United States v. Jay Nagy

RECOMMENDED FOR FULL-TEXT PUBLICATION

Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 14a0160p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

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UNITED STATES OF AMERICA, ┐

Plaintiff-Appellee, │

│

│ No. 13-4151

v. │

>

│

JAY J. NAGY, │

Defendant-Appellant. │

┘

Appeal from the United States District Court

for the Northern District of Ohio at Akron.

No. 5:13-cr-00138-1—James S. Gwin, District Judge.

Decided and Filed: July 24, 2014

Before: COLE, ROGERS, and ALARCÓN, Circuit Judges.*

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COUNSEL

ON BRIEF: Jeffrey B. Lazarus, OFFICE OF THE FEDERAL PUBLIC DEFENDER,

Cleveland, Ohio, Melissa M. Salinas, OFFICE OF THE FEDERAL PUBLIC DEFENDER,

Toledo, Ohio, for Appellant. Daniel R. Ranke, UNITED STATES ATTORNEY’S OFFICE,

Cleveland, Ohio, for Appellee.

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OPINION

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ROGERS, Circuit Judge. Jay J. Nagy appeals his mandatory minimum sentence of

fifteen years’ imprisonment for being a felon in possession of a firearm and ammunition, and for

knowingly possessing a stolen firearm. Nagy argues that his sentence violates his Sixth

*

The Honorable Arthur L. Alarcón, Senior Circuit Judge for the United States Court of Appeals for the

Ninth Circuit, sitting by designation.

1

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Amendment rights because his three prior convictions, which enhanced his sentence under the

Armed Career Criminal Act, 18 U.S.C. § 924(e), were not submitted to the jury or proven

beyond a reasonable doubt, as required by the Supreme Court’s decision in Alleyne v. United

States, 133 S. Ct. 2151 (2013). In addition, Nagy contends that his sentence is unconstitutional

under the Eighth Amendment because it is contrary to the evolving national consensus and

standards of decency. Contrary to Nagy’s assertion, Alleyne does not require that a defendant’s

prior convictions be submitted to a jury, even if those convictions increase a defendant’s

statutory penalties. In addition, Nagy’s Eighth Amendment claim is foreclosed by this court’s

decision in United States v. Moore, 643 F.3d 451 (6th Cir. 2011), which squarely held that a

fifteen-year mandatory minimum sentence under the Armed Career Criminal Act is not cruel and

unusual punishment.

On a snowy night in February 2013, an Akron police officer witnessed Nagy rummaging

for change in a car that was not his. The officer asked Nagy to come over and talk to him, and,

fearing that Nagy would run, placed him in handcuffs. Officer Metzger asked Nagy whether “he

had anything sharp on him that would poke, pinch, or stab” Metzger. Nagy immediately told

Metzger that he had a gun in his pocket, which Nagy had taken from a car by mistake. Nagy

testified that he had intended to dispose of the gun safely by putting it in a U.S. Post Office Box,

and was searching for a mailbox when he stopped to take change from a car as Metzger drove

by. Metzger searched Nagy and found a large amount of change, DVDs, Nintendo games,

multiple cell phones, several iPods, garments, costume jewelry, cologne, cigarettes, medications,

and lighters—none of which belonged to Nagy.

The government charged Nagy with being a felon in possession of a firearm and

ammunition, in violation of 18 U.S.C. §§ 922(g)(1) and 924(e), and with knowingly possessing a

stolen firearm, in violation of 18 U.S.C. § 922(j). A jury found Nagy guilty of both counts. In a

sentencing memorandum, the government argued that Nagy qualified for a sentence

enhancement under the Armed Career Criminal Act (ACCA) because Nagy had “been previously

convicted of six separate violent felonies that he committed on occasions separate from one

another, which qualify as predicate offenses for the ACCA . . . . Consequently, a fifteen-year

mandatory minimum sentence is statutorily required.”

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In response, Nagy contended that the ACCA could not apply to him because under the

Supreme Court’s decision in Alleyne, the government was required to submit the facts of Nagy’s

prior convictions to a jury, and to prove them beyond a reasonable doubt. Nagy acknowledged

that, “[t]he Alleyne Court did not specifically address whether prior convictions are elements” of

a § 924(c) offense that must be submitted to a jury, but argued that, nevertheless, “[t]he Court’s

broad language that ‘any fact that increases the mandatory minimum is an element’ seems to

indicate that prior convictions must be submitted to the jury as well.” Nagy read Alleyne as

implicitly overruling the Court’s decision in Almendarez-Torres v. United States, 523 U.S. 224,

241–42 (1998), which held that prior convictions that enhance a defendant’s sentence are not

elements of a crime that must be submitted to a jury, and as expanding and applying the Court’s

holding in Apprendi v. New Jersey, 530 U.S. 466 (2000). Nagy requested that if the district court

found that the ACCA applied to his case, the district court sentence him to the statutory

mandatory minimum of 180 months.

