The opinion
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
MARCOS ESQUIVEL BARRERA,
Defendant and Appellant.
S103358
Los Angeles County Superior Court
PA029724
June 1, 2026
Justice Kruger authored the opinion of the Court, in which
Chief Justice Guerrero and Justices Corrigan, Groban, and
Jenkins* concurred.
Justice Liu filed a concurring opinion.
Justice Evans filed a dissenting opinion.
*
Retired Associate Justice of the Supreme Court, assigned
by the Chief Justice pursuant to article VI, section 6 of the
California Constitution.
PEOPLE v. BARRERA
S103358
Opinion of the Court by Kruger, J.
A jury convicted defendant Marcos Esquivel Barrera of the
first degree murders of two of his children, five-year-old Ernesto
and two-year-old Guadalupe, and found true the special
circumstances of torture murder and multiple murders. (Pen.
Code, §§ 187, 190.2, subd. (a)(3), (18).) The jury also convicted
Barrera of child abuse homicide, child endangerment, and
corporal injury to a child, and found true additional
enhancement allegations concerning the latter two offenses.
(Pen. Code, §§ 273ab, 273a, subd. (a), 273d, subd. (a), 12022.7,
subd. (a), 12022.95.) After the penalty phase, the jury returned
a verdict of death. The trial court sentenced Barrera to death
on the murder counts and stayed punishment on the other
counts. This appeal is automatic. (Id., § 1239, subd. (b).) We
affirm the judgment in its entirety.
I. FACTUAL BACKGROUND
A. Guilt Phase
The prosecution presented evidence that, at the time of the
murders, Barrera maintained two families: a family of seven
children with his wife, Petra Ricardo, and a family of four
children with Petra’s younger sister, Maria Ricardo, who was
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Barrera’s codefendant in this case.1 Barrera and Maria Ricardo
lived together with nine of the children in the Pacoima
neighborhood in Los Angeles, while Petra and the other children
lived in a different place nearby.
Barrera had married Petra in Mexico in 1980. About five
years into his marriage, Barrera took Maria Ricardo with him
to the United States, leaving Petra in Mexico. Maria Ricardo,
who was 14 or 15 at the time, testified that Barrera took her to
the United States against her will and physically abused her.
Barrera and Maria Ricardo began to have children of their own.
The move created two families, one on each side of the border.
Maria Ricardo and her children lived in California, while Petra
and her children stayed in Mexico. Barrera lived with Maria
Ricardo in a converted garage with one living space, a bathroom,
and a kitchen.
For a time, Barrera lived with Maria and her children and
traveled back and forth between the two families. In 1997,
Barrera brought Petra and her children to the United States.
Petra and her children moved into a different place in Pacoima,
near the converted garage where Barrera and Maria Ricardo
lived. Barrera decided, against Petra’s wishes, that five of
Petra’s children would move into the converted garage where he
and Maria Ricardo lived. These five children included
Guadalupe (known as Lupita) and Ernesto. Lupita lived with
Barrera for about three months before her death at age two;
1
Maria Ricardo was charged with crimes including child
abuse and acting as an accessory to the crimes of murder and
child abuse homicide. She was found guilty of two counts of
child abuse (Pen. Code § 273a, subd. (a)), but not guilty as an
accessory (id., § 32).
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Opinion of the Court by Kruger, J.
Ernesto lived with Barrera for about nine months before his
death at age five.
The prosecution presented evidence that Barrera
physically abused members of both family households.
Barrera’s daughter, Maria E., testified that when Barrera got
angry, he would pull her hair until it came out or hit her with
his leather shoes. He would also hit Petra’s 13-year-old twins,
Jose E. and Marcos E., with his shoes or thick belt. Another
daughter, Luz E., testified that Barrera beat all of them, and
that he beat her mother, Maria Ricardo, “almost every day” with
cords, coat hangers, shoes, broomsticks, and “anything that he
could grab.” Barrera would sometimes take Maria Ricardo to
the mountains for beatings, occasionally with the children in
tow. On one occasion, Luz tried to intervene as Barrera punched
her mother; Barrera threw a shoe at Luz and gave her a bloody
nose. Maria Ricardo testified that Barrera would beat her for
perceived disobedience, including, for example, going outdoors
on a hot summer day when he had commanded her to stay
indoors.
The prosecution also presented evidence that Barrera
controlled the family’s activities, including where his family
members would sleep, eat, and work. The family supported
itself by selling corn, and Barrera ordered the children to help
with selling, sometimes following them in his car as they pushed
carts of corn down the street. Barrera collected the earnings at
the end of each day and Maria E. testified he would sometimes
get angry if he felt the funds fell short. According to Maria
Ricardo, when Barrera was upset with her, she “always had to
kneel” and beg for forgiveness. Barrera had also threatened
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Opinion of the Court by Kruger, J.
Maria Ricardo in the past, telling her she “did not deserve to
keep on living.”
While he was abusive toward both families, witnesses
testified that Barrera favored Maria Ricardo’s children over the
children of his wife, Petra. Luz testified that Barrera used to
say that his children with Maria Ricardo were his favorites. He
would demonstrate occasional kindness towards Maria
Ricardo’s children — for instance, buying them a birthday
cake — that he did not demonstrate to Petra’s children. Petra’s
oldest daughter, Maria E., testified that her half-siblings “had
more than [she] did.”
Witnesses testified that Barrera targeted Lupita and
Ernesto, who were both Petra’s children, for particularly severe
abuse. According to Maria Ricardo, Barrera began beating
Lupita and Ernesto immediately after the two arrived at the
converted garage. When asked whether Barrera ever gave a
reason for abusing Lupita and Ernesto, witnesses testified that
Barrera said Lupita was disobedient and “did not love him,” and
that Barrera did not believe Ernesto was his biological son. Luz
explained this was because Ernesto “was light” and had light
brown hair.
Maria E. and her brother Jose both testified that Barrera
beat Lupita “every day.” Maria E. testified he would beat Lupita
“with his hands, and [that] he used to throw [Lupita] into the
wall,” which he did more than once. Maria E. also testified that
Lupita had marks on her that were “red” and “[o]n her back, on
her front,” though she could not remember whether Lupita had
those marks all of the time, nor whether Barrera ever hit Lupita
with his shoe or a belt.
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Opinion of the Court by Kruger, J.
