needed in checking the vital signs of the other candidates, so that

those candidates could be released. Free and Robinson ―then went to Engine 3,

which is a paramedic company, and got the equipment necessary to perform the

post vital exam‖ on the other candidates.

5

Mason had not brought into the test site her ―ALS [Advanced Life

Support] Jump Bag.‖

6

The Complaint alleges that Allen had an ―extremely elevated heart rate of

142 beats per minute, as well as rapid respirations, a low diastolic blood pressure,

and other indications of severe illness.‖

6

member of the responding basic life support unit, recalled that ―no engine company

(first responder) was being dispatched because a paramedic [presumably, Mason]

was already on the scene.‖ Williams asked Mason what code Allen should be, and

Mason classified Allen as a ―Priority 3 (stable, nonemergency),‖ the lowest

emergency priority. EMT Williams and EMT John T. Davis, transported Allen to

the Greater Southeast Community Hospital where he was immediately placed in

the waiting room because, at least in part, Greater Southeast Community Hospital

saw no reason to change his classification to a higher priority. Allen waited

approximately one hour, his condition worsened, and he was eventually flown by

helicopter to Washington Hospital Center, where he died of ―acute exertional

rhabdomyolysis‖ (Rhabdo) the morning of October 15th.

Appellants brought survival and wrongful death actions sounding in

negligence against the District, Greater Southeast Community Hospital, and the

doctors who attended Allen at the hospital for an alleged failure to exercise

reasonable care in attending to Allen. The District moved to dismiss the action.

Because both parties had submitted a variety of depositions and exhibits and stated

to the court that ―the record [was] now complete,‖ the trial court, without

objection, treated the motion as one for summary judgment, and found for the

District by concluding there was no ―special relationship‖ that excepted this case

7

from the public duty doctrine and that the doctrine applied to bar the action. The

other parties settled with appellants, and this appeal followed.7 After oral

argument, we stayed the appeal pending a determination as to whether this court

would sit en banc to review the application of the public duty doctrine in another

case. The petition for rehearing en banc in that case was denied on February 7,

2014, and we now proceed to resolve this appeal.

7

After the trial court granted summary judgment for the District, appellants

moved the court to reconsider its decision, or, in the alternative, to certify an

interlocutory appeal to this court since the hospital defendants remained involved

in the lawsuit. The trial court declined to reconsider its decision but agreed to

certify to this court, pursuant to D.C. Code § 11-721 (d) (2001), whether or not the

plaintiffs‘ claims against the District could be dismissed under the public duty

doctrine. Only a short time later, appellants and the other defendants settled their

claims. Thereafter, appellants noted an appeal of the trial court‘s order with

respect to summary judgment. The District moved to dismiss the appeal on

account of the fact that it still had a cross-claim against the hospital defendants,

and the Allens opposed the motion because no other parties remained in the action.

On June 20, 2011, this court, agreeing with the Allens, concluded that the trial

court‘s summary judgment order was now a final and appealable order, and the

interlocutory appeal was moot.

8

II.

A. Standard of Review

―Summary judgment is properly granted when the pleadings, depositions,

answers to interrogatories, and admissions on file, together with the affidavits, if

any, show that there is no genuine issue as to any material fact and that the moving

party is entitled to a judgment as a matter of law.‖ Turner v. District of Columbia,

532 A.2d 662, 666 (D.C. 1987) (quoting Super. Ct. Civ. R. 56 (c)). ―On appeal

this court must view the record in the light most favorable to the party opposing the

motion, and must resolve any doubt as to the existence of a factual dispute against

the moving party.‖ Taylor v. District of Columbia, 776 A.2d 1208, 1213-14 (D.C.

2001). ―In short, what we seek is evidence from which, were it accepted as true, a

trier of fact might find for the appellant.‖ Truitt v. Miller, 407 A.2d 1073, 1077

(D.C. 1979).

B. Public Duty Doctrine

The public duty doctrine ―operates to shield the District and its employees

from liability arising out of their actions in the course of providing public

9

services.‖ Hines v. District of Columbia, 580 A.2d 133, 136 (D.C. 1990). In

essence, appellants claim that Allen‘s circumstances made him excepted from the

public duty doctrine through his establishment of a special relationship (or ―special

duty‖) with the District because, at least in part, Allen‘s emergency was not a

typical ―911 emergency.‖ As such, appellants acknowledge that this court has

applied the public duty doctrine in cases involving the provision of emergency

services.

1. Whether the Public Duty Doctrine Applies

At the commencement of this action, the public duty doctrine was assumed

to apply; thus, what was litigated in the trial court, and originally briefed here, was

that the doctrine applied save for the exception.8 On appeal, it was not until

appellants‘ Reply Brief that they argued that the ―public duty doctrine does not

apply to the situation presented here.‖ ―Normally, we do not consider arguments

8

Appellants did assert in their sur-reply in opposition to the District‘s

dispositive motion that ―the public duty doctrine is entirely inapplicable to the case

at bar.‖ They made the same argument in their Motion for Reconsideration of the

trial court‘s ruling, saying that ―the Public Duty Doctrine should not have been

applied in this case at all.‖ In its order denying the Motion for Reconsideration,

the trial court referred to the Allens‘ ―arguments concerning the application of the

public duty doctrine generally‖ and said that ―these arguments have been rejected.‖

10

raised for the first time in a reply brief.‖ Williams v. United States, 52 A.3d 25, 50

n.104 (D.C. 2012). However, we will make an exception when failing to do so

―would permit a clear miscarriage of justice to occur.‖ Cannon v. District of

Columbia, 569 A.2d 595, 596 (D.C. 1990). For that reason, and because this court

has never addressed whether the public duty doctrine is applicable with respect to

conduct by EMS personnel who are assigned to provide on-site vital-signs

monitoring of firefighter candidates during administration of a PAT, we requested

additional briefing after oral argument on the issue of whether the public duty

doctrine is implicated in the first place. Now that both parties have briefed the

issue, we believe that it is appropriate for us to decide the issue. 9 After reviewing

the supplemental briefs, we find that the public duty doctrine is applicable.

―Under the public duty doctrine, the District has no duty to provide public

services to any particular citizen unless there is a ‗special relationship‘ between the

emergency personnel — police officers, firefighters, and EMTs — and an

9

See, e.g., Chesapeake & Potomac Tel. Co. v. Public Serv. Comm’n, 339

A.2d 710, 712 n.6 (D.C. 1975) (―Although neither the Commission nor the

Telephone Company presented this issue on appeal, this court sua sponte requested

supplemental briefs concerning the applicability of the APA to proceedings before

the Commission.‖); Outlaw v. United States, 632 A.2d 408, 411 n.7 (D.C. 1993)

(―A court may consider an issue antecedent to . . . and ultimately dispositive of the

dispute before it, even an issue the parties fail to identify and brief.‖ (quoting

United States Nat’l Bank of Oregon v. Independent Ins. Agents of Am., 508 U.S.

439, 447 (1993) (internal quotation marks omitted))).

11

individual.‖ Woods v. District of Columbia, 63 A.3d 551, 559 (D.C. 2013)

(Oberly, J., concurring in the judgment) (quoting Allison Gas Turbine Div. of Gen

Motors Corp. v. District of Columbia, 642 A.2d 841, 843 (D.C. 1994)); Hines,

supra, 580 A.2d at 136 (―[A]bsent some ‗special relationship‘ between the

government and the individual, the District‘s duty is to provide public services to

the public at large[,]‖ not to any individual who emerges to seek services); id. at

139-40 (agreeing that ―responses to calls for emergency assistance are simply not

actionable under the public duty doctrine‖); Wanzer v. District of Columbia, 580

A.2d 127, 129 & 132 (D.C. 1990) (holding, in case where claim was that the

decedent ―would have survived his stroke if an ambulance had been sent when first

summoned,‖ that the public duty doctrine barred a suit alleging negligent and inept

failure to dispatch an ambulance); Johnson v. District of Columbia, 580 A.2d 140,

143 (D.C. 1990) (reasoning that the facts pled ―could not sustain liability insofar as

they merely represent the failure of the firefighters to perform any particular step

that might have alleviated [the decedent‘s] condition‖). We are satisfied that the

public duty doctrine applies here because of the evolving role of the EMTs Mason

and Johnson.

The record shows that, as monitors for the PAT, Mason and Johnson set up

their station in a classroom some distance from the PAT apparatus floor (Robinson

12

had to ―run‖ there after seeing Allen in distress) for taking pre- and post-test vital

signs of PAT participants. Their role was to ensure that all the candidates were

physically qualified to begin the test and to take their vital signs at the end

(presumably to determine whether they were in a physical condition as to have

―passed‖ the test) and to ―monitor‖ any candidate observed to be in distress. They

brought into the classroom a ―Lifepak monitor and a BP cuff and stethoscope,‖ the

equipment needed to take vital signs. PAT monitors were instructed that if they

saw signs of distress, they were to have the candidate ―monitored by the on-scene

paramedic.‖10

When Captain Robinson ran to get Mason and Johnson after Allen had

finished the course and had trouble breathing, he was not seeking monitoring but

emergency assistance, telling the EMTs that they would need their oxygen. They

had not brought into the PAT site the equipment – for example, oxygen and an

ALS jump bag – they needed to act as emergency responders, but went to retrieve

them from their ambulance and stepped into the role of emergency first-

10

Appellants make no claim that Mason and Johnson, or any other FEMS

personnel at the PAT site, failed to observe the candidates for safety, to monitor

whether they were in distress, or to summon help.

13

responders.11 For that reason, no engine-company first responder was dispatched

to the PAT site. In thereafter advising that Allen needed to be transported to the

hospital but required only a basic life support unit, Mason and Johnson functioned

in a manner similar to a 911 dispatcher, who must make a call as to whether an

ambulance is needed, and which type is required (basic or advanced life support).

Cf. Wanzer, supra, 580 A.2d at 127 (affirming dismissal of suit on basis of the

public duty doctrine, where facts were that the 911 caller complained of a

headache and asked for ambulance to be sent, the 911 dispatcher declined to send

an ambulance and advised the caller to ―take an aspirin,‖ and the caller

subsequently died of a stroke). Reviewing paramedic Mason‘s performance after

the fact, her superiors concluded that she failed in several ways to respond

appropriately to Allen‘s condition.12 Notably, however, they did not find that

11

This was not their usual PAT role: When Mason determined that Allen

required hospital transport, Captain Robinson asked whether Mason and Johnson

would transport Allen, rather than assuming that they would do so in their

ambulance that was parked nearby. Mason ―had worked as a paramedic at many

previous PAT‘s‖ and had never had to transport anyone. For its part, see note 3

supra, FEMS had no arrangement in place for replacement EMTs to take the

candidates‘ post-test vital signs if (as happened here) those assigned to the task

were called away to act as emergency responders.

12

They found, inter alia, that Mason

failed to recognize the severity of the patient‘s condition;

failed to perform a complete patient assessment; ignored

or failed to recognize an abnormal EKG; ignored her

(continued…)

14

Mason failed to bring oxygen and advanced life support equipment into the test site

when setting up for the PAT.

The foregoing facts are described in the documentary evidence and appear to

be undisputed. When we consider them in the light most favorable to appellants,

as we must, we see no basis for concluding that that any acts or omissions by

Mason in responding to Allen‘s health crisis were part of the PAT program rather

than a part of the District‘s provision of emergency services. Any negligence of

Mason (and Johnson) in treating Allen occurred once their role evolved from basic

monitors to emergency responders. And, ―[b]oiled down to their essen[c]e,‖

appellants‘ claims about Mason‘s and Johnson‘s negligent failure to properly

evaluate Allen‘s condition ―amount[] to the same basic allegation‖ that we held in

(…continued)

duty to the patient by requesting a basic life support . . .

unit . . . to transport the patient; failed to perform

standard ALS [advanced life support] assessment

procedures and interventions, such as 12-lead EKG and

IV fluid administration, that were clearly indicated; failed

to provide a proper report to the transporting unit; [and]

ordered the transporting . . . unit to categorize the patient

as a stable, non-emergency Priority 3 transport[.]

