Opinion

Slocum v. The Board of Trustees of the State Universities Retirement System

  • 2013 IL App (1st) 130182
Court
Appellate Court of Illinois
Filed
Jan 14, 2014
Status
Published
Cited by
0 cases
Authority
More cited than 31.0%

The opinion

ILLINOIS OFFICIAL REPORTS

Appellate Court

Slocum v. Board of Trustees of the State Universities Retirement System,

2013 IL App (4th) 130182

Appellate Court PATRICIA SLOCUM and PATRICIA PUCCIO, Plaintiffs-Appellants,

Caption v. THE BOARD OF TRUSTEES OF THE STATE UNIVERSITIES

RETIREMENT SYSTEM; THE EXECUTIVE COMMITTEE OF THE

STATE UNIVERSITIES RETIREMENT SYSTEM; THE CLAIMS

PANEL OF THE STATE UNIVERSITIES RETIREMENT SYSTEM;

DANIEL GAUMER, Hearing Officer; WILLIAM E. MABE, Executive

Director; CARRIE HIGHTMAN, Trustee; MATTHEW BERNS, Trustee;

JOHN ENGSTROM, Trustee; DORINDA MILLER, Trustee; ANTONIO

VASQUEZ, Trustee; and MITCHELL VOGEL, Trustee, Defendants-

Appellees.

District & No. Fourth District

Docket No. 4-13-0182

Filed December 11, 2013

Held The final decision of the executive committee of the Board of Trustees of

(Note: This syllabus the State Universities Retirement System denying plaintiffs’ requests to

constitutes no part of purchase service credit pursuant to the Pension Code was upheld on

the opinion of the court administrative review, since plaintiffs’ bare allegations and unsupported

but has been prepared conclusions were insufficient to establish a prima facie case that they

by the Reporter of were treated differently than similarly situated individuals and that an

Decisions for the equal-protection violation occurred.

convenience of the

reader.)

Decision Under Appeal from the Circuit Court of Champaign County, No. 12-MR-525;

Review the Hon. Thomas J. Difanis, Judge, presiding.

Judgment Affirmed.

Counsel on Paul R. Klenck (argued), of Illinois Education Association, of Chicago,

Appeal for appellants.

Albert J. Lee (argued), of State Universities Retirement System, of

Champaign, for appellees.

Panel JUSTICE TURNER delivered the judgment of the court, with opinion.

Justice Knecht concurred in the judgment and opinion.

Presiding Justice Appleton dissented, with opinion.

OPINION

¶1 In July 2012, plaintiffs, Patricia Slocum and Patricia Puccio, filed a complaint for

administrative review of a final decision of the executive committee of the Board of Trustees

of the State Universities Retirement System (SURS or the Board) denying their requests to

purchase service credit under the Illinois Pension Code (Pension Code) (40 ILCS 5/1-101

through 24-109 (West 2012)). In January 2013, the circuit court found the final

administrative decision was not against the manifest weight of the evidence and denied

plaintiffs’ request for administrative review.

¶2 On appeal, plaintiffs argue the decision by SURS to deny their requests for service credit

was clearly erroneous and a denial of equal protection. We affirm.

¶3 I. BACKGROUND

¶4 The College of Du Page (College), a community college in Du Page County, was a

participating employer in SURS at all times relevant to this case. Slocum was employed as

a part-time adjunct professor at the College from the fall of 1982 until becoming a full-time

professor in September 1988. Puccio was employed at the College as a part-time adjunct

professor from 1980 until becoming a full-time professor in the fall of 1989. Slocum retired

in 2008 and Puccio retired in 2009.

¶5 Prior to plaintiffs’ employment with the College, the College had implemented personnel

policy 4456. During the 1980s, policy 4456 provided “[a]ll part-time assignments for

individuals who are otherwise not gainfully employed will not exceed two-thirds[ ] of a

normal teaching load.” “Teaching load” referred to the number of credit hours taught in a

given quarter. Full-time teaching loads in plaintiffs’ departments were 15 credit hours per

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quarter. A part-time teaching load could not exceed 10 hours, or two-thirds of 15 hours. If

a department wanted a part-time professor to teach more than two-thirds of a normal teaching

load, the scheduler had to get special permission from the appropriate provost. Both

plaintiffs, as part-time professors, were told by deans that they could not be assigned more

than 10 credit hours. In one quarter, when a full-time faculty member was injured in a car

accident, the provost, consistent with the requirement of policy 4456, gave permission for

Puccio to work full-time for that quarter.

