holding that substantial evidence standard is unmet when ALJ fails to resolve conflicts created by countervailing evidence
How later courts described this case
- holding that substantial evidence standard is unmet when ALJ fails to resolve conflicts created by countervailing evidence
- “The ALJ does not need to comment on every piece of evidence, but only must build an accurate and logical bridge between the evidence and the final determination.”
- “the ALJ’s decision, read as a whole, illustrates that the ALJ considered the appropriate factors in reaching the conclusion that [claimant] did not meet the requirements for any listing[.]”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
ANA MELENDEZ, : No. 3:25-CV-371
Plaintiff : (Caraballo, M.J.)
Vv. :
FRANK J. BISIGNANO,! :
Commissioner of Social :
Security Administration, :
Defendant :
MEMORANDUM
Pending before the Court is the appeal by Plaintiff Ana Melendez
of the decision by the Commissioner of Social Security Administration
(“the Commissioner”) to deny her application for disability benefits. For
the reasons set below, the Commissioner’s decision is affirmed.
I. Introduction
Melendez seeks judicial review of the Commissioner’s final
decision to deny her applications for disability benefits under Titles II
and XVI of the Social Security Act. The Court has jurisdiction pursuant
1 Frank Bisignano was confirmed as the Commissioner of the Social Security
Administration on May 6, 2025. Pursuant to Federal Rule of Civil Procedure 25(d)
and Title 42, United States Code, Section 405(g), Bisignano is substituted as the
defendant in this suit.
to Title 42, United States Code, Section 405(g), and Title 28, United
Sates Code, Section 636(c)(1).
Melendez challenges two alleged errors that Administrative Law
Judge (“ALJ”) Richard Guida committed when determining that she
was not disabled under the Social Security Act. Namely, Melendez
claims that the ALJ: (1) failed to reconcile the opinions provided by Drs.
John Gavazzi and Jamie King in formulating her residual functional
capacity; and (2) erred in using that residual functional capacity to
conclude that Melendez may work as a marker, a mail sorter, or a
router. Doc. 14 at 1, 9-12. The matter is fully briefed and ripe for
decision.
As explained below, ALJ Guida’s conclusion on the first issue was
supported by substantial evidence in the record, coupled with sufficient
reasoning to permit meaningful judicial review. Accordingly, given that
the second challenge is premised on the validity of the first alleged __
error, the Court affirms the Commissioner’s decision to deny Melendez’s
claims for social security disability benefits.
II. Background
On April 18, 2023, Melendez applied for social security disability
benefits, alleging complete disability from her arthritis in hands and
knees, fibromyalgia, depression, anxiety, and post-traumatic stress
disorder. Tr.261. The Social Security Administration (“SSA”) denied
Melendez’s applications on September 15, 2023. Id. at 107-18.
Melendez requested reconsideration, but her application was denied
again on January 31, 2024. Jd. at 121-35. Melendez accordingly
requested a hearing on February 5, 2024. Id. at 186-87. The SSA
granted the request, id. at 188-40, and held an administrative hearing
on September 4, 2024. Id. at 40-58.
Following the hearing, on October 31, 2024, the ALJ issued a
decision concluding that Melendez was not disabled between the
operative dates of September 1, 2019, through the date of the decision.
Id. at 14-33. Melendez unsuccessfully appealed the denial to the SSA’s
Appeals Council on January 3, 2025. Id. at 1-8. The instant appeal to
the District Court followed. Doc. 1. Melendez initiated this action with
2 The administrative record, referred to herein as “Tr.,’ encompasses Docs. 13, 13-1,
13-2, 18-3, 18-4, 13-5, 13-6, and 13-7.
the Court on February 28, 2025. Id. The Commissioner provided the
transcripts from the disability proceedings on May 28, 2025. Docs. 12—
18. The parties then filed their respective briefs, leaving this matter
ripe for decision. Docs. 14-15, 17.
