Opinion

Lee v. City of Columbus, Ohio

  • 636 F.3d 245
  • 24 Am. Disabilities Cas. (BNA) 257
  • 2011 U.S. App. LEXIS 3508
  • 2011 WL 611904
Court
Court of Appeals for the Sixth Circuit
Filed
Feb 23, 2011
Status
Published
Author
Griffin
On the bench
Suhrheinrich, McKeague, Griffin
Cited by
110 cases
Authority
More cited than 89.6%

holding that the city's policy requiring employees to disclose the nature of their illness when returning from sick leave did not violate the Rehabilitation Act and criticizing Conroy

How later courts described this case

  • holding that the city's policy requiring employees to disclose the nature of their illness when returning from sick leave did not violate the Rehabilitation Act and criticizing Conroy
  • noting in dicta that “[o]bviously, asking an employee whether he is taking prescription drugs or medication . . . trigger[s] the ADA’s . . . protections”
  • “Under our interpretation of privacy rights, we have not yet confronted circumstances involving the disclosure of medical records that, in our view, are tantamount to the breach of a fundamental liberty interest under the Constitution.” (citation modified)
  • “Whether a broader right to nondisclosure of private information even exists remains an open question under the Supreme Court’s recent jurisprudence.” (citing Nelson, 562 U.S. 134)

Written by the judges who cited it.

The opinion

RECOMMENDED FOR FULL-TEXT PUBLICATION

Pursuant to Sixth Circuit Rule 206

File Name: 11a0058p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

_________________

X

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LISA LEE, Individually and as class

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Representatives on behalf of those similarly

situated; PAULA LEE, Individually and as -

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No. 09-3899

class Representatives on behalf of those

,

>

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similarly situated; TERESA RUBY,

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Individually and as class Representatives on

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behalf of those similarly situated; CHERI

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BOWMAN, Individually and as class

-

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Representatives on behalf of those similarly

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situated; CARRIE BEST, Individually and as

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class Representatives on behalf of those

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similarly situated; VERONICA CONLEY,

Plaintiffs-Appellees, -

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-

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v.

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THE CITY OF COLUMBUS, OHIO, -

Defendant-Appellant, -

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MITCHELL BROWN, City of Columbus,

Director of Public Safety, et al., -

Defendants. -

N

Appeal from the United States District Court

for the Southern District of Ohio at Columbus.

No. 07-01230—Gregory L. Frost, District Judge.

Argued: April 28, 2010

Decided and Filed: February 23, 2011

Before: SUHRHEINRICH, McKEAGUE, and GRIFFIN, Circuit Judges.

_________________

COUNSEL

ARGUED: Paula J. Lloyd, CITY ATTORNEY’S OFFICE, Columbus, Ohio, for

Appellant. John Spenceley Marshall, MARSHALL & MORROW, Columbus, Ohio, for

Appellees. ON BRIEF: Paula J. Lloyd, Pamela J. Gordon, CITY ATTORNEY’S

OFFICE, Columbus, Ohio, for Appellant. Michael G. Moore, LAW OFFICES OF

1

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 2

MICHAEL MOORE, Columbus, Ohio, Vivian B. Fisher, CHORPENNING, GOOD &

PANDORA CO., LPA, Columbus, Ohio, for Appellees. Daniel B. Kohrman, AARP

FOUNDATION LITIGATION, Washington, D.C., for Amicus Curiae.

_________________

OPINION

_________________

GRIFFIN, Circuit Judge. In this class action suit, defendant City of Columbus,

Ohio (“the City”), appeals the district court’s order granting in part and denying in part

plaintiffs’ motion for partial summary judgment, denying defendant’s summary

judgment motion, and granting plaintiffs’ request for permanent injunctive relief. The

plaintiffs consist of two certified classes, all of whom are current or former employees

of the City of Columbus, Division of Police. Plaintiffs initiated the present action in

December 2007 alleging that, as employees, they were subject to certain impermissible

city Division Directives that mandate the procedures governing their return to regular

duty following sick leave, injury leave, or restricted duty.

At issue in the present appeal is Directive 3.07 § III(H)(1)(c) (“the Directive”),

which requires returning employees to submit a copy of their physician’s note, stating

the “nature of the illness” and whether the employee is capable of returning to regular

duty, “to your immediate supervisor.” Upset by the mandatory disclosure and funneling

of confidential medical information through immediate supervisors, plaintiffs asserted

class claims, alleging that the Directive violates the Rehabilitation Act, 29 U.S.C. § 791

et seq., and the privacy provisions of the First, Fifth, and Fourteenth Amendments of the

United States Constitution through 42 U.S.C. § 1983.1 The district court granted

summary judgment in favor of plaintiffs on both claims and entered a permanent

injunction prohibiting the City from enforcing Directive 3.07 § III(H)(1)(c). For the

1

The individually named plaintiffs also asserted various claims for relief in their individual

capacities under these federal statutes, as well as under the Family Medical Leave Act, the Declaratory

Judgment Act, and Ohio law. These individual claims are not at issue in the present appeal, which

involves only the plaintiffs as certified classes.

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 3

reasons that follow, we vacate the injunction and reverse and remand for the entry of

judgment in the City’s favor.

I.

The facts of this case are accurately set forth in the district court’s decision:

This case was brought by several employees of the City of Columbus,

Division of Police. Plaintiffs allege that Columbus Police Division

Directive (“Directive”) 3.07 § III(H)(1)(c) violates the Rehabilitation Act

of 1973, 29 U.S.C. § 790 et seq. (“Rehabilitation Act”) and the privacy

provisions of the First, Fifth and Fourteen Amendments to the

Constitution of the United States through 42 U.S.C. § 1983 (“Section

1983”). Plaintiffs request a permanent injunction prohibiting

enforcement of Directive 3.07 § III(1)(c) and Plaintiffs request damages

for alleged harm caused to them by the enforcement of that Directive [].

Directive 3.07 § III(H) relates to the procedures for when an employee

seeks to take sick leave prior to the start of his or her shift and provides

in relevant part:

H. Returning to Regular Duty Following Sick Leave, Injury Leave,

or Restricted Duty

1. All Personnel

a. Notify the Information Desk to mark up prior to returning to

regular duty.

b. If any of the following conditions apply, forward a note from the

attending physician to [the Employee Benefits Unit] upon

returning to regular duty:

(1) More than three days of sick leave were used.

The physician’s note must state the nature of the illness and that

you are capable of returning to regular duty.