¶6 At some point in time, the College’s director of human resources, Howard Owens,

created his own formula for calculating part-time work. Rather than calculating workload

percentages solely using the number of credit hours per quarter divided by a full-time credit

hour load, Owens based his formula on the assumption that a full-time professor had a 40-

hour workweek that included teaching, preparing and grading lessons, maintaining office

hours, and working on committee assignments. Owens assumed part-time professors did not

have office hours or committee assignments as did full-time professors, and that those duties

constituted 15 hours of a full-time faculty member’s workweek. Owens believed the actual

teaching load accounted for 25/40 or 62.5% of a full-time professor’s 40-hour workweek.

Thus, when calculating a part-time adjunct’s workload, the Owens formula discounted the

teaching load formula by multiplying .625, because, in his opinion, full-time faculty worked

a 40-hour week and part-time faculty did not have office hours or perform committee work.

¶7 During testimony, plaintiffs stated they maintained office hours when they were part-

time, adjunct faculty members. Puccio worked on a committee while an adjunct professor.

Slocum met with students outside teaching hours either in the classroom or in the part-time

faculty center. She also attended advisory workshops.

¶8 While plaintiffs were part-time employees, they were not eligible to participate in SURS.

After they became full-time employees, plaintiffs participated in SURS, earned service

credit, and made contributions to SURS. In the late 1990s, plaintiffs applied to purchase

SURS service credit for the adjunct work they performed in the 1980s before they were

SURS participants. Under the Pension Code, SURS participants can purchase service credit

for prior work performed when the employee “was employed at least one-half time for an

employer preceding the date of becoming a participant.” 40 ILCS 5/15-113.1(c) (West 2012).

When plaintiffs made their application in the late 1990s, the College used the Owens formula

to calculate part-time work and used this formula when reporting to SURS. Thus, the College

took the credit hours plaintiffs worked each quarter in the 1980s and multiplied that by a

factor of .625. Under the Owens formula, plaintiffs were able to purchase service credit for

some quarters.

¶9 In 2006, a full-time faculty member filed a grievance with the College’s faculty

administrative review board (review board), complaining that the College violated policy

4456 by improperly assigning too much work to part-time faculty. Since the Owens formula

discounted part-time work by a factor of .625 and policy 4456 limited part-time work to two-

thirds of a teaching load, adjunct professors could be assigned more credit hours than if

assignments were made using the teaching load formula. In response, the review board issued

a recommendation that all College administrators should only use credit hours to calculate

part-time employees’ workload percentage, rather than using the Owens formula, which

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discounted adjuncts’ workload because it assumed they did not perform committee work and

office hours. In 2008, the College president adopted the review board recommendation, and

the College abandoned the Owens formula and reverted to the teaching load formula

consistent with policy 4456.

¶ 10 In 2007, after the review board recommendation, plaintiffs attempted to purchase service

credit with SURS for some of the adjunct work they performed in the 1980s. Claire Benz,

a compensation specialist with the College, told Puccio she was eligible to purchase credit

for certain quarters. The College reported to SURS that Slocum and Puccio had worked

certain quarters in the 1980s at least half-time or more.

¶ 11 At approximately the same time, three other College employees, Sue Censky, Joyce Abel,

and Nancy Conradt, allegedly purchased service credit for part-time work performed in the

1980s. After Abel’s request to purchase service credit was approved, Puccio submitted her

request. The College allegedly calculated plaintiffs’ time using the teaching load formula.

¶ 12 After receiving plaintiffs’ reports, SURS director of member services Angela Lieb

initiated a review of the College’s report of plaintiffs’ service credit. SURS asked the College

why it was reporting that plaintiffs worked half-time or more in certain quarters in the 1980s,

when it had not reported those quarters in the late 1990s when plaintiffs previously applied

to purchase service credit. Julie Boyce, at human resources for the College, indicated the

discrepancy was due to a change in the College’s formula effective in April 2007. After

Lieb’s inquiry, the College revised the report to SURS and reverted to using the Owens

formula for plaintiffs. Based on the College’s second report, SURS denied plaintiffs’

requests to purchase additional service credit.