III. Discussion
A. Standard of Review
Review of the Commissioner’s decision denying a claimant's
application for social security disability benefits is limited to
determining whether the factual findings of the final decisionmaker are
supported by substantial evidence in the record. See 42 U.S.C. § 405(g);
Johnson v. Comm’ of Soc. Sec., 529 F.3d 198, 200 (8d Cir. 2008).
Substantial in this context is “more than a mere scintilla of evidence
but may be less than a preponderance.” Brown v. Bowen, 845 F.2d
1211, 1218 (8d Cir. 1988) (citation omitted). Put more pointedly, it is
“such relevant evidence as a reasonable mind might accept as adequate
to support a conclusion.” Pierce v. Underwood, 487 U.S. 552, 565 (1988)
(quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). In an
adequately developed record, this can mean “something less than the
weight of the evidence, and the possibility of drawing two inconsistent
conclusions from the evidence does not prevent [ALJ Guida’s decision]
from being supported by substantial evidence.” Consolo v. Fed. Mar.
Comm'n., 383 U.S. 607, 620 (1966) (citations omitted).
Under this deferential standard, “[f|actual findings which are
supported by substantial evidence must be upheld.” Ficca v. Astrue,
901 F. Supp. 2d 5338, 586 (M.D. Pa. 2012) (citations omitted); 42 U.S.C.
§ 405(g). This Court’s role is not to reweigh the evidence and make
factual determinations, but to simply review the record and ensure that
the ALJ provided “a discussion of the evidence and an explanation of
reasoning for her conclusion sufficient to enable meaningful judicial
review.” Diaz v. Comm of Soc. Sec., 577 F.3d 500, 504 (8d Cir. 2009)
(citations and quotations omitted). An ALJ meets that standard by
stating “in her decision which evidence she has rejected and which she
is relying on as the basis for her finding.” Schaudeck v. Comm’ of SSA,
181 F.3d 429, 433 (8d Cir. 1999) (citations omitted). Moreover, when
there is countervailing evidence, an ALJ must “give some reason for
discounting the evidence she rejects.” Plummer v. Apfel, 186 F.3d 422,
429 (3d Cir. 1999) (citation omitted); see also Mason v. Shalala,
994 F.2d 1058, 1064 (8d Cir. 1998) (holding that substantial evidence
standard is unmet when ALJ fails to resolve conflicts created by
countervailing evidence).
Here, ALJ Guida’s factual findings were supported by substantial
evidence in the record, and the reasoning underlying those conclusions
was sufficiently articulated to permit judicial review.
B. Evaluation of Opinions by Drs. Gavazzi and King in
Formulation of Residual Functional Capacity®
Melendez first contends that, as ALJ Guida found the opinions of
psychological consultants Drs. Gavazzi and King “persuasive,” he erred
by failing to include the mental limitations opined by the two
psychologists when crafting Melendez’s residual functional capacity.
Docs. 14 at 9-12; 17 at 1-2. As set forth below, the ALJ’s evaluation of
the persuasiveness of those opinions sufficiently assessed their
supportability and consistency, and his findings were supported by
substantial evidence.
When evaluating a medical opinion, an ALJ is required to assess
the level of support and consistency the opinion has against the record.
3 The Court notes that, though Melendez claims that the first alleged error arises
out of “Step Four,” Doc. 14 at 11, as explained in ALJ Guida’s opinion, Tr. 19,
determination of a claimant’s residual functional capacity occurs between the third
and fourth steps of the five-step sequential analysis.
20 C.F.R. § 404.1520c. Supportability “increases as the relevance of the
objective medical evidence and explanations presented by the medical
source increases.” Vellone v. Saul, 2021 WL 319354, at *6 (S.D.N.Y.
2021), report and recommendation adopted, 2021 WL 2801138 (S.D.N.Y.
2021) (citing 20 C.F.R. § 404.1520c(c)(1)). The consistency assessment
is “an all-encompassing inquiry focused on how well a medical source is
supported, or not supported, by the entire record.” Clay v. Kijakazt,
2022 WL 13989015, at *3 (N.D. Miss. 2022) (quoting 20 C.F.R.
§ 404.1520c(c)(1)).
Since an ALJ’s duty of articulation requires just “some indication”
of their consideration of probative evidence, Burnett v. Comm'r of Soc.
