The opinion
Filed 3/27/14 P. v. Mace CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D061642
Plaintiff and Respondent,
v. (Super. Ct. No. SCS233695)
WILLIAM THOMAS MACE,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Stephanie
Sontag, Judge. Affirmed.
David McNeil Morse, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Senior Assistant Attorney General, William M. Wood and
Amanda E. Casillas, Deputy Attorneys General, for Plaintiff and Respondent.
I.
INTRODUCTION
Defendant William Thomas Mace appeals from a judgment of conviction after a
jury trial. Mace was convicted of one count of murder and two counts of attempted
murder in connection with a freeway shooting.
On appeal, Mace contends that the trial court erred in declining to grant use
immunity to one of the other passengers who was in the same vehicle as Mace at the time
Mace shot at another vehicle. According to Mace, this witness's testimony would have
corroborated his version of events, and the failure to grant the witness use immunity
prejudiced Mace's ability to present his defense of self-defense.
Mace's argument is without merit. The federal appellate authority upon which
Mace relies was recently overruled. In any event, even if that authority remained good
law, the proffered testimony did not meet the requisite standards. We therefore affirm the
judgment of conviction.
II.
FACTUAL AND PROCEDURAL BACKGROUND
A. Factual background
On October 12, 2006, Mace was in the front yard of the home where he lived with
John Jay Smith and Armando Pelayo when a man arrived who was looking for Pelayo.
The man apparently owed Pelayo money for a stolen motorcycle he had purchased from
Pelayo and claimed to have the money in Mexico. Pelayo got into the man's vehicle to
accompany the man to Mexico to collect the money.
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Mace felt uncomfortable with the circumstances, so he went next door to tell
Miguel Pelayo (Miguel), Armando Pelayo's brother, what was happening. Mace, Smith
and Miguel believed that Pelayo was in danger, so they got into Pelayo's silver Hyundai
to go after Pelayo and the unidentified man. Miguel grabbed a gun and took it with him
into the car.
The group traveled south and eventually saw the red truck with Pelayo and the
unidentified man in it. The men in the Hyundai pulled along the side of the red truck and
told the driver to pull over. Eventually both vehicles parked in a retail center parking lot.
Mace, who had put the gun in his waistband, and Miguel walked to the truck.
They opened the passenger door and told Pelayo to get out. Pelayo ran to the Hyundai
and Miguel and Mace exchanged words with the man in the truck. Mace displayed the
gun and the man drove off.
Mace returned to the front passenger seat of the Hyundai. Miguel was driving,
and Pelayo and Smith were sitting in the backseat. The group drove north on Interstate
5. A witness noticed the Hyundai as he was driving north on Interstate 5. The Hyundai
caught the man's attention because the driver appeared to be "messing around" and the
car had "fake racing stickers in the window and big old Hyundai racing [] rims." He also
noticed that the driver of the Hyundai was driving erratically. At one point the Hyundai
"was on the backside of a [red] car," then "backed off and came over and got in front of
[the witness] with no turn signals, and then it shot across the lanes to the fast lane." The
Hyundai was traveling "at a fairly good speed" as compared with the witness's vehicle,
which was traveling at approximately 65 miles per hour.
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That same day, at approximately 4:30 p.m., Alex Teymoori was giving friends
Alan Montano and Jose Roman a ride home from their high school in his white Honda
Civic. Montano was in the front passenger seat, and Roman was in the backseat behind
Montano.
While driving north on Interstate 5, the boys saw the silver Hyundai occupied by
Mace and his friends. The Hyundai had been traveling at a high rate of speed, but it
slowed down as it approached the passenger side of Teymoori's Honda. When the
Hyundai was next to the Honda, Miguel began to rev the Hyundai's engine loudly and the
occupants of the Hyundai stared at the occupants of the Honda. Montano asked
Teymoori whether he wanted to race the Hyundai. Teymoori did not want to race, so
Montano indicated to the occupants of the Hyundai that they did not want to race by
gesturing with his right hand back and forth across his neck.
At that point, the occupants of the Hyundai began "displaying hand gestures and
banging on the windows" of the Hyundai. Montano responded by sticking his hand out
of the window and gesturing with his middle finger toward the Hyundai. Teymoori then
drove away from the Hyundai.