As a result, Mason was removed from ―patient contact status‖, and ―appropriate

disciplinary action[,]‖ including the possibility of termination, was recommended.

Cf. Morgan, supra, 468 A.2d at 1312 (although public duty doctrine barred suit,

―other effective mechanisms exist to control the behavior of errant . . . officials.‖).

15

Hines is barred by the public duty doctrine: allegations that ―the wrong unit was

dispatched‖; ―the call for the correct unit (advanced life support)‖ was not made;

and the equipment dispatched was not adequate. 580 A.2d at 139. For these

reasons, we conclude that the public duty doctrine is applicable. To hold otherwise

would create a perverse incentive for the District to require its EMTs who are

assigned to the PAT and thus are nearby to refrain from rendering emergency

assistance to candidates lest the District forfeit, as to any deficiencies in their

emergency responses, the shield from liability it would enjoy if it waited for

emergency response units to be dispatched from elsewhere (just as when a call is

made to 911 for emergency assistance).

As we have previously recognized,―[t]he District of Columbia should be free

to exercise its police power for the benefit of the general public without the fear

that by making contact with citizens in the course of carrying out its

responsibilities, the District may forfeit its immunity under the public duty

doctrine[.]‖ District of Columbia v. Forsman, 580 A.2d 1314, 1319 (D.C. 1990).13

In this case, unless an exception to the public duty doctrine applies, the District

was free to use FEMS paramedics who were on duty at the PAT test to respond to

13

―[O]peration of the EMS is an exercise of the District‘s police power to

further the general health and welfare[.]‖ Wanzer, supra, 580 A.2d at 131.

16

the health emergency that arose, without the risk that by doing so it would expose

itself to liability.

2. Application of the Public Duty Doctrine

In order to establish a special relationship, or ―special duty,‖ that falls under

an exception to the public duty doctrine, ―a plaintiff must allege and prove two

things: (1) a direct or continuing contact between the injured party and a

governmental agency or official, and (2) a justifiable reliance on the part of the

injured party.‖ Klahr v. District of Columbia, 576 A.2d 718, 720 (D.C. 1990)

(citing Turner, supra, 532 A.2d at 667).

The Superior Court observed that the main dispute between the parties was

whether Allen had a special relationship with the District. The court

acknowledged some direct contacts in that Allen had communicated with FEMS

throughout the application process, and some reliance on FEMS‘s representations

about the PAT, but nevertheless held that appellants had not established more than

a duty of the FEMS to assist the general public, which was insufficient to show

that the District created a special relationship with Allen. For the court, it was

important that appellants had not claimed that the District specifically recruited

17

Allen or any candidate and that any individual could apply to be a firefighter and

the District would have corresponded with them to the same extent. Thus, simply

―because a person ‗emerges‘ from the general public to the attention of the

government does not establish a special relationship.‖ The presence of EMS at the

PAT was ―no different than a city stationing an ambulance at a high school football

game to assist the players if they become injured.‖ It was simply a gratuitous

promise like the one in Morgan v. District of Columbia, 468 A.2d 1306 (D.C.

1983) (en banc).

a. Direct and Continuous Contact

Here, appellants contend that the District established direct and continuous

contact with appellants sufficient to establish a special relationship because it

recruited and evaluated prospective firefighters. Specifically, appellants urge,

much as they did in the Superior Court, that Allen (1) had direct and continuing

contacts with the District because he applied to FEMS in March of 2006,

approximately eighteen months before the PAT test, (2) signed a ―Letter of Intent‖

in April of 2006 to participate in the entry-level Firefighter Written Examination,

(3) completed and passed the examination the following month, (4) was provided

18

an ―Initial Notice‖ by the District in September of 2007, and (5) was invited to

participate in the PAT test on October 14, 2007.

As noted above, as many as two dozen applicants were assembled for

physical screening. All were subjected to the same scrutiny before the PAT began,

and then Allen suffered pain and difficulty breathing. Medical aid was summoned,

just as if he had been overcome with pain on a nearby street. It is from this that we

are asked to declare an exception to the public duty doctrine by virtue of a special

relationship between Allen, his nearly two dozen peers, the more than 100

prospective firefighters that participate in the PAT every year, and the medics on-

scene performing the screening.

In order to establish a special relationship, appellants have the burden to

show direct or continuing contact between Allen and FEMS. Klahr, supra, 576

A.2d at 720. Appellants attempt to show that Allen established a special

relationship for his emergency situation by his repeated contacts with the District

more than a year (and up to a year-and-a-half) earlier. As the trial court here

observed, ―any individual could have applied to be a firefighter and the District

would have corresponded with that person to the same extent that it corresponded

with Eric Allen.‖ See Nealon v. District of Columbia, 669 A.2d 685, 693 (D.C.

19

1995) (―A party must show that such contact was different from the type of contact

that the District has with the general public‖ (citing Powell v. District of Columbia,

602 A.2d 1123, 1130 (D.C. 1992)). If the District had effectively made a promise

to protect Allen, that promise would have applied equally to the more than one

hundred other contenders who participate in the PAT every year, and the two

dozen PAT participants that day. This would require either having over two dozen

special relationships that day and more than one hundred over the course of the

year, as to each applicant being screened (which is not practical or possible), or

holding that the response to the sudden disability by the ones initially called upon

created that relationship. By definition of a special relationship, that is not

practicable or legally possible. Hines, supra, 580 A.2d at 136 (―Our case law

makes it clear that the mere fact that an individual has emerged from the general

public and become an object of the special attention of public employees does not

create a relationship which imposes a special legal duty.‖); cf. Varner, supra, 891

A.2d 260, 276 (D.C. 2006) (police presence on campus of Gallaudet University,

and promise to protect some 2,000 students could not create 2,000 special

relationships without ―nullify[ing] the [public duty] doctrine itself‖).

A government functions through people, usually its citizens. Thus, the

primary task for its leaders (after they are chosen) is to recruit and evaluate those

20

potentially available to facilitate the governmental role of providing public

services. An emergency resulting thereafter from the provision of emergency

services is insufficient to engender a special relationship.

More specifically, appellants‘ claim that Allen established direct or

continuing contact with the District through his actions as a prospective employee

must also fail. See Flemmings v. District of Columbia, 719 A.2d 963, 964 (D.C.

1998) (rejecting, in a case involving a police officer who was shot by his girlfriend,

who was also a police officer, the argument that employment by the District

created a special relationship with the District). Appellants cannot, without more,

show direct or continuous contact by relying on what Allen did several months, or

more than a year earlier, to show that there was a special relationship. As we

stated in Wanzer, supra:

Even a series of contacts over a period of time between a

public agency and an injured or endangered person is not

enough to establish a special relationship, absent some

showing that the agency assumed a greater duty to that

person than the duty owed to the public at large. If it

were otherwise, then the city would be potentially liable

for ‗every oversight, omission, or blunder‘ of its officials

— a liability which potentially could so deplete the

resources necessary to provide police protection, fire

protection, and ambulance service as to result in the

elimination of those services altogether.

21

580 A.2d at 132 (citation omitted); accord Powell, supra, 602 A.2d at 1130-31

(―[M]ere contacts are insufficient in the absence of evidence of a special

duty . . . [We] require[] . . . proof of a type of contact different from that of the

District with the general public, . . . [and] proof of justifiable reliance.‖). Thus,

appellants‘ proffer of such remote contacts fails to show how EMTs responding to

Allen‘s emergency had somehow established a special relationship with him.

Even assuming arguendo that appellants could claim that a special

relationship was established between himself and the District (specifically, FEMS

recruitment personnel) while he was acting as a prospective FEMS employee, that

special relationship would not also encompass the alleged EMT errors during

Allen‘s medical emergency. Cf. Stoddard v. District of Columbia, 623 A.2d 1152,

1153-54 (D.C. 1993) (concluding that even though some parents could prove that

they justifiably relied on presence of school crossing-guards, child without parent

who crossed street some two football fields from crosswalk could not claim special

relationship); Forsman, supra, 580 A.2d at 1318 (concluding that even if

government agent‘s assistance in one matter was sufficient to create special

relationship in that matter, it was not sufficient to create special relationship in

entirely different matter). Nor do appellants claim in their brief that the EMTs

22

responsible for transporting Allen in the basic life-support unit were the source of a

special relationship between Allen and the District.

Finally, appellants argue forcefully that Allen‘s emergency was not a ―911

emergency call case.‖ As appellants state in their brief, and as the record reflects,

despite any on-scene assessment of Allen by EMTs, FEMS personnel had to radio

for a basic-life support unit to transport Allen to a hospital, which did not arrive

until several minutes later, much like a regular emergency situation. Despite the

presence of EMTs Mason and Johnson on scene at the PAT, we are not prepared to

distinguish this case from ―emergency services cases‖ strictly because FEMS

personnel radioed for a basic life support unit rather than dialing 911 for

emergency services like a regular citizen. See Hines, supra, 580 A.2d at 136

(concluding ―actions that are a necessary part of the on-scene responsibility of

government agents subject to the public duty doctrine add[] nothing to the general

duty owed the public and fail[] to create a relationship which imposes a special

legal duty.‖) (alterations in original) (internal quotation marks omitted); accord

Wanzer, supra, 580 A.2d at 132 (―A one-time call to 911 for help does not

establish a special relationship.‖). In an emergency context, we explicitly deny the

jury the opportunity to judge the actions of EMTs in hindsight in the absence of

affirmative negligence (i.e., affirmative action that worsens the condition of the

23

individual receiving emergency services). See Johnson, supra, 580 A.2d at 142,

143.

b. Justifiable Reliance

Even assuming arguendo that appellants did establish direct or continuing

contacts (and they have not done so here), appellants fail to demonstrate justifiable

reliance. See Snowder v. District of Columbia, 949 A.2d 590, 604 n.12 (D.C.

2008). On this point, the trial court concluded that appellants had not shown that

Allen acted or refrained from acting in reliance on the EMTs. The court reasoned

that appellants essentially claimed that the EMTs were inadequate and untimely in

their response to Allen‘s emergency, and this court rejected such a claim in

Johnson, supra, 580 A.2d 140.

Appellants contend that the District‘s requirement that firefighters pass the

PAT significantly raised the ―quotient of risk‖ above that assumed by the general

public. Additionally, Allen justifiably relied on the District, appellants argue,

because FEMS provided monitors for each candidate participating in the PAT, and

told them to speak with FEMS personnel in charge of the PAT if they experienced

problems while completing the components. From the combination of those facts,

24

appellants contend, ―it can be reasonably inferred‖ that Allen justifiably relied on

[FEMS] and the PAT safety precautions.

To show justifiable reliance, a ―plaintiff [or person allegedly in privity with

the District] must specifically act, or refrain from acting, in such a way as to

exhibit particular reliance upon the actions of the [EMTs] . . . . Liability is

established, therefore, if the [EMTs] [have] specifically undertaken [action on

behalf of] a particular individual and the individual has specifically relied upon the

undertaking.‖ Morgan, supra, 468 A.2d at 1315 (citations omitted); see Taylor,

supra, 776 A.2d at 1218 (citing Morgan, supra). As we have stated, despite what a

jury could ―reasonably infer‖ with respect to justifiable reliance, such an argument

―cannot substitute for evidence of ‗justifiable reliance.‘‖ Taylor, supra, 776 A.2d

at 1220 (emphasis added).

Here, appellants have not shown justifiable reliance in order to establish a

special relationship. Despite their conclusory allegations to the contrary,

appellants have failed to show that Allen acted or failed to act in any way, because

of the presence of EMTs, PAT monitors, or any other safety personnel at the test.

Indeed, a conclusion that there was a special relationship between Allen and the

District, relying overwhelmingly on the fact that EMTs were present at the PAT,

25

would be the impetus toward perverse incentives such as the avoidance of safety

precautions. Cf. Varner, supra, 891 A.2d at 272 (holding that operational manuals

do not establish standard of care because, to hold otherwise, ―would create the

perverse incentive . . . to write [manuals] in such a manner as to impose minimal

duties . . . in order to limit civil liability.‖ (internal quotation marks omitted)).