Sec. Admin., 220 F.3d 112, 121 (8d Cir. 2000), an ALJ’s assessment of a
medical opinion’s consistency and supportability “need not discuss every
piece of evidence in the record,” and instead only requires the building
of “an accurate and logical bridge between the evidence and the result.”
Gamret v. Colvin, 994 F. Supp. 2d 695, 698 (W.D. Pa. 2014) (quotation
omitted) (citations omitted). Further, in assessing whether an ALJ has
provided an adequate analysis for rejecting or accepting an opinion, the
court must look at the opinion as a whole, not only the part directly
addressing the particular opinion. See Jones v. Barnhart, 364 F.3d 501,
505 (3d Cir. 2004) (“the ALJ’s decision, read as a whole, illustrates that
the ALJ considered the appropriate factors in reaching the conclusion
that [claimant] did not meet the requirements for any listing[.]”).
The sufficiency of an evaluation turns on the extent to which its
reasoning is driven by an ALJ’s read of the evidence—and the court’s
ability to discern that evidentiary reasoning. See, e.g., Price U. Astrue,
401 F. App’x 985, 986 (5th Cir. 2010) (“The ALJ does not need to
comment on every piece of evidence, but only must build an accurate
and logical bridge between the evidence and the final determination.”)
(citing Glomski v. Massanart, 172 F. Supp. 2d 1079, 1082 (E.D. Wis.
2001)); Acosta Cuevas v. Comm’ of Soc. Sec., 2021 WL 363682, at *15
(S.D.N.Y. 2021), report and recommendation adopted sub nom.,
2022 WL 717612 (S.D.N.Y. 2022) (“[t]he ALJ must provide a reviewing
Court with a sufficient explanation to ensure that they have complied
with the legal procedures controlling their decision and cannot ignore or
mischaracterize evidence.”).
Here, ALJ Guida’s findings on Melendez’s mental limitations were
based on not only opinion evidence, but also on other parts of the
medical record. More specifically, the ALJ premised his analysis of the
claimant’s mental capacities by stating that:
Turning to the claimant’s mental health symptoms, there is
no documentation of inpatient psychiatric hospitalization,
participation in a partial hospitalization[,] or intensive
outpatient program or emergency treatment for mental
health symptoms. There is no documentation of medication
management with a psychiatric provider. The claimant
realized improvement in therapy from which she was
discharged due to noncompliance and has continued to
manage symptoms with medications prescribed by her
primary care provider. Additionally, the claimant’s therapy
provider noted that marijuana use can impact the claimant’s
mental status with the claimant initially appearing resistant
to making changes regarding her marijuana use. Aside from
the consultative examinations, notes of treatment with
providers have not documented the claimant’s exhibition of
significant behavioral, attentional, cognitivel,] or memory
issues. These considerations support the claimant’s ability to
perform work activities within the residual functional
capacity assigned.
Tr. 29.
These findings were based on parts of the record that Melendez
overlooks in her appeal. For example, the discussion on discharge due
to noncompliance is based on documents observing that, “[o]n June 5,
2028, the claimant was noted to be exhibiting stability with her mental
health,” and thus “was discharged . . . due to noncompliance on June 19,
2023[.]’4 Id. at 26. The record also indicated that Melendez was
“referred for continued physical therapy and pain management|,|”> id.,
allowing ALJ Guida to find that she continued to manage symptoms
with medications. Jd. at 29. Further, the record repeatedly cites the
claimant’s history of marijuana use, id. at 488, 576, 858, 902, 905, with
some documents noting the possibility of the substance interfering with
her treatment, as well as her initial resistance to curtailing usage. Id.
at 901, 904. The ALJ noted these incidents as well, before proceeding
with the non-opinion evidence on Melendez’s mental limitations. Id. at
25 (“possible contribution of biologic factors such as daily use of
marijuana’), 26 (‘asked not to use marijuana|,|” “some resistance
regarding marijuana use”).