¶ 13 In 2008, plaintiffs petitioned SURS for an administrative hearing. In her petition, Puccio

argued SURS erred in denying her request to purchase service credit by requiring the

percentage of employment be determined by the formula in place at the time the service was

rendered. Puccio alleged the College used “an erroneous, illegal formula” in reporting service

credit to SURS and the formula “was inconsistent with administrative practice which limited

part-time faculty to an annual teaching load no greater than two-thirds of a full-time faculty

member’s academic year load in accordance with Board policy.” Puccio claimed an internal

review board at the College found the old formula violated labor practices and did not reflect

the actual work performed by faculty. A corrected formula was adopted, and SURS accepted

the new formula retroactively for other individuals.

¶ 14 In December 2008, the SURS claims committee recommended that the executive

committee remand the case to staff with directions to seek “further evidence to prove

factually what methodology was employed” by the College in the 1980s when reporting to

SURS “which of its employees performed at least half-time work for the periods in

question.”

¶ 15 Following remand, the only additional evidence SURS gathered was an email from Sue

Censky of the College. SURS employer representative Larry Curtis emailed Censky asking

if the Owens formula was the formula the College used in the 1980s to calculate half-time

work. Censky stated the Owens formula was used during the 1980s. When Curtis mentioned

the claimant said the College’s policy in the 1980s was reflected only in policy 4456, Censky

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indicated that was inaccurate as the policy did not deal with percentage of time worked for

SURS reporting but dealt with how many hours a part-time faculty member was allowed to

teach. Censky stated a new formula was employed in late May 2007.

¶ 16 In June 2010, Puccio’s representative wrote to Karen Maggio at SURS stating no

foundation was provided regarding Censky’s knowledge of the formulas the College used,

the Owens formula did not exist in the 1980s, and Censky herself was allowed by SURS to

purchase service credit for part-time work in the 1980s without using the Owens formula.

¶ 17 In September 2010, SURS denied plaintiffs’ request to purchase service credit, stating,

in part, as follows:

“As previously stated, employers must base the percent time calculation for any prior

service periods upon the formula that was in effect at the time such service was

performed. Sue Censky of the College of Du Page confirmed that the formula referred

to as the Owen’s [sic] Formula was the formula in effect during the period of time you

have requested to purchase as prior service credit.

The last verification that SURS received was based upon the Owen’s [sic] Formula.

As a result, we have concluded that you are not eligible to purchase any additional prior

service credit for your employment with the College of Du Page.”

¶ 18 In October 2010, plaintiffs appealed this determination to the deputy director of members

services at SURS. Plaintiffs objected to Censky’s belief that the Owens formula was utilized

by the College in the 1980s, arguing she provided no foundation for her opinion. In February

2011, the director of member services denied the appeal, concluding plaintiffs had

“purchased all of the eligible prior service credit that has been verified with our system.”

¶ 19 In June 2011, each plaintiff filed a statement of claim, requesting to purchase service

credit. Each plaintiff argued she “should be permitted to purchase service credit for the nine

quarters because under the only applicable [College] policy during the time she performed

the work, she was employed at least one-half time. Additionally, by permitting other

similarly situated [College] employees to purchase service credit, while denying her the same

opportunity, SURS is violating her right to Equal Protection under the Constitution.”

¶ 20 In February 2012, the SURS claims panel denied plaintiffs’ appeal. The panel noted the

issue centered on whether plaintiffs were entitled to purchase past service credit under

section 15-113.1(c) of the Pension Code for periods of time “during which a person was

employed at least one-half time for an employer preceding the date of becoming a

participant.” In its decision, the claims panel relied on the email provided by Censky, stating

as follows:

“In her e-mail response to SURS, Sue Censky went on to indicate that the College

of Du Page policy for calculating percentage of full time employment was reflected in

the original (Owens’) [sic] formula which excluded office hours and committee work

when determining the percentage of full time employment worked by part time faculty

members. According to Sue Censky, the College employed that original formula until

April 30, 2007. Under that formula, the claimant would not be entitled to purchase

service credit for any of the periods of time in question because her work during each of

those periods would fall below half time employment.” (Emphasis in original.)

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The panel noted whether a member has worked at least half-time or more is a determination

left to the employer, since “[t]he percentage of time employed shall be as reported by the

employer.” 40 ILCS 5/15-134.1(b) (West 2012).