On the day of her death, two-year-old Lupita woke up
crying. Maria E. testified that Lupita had “gone to the bathroom
in her underwear.” When Barrera found out, he told Maria E.
to give Lupita a cold shower. Maria E. tried to use warm water
instead, but Barrera entered the room, ordered the tap turned
to cold, and put Lupita in the cold shower. After the cold shower,
Barrera took Lupita to the middle of the living area, clasped her
wrist, pulled her arm up straight into the air, and “started
hitting her” in the back with his flat hand at least three times.
Lupita was crying. Maria E. testified that Lupita’s head flopped
back and forth, “going down, up and down, up and down” as far
back as possible. Barrera then threw Lupita into a wall about
eight feet away.
Lupita’s head hit the wall with a loud crack. According to
Maria E., Lupita’s “neck went down,” she fell to the ground, and
she made no more noise. At this point, Maria Ricardo told
Barrera to stop hitting Lupita because “he was going to kill her,”
but Barrera told Maria Ricardo to “shut up.” He commanded
Lupita to “put her head up,” then asked Maria E. to try holding
Lupita’s head up. Maria E. tried, but Lupita’s head kept “falling
down.” Barrera cursed and twice commanded Lupita to “stand
up, you bitch.” Maria Ricardo and Barrera then tried
unsuccessfully to revive Lupita by putting alcohol under her
nose.
Maria Ricardo accused Barrera of killing Lupita. She
testified that she told Barrera they should call the police or take
Lupita to the doctor, but Barrera refused because Lupita “was
beaten and there would be investigations and they would
remove all the children.” Barrera told Maria Ricardo and Maria
E. not to tell anyone what had happened. At this point, Lupita
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Opinion of the Court by Kruger, J.
was unconscious but still breathing. She was left on the floor
for several hours. While Lupita was on the floor, Barrera left
the converted garage to deliver corn to Petra to sell.
Jose testified that sometime that afternoon, Barrera
returned from Petra’s house and instructed him to take the
blame for Lupita’s injury or else he would “do the same thing [to
me] as to my sister.” Barrera then drove Jose, some of the other
children, and Lupita — who was then still breathing — to
Petra’s house. Jose told his mother, Petra, that he accidentally
threw Lupita into the wall when he meant to throw her onto the
bed. When Petra saw Lupita, she began to cry. She testified
that Lupita was “stressed,” “very cold,” and that she saw a belt
mark on Lupita’s leg as well as a cut. She wanted to take Lupita
to the hospital, but Barrera again refused, saying they could not
afford a hospital visit and that Jose would get into trouble.
Instead, Barrera took Petra and several of the children to buy
Pedialyte and Tylenol. Petra tried to give Lupita the Tylenol,
but she was unable to take it. According to Petra, during this
time, Barrera did “nothing,” kept saying “[i]t was just an
accident, woman,” and called Petra a “scandalous fucking bitch.”
Lupita died in Petra’s arms later that night.
After Lupita’s death, Petra wanted to take the child’s body
to a funeral home, but Barrera refused. Instead, Barrera bought
a pick, a shovel, and a bottle of acid. Taking Lupita’s body with
him, he brought several family members to nearby mountains,
instructed one of the children to dig, and poured acid on Lupita’s
body after she was placed into the hole. Her body was
discovered about eight months after she was buried. A crucifix
had been placed on her chest.
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Opinion of the Court by Kruger, J.
The prosecution introduced expert testimony from Dr.
James Ribe, who examined Lupita’s body. Dr. Ribe found
evidence of hydrochloric and sulfuric acid on her body, which he
said complicated the exam by, for example, softening her bones
and causing certain parts of her skeleton to collapse.
Nonetheless, Dr. Ribe testified to several findings from the
autopsy. Based in part on an incision into Lupita’s skull, Dr.
Ribe found bruising inside the skull bone indicating intentional
blunt force trauma. In Dr. Ribe’s opinion, the bleeding also had
to be caused by an adult because a two-year-old could not
produce the amount of force required to generate that level of
bruising. Lupita also had a “diastatic fracture” to her skull,
likewise consistent with blunt force trauma. She had bruising
on her back and neck which were “suspicious” of a hemorrhage
and had likely been sustained within a week of death, though
the acid made closer examination difficult. Dr. Ribe stated an
injury like this would be painful, but whether such pain was
prolonged depended on how long the child remained conscious.
He also stated that such an injury “usually . . . cause[s]
instantaneous unconsciousness,” but he did not know whether
it did so in this case. Dr. Ribe also explained that he took x-rays
of Lupita’s body and sent them to a radiologist, Dr. Donald
Boger, who found healed or partially healed fractures in Lupita’s
arm, collarbone, and both femurs. Dr. Ribe independently
examined Lupita’s right femur and found evidence of a weeks to
months-old fracture. He opined there was no way the fracture
could have been caused accidentally, “not in a two-year old or
one-year old, which when this happened she was probably only
one-year old or in that range. A baby like that is barely even
walking.” He believed the injury was “intentionally done” and
would have been “painful for some period of time.” He did not
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Opinion of the Court by Kruger, J.
independently examine the other three fractures, but believed
they were also intentionally caused: “When you have small
fractures on a child like that; one leg, you can believe, but three
or four fractures cannot be an accident.” Dr. Ribe acknowledged,
however, that the x-rays only “suggest[ed] the changes seen with
healing fractures”; it was “not definite” that what they revealed
were, in fact, healing fractures. Dr. Ribe also found evidence of
chronic neglect and malnutrition. Although Lupita was two
years old, she was the same size as a typical 18-month-old.
Based on the size and overall condition of her body, and
accounting for postmortem deterioration, Dr. Ribe estimated
Lupita had been chronically neglected and undernourished for
at least six months to one year before her death. Dr. Ribe
concluded Lupita “was definitely abused by an adult” and that
she suffered from battered child syndrome, having sustained
“repeated injuries over a period of time giving injuries of
different ages.”
During the same period, Barrera continued to abuse
Ernesto. The abuse temporarily subsided after Lupita’s death
but resumed weeks later. Maria E. and Jose both testified that
Barrera beat Ernesto “every day,” using not just his hands, but
also a wide belt, the belt buckle, leather shoes, a broomstick, and
“whatever he could find.” Barrera would tell Ernesto to lift his
arms and then hit his back, and he would hit the broomstick
against Ernesto’s feet and legs; he broke Ernesto’s legs at least
once. Barrera also beat Ernesto with an electrical cord. Maria
E. saw red marks and bruises “basically everywhere” on
Ernesto, “in the back, in the front, on his feet.” At one point,
Ernesto could no longer use both of his legs and had to hop on
one foot. When that happened, Barrera tied sticks, boards, and
some floor tile to Ernesto’s leg possibly as a makeshift splint,
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Opinion of the Court by Kruger, J.
though the details are not entirely clear. Jose’s twin brother,
Marcos, testified that Barrera tied up Ernesto’s wrists and
ankles, and that Ernesto would be tied all day and night on the
floor of the kitchen. Luz remembered only Ernesto’s hands
being tied up all day.