The discussion on non-opinion evidence was followed by
examinations of opinions provided by psychologists and consultants,
including Drs. Gavazzi and King. The ALJ’s evaluation of the opinions
on Melendez’s mental limitations found the opinions of Drs. Gavazzi
and King persuasive—‘to the extent that they are suggestive that
4 Based on Exhibit B18F. Id. at 882-916.
5 Based on Exhibit BI6F. Id. at 849, 854, 857, 861.
mental impairments pose no greater than moderate functional
limitations upon the claimant.” Jd. at 28-29. More specifically:
As for the opinion evidence, the undersigned considered the
opinion of John Gavazzi, Psy.D., the State Agency
psychological consultant, who indicated on September 8, 2023
that the claimant has mild limitation in understanding,
remembering or applying information, interacting with others
and adapting or managing herself, moderate limitation in
concentrating, persisting or maintaining pace and is able to
perform one (1) or two (2) step routine tasks in a stable
environment (Exhibit B2A). The undersigned considered the
opinion of Jamie King, Ph.D., the State Agency psychological
consultant, who indicated on January 30, 2024 that the
claimant has mild limitation in understanding, remembering
or applying information, interacting with others and adapting
or managing herself, moderate limitation in concentrating,
persisting or maintaining pace and is able to manage,
understand and complete simple one (1) or two (2) step tasks
(Exhibit B6A).
Id. These summaries are corroborated by documents included in
the record. Jd. at 63 (Dr. Gavazzi’s evaluation of mental capacities),
66 (“[t]he claimant can perform one- and two-step tasks.”), 84 (Dr.
King’s evaluation of mental limitations), 88 (“simple one or two step
tasks.”).
In addition to the opinions provided by Drs. Gavazzi and King,
ALJ Guida reviewed the materials provided by Drs. Kathleen
Ledermann and Leah Bielski, two consultative examiners whom
Melendez visited:
The undersigned considered the opinion of Kathleen
Ledermann, Psy.D., the consultative examiner, who indicated
on August 29, 2023 that the claimant has mild to moderate
limitation in understanding, remembering and carrying out
complex instructions and making judgments on complex work
related decisions, mild limitation in interacting appropriately
with the public, coworkers and supervisors and responding
appropriately to usual work situations and to changes in a
routine work setting and no to mild limitation in
understanding, remembering and carrying out simple
instructions and making judgments on simple work related □
decisions (Exhibit B9F). The undersigned considered the
opinion of Leah Bielski, Psy.D., the consultative examiner,
who indicated on August 17, 2022 that the claimant has
moderate limitation in understanding, remembering and
carrying out instructions, interacting appropriately with the
public, coworkers and supervisors and _ responding
appropriately to usual work situations and to changes in a
routine work setting (Exhibit B8F).
Id. at 29.
Then, after considering the opinion and non-opinion evidence
together, the ALJ concluded that:
To the extent that the opinions are suggestive that mental
impairments pose no greater than moderate functional
limitations upon the claimant, they are supported by the
notations along with the opinions of the claimant’s medication
management with a primary care provider and failure to
attend or consistently to attend therapy that resulted in
discharge from therapy. The opinions are consistent with
the absence of documentation of inpatient psychiatric
hospitalization, participation in a partial hospitalization or
intensive outpatient program or emergency treatment for
mental health symptoms, the absence of documentation of
medication management with a psychiatric provider, the
improvement the claimant realized in therapy from which she
was discharged due to noncompliance, the claimant's
continued to manage symptoms with medications prescribed
by her primary care provider and notes of treatment that have
“not documented the claimant’s exhibition of significant
behavioral issues or significant attentional, cognitive or
memory issues. For these reasons, these opinions are
persuasive to the extent that they are suggestive that
mental impairments pose no greater than moderate
functional limitations upon the claimant. Specifically,
the opinions of Dr. Gavazzi, Dr. King, and Dr. Ledermann are
persuasive, and the opinion of Dr. Bielski is partially
persuasive.
Id. (emphases added). Based on these findings, ALJ Guida, in
formulating Melendez’s residual functional capacity, determined that
she “retains the mental capacity to perform simple and routine tasks
involving only simple work[-|related decisions.” Id. at 23.