(2) Previously notified by a commander to do so.

The physician’s note must state the nature of the illness and that

you are capable of returning to regular duty.

(3) More than two days of sick leave were used due to illness in the

immediate family.

The physician’s note must state the nature of the family

member’s illness and that you were required to care for the

family member.

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 4

Note: Consult the applicable work agreement for the definition of

immediate family.

(4) You were assigned to restricted duty.

The physician’s note must state that you are capable of returning

to regular duty.

c. Submit a copy of the physician’s note to your immediate supervisor.

Under these provisions, an employee who is returning to regular duty

must under specified circumstances provide a note from his or her

attending physician to his or her immediate supervisor. The physician’s

note must state the nature of the illness and that the employee is capable

of returning to regular duty if the employee was off for more than three

days of sick leave or was previously notified by a commander to do so.

Directive 3.07 § III(H)(1)(b)(1), (2). If more than two days of sick leave

were used due to illness in the immediate family, then the physician’s

note must state the nature of the family member’s illness and that the

employee was required to care for the family member. Directive 3.07

§ III(h)(1)(b)(3). In all instances, the Directive requires the employee to

submit a copy of the physician’s note to his or her immediate supervisor.

Directive 3.07 § III(H)(1)(c).

Two of the individually named Plaintiffs, Carrie Best and Cheri

Bowman, moved this Court for preliminary injunctive relief against

enforcement of Directive 3.07(H)(1)(c) against them. That motion was

fully briefed and on June 24, 2008, this Court granted these two

Plaintiffs’ motion and issued a preliminary injunction, holding that Best

and Bowman were substantially likely to succeed on the merits of their

Rehabilitation Act claim and their constitutional challenges to Directive

3.07(h)(1)(c).

On May 21, 2008, Plaintiffs filed a motion to certify two plaintiff classes.

That motion was fully briefed and on August 22, 2008, this Court granted

class certification. Defendants subsequently filed a motion to modify the

definition of one of the classes, which this Court granted. The classes are

defined as follows:

CLASS I

All employees of the City of Columbus, Division of Police, subject to the

enforcement of Division Directive 3.07, who, since December 4, 2005

through present, pursuant to the Directive, have been required to disclose

confidential medical information to supervisory personnel.

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 5

CLASS II

All current employees of the City of Columbus, Division of Police,

subject to the enforcement of Division Directive 3.07.

On September 9, 2008, Plaintiffs filed a motion requesting that the

preliminary injunction prohibiting enforcement of Directive 3.07

§ III(H)(1)(c) against [two individual plaintiffs] be extended to the

Plaintiff Classes. This Court granted that motion on October 8, 2008.

(Citations to record and footnote omitted.)

The parties thereafter filed cross-motions for summary judgment on plaintiffs’

class claims for injunctive relief under the Rehabilitation Act and § 1983. In addition,

the City moved for summary judgment on plaintiffs’ claim for compensatory damages.

On July 15, 2009, the district court issued an opinion and order granting partial summary

judgment in favor of plaintiffs on the Rehabilitation Act and § 1983 claims, denying the

City’s cross-motion, and permanently enjoining the City from enforcing Directive 3.07

§ III(H)(1)(c).2 See Lee v. City of Columbus, Ohio, 644 F. Supp. 2d 1000 (S.D. Ohio

2009). The City now appeals.3

II.

“A party is entitled to a permanent injunction if it can establish that it suffered

a constitutional violation and will suffer continuing irreparable injury for which there

is no adequate remedy at law.” Wedgewood Ltd. P’ship I v. Twp. of Liberty, Ohio, 610

F.3d 340, 349 (6th Cir. 2010) (internal quotation marks and citation omitted). “In

determining whether a district court has properly granted a permanent injunction, we

review factual findings for clear error, legal conclusions de novo, and the scope of

2

The court denied plaintiffs’ summary judgment motion to the extent plaintiffs argued that other

subsections of Directive 3.07 § III, in addition to Directive 3.07 § III(H)(1)(c), were before the court for

requested injunctive relief. The district court held that “considering any Directive other than Directive

3.07 § III(H) would in effect be allowing amendment to the complaint, which will not be permitted at this

stage of these proceedings.” Having found for plaintiffs on the merits of their claims, the district court

concluded that defendants’ summary judgment motion pertaining to plaintiffs’ compensatory damages

claim was moot.

3

The AARP has filed an amicus curiae brief in support of plaintiffs, focusing its argument on the

Rehabilitation Act claim.

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 6

injunctive relief for abuse of discretion.” Gibson Guitar Corp. v. Paul Reed Smith

Guitars, LP, 423 F.3d 539, 546 (6th Cir. 2005).

“Summary judgment is proper when, viewing the facts and drawing all inferences

in the light most favorable to the nonmoving party, there is no genuine issue of material

fact for trial and the moving party is entitled to judgment as a matter of law.” Harris v.

Metro. Gov’t of Nashville & Davidson Cnty., Tenn., 594 F.3d 476, 482 (6th Cir. 2010)

(citing Federal Rule of Civil Procedure 56(c)). “The standard of review for cross-

motions for summary judgment does not differ from the standard applied when a motion

is filed by only one party to the litigation.” Ferro Corp. v. Cookson Group, PLC, 585

F.3d 946, 949 (6th Cir. 2009).

III.

The Rehabilitation Act provides that “[n]o otherwise qualified individual with

a disability in the United States . . . shall, solely by reason of her or his disability, . . . be

subjected to discrimination under any program or activity receiving Federal financial

assistance . . . .” 29 U.S.C. § 794(a) (emphasis added). The Rehabilitation Act specifies

that “[t]he standards used to determine whether this section has been violated in a

complaint alleging employment discrimination under this section shall be the standards

applied under . . . the Americans with Disabilities Act of 1990 [“ADA”] (42 U.S.C.

§ 12111 et seq.) . . . .” 29 U.S.C. § 794(d); see also Doe v. Salvation Army in the U.S.,

531 F.3d 355, 357 (6th Cir. 2008) (“We review claims brought under the Rehabilitation

Act as we would claims brought under the [ADA].”); McPherson v. Mich. High Sch.