Additionally, Allen‘s decision to sign the liability waiver that FEMS required him

to sign before he could participate in the PAT, regardless of its legal value

otherwise, is indicative of Allen‘s assent to the District‘s claim that it could not be

held liable for any injuries or death as a result of the PAT and undermines any

claim that the District was on notice that Allen would rely FEMS to ensure that no

harm befell him.14 Even assuming appellants could claim justifiable reliance based

on the deposition testimony (e.g., BFC Douglas‘s testimony that FEMS ―assume[d]

the obligation to be responsible for [firefighter candidates] when they‘re in the

[PAT]‖), without direct or continuous contact (which does not exist here),

appellants‘ claim of a special relationship fails, and the public duty doctrine

applies. See Snowder, supra, 949 A.2d at 604 n.12.15

14

As the waiver explicitly states, Allen agreed to ―assume any and all risk

and liability for . . . death which [he] might suffer or sustain while [o]n

any . . . property or premises owned or operated by [FEMS] or the [District].‖

15

Appellants also claim that the District was affirmatively negligent in

providing emergency services care for Allen and that the District did not

(continued…)

26

Finally, appellants‘ focus on Mason‘s classification of Allen as a ―priority

3,‖ requiring Mason to ―br[ing] in‖ a basic life support unit during the emergency

rather than a better equipped vehicle, is unpersuasive. The claim, in essence, is

one attacking the adequacy and timeliness of emergency services, which this court

foreclosed more than two decades ago. See Hines, supra, 580 A.2d at 136, 139-40

(―[C]hallenges to the adequacy and timeliness of the dispatch of emergency

equipment . . . are simply not actionable under the public duty doctrine.‖); see also

Allison Gas Turbine, supra, 642 A.2d at 843-44 (citing, inter alia, Hines, supra,

for the same proposition).

(…continued)

adequately screen candidates for (and exclude those with) ―Sickle Cell Trait.‖ As

the trial court observed, appellants argued in its response to the District‘s motion to

dismiss that it did not need to prove affirmative negligence, made no effort to

prove it, and changed course in a last minute supplemental brief on appellants‘

motion for reconsideration (of the Court‘s summary judgment for the District),

more than a month after its initial brief in its motion for reconsideration. We

decline to consider appellants‘ argument of affirmative negligence on appeal

because it is contrary to the position appellants took prior to summary judgment.

See, e.g., Duk Hea Oh v. National Capital Revitalization Corp., 7 A.3d 997, 1010

(D.C. 2010) (―[A] defendant may not take one position at trial and a contradictory

position on appeal.‖) (quoting Brown v. United States, 627 A.2d 499, 508 (D.C.

1993)). We also decline to consider appellants‘ ―Sickle Cell trait‖ argument

because it was not adequately raised below. See In re D.A.J., 694 A.2d 860, 864

(D.C. 1997) (―Questions not properly raised and preserved during the proceedings

under examination, and points not asserted with sufficient precision to indicate

distinctly the party’s thesis, will normally be spurned on appeal.‖ (emphasis added)

(internal quotation marks omitted)).

27

Appellants would have this court look to possible negligence in the sequence

of events before Allen‘s death and his reliance on government actors. We cannot

do so because such factors are relevant only if potential liability is, by the special

relationship exception to governmental immunity, established in the instance. In

light of the foregoing considerations, we conclude that the public duty doctrine

protects the actions of the District and its employees in connection with the

provision of emergency services here.

The grant of summary judgment in favor of the District is

Affirmed.

EASTERLY, Associate Judge, dissenting: This is not a public duty doctrine

case—at least not as the public duty doctrine has ever been conceived by this court.

As its name suggests, the ostensible goal in applying this doctrine, at least at first,

was to discern whether the District had an actionable duty of care when its agents

were alleged to have acted negligently. But there should be no question that the

District owed a duty of care to Eric Allen. The District, through its FEMS agents,

screened Mr. Allen and invited him to the District of Columbia Fire and

Emergency Medical Services (FEMS) Training Academy to take FEMS‘s Physical

28

Ability Test (PAT). FEMS agents knew the PAT created the risk of injury and

illness, and for that reason among others had medical staff on hand during the test.

And if that were not enough, the FEMS medical staff at the PAT actually

undertook care of Mr. Allen when he fell ill, just as they were supposed to

(although presumably they were supposed to provide competent care).

The application of the public duty doctrine to these facts—to uphold a grant

of summary judgment no less—demonstrates that this doctrine is analytically

bankrupt. It applies whenever this court says it does, and we seem to be willing to

apply it to an ever-expanding set of circumstances, including cases where, as here,

District employees help specific individuals and then perform negligently. We

have now completely departed from the traditional common law of negligence

from which our public duty doctrine was purportedly derived.

In light of this, I do not know what logic, if any, drives or contains our

public duty doctrine. From the majority opinion‘s focus on the identity and

function of the FEMS staff who provided Mr. Allen medical care, it appears to

have morphed into a form of immunity, at least for certain categories of District

employees. Indeed, in its final paragraph, the majority opinion uses the words

―governmental immunity‖ to refer to the public duty doctrine. But if this is how

29

the court is now employing our public duty doctrine, we have a problem: This

public duty doctrine ―immunity‖ conflicts with our sovereign immunity

jurisprudence that currently defines when the District government may be sued for

the harm done by its agents.

It is time for this court to explain what we are doing and why. Of the states

that still have some iteration of this doctrine (many have rejected it), the District

stands alone in interpreting it the way that we do. We should take note of our

outlier status. We should acknowledge both that there are other more coherent

mechanisms for protecting the District from suit where holding the government

liable may be truly counterproductive, and that, in some cases, we will actually

better promote public safety and responsible government by holding the District

accountable for the negligent actions of its employees in an open court of law.

FEMS, for example, has now enjoyed the protection of the public duty doctrine for

decades. But news reports of FEMS‘ multiple failures to provide competent

emergency services to individuals in the District (detailed below) indicate that, by

shielding FEMS from the scrutiny of being sued, we have allowed dysfunction to

fester.

30

As illustrated by this case, this court‘s public duty doctrine has lost any

coherence, logic, or sense of rightness that it ever may have had. I dissent from the

majority opinion‘s extension of the public duty doctrine to the facts presented, and

I renew the call to this court to reconsider the doctrine it created and has allowed to

run amok.

I. Facts

This case was resolved by an order granting the District summary judgment.

In this context, this court is required to ―independently analyze the record in the

light most favorable to [the Allens], drawing all reasonable inferences from the

evidence in [their] favor.‖ Medhin v. Hailu, 26 A.3d 307, 310 (D.C. 2011). The

record facts are these:

Eric Allen, a 23-year-old high school graduate and father of a young child,

wanted to be a firefighter; the District was hiring and wanted to identify qualified

candidates. Mr. Allen submitted a preliminary employment application in March

2006. In April 2006, he signed an official letter of intent where he checked the

option, ―I accept participation in the entry level Firefighter Written Examination

31

being held on May 20, 2006.‖ Apparently, he passed the written examination

because he was then given a slot to take the PAT. See 6-B DCMR § 870.5 (2009).

The PAT was held at the FEMS training academy. It was designed to be

rigorous, to mirror the demands of the job of a firefighter. As such, it presented a

source of risk. Battalion Fire Chief Milton E. Douglas, the officer ―responsible for

monitoring all outside activities‖ at the PAT, acknowledged in his deposition that

FEMS ―appreciated and understood‖ that there was a possibility that firefighter

candidates taking the PAT could get hurt. He confirmed that FEMS not only

assigned ―monitors‖ to follow candidates throughout the test to keep an eye out

―for signs of distress,‖ but also, because of ―the risk . . . of injury,‖ they had

―medical staff,‖ ―EMS personnel,‖ working at the PAT. Specifically with respect

to these EMS personnel, BFC Douglas confirmed that attending to candidates if

there ―was an injury or some type of emergency,‖ as well as taking candidates‘

vital signs before and after the PAT, was ―kind of the standard thing they did‖—

―when injuries would take place,‖ the EMS staff ―would . . . provide assistance.‖

This was equally true on the day Eric Allen took the PAT; the EMS personnel

staffing the PAT were there ―to respond to any injuries or other medical conditions

that may have arisen.‖

32

According to BFC Douglas, these EMS personnel together with the monitors

and ―all the folks from the fire department who were participating‖ in staffing the

PAT ―undertook to . . . provide‖ for [the candidates taking the test] ―the safest

environment that was reasonably achievable:

Q: And so you all undertook, that is, the Fire Department,

undertook to in effect provide that monitoring safety net, if you will,

for the people [taking the PAT]?

A: Yes.

Q: And it was not only the monitoring but also the ability of

the EMS personnel to provide assessment and treatment for the folks

[taking the PAT] within the area of their expertise if it was needed.‖

A: Yes.1

On the day Eric Allen took the PAT, Lee Mason, a Paramedic Emergency

Medical Technician (EMT), and Veronica Johnson, an EMT, were ―assigned as the

stand-by unit‖ to staff the test. They came to the training academy with their unit

containing their gear. They set up ―their first aid station‖ in a classroom.

1

BFC Douglas agreed that the medical services provided by FEMS

employees in this context were distinguishable ―from . . . say a 911 call going out

into the general public domain‖ because FEMS knows who is going to participate

in the PAT and because FEMS ―assume[s] the obligation to be responsible for [the

candidates] when they are in that program [the PAT].‖

33

Before the test began, FEMS staff gave all the test participants, Mr. Allen

among them, ―course instructions‖2 and then sent them to the first aid station to

have their vital signs taken. Mr. Allen was supposed to return to the first aid

station to have his vital signs rechecked after he completed the test. But when the

monitor assigned to him, Captain Sylvester Robinson, met Mr. Allen at the finish

line, he ―was showing signs of rapid breathing that [were] not normal.‖ He said

that his ―body hurt.‖ Because he was ill, Captain Robinson ―went to get Medic 33

[Ms. Mason and Ms. Johnson] to come and assist him.‖ After Ms. Mason and Ms.

Johnson retrieved additional gear from their unit, they attended to Eric Allen and,

among other things, gave him oxygen and ran an electrocardiogram (EKG). A

later FEMS report detailed an interview with Ms. Mason in which she was asked

why she had done these things and responded, ―[j]ust being a medic, that‘s what I

do.‖

Unfortunately, it seems Ms. Mason did not understand how to interpret the

EKG results. A subsequent FEMS internal report determined that she ―exhibited

negligence‖ and ―incompetence‖—and neither she nor her partner understood how

ill Mr. Allen was. Ms. Johnson told FEMS investigators that at some point Mr.

2

Among other things, FEMS staff instructed Mr. Allen and other PAT

candidates that if ―anyone . . . was waiting for them in the car that they had to leave

the training grounds while the test was being administered.‖

34

Allen ―asked to go to a hospital, so we called for a unit.‖ Two Firefighter-EMTs

were dispatched in their ambulance to the training academy to transport Mr. Allen.

When they arrived, Mr. Allen ―couldn‘t walk‖ or ―talk normal‖ and they had to put

him on a stretcher to get him into the ambulance. But Ms. Mason told them that

Mr. Allen was a ―Code 3 patient,‖ i.e., ―stable, non-emergency.‖ Mr. Allen went

to the hospital. He died the next day. His parents‘ subsequent lawsuit alleged, in

part, that the EMTs provided ―negligent medical care‖ that led to their son‘s death.

II. Analysis

A. This is not a public duty doctrine case—at least not as that doctrine has

ever been conceived by this court.