A short time later, Teymoori saw the Hyundai in his rearview mirror. Montano
observed the Hyundai move from the far left lane on the interstate all the way across the
other lanes. Both vehicles merged onto Highway 54. At that point, the Honda was in the
far left lane, and the Hyundai was in the lane immediately to the right of the Honda. The
occupants of the Hyundai continued to make hand gestures and "taunt" the boys in the
Honda. At some point, Mace smiled and/or smirked, and brandished the gun. Mace held
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the gun in front of his face, moving it from side to side. Montano saw the firearm and
yelled, "Gun[!]" Montano tucked his head between his legs. When Montano indicated
that there was a gun, Teymoori applied the Honda's brakes, and Montano felt his body
thrust forward.
Teymoori believed that he saw Mace shoot five or six rounds at him and his
friends. Montano heard three or four shots, and heard glass breaking. Montano also
heard "bits of laughter" coming from the Hyundai as it sped away.
Teymoori noticed that the rear passenger side window of the Honda was shattered,
and that Roman had been shot. Teymoori "pulled over to the middle median" of the
highway. Montano and Teymoori got out of the Honda and flagged down a passerby to
seek help.
Rebecca Beacom saw "two boys standing outside their car signaling down
somebody for help." Beacom stopped, and upon seeing the bullet holes in the Honda,
called 911. Another driver, Leticia Barragan, saw "a young boy waving with his
hands . . . jumping, desperate, asking for some help." Barragan pulled over. After
approaching the Honda and seeing Roman slumped over, she also called 911.
California Highway Patrol Officer Robert Smith was the first emergency
responder to arrive at the scene. Smith found Roman "slumped to the left" in the back
seat of the Honda, and noted that Roman "had a puncture wound on his right side." A
police investigation into the shooting revealed that the Honda had been hit by four
bullets. Three of the bullets entered the vehicle through the rear passenger side window.
Bullet trajectory evidence presented at trial demonstrated that one of these three bullets
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had lodged in Roman's torso. The fourth bullet entered the Honda through the front
passenger side open window. Roman died from the bullet wound to his torso.
Appellant was not immediately apprehended. However, in February 2007, an El
Cajon police officer who was working an unrelated investigation recovered a Glock .40-
caliber firearm that was determined to have been the weapon used in Roman's homicide.
In late 2009, investigators interviewed Mace regarding this case. During the interview,
Mace admitted his guilt, stating that he knew that the gun that police had recovered
connected him to the shooting of the occupants in the Honda. Mace offered to provide
information regarding other criminal activity in exchange for a more favorable outcome
in this case.
At trial, Mace testified in his own defense. Mace claimed that the occupants of the
Honda were trying to race the occupants of his car, but that none of the occupants of the
Hyundai wanted to race. Mace admitted that he shot at the Honda, and that he was the
person who shot Roman. However, he contended that he had fired the gun in self-
defense. According to Mace, he believed that Montano was reaching for something to
use to attack Mace and his friends. Mace also testified that Teymoori had tried to run the
Hyundai off the road multiple times.
Mace admitted, however, that neither he nor his friends were in imminent danger
at the time he fired the gun at the Honda. He also admitted that he fired the gun before he
could determine whether Montano was actually reaching for something.
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B. Procedural background
Mace was charged with one count of murder as to Roman (Pen. Code, § 187, subd.
(a); count 1)1 and two counts of attempted murder as to Teymoori (§§ 664 & 187, subd.
(a); count 2) and Montano (§§ 664 & 187, subd. (a); (count 3).) With respect to count 1,
the information alleged that Mace personally used a firearm within the meaning of
section 12022.5, subdivision (a), and that Mace caused great bodily injury and death to a
person within the meaning of section 12022.53, subdivision (d). With respect to counts 2
and 3, the information alleged that Mace personally used and intentionally discharged a
firearm (§§ 12022.5, subd. (a), 12022.53, subds. (b)&(c)).
A jury convicted Mace on all counts and found all of the enhancement allegations
true.
The trial court sentenced Mace to an indeterminate term of 25 years to life in state
prison for the murder conviction, and an additional indeterminate term of 25 years to life
in state prison for the true finding on the death-by-a-firearm allegation, for a total
indeterminate term of 50 years to life. As to both counts 2 and 3, the court sentenced
Mace to an indeterminate term of seven years to life in prison, to run concurrently with
the sentence on count 1, plus a determinate term of 20 years, to run concurrently with the
sentence on count 1.