The prosecution also presented evidence that Barrera
isolated Ernesto from the rest of the family. Maria E. testified
that Barrera made Ernesto eat “[b]y the wall,” even though the
other children could eat wherever they wanted. Ernesto was
sometimes fed last. Marcos remembered Ernesto being hungry,
and two of the children testified that Barrera would sometimes
instruct family members to withhold food from Ernesto. At
some point, Ernesto had to ask Barrera’s permission to eat.
Barrera also dictated where Ernesto would sleep, assigning him
to a spot away from the rest of the family. According to Jose,
Maria Ricardo’s children slept on the bed, Petra’s children slept
on the carpet, and Ernesto had to sleep “separate, over by the
door.” One child also testified that Ernesto’s job was to pick up
trash, which Barrera made him continue even when his leg was
in the makeshift splint.
At some point, Ernesto appeared to fall into a semi-
comatose state. Barrera placed him upright against a wall of
the garage, where Ernesto stayed all day, barely eating or
drinking. According to Jose, Ernesto remained in this state —
up against the wall with his head leaning forward — for about
two months. The children would give Ernesto food or water by
raising his head. Jose testified that one night, as Maria E. was
attempting to feed Ernesto, Ernesto “didn’t want to anymore.”
Barrera tried to force Ernesto to eat by alternately hitting
Ernesto, kicking Ernesto with his foot, and “grabb[ing] [Ernesto]
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Opinion of the Court by Kruger, J.
by the hair” and yanking his head back. Barrera then punched
Ernesto three times in the chest and kicked him in the head,
knocking Ernesto’s head back into the wall. Jose heard a loud
noise when Ernesto’s head hit the wall, and Ernesto’s body
shook a little as he dropped to the floor. Ernesto stopped
moving. Maria Ricardo heard Barrera say to Ernesto, “ ‘Don’t
fall asleep, fatso. Don’t fall asleep.’ ” Barrera also commented
that Ernesto was dying. Barrera and the rest of the family then
went to sleep, leaving Ernesto on the floor where he had fallen.
Ernesto died sometime during the following 24 hours.
After Ernesto died, Barrera asked Maria E. to see whether
Ernesto’s body was cold. Barrera then brought the boy’s body to
Petra and told her that the boy had fallen — that he “had an
accident . . . like a cardiac arrest.” Petra asked Barrera why
Ernesto was “really thin” and said he “wasn’t like that” before.
She remembered seeing a bruise on his body.
The next evening, Barrera took Ernesto’s body and drove
several family members into the Angeles National Forest north
of Pacoima. That night, two Los Angeles deputies out on patrol
in the National Forest spotted an abandoned car on the side of
the road. They pulled over to investigate and found Barrera,
Maria Ricardo, and three of the children in a brush area off the
road. Maria Ricardo was lying on a shovel next to some loose
dirt. After taking the shovel and digging about a foot and a half
into the earth, one of the deputies uncovered a piece of blue
cloth; when he pulled on the cloth, Ernesto’s arm came along
with it. The officers called the homicide unit, and Ernesto’s body
was exhumed shortly after. Like Lupita, Ernesto had been
buried with a crucifix. One of the children later told
investigating detectives where Lupita was buried.
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Opinion of the Court by Kruger, J.
Prosecution experts testified that Ernesto’s body exhibited
evidence of physical abuse and severe neglect and malnutrition.
Dr. David Whiteman, who performed Ernesto’s autopsy,
described Ernesto’s injuries as a “textbook case for child abuse.”2
Ernesto’s body was bruised, malnourished, and covered with
lesions and scars, including scars consistent with painful injury
caused by intentional whippings with some kind of cord or rope.
There were also marks suggesting that something had been tied
around Ernesto’s right leg, consistent with tiles tied around his
leg as a splint, as well as a line consistent with a ligature mark
on Ernesto’s neck. Some of these marks and bruises were fresh
and occurred within hours of Ernesto’s death; others were older
than six months. Ernesto was found wearing a diaper as
underwear. Dr. Whiteman opined that the injuries, taken
together, revealed a “complete constellation of intent”: there
were so many large, differently aged wounds that they pointed
to “an intentional beating over a long period of time.”
According to Dr. Whiteman, Ernesto also had 20 broken
bones: 13 rib fractures (including some rebreaks), four lower leg
fractures (both bones in each leg), an upper arm fracture, and
two fractures in his forearms. Dr. Whiteman stated that the rib
fractures had occurred at different times and that the amount
of force necessary to break Ernesto’s ribs would have required
“intentional compression.” The rib fractures would have made
it “extremely painful” for Ernesto to breathe. Dr. Whiteman
believed a fracture to Ernesto’s left tibia, which occurred within
a week of Ernesto’s death, was “most likely” an intentional
2
According to Dr. Whiteman, the list of injuries to Ernesto’s
skin and internal tissue occupied two and a half single-spaced
pages, and there were too many injuries to fit into one diagram.
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Opinion of the Court by Kruger, J.
break, given the other injuries Ernesto had sustained. A
fracture to the left fibula, meanwhile, was at least a few weeks
old but less than a year old, and the right leg had an old fracture
that had never been adequately splinted or otherwise allowed to
heal correctly. Ernesto’s “feet and legs were chronically
deformed from repeated fractures” that never healed correctly,
meaning Ernesto would not have been able to walk normally.
Dr. Whiteman also described two blood clots found in Ernesto’s
skull, one old and one recent, both likely caused by intentional
blows to the head.
Dr. Whiteman also found evidence that Ernesto was
“deliberately starved.” Ernesto’s ribs and bones were visible
through his skin, his hair was thinning, and he was missing his
thymus — a gland in the chest that disappears in children with
a history of chronic starvation. Dr. Whiteman believed Ernesto
had been malnourished for at least six months and that he was
not being fed during the period before his death. Ernesto’s
weakened state also made it more difficult for Dr. Whiteman to
assess the force required to cause some of the boy’s injuries.
