The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
LORI HUNT,
:
:
Plaintiff,
:
: Case No. 2:23-cv-04035
v.
: Judge Algenon L. Marbley
: Magistrate Judge S. Courter M. Shimeall
:
AT&T INC., et al.,
:
:
Defendants.
OPINION AND ORDER
This matter is before the Court on Plaintiff’s Motion to File Document Under Seal (ECF
No. 26), in which she requests leave to file certain exhibits used to support her Motion to Vacate
the Arbitrator’s Award (ECF No. 27) under seal—namely Exhibits 6–8 (the parties’ briefs and
exhibits that they filed in the underlying arbitration) and Exhibit 9 (the Arbitrator’s Award)—
pursuant to certain confidentiality provisions in the Stipulated Protective Order the parties
executed in arbitration. Requiring more information, the Court directed Defendants to file
supplemental briefing as to why Exhibits 6–9 should be filed under seal. (ECF No. 28.)
Defendants filed a supplemental brief requesting that the Court seal any portions of Exhibits that
the parties designated as confidential in the underlying Arbitration. (ECF No. 31.) In the
alternative, Defendants request that the Court seal certain specific documents contained within
Exhibits 6–9. (Id. at PAGEID #: 261–65.) For the following reasons, Plaintiff’s and Defendants’
sealing requests are GRANTED in part and DENIED in part.
I. LEGAL STANDARD
There is a strong presumption in favor of public access to judicial records. Stanley v.
Turner Oil & Gas Properties, Inc., No. 2:16-CV-386, 2017 WL 5068444, at *1 (S.D. Ohio
July 24, 2017). The Sixth Circuit has directed that documents filed with the Court may be
placed under seal “[o]nly for the most compelling reasons.” Shane Grp., Inc. v. Blue Cross
Blue Shield of Michigan, 825 F.3d 299, 305 (6th Cir. 2016) (quoting In re Knoxville News–
Sentinel Co., 723 F.2d 470, 476 (6th Cir. 1983)). “A movant’s obligation to provide
compelling reasons justifying the seal exists even if the parties themselves agree the filings
should be sealed.” White v. Wilberforce Univ., No. 1:16-CV-1165, 2017 WL 3537233, at *2
(S.D. Ohio Aug. 17, 2017) (emphasis in original) (citing Rudd Equip. Co., Inc. v. John Deere
Constr. & Forestry Co., 834 F.3d 589, 595 (6th Cir. 2016)).
To overcome that strong presumption of openness, a party seeking to seal court records
“must show three things: (1) a compelling interest in sealing the records; (2) that the interest
in sealing outweighs the public’s interest in accessing the records; and (3) that the request is
narrowly tailored.” Kondash v. Kia Motors Am., Inc., 767 F. App’x 635, 637 (6th Cir. 2019).
And the parties seeking to seal documents must demonstrate “document-by-document, line-
by-line” why they meet their burden to seal. Shane Grp., Inc., 825 F.3d at 308. The party
seeking the seal must therefore “analyze in detail, document by document, the propriety of
secrecy, providing reasons and legal citations.” Id. at 305–06 (quoting Baxter Int’l, Inc. v.
Abbott Labs., 297 F.3d 544, 548 (7th Cir. 2002)). These reasons and legal citations must be
sufficient for a district court to “set forth specific findings and conclusions which justify
nondisclosure to the public.” Rudd Equip. Co., Inc., 834 F.3d at 594.
II. ANALYSIS
Defendants request that the Court seal all documents submitted by either party to this action
that were designated confidential in the underlying arbitration or, in the alternative, that the Court
seal specific portions of Plaintiff’s Exhibits 6–9. (ECF No. 31.) As explained more fully below,
Defendants have not fully met their burden for sealing all these documents.
A. Defendants’ Request to Seal All Documents Designated Confidential in the
Underlying Arbitration
Defendants failed to meet their burden with respect to their request that the Court seal all
the materials designated as confidential in the underlying arbitration. Defendants concede that the
“parties’ agreement to keep documents confidential, standing alone, does not constitute a
compelling reason for filing under seal[],” but argue that the Federal Arbitration Act’s policy in
favor of enforcing the terms of agreements made in arbitration provides an adequate basis to seal
the materials at issue here. (ECF No. 31, PAGEID #: 260.) But “[c]onfidentiality agreements
entered in connection with arbitration proceedings do not automatically justify sealing documents
in litigation.” Schnatter v. 247 Grp., LLC, No. 3:20-CV-00003-BJB-CHL, 2024 WL 3165317, at
*2 (W.D. Ky. June 25, 2024) (collecting cases). And none of the out-of-circuit cases Defendants
cite to stand for the proposition that a confidentiality agreement entered in connection with
arbitration proceedings provides Defendants carte blanche to seal the materials at issue here. (See
ECF No. 31, PAGEID #: 260.)
