Opinion

State Ex Rel. Lohn v. Medina County Board of Commissioners

  • 124 Ohio St. 3d 241
  • 921 N.E.2d 611
  • 2009 Ohio 6851
Court
Ohio Supreme Court
Filed
Dec 24, 2009
Status
Published
On the bench
Moyer, Stratton, O'Connor, O'Donnell, Lanzinger, Cupp, Pfeifer
Cited by
1 cases
Authority
More cited than 45.0%

The opinion

[Cite as State ex rel. Lohn v. Medina Cty. Bd. of Commrs., 124 Ohio St.3d 241, 2009-Ohio-

6851.]

THE STATE EX REL. LOHN v. MEDINA COUNTY

BOARD OF COMMISSIONERS ET AL.

[Cite as State ex rel. Lohn v. Medina Cty. Bd. of Commrs.,

124 Ohio St.3d 241, 2009-Ohio-6851.]

Mandamus to enforce funding request by judge — Writ granted in part and

denied in part.

(No. 2009-0892 ─ Submitted December 21, 2009 ─ Decided

December 24, 2009.)

IN MANDAMUS.

__________________

Per Curiam.

{¶ 1} This is an original action by a judge for a writ of mandamus to

compel a county board of commissioners and its individual commissioners to

appropriate reasonable and necessary funding for the probate and juvenile courts

as reflected in the courts’ funding order for 2009. Because the board and county

commissioners established that the judge abused his discretion by ordering

unreasonable and unnecessary funding in part, we grant a writ of mandamus for

only $12,800 of the additional funding ordered. We deny the writ for the

remaining additional $64,429.91 of the funding order.

Facts

{¶ 2} Relator, Judge John J. Lohn, is the judge of the Medina County

Court of Common Pleas, Probate and Juvenile Divisions. Judge Lohn’s budget

includes the Medina County Juvenile Detention Center, which provides a secure

facility to house youths who are awaiting disposition by the juvenile court or are

placed there as part of a dispositional order.

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{¶ 3} In October 2008, the American Correctional Association

Commission of Accreditation for Corrections (“ACA”), a nongovernmental

professional association, audited the detention center and determined that it was

not in compliance with the standard that compensation and benefit levels for all

facility personnel be comparable to those for similar occupational groups in the

state or region. The ACA concluded that the compensation for corrections

officers at the juvenile detention center, who had a starting pay rate of $11.50 per

hour, was substantially less than that of corrections officers at the county jail, who

worked only 300 yards away and earned $17.40 per hour. The ACA is paid by

the county to ensure that the county maintains the highest standards in the

juvenile-corrections field. It was later determined that corrections officers at the

jail actually earned a starting salary of $16.17 per hour instead of the $17.40 per

hour mentioned in the ACA’s report. In addition, the corrections officers

employed at the county jail are represented by a union under a collective-

bargaining agreement, while the corrections officers at the juvenile detention

center are not.

{¶ 4} The detention center is staffed with 23 full-time corrections

officers and two part-time officers. The average turnover for these corrections

officers has been about 50 percent per year. Six corrections officers left their

employment with the detention center in 2009. According to Judge Lohn, the

lack of adequate salaries has already affected security at the detention center

because highly trained persons left, reducing the level of experienced personnel.

At the beginning of 2009, however, the Medina County sheriff reduced his staff

by 18 employees, including ten full-time corrections officers and one part-time

corrections officer. The unions representing the sheriff’s employees, including

the corrections officers employed at the county jail, later voted to rescind a

previously negotiated 3 percent salary increase to avert the layoff of additional

employees.

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January Term, 2009

{¶ 5} For 2008, respondent Medina County Board of Commissioners

appropriated $1,012,551 for detention center salaries and $33,000 for detention

center equipment.

{¶ 6} In November 2008, Judge Lohn submitted his proposed 2009

budget for the probate and juvenile courts, including the detention center, to

respondent Medina County Board of Commissioners. Judge Lohn’s budget

request included $1,102,294.91 for detention center salaries as well as a request

for $23,800 for the detention center’s equipment, including an upgrade to an

existing computer system.