Suggesting that this was a no-brainer from the start, the majority opinion

states that ―[a]t the commencement of this action, the public duty doctrine was

assumed to apply.‖ This is incorrect. To the contrary, the District did not raise the

public duty doctrine until after it had twice answered the Allens‘ complaint and the

parties had completed discovery and were gearing up for trial.3 In other words,

3

After the Allens filed their initial complaint alleging, inter alia, that the

District FEMS employees had negligently provided medical care to their son at the

PAT, the District did not move to dismiss under the public duty doctrine. Instead,

the District acknowledged that the Allens had stated a claim for negligence by

filing an answer. Although that answer raised defenses, the public duty doctrine

(continued…)

35

until well into the litigation of this case, everyone assumed that the public duty

doctrine did not apply.4

This is understandable because this case looks like no prior case from the

past thirty-plus years in which this court has applied this doctrine. (The majority

opinion concedes that we have never considered whether the public duty doctrine

applies to facts like these.) And although this court‘s case law on the public duty

doctrine does not particularly exemplify clarity or consistency of legal reasoning,

(…continued)

was not one of them. After the Allens filed an amended complaint (with the trial

court‘s permission, adding another doctor as a defendant), the District again filed

an answer and said nothing about the public duty doctrine. The District

additionally asserted cross-claims against the hospital and the doctors who were

alleged to have provided negligent care to Mr. Allen after he left the PAT facility.

It was only after the parties had completed discovery, and were gearing up for trial,

that the District successfully moved to amend its answer and raised the public duty

doctrine for the first time. The district then moved to dismiss, arguing that it was

shielded from suit by the public duty doctrine.

The District‘s new argument was unrelated to the factual development of the

case. In its motion and subsequently filed reply in support of its motion it cited no

discovery materials related to the actions of the medical staff at the PAT test.

Instead, the District‘s belatedly asserted, expansive argument was simply that,

because the medical staff at the PAT test were emergency medical service workers,

they categorically fell under the public duty doctrine.

4

As the majority opinion notes, we ordered supplemental briefing to further

assist us in analyzing the application of the public duty doctrine to these facts, but,

to be clear, whether or not the District had an actionable duty of care to Mr. Allen

has always been the central issue in this case, as is reflected in the pleadings in the

trial court and the initial briefs to this court.

36

one thing is clear: We have never come close to providing a rationale for the

majority‘s opinion.

The public duty doctrine had its genesis in this court around the early 1980s.

In Chandler v. District of Columbia, 404 A.2d 964, 966 (D.C. 1979), a division of

this court briefly considered the duty of care owed by the District government to an

individual in the provision of services, but Warren v. District of Columbia, 444

A.2d 1 (1981) (en banc) is the case that launched the development of the public

duty doctrine in the District. In Warren, the plaintiffs had alleged police

negligence in responding to a 911 call: The police came to their front door but,

seeing and hearing nothing, did nothing, thus allowing intruders already inside to

abduct and repeatedly assault and rape the plaintiffs over 14 hours. In essence, the

claim was a failure to rescue the plaintiffs or to prevent the harm that ensued5

where the source of harm was totally external to the District.6

5

Under basic principles of negligence, there is no general duty to rescue a

would-be tort plaintiff from harm or prevent a third party from harming that

would-be plaintiff. See infra Part II.B.1.

6

Regarding injury that results from the criminal acts of third parties, it is

generally accepted that ―a defendant is liable for negligence only if the danger of

that act should have been reasonably anticipated and protected against.‖ District of

Columbia v. Doe, 524 A.2d 30, 32 (D.C. 1987) (internal quotation marks omitted).

37

This court determined that, separate and apart from sovereign immunity,7 the

District was protected from liability at the duty stage of a tort suit, when its agents

were fulfilling ―public duties.‖ 444 A.2d at 3, 9. The court explained that an

actionable duty was not created by the obligation of the police to protect members

of the community—the harm to the plaintiff was insufficiently foreseeable and the

District‘s relationship to any particular individual was too general. Id. The court

specifically rejected the argument that police officers owe a greater duty of care

because of their jobs. It explained, ―[a] person does not, by becoming a police

officer, insulate himself from any of the basic duties which everyone owes to other

people, but neither does he assume any greater obligation8 to others individually.‖

7

Which the District had not raised as a defense. 444 A.2d at 9.

8

In Warren, the source of this potential ―greater obligation‖ was never

discussed. But according to the treatises, this is the foundation of the analysis.

The point of the public duty doctrine is to respond to the argument that a statute,

for example pertaining to public safety officers, creates a special duty of care. This

is the general tort rule, but the public duty doctrine is employed to prohibit the

recognition of special, additional statutory duties, and to keep intact the basic tort

principle that there is no general duty to rescue or protect. See Dan B. Dobbs, et

al., 2 The Law of Torts § 345 (2d ed. 2011) (―In the classic case for invoking the

public duty doctrine, the duty is imposed by a statute that requires the defendant to

act affirmatively, and the defendant‘s wrongdoing is a failure to take positive

action for the protection of the plaintiff.‖); see, e.g., Madison ex rel. Bryant v.

Babcock Ctr., 638 S.E.2d 650, 660 (S.C. 2006) (noting that the ―public duty rule is

applied only when an action is founded upon a statutory duty; when duty is based

on common law, then its existence is analyzed as it would be with a private

defendant which is not a government entity.‖) This court‘s imprecision at the

outset in applying the public duty doctrine may account for the transformation of

(continued…)

38

Id. at 7-8.9 We determined that in certain cases where negligence by District

agents was alleged, a ―special duty‖ was required to permit the claim to go

forward. Id.

Judge Kelly agreed with the ―public/special‖ duty construct but not with its

application in Warren. In her partial concurrence/partial dissent, she explained

that, ―[t]he concept of special duty is actually no more than an application of the

cardinal princip[le] of tort law that, even where no duty to act may exist originally,

once one undertakes to act, he has a duty to do so with due care.‖ 444 A.2d at 11.

A few years later, in Morgan v. District of Columbia, 468 A.2d 1306, 1311

(D.C. 1983) (en banc), we reiterated our motivation to prevent police officials from

being ―placed in the position of insuring the personal safety of every member of

the community.‖ Id. At the same time, we reaffirmed that, ―[a]lthough the police

have no obligation to act at the behest of any one individual, once they begin to act

on behalf of a particular citizen in such a way as to raise significantly the quotient

(…continued)

the doctrine from an inquiry into duties owed to an immunity-like shield for the

District (based on the identity and function of its agents).

9

The en banc court ―adopted . . . portions‖ of the trial court‘s opinion as its

own, 444 A.2d at 3, including this explanation of the trial court‘s reasoning.

39

of risk over and above the risks assumed by every other member of the community,

additional responsibilities arise.‖ Id. at 1312.

By the time we turned our attention to the District‘s provision of emergency

ambulance services this reasoning had acquired a name and the status of

―doctrine.‖ Klahr v. District of Columbia, 576 A.2d 718, 718 (D.C. 1990). We

decided a trio of cases, Wanzer v. District of Columbia, 580 A.2d 127 (D.C. 1990),

Hines v. District of Columbia, 580 A.2d 133 (D.C. 1990), and Johnson v. District

of Columbia, 580 A.2d 140 (D.C. 1990),10 in which a citizen previously unknown

to the District called 911, but the necessary help did not come in time. We

determined that because ―the institution of a publicly operated emergency

ambulance service is . . . incident to the police power of state: i.e., to protect the

health, safety, and general welfare of its citizens,‖ the District‘s ambulance

services generally should be subject to the public duty doctrine. Wanzer, 580 A.2d

at 130-31 (internal quotation marks and brackets omitted); see also Johnson, 580

A.2d at 141. We then rejected the arguments that the District had a duty of care

that arose either from (1) FEMS ―protocols and procedures‖ requiring them to

provide emergency ambulance services in a certain manner, Johnson, 580 A.2d at

10

These cases were decided on the same day and were ―intended to be

complementary and designed to be read together.‖ Wanzer, 580 A.2d at 130 n.2.

40

141; see also Wanzer, 580 A.2d at 133; Hines, 580 A.2d at 138, or (2) an

individual‘s specific request for services.

On the latter point, we stated, as the majority opinion quotes, that ―the mere

fact that an individual has emerged from the general public‖ by calling 911 and

thus ―become an object of the special attention of public employees does not create

a relationship which imposes a special legal duty.‖ Hines, 580 A.2d at 136; see

also Wanzer, 580 A.2d at 132 (―A one-time call to 911 for help does not establish a

special relationship. . . . It is not enough to allege ineptitude . . . by a municipal

agency in failing to respond adequately to a call for help.‖). Invoking concerns

about foreseeability and unlimited liability, we further explained that ―[v]irtually

every citizen of the District could find himself or herself in need of assistance from

[FEMS] at one time or another.‖ Hines, 580 A.2d at 138. Instead, we said that

―[t]o give rise to a special relationship, the agency‘s response to the private party

must in some demonstrable way exceed the response generally made to other

members of the public.‖ Wanzer, 580 A2d at 132; see also Hines, 580 A.2d at 139

(determining that there was no actionable duty of care because there was no

―undertaking to a specific individual or a special class of persons‖). Nevertheless,

we recognized that the duty analysis is necessarily different when it concerns not

whether and how the District was obligated to come to the rescue of a particular

41

individual, but instead the obligation the District owes to an individual to whom it

has already undertaken to provide assistance. See Johnson, 580 A.2d at 142-44.11

In our recent decision in Woods, we held for the first time that even when

emergency services showed up and began to provide the necessary assistance, the

District could not be held liable if the EMTs were negligent in their provision of

medical care. 63 A.3d 551. Once again, we acknowledged that the operative

question in cases where the District has raised the public duty doctrine as a defense

is whether there is an actionable duty of care. Contrary to the longstanding tort

doctrine that one who undertakes to rescue or provide protection must do so with

ordinary care, however, we determined that there was still no duty of care even

under these circumstances. Instead, we explained that, because ―District

emergency personnel [were] providing the kind of on-the-scene emergency

assistance that the District normally provides to the general public,‖ liability was

foreclosed under the public duty doctrine.12 63 A.3d at 556; but see Hines, 580

11

Along with a failure to timely respond to a call for an ambulance,

Johnson included a claim that the EMTs had negligently treated the decedent once

they arrived. 580 A.2d at 142. The court in Johnson remanded this claim to the

trial court for further consideration. Id. at 144.

12

In her concurrence in Woods, Judge Oberly called for en banc review ―to

reexamine the scope of the public duty doctrine or perhaps even to abolish it,‖

expressing the view that the outcome in that case ―suggests that we have let the

(continued…)

42

A.2d at 139 (citing Johnson and Weeda v. District of Columbia, 521 A.2d 1156

(D.C. 1987)) (―D.C. could be held liable for negligent acts of [FEMS] personnel in

administering emergency medical care‖).

Now the majority opinion applies the public duty doctrine to the Allens‘

lawsuit. It does so while expressing confidence not only that our current public

duty doctrine precedent clearly shields the District from being sued, but also that

the factual predicate for our legal analysis is beyond dispute such that this case was

properly resolved on summary judgment. On both points, the majority opinion is

mistaken.

This case bears no resemblance to Wanzer, Hines, Johnson or even Woods.

Mr. Allen was not a citizen on the street, part of the faceless general public, who

reached out to the District unexpectedly and sought the assistance of emergency

services from a harm external to the District. He was one of select group of other

(…continued)

doctrine sweep far more broadly than is necessary to strike the proper balance

between protecting the District from sweeping liability, on the one hand, and

allowing the District's citizens the chance to prove that their government has failed

them miserably, on the other.‖ Woods, 63 A.3d at 558. Ms. Woods filed a petition

for en banc review and we stayed the Allens‘ appeal pending its consideration. See

Opinion at 7. En banc review was ultimately denied.

43

firefighter candidates FEMS invited to its Training Facility (a location not open to

the general public) to take its PAT. FEMS designed the PAT to serve its needs—

i.e., to be rigorous, even dangerous, in order to simulate the real-life challenges of

the job. In recognition of the risks it created, FEMS had monitors and medical

staff on hand to ensure the safety of the candidates taking the PAT. The medical

staff in particular were responsible for attending to anyone who got injured during

the test. Ms. Mason and Ms. Johnson did their job at the PAT; they attended to

and took care of Mr. Allen at the PAT when he fell ill (they just did so

incompetently, according to the Allens). The District never disputed these facts in

the trial court; it simply took the position that these facts had no bearing on a

public duty doctrine analysis. But if all of these facts do not ―in some

demonstrable way‖ establish that the District had a particular duty to Mr. Allen,

not merely a diffuse duty ―to other members of the public,‖ Wanzer, 580 A.2d at

132, I do not know what does.