Athletic Ass’n, 119 F.3d 453, 459 (6th Cir. 1997) (en banc) (explaining the similarities

in purpose and scope of the two statutes such that “[t]he analysis of claims under the

[ADA] roughly parallels those brought under the Rehabilitation Act”) (citation and

internal quotation marks omitted). The ADA and the Rehabilitation Act both prohibit

discrimination against the disabled – but the Rehabilitation Act, unlike the ADA,

expressly prohibits discrimination solely on the basis of disability.4 See Burns v. City

4

The ADA, on the other hand, proscribes discrimination “on the basis of disability[,]” 42 U.S.C.

§ 12112(a) (2009) or, before its amendment in 2008, “because of the disability.”

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 7

of Columbus, Dep’t of Pub. Safety, 91 F.3d 836, 841-42 (6th Cir. 1996) (“[T]he

Rehabilitation Act permits an employer to make a decision because of a handicap if the

handicap is not the sole reason for the decision.”).

Thus, to recover on a claim of disability-based discrimination under the

Rehabilitation Act, an employee must establish that: “1) he is an individual with a

disability; 2) he is otherwise qualified to perform the job requirements, with or without

reasonable accommodation; and 3) he [suffered an adverse employment action] solely

by reason of his handicap.” Jones v. Potter, 488 F.3d 397, 403 (6th Cir. 2007) (citation

and internal quotation marks omitted).

Citing McPherson, the district court in the case at hand held that the

Rehabilitation Act incorporates the limitations on the disclosure of medical information

contained in the ADA. The ADA provides in relevant part:

A covered entity shall not require a medical examination and shall not

make inquiries of an employee as to whether such employee is an

individual with a disability or as to the nature or severity of the disability,

unless such examination or inquiry is shown to be job-related and

consistent with business necessity.

42 U.S.C. § 12112(d)(4)(A). A “disability” is defined by the ADA as “(A) a physical

or mental impairment that substantially limits one or more of the major life activities of

such individual; (B) a record of such an impairment; or (C) being regarded as having

such an impairment.” 42 U.S.C. § 12102(2) (2006); see also Spees v. James Marine,

Inc., 617 F.3d 380, 395-96 (6th Cir. 2010).5

Under the category of “Acceptable examinations and inquiries[,]” the ADA

permits an employer to “make inquiries into the ability of an employee to perform job-

related functions.” 42 U.S.C. § 12112(d)(4)(B).6 Any information obtained regarding

5

The 2009 amendments to this section do not apply retroactively to this case. See Spees, 617 F.3d

at 396.

6

As we explained in E.E.O.C. v. Prevo’s Family Market, Inc., 135 F.3d 1089 (6th Cir. 1998):

The statute clearly permits medical examinations but only in certain limited

circumstances. The focus is on the nature of job relatedness and what constitutes a

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 8

the medical condition or history of an employee must be “collected and maintained on

separate forms and in separate medical files and is treated as a confidential medical

record, except that -- . . . supervisors and managers may be informed regarding necessary

restrictions on the work or duties of the employee and necessary accommodations[.]”

42 U.S.C. § 12112(d)(3)(B)(i); see also 42 U.S.C. § 12112(d)(4)(C).

The district court found that the Rehabilitation Act encompasses these ADA

provisions because “the limited disclosure protection [provided by these ADA

provisions] furthers the anti-discrimination thrust of both statutory schemes. The

restriction on broad disclosure is a protection against undue discrimination of sensitive

information that could lead to discrimination.” Lee, 644 F. Supp. 2d at 1009. Following

the lead of the Second Circuit Court of Appeals in Conroy v. New York State Dep’t of

Correctional Services, 333 F.3d 88 (2d Cir. 2003), the district court held that the City’s

medical inquiries conducted pursuant to the Directive invoked the ADA’s protections:

The fact that the Directive itself requires “a general diagnoses is

sufficient to trigger the protections of the ADA under this provision

[42 U.S.C. § 12112(d)].” Conroy, 333 F.3d at 95 (affirming the district

court’s grant of summary judgment to plaintiff on this point). See also

Pennsylvania State Troopers Ass’n v. Miller, 621 F. Supp. 2d 246 (M.D.

Pa. 2008) (holding that universal policy requiring employee to provide

information on “the nature of the inquiry or illness” was an

impermissible disability-related inquiry); Transp. Workers Union, Local

100 v. N.Y. City Transit Auth., 341 F. Supp. 2d 432 (S.D. N.Y. 2004)

(same). [The City’s] argument that it is not in control of the extent or

accuracy of the diagnoses the treating physician chooses to impart on the

return to work document is irrelevant to the reasoning behind this

conclusion. This Court agrees with the Conroy court’s conclusion “that

since general diagnoses may expose individuals with disabilities to

employer stereotypes, the Policy implicates the concerns expressed in

these provisions of the ADA” and, by incorporation the Rehabilitation

Act. Conroy, 333 F.3d at 95-96.

business necessity. The interpretative guidelines to the ADA explain that the statute

was intended to prevent against “medical tests and inquiries that do not serve a

legitimate business purpose.” 29 C.F.R. § 1630.13(b) App. (1996).

Id. at 1094. See also Sullivan v. River Valley Sch. Dist., 197 F.3d 804, 812 (6th Cir. 1999) (“While it is

true that the ADA limits an employer’s ability to request unfounded examinations to prevent the unwanted

exposure of the employee’s disability and stigma it may carry, an employer may order a well-founded

examination.”) (citation and internal quotation marks omitted).

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 9

Id. at 1012.

The district court determined that the Directive’s requirement that the

confidential medical information be disclosed to immediate supervisors violates

§ 12112(d)(4)(A), because supervisory personnel in the chain of command are not

authorized by the statute to have unfettered access to confidential medical information:

The ADA and its implementing rules explicitly provide for disclosure of

such medical information to a supervisor only in select circumstances,

and by so expressly limiting disclosure, the statutory scheme implicitly

forecloses disclosure to supervisors for purposes that fall outside those

narrow and specific purposes. If the ADA were intended to allow full

disclosure to a supervisor in all instances, then there would be no need

for the specific disclosure to a supervisor language. See, e.g., 42 U.S.C.

§ 12112(d)(3)(B)(i). The city’s view would mean that the explicit

exception for supervisors was mere surplusage, but there is no basis to

reach the conclusion that Congress did not intend for the specific

language concerning supervisors to constitute a substantive provision.

Id. at 1010 (citation and quotation marks omitted). The district court held that the

Directive was overly intrusive and improperly provided supervisors with confidential

medical information even when they had no reason to possess such knowledge,

particularly in light of the fact that the City had a human resources department which

presumably could be used to create a “confidentiality barrier between these personnel,

whose jobs consist of handling medical information, and supervisors.” Id. (citation and

internal quotation marks omitted). Finding that the City otherwise failed to make out the

affirmative defense of business necessity, the court granted summary judgment and

permanent injunctive relief to plaintiffs on their Rehabilitation Act claim. Id. at 1013-

15.