{¶ 7} The requested salaries included a 2.5 percent cost-of-living

adjustment for all county employees that Judge Lohn believed had been

authorized by county officials, with an additional $1 per hour increase in the

salaries of corrections officers at the juvenile detention center as part of a three-

to-five-year plan to make the salaries of those corrections officers comparable to

the salaries of the corrections officers at the jail. In preparing the budget request,

the superintendent of the detention center also compared the salaries there with

those of comparable detention centers throughout the state and determined that

some detention centers paid their corrections officers more than the amount being

paid to detention center corrections officers in Medina County and some paid less.

{¶ 8} In December 2008, a $33,000 surplus in the 2008 line item for

employees of the juvenile detention center was used to give them a 2.5 percent

raise. This raise, however, had not been considered in calculating the budget

request, which had been made in November. Although at times referred to as a

raise, the court’s distribution of the surplus could be more appropriately viewed as

a year-end bonus. Judge Lohn admitted that the raise given to detention center

employees in December 2008 would offset the $1 per hour raise he requested and

subsequently ordered for detention center corrections officers. The court

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administrator testified that the December 2008 payment would be part of the $1

per hour increase ordered by the judge.

{¶ 9} Judge Lohn’s $23,800 request for the detention center’s equipment

included $11,000 for a new computer server and a battery backup, $1,000 for a

new dryer, $1,500 to replace a security camera, $950 for a multimedia projector,

$850 for a presentation cart, $2,500 to replace two computers, $3,500 to replace

five radios, $1,000 to replace chairs, and $1,500 to purchase tables, cabinets, and

shelving.

{¶ 10} The server and battery backup were necessary because the current

server and backup were outdated and the server was short on memory for the

center’s needs. The superintendent testified that the new, high-capacity dryer was

requested because of the large volume of laundry, that a day-night camera was

requested to increase security outside the detention center at night, that the

projector and cart were requested for in-house training, that new computers were

requested as part of the network administrator’s maintenance program, that the

radios were being replaced to make them compatible with other county public

safety agencies, that the new chairs would replace those that were broken, and

that the tables, chairs, and shelving would be for a dual-purpose room to train

staff and tutor youths.

{¶ 11} Because of the anticipated declines in general-fund revenues in

2009, on January 7, 2009, the board of commissioners sent letters to each of the

elected county officials and requested that they review their budgets to look for

possible reductions and in particular to minimize personnel costs and refrain from

raising salaries.

{¶ 12} On January 9, 2009, Judge Lohn issued a funding order for the

probate and juvenile courts and the detention center. As he had previously

requested, Judge Lohn ordered $1,102,294.91 for detention center salaries and

$23,800 for detention center equipment. The board subsequently appropriated

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January Term, 2009

$1,037,865 for detention center salaries and $11,000 for detention center

equipment. The board’s appropriation included the 2.5 percent increase in

salaries from the 2008 appropriation that Judge Lohn had requested and ordered,

but did not include the additional $1 per hour for the corrections officers at the

detention center. Judge Lohn appeared at a budget hearing before the board to

explain his budget needs, but the board refused to appropriate the additional

money ordered by the court, i.e., the additional $64,429.91 to cover the additional

$1 per hour for corrections officers and the additional $12,800 for detention

center equipment.

{¶ 13} According to the county administrator, the board did not fund the

amounts ordered by Judge Lohn because it could not afford to do so, given the

current economic crisis, and because the requested funding would have been

inconsistent with decreases of 10 percent in the budgets of most county officials

and agencies. Nevertheless, both the county administrator and the county finance

director admitted that the projected surplus was about $4,000,000 in the general

fund at the end of the year, and that the board could have made the appropriation

ordered by Judge Lohn.

{¶ 14} For the $23,800 ordered for the detention center equipment, the

county administrator claimed that the board focused on affordability, and the

administrator had no opinion about the reasonableness of the amount requested.

The county finance director mentioned that Judge Lohn might use money from

the court computerization fund for one of his equipment requests, but he did not

know whether the judge could legally use the fund to pay for computers at the

juvenile detention center. The finance director’s opinion that Judge Lohn’s salary

request for detention center employees was unreasonable was based solely on the

county’s financial situation.