Accordingly, to the extent Defendants request that the Court seal all documents designated
as confidential in the underlying arbitration, Defendants’ request is DENIED.
B. Specific Documents
In the alternative, Defendants request that the Court seal specific documents within
Plaintiff’s Exhibits 6–9. Defendants submitted a chart identifying and describing these documents
and their rationale for sealing. (ECF No. 31, PAGEID #: 263–65.) These documents can be broken
into three categories based on Defendants’ rationale for sealing: (1) documents that contain private
information of non-parties; (2) documents that contain customer information; and (3) documents
that contain confidential business information. The Court will discuss each category in turn.
i. Private Information of Non-Parties
As to the documents Defendants claim contain private information of non-parties,
Defendants seek to seal notes with personal information about non-party AT&T employees1 and
an employee ranking scorecard.2 (ECF No. 31 at PAGEID #: 263–65.) The Sixth Circuit has
made clear that “‘the privacy interests of innocent third parties should weigh heavily in a court’s
balancing equation.’” Shane Grp., 825 F.3d at 308 (quoting United States v. Amodeo, 71 F.3d
1044, 1050 (2d Cir. 1995)).
As to the notes with personal information about non-party AT&T employees, Defendants
represent that the notes contain the private, personal information of non-parties to this action.
(ECF No. 31, PAGEID #: 264.) To the extent that the notes contain the names and personal
telephone numbers of non-parties, the Court concludes that a compelling interest exists and that
the non-parties’ right to privacy outweighs the public’s interest in access to the information.
As to the employee ranking scorecard, Defendants represent only that this document
contains information about AT&T employees related to their evaluation and rankings for a
reduction in workforce but fail to explain how this information implicates the privacy interests of
the employees. (Id. at PAGEID #: 264.) Defendants do not specify whether the employee ranking
scorecard identifies employees by name or explain whether the information could harm any third
party employee’s employment prospects. Thus, the Court finds—at this point, based on the record
before it—this justification insufficient to warrant sealing.
1 The notes are identified in Defendants’ chart as “Notes with names and personal telephone numbers of
AT&T employees (Ex. 21 Hunt Dep.).”
2 The employee ranking scorecard is identified in Defendants’ chart as “Rate Rank 2022 Scorecard (Exs. 9,
11, 26 Hunt Dep.).”
Accordingly, Defendants’ request to seal the notes with personal information about non-
party AT&T employees is GRANTED, and Defendants’ request to seal the employee ranking
scorecard is DENIED without prejudice subject to the directives below.
ii. Customer Information
Defendants seek to redact AT&T’s customer maps,3 arguing that the maps could be used
by competitors to compete with Defendants. (ECF No. 31, PAGEID #: 263–64.) Defendants
represent that the customer maps detail AT&T’s demarcation of customers territories within the
State of Ohio. To the extent the customer maps contain information about customers, Defendants
have demonstrated that they have a compelling interest in sealing them. Documents that “provide
competitors with an inside look at [a party’s] business strategies and potential customers[]” are
sufficiently confidential. See Lucid Health, Inc. v. Premier Imaging Ventures, LLC, No. 2:20-CV-
1055, 2021 WL 128956, at *2 (S.D. Ohio Jan. 14, 2021) (sealing documents containing revenue
and sales data). “Courts find that parties have a compelling interest in sealing documents that
contain such business information (customers, sales, and pricing) because its disclosure can lead
to a competitive disadvantage with third parties.” Midwest Motor Supply Co. v. Nietsch, No. 2:22-
CV-4049, 2025 WL 2945127, at *2 (S.D. Ohio Oct. 17, 2025). The public also has a limited
interest in such business information, especially when it is indirectly related to the outcome of a
legal dispute. That appears to be the case here.
Moreover, although Defendants do not explain why their request to seal the entirety of the
customer maps is narrowly tailored, Defendants’ description of the maps suggests that redaction
of the confidential information would be impracticable. Unredacted copies of the customer maps
may therefore be filed under seal.
3 The customer maps are identified in Defendants’ chart as “AT&T Maps (Exs. 7-8 Hunt Dep.; Ex. F, Hunt
Opp’n to MSJ).”