Based on the number of injuries to Ernesto’s body and the
boy’s weakened state, Dr. Whiteman concluded Ernesto suffered
from battered child’s syndrome, which occurs when a child is so
“injured over a long period of time, and it’s a continuum of
injuries, [that] you cannot pick out the effect of one single
injury.” In his view, Ernesto’s injuries had been intentionally
caused. The injuries were so extensive that Ernesto would have
died “from the constellation of injuries” even without the
hematoma in the brain. Dr. Whiteman testified he had never
seen a case of child abuse like Ernesto’s in his entire career.
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The defense put on no witnesses. Barrera conceded that
he was guilty of second degree murder, but “of no more than
second-degree murder.”
The prosecutor argued, and Barrera’s jury was instructed
on, two theories of first degree murder: (1) murder by torture
and (2) premeditated and deliberate murder. Without
specifying which theory or theories it relied on, the jury
convicted Barrera of first degree murder for the deaths of both
Ernesto and Lupita. (Pen. Code, § 187, subd. (a).) As to both
murders, the jury also found true both the torture-murder and
multiple-murder special circumstances. (See Pen. Code, § 190.2,
subd. (a)(3), (18).) The jury also convicted Barrera of assault of
a child under eight resulting in death (an offense sometimes
called child abuse homicide), child endangerment, and corporal
injury to a child; and the jury found true additional
enhancement allegations concerning the latter two offenses.
(Pen. Code, §§ 273ab [child abuse homicide], 273a, subd. (a)
[child endangerment], 273d, subd. (a) [corporal injury], 12022.7,
subd. (a), 12022.95.)
B. Penalty Phase
The prosecution presented testimony from four of
Barrera’s children. Each described their feelings of hatred and
fear towards their father and sense of loss from Ernesto’s and
Lupita’s deaths. They also described additional acts of violence
and abuse committed by Barrera. Edilberto E., Barrera’s oldest
child with Petra, testified that Barrera once threw him to the
ground and tried to choke him. Barrera also forced Edilberto,
who was about 16 years old at the time, to bury Lupita, and
Edilberto saw Barrera pour acid on her body. Edilberto also
testified that Barrera beat Petra with “whatever was at hand,”
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including when Petra was pregnant. Luz testified that she
hated her father, and that when she was living with Barrera,
she “didn’t know what was right and what was wrong.” She “felt
nothing” when she saw Ernesto lying unconscious against the
wall, and though she was initially scared when she heard
Lupita’s head hit the wall, “after, [she] felt the same”; events
like these seemed like the “normal state of affairs.” Juan E., one
of Petra’s sons, was 10 years old at the time of trial. He testified
that Barrera used to hit him with a belt; Edilberto had also
testified that Barrera would beat Juan with “whatever was at
hand.” Juan still had dreams that his father was “trying to kill
[him].” The prosecution also introduced a letter from eight-year-
old Guadalupe E., one of Maria Ricardo’s sons, after the child
had trouble recounting the letter on the stand. In the letter,
Guadalupe repeatedly described his fear of facing his father.
Guadalupe also testified that Barrera would beat him with a
belt and possibly a shoe.
The defense presented evidence concerning Barrera’s
childhood. Barrera’s parents testified that Barrera grew up on
a “ranchito” growing corn, and that the family lacked electricity,
plumbing, or a car. Barrera began working around 13 years old,
stopped attending school, and later moved to Mexico City to
work. He married Petra when he was 18 years old. Barrera’s
father and aunt both testified that the family was embarrassed
when Barrera later took Maria Ricardo to the United States and
left Petra behind but also testified that Barrera would send
Petra money. When asked whether Barrera was abused as a
child, both Barrera’s father and uncle said no.
The defense also presented the testimony of a cultural
expert, Professor Felipe Peralta, who described risk factors that
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might have put Barrera under stress, increasing the likelihood
that he would abuse his children: Barrera married at a young
age, lacked legal status in the United States, had no friends, was
isolated from his family in Mexico, had an uncertain economic
situation, and maintained two households with a large number
of children.
Following the presentation of evidence, the jury returned
a verdict of death, and the trial court entered judgment
accordingly.
II. GUILT PHASE ISSUES
A. Sufficiency of the Evidence
As noted, the prosecution presented, and the jury was
instructed on, two theories of first degree murder for the deaths
of Ernesto and Lupita: torture murder and premeditated and
deliberate murder. The jury returned guilty verdicts without
specifying which theory or theories it had relied on. It also found
true the torture-murder special-circumstance allegation as to
both murders. On appeal, Barrera concedes the evidence was
sufficient to convict him of the second degree murders of the two
victims, but he challenges the sufficiency of the evidence as to
his first degree murder convictions on either theory, as well as
to the true findings on the torture-murder special circumstance.
In reviewing a challenge to the sufficiency of the evidence,
“ ‘we review the entire record in the light most favorable to the
judgment to determine whether it contains substantial
evidence — that is, evidence that is reasonable, credible, and of
solid value — from which a reasonable trier of fact could find the
defendant guilty beyond a reasonable doubt.’ ” (People v. Powell
(2018) 5 Cal.5th 921, 944 (Powell).) We “ ‘presume[] in support
of the judgment the existence of every fact the trier could
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reasonably deduce from the evidence.’ ” [Citation.] The same
standard of review applies to the sufficiency of the evidence
supporting special circumstance findings.” (Ibid.)
Applying these well-settled standards, we conclude that
the evidence sufficed to sustain Barrera’s convictions for first
degree murder on both a theory of torture-murder and
premeditated and deliberate murder, as well as the jury findings
on the torture-murder special circumstance.
1. Murder by Torture and Torture-murder Special
Circumstance
“ ‘ “All murder which is perpetrated by means
of . . . torture . . . is murder of the first degree. ” ’ ” (Powell,
supra, 5 Cal.5th at p. 944, quoting Pen. Code, § 189, subd. (a).)