As a preliminary matter, we note that the Rehabilitation Act addresses the

confidentiality of medical records only in the limited context of pre-employment

examinations. See 28 C.F.R. § 42.513; 24 C.F.R. § 8.13(a). However, we agree with the

district court and other courts that the ADA’s limitations on the disclosure of medical

information set forth in 42 U.S.C. § 12112(d) are incorporated by reference into the

Rehabilitation Act. See Doe v. U.S. Postal Service, 317 F.3d 339, 340 (D.C. Cir. 2003);

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 10

Scott v. Napolitano, 717 F. Supp. 2d 1071, 1082 n.4 (S.D. Cal. 2010); Brady v. Potter,

No. Civ. 02-1121, 2004 WL 964264, at *4 (D. Minn. April 30, 2004) (unpublished);

Greer v. O’Neill, No. 01-1398, 2003 WL 25653036, at *9 (D.D.C. Sept. 25, 2003)

(unpublished). Plaintiffs must therefore show that the Directive’s mandate amounted to

a prohibited inquiry into their medical disability within the meaning of the ADA,

42 U.S.C. § 12112(d)(4)(A).

Moreover, the district court appropriately determined that plaintiffs are proper

parties to challenge the Directive. See Lee, 644 F. Supp. 2d at 1011. A plaintiff need

not prove that he or she has a disability in order to contest an allegedly improper medical

inquiry under 42 U.S.C. § 12112(d). See Harrison v. Benchmark Elecs. Huntsville, Inc.,

593 F.3d 1206, 1214 (11th Cir. 2010) (“[A] plaintiff has a private right of action under

[§ 12112(d)], irrespective of his disability status.”); Thomas v. Corwin, 483 F.3d 516,

527 (8th Cir. 2007) (Section 12112(d)(4)(A) “applies to all employees, regardless of

whether the employee has an actual disability.”); Conroy, 333 F.3d at 94 (and cases cited

therein) (“[A] plaintiff need not prove that he or she has a disability unknown to his or

her employer in order to challenge a medical inquiry or examination under 42 U.S.C.

§ 12112(d)(4)(a).”); Roe v. Cheyenne Mountain Conf. Resort, Inc., 124 F.3d 1221, 1229

(10th Cir. 1997) (“It makes little sense to require an employee to demonstrate that he has

a disability to prevent his employer from inquiring as to whether or not he has a

disability.”) (citation and internal quotation marks omitted).

However, beyond this point, we part ways with the district court’s analysis,

which follows the Second Circuit’s holding in Conroy that because an employer’s

general request for a “diagnosis” upon an employee’s return from sick leave “may tend

to reveal” a disability, it therefore constitutes a protected disability-related inquiry under

§ 12112(d)(4)(A) of the ADA. Conroy, 333 F.3d at 95. Because we find Conroy to be

distinguishable, the district court’s reliance on this authority is misplaced.

At issue in Conroy was an ADA challenge, under § 12112(d)(4)(A), to a

correctional-facility sick-leave policy, similar to the Directive in the present case, that

required employees to submit general diagnoses as part of a medical certification

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 11

procedure following certain absences. Id. at 92. The certification included a brief

diagnosis that was “sufficiently informative as to allow [the defendant facility] to make

a determination concerning the employee’s entitlement to leave or to evaluate the need

to have an employee examined by [the Employee Health Service] prior to returning to

duty.” Id. (citation and internal quotation marks omitted; second alteration in original).

Although certification was not usually required for absences of less than four days, the

policy indicated that in “exceptional circumstances, a supervisor may exercise the right

to request certification for any absence charged to sick leave or family sick leave

regardless of duration.” Id. (citation and internal quotation marks omitted). A second

related directive stated that “[m]edical certification may be required of any employee

who requests to charge an absence to sick leave credits[,]” but clarified that only

“[e]mployees suspected of attendance abuse may be required to furnish medical

certification for all absences which they seek to charge to sick leave.” Id. (citation and

internal quotation marks omitted; alteration in original). Examining this policy, the

Second Circuit held:

[The defendants] contend[] that requiring medical certification is not an

“inquiry” prohibited under 42 U.S.C. § 12112(d)(4)(A). The ADA does

not forbid all medical inquiries, but only those “as to whether such

employee is an individual with a disability or as to the nature or severity

of the disability.” Id. [The defendants] argue[] that because the Policy

only requires a “general” diagnosis, its inquiries are insufficient to reveal

whether the employee has a disability. [The plaintiff] argues that the

Policy falls within the statute, because the inquiries would tend to reveal

an employee’s disability.

***

It is clear that even what [defendants] refer[] to as a “general diagnosis”

may tend to reveal a disability. We hold that requiring a general

diagnosis is sufficient to trigger the protections of the ADA under this

provision and that summary judgment in [the plaintiff’s] favor was

appropriate on this element.

Few courts have interpreted this provision, but one court has found that

a requirement that employees disclose what prescription drugs they use

is a prohibited inquiry, since such a policy would reveal disabilities (or

perceived disabilities) to employers. See Roe v. Cheyenne Mountain

Conference Resort, 920 F. Supp. 1153, 1154-55 (D. Colo. 1996), aff’d in

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 12

pertinent part, 124 F.3d 1221 (10th Cir. 1997). Similarly, we believe

that since general diagnoses may expose individuals with disabilities to

employer stereotypes, the Policy implicates the concerns expressed in

these provisions of the ADA.

Id. at 95-96. The Conroy court found support for its conclusion in the EEOC’s guide

published for the purpose of clarifying the application of § 12112(d)(4)(A):

The EEOC’s own definition of a “disability-related inquiry” further

undercuts [the defendants’] argument:

What is a “disability-related inquiry”? (Question 1)

A “disability-related inquiry” is a question that is likely

to elicit information about a disability, such as asking

employees about: whether they have or ever had a

disability; the kinds of prescription medications they are

taking; and, the results of any genetic tests they have had.

Disability-related inquiries also include asking an

employee’s co-worker, family member, or doctor about

the employee’s disability.

Questions that are not likely to elicit information about a

disability are always permitted, and they include asking

employees about their general well-being; whether they

can perform job functions; and about their current illegal

use of drugs.