1 Further statutory references are to the Penal Code unless otherwise specified.
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Mace filed a timely notice of appeal.2
III.
DISCUSSION
A. The trial court did not err in denying Mace's request to grant immunity to
Armando Pelayo
Mace contends that the trial court erred in denying his request to grant judicial
immunity to defense witness Armando Pelayo. According to Mace, Pelayo's testimony
would have bolstered Mace's claim that he shot in self-defense, and was necessary to
Mace's defense.
1. Additional background
At trial, Pelayo was called as a defense witness. On the advice of his counsel,
Pelayo invoked his Fifth Amendment right against self-incrimination. Mace moved the
trial court to grant judicial immunity to Pelayo. The prosecutor opposed the motion. The
prosecutor informed the court that Pelayo had provided prior inconsistent statements to
law enforcement officials, and that the prosecution would use those statements to
impeach Pelayo, if necessary. Specifically, when initially interviewed, Pelayo had denied
any knowledge of the shooting and denied being in the vehicle at the time Mace shot at
the Honda.
Defense counsel proffered that Pelayo would testify in a manner similar to a
recorded interview between Pelayo and defense counsel that had taken place
approximately 16 days before Mace's trial. During that interview, Pelayo stated that
2 Mace actually filed two timely notices of appeal.
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while he was in the Hyundai, Teymoori, in the Honda, attempted to run the Hyundai off
the road. However, Pelayo also said during this interview that he did not "really
remember that much" about what happened on the day in question. Pelayo said that he
had seen someone in the Honda pull what looked like a gun, but he did not remember
seeing Mace shoot at the Honda. At a later point in the interview, Pelayo retracted, to
some extent, his comments about seeing a gun pulled by someone in the Honda, and said
that he could not really tell "what it was, if it was a weapon or what it was."
The trial court declined to extend judicial use immunity to Pelayo, finding that
Pelayo's testimony was not essential to Mace's defense.
2. Analysis
"It is settled in California that the granting of transactional immunity is
conditioned upon a written request by the prosecutor that the witness be compelled to
answer." (People v. Hunter (1989) 49 Cal.3d 957, 973 (Hunter) (italics added), citing
§ 1324 and In re Weber (1974) 11 Cal.3d 703, 720.) Mace argues that the defendant in a
criminal action should be entitled to have the court grant use immunity to a defense
witness who has knowledge of essential, exculpatory evidence.3
Relying on Hunter, supra, 49 Cal.3d at page 974, and Government of the Virgin
Islands v. Smith (3d Cir. 1980) 615 F.2d 964, 970-971 (Smith), Mace contends that there
3 Use immunity protects a witness only against the actual use of his compelled
testimony, as well as the use of evidence derived therefrom. Use immunity may be
contrasted with transactional immunity, which protects the witness against all later
prosecutions relating to matters about which he testifies. (Kastigar v. United States
(1972) 406 U.S. 441, 449-453, 460; People v. DeFreitas (1983) 140 Cal.App.3d 835,
837.)
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exists a justification for granting judicial use immunity to a defense witness where the
defendant has a " 'due process right to have clearly exculpatory evidence presented to the
jury, at least where there is no strong countervailing systemic interest which justifies its
exclusion . . . .' [Citation.]" (Smith, supra, at p. 970.) Mace's argument fails for two
reasons: (1) Smith, the only authority that supported Mace's position that the judiciary has
the power to grant use immunity, was recently overruled, and there is thus no authority to
support the notion that a trial court may grant use immunity to a defense witness; and (2)
even if Smith remained good law and was binding (or even persuasive) authority, the
proffered testimony did not meet the requirements of the Smith test.
a. Smith is no longer good law
The Third Circuit of the United States Courts of Appeals was, until recently, the
only court to have specifically held that the judiciary has inherent power to grant use
immunity to a defense witness for whom the executive branch has declined to do so.