“ ‘Murder by torture requires (1) an act or acts causing death
that involve a high degree of probability of death, (2) a causal
relationship between the torturous act and death, (3) a willful,
deliberate, and premeditated intent to inflict extreme and
prolonged pain on a person for the purpose of revenge, extortion,
persuasion, or for any other sadistic purpose, and (4)
commission of the act or acts with such intent.’ ” (Powell, at
p. 944.) Murder by torture “does not require an intent to kill,
but requires the intent to torture, and requires the same proof
of deliberation and premeditation as is required of other kinds
of first degree murders.” (People v. Whisenhunt (2008) 44
Cal.4th 174, 201 (Whisenhunt), citing People v. Steger (1976) 16
Cal.3d 539, 546 (Steger).) The prosecution need not prove that
the victim suffered pain. (People v. Lopez (2018) 5 Cal.5th 339,
356 (Lopez), citing People v. Edwards (2013) 57 Cal.4th 658, 716
(Edwards).) The torture-murder special circumstance likewise
requires the intent to torture, but not “a premeditated and
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deliberate intent to torture.” (Edwards, at p. 718; see Pen. Code,
§ 190.2, subd. (a)(18)).) It also requires the “ ‘infliction of an
extremely painful act upon a living victim’ ” and the intent to
kill. (Edwards, at p. 718.) It does not require “a causal
relationship between the torturous act and death [citation], or
proof the victim subjectively experienced pain.” (Ibid.)
In challenging the first degree murder convictions and
torture-murder special-circumstance finding, Barrera disputes
only the evidence supporting his intent to torture — and
specifically, that the evidence supported his willful, deliberate,
and premeditated intent to inflict extreme and prolonged pain
on a person for the purpose of revenge, extortion, persuasion, or
for any other sadistic purpose. “ ‘The jury may infer the intent
to inflict extreme pain from the circumstances of the crime, the
nature of the killing, and the condition of the victim’s body.’ ”
(Lopez, supra, 5 Cal.5th at p. 356, quoting People v. Streeter
(2012) 54 Cal.4th 205, 237 (Streeter).) We have “cautioned
against giving undue weight to the severity of the wounds”
(People v. Chatman (2006) 38 Cal.4th 344, 390 (Chatman)), but
we have recognized that evidence “ ‘the defendant intentionally
inflicted nonlethal wounds’ ” may help demonstrate an intent to
torture, as such wounds “ ‘evidence[] deliberate and gratuitous
violence beyond that which was necessary to kill the victim’ ”
(Powell, supra, 5 Cal.5th at p. 945.) We also consider “ ‘the
totality of the brutal acts and the circumstances which led to the
victim’s death. . . . [It is not] whether any single act by itself
caused the death; rather, it is the continuum of sadistic violence
that constitutes the torture.’ ” (People v. Jennings (2010) 50
Cal.4th 616, 643 (Jennings), citations omitted, quoting People v.
Proctor (1994) 4 Cal.4th 499, 530–531 (Proctor).) With these
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
principles in mind, we turn to the evidence concerning each of
Barrera’s victims.
a. Lupita
The evidence at trial showed Lupita was repeatedly
beaten in the months preceding her death at age two. Two of
Barrera’s children testified that Barrera hit Lupita “every day,”
and one said Barrera had thrown Lupita into the wall more than
once. Another child testified Barrera hit Lupita and Ernesto
more than anyone else. Family members recalled seeing marks
all over Lupita’s body, and Lupita’s mother, Petra, testified she
saw a cut and a belt mark on the child’s leg on the day that
Lupita died. The evidence of a “long course of painful abuse”
supports an inference that Barrera harbored an intent to
torture. (People v. Gonzales (2011) 51 Cal.4th 894, 942 (Veronica
Gonzales); accord, Lopez, supra, 5 Cal.5th at p. 359 [evidence of
repeated bruising leading to numerous injuries sufficed, among
other things, to establish intent to torture].)
In addition to the evidence of continuous physical abuse,
medical testimony showed Lupita was abnormally small for her
age and about six months behind in development, which
indicated that she, like Ernesto, was malnourished. As Barrera
emphasizes, the evidence did show that the family faced
poverty, and none of the trial witnesses testified that Barrera
deliberately withheld food from Lupita, as opposed to from
Ernesto. But based on the evidence concerning Barrera’s
considerable control over his family, as well as the extensive
evidence that Barrera had withheld food from another
disfavored child, a jury could reasonably infer that Barrera bore
responsibility for Lupita’s malnourished condition. This, too,
supported an inference of torturous intent. (Cf. Jennings, supra,
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Opinion of the Court by Kruger, J.
50 Cal.4th at p. 645 [victim’s young age, underdeveloped weight,
and “chronic and acute physical abuse” relevant to establish
torturous intent].)
Evidence concerning the murder likewise supports an
inference that Barrera harbored the requisite intent. The
prosecution presented evidence that on the day Lupita died,
Barrera beat the child after she wet the bed. He ordered Lupita
be given a cold shower, taking it upon himself to turn the tap
back to cold after Maria E. tried to bathe Lupita in warm water
instead. Barrera then beat Lupita, holding her arm up with one
hand and hitting her in the back with the other as she cried and
her head flopped back and forth. The evidence shows he then
threw her into the wall about eight feet away, resulting in an
audible crack; twice told the child to “stand up, you bitch” when
she was unresponsive; and refused to take her to a hospital or
seek appropriate medical care, even though she continued to
breathe for hours after the fall.
As Barrera points out, there was evidence that he
attempted to revive Lupita after her initial fall and later bought
her Tylenol and Pedialyte when she was still breathing. But
this evidence does not negate the reasonable inferences the jury
could draw about Barrera’s state of mind from the remainder of
the evidence concerning his extreme abuse of Lupita. A
reasonable jury could have viewed these ineffectual actions as
stemming from a self-interested attempt to keep Lupita alive
and avoid discovery of his crimes, rather than a genuine effort
to seek appropriate treatment of the child. Barrera refused to
take Lupita to a hospital because, according to Maria Ricardo,
the child “was beaten and there would be investigations.” And
he thereafter refused to take Lupita to a funeral home after she
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Opinion of the Court by Kruger, J.
died, instead burying her secretly in the mountains and pouring
acid on her body.
Finally, the jury heard that Barrera had a motive for his
harmful actions toward Lupita: that Lupita was disobedient and
did not love him. Motive is relevant in assessing a defendant’s
state of mind as to torture (see Lopez, supra, 5 Cal.5th at p. 356;
People v. Daugherty (1953) 40 Cal.2d 876, 886; People v. Cole
(2004) 33 Cal.4th 1158, 1214 (Cole); Streeter, supra, 54 Cal.4th
at p. 245), and a jury could reasonably have considered such
evidence.