See Questions and Answers: Enforcement Guidance on Disability-

Related Inquiries and Medical Examinations of Employees Under the

Americans with Disabilities Act (ADA), (EEOC, July 2[6], 2000) [EEOC

Notice 915.002, 2000 WL 33407183, at *1-2] . . . . [The defendants’]

requirement of a general diagnosis is much more akin to the examples of

prohibited inquiries than to inquiries into general well-being or ability to

perform job functions.

Id. at 96. The Conroy court therefore concluded that the sick-leave policy at issue

constituted a prohibited disability-related inquiry under § 12112(d)(4)(A) that must be

justified by business necessity.7 See also Pennsylvania State Troopers Ass’n, 621 F.

7

However, finding that genuine issues of material fact existed regarding the defendant’s

affirmative defense of business necessity, the Conroy court remanded the matter to the district court for

further proceedings. Id. at 97-102. On remand, the district court found that “[d]efendants have not

demonstrated that the three-day absence general diagnosis inquiry requirement serves a business necessity”

and, thus, “as the inquiry does not fall within the exception, and it is an inquiry which violates the ADA,

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 13

Supp. 2d at 252 (“A policy that requires the employee to provide a general diagnosis or

description of a medical condition constitutes a prohibited inquiry under

§ 12112(d)(4).”); Transp. Workers Union of Am., Local 100, 341 F. Supp. 2d at 446

(following Conroy and holding that “the general diagnosis requirement [is] an inquiry

within the meaning of the ADA prohibition, because it may tend to reveal a disability”)

(internal quotation marks and citation omitted).

The Conroy court’s holding in this regard has yet to be followed by any of our

sister circuits, and we decline to apply it to the present circumstances. First, we do not

find the requirement that an employee provide a general diagnosis – or in this case, an

even less specific statement regarding the “nature” of an employee’s illness – to be

tantamount to an inquiry “as to whether such employee is an individual with a disability

or as to the nature or severity of the disability” under § 12112(d)(4)(A). By painting

with such a broad brush, and finding suspect any routine or general inquiry simply

because it “may tend to reveal” an employee’s disability, the Conroy court has

unnecessarily swept within the statute’s prohibition numerous legitimate and innocuous

inquiries that are not aimed at identifying a disability. Obviously, asking an employee

whether he is taking prescription drugs or medication, see Doe, 531 F.3d at 358-59, or

questions “seek[ing] information about illnesses, mental conditions, or other

impairments [an employee] has or had in the past[,]” trigger the ADA’s (and hence the

Rehabilitation Act’s) protections. Scott, 717 F. Supp. 2d at 1084-85. Asking an

employee returning to work to describe the “nature” of his illness, however, is not

necessarily a question about whether the employee is disabled.

This is particularly problematic in the present context, which involves a claim

brought under the Rehabilitation Act, not the ADA. The mere fact that an employer,

pursuant to a sick leave policy, requests a general diagnosis that may tend to lead to

information about disabilities falls far short of the requisite proof that the employer is

discriminating solely on the basis of disability. See, e.g., Verkade v. U.S. Postal Service,

plaintiff’s cross-motion for summary judgment must be granted.” Fountain v. N.Y. State Dep’t of Corr.

Servs., No. 99-CV-389, 2005 WL 1502146, at *10 (N.D.N.Y. June 23, 2005) (unpublished).

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 14

378 F. App’x 567, 578 (6th Cir. 2010) (unpublished) (“An employer makes an adverse

employment decision ‘solely’ because of its employee’s disability when the employer

has no reason left to rely on to justify its decision other than the employee’s disability.”)

(citation and internal quotation marks omitted); Turner v. City of Englewood, 195 F.

App’x 346, 354 (6th Cir. 2006) (unpublished) (“Plaintiff cannot make out a prima facie

case of discrimination under the Rehabilitation Act because she cannot prove that

discrimination was the sole motivation for Defendant’s rezoning of her property.”)

(emphasis added).

In Conroy, the Second Circuit was interpreting the ADA, which does not contain

language requiring that plaintiffs demonstrate that they have been discriminated against

“solely by reason” of a disability. The Second Circuit therefore, appropriately, did not

factor that requirement into its decision. The Rehabilitation Act, in contrast, requires

that plaintiffs make exactly that showing. Consequently, the analysis in the present

circumstances should focus on whether a medical inquiry is intended to reveal or

necessitates revealing a disability, rather than whether the inquiry may merely tend to

reveal a disability. Cf. 24 C.F.R. § 8.13(a) (Rehabilitation Act regulation providing that

“a recipient may not make a preemployment inquiry or conduct a preemployment

medical examination of an applicant to determine whether the applicant is an individual

with handicaps or the nature or severity of a handicap.”) (emphasis added).

Here, the generalized and uniform inquiry mandated by the City’s Directive –

requiring that employees returning from more than three days of sick leave submit a note

to their immediate supervisor from their doctor stating the “nature of the illness” – is not

ipso facto a prohibited inquiry “as to whether [an] employee is an individual with a

disability,” as “disability” is defined by the ADA. There is no evidence that this inquiry

is intended to reveal or necessitates revealing a disability. Thus, we conclude that the

Directive does not trigger the protections of § 12112(d)(4)(A).

Even assuming arguendo that the requirement of the Directive can be

characterized as a disability-related inquiry, it is not prohibited by the ADA because it

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 15

is a workplace policy applicable to all employees, disabled or not. As the EEOC

Enforcement Guidance cited by the Conroy court further explains:

May an employer request that an employee provide a doctor’s note

or other explanation when the employee has used sick leave?

(Question 15)

Yes. An employer is entitled to know why an employee is requesting

sick leave. An employer, therefore, may ask an employee to provide a

doctor’s note or other explanation, as long as it has a policy or practice

of requiring all employees to do so.

Questions and Answers: Enforcement Guidance on Disability-Related Inquiries and

Medical Examinations of Employees under the Americans with Disabilities Act (ADA),

2000 WL 33407183, at *4.

The Enforcement Guidance, while non-binding, “constitute[s] a body of

experience and informed judgment to which courts and litigants may properly resort for

guidance.” White v. Burlington N. & Santa Fe Ry. Co., 364 F.3d 789, 812 (6th Cir.

2004) (en banc) (citations and internal quotation marks omitted); see also E.E.O.C. v.

Sundance Rehabilitation Corp., 466 F.3d 490, 500 (6th Cir. 2006) (“[The EEOC’s]

Enforcement Guidance is entitled to respect only to the extent of its persuasive power.”).