“Under [section 15-134.1(b)], SURS is required to defer to College of Du Page in terms

of determining what they consider to be the percentage of time that the claimant was

employed during a given period. In this case, Sue Censky of the College of Du Page has

indicated that College of Du Page used the methodology reflected in the original Owens’

[sic] formula as its policy prior to 2007. We accept that evidence and find that College

of Du Page Board Policy 4456 (dealing with the number of credit hours that part time

faculty may teach) does not overcome nor even contradict Sue Censky’s statements of

what constituted College of Du Page policy regarding how to calculate the percentage of

full time employment in the 1980s.”

In June 2012, the SURS executive committee adopted the claims panel’s decision.

¶ 21 In July 2012, plaintiffs filed a complaint for administrative review. Plaintiffs argued they

had been adversely affected by the executive committee’s decisions by not being permitted

to purchase service credit for those quarters in which they were employed for more than one-

half time. They sought judicial review of those decisions, which they claimed were clearly

erroneous and a violation of their right to equal protection.

¶ 22 In November 2012, defendants filed a brief in opposition to plaintiffs’ complaint for

administrative review. Defendants claimed that in April 2007, after the full-time faculty

grievance, then-College President Sunil Chand directed human resources to prospectively

change its reporting of percentage times to SURS. Defendants claimed Benz retroactively

revised the percentage times for prior service periods that previously had been reported as

being below 50% and reported the revised figures to SURS for plaintiffs in May 2007. After

plaintiffs proceeded to apply for the purchase of prior service based on the revised figures,

SURS engaged in email discussions with the College regarding discrepancies between the

new figures and those that had been reported in the late 1990s. Following the inquiry, the

College sent hand-corrected reports that reverted to the original percentage time for each

plaintiff. SURS then denied plaintiffs’ applications.

¶ 23 In January 2013, the circuit court conducted a hearing on the complaint. In February

2013, the court issued its written order, finding as follows:

“1. The Court finds that the standard of review that applies in this case is the manifest

weight of the evidence standard.

2. Based on 40 ILCS 5/15-134.1(b), Defendants are obligated to accept the

determination made by the educational entity as to the status of its employees.

3. The Court finds the College of Du Page has provided two different employment

records to the State Universities Retirement System (‘SURS’). SURS staff sought

clarification from the College and the College reported that the Plaintiffs did not work

at least half-time for the time periods in question. Relying upon that report, Defendants

determined that Plaintiffs were ineligible to purchase prior service credit pursuant to 40

ILCS 5/15-113.1(c) for those periods.

4. Based on the presentation by the Parties, the Court finds that the final

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administrative decision of the Defendants was not against the manifest weight of the

evidence. The Plaintiffs’ complaint for administrative review is hereby denied.”

This appeal followed.

¶ 24 II. ANALYSIS

¶ 25 A. Burden of Proof and Standard of Review

¶ 26 Our supreme court has stated that “under any standard of review, a plaintiff to an

administrative proceeding bears the burden of proof, and relief will be denied if he or she

fails to sustain that burden.” Marconi v. Chicago Heights Police Pension Board, 225 Ill. 2d

497, 532-33, 870 N.E.2d 273, 293 (2006). Plaintiffs’ burden of proof in an administrative

hearing is by a preponderance of the evidence. 5 ILCS 100/10-15 (West 2012). “With

administrative cases, this court reviews the administrative agency’s decision, not the circuit

court’s.” Kildeer-Countryside School District No. 96 v. Board of Trustees of Teachers’

Retirement System, 2012 IL App (4th) 110843, ¶ 20, 972 N.E.2d 1286.

¶ 27 “In administrative review cases, this court reviews factual question[s] under the manifest

weight standard, questions of law de novo, and mixed questions of law and fact under the

clearly erroneous standard.” Buckner v. University Park Police Pension Fund, 2013 IL App

(3d) 120231, ¶ 13, 983 N.E.2d 125. “A finding is against the manifest weight of the evidence

where the opposite conclusion is clearly apparent.” Adams v. Board of Trustees of the

Teachers’ Retirement System, 407 Ill. App. 3d 592, 595, 944 N.E.2d 789, 791 (2011). “An

administrative agency’s decision is clearly erroneous where the reviewing court comes to the

definite and firm conclusion the agency has committed an error.” Adams, 407 Ill. App. 3d

at 595, 944 N.E.2d at 792.