Accordingly, Defendants’ request to seal the customer maps is GRANTED.
iii. Confidential Business Information
Defendants seek to seal various documents that Defendants represent are considered
intellectual property and/or proprietary information, including AT&T’s interview guide, code of
business conduct, policies, performance evaluations, and training documents.4 Additionally,
Defendants seek to seal internal investigative reports.5
Trade secrets are a “recognized exception to the right of public access to judicial records,”
Brown & Williamson Tobacco Corp., 710 F.2d at 1180, and the existence of a trade secret satisfies
the first “compelling interest” element in Shane Group, see Kondash, 767 F. App’x at 638. A
trade secret in Ohio is “information” that “derives independent economic value . . . from not being
generally known to . . . other persons who can obtain economic value from its disclosure or use”
and that a party expends reasonable efforts to keep secret. Hande’s Enterprises, Inc. v.
Schulenberg, 765 F. App’x 117, 122 (6th Cir. 2019) (quoting Ohio Rev. Code § 1333.61(D)). In
Ohio, six non-dispositive factors are used to determine the existence of a trade secret:
(1) The extent to which the information is known outside the business; (2) the extent
to which it is known to those inside the business . . . ; (3) the precautions taken by
the holder of the trade secret to guard the secrecy of the information; (4) the savings
effected and the value to the holder in having the information as against
competitors; (5) the amount of effort or money expended in obtaining and
developing the information; and (6) the amount of time and expense it would take
for others to acquire and duplicate the information.
Kondash, 767 F. App’x at 638–39 (quoting Heartland Home Fin., Inc. v. Allied Home Mortg.
4 These documents are identified in Defendants’ chart as “AT&T’s Interview Guide (Ex. 23 Hunt Dep.),”
“AT&T’s Code of Business Conduct (Exs. 14 and 29 Hunt Dep.; Ex. 7 Styf Dep.),” “AT&T’s Equal Employment
Opportunity & Harassment Policies (Exs. 15 and 29 Hunt Dep.),” “AT&T’s EEO Awareness Management Training
(Ex. 28 Hunt Dep.),” “AT&T Performance Evaluations (Ex. A-2 and A-3 Hunt Aff.),” “AT&T Global HR Services
termination processing document (Ex. 6 Styf Dep.),” and “AT&T’s Proprietary Classifications training (Ex. 8 Styf
Dep.).”
5 The investigative report is identified in Defendants’ chart as “AT&T Investigative Reports (Exs. 3-4 Styf
Dep.).”
Capital Corp., 258 F. App’x 860, 861–62 (6th Cir. 2008) (internal quotation omitted)).
A party can “establish that a compelling interest exists to protect confidential business
information even if it is not a trade secret.” Ewalt v. Gatehouse Media Ohio Holding II, Inc., No.
2:19-cv-4262, 2022 WL 1080772, at *3 (S.D. Ohio Apr. 11, 2022) (citing Kondash, 767 F. App’x
at 638). “But the burden is a heavy one.” JobsOhio v. Nexient, LLC, No. 2:24-CV-1445, 2024
WL 5365019, at *3 (S.D. Ohio Oct. 22, 2024). While information that others could use to gain a
competitive advantage may warrant sealing, a moving party still “must show that disclosure would
‘seriously harm its competitive standing.’” Ewalt, 2022 WL 1080772, at *3 (quoting U.S. ex rel.
Scott, No. 3:18-cv-61, 2021 WL 4449277, at *4 (W.D. Ky. Sept. 28, 2021)).
Here, Defendants fail to meet the high standard set forth by the Sixth Circuit with respect
to these documents. Defendants represent that the above documents are “non-public,” but say
little else to establish that these documents are trade secrets. Specifically, Defendants do not
explain “the savings affected [or] the value” they retain by keeping this information secret
from competitors. See Kondash, 767 F. App’x at 638–39. Nor do Defendants address “the
amount of effort or money expended in obtaining and developing the information” or the
“amount of time and expense it would take” for competitors to “acquire and duplicate” these
documents. See id. As a result, and based on the record before it, the Court cannot conclude
that the above documents are trade secrets.
Nor can the Court conclude that Defendants have otherwise offered sufficient
justifications for sealing the documents as confidential business information. Defendants offer
no explanation of what specific harm may be sustained from the disclosure of these exhibits
on the public record. See Shane Grp., 825 F.3d at 307 (“[T]he proponents of closure bear the
burden of showing that disclosure will work a clearly defined and serious injury[.]” (cleaned
up)). While Defendants contend that the disclosure of AT&T’s interview guide could be used
to compete with AT&T, Defendants have “not offered more than speculation of how
competitors could use this information to harm [AT&T’s] business operations.” JobsOhio,
2024 WL 5365019, at *3.
Defendants’ conclusory statement that the investigative reports describe a “confidential
investigation conducted by AT&T,” without more, is likewise an insufficient justification
under the Shane Group standard for sealing. (ECF No. 31, PAGEID #: 265.)