Moreover, we cannot forget that this case comes to us from the trial court on

an order granting summary judgment to the District. In this context, all the Allens

had to do was to demonstrate that there was a least a triable issue of fact about the

duty of care the medical staff at the PAT owed to Eric Allen. It was the District‘s

burden to put forward uncontroverted evidence that Ms. Mason and Ms. Johnson

44

were fulfilling a ―public duty‖ and thus that the public duty doctrine applied. The

District never did. As noted above, its argument was that it was categorically

shielded from liability because Ms. Mason and Ms. Johnson are emergency service

workers. See supra note 3.

Because the District never grappled with the record facts, it never made the

argument now advanced by the majority opinion in an effort to shoehorn this case

into the Wanzer-Hines-Johnson line of cases. The majority opinion argues that the

―record shows‖ the role of the medical staff at the PAT ―evolved‖ from ―monitors‖

to emergency service providers, and this transformation conferred on the medical

staff the protection of the public duty doctrine.13

The majority‘s strained reading of the record cannot be reconciled with this

court‘s acknowledged obligation not to ignore facts in the record and to view the

facts therein in the light most favorable to the Allens. The majority‘s professed

13

Inconsistent with its acknowledgement that Ms. Mason and Ms. Johnson

provided Mr. Allen care, the majority opinion also argues that their actions are

shielded by the public duty doctrine because they were ―functioning in a manner

similar to a 911 dispatcher who must make a call as to whether an ambulance is

needed, and which type is required.‖ But 911 dispatchers work in a

communications center, have no physical contact with the people to whom they

speak, and thus have no occasion to provide first aid, administer oxygen, or run

EKGs.

45

inability to see any ―basis for concluding that any acts or omissions by [paramedic]

Mason in responding to Allen‘s health crisis were part of the PAT program rather

than part of the District‘s provision of emergency services,‖ simply disregards the

deposition testimony of Battalion Fire Chief Douglas, who said that the EMTs

working the first aid station were part of the PAT ―safety net,‖ and that it was their

responsibility to treat test-takers in the event of injury or illness.

Meanwhile, the majority opinion can cite to no direct evidence that the

medical staff were only supposed to act as ―monitors,‖ not caregivers.14 Ms.

Mason, for example, never said that she was being asked to deviate from her PAT

duties when she gave Mr. Allen oxygen and ran an EKG. She said she performed

those tasks because ―that‘s what I do.‖ Instead, the majority opinion‘s analysis is

entirely based on weak inferences improperly drawn against the Allens.

14

The majority‘s understanding of the medical staff‘s role appears to be

grounded in some confusion about the staffing of the PAT. There were separate

FEMS personnel who were designated ―monitors‖; their role was to observe the

candidates as they progressed through each station of the PAT. The medical staff

at the first aid station served a different function. It was their job to take the

candidates‘ vital signs before and after the PAT and to attend to any candidates

who required medical assistance during the PAT.

46

The majority notes that Ms. Mason and Ms. Johnson had to walk from their

first aid station to Mr. Allen, and that they had to get additional gear in from the

unit they drove to the training academy. From this the majority infers that taking

care of Mr. Allen was not part of the medical staff‘s anticipated duties. That Ms.

Mason and Ms. Johnson had to go to Mr. Allen to attend to him is immaterial in

light of the undisputed evidence that (1) they were an integral part of the PAT

safety net and (2) it was their job to take care of PAT candidates who got injured or

fell ill. The more salient fact is that when Mr. Allen fell ill, Captain Robinson, the

monitor for Mr. Allen, sought them out. That Ms. Mason and Ms. Johnson had to

retrieve additional gear from their unit might be some indication that they believed

that it was less likely that they would need it. But it is hardly conclusive proof that

giving medical care to Mr. Allen, using all the gear they had in their unit (which

was parked at the Training Academy15) was outside of the scope of their normal

PAT duties. Lastly, the majority also points to a statement by Ms. Mason that she

had never had to transport a candidate from the PAT to the hospital, as evidence

that providing care was ―not the[] usual PAT role,‖ of medical staff. But this

15

Presumably Ms. Mason and Ms. Johnson had not driven one of the

District‘s limited number of emergency services vehicles to the test site in lieu of

using a private vehicle or taking public transportation.

47

testimony simply aligns with other record evidence that it was Ms. Mason and Ms.

Johnson‘s job to be on site for the duration of the PAT.

In sum, a careful examination of the evidence developed in the trial court

and uncontroverted by the District reveals that this case bears no relationship to the

sorts of cases in which we have affirmed the application of the public duty

doctrine—cases involving the dispatch of police, fire, or emergency services

relating to a previously unknown member of the general public requiring assistance

because of unforeseeable harm from a cause external to the District. Rather, the

record strongly indicates, if not conclusively establishes, that FEMS had an

acknowledged ―special,‖ or individual, duty to care for Eric Allen while he was at

its training academy, taking its test. On this record, it was error for the trial court

to rule that the District was protected by the public duty doctrine and to grant the

District summary judgment.

48

B. This court should grant rehearing en banc because the majority’s

public duty doctrine analysis demonstrates that the doctrine is

incoherent.

The majority‘s opinion demonstrates the incoherence of this court‘s public

duty doctrine. Although we initially said that this doctrine was a function of the

common law of negligence, the object of which was to discern whether the District

as defendant had an actionable duty, our subsequent unbounded application

indicates that we are not engaged in a duty-based inquiry. As it has developed, this

court‘s public duty doctrine has seemingly no regard for the concept of

foreseeability of harm, a foundation of the common law understanding of ―duty.‖

We find a lack of ―duty‖ even when a government actor is engaged in face-to-face

contact with a citizen of the District, and when that actor breaches what would be a

duty of ordinary care in the course of that contact. If our public duty doctrine

analysis has any organizing principle, it seems to turn on the identity and function

of the agents of the District who are alleged to have acted negligently. But an

identity-based liability shield is not a tort law concept. It is immunity.

We need to explain what we are doing and why. If discerning an actionable

duty is not our aim—if instead our aim is to grant immunity—we need to say so.

We also need to explain how such immunity squares with the sovereign immunity

the District already enjoys and that this court has abrogated under certain

49

circumstances, and why we would want to revive immunity for circumstances

under which we had already abrogated it. For this reason alone this court should

rehear this case en banc.

1. It seems our public duty doctrine is animated not so much by

principles of negligence and a duty of care but rather by a desire

to confer immunity on certain District employees.

We have said that the public duty doctrine examines whether ―an actionable

duty exists‖ when the District is sued for negligence. See Powell v. District of

Columbia, 602 A.2d 1123, 1127 (D.C. 1992). And we have expressed at least a

superficial concern with foreseeability of harm based on the plaintiff‘s relationship

with the defendant (here the District). See, e.g., Woods, 63 A.3d at 559 (quoting

Warren and Powell) (noting that whether a plaintiff has a special relationship with

the District that gives rise to an actionable duty of care turns on whether there was

―direct contact or some other form of privity between‖ a plaintiff and the District,

such that he ―becomes a reasonably foreseeable plaintiff.‖). In so doing, we have

seemingly grounded our public duty doctrine in basic principles of negligence and

50

the idea that to hold an individual liable for an injury, one must first establish that

individual had a duty of care.16

But an examination of our cases shows that this duty language does little

work when the public duty doctrine is actually applied; our focus has been

increasingly on the identity and function of the District employee who allegedly

acted negligently. This focus was evident in Wanzer and Johnson,17 more

pronounced in Woods,18 and is now dispositive in this case, where the majority

determines that the role of Ms. Mason and Ms. Johnson ―evolved‖ from mere

monitor to emergency service provider, and that anyone acting in the latter role is

16

Generally, in negligence actions, courts determine whether there was a

duty of care by ―rely[ing] on the concept of ‗foreseeability‘‖ and looking to the

―relationship between the plaintiff and the defendant.‖ Hedgepeth v. Whitman

Walker Clinic, 22 A.3d 789, 793-94 (D.C. 2011) (en banc). ―If the injury that

befell the plaintiff was ‗reasonably foreseeable‘ to the defendant, then courts will

usually conclude that the defendant owed the plaintiff a duty to avoid causing that

injury; if the injury was not ‗reasonably foreseeable,‘ then there was no duty.‖ Id.

at 793. The foreseeability of harm itself ―is determined, in large part, by the nature

of the relationship between the parties.‖ Id. at 794. ―[T]here is only a minimal

duty—if any—owed to a party who is at arms‘ length. Once the defendant enters

into a relationship with the plaintiff, however, a corresponding duty of care arises.‖

Id.

17

Wanzer, 580 A.2d at 130-31 (analogizing emergency medical services to

police and fire services); Johnson, 580 A.2d at 141.

18

63 A.3d at 556 (concluding that liability was foreclosed because District

employees were ―providing the kind of on-the-scene emergency assistance that the

District normally provides to the general public‖).

51

shielded by the public duty doctrine. Even if there were undisputed facts to

support this evolution, but see supra, it is unclear why job function is dispositive if

we are supposed to be thinking of this in terms of whether there was an actionable

duty.

Rather, if duty of care and foreseeability of harm were the driving

considerations, the majority opinion would have been unable to ignore the fact that

the District created and was wholly in control of the hazardous environment in

which the alleged harm to Mr. Allen occurred. FEMS structured and staffed the

PAT. The District thus had ―special knowledge of possible harm.‖ Warren, 444

A.2d at 3. Under a true duty analysis, the District should have had an actionable

duty to ensure that it provided adequate first aid services to candidates taking the

PAT. See District of Columbia v. Doe, 524 A.2d 30, 32 (D.C. 1987) (noting that

the District ―has an obligation to exercise reasonable and ordinary care for the

protection of pupils to whom it provides an education.‖)

Even setting aside the fact that this was FEMS‘s test and its turf, it is a

canonical aspect of tort law that, although there is no general duty to rescue,

52

protect, or intervene in a situation to prevent or remedy harm,19 once an individual

intervenes and assists in an emergency situation, that individual has a duty to act

with reasonable care.20 As we explained in Warren, the simple fact that one is a

government employee, in that case a police officer, responsible for public safety,

does not create a special duty of care; but an actionable duty could arise out of a

more particularized connection to an individual, for example, borne of a ―course of

conduct [or] special knowledge of possible harm.‖ 444 A.2d at 3. Our focus on

job function in this case and our recent decision in Woods, however, turn all this on

its head. It seems we are saying that a job description alone can destroy an

19

See Restatement (Second) of Torts § 314.

20

See Restatement (Second) of Torts § 314 cmt. a; Dobbs, supra note 8, §

346 (explaining that a duty exists where ―the public entity is guilty of negligent

action rather than inaction‖). See also Powell, 602 A.2d at 1133 (Schwelb, J.,

concurring) (explaining that the public duty doctrine is ―basically consistent with

the common law doctrine that there is no affirmative duty to rescue absent some

special relationship. In fact, the public duty cases are in some measure the

analytical cousins of the private rescue cases.‖); Morgan, 468 A.2d at 1312

(―Although the police have no obligation to act at the behest of any one individual,

once they begin to act on behalf of a particular citizen in such a way as to raise

significantly the quotient of risk over and above the risks assumed by every other

member of the community, additional responsibilities arise.‖) Warren, 444 A.2d at

11 (Kelly, J. concurring) (―One who begins to perform a service to another,

whether gratuitously or not must perform with reasonable care.‖).

53

actionable duty, regardless of the actions taken by the District employee and the

foreseeability of possible harm.21 This is immunity in everything but name.