¶ 28 In the case sub judice, the parties disagree over the applicable standard of review on the

service-credit issue. Plaintiffs argue the clearly erroneous standard applies, while defendants

argue the manifest-weight-of-the-evidence standard applies. As the issue of plaintiffs’ ability

to purchase service credit centers on the factual question of whether they were employed at

least one-half time at the College during the 1980s, we agree with defendants and find the

manifest-weight standard is appropriate.

¶ 29 B. SURS Denial of Plaintiffs’ Request To Purchase Service Credit

¶ 30 The SURS executive committee adopted the claims panel’s decision as its findings of

facts and conclusions of law. The claims panel stated the issue was whether plaintiffs met

their burden of proving they were employed at least one-half time for the periods during the

1980s when they sought to purchase service credit.

¶ 31 The Pension Code allows SURS participants to purchase service credit for prior work

performed when the employee “was employed at least one-half time for an employer

preceding the date of becoming a participant.” 40 ILCS 5/15-113.1(c) (West 2012). Whether

a participant has worked at least half-time or more is a determination left to the employer

since “the percentage of time employed shall be as reported by the employer.” 40 ILCS 5/15-

134.1(b) (West 2012).

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¶ 32 The claims panel relied on Censky’s email, which stated the Owens formula was in effect

during the 1980s. Censky also indicated the College’s policy 4456 did not deal with the

percent of time worked by faculty members for SURS reporting purposes but dealt with how

many hours a part-time faculty member was allowed to teach. The claims panel accepted

Censky’s email as evidence of the College’s policy prior to 2007 and found policy 4456 did

not overcome or contradict Censky’s statements of what constituted the applicable policy.

¶ 33 Plaintiffs argue the decision by SURS to deny their requests for service credit is not

supported by the evidence as it was based on improperly admitted hearsay found in Censky’s

email.

¶ 34 In administrative cases, the same rules of evidence applied in civil cases in the circuit

courts shall also apply. 5 ILCS 100/10-40(a) (West 2012). “Evidence not admissible under

those rules of evidence may be admitted, however, (except where precluded by statute) if it

is of a type commonly relied upon by reasonably prudent men in the conduct of their affairs.”

5 ILCS 100/10-40(a) (West 2012).

¶ 35 “Generally, hearsay evidence is not admissible in an administrative proceeding.

[Citation.] However, where there is sufficient competent evidence to support an

administrative decision, the improper admission of hearsay testimony in the administrative

proceeding is not prejudicial error.” Goranson v. Department of Registration & Education,

92 Ill. App. 3d 496, 501, 415 N.E.2d 1249, 1253 (1980).

¶ 36 Defendants argue plaintiffs cannot now object to Censky’s email because they moved for

its admission during the second administrative hearing in October 2011 and failed to raise

a proper evidentiary objection before the administrative hearing officer.

¶ 37 “It is well established that when hearsay evidence is admitted without an objection, it is

to be considered and given its natural probative effect.” Jackson v. Board of Review of the

Department of Labor, 105 Ill. 2d 501, 508, 475 N.E.2d 879, 883 (1985). “In an

administrative proceeding, ‘hearsay evidence that is admitted without objection may be

considered by the administrative body and by the courts on review.’ ” S.W. v. Department

of Children & Family Services, 276 Ill. App. 3d 672, 682, 658 N.E.2d 1301, 1308 (1995)

(quoting Jackson, 105 Ill. 2d at 509, 475 N.E.2d at 883).

¶ 38 In this case, plaintiffs’ counsel moved to admit certain documents, including the Censky

email, before the hearing officer in October 2011. Plaintiffs’ counsel did not ask the hearing

officer to exclude the Censky email from the record on the basis that it constituted

inadmissible hearsay.

¶ 39 Plaintiffs argue they objected to Censky’s email “at every opportunity.” Plaintiffs rely on

their counsel’s June 21, 2010, letter to Karen Maggio, an executive assistant at SURS, that

stated Censky had no foundation for her knowledge of when the Owens formula was used.

Plaintiffs also cite an October 18, 2010, letter from plaintiffs’ counsel to the deputy director

of member services at SURS, which claimed Censky provided no foundation for her

knowledge. In their statements of claims submitted prior to the October 2011 hearing,

plaintiffs claim SURS offered no foundation as to Censky’s knowledge of what formula the

College used in the 1980s.