{¶ 15} On May 15, 2009, Judge Lohn filed this action for a writ of

mandamus to compel respondents, the board and its commissioners, to

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appropriate the amounts ordered. After respondents filed an answer, the matter

was submitted to mediation and ultimately returned to the regular docket. We

granted an alternative writ, and the parties submitted evidence and briefs.

{¶ 16} This cause is now before the court for our consideration of the

merits.

Legal Analysis

Mandamus: General Standards for Funding Orders

{¶ 17} Judge Lohn requests a writ of mandamus to compel the board and

its commissioners to obey his funding order for the juvenile detention center for

2009. In resolving this claim, we follow the general standards set forth in State ex

rel. Maloney v. Sherlock, 100 Ohio St.3d 77, 2003-Ohio-5058, 796 N.E.2d 897, ¶

25-26:

{¶ 18} “ ‘It is well settled that mandamus is an appropriate vehicle for

enforcing a court’s funding order.’ State ex rel. Donaldson v. Alfred (1993), 66

Ohio St.3d 327, 329, 612 N.E.2d 717. Common pleas courts and their divisions

have inherent power to order funding that is reasonable and necessary to the

courts’ administration of their business. State ex rel. Morley v. Lordi (1995), 72

Ohio St.3d 510, 511, 651 N.E.2d 937 (probate court); State ex rel. Lake Cty. Bd.

of Commrs. v. Hoose (1991), 58 Ohio St.3d 220, 221, 569 N.E.2d 1046 (juvenile

court). ‘In turn, the board of county commissioners is obligated to appropriate the

requested funds, unless the board can establish that the court abused its discretion

by requesting unreasonable and unnecessary funding.’ State ex rel. Wilke v.

Hamilton Cty. Bd. of Commrs. (2000), 90 Ohio St.3d 55, 60, 734 N.E.2d 811;

State ex rel. Avellone v. Lake Cty. Bd. of Commrs. (1989), 45 Ohio St.3d 58, 61,

543 N.E.2d 478.

{¶ 19} “In effect, the courts’ funding orders are presumed reasonable, and

the board must rebut the presumption in order to justify its noncompliance with

these orders. State ex rel. Weaver v. Lake Cty. Bd. of Commrs. (1991), 62 Ohio

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January Term, 2009

St.3d 204, 205, 580 N.E.2d 1090. ‘This presumption emanates from the

separation-of-powers doctrine because courts must be free from excessive control

by other governmental branches to ensure their independence and autonomy.’

Wilke, 90 Ohio St.3d at 60-61, 734 N.E.2d 811.”

{¶ 20} With these standards in mind, we next address the merits of Judge

Lohn’s mandamus claim.

Reasonableness of Funding Order

{¶ 21} In their attempt to rebut the presumed reasonableness of Judge

Lohn’s funding order for the juvenile detention center for 2009, the board and

commissioners assert that he abused his discretion in requesting amounts for

detention center salaries and equipment that exceeded by $77,229.91 the sums

appropriated by the board. Absent an abuse of discretion by Judge Lohn, “the

Board of County Commissioners is obligated to appropriate annually such sum of

money as will meet all the administrative expenses of such court which the judge

thereof deems necessary, including such salaries of court appointees as the judge

shall fix and determine.” (Emphasis added.) State ex rel. Ray v. South (1964),

176 Ohio St. 241, 27 O.O.2d 133, 198 N.E.2d 919, paragraph two of the syllabus.

{¶ 22} The reasonableness of Judge Lohn’s funding request must be

determined only from a consideration of the courts’ administrative needs, and the

board and commissioners cannot substitute their judgment for that of the judge.

State ex rel. Hague v. Ashtabula Cty. Bd. of Commrs., 123 Ohio St.3d 489, 2009-

Ohio-6140, 918 N.E.2d 151, ¶ 17; see also State ex rel. Moorehead v. Reed

(1964), 177 Ohio St. 4, 5, 28 O.O.2d 409, 201 N.E.2d 594; State ex rel. Foster v.