The evidence is, in sum, sufficient to show Barrera’s
willful, deliberate, and premeditated intent to inflict extreme
and prolonged pain on Lupita for a sadistic purpose. (Cf., e.g.,
Lopez, supra, 5 Cal.5th at p. 356 [continued abuse when the
defendant was reasonably aware that victim was in pain
supported inference of intent to torture]; People v. Gonzales
(2012) 54 Cal.4th 1234, 1274 (Ivan Gonzales) [failure to seek
timely help for child victim despite visible signs of suffering
supported intent to torture]; Veronica Gonzales, supra, 51
Cal.4th at pp. 941–942 [same].) Barrera’s repeated insistence
that Lupita may have experienced “instantaneous
unconsciousness” after her head hit the wall does not compel a
contrary conclusion, as murder by torture does not require proof
that the victim suffered pain. (Lopez, at p. 356.)
Barrera contends that this case is controlled by Steger,
supra, 16 Cal.3d 539. In Steger, three-year-old Kristen died
from head injuries and suffered from multiple cuts, bruises,
fractures, and internal injuries that had been sustained at
different points in time. (Id. at p. 543.) This court concluded
that the evidence of multiple beatings did not establish the
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
defendant’s “cold-blooded intent to inflict extreme and prolonged
pain,” but instead revealed the defendant as “a tormented
woman, continually frustrated by her inability to control her
stepchild’s behavior,” who beat Kristen in “several distinct
‘explosions of violence.’ ” (Id. at p. 548.)
We are not persuaded by Barrera’s reliance on Steger. The
jury in this case heard evidence not only that Barrera beat
Lupita over a prolonged period of time, but also evidence from
which they could have concluded that Barrera deliberately
starved her, resulting in substantial developmental delays;
evidence of Barrera’s callous behavior toward Lupita both before
and after delivering the fatal blow, including evidence that he
told Lupita to “stand up, you bitch,” when she was unresponsive;
evidence that he left her on the ground for hours after her fall;
and evidence that he refused to take her to a hospital or seek
appropriate medical care. The jury was not bound to interpret
Barrera’s behavior toward Lupita as merely the product of a
series of uncontrolled fits of rage. (See Lopez, supra, 5 Cal.5th
339, 356 [distinguishing Steger and concluding the evidence of
repeated bruising leading to numerous injuries sufficed, among
other things, to establish intent to torture].)
Our conclusion that the evidence was sufficient to support
the jury’s finding of intent to torture Lupita applies equally to
the first degree murder conviction and to the torture-murder
special circumstance. It is unclear whether Barrera means to
challenge the sufficiency of the evidence to support the jury’s
special circumstance finding that he intended to kill Lupita. But
such a claim lacks merit in any event. The trial evidence showed
that after a prolonged period of abuse, and knowing Lupita was
in a weakened state, Barrera threw her into a wall with
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
sufficient force to render her unconscious. (Cf. Lopez, supra, 5
Cal.5th at p. 355.) Barrera then refused to seek appropriate
medical help and left Lupita on the ground for hours, continuing
to refuse to seek appropriate help until Lupita died in Petra’s
arms. By “failing to get help, [Barrera] ensured [Lupita’s] death.
The evidence of intent to kill was sufficient.” (Veronica
Gonzales, supra, 51 Cal.4th at p. 942.)
b. Ernesto
The evidence established that Barrera repeatedly beat
Ernesto over a prolonged period of time, leading to what the
forensic examiner described as a “constellation” of painful
injuries consistent with this history of intentional abuse.
Multiple family members testified that Barrera beat Ernesto
every day, either hitting, punching, or kicking the boy or
striking him with a belt, electrical cord, or broomstick. Jose
testified that Barrera whipped Ernesto with an electrical cord
and beat Ernesto’s legs with a broomstick, at one point breaking
Ernesto’s legs. The examiner found injuries to Ernesto’s body
and legs that were consistent with these injuries. Multiple
children testified Ernesto had been tied up for some period of
time, and that floor tiles may have been tied to his legs; the
examiner found “linear markings” and an ulcer that was
consistent with this description.
The evidence also showed that Ernesto eventually fell into
a semi-comatose state and had been left in that state for about
two months before Barrera kicked his head into the wall,
ultimately killing the child. Jose described the fatal kick to
Ernesto’s head, and the examiner found intracranial bleeding in
Ernesto’s skull that was consistent with Jose’s account. The
medical examiner testified that Ernesto had 20 broken bones,
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
including fractures to his ribs that would have made it
“extremely painful” for the child to breathe. A reasonable jury
could conclude, based on this evidence, that Barrera intended
to, and did, torture Ernesto. (Veronica Gonzales, supra, 51
Cal.4th at p. 942 [“The long course of painful abuse suffered by
[child victim] suggested that defendant . . . habitually tortured
her”]; Whisenhunt, supra, 44 Cal.4th at p. 201 [evidence of
repeated beatings, including “brutal[]” kicks and punches, as
well as additional abuse after the victim was already
incapacitated supported inference of intent to torture]; Powell,
supra, 5 Cal.5th at p. 945 [evidence of intentional infliction of
nonlethal wounds can support inference of torture]; Proctor,
supra, 4 Cal.4th at p. 532 [evidence of physical abuse after
victim “rendered incapable of avoiding further attack” also
supports inference of torture].)
The evidence also indicated Barrera singled Ernesto out
for gratuitous punishment. Though the other children could eat
and sleep where they wanted, Ernesto had to sleep “separate,
over by the door.” In addition, two of Barrera’s children testified
that Barrera would sometimes withhold food from Ernesto, and
Petra stated Ernesto was “really thin” at the time of his death,
and that he “wasn’t like that” before. These observations
matched the forensic examiner’s testimony about the state of
Ernesto’s body: his ribs were visible through his skin, his hair
was thinning, and he was missing his thymus, signs suggesting
that the boy had been “deliberately starved.” These pieces of
evidence, too, supported a finding of intent to torture. (See Ivan
Gonzales, supra, 54 Cal.4th at p. 1247 [child torture-murder
victim could not sleep or eat with the other children]; Jennings,
supra, 50 Cal.4th at p. 642 [evidence of “physical violence and
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
deliberate starvation” of child victim supported conviction for
first degree murder by torture].)