Here, we find it to be very “persuasive authority.” White, 364 F.3d at 812.

In fact, on the basis of this Guidance, other courts and the EEOC have held that

an employer’s request for employees to supply information justifying the use of sick

leave is not an improper medical inquiry under the Rehabilitation Act or the ADA. In

White v. Potter, EEOC Dec. 01A14266, 2002 WL 31440931 (Oct. 23, 2002), the EEOC

rejected the employee’s claim that he was discriminated against on the basis of age,

where the employer placed him on leave without pay for failing to provide the required

leave documentation, holding:

While not raised by the parties, we take this opportunity to point out that

there is no evidence that the agency’s actions constituted an improper

medical inquiry under Section 501 of the Rehabilitation Act of 1973 . . . .

Commission guidance makes clear that an employer may ask an

employee to justify his/her use of sick leave by providing a doctor’s note

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 16

or other explanation, as long as it has a policy or practice requiring all

employees, with or without disabilities to do so.

2002 WL 31440931, at *4 n.2.

Similarly, in Donoghue v. Nicholson, EEOC Dec. 0120063441, 2007 WL

2907575 (Sept. 26, 2007), the EEOC rejected the complainant’s claim under the

Rehabilitation Act that her employer failed to accommodate her disability by retracting

previously approved sick leave and denying her leave request, finding that “[e]ven if

complainant verbally informed her supervisor that she needed the leave because of a

medical test, complainant’s supervisor was entitled to request reasonable medical

documentation[,]” which was never provided by the complainant. 2007 WL 2907575,

at *4 (citing EEOC Enforcement Guidance on Disability-Related Inquiries, Notice

915.002, at question 15). See also 5 C.F.R. § 630.405 (requiring certain federal

employees to provide “administratively acceptable evidence or medical certification” for

a sick-leave absence).

In McGill v. Munoz, 203 F.3d 843, 847-48 (D.C. Cir. 2000), an action brought

under the Rehabilitation Act, the court held that evidence that a federal agency

discriminated against an employee on the basis of her depression by requiring her to

provide a doctor’s note for requested sick leave was insufficient for submission to a jury,

where the requirement “complied with the written sick leave policy” and there was no

evidence that employees with similarly suspicious patterns of absenteeism were treated

differently. See also Ogawa v. Henderson, 10 F. App’x 587, 588 (9th Cir. 2001)

(unpublished) (holding that postal carrier, who suffered an on-the-job injury, failed to

establish that he was terminated solely on the basis of his disability, as required by the

Rehabilitation Act, where “[t]he USPS based its termination . . . on his failure to provide

medical documentation after each absence, as required by its sick leave policy.

Employers may terminate otherwise disabled individuals who violate company rules.”);

Luther v. Gutierrez, 618 F. Supp. 2d 483, 493 (E.D. Va. 2009) (holding that terminated

employee, who failed to follow supervisory instructions, failed to follow sick-leave

procedures, and was repeatedly absent without leave, failed to establish a prima facie

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 17

case of disability discrimination under the Rehabilitation Act: “[T]he Rehabilitation Act

does not serve to immunize a disabled employee from discipline in the workplace based

on a violation of a valid work rule applied to all employees.”) (citing Pernice v. City of

Chicago, 237 F.3d 783, 785 (7th Cir. 2001)); Montano v. INOVA Health Care Servs.,

No. 1:08cv565, 2008 WL 4905982, at *7 (E.D. Va. Nov. 12, 2008) (unpublished)

(holding that the employer’s inquiry into the reason for the plaintiff’s medical leave was

not a disability-related inquiry protected by ADA); Bosse v. Chertoff, No. CV 07-12-H-

CCL, 2008 WL 906019, at *10 (D. Mont. March 21, 2008) (rejecting employee’s claim

of disability discrimination under the Rehabilitation Act where the employer “tried to

work with [the plaintiff] and required only that he followed prescribed paperwork and

procedures for using sick leave[,]” but the plaintiff “adamantly refused to follow these

. . . procedures” and “refused to provide the [employer] with the medical certificates

substantiating his illnesses”); Miller v. Donley, EEOC Dec. 0120082055, 2010 WL

4388416, at *4 (Oct. 26, 2010) (rejecting the complainant’s Rehabilitation Act

discrimination claim based upon the employer’s issuance of a letter of absence because

the record showed that the agency legitimately issued the letter “after Complainant had

been off for weeks and did not submit the documentation required for extended leave in

the form the Agency required[,]” and the agency reversed the denial of sick leave once

the complainant “submitted documentation that the agency found adequate”).

In the present case, the City’s Directive is a universal sick-leave policy

applicable across the board to all Division employees, disabled or not, who use

contractual sick leave for a personal illness of more than three days or a family illness

of more than two days, as well as those employees who are on a sick-leave verification

list. Consistent with the above authorities, it constitutes a valid and acceptable inquiry

under § 12112(d)(4)(A).

In granting plaintiffs’ motion for injunctive relief, the district court reluctantly

acknowledged the legitimacy of such sick-leave policies, Lee, 644 F. Supp. 2d at 1009,

but nevertheless enjoined enforcement of the Directive, concluding that it is

impermissible “to require an employee to give the note or slip containing his or her

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 18

medical diagnosis to his or her immediate supervisor, when the Division of Police

maintains a human resources department.” Id. at 1010. The court reasoned:

The only disclosure to a supervisor that is necessary or permissible is that

information that targets necessary restrictions or accommodations for an

employee [under § 12112(d)(3)(B)(i) and (4)C)]. . . .

Supervisors, who are not fungible in this case with human resource

personnel, are on a need-to-know basis, and the directive at issue

improperly provides supervisors with otherwise confidential medical

information even when they have no reason to possess such knowledge.

Id. at 1013 (citation omitted). The district court stated: “Of course, not every employer

will have human resources personnel. The City of Columbus does, however, which

creates a distinction and a confidentiality barrier between these personnel, whose jobs

consist of handling medical information, and supervisors.” Lee, 644 F. Supp. 2d at 1010

(citation omitted).

The district court has created an artificial distinction where none exists. It is not

within the province of the courts to rewrite legislation, superimpose language onto

statutes, or “act as super personnel departments to second guess an employer’s facially

legitimate business decisions.” Adams v. Tenn. Dep’t of Fin. and Admin., 179 F. App’x

266, 272 (6th Cir. 2006) (unpublished) (citation and internal quotation marks omitted).