Wittenberg (1968), 16 Ohio St.2d 89, 45 O.O.2d 442, 242 N.E.2d 884, paragraph

three of the syllabus.

{¶ 23} Judge Lohn, in his capacity as juvenile court judge, was required to

include in his written request for an appropriation to the board of commissioners

“such sum each year as will provide for the maintenance and operation of the

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detention facility.” R.C. 2151.10. Judge Lohn also appoints the superintendent of

the detention center and fixes the compensation of the superintendent and other

necessary employees, e.g., corrections officers. R.C. 2151.70.

Salary Increase

{¶ 24} The board and commissioners initially assert that Judge Lohn’s

January 9 funding order increasing corrections officers’ salaries by $1 per hour

was unreasonable and unnecessary. We agree. That request is unreasonable and

unnecessary because (1) Judge Lohn’s order was premised upon a factually and

legally inaccurate comparison between corrections officers employed at the

juvenile detention center and corrections officers employed at the county jail by

the sheriff, (2) Judge Lohn’s order did not account for the December 2008 raise

given to detention center employees, including the corrections officers, and (3)

the county’s fiscal situation did not support the order.

{¶ 25} As to the first reason, Judge Lohn’s order was premised on the

ACA audit report, which was based on an admittedly inaccurate starting salary

figure for corrections officers employed at the county jail. Moreover, the

comparison with county jail corrections officers was inapt because these officers,

unlike the officers employed at the juvenile detention center, are represented by a

union under a collective-bargaining agreement. For example, in State ex rel.

Weaver v. Lake Cty. Bd. of Commrs. (1991), 62 Ohio St.3d 204, 206, 580 N.E.2d

1090, we rejected the county commissioners’ contention that just because salaries

of corrections officers in the sheriff’s department had decreased, juvenile court

corrections officers’ salaries should be likewise decreased: “We, however, are

unable to conclude just from a salary decrease in the sheriff’s department,

particularly one that resulted from labor negotiations and mediation, that the

juvenile court employees are not now entitled to salary levels comparable to those

that the sheriff’s department employees previously employed.” In fact, the higher

salaries for county jail corrections officers arguably cannot cause any of the

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January Term, 2009

claimed turnover of detention center corrections officers when at the beginning of

2009, the sheriff had to reduce his staff by 18 employees, including ten full-time

corrections officer and one part-time corrections officer, and he also closed two

pods at the jail. That is, there is no incentive for detention center corrections

officers to leave their employment to join the sheriff’s department if there are no

jobs available there. In addition, the unions representing sheriff’s employees,

including corrections officers, voted to rescind a negotiated 3 percent salary

increase for 2009 to avoid the layoff of more employees.

{¶ 26} Second, Judge Lohn conceded in his deposition that the raise or

bonus given to detention center employees in December 2008 out of the surplus

left from the 2008 appropriation for salaries should offset the $1 per hour salary

increase he requested and ordered for detention center corrections officers in

2009. In fact, Judge Lohn did not even know about the year-end bonus until June

2009, when he heard about it at a mediation conference.

{¶ 27} Finally, when these factors are considered together with the

county’s declining financial situation, we conclude that the salary-increase portion

of Judge Lohn’s funding order is unreasonable and unnecessary. See State ex rel.

Britt v. Franklin Cty. Bd. of Commrs. (1985), 18 Ohio St.3d 1, 3-4, 18 OBR 1,

480 N.E.2d 77 (although claims of governmental hardship are not determinative,

they are a relevant factor in determining whether a court abused its discretion in

determining its budget request). The requested salary increase here distinguishes

this case from our recent decision in Hague, in which the board of

commissioners’ reduction in funding left the judge in that case with “the dilemma

of closing either the detention center or the clerk’s offices of the probate and

juvenile courts.” 123 Ohio St.3d 489, 2009-Ohio-6140, 918 N.E.2d 151, at ¶ 26.

No such dire consequence arises from the board’s denial of Judge Lohn’s salary

increase here.