The evidence further indicated that Barrera made no
effort to seek help for Ernesto’s injuries. When Ernesto’s legs
were broken, Ernesto did not receive medical attention but
instead had sticks and floor tiles tied to his leg as a makeshift
splint; again, Dr. Whiteman found injuries consistent with this
account. During the two months Ernesto was in a semi-
comatose state, Barrera never made any effort to aid the child
as he lay on the floor unmoving. Instead, when the boy would
not eat, Barrera violently grabbed Ernesto’s hair, attempted to
pull his head back, and eventually kicked him in the head,
killing him; as Ernesto slumped to the ground, Barrera made no
effort to assist him or get medical help, remarking only that the
boy was “dying.” Barrera and the rest of the family then went
to sleep.
A jury could reasonably infer from this pattern of conduct
that Barrera harbored a willful, deliberate, and premeditated
intent to inflict cruel suffering on Ernesto. In Lopez, supra, 5
Cal.5th 339, we found the evidence sufficient to sustain a
conviction for torture murder where the child victim had bruises
all over her body, the medical evidence established she was
“ ‘repetitively exposed to multiple episodes of blunt trauma, with
pain being associated with each one,’ ” and the child’s cries could
be heard from the next door unit, a fact that supported the
inference that the defendant “was aware that the child was in
pain.” (Id. at p. 356; see id. at p. 345.) Similarly here,
eyewitness and medical evidence showed that Ernesto was
repeatedly beaten in painful ways, and that the child’s cries
were heard by multiple family members living in the household.
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
The evidence also showed that Ernesto suffered visibly painful
injuries of which Barrera could not have been unaware.
According to the medical examiner, Ernesto’s “feet and legs were
chronically deformed from repeated fractures,” which would
have prevented the boy from walking correctly. Ernesto was
also visibly emaciated and covered with lesions, scars, bruises,
and injuries. Eventually, Ernesto fell into a semi-comatose state
and was unable to eat, drink, or keep his head up. 3 He was in
that state when Barrera inflicted the fatal blows.
As was true of Lupita, trial testimony also tended to show
that Barrera had a motive to single Ernesto out for special
abuse; indeed, Barrera particularly disfavored Ernesto because
he believed that Ernesto was not his biological son. And much
as in the case of Lupita, after inflicting the fatal blows, Barrera
made no attempt to get help for Ernesto; instead, commenting
that Ernesto was “dying,” Barrera went to sleep. From this
evidence, too, the jury could infer Barrera’s intent to torture
Ernesto. (See Veronica Gonzales, supra, 51 Cal.4th at p. 942
[evidence that defendant “witnessed the extreme and prolonged
pain that ensued as [child victim] lay dying, and did nothing to
secure assistance until her body began to stiffen” supported
3
On appeal, Barrera suggests that the prosecution failed to
show he was responsible for all of Ernesto’s injuries. As an
example, he identifies a single break to Ernesto’s arm that Petra
testified had been sustained in Mexico before Ernesto began
living with Barrera. But Petra’s testimony suggests Barrera
was also responsible for this particular injury. And in any event,
the prosecution was not required to show Barrera was
responsible for every injury. Barrera concedes he engaged in a
pattern of abuse, and the jury was entitled to draw reasonable
inferences from the evidence that Barrera repeatedly beat
Ernesto and the child suffered severe injuries as a result.
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
inference of intent to torture]; Ivan Gonzales, supra, 54 Cal.4th
at p. 1274 [same].)
Again, Barrera fails to persuade that the jury was
obligated to view his actions toward Ernesto as the product of
an uncontrollable burst of rage or as a “misguided . . . attempt
at discipline.” (Steger, supra, 16 Cal.3d at p. 548.) The evidence
also established Ernesto had been systematically starved and
maltreated, not just occasionally beaten: he was visibly
emaciated, singled out for particularly severe abuse, forced to
sleep and eat apart from the other children, and left in a semi-
comatose state for months, during which time Barrera
continued to abuse him. It was not unreasonable, given the facts
presented, for the jury to infer that Barrera’s abuse was the
result of a willful, deliberate, and premeditated intent to inflict
extreme and prolonged pain for a sadistic purpose, and not
merely an isolated violent outburst.
This conclusion about the sufficiency of the evidence
supporting the torture-murder conviction concerning Ernesto
applies equally to Barrera’s challenge to the sufficiency of the
evidence supporting the intent to torture element of the torture-
murder special circumstance. (See Lopez, supra, 5 Cal.5th at
p. 357 [evidence supporting intent to torture for first degree
torture-murder also suffices to support intent to torture for
torture-murder special circumstance]; Proctor, supra, 4 Cal.4th
at p. 531 [same].) Substantial evidence also supports the
inference that Barrera harbored the requisite intent to kill.
Barrera notes that he does not concede this point, but neither
does he present any argument to the contrary. This is
unsurprising: The trial testimony established that Barrera
commented Ernesto was “dying” after Barrera kicked his head
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
into the wall and the boy fell to the ground, but nonetheless did
nothing to secure medical assistance and instead went to sleep.
“By failing to get help, [Barrera] ensured [Ernesto’s] death. The
evidence of intent to kill was sufficient.” (Veronica Gonzales,
supra, 51 Cal.4th at p. 942.)
2. Premeditated and Deliberate Murder
Barrera next contends the evidence was insufficient to
support a finding of premeditation and deliberation necessary to
support the first degree murder convictions on a theory of
premeditated and deliberate murder.
“ ‘An intentional killing is premeditated and deliberate if
it occurred as the result of preexisting thought and reflection
rather than unconsidered or rash impulse.’ ” (Lopez, supra, 5
Cal.5th at pp. 354–355, quoting People v. Stitely (2005) 35
Cal.4th 514, 543.) “[T]he intent to kill must be formed upon a
preexisting reflection and have been the subject of actual
deliberation or forethought.” (Whisenhunt, supra, 44 Cal.4th at
p. 201.) “The reflection may be arrived at quickly; it need not
span a specific or extended period of time.” (Lopez, at p. 355.)
“We have found planning activity, preexisting motive, and
manner of killing to be relevant, although these factors do not
‘ “exclude all other types and combinations of evidence that
could support a finding of premeditation and deliberation.” ’ ”
(Ibid.)
We conclude that the evidence is sufficient to support
findings of premeditation and deliberation with respect to both
victims.
a. Lupita
As previously explained, the evidence here showed that
Barrera physically abused Lupita for months. The jury could
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Opinion of the Court by Kruger, J.
also infer Barrera intentionally starved Lupita, leaving her
approximately six months behind in development. Witnesses
also testified Barrera beat Lupita and Ernesto more than his
other children, and that he thought Lupita was disobedient and
did not love him.