Relatedly, the majority opinion demonstrates that the definition of the

―special relationship exception‖ has taken on a hypertechnical aspect that does not

meaningfully advance the goal of identifying foreseeable plaintiffs, and thus

suggests we are not fundamentally concerned with a duty of care. If the special

relationship test was really being used to separate those with whom the District had

engaged ―directly‖ and who might foreseeably suffer from its negligence from

anonymous members of the public who might one day seek assistance, we would

not need to parse each and every interaction that an injured party had with

specifically identified District agents, in order to determine that a special or

individual duty was owed.

21

Citing Johnson, the majority acknowledges the possibility that if the

District personnel engaged in ―affirmative action that worsens the condition of the

individual receiving emergency services‖ it might find an actionable duty. But the

observation by this court in Johnson that a special relationship could be based on a

showing that the EMS workers who responded to the 911 caller‘s request for help

had affirmatively worsened her condition, 580 A.2d at 142, is itself out of sync

with normal duty of care principles, under which an individual who undertakes a

rescue assumes a duty to act with due care. Moreover, Johnson was premised on

Weeda, 521 A.2d 1156 (D.C. 1987), a negligence case in which the public duty

doctrine was never raised and in which the court was examining issues of

causation, not duty of care.

54

Even applying the test that this court has developed,22 it is unclear why the

majority is apparently of the view that the Allens‘ claim fails if we disregard Mr.

Allen‘s contacts with FEMS throughout the application process to become a

firefighter and focus only on Mr. Allen‘s contacts with FEMS at the training

academy on the day of the PAT. But see Woods, 63 A.3d at 553 (the special

relationship test examines the ―direct contact or continuing contact between the

victim and the governmental agency‖). With foreseeability as the focus, it is

unquestionably relevant that once Mr. Allen arrived at the test site and before the

test began, FEMS staff met with him and the other PAT candidates, gave them

―course instructions,‖ and sent him to be examined by medical staff. It is also

relevant that FEMS assigned him a monitor for the duration of the test and had first

aid staff standing by, to assist him if he got injured or fell ill and to examine him

22

It is only one of many troubling aspects of our public duty doctrine case

law that we have not even defined ―special relationship‖ with consistency. Even

though the division opinion in Platt v. District of Columbia, 467 A.2d 149, 151

(1983) was issued one day before the en banc decision in Morgan, the two

opinions contain differing formulations. The test from Platt requires (1) ―direct or

continuing contact between the victim and the governmental agency or official,‖

and (2) ―a justifiable reliance on the part of the victim,‖ 467 A.2d at 151, while the

test from Morgan requires (1) ―a specific undertaking to protect a particular

individual,‖ and (2) justifiable reliance.‖ 468 A.2d at 1314-15. Perhaps the

formulations of the first element in both tests mean the same thing, their different

language notwithstanding, see Klahr, 576 A.2d at 720, but if so, we have never

made that clear. See Woods, 63 A.3d at 553 (―This court has used somewhat

varying formulations to describe the circumstances in which such a special

relationship will arise.‖).

55

again when the test was over. Without even considering the fact that the medical

staff actually provided Mr. Allen with medical care, these are ample contacts—

both direct and continuing—on which to base an actionable duty of care.

The majority opinion also states without explanation that it would not have

been ―practical or possible‖ for the District to establish contacts with Mr. Allen as

one of the ―nearly two dozen‖ or ―over two dozen‖ test takers that day. But

nothing about the fact that Mr. Allen was one of the select few the District

screened and scheduled to take its PAT on that day made it less foreseeable that he

might get hurt or fall ill during the PAT or converts the District‘s duty to care for

all of the test takers into a public duty. At least in earlier cases, we have

recognized that a duty of care can flow to a ―class‖ of persons. See Turner, 532

A.2d 662 (explaining that a statutorily mandated special duty is owed to every

adjudicated neglected child in the District); cf. Hines, 580 A.2d at 138 (holding

that liability foreclosed because ―there exists no ‗class‘ in the sense that would

justify invoking the special relationship exception to the public duty doctrine.‖).

Our apparent movement away from that precedent again signals that we are

unconcerned with identifying actionable duties in negligence cases.

56

Turning to the second prong of the ―special relationship‖ test, justifiable

reliance, the majority opinion faults the Allens for failing to show that their son

―acted or refrained from acting in reliance on the EMTs,‖ evoking the concept of

―detrimental reliance‖ from the distinct realm of contract law and promissory

estoppel. See also Woods, 63 A.3d at 557 (using the term ―detrimental reliance‖).

It is hard to understand why this type of reliance is required to establish

foreseeability and a duty of actionable care. See Morgan, 468 A.2d at 1315

(explaining that the purpose of what we called the element of ―particular reliance‖

was ―to place law enforcement officials on notice as to the foreseeable

consequences of failure to exercise reasonable care, not unlike the knowledge that

a citizen employed in law enforcement efforts must be protected from harm.‖).

And it is even harder to understand how the trial court could have concluded that

there was no genuine dispute of material fact as to Mr. Allen‘s reliance, even under

this standard.

It seems amply reasonable to infer from the record facts that when Ms.

Mason and Ms. Johnson provided medical assistance to Mr. Allen, he relied on

them to care for him and to do so professionally. He could not walk; he could not

speak ―normal[ly].‖ He was in grave need of medical assistance and unable to

seek out alternative means of care. And since FEMS had sent all non-test-taking

57

civilians away, he had no one else to help him except FEMS staff. To quote Judge

Oberly in Woods, ―Heaven help us,‖ if such an individual, ―after being examined,

has no right to rely on the attending EMTs to accurately diagnose his or her

medical condition or rely on their recommendation as to whether or not further

medical assistance is needed.‖23 63 A.3d at 560.

Putting all of this together, there is much in our public duty case law and in

the majority‘s decision that both is inconsistent with a duty-based analysis and

suggests that we are determining that liability does not apply to certain categories

of District employees, i.e., they are immune from suit. If we are applying the

public duty doctrine as a form of immunity, we should say so. We should also be

ready to justify why we think we can recreate sovereign immunity in this manner

and why we think it is a good idea to do so.

23

The majority notes that Mr. Allen signed a liability waiver, an

unsurprising fact since he wanted to be able to take the test and move forward with

his job application. This waiver might defeat liability at a later point in the case if

the District could show it was binding, but it fails to conclusively demonstrate that

Mr. Allen did not justifiably rely on the medical staff at the PAT to care for him

when he fell ill.

58

2. If the public duty doctrine is actually a form of court-created

immunity, we have not explained how it aligns with our sovereign

immunity jurisprudence.

Although the District government enjoys the protection of sovereign

immunity, we have long recognized, following the federal government24 and most

states, that this immunity is not and should not be absolute—that there are certain

instances where it is appropriate to hold the government to account in a court of

law. Before this court came into being, the United States District Court for the

District of Columbia Circuit determined that the sovereign immunity did not

protect the District when its employees were performing ―proprietary,‖ as opposed

to ―governmental,‖ acts. See Calomeris v. District of Columbia, 226 F.2d 266

(D.C. Cir. 1955). In other words, when the District was acting as a government, it

could not be held liable, but when it was acting as employer, business owner, or in

other non-policy-making capacities, sovereign immunity was not a bar to liability.

This distinction, once popular in many state and federal courts, was much

criticized—when a government was ―acting as a government‖ was not easily or

24

Congress partially abrogated the sovereign immunity of the federal

government with the passage of the Federal Tort Claims Act (FTCA) in 1948. It

did not include the District of Columbia in this waiver, however. See 28 U.S.C. §

2671 (2012); see also Spencer, 425 F.2d at 481; Wade, 310 A.2d at 861

(acknowledging that the District is ―influenced by the provisions of the [FTCA],‖

but not technically subject to it).

59

consistently discerned. See Spencer v. General Hosp. of District of Columbia, 425

F.2d 479, 484 (D.C. Cir. 1969). The federal appellate court discarded the

governmental-proprietary distinction in Spencer, and in its stead endorsed the

distinction drawn in the Federal Tort Claims Act between ―discretionary‖ acts, i.e.,

policy decisions, and ―ministerial‖ acts that involve execution without discretion.25

Id. After Congress created this court, we reaffirmed that the District‘s sovereign

immunity survives for ―discretionary‖ acts but not ―ministerial‖ acts of the

government; in the latter instance we said that ―the District must respond‖ to suit.

See Wade v. District of Columbia, 310 A.2d 857, 860 (D.C. 1973) (en banc).

We have stated that the public duty doctrine operates separate and apart

from a sovereign immunity analysis. Whether the District government is shielded

from suit by sovereign immunity is the first consideration; if it is not, the second

consideration is whether there is an actionable duty. See Chandler, 404 A.2d 964,

966 (D.C. 1979) (―[T]he questions of immunity and duty owed require separate

analysis . . . . Immunity revolves around the necessity or desirability of freeing

25

The FTCA waives the federal government‘s sovereign immunity for

negligent ―act[s] or omission[s] . . . under circumstances where the United States, if

a private person, would be liable to the claimant in accordance with the law of the

place where the act or omission occurred,‖ 28 U.S.C. § 1346 (b)(1) (2012)

(emphasis added); see also id. § 2674, provided that the act complained of is not ―a

discretionary function or duty,‖ id. § 2680 (a).

60

policy decisions from jury speculation; a duty of care, on the other hand, concerns

foreseeability.‖); see also Powell, 602 A.2d at 1126 (acknowledging that the public

duty doctrine ―limit[s] the District‘s liability in negligence cases where sovereign

immunity is not a bar to suit.‖).26

But if the public duty doctrine is, in effect, another form of immunity, at

least two problems arise. First, if the alleged conduct was a ministerial act for

which the District can be sued under a sovereign immunity analysis, it is then a

contradiction to say that, based on the same conduct, the District in fact enjoys

immunity under the public duty doctrine and cannot be sued.27 This is not to say

26

We have not always been clear about holding this line either, and at times

we have invoked the public duty doctrine alongside or even instead of sovereign

immunity for discretionary acts. See, e.g., Nealon v. District of Columbia, 669

A.2d 685, 693 (D.C. 1995) (explaining that discretionary decisions about water

pressure in fire hydrants are protected by both the public duty doctrine and

sovereign immunity); Allison Gas Turbine Div. of Gen. Motors Corp. v. District of

Columbia, 642 A.2d 841, 845 (D.C. 1994) (applying the public duty doctrine to

District officers carrying out a river rescue ―that necessarily required the exercise

of discretion‖); Morgan, 468 A.2d at 1311 (explaining the public duty doctrine is

necessary to ―protect[] the exercise of law enforcement discretion‖).

27

For this reason, a number of states have discarded the public duty

doctrine or declined to adopt it. See, e.g., Adams v. State, 555 P.2d 235, 241-42

(Alaska 1976); Leake v. Cain, 720 P.2d 152, 160 (Colo. 1986) (en banc); Doucette

v. Town of Bristol, 635 A.2d 1387 (N.H. 1993); Schear v. Bd. of Cnty. Comm’rs of

Bernalillo Cnty., 687 P.2d 728 (N.M. 1984); Coffey v. City of Milwaukee, 247

N.W.2d 132 (Wis. 1976). As Alaska Supreme Court explained in Adams:

(continued…)

61

that this court lacks the power to create an additional ―public duty‖ immunity.

Unlike the federal government28 and most states where sovereign immunity is

statutorily abrogated, our sovereign immunity jurisprudence as well as our public

duty doctrine is defined by common law. Since it is judge-made, we can change it.

See Spencer, 425 F.2d at 479 (explaining that this is why the courts had the power

to discard the governmental-proprietary test of sovereign immunity). It is beyond

the scope of this dissent to review why absolute immunity for government actors

has been universally rejected and why the general consensus coalesced around the

discretionary/ministerial divide for actionable claims.29 But at the very least, it is

(…continued)

An application of the public duty doctrine here would result in finding

no duty owed the plaintiffs or their decedents by the state, because,

although they were foreseeable victims and a private defendant would

have owed such a duty, no ‗special relationship‘ between the parties

existed. Why should the establishment of duty become more difficult

when the state is the defendant? Where there is no immunity, the state

is to be treated like a private litigant.