(See Smith, supra, 615 F.2d 964.) However, in August 2013, that court overturned its
holding in Smith, and concluded that the judiciary does not have the inherent power to
grant use immunity to a witness:
"No statute or Supreme Court ruling authorizes judicial grants of
immunity for a defense witness (called for convenience judicial use
immunity). We are the only Court of Appeals that permits a trial
court to immunize a defense witness. Every other Court of Appeals
has rejected this theory of judicial power. Today we do so as well,
and overturn that part of Smith that recognizes judicial grants of
immunity. Immunity is a statutory creation, bestowed by Congress
on the Executive Branch through the federal witness immunity
statute, 18 U.S.C. §§ 6002, 6003. The decision to immunize a
witness to obtain his testimony is a core prosecutorial function, as
immunizing necessarily involves weighing the public's need for
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testimony against the risk that immunity will inhibit later
prosecution of criminal wrongdoing. We, in our corner of the
Judiciary, now step away from our reach into this prosecutorial
realm." (United States v. Quinn (2013) 728 F.3d 243, 247.)
The legal basis for Mace's argument that the trial court erred in denying judicial
use immunity to Pelayo has thus been overruled. Further, there is absolutely no
independent authority from California courts that would support Mace's position.4 The
absence of any authority to support the notion that the judiciary has the inherent authority
to grant use immunity is reason enough to reject Mace's argument on appeal. However,
even if Smith remained valid authority to support Mace's contention that judicial use
immunity is available, we would nevertheless affirm the trial court's judgment on the
ground that the proffered testimony does not meet the requirements of the Smith test.
b. Even if Smith remained good law, the proffered testimony was not
clearly exculpatory or essential
Although we do not agree with Mace that a defendant has the right to compel a
trial court to grant use immunity to a defense witness, particularly in light of the lack of
any remaining authority to support such a position, we nevertheless conclude that even if
4 Although Mace suggests that the California Supreme Court adopted the Smith test
in Hunter, supra, 49 Cal.3d at page 973, our review of that case establishes that the
Hunter court did not in fact adopt Smith. Rather, in Hunter, the Supreme Court
specifically noted that the vast majority of federal and state judicial authority, including
authority from California, has rejected the idea that trial court has the inherent power to
confer use immunity on a defense witness. (Hunter, supra, at p. 975.) Further, the
Hunter court specifically declined to decide whether a court may confer such immunity
under the appropriate circumstances. (Ibid.) The Hunter court merely applied the Smith
test to demonstrate that even if Smith were applicable, the defendant's case would fail.
(Hunter, supra, at pp. 973-975.) We do the same here.
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Smith, supra, 615 F.2d 964, remained good law and presented binding or persuasive
authority, the Smith test would provide Mace no relief.
Under Smith, in order to establish that judicial use immunity is warranted in a
particular case, a defendant must demonstrate to the trial court that (1) the proffered
testimony is clearly exculpatory; (2) the testimony is essential; and (3) there is no strong,
countervailing government interest against the granting of immunity. (Smith, supra, 615
F.2d at p. 972.) Thus, under the Smith test, immunity would be denied if the proffered
testimony is ambiguous, not clearly exculpatory, cumulative or relates solely to the
credibility of the government's witnesses. (Ibid.)
Pelayo's testimony was not "clearly exculpatory." First, the circumstance of the
interview that formed the basis of his proffered testimony was a leading interview with
defense counsel. Even if Pelayo would have testified consistently with what he said
during this interview, however, Pelayo had made a number of prior inconsistent
statements about what had occurred that day, and the prosecution would have impeached
him with, at a minimum, his prior statements that he was not present at the scene of the
murder. Further, Pelayo's testimony was not essential to Mace's defense. Pelayo's
testimony would have simply been a rehashing of Mace's testimony. Although Mace
argues that Pelayo's testimony would have bolstered Mace's testimony, this is not a
sufficient reason to compel use immunity. Rather, under Smith, the proffered testimony
must not be cumulative (see Smith, supra, 615 F.2d at p. 972); testimony offered to
bolster the defendant's own testimony because of its similarity is cumulative by its nature.
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Even if the Smith test were still good law and could provide authority to support a
trial court granting use immunity, Pelayo's testimony would not satisfy the test. The trial
court therefore did not err in denying Mace's request to grant Pelayo use immunity in
order to allow him to testify freely at Mace's trial.
IV.
DISPOSITION
The judgment of the trial court is affirmed.
AARON, J.
WE CONCUR:
NARES, Acting P. J.
O'ROURKE, J.
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