Equipment

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{¶ 28} For the detention center equipment, Judge Lohn did not abuse his

discretion in requesting and ordering $23,800. The county administrator testified

that he had no opinion about the reasonableness of the amount requested. And

although the county finance director testified that he believed that Judge Lohn

could have used money in a court computerization fund for these expenses, he did

not know whether Judge Lohn could legally do so, and he did not specify the

amount of money available in the fund. See R.C. 2151.541 and 2153.081

(authorizing juvenile court judge to assess fees to generate additional funds to

computerize the court and to make available computerized legal-research

services). The court administrator testified that she did not believe that there was

much money in the fund, because it had been used to purchase scanning

equipment. In any event, much of the requested sum for detention center

equipment was not even for computer equipment.

{¶ 29} The board and commissioners’ “reliance on evidence that other

county departments did not complain about their reduced funding does not mean

that [the judge’s] funding orders were unreasonable.” Hague, 123 Ohio St.3d

489, 2009-Ohio-6140, 918 N.E.2d 151, ¶ 25. That is, this evidence does not bear

upon the dispositive inquiry concerning Judge Lohn’s administrative needs for the

juvenile detention center. Id. at ¶ 17; State ex rel. Milligan v. Freeman (1972), 31

Ohio St.2d 13, 18, 60 O.O.2d 7, 285 N.E.2d 352.

{¶ 30} Finally, the board and commissioners claim that the requested

additional funds for equipment are unnecessary because as of October 28, 2009,

Judge Lohn still had sufficient money available. We rejected a similar claim in

Hague, at ¶ 34, by reiterating that “[o]ur precedent requires evaluation of the

propriety of the court’s funding request as of the time the judge makes it.” See

also State ex rel. Maloney v. Sherlock, 100 Ohio St.3d 77, 2003-Ohio-5058, 796

N.E.2d 897, ¶ 46. Because the board and commissioners had a duty to

appropriate the requested funds for the equipment to Judge Lohn when he issued

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January Term, 2009

his funding order in January 2009, “their duty to do so has not dissipated with the

passage of time.” Hague at ¶ 34.

{¶ 31} Therefore, the board and commissioners have failed to rebut the

presumption that Judge Lohn’s budget order for equipment for the juvenile

detention center was reasonable and necessary.

Conclusion

{¶ 32} The evidence establishes that Judge Lohn abused his discretion by

ordering the board of commissioners to appropriate the requested additional

$64,429.91 to cover the $1 per hour increase in salaries because it was based on a

legally and factually flawed comparison and the deficiency had been offset by a

year-end bonus. The board and commissioners’ appropriation of a smaller

amount for salaries than that ordered was thus appropriately based on an analysis

of the needs of the juvenile detention center rather than an arbitrary

determination. Cf. Hague, 123 Ohio St.3d 489, 2009-Ohio-6140, 918 N.E.2d

151, ¶ 36, citing Maloney, 100 Ohio St.3d 77, 2003-Ohio-5058, 796 N.E.2d 897,

¶ 44. We thus deny the writ of mandamus for these funds.

{¶ 33} Nevertheless, for the additional $12,800 for equipment for the

juvenile detention center, we grant a writ of mandamus to compel the board and

commissioners to appropriate these additional funds ordered by Judge Lohn for

2009. The board and commissioners failed to rebut the presumed reasonableness

of this additional amount.

{¶ 34} Therefore, we grant a writ of mandamus to compel the Medina

County Board of Commissioners to appropriate only an additional $12,800 for

2009. We deny the writ insofar as it requested an additional $64,429.91 for salary

increases for 2009.

Writ granted in part

and denied in part.

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MOYER, C.J., and LUNDBERG STRATTON, O’CONNOR, and O’DONNELL, JJ.,

concur.

LANZINGER and CUPP, JJ., concur in judgment only.

PFEIFER, J., not participating.

_____________________

Ron O’Brien, Franklin County Prosecuting Attorney, and Nick A. Soulas

Jr. and Patrick J. Piccininni, Assistant Prosecuting Attorneys, special counsel for

relator.

William D. Mason, Cuyahoga County Prosecuting Attorney, and Charles

E. Hannan, Assistant Prosecuting Attorney, special counsel for respondents.

_____________________

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