555 P.2d at 241-42.

28

The federal government does not have a public duty doctrine, and has in

fact disavowed such an approach to assessing its liability under the Federal Tort

Claims Act (FTCA). See United States v. Olson, 546 U.S. 43, 45-46 (2005)

(explaining that, although a cause of action for negligence may arise out of state

law, FTCA precludes assessment of the federal government‘s liability according to

state-level standards applicable to state or municipal government entities); see also

Lumsden v. United States, 555 F.Supp.2d 580, 595 (E.D.N.C. 2008) (―The ‗public

duty‘ doctrine has no application to an FTCA action‖).

29

I note, however, that the majority opinion revives a hoary

counterargument in favor of broad governmental immunity—namely, that if we

(continued…)

62

irresponsible for us to redraw immunity lines without considering why our law

developed in the direction it did.

This leads to the second problem: the manner in which we seem to be

redrawing immunity lines. As noted above, we seem to be elevating function over

action. When an emergency services worker is acting in her capacity as an

emergency services worker, no matter what she actually does, the District is not

liable for her actions. If an emergency services worker enjoys this immunity, why

not an emergency room doctor, or for that matter a school nurse, or a teacher?

This sounds a lot like immunity for ―governmental‖ functions—i.e., the

construction of sovereign immunity that was rejected in Spencer, 425 F.2d at 483

and again in Wade, 310 A.2d at 860.30 We said in Spencer that ―a plaintiff is not

(…continued)

hold the government accountable for its negligent provision of services, we will

create a ―perverse incentive‖ for the government to decline to provide those

services. But the reality is that the District continues to offer a number of services

in areas to which we do not extend the public duty doctrine: for example, public

schools, see Doe, 524 A.2d at 32 (D.C. 1987) (affirming a judgment against the

District for failure to provide adequate security at an elementary school), public

swimming pools, see District of Columbia v. Zukerberg, 880 A.2d 276, 282 (D.C.

2005) (upholding a jury verdict holding the District liable for negligent provision

of lifeguard services) and public health clinics, see District of Columbia v. Perez,

694 A.2d 882, 886 (D.C. 1997) (affirming a jury verdict against the District for

committing medical negligence).

30

This was part of the Wisconsin Supreme Court‘s reasoning when it

declined to adopt the public duty doctrine over three decades ago. Coffey, 247

(continued…)

63

automatically out of court whenever it appears that the injury grew out of the

operation by the District of a school, or a hospital, or in the course of any other

activity carried on by the District because it is a government.‖ 425 F.2d at 487.

But if the public duty doctrine is functioning to re-immunize the District for

ministerial actions for which sovereign immunity is abrogated, we appear to have

overruled prior precedent sub silentio.

C. This court should grant rehearing en banc because there are

compelling reasons to discard the public duty doctrine.

The previous section explains the need for this court to rehear this case en

banc if only to attempt to make some sense of the public duty doctrine. I am

skeptical that we would succeed, however, and I question how hard we should try.

The fact is that the states that have a public duty doctrine employ it in a manner

that bears little relationship to ours; the name is the same and little else. Moreover,

many states around the country have discarded the public duty doctrine they had or

have declined to adopt some sort of public duty doctrine in the first place. Using

(…continued)

N.W.2d at 139 (―The ‗public duty‘-‗special duty‘ distinction espoused in the cases

cited by the [government] set up just the type of artificial distinction between

‗proprietary‘ and ‗governmental‘ functions which this court sought to dispose

of.‖).

64

these states as a point of reference, we should consider whether we need a public

duty doctrine that protects the District from suit over and above the protection it

already enjoys from other sources and whether this extra protection is in District

residents‘ best interests. To address these questions and ultimately the question of

whether we should discard the public duty doctrine, I call upon the court to rehear

this case en banc.

There are other states that have something called a public duty doctrine, but

it is distinct from the District‘s doctrine of the same name. Elsewhere there is an

appreciation of the tort law origins of the doctrine, specifically that it arose out of a

desire to reject assertions of ―special duties‖ for government agents derived from

statutes. See supra note 8. In a number of states, the ―public duty doctrine‖ only

precludes claims that the police failed to protect a citizen from harm caused by a

third party.31 Even the states that have a broader conception of the public duty

31

See, e.g., Stevenson v. City of Doraville, 726 S.E.2d 726, 728 (Ga. 2012)

(―The public duty doctrine applies only to the provision of police protection

services, such as requests for emergency help.‖ (internal quotation marks

omitted)); Benton v. City of Oakland City, 721 N.E.2d 224, 230 (Ind. 1999)

(considering the public duty doctrine to be a form of immunity that relieves

government actors of the obligation to ―prevent crime‖); Beaudrie v. Henderson,

631 N.W.2d 308, 313 (Mich. 2001) (declining to expand the public duty doctrine

beyond those cases ―alleging a failure to provide police protection from the

criminal acts of a third party.‖); Wood v. Guilford Cnty., 558 S.E.2d 490, 495 (N.C.

2002) (explaining that the public duty doctrine applies only to ―the provision of

(continued…)

65

doctrine recognize that, once a government actor ―affirmatively act[s] to protect or

assist the specific individual,‖ the public duty doctrine does not apply.32

Furthermore, there has been a movement by states away from any sort of

public duty doctrine. Some that formerly employed the doctrine have abandoned

it.33 Others have considered, but declined to adopt, ―the confusing and inconsistent

public duty doctrine.‖34 These states‘ reasons for rejecting the public duty doctrine

are varied but include: a concern that it conflicts with waivers of sovereign

(…continued)

police protection‖); Commonwealth v. Burns, 639 S.E.2d 276, 278 (Va. 2007)

(―This Court has only applied the public duty doctrine in cases when a public

official owed a duty to control the behavior of a third party, and the third party

committed acts of assaultive criminal behavior upon another.‖).

32

Muthukumarana v. Montgomery Cnty., 805 A.2d 372, 401 (Md. 2002);

see Chambers-Castanes v. King Cnty., 669 P.2d 451, 458 (Wash. 1983) (en banc)

(acknowledging this court‘s decision in Warren and opining that a special duty

should have been recognized in that case).

33

See, e.g., Ryan v. State, 656 P.2d 597 (Ariz. 1982) (en banc); Leake, 720

P.2d 152; Commercial Carrier Corp. v. Indian River Cnty., 371 So.2d 1010 (Fla.

1979); Jean W. v. Commonwealth, 610 N.E.2d 305 (Mass. 1993); Doucette, 635

A.2d 1387; Schear, 687 P.2d 728; Wallace v. Ohio Dep’t of Commerce, 773

N.E.2d 1018 (Ohio 2002); Brennen v. City of Eugene, 591 P.2d 719 (Ore. 1979)

(en banc); Natrona Cnty. v. Blake, 81 P.3d 948 (Wyo. 2003).

34

Hudson v. Town of E. Montpelier, 638 A.2d 561, 568 (Vt. 1993); see

also, e.g., Adams, 555 P.2d 235; Cormier v. T.H.E. Ins. Co., 745 So.2d 1 (La.

1999); Maple v. City of Omaha, 384 N.W.2d 254 (Neb. 1986); Ficek v. Morken,

685 N.W.2d 98 (N.D. 2004); Coffey, 247 N.W.2d 132.

66

immunity,35 the determination that the application of traditional negligence

principles will sufficiently regulate liability,36 and ―perhaps the most persuasive

reason, . . . it creates needless confusion in the law and results in uneven and

inequitable results in practice.‖37

35

See supra note 27.

36

See, e.g., Leake, 720 P.2d at 160 (―The fear of excessive governmental

liability is largely baseless in view of the fact that a plaintiff seeking damages for

tortious conduct against a public entity must establish the existence of a duty using

conventional tort principles, such as foreseeability, in the same manner as if the

defendant were a private entity.‖); Doucette, 635 A.2d at 1391 (―We expect that

proof of negligence will continue to be a sufficient test of claims against cities and

towns to separate worthy suits from those without merit.‖); Schear, 687 P.2d at

733-34 (noting that abolition of the doctrine will not result in the government‘s

―[s]trict liability for failure to adequately perform a duty,‖ rather ―[l]iability will

not attach until all of the elements of negligence have been proved, including duty,

breach of duty, and proximate cause.‖); Wallace, 773 N.E.2d at 1031

(―[C]onventional negligence principles already provide some measure of

protection against the possibility of the state‘s becoming the de facto guarantor of

every injury somehow attributable to the actions of a state tortfeasor.‖).

37

Leake, 720 P.2d at 159; see also, e.g., Ryan, 656 P.2d at 599 (―We shall

no longer engage in the speculative exercise of determining whether the tort-feasor

has a general duty to the injured party, which spells no recovery, or if he had a

specific individual duty which means recovery.‖); Jean W., 610 N.E. at 307 (―We

have concluded that our prior efforts to distinguish viable claims from those

subject to dismissal by use of the public duty-special relationship dichotomy have

not succeeded in producing a rule of predictable application.‖); Doucette, 635 A.2d

at 1390 (―Courts . . . have found that the public duty rule and its exceptions cause

legal confusion, tortured analyses, and inequitable results in practice.‖).

67

This court should be reassured by the fact that these jurisdictions have not

descended into anarchy or bankruptcy as the defenders of the public duty doctrine

warned,38 and we should be guided by these states‘ reasoning. There is no need to

say any more about ―confusion in the law.‖ And we too have other mechanisms to

prevent the government from facing unlimited liability. The District is protected

not only by sovereign immunity, but also by the traditional elements of a

negligence claim—i.e., that in addition to establishing an actionable duty a plaintiff

must also prove breach and causation—as Judge Kelly reminded her colleagues in

Warren.39 Had we relied on these protective mechanisms in a number of our

public duty doctrine cases, we might have reached the same result, i.e., no liability

for the District, but in a more coherent and just way.

On the other hand, this court should consider the benefits of allowing the

District to be subject to liability. With a public duty doctrine that functions as

38

See Ryan, 656 P.2d at 598 (―We are also told that not only will the public

treasury suffer but government will come to a standstill because its agents will be

afraid to act. We can't but recall the dire predictions attendant to the publication of

[the court‘s decision to abrogate sovereign immunity]. Arizona survived!‖).

39

444 A.2d at 12 (responding to concerns about opening the ―floodgates of

litigation,‖ she observed that ―[t]he argument is . . . made as if there were no such

legal principles as fault, proximate cause or foreseeability, all of which operate to

keep liability within reasonable bounds‖).

68

immunity, one can easily see how difficult problems might not be given priority.

Relieved of any concern about responding to discovery, having an agency‘s

dysfunction aired in a court of law, or the possibility of having to pay out a

substantial damages award or to operate under court-supervision, the District‘s

incentive to address poor delivery of services or mismanagement is much reduced.

Cf. Schear, 687 P.2d at 733-34 (―any [public funds] associated with programs

aimed at reducing law enforcement officers‘ negligence, or awarded to victims of

negligent performance of duty, will be far outweighed by the advantage to society

of more responsive agencies.‖).

This court has for decades shielded FEMS and other District agencies from

the healthy scrutiny that comes with the possibility of being sued. And to what

end? FEMS has been repeatedly in the news, and the press has not been favorable.

In the aggregate, these news reports indicate serious dysfunction. I detail these

reports not because I accept every fact reported as true, but because, where there is

this much smoke, it seems incumbent upon us to consider whether something

might be burning and whether we are feeding the flames.

Eight years ago, the District‘s emergency medical services made national

news when a New York Times journalist, David Rosenbaum, died after receiving

69

sub-standard emergency medical care from FEMS EMTs.40 According to news

reports, ―[a] string of mistakes and inadequate training led to a collective and

erroneous conclusion that Mr. Rosenbaum was drunk when in fact he had been

beaten with a metal pipe and robbed.‖41 A District of Columbia Office of

Inspector General (OIG) report found that District employees did not arrive on the

scene expeditiously after the emergency dispatch, did not perform a proper

assessment of Mr. Rosenbaum, and did not transport Mr. Rosenbaum to the closest

hospital, among other failures.42 Then-Inspector General Charles J. Willoughby

called the FEMS response to Mr. Rosenbaum ―an unacceptable chain of failure in

the provision of emergency medical and other services‖ that suggests an ―alarming

level[] of complacency and indifference.‖43 Id.