¶ 40 We find plaintiffs did not adequately object to the admission of Censky’s email on

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hearsay grounds. The 2010 letters were not addressed to the hearing officer and did not

request the exclusion of Censky’s email from the record or consideration. Moreover, the

statements of claims do not object to the email on hearsay grounds and do not argue it is

inadmissible. The arguments raised go more toward the weight to be given to the Censky

email rather than admissibility. Without a valid hearsay objection, we find plaintiffs have

forfeited their argument on appeal.

¶ 41 Even if plaintiffs offered a valid objection, we find any improper admission did not

amount to prejudicial error. “We may rely on any basis appearing in the record to affirm an

agency’s decision.” Kimball Dawson, LLC v. City of Chicago Department of Zoning, 369 Ill.

App. 3d 780, 787, 861 N.E.2d 216, 223 (2006). Here, plaintiffs applied to purchase service

credit in the late 1990s for work they performed in the 1980s before they were SURS

participants. The College used the Owens formula, and plaintiffs were able to purchase

service credit for some quarters but not all. In 2007, after the issue involving the full-time

faculty grievance, plaintiffs again attempted to purchase service credit. Benz found they were

now eligible based on new calculations applied retroactively. However, an email from the

College president had indicated the Owens formula was to be discontinued and the new

formula was to be applied prospectively.

¶ 42 Upon noticing the discrepancies between the newly reported Benz figures with those

previously reported in the late 1990s, SURS asked for clarification. The College noted the

revised formula, pointed out the prospective nature of any changes, and corrected the reports

to revert to the original percentage times for each plaintiff. Thereafter, SURS denied

plaintiffs’ applications.

¶ 43 The evidence in this case indicates plaintiffs were denied the opportunity to purchase

service credit in the late 1990s because they did not qualify. The evidence also indicates the

only reason they were determined to be eligible to purchase credit in 2007, after having once

been denied, was based on an erroneously retroactive application of the SURS calculation

by the College. Once the College reported the discrepancy after inquiry from SURS, the

percentages were corrected and SURS denied the applications. We find this determination

was not against the manifest weight of the evidence.

¶ 44 Plaintiffs, however, argue the decision by SURS to deny their requests to purchase

service credit is contrary to this court’s decision in Wargo v. State Universities Retirement

System, 106 Ill. App. 3d 930, 436 N.E.2d 745 (1982). In that case, this court held SURS does

not have authority to determine who is eligible to participate in the system. Wargo, 106 Ill.

App. 3d at 933-34, 436 N.E.2d at 748. We stated “the employers decide who their employees

are, and that decision determines eligibility to participate in the pension fund; we find no

provision in the Pension Code granting that power to the Board of Trustees of SURS.”

Wargo, 106 Ill. App. 3d at 933-34, 436 N.E.2d at 748.

¶ 45 Plaintiffs argue SURS did not accept the College’s initial report regarding their eligibility

provided by Benz. Instead, they argue Lieb intervened and caused the College to recalculate

their service credit using the Owens formula. Plaintiffs contend SURS wrongfully intervened

as Wargo required SURS to defer to the College.

¶ 46 We find plaintiffs’ contention without merit. The evidence indicates SURS was

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confronted with Benz’s recalculations, which would have allowed plaintiffs to purchase

service credit that previously had been denied. SURS simply asked for clarification to clear

up the confusion. Plaintiffs would have us believe SURS could never question even an

obvious mistake but must take whatever percentages the College provides. Such cannot be

the law. Here, SURS acted within the scope of its authority and deferred to the College as

to the appropriate percentages of plaintiffs’ workload.

¶ 47 C. Equal Protection

¶ 48 Plaintiffs also argue the decision by SURS to deny their request for service credit violated

their right to equal protection. We disagree.

¶ 49 Both the United States Constitution and the Illinois Constitution guarantee citizens equal

protection of the law. U.S. Const., amend. XIV; Ill. Const. 1970, art. I, § 2. An analysis of

an equal-protection claim is the same under the United States Constitution and the Illinois

Constitution. In re Jonathon C.B., 2011 IL 107750, ¶ 116, 958 N.E.2d 227. “The equal

protection clause guarantees that similarly situated individuals will be treated in a similar

fashion, unless the government can demonstrate an appropriate reason to treat them

differently.” Jonathon C.B., 2011 IL 107750, ¶ 116, 958 N.E.2d 227; see also Kaczka v.