The government maintained that even though “[i]n Alleyne, the Court extended the

Apprendi rule to facts that increase a mandatory-minimum sentence and held that such facts must

be submitted to the jury, . . . the Court stated that prior convictions that increase a defendant’s

statutory penalties, such as those penalties that qualify under the ACCA, are not elements of the

offense that the government is required to prove to a jury.” The government also opposed

Nagy’s request for a downward variance.

At sentencing, the district court revealed that as part of an ongoing “process to test

whether or not the Sentencing Guidelines reflect community sentiment,” the court had

distributed post-trial surveys to Nagy’s jurors, asking them to “state what you believe an

appropriate sentence is in months” for Nagy’s crime, given “every past conviction of the

Defendant.” The median recommended sentence was 18 months’ imprisonment. The district

court agreed with Nagy that Alleyne’s “central principle seems to call [Almendarez-Torres]

specifically in doubt,” but noted that the Court “didn’t specifically overrule” it. In addition, the

district court acknowledged that in United States v. Mack, 729 F.3d 594, 609 (6th Cir. 2013), the

Sixth Circuit stated explicitly that, “Although Almendarez-Torres may stand on shifting sands,

the case presently remains good law and we must follow it until the Supreme Court expressly

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overrules it.” The district court therefore found itself “hamstrung,” and bound to impose the

mandatory minimum sentence.

The district court grouped Counts 1 and 2, and set Nagy’s base offense level at 24. The

court adjusted Nagy’s base offense level for prior convictions for violent felonies, and for the

fact that the gun in Nagy’s possession was stolen, and determined Nagy’s offense level to be 33,

with a Criminal Category of VI. After considering Nagy’s extremely troubled childhood, the

district court rejected the government’s request to sentence Nagy within the advisory Guideline

range of 235 to 293 months, noting that “the sentencing range in this case is so completely out of

whack with community sentiment.” Instead, the court sentenced Nagy to the mandatory

minimum sentence of 180 months’ imprisonment under § 924(e), and to a concurrent 60 months

on the other count. The judge stated that he had “expressed perhaps ad nauseam the fact that this

is not a just punishment. It is nowhere close to a just punishment. It should never have been

indicted this way, and the United States Attorney’s Office should have never brought the case in

this fashion.”

On appeal, Nagy argues that his Sixth Amendment rights were violated because the

government did not prove his convictions to a jury beyond a reasonable doubt, which he

contends is required under Alleyne. In addition, he argues that the national consensus and

evolving standards of decency require this court to find unconstitutional Nagy’s sentence under

18 U.S.C. § 924(e).

The district court correctly sentenced Nagy to 180 months’ imprisonment, as required

under the ACCA. Contrary to Nagy’s assertion, Alleyne does not stand for the proposition that a

defendant’s prior convictions must be submitted to a jury and proven beyond a reasonable doubt,

even when the fact of those convictions increases the mandatory minimum sentence for a crime.

Alleyne overruled the distinction that the Court drew in Harris v. United States, 536 U.S. 545

(2002), between facts that increase the statutory maximum and facts that increase only the

mandatory minimum. The Court in Alleyne concluded that such a distinction is “inconsistent

with Apprendi[’s]” requirement that any fact, “other than the fact of a prior conviction,”

Apprendi, 530 U.S. at 490, that increases the penalty for a crime beyond the statutory maximum

be submitted to a jury and proven beyond a reasonable doubt. Alleyne, 133 S. Ct. at 2163.

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Apprendi, therefore, preserved the Court’s earlier ruling in Almendarez-Torres that a prior

conviction is not “an element of the related crime” that must be submitted to a jury and proven

beyond a reasonable doubt. Almendarez-Torres, 523 U.S. at 246–47. Alleyne states that “any

fact that increases the mandatory minimum is an ‘element’ that must be submitted to the jury”;

but the Court in Alleyne explicitly declined to overrule Almendarez-Torres’ “narrow exception to

this general rule for the fact of a prior conviction.” Alleyne, 133 S. Ct. at 2155, 2160 n.1.

Nagy frames “the seminal question” in his case as, “is Almendarez-Torres still good law

based on the Supreme Court cases over the last fifteen years[?]” The most recent of those

precedents, Alleyne, leaves no doubt that it is. Our own precedent compels the same conclusion:

“Almendarez-Torres is still good law and will remain so until the Supreme Court explicitly

overrules it.” United States v. Anderson, 695 F.3d 390, 398 (6th Cir. 2012). Nagy’s contention

that the holding in Almendarez-Torres has been “whittled away,” and that “Almendarez-Torres

has been overruled by implication,” and is “no longer good law,” is unavailing. “Although

Almendarez-Torres may stand on shifting sands, the case presently remains good law and we

must follow it until the Supreme Court expressly overrules it.” United States v. Mack, 729 F.3d

594, 609 (6th Cir. 2013). More recently, in United States v. Pritchett, 749 F.3d 417, 434 (6th

Cir. 2014), we again made clear that Almendarez-Torres has not been overruled: “Alleyne did not

disturb the holding in Almendarez-Torres.” Accordingly, Nagy’s Sixth Amendment rights were

not violated because the government was not required to submit Nagy’s prior convictions to the

jury.

