Opinion

Disciplinary Counsel v. Siewert

  • 130 Ohio St. 3d 402
  • 2011 Ohio 5935
Court
Ohio Supreme Court
Filed
Nov 23, 2011
Status
Published
On the bench
Brown, Cupp, Lanzinger, Lundberg, McGee, O'Connor, O'Donnell, Pfeifer, Stratton
Cited by
3 cases
Authority
More cited than 66.7%

The opinion

[Cite as Disciplinary Counsel v. Siewert, 130 Ohio St.3d 402, 2011-Ohio-5935.]

DISCIPLINARY COUNSEL v. SIEWERT.

[Cite as Disciplinary Counsel v. Siewert, 130 Ohio St.3d 402, 2011-Ohio-5935.]

Attorneys—Misconduct—Consent to discipline—Six-month license suspension

stayed on condition.

(No. 2011-1400—Submitted September 7, 2011—Decided November 23, 2011.)

ON CERTIFIED REPORT by the Board of Commissioners on Grievances and

Discipline of the Supreme Court, No. 10-095.

__________________

Per Curiam.

{¶ 1} Michael Howard Siewert of Columbus, Ohio, Attorney

Registration No. 0012995, was admitted to the practice of law in Ohio in 1984. In

1988, this court suspended Siewert’s license to practice law for 24 months, with

18 months stayed on conditions, for neglecting a legal matter entrusted to him,

failing to seek his client’s lawful objectives, failing to carry out a contract of

employment for professional services, causing prejudice or damage to his client,

and failing to assist in an investigation of professional misconduct. Cuyahoga

Cty. Bar Assn. v. Siewert (1988), 40 Ohio St.3d 172, 532 N.E.2d 751.

{¶ 2} In February 2011, relator, Disciplinary Counsel, charged Siewert

with violating the Rules of Professional Conduct by engaging in a sexual

relationship with one of his clients. The parties entered into and timely filed a

consent-to-discipline agreement and have stipulated that a six-month stayed

suspension is the appropriate sanction for Siewert’s misconduct. See Section 11

of the Rules and Regulations Governing Procedure on Complaints and Hearings

Before the Board of Commissioners on Grievances and Discipline (“BCGD

Proc.Reg.”)

SUPREME COURT OF OHIO

{¶ 3} The panel and board have recommended that we accept the

consent-to-discipline agreement. We adopt this recommendation, and we order

that respondent be suspended from the practice of law in Ohio for six months, all

stayed on the condition that he commit no further misconduct.

Misconduct

{¶ 4} The stipulated facts of this case demonstrate that in July 2009,

Angelique Caldwell retained Siewert to represent her in three legal matters—her

divorce, pending domestic-violence charges, and a civil-protection-order

proceeding arising from an altercation with her husband. In September 2009,

Caldwell entered treatment for chemical dependency, and respondent paid for a

significant portion of her outpatient treatment. By late September or early

October, Siewert’s friendship with Caldwell had evolved into a romantic, sexual

relationship, and by December 2009, she had moved into his home. The last of

Caldwell’s legal matters was resolved on December 16, 2009, with the

journalization of her divorce decree. Her romantic relationship with Siewert

ended in February 2010 when she experienced a relapse of her chemical

dependency and moved out of his residence.

{¶ 5} The parties have stipulated, the board has found, and we agree that

respondent’s relationship with Caldwell violated Prof.Cond.R. 1.7(a)(2)

(prohibiting representation if a lawyer’s personal interests will materially limit his

ability to carry out appropriate action for the client), 1.8(j) (prohibiting a lawyer

from engaging in sexual activity with a client unless their consensual sexual

relationship existed prior to the client-lawyer relationship), 8.4(d) (prohibiting a

lawyer from engaging in conduct that is prejudicial to the administration of

justice), and 8.4(h) (prohibiting a lawyer from engaging in conduct that adversely

reflects on the lawyer's fitness to practice law). We adopt these findings of fact

and misconduct.

2

January Term, 2011

Sanction

{¶ 6} In recommending a sanction for respondent’s misconduct, the

board considered the aggravating and mitigating factors listed in BCGD Proc.Reg.

10.

{¶ 7} The parties have stipulated, and the board has found, that

respondent’s prior discipline is an aggravating factor. See BCGD Proc.Reg.

10(B)(1)(a). As mitigating factors, they have stipulated that respondent did not

have a dishonest motive, has provided full and free disclosure to relator and has

demonstrated a cooperative attitude toward these proceedings, and has good

character and reputation apart from the underlying misconduct. See BCGD

Proc.Reg. 10(B)(2)(b), (d), and (e).

{¶ 8} The parties also stipulate that Siewert had been the primary

caretaker for his longtime companion as she fought, and ultimately succumbed to,

complications of cancer approximately one year before Siewert met Caldwell. As

a result of his loss, Siewert became depressed. Siewert sought treatment from

psychologist John A. Tarpey, Ph.D., in September 2010, and at the time of the

stipulations was seeing Dr. Tarpey on a weekly basis. Dr. Tarpey believed that

Siewert had suffered from depression (dysthymia) for several years and opined

that it likely contributed to Siewert’s poor decision-making and judgment in

seeking physical intimacy with his client. Respondent has continued his work

with Alcoholics Anonymous and regularly attends meetings as part of his

treatment. Dr. Tarpey believes that Siewert is sincerely motivated to explore his

behavior and that he will be better able to manage his emotions and make better

choices in the future.

{¶ 9} We have publicly reprimanded attorneys for developing a sexual

relationship with a client if the affair is legal and consensual and has not

compromised the client’s interests. Disciplinary Counsel v. DePietro (1994), 71

Ohio St.3d 391, 392-393, 643 N.E.2d 1145; Disciplinary Counsel v. Paxton

3

SUPREME COURT OF OHIO

(1993), 66 Ohio St.3d 163, 163-164, 610 N.E.2d 979; Disciplinary Counsel v.

Ressing (1990), 53 Ohio St.3d 265, 559 N.E.2d 1359. Here, however, Siewert has

previously been disciplined by this court. Therefore, we conclude that a six-

month suspension, stayed on the condition of no further misconduct, is warranted.

{¶ 10} Accordingly, Michael Howard Siewert is suspended from the

practice of law for six months, with the suspension stayed on the condition that he

commit no further misconduct. If he fails to comply with the condition of the

stay, the stay will be lifted, and he will serve the full six-month suspension. Costs

are taxed to Siewert.

Judgment accordingly.

O’CONNOR, C.J., and PFEIFER, LUNDBERG STRATTON, O’DONNELL,

LANZINGER, CUPP, and MCGEE BROWN, JJ., concur.

__________________

Jonathan E. Coughlan, Disciplinary Counsel, and Robert R. Berger,

Assistant Disciplinary Counsel, for relator.

Rasheeda Kahn, for respondent.

______________________

4

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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