As discussed above, the ALJ’s assessment of the opinions provided
by Drs. Gavazzi and King found them persuasive “to the extent that
they are suggestive that mental impairments pose no greater than
moderate functional limitations upon the claimant,” and found them
supported by and consistent with the non-opinion evidence. Id. at 29.
The analyses leading to those conclusions demonstrate that ALJ Guida
considered the relevant evidence for consistency and supportability, and
built accurate and logical connections between the relevant evidence
and the result, thus enabling the Court to review his reasoning. See
Gamret, 994 F. Supp. 2d at 698; Jones, 364 F.3d at 505.
Put simply, contrary to Melendez’s assertions that ALJ Guida
“failed to” “explain how the ‘persuasive’ opinions that [Melendez] could
only perform one to two step tasks were somehow commensurate with
simple work,” Doc. 14 at 12, and instead only “put all psychiatric
medical opinions in one paragraph[,|” Doc. 17 at 2, the ALJ undertook a
comprehensive evaluation of both opinion and non-opinion materials in
defining Melendez’s residual functional capacity that explained how
Melendez could perform simple work.
A related contention presented by Melendez takes umbrage with
the perceived discrepancy between the limitations opined by Drs.
Gavazzi and King and the residual functional capacity formulated by
the ALJ, and contends that the ALJ erred in finding that Melendez may
work as a marker, a mail sorter, or a router. Docs. 14 at 11-12; 17 at 1-
2. More specifically, the claimant reasons that the opinions provided by
Drs. Gavazzi and King indicate that jobs involving reasoning level 1 (as
defined by the Dictionary of Occupational Titles, see Appendix C —
Components of the Definition Trailer, 1991 WL 688702 (2016)) “more
closely correspond|]” to her limitations, as opposed to ones requiring
reasoning levels 2 (marker, router) and 3 (mail sorter). Doc. 14 at 11-
12.
This argument is unavailing for at least two reasons. First, as
Melendez herself acknowledges, id. at 11, the Court of Appeals held
that “[wJorking at reasoning level 2 would not contradict the mandate
that [a claimant’s] work be simple, routine[,] and repetitive.” Money v.
Barnhart, 91 F. App’x 210, 215 (8d Cir. 2004). Given that both Drs.
Gavazzi and King opined that Melendez may perform simple and
routine tasks, and the residual functional capacity defined by ALJ
Guida echoes their opinions, the Court sees no reason to deviate from
the appellate holding and, by extension, outcome. See id.
Second, to the extent that Melendez invites the Court to reweigh
the evidence and make its own determination as to whether the ALJ
was correcting in holding that Melendez may work as a marker, a mail
sorter, or a router, the Court cannot do so. “Courts are not permitted to
re-weigh the evidence or impose their own factual determinations.”
Chandler v. Comm’ of Soc. Sec., 667 F.3d 356, 359 (8d Cir. 2011). Since
ALJ Guida assessed the weight of the evidence and cited to “such
relevant evidence as a reasonable mind might accept as adequate to
support” her conclusions concerning Dr. Gavazzi’s and Dr. King’s
opinions, Pierce, 487 U.S. at 565, Melendez’s disagreement with those
determinations does not warrant remand. Instead, the ALJ’s
evaluation is supported by substantial evidence in the record and is
sufficiently articulated to permit judicial review, mandating affirmance.
See Gamret, 994 F. Supp. 2d at 698; Ficca, 901 F. Supp. 2d at 536
(“Factual findings which are supported by substantial evidence must be
upheld.”).
As ALJ Guida’s overarching approach to defining Melendez’s
residual functional capacity was premised on substantial evidence and
sufficiently articulated to permit judicial review, it will not be
disturbed. See Jones, 364 F.3d at 505; Johnson, 529 F.3d at 200.
IV. Conclusion
Accordingly, the Court affirms the Commissioner’s decision. A
separate Order shall be issued.
Date: March 30, 2026 S/ Phillip J. Caraballo
Phillip J. Caraballo
United States Magistrate Judge