There is no language in either the Rehabilitation Act or the ADA that, with regard to the

processing of medical inquiries, differentiates between employers based on the size or

organizational structure of the work force or the existence of a separate human resources

department. The ADA clearly permits an employer, including by express definition a

supervisor (as an “agent” of the employer), to make inquiries and receive medical

information in accordance with § 12112(d). See 42 U.S.C. §§ 12111(2) and (5)(A).

Nothing in § 12112(d) prohibits the City from designating an employee’s immediate

supervisor as the initial contact for purposes of administering its sick leave benefits.

The confidentiality provisions set forth in § 12112(3)(B)(i), cited by the district

court, “protect disabled employees from job discrimination by ensuring that the results

of job-related medical examinations would not be kept in their personnel files. The

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 19

statute goes no further than requiring employers to keep that limited class of medical

records confidential[.]” Yoder v. Ingersoll-Rand Co., 31 F. Supp. 2d 565, 569 (N.D.

Ohio 1997), aff’d, 172 F.3d 51 (6th Cir. 1998) (table). Section 12112(3)(B)(i) neither

expressly nor implicitly restricts the role of supervisory personnel in receiving and

processing an employee’s medical information.

Plaintiffs have no basis to challenge the Directive based on unwarranted

speculation that supervisors will disobey the statute’s confidentiality strictures or the

City’s Directive. Supervisors are obligated to follow the City’s rules and policies, which

include an express prohibition against discrimination on the basis of disability and

disclosure of confidential medical information. Division policy prohibits supervisors

from sharing or disseminating doctors’ notes or any confidential information contained

therein.

As the City points out, the legitimacy of sick-leave policies that require

employees returning from leave to provide medical information to supervisors is

demonstrated by the sick-leave policy for employees of the EEOC, which essentially

mirrors the Directive. The EEOC’s own policy provides that “[t]he approval of sick

leave is a responsibility of the supervisor,” who “shall determine that . . . medical

documentation submitted by the employee . . . supports charging the absence to sick

leave.” The EEOC also recognizes that in the context of disability requests, which

would likely entail medical information of a more serious nature than a doctor’s note

furnished for occasional sick leave, that it is appropriate for first-line supervisors to

review and approve ADA accommodation requests in the first instance: “To eliminate

unnecessary levels of review, agencies should authorize first-line supervisors to approve

requests for reasonable accommodation wherever possible.” Policy Guidance on

Executive Order 13164: Establishing Procedures To Facilitate The Provision of

Reasonable Accommodation, No. 915.002, 2000 WL 33407185, at *6 (Oct. 20, 2000)

(emphasis omitted).

In sum, we hold that the City’s Directive comports with the Rehabilitation Act

and does not violate the proscriptions pertaining to disability-related inquiries set forth

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 20

in § 12112(d)(4)(A) of the ADA, incorporated by reference into the Rehabilitation Act.

Because the City’s implementation of the Directive does not constitute an adverse

employment action, plaintiffs have failed to establish a prima facie case of disability

discrimination under the Rehabilitation Act. See Jones, 488 F3d at 404. “Generally, at

the summary judgment stage, a plaintiff’s burden is merely to present evidence from

which a reasonable jury could conclude that the plaintiff suffered an adverse

employment action under circumstances which give rise to an inference of unlawful

discrimination.” Macy v. Hopkins Cnty. Sch. Bd. of Educ., 484 F.3d 357, 364 (6th Cir.

2007) (citation and internal quotation marks omitted). In the present circumstances,

plaintiffs have not carried their burden. See James v. Goodyear Tire & Rubber Co., 354

F. App’x 246, 249 (6th Cir. 2009) (unpublished) (holding that an employer’s valid

demand for a medical examination “cannot constitute an adverse employment action in

general discrimination claims” under the ADA).

For these reasons, we vacate the injunction and reverse the district court’s

judgment in favor of plaintiffs on the Rehabilitation Act claim and remand with

instructions that the district court enter judgment in favor of the City.

IV.

The district court also denied the City’s summary judgment motion and granted

summary judgment in favor of plaintiffs on their claim brought under 42 U.S.C. § 1983,

alleging that implementation of Directive 3.07 § III(H)(1)(c) and the disclosure of their

personal medical information to immediate supervisors violates their privacy rights

protected by the First, Fifth, and Fourteenth Amendments to the United States

Constitution. The court concluded “that Directive 3.07 § III(H)(1)(c) ‘encompasses

unwarranted intrusion into all areas of an employee’s personal medical information

without a sufficiently exculpatory animus’ and, therefore, violates the privacy provisions

found in the United States Constitution.” We disagree.

“The Sixth Circuit . . . has developed and applied a different approach to

assessing informational privacy claims” that “requires that the asserted privacy interest

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 21

implicate a fundamental right.” Lambert v. Hartman, 517 F.3d 433, 442 (6th Cir. 2008).

As we explained in Lambert:

Two types of interests have been identified by the Supreme Court as

protected by the right to privacy that is rooted in the substantive due

process protections of the Fourteenth Amendment. One is the interest in

“independence in making certain kinds of important decisions.” Whalen

v. Roe, 429 U.S. 589, 599-600 & n.26 (1977) (noting that these decisions

have been characterized as dealing with “matters relating to procreation,

marriage, contraception, family relationships, and child rearing and

education” (quoting Paul v. Davis, 424 U.S. 693, 713 (1976)). The other

type of privacy interest applicable to individuals is the “interest in

avoiding disclosure of personal matters.” Id. at 599, 603-04 (recognizing

that a statute requiring that the state be provided with a copy of certain

drug prescriptions implicated the individual’s interest in non-disclosure,

but upholding the law because the statute contained adequate security

measures); Nixon v. Adm’r of Gen. Servs., 433 U.S. 425, 465 (1977)

(assuming that President Nixon had a legitimate expectation of privacy

in his private communications, but upholding a federal law that provided

for the review and classification of presidential materials by professional

archivists). Lambert’s claim implicates the latter interest, which this

court has described as “an individual’s right to control the nature and

extent of information released about that individual” and that “has been

coined an informational right to privacy.” Bloch v. Ribar, 156 F.3d 673,

683 (6th Cir. 1998).