40

See, e.g., Robert Davis, D.C. Emergency Chief Apologizes in Reporter’s

Death, USA TODAY, June 19, 2006,

http://usatoday30.usatoday.com/news/nation/2006-06-19-dc-rosenbaum_x.htm;

David Stout, Inquiry Into Reporter’s Death Finds Multiple Failures in Care, N.Y.

TIMES, June 17, 2006,

http://www.nytimes.com/2006/06/17/washington/17district.html.

41

Stout, supra note 40.

42

See GOVERNMENT OF THE DISTRICT OF COLUMBIA, OFFICE OF THE

INSPECTOR GENERAL, SUMMARY OF SPECIAL REPORT: EMERGENCY RESPONSE TO

THE ASSAULT ON DAVID E. ROSENBAUM (2006), available at

http://www.washingtonpost.com/wp-srv/metro/pdf/Rosenbaum.pdf.

43

Then-FEMS Chief Adrian Thompson called this incident an ―aberration.‖

John Pekkanen, What Happens When You Call 911 in Washington, DC,

WASHINGTONIAN, Feb. 1, 2009,

(continued…)

70

This was the District‘s opportunity to demonstrate that, the public duty

doctrine notwithstanding, ―[p]ublic officials at all levels remain accountable to the

public. . . through internal disciplinary proceedings,‖ and other political or

administrative means, a justification that the majority opinion, echoing prior

decisions of this court, has proffered for our public duty doctrine. Warren, 444

A.2d at 8; see also Opinion at 12 n.11 (quoting Morgan, 468 A.2d at 1312, for the

proposition that ―other effective mechanisms exist to control the behavior of errant

. . . officials.‖). There was an official response. Members of Mr. Rosenbaum‘s

family joined several experts and stakeholders to form a Task Force, which

produced a report in 2007 offering recommendations for improving the District‘s

emergency medical services.44 The D.C. Council passed some legislation.45 And

then more people died.

(…continued)

http://www.washingtonian.com/articles/people/what-happens-when-you-call-911-

in-washington-dc/index.php. ―But for many with inside knowledge of DC‘s

emergency medical service, the only aberration in Rosenbaum‘s needless death

was that the District‘s inadequate emergency care had come to light.‖ Id.

44

TASK FORCE ON EMERGENCY MEDICAL SERVICES, REPORT AND

RECOMMENDATIONS, Sept. 27, 2007, available at

http://fems.dc.gov/sites/default/files/dc/sites/fems/publication/attachments/final_re

port_with_appendices_9_26.pdf.

45

See Emergency Medical Services Improvement Act of 2008, D.C. Law

No. 17-313, 55 D.C. Reg. 2258 (2008) (codified as amended at D.C. Code § 5-401

et. seq. (2012)). The legislation renamed the Fire Department FEMS and created

the mayorally-appointed post of Medical Director who is second to the Fire Chief

(continued…)

71

In April 2008, Jeremy Miller, a 35-year-old District resident, died after

FEMS responders reportedly went to the wrong address after a 911 dispatch and

took 34 minutes to reach him.46 In December 2008, Edward Givens, a 39-year-old

District resident and father of two, died of a heart attack two hours after he was

reportedly told by EMTs to take Pepto Bismol when he reported chest pain and

trouble breathing.47 In December 2009, Phyllis Woods died of a stroke after she

was reportedly told by EMTs that she was just experiencing withdrawal symptoms

as a result of her decision to quit smoking.48 On December 31, 2012, when over

100 FEMS personnel had called in sick,49 Durand Ford, Sr. died after allegedly

waiting thirty to forty minutes before an ambulance finally arrived from Prince

(…continued)

and bears the responsibility to ―[p]rovide medical oversight for all aspects of pre-

hospital medical services provided by the Department,‖ and to ―[s]upervise the

administration of pre-hospital medical care. Id.

46

Pekkanen, supra note 43.

47

Pekkanen, supra note 43; see also Elissa Silverman, D.C. Paramedic

Might Not Have Followed Procedures in Response to Edward Givens, WASH.

POST, Mar. 25, 2009, http://www.washingtonpost.com/wp-

dyn/content/article/2009/03/24/

AR2009032402871.html.

48

Woods, 63 A.3d at 552.

49

Martin Austermuhle, More Than 100 D.C. Firefighters Called in Sick on

New Year's Eve, DCIST (Jan. 3, 2013, 4:00 PM),

http://dcist.com/2013/01/firefightersnye.php.

72

George‘s County, Maryland.50 Although (thankfully) not a fatality, in March 2013,

―[a] D.C. police officer seriously injured in a hit-and-run . . . had to wait at least 15

minutes for an ambulance from another jurisdiction because there were none

available in the District.‖51 A report later found that ―three D.C. fire department

ambulances were improperly out of service‖ at the time.52

50

Clarence Williams, D.C. Sued Over Death of Man Who Waited 30

Minutes for Ambulance, WASH. POST, July 3, 2013,

http://www.washingtonpost.com/local/dc-sued-over-death-of-man-who-waited-30-

minutes-for-ambulance/2013/07/03/33356512-e425-11e2-80eb-

3145e2994a55_story.html.

51

Peter Hermann, Debate Over D.C. Fire Staffing Renewed After Officer‘s

Long Wait for Ambulance, WASH. POST, Mar. 6, 2013,

http://www.washingtonpost.com/local/debate-over-dc-fire-staffing-renewed-after-

officers-long-wait-for-ambulance/2013/03/06/ba878656-8685-11e2-98a3-

b3db6b9ac586_story.html.

52

Peter Hermann, Three D.C. Ambulances Improperly Out of Service When

Injured Officer Needed Help, WASH. POST, Mar. 19, 2013,

http://www.washingtonpost.com/local/three-dc-ambulances-improperly-out-of-

service-when-injured-officer-needed-help/2013/03/19/2c99e79a-90d9-11e2-9abd-

e4c5c9dc5e90_story.html. Issues with the FEMS fleet are a separate subject of

scandal. There have been reports of ambulances being repaired with street signs,

see Andrea Noble, D.C. Fire Chief in Charge of Fleet Maintenance Demoted,

WASH. TIMES, Sept. 4, 2013,

http://www.washingtontimes.com/news/2013/sep/4/dc-fire-chief-in-charge-of-

fleet-maintenance-demot/; ambulances catching on fire, see Peter Hermann, Two

D.C. Ambulances Catch Fire While on Call, WASH. POST, Aug. 13, 2013,

http://www.washingtonpost.com/local/two-dc-ambulances-catch-fire-while-on-

call/2013/08/13/40e5f68c-0427-11e3-88d6-d5795fab4637_story.html; and on one

occasion, an ambulance assigned to the President‘s motorcade running out of gas

because of an undetected broken gas gauge, see David Jackson, Obama

Motorcade Ambulance Runs Out of Gas, USA TODAY, Aug. 13, 2013,

(continued…)

73

The most prominent report of FEMS incompetence at the time of this

writing relates to Medric ―Cecil‖ Mills, a 77-year-old District resident who died in

January 2014, after he collapsed from a heart attack just across the street from a

fire station filled with FEMS emergency workers who reportedly stood by and did

nothing to assist him.53 According to news reports, bystanders and Mr. Mills‘s

daughter pled for help; members of the public ―yelled‖ out to firefighters and

banged on the door of the fire station. When Mr. Mills‘s daughter saw one of the

five firefighters at the station standing in a doorway, she called out: ―‗Can you just

come and help my dad?‘ she screamed. ‗What are you going to do, let my dad die

in the street?‘‖54 Still, according to news reports, they did nothing. A bystander

called 911, but the emergency dispatcher had mistakenly sent a unit to 1309 Rhode

Island Avenue Northwest instead of the corresponding address in Northeast—a

location nearly three miles away.55 Mr. Mills received the attention of the

(…continued)

http://www.usatoday.com/story/theoval/2013/08/13/obama-white-house-

motorcade-ambulance-out-of-gas/2647831/.

53

Peter Hermann, Man, 77, Dies After Collapsing Near D.C. Fire Station

and Not Getting Immediate Aid, WASH. POST, Jan. 29, 2014,

http://www.washingtonpost.com/local/crime/man-77-dies-after-collapsing-near-dc-

fire-station-and-not-getting-immediate-aid/2014/01/29/13b44662-88fe-11e3-a5bd-

844629433ba3_story.html.

54

Id.

74

District‘s emergency services only when a police officer managed to flag down a

passing ambulance.56

Again, there has been an official response to this sad incident. Paul A.

Quander, Jr., Deputy Mayor for Public Safety and Justice, wrote a report.57 But it

was reported that, as of June 2014, FEMS had not even implemented all of the

recommendations from the 2007 post-Rosenbaum task force report.58 Meanwhile,

disciplinary proceedings—the exact sort of remedy so praised by the majority

opinion—were closed to the public as well as Mr. Mills‘s family. In July 2014, it

was reported that none of the firefighters involved would be fired, one would be

given a reprimand, and another would be given a sixty-hour suspension, but the

(…continued)

55

Peter Hermann, Report on Death of Man Outside D.C. Fire Station: Five

Firefighters Should Be Disciplined, WASH. POST, Feb. 21, 2014,

http://www.washingtonpost.com/local/crime/report-on-death-of-man-outside-fire-

station-says-five-firefighters-should-be-disciplined/2014/02/21/f35f111a-9a2a-

11e3-b88d-f36c07223d88_story.html.

56

Id.

57

PAUL A. QUANDER, JR., REPORT (2014), available at

http://dmpsj.dc.gov/sites/default/files/dc/sites/fems/publication/attachments/Final%

20Rhode%20Island%20Report.pdf.

58

Peter Hermann, D.C. Fire Chief Ellerbe to Step Down in July, Ending

Tenure Marred by Service Complaints, WASH. POST, June 4, 2013,

http://www.washingtonpost.com/local/crime/2014/06/0483c2dc02-eb55-11e3-

93d2-edd4be1f5d9e_story.html.

75

text of the disciplinary rulings is not publicly available.59 The lieutenant in charge

the day of the Mills incident was granted retirement before facing disciplinary

charges.60

This court could dismiss as coincidence the fact that we shield FEMS from

being held liable for its negligence under our public duty doctrine and the string of

FEMS‘s reported failures to provide adequate emergency services to District

residents. But I would urge this court to consider whether there is a causal

connection and whether our public duty doctrine might be bad for the health of the

District government and its citizens. If nothing else, this should prompt us to

reconsider our public duty doctrine.

* * *

59

Peter Hermann, Two D.C. Firefighters in Mills Case Disciplined; None

Fired, One Exonerated, WASH. POST, Aug. 22, 2014,

http://www.washingtonpost.com/local/crime/two-firefighters-in-mills-case-

disciplined-none-fired-one-exonerated/2014/08/21/abd20a90-2941-11e4-958c-

268a320a60ce_story.html.

60

Peter Hermann, D.C. Fire Lieutenant Accused of Neglect of Duty Retires

Before Panel Decides Her Fate, WASH. POST, Apr. 10, 2014,

http://www.washingtonpost.com/local/crime/dc-fire-lieutenant-accused-of-neglect-

of-duty-retires-before-panel-decides-her-fate/2014/04/10/665d4702-c0de-11e3-

b574-f8748871856a_story.html.

76

The parents of Eric Allen just want their day in court to try to hold the

District accountable for the tragedy that befell their son. We are wrong not to give

it to them. But beyond the Allens, we are wrong in any case to continue applying

and expanding our incoherent and ultimately unjust public duty doctrine. I am not

the first judge on this court to call for its reconsideration and rejection. But I hope

I will be the last. The public duty doctrine we launched over thirty years ago has

become an analytic mess that may, in fact, foster the delivery of substandard

emergency services. It is time for its creators to put it to rest.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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