Further, the Court doubts Defendants’ representations that these documents are wholly
unnecessary to the public’s understanding of the events giving rise to Plaintiff’s Motion to
Vacate the Arbitrator’s Award, especially given that these documents were submitted as
evidence in the underlying arbitration action. The basis of Plaintiff’s vacatur action is her
contention that the Arbitrator deprived her of her ability to prove her workplace race and sex
discrimination claims by wrongly permitting AT&T to withhold certain discovery and then
move for summary judgment on an incomplete record. Contrary to Defendants’ assertion that
“Plaintiff’s allegations of improper withholding of discovery clearly do not implicate the
confidential documents that AT&T produced in discovery” (ECF No. 31, PAGEID #: 266),
the evidence the parties submitted to the Arbitrator in the underlying arbitration are directly
implicated by Plaintiff’s vacatur action. Therefore, this is not an instance where the documents
at issue appear to have little or no bearing on the issues in a case. Consequently, the public’s
interest in accessing them is not minimal. See JobsOhio, 2024 WL 5365019, at *4 (citing
Schnatter, 2020 WL 3066622, at *2 (denying in part a motion to seal a contract between parties
where “the exhibits are central to the allegations in the Complaint regarding breach of
contract”)).
Finally, Defendants offer no explanation as to how their request to redact these
documents in their entirety from Plaintiff’s Exhibits 6–9 is narrowly tailored.
Defendants’ request to seal these documents is DENIED without prejudice subject to
the directives below.
III. CONCLUSION
In summary, Plaintiff’s and Defendants’ requests to seal (ECF Nos. 26, 31) are
GRANTED in part and DENIED in part without prejudice subject to the following
directives.
Plaintiff is GRANTED leave to file under seal the following specific documents within
Plaintiff’s Exhibits 6–9:
• The personal contact information of third parties in “Notes with names and personal
telephone numbers of AT&T employees (Ex. 21 Hunt Dep.)”; and
• “AT&T Maps (Exs. 7-8 Hunt Dep.; Ex. F, Hunt Opp’n to MSJ).”
The Motions are DENIED without prejudice with respect to the following specific
documents within Plaintiff’s Exhibits 6–9:
• “AT&T’s Interview Guide (Ex. 23 Hunt Dep.)”;
• “Rate Rank 2022 Scorecard (Exs. 9, 11, 26 Hunt Dep.)”;
• “AT&T’s Code of Business Conduct (Exs. 14 and 29 Hunt Dep.; Ex. 7 Styf Dep.)”;
• “AT&T’s Equal Employment Opportunity & Harassment Policies (Exs. 15 and 29
Hunt Dep.)”;
• “AT&T’s EEO Awareness Management Training (Ex. 28 Hunt Dep.)”;
• “AT&T Performance Evaluations (Ex. A-2 and A-3 Hunt Aff.)”;
• “AT&T Investigative Reports (Exs. 3-4 Styf Dep.)”;
• “AT&T Global HR Services termination processing document (Ex. 6 Styf Dep.)”; and
• “AT&T’s Proprietary Classifications training (Ex. 8 Styf Dep.)”
The Court will, however, afford Defendants an opportunity to submit a properly
supported motion to seal the confidential business information in these documents WITHIN
FOURTEEN DAYS of the date of this Order.
In the interest of getting Plaintiff’s Exhibits 6–9 before the Court for its consideration of
Plaintiff’s Motion to Vacate, the Court DIRECTS Plaintiff to file Exhibits 6–9 in their entirety
under seal WITHIN SEVEN DAYS of the date of this Order. If Defendants do not file a
motion to seal within the time allotted, the Court will order Plaintiff to file public copies of
Exhibits 6–9 that redact only those portions for which the Court has granted leave to file under
seal above.
Defendants are cautioned that any forthcoming motions to seal must fully meet the
standards set forth by the Sixth Circuit and should be narrowly tailored, as the sealing of
documents must be no broader than necessary. See Shane Grp., Inc., 825 F.3d at 305.
IT IS SO ORDERED.
/s/ S. Courter M. Shimeall
S. COURTER M. SHIMEALL
UNITED STATES MAGISTRATE JUDGE