This court, in contrast to some of our sister circuits, “has narrowly

construed the holdings of Whalen and Nixon to extend the right to

informational privacy only to interests that implicate a fundamental

liberty interest.” Id. at 684. A plaintiff alleging a violation of her right

to informational privacy must therefore demonstrate that “the interest at

stake relates to ‘those personal rights that can be deemed fundamental or

implicit in the concept of ordered liberty.’” Id. (quoting J.P. v. DeSanti,

653 F.2d 1080, 1090 (6th Cir. 1981)). Only after a fundamental right is

identified should the court proceed to the next step of the analysis – the

balancing of the government’s interest in disseminating the information

against the individual’s interest in keeping the information private. See

Kallstrom [v. City of Columbus, 136 F.3d 1055, 1061 (6th Cir. 1998)]

(“This circuit . . . will only balance an individual’s interest in

nondisclosure . . . against the public’s interest in and need for the

invasion of privacy where the individual privacy interest is of

constitutional dimension.”).

Applying these standards, this court has recognized an informational-

privacy interest of constitutional dimension in only two instances:

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 22

(1) where the release of personal information could lead to bodily harm

(Kallstrom), and (2) where the information released was of a sexual,

personal, and humiliating nature (Bloch).

Lambert, 517 F.3d at 440 (emphasis added). See also Wilson v. Collins, 517 F.3d 421,

429 (6th Cir. 2008) (“[T]he Sixth Circuit has held that the Constitution does not

encompass a general right to nondisclosure of private information. Instead, the Sixth

Circuit has continued to restrict the right of privacy to those rights that can be deemed

‘fundamental’ or ‘implicit in the concept of ordered liberty.’”) (internal quotation marks

and citations omitted); Overstreet v. Lexington-Fayette Urban Cnty. Gov’t, 305 F.3d

566, 574 (6th Cir. 2002) (“Since DeSanti, this Court has not strayed from its holding,

and continues to evaluate privacy claims based on whether the interest sought to be

protected is a fundamental interest or an interest implicit in the concept of ordered

liberty.”).8

With regard to the dissemination of medical information, we have acknowledged

that “a person possesses no reasonable expectation that his medical history will remain

completely confidential[;] [t]his is not to say that a person has no interest in protecting,

to some extent, the confidentiality of his medical records.” In re Zuniga, 714 F.2d 632,

641 (6th Cir. 1983) (citing Whalen, 429 U.S. at 606-07). However, under our

interpretation of privacy rights, we have not yet confronted circumstances involving the

disclosure of medical records that, in our view, are tantamount to the breach of a

“fundamental liberty interest” under the Constitution. See, e.g., Summe v. Kenton Cnty.

Clerk’s Office, 604 F.3d 257, 270-71 (6th Cir. 2010) (county’s release of medical record

8

Whether a broader right to nondisclosure of private information even exists remains an open

question under the Supreme Court’s recent jurisprudence, NASA v. Nelson, 131 S.Ct. 746 (2011). In

NASA, the Court was confronted by the claims of government contractors that certain aspects of a

background investigation violated their right to privacy. Id. at 751. Looking back to past cases, the Court

noted that since the “waning days of the October Term 1976[,]” it has said “little else on the subject of an

‘individual interest in avoiding disclosure of personal matters.’” Id. at 756. In NASA, just as in Whalen,

the Court then declined to address whether the right existed, and instead, assumed, without deciding, that

the right existed. Id. at 757; see also id. at 764 (Scalia, J., concurring) (criticizing the Court’s decision not

to reach the question of whether the right exists and explaining that a right to “informational privacy” does

not exist). Without any hint of approval for one approach over another, the Court also acknowledged the

existence of “a number of different interpretations of Whalen and Nixon over the years[,]” including our

Circuit’s interpretation of the cases. Id. at 756 n.9 (collecting cases from several circuits, including J.P.

v. DeSanti, 653 F.2d 1080, 1090 (6th Cir. 1981)). Thus, the Court has not provided us with any reason

to take the opportunity to revisit our past precedents on this matter.

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 23

of deputy county clerk to citizen pursuant to open records request did not implicate a

right fundamental or implicit in the concept of ordered liberty so as to violate

constitutional right to privacy); Wilson, 517 F.3d at 428-29 (state prisoner who brought

a § 1983 action did not have a fundamental privacy interest in the information contained

in his DNA profile retained in state and national DNA-indexing systems); Jarvis v.

Wellman, 52 F.3d 125, 126 (6th Cir. 1995) (disclosure of rape victim’s medical records

to an inmate by prison officials “does not rise to the level of a breach of a right

recognized as ‘fundamental’ under the Constitution” so as to state cognizable § 1983

action); In re Zuniga, 714 F.2d at 642 (affirming the enforcement of a subpoena duces

tecum issued by a grand jury, commanding psychotherapists to produce patient

information); Gutierrez v. Lynch, 826 F.2d 1534, 1539 (6th Cir. 1987) (city ordinance

that required employees on sick leave for more than thirty days to complete a form

providing the City with medical information was legitimate request and did not invade

former employee’s right to privacy); Gen. Motors Corp. v. Dir. of Nat’l Inst. for

Occupational Safety, 636 F.2d 163, 165-66 (6th Cir. 1980) (enforcement of a subpoena

issued by the National Institute for Occupational Safety and Health for the production

of medical records of automaker’s employees, in conjunction with research on

workplace health hazards, did not intrude upon protected privacy interests, where

safeguards against the improper disclosure of the confidential information could be

implemented).

The present case is no different. Directive 3.07 § III(H)(1)(c), which requires an

employee returning from sick leave to provide to the immediate supervisor a physician’s

note stating the “nature of the illness,” does not implicate the preservation of life and

personal security interests recognized in Kallstrom, or the interest in shielding sexuality

and choices about sex, protected in Bloch. In short, it does not raise an informational-

privacy concern of a constitutional dimension.

Moreover, as we have already noted, plaintiffs have no basis to challenge the

Directive based on unwarranted speculation that their immediate supervisors will

disobey it. Supervisors are obligated to follow the City’s policies, which include express

No. 09-3899 Lee, et al. v. City of Columbus, Ohio Page 24

prohibitions against the disclosure of confidential information. See Wilson, 517 F.3d at

430 (“The hypothetical possibility of some future abuse does not substantiate a

justiciable controversy.”).

The district court therefore erred in entering judgment in favor of plaintiffs on

their § 1983 claim and in denying defendant’s cross-motion for summary judgment.

V.

For these reasons, we vacate the injunction and reverse and remand for the entry

of a judgment in favor of the City on plaintiffs’ claims brought under the Rehabilitation

Act and § 1983.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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