The 180-month mandatory minimum sentence that Nagy received pursuant to the ACCA

does not violate his Eighth Amendment right to be free from cruel and unusual punishment.

Nagy argues that his sentence is unconstitutional because of: 1) the community sentiment as

expressed by policymakers; 2) the facts of Nagy’s offense; 3) Nagy’s terrible childhood history;

and 4) the community sentiment expressed by the jurors at Nagy’s trial. Nagy’s arguments are

foreclosed by this court’s precedent. In Moore, we addressed a defendant’s claim that the

ACCA’s mandatory minimum penalty of 180 months’ imprisonment for being a felon in

possession of a firearm violated that defendant’s Eighth Amendment rights. We held that it did

not:

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Fifteen years is by any measure a considerable amount of time. But while

“[s]evere mandatory penalties may be cruel, . . . they are not unusual in the

constitutional sense, having been employed in various forms throughout our

Nation’s history.” Harmelin, 501 U.S. at 994–95, 111 S. Ct. 2680. In general,

Eighth Amendment jurisprudence grants “substantial deference” to the

legislatures who determine the types and limits of punishments. Id. at 999, 111 S.

Ct. 2680 (Kennedy, J., concurring). It is settled that legislatures may define

criminal punishments without giving courts sentencing discretion. Id. at 1006,

111 S. Ct. 2680 (citing Chapman v. United States, 500 U.S. 453, 467, 111 S. Ct.

1919, 114 L.Ed.2d 524 (1991). In fact, this Court has previously held that the

very punishment Moore received—fifteen years under the Armed Career Criminal

Act—withstands Eighth Amendment review as applied to the facts of those cases.

United States v. Warren, 973 F.2d 1304, 1311 (6th Cir. 1992); United States v.

Pedigo, 879 F.3d 1315, 1320 (6th Cir. 1989). Other courts of appeals have

reached the same conclusion. See, e.g., United States v. Cardoza, 129 F.3d 6, 18

(1st Cir. 1997); United States v. Presley, 52 F.3d 64, 68 (4th Cir. 1995); United

States v. Hayes, 919 F.2d 1262, 1266 (7th Cir. 1990); United States v. Baker, 850

F.2d 1365, 1372 (9th Cir. 1988); United States v. Reynolds, 215 F.3d 1210, 1214

(11th Cir. 2000). And we are aware of no court of appeals decision that has

struck down the Armed Career Criminal Act as violative of the Eighth

Amendment.

Moore, 643 F.3d at 456. We addressed the same issue in United States v. Brown, 443 F. App’x

956, 960 (6th Cir. 2011), and again determined that imposition of the ACCA’s mandatory

minimum sentence does not violate an individual’s Eighth Amendment rights:

Brown argues that ACCA’s mandatory minimum as applied to him violates his

Fifth Amendment right to due process and equal protection and his Eighth

Amendment right to be spared cruel and unusual punishment. We have seen this

movie before, and each time it ends badly for the defendant. See, e.g., United

States v. Moore, 643 F.3d 451, 456 (6th Cir. 2011); United States v. Jones,

52 Fed. App’x. 244, 247 (6th Cir. 2002); United States v. Warren, 973 F.2d 1304,

1311 (6th Cir. 1992). All for good reason: “Congress has the power to define

criminal punishments without giving the courts any sentencing discretion,”

Chapman v. United States, 500 U.S. 453, 467, 111 S. Ct. 1919, 114 L.Ed.2d 524

(1991), and mandatory prison sentences are not cruel and unusual, Harmelin v.

Michigan, 501 U.S. 957, 995–96, 111 S. Ct. 2680, 115 L.Ed.2d 836 (1991). In

the teeth of these precedents Brown has not identified, nor have we found, any

decision from any court invalidating the application of ACCA’s mandatory

minimum to an individual on constitutional grounds. Brown gives no good

reason for making this case the first.

Nagy’s reliance on Attorney General Eric Holder’s memorandum on “Department Policy

on Charging Mandatory Minimum Sentences and Recidivist Enhancements in Certain Drug

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Cases” is misplaced. That memorandum addresses “certain drug cases,” not firearms cases, like

Nagy’s. Furthermore, the memorandum is a guidepost for Department of Justice prosecutors in

exercising prosecutorial discretion. It does not address the validity of mandatory minimum

sentences under the ACCA, and it expressly states that, “The policy set forth herein is not

intended to create or confer any rights, privileges, or benefits in any matter, case, or proceeding.

See United States v. Caceres, 440 U.S. 741 (1979).”

There is no doubt that Nagy’s troubled childhood and difficult circumstances contributed

to the situation in which he now finds himself. The district court judge took that fact into

account when he granted Nagy a downward variance in his sentence. But as we stated in Brown,

Congress has the authority to limit the courts’ sentencing discretion, and mandatory minimum

sentences are not cruel and unusual.

The striking and troubling harshness of the sentence in this case is a result of the statutory

mandatory minimum constitutionally imposed by Congress. This case is but a particularly clear

example of our sometimes difficult duty to apply the policy choices of Congress, rather than our

own.

The judgment of the district court is AFFIRMED.