Retirement Board of the Policemen’s Annuity & Benefit Fund, 398 Ill. App. 3d 702, 707, 923

N.E.2d 1282, 1287 (2010). Review of an equal-protection claim is de novo. Yoder v.

Ferguson, 381 Ill. App. 3d 353, 379, 885 N.E.2d 1060, 1081 (2008).

¶ 50 Plaintiffs have failed to set forth a viable equal-protection clause claim in this case.

Puccio’s testimony during the hearings concerning three individuals she believed to have

purchased service credit under the new formula at a time when plaintiffs were denied the

same opportunity is not substantiated. Lieb indicated she had initiated the process for

reviewing service purchased in other cases and action could be taken to rectify any errors.

Nothing in the record corroborates plaintiffs’ claim that they were treated differently from

similarly situated individuals. With only bare allegations and unsupported conclusions,

plaintiffs cannot even make out a prima facie case of an equal-protection violation.

¶ 51 III. CONCLUSION

¶ 52 For the reasons stated, we affirm the circuit court’s affirmance of the Board’s final

administrative determination.

¶ 53 Affirmed.

¶ 54 PRESIDING JUSTICE APPLETON, dissenting.

¶ 55 I respectfully dissent because the majority decision suffers from a fundamental

inconsistency. On the one hand, the majority observes that under section 15-113.1(c) of the

Pension Code (40 ILCS 5/15-113.1(c) (West 2012)), participants may “purchase service

credit for prior work performed when the employee ‘was employed at least one-half time for

an employer preceding the date of becoming a participant.’ ” Supra ¶ 31 (quoting 40 ILCS

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5/15-113.1(c) (West 2012)). Thus, under section 15-113.1(c), a participant’s right to

purchase service credit depends on an objective fact: whether the participant was employed

“at least one-half time.” 40 ILCS 5/15-113.1(c) (West 2012). The claims panel said that, in

the administrative hearing, plaintiffs had the burden of proving that objective fact. “The

claims panel stated the issue was whether plaintiffs met their burden of proving they were

employed at least one-half time for the periods during the 1980s when they sought to

purchase service credit.” Supra ¶ 30. Likewise, the majority says that whether plaintiffs may

purchase service credit “centers on the factual question of whether they were employed at

least one-half time at the College during the 1980s” and hence, in this appeal, we should

uphold the finding of SURS on that factual question unless the finding is against the manifest

weight of the evidence. Supra ¶ 28.

¶ 56 On the other hand, under section 15-134.1(b) (40 ILCS 5/15-134.1(b) (West 2012)) as

interpreted by SURS and the majority, the determination of the employer is conclusive.

Whatever the employer says goes. “The percentage of time employed shall be as reported by

the employer.” 40 ILCS 5/15-134.1(b) (West 2012). Consequently, I am left wondering what

was the purpose of having an evidentiary hearing before the claims panel. The outcome is

predetermined, regardless of the evidence. The game is rigged. It would not matter if, in such

an administrative hearing, the employee proved, as an indisputable objective fact, that he or

she worked 16 hours a day, 7 days a week, for an entire quarter. In the view of SURS and the

majority, the only relevant evidence would be the percentage of time the employer reported

to SURS–even if, by the employer’s own admission, the percentage of time the employer

reported was objectively inaccurate.

¶ 57 In this case, the college ultimately reported to SURS that under the “Owens formula,”

plaintiffs were employed less than half-time in the 1980s. In conjunction with that report,

however, the college informed SURS that the Owens formula was objectively incorrect and

that under the correct methodology, i.e., policy 4456, which the college applied to employees

from 2008 onward, plaintiffs were indeed employed half-time in the 1980s. So, even if one

accepted the questionable proposition that, under section 15-134.1(b), whatever percentage

the employer reports trumps all other evidence, however compelling that other evidence

might be, the employer in this case effectively has reported plaintiffs as working half-time

in the 1980s, i.e., by its admissions that (1) the Owens formula is objectively incorrect, (2)

policy 4456 is objectively correct, and (3) under policy 4456 plaintiffs were employed half-

time.

-11-

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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