On the day Lupita died, Barrera repeatedly hit the two-
year-old child with his hand and eventually threw her eight feet
into the wall, resulting in an audible crack and rendering her
unconscious. Though several witnesses testified that Lupita
was still breathing after her fall, Barrera left her on the ground
for hours and refused to seek appropriate medical care.
A reasonable jury could conclude Barrera’s actions showed
a premeditated and deliberate intent to kill Lupita. The facts of
this case are comparable to those of Lopez, supra, 5 Cal.5th 339,
in which we found the evidence sufficient to sustain a first
degree premeditated and deliberate murder conviction. We
explained that “[a] deliberate intention to kill is supported by
the fact that [the victim] Ashley was a small toddler, already
weakened by several days of extreme abuse, when Lopez lifted
her over his head and threw her to the ground. Lopez personally
inflicted the injuries on Ashley that caused her weakened state,
which placed him in a heightened sense of awareness of her
fragility, further supporting a finding of premeditation in the act
of harming her.” (Id. at p. 355.) “From this evidence of Lopez’s
escalating acts of abuse and conscious efforts to conceal his
actions and prevent Ashley from receiving needed medical
attention, a reasonable jury could conclude Lopez intentionally
killed Ashley with preexisting thought and reflection.” (Id. at
pp. 355–356.) Precisely the same is true here. As in Lopez, we
find the evidence was sufficient to sustain a conclusion that
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
Barrera was responsible for the first degree premeditated and
deliberate murder of Lupita.
b. Ernesto
As with Lupita, the evidence showed Barrera physically
abused Ernesto for months. In addition, the evidence tended to
show Barrera deliberately starved Ernesto. This maltreatment
resulted in severe injuries that left the boy in a semi-comatose
state, during which period the child could not eat, drink, or lift
his head on his own. While Ernesto was in this weakened state,
Barrera never sought medical attention but instead left Ernesto
lying immobile against the wall for two months until he died.
When Ernesto reached the point where he was either unable or
unwilling to eat, Barrera grabbed the child’s hair, tried to force
him to eat, punched him several times in the chest, and then
kicked his head into the wall, causing the boy to collapse to the
floor and eventually die. After Ernesto fell, Barrera commented
that the boy was “dying.” He then went to sleep. Witnesses also
testified that Barrera believed Ernesto was not his biological
son.
A reasonable jury could conclude Barrera’s actions showed
a premeditated and deliberate intent to kill Ernesto. Again,
much as in Lopez, the victim was a child already weakened by
considerable abuse when Barrera delivered the blow that killed
him. (Lopez, supra, 5 Cal.5th at p. 355.) Here, Barrera
repeatedly punched and then kicked a severely weakened five-
year-old child in the head — a child whose condition was due to
Barrera’s own abuse, giving Barrera heightened awareness of
the child’s fragile state. When Ernesto fell to the ground,
Barrera observed that the boy was “dying” yet did nothing to
help. (Cf. id. at pp. 355–356 [efforts to prevent child victim from
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PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
receiving medical attention supported inference of premeditated
intent to kill]; Whisenhunt, supra, 44 Cal.4th at p. 202 [same].)
Barrera also believed Ernesto was not his biological son,
“suggesting a motive to harm the child.” (Lopez, at p. 355.) His
“continuing and escalating acts of abuse caused [Ernesto]
prolonged pain,” further supporting a finding of premeditated
intent to kill. (Ibid.; see Whisenhunt, at pp. 201–202
[“continuing and escalating acts of abuse showed [defendant’s]
premeditated and deliberate intent” to kill]).
Finally, we note that defendant committed fatal acts
against both Lupita and Ernesto, just months apart. As we have
previously explained, “ ‘the more often one does something, the
more likely that something was intended, and even
premeditated, rather than accidental or spontaneous.
Specifically, the more often one kills, especially under similar
circumstances, the more reasonable the inference the killing
was intended and premeditated.’ ” (People v. Solomon (2010)
49 Cal.4th 792, 815.) Furthermore, the jury heard evidence that
after Lupita’s death, Barrera temporarily ceased abusing
Ernesto, only to resume the abuse after a matter of weeks. A
reasonable jury could infer that this break in abuse between
Lupita’s and Ernesto’s deaths reflects volitional control, and in
turn conclude that Barrera’s harmful acts were deliberate and
premeditated rather than the product of rash impulse.
We are not persuaded to reach a different conclusion by
Barrera’s criticism of the prosecutor’s arguments to the jury.
Barrera contends the prosecutor made “conclusory statements”
about Barrera’s state of mind and invited the jury to draw the
wrong inferences from the facts in evidence concerning his
treatment of Lupita and Ernesto. At the threshold, the focus of
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Opinion of the Court by Kruger, J.
these arguments is misplaced. In a sufficiency challenge, our
inquiry on review is whether the evidence was sufficient for a
reasonable jury to reach its verdict, not the arguments of
counsel. (Powell, supra, 5 Cal.5th at p. 944.) But in any case,
for the reasons already explained, the jury could reasonably
infer from the facts cited by the prosecutor that Barrera
intended to kill both victims and that he did so with
premeditation and deliberation.
B. Admission of Statements by Non-Testifying
Expert
Barrera argues that portions of the trial testimony by Dr.
Ribe, the medical examiner who carried out Lupita’s autopsy,
conveyed case-specific testimonial hearsay in violation of both
state evidence law and the confrontation clause of the federal
Constitution. (See People v. Sanchez (2016) 63 Cal.4th 665
(Sanchez); Crawford v. Washington (2004) 541 U.S. 36, 53–54
(Crawford).) Specifically, Barrera contends that portions of the
testimony were improperly drawn from a report by Dr. Donald
Boger, a radiologist who did not testify at trial. Dr. Boger’s
report, which was reprinted in Dr. Ribe’s autopsy report, was
also admitted into evidence; Barrera argues the admission of the
report, too, violated state evidence law and the confrontation
clause.
We assume, without deciding, that Dr. Boger’s findings
were admitted in violation of the confrontation clause and state
hearsay law. We conclude, however, that any error was
harmless beyond a reasonable doubt.
1. Factual Background
Barrera’s trial took place in 2001. As noted, Dr. James
Ribe, a senior deputy medical examiner with the Los Angeles
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Opinion of the Court by Kruger, J.
County Department of the Coroner, performed an autopsy on
Lupita’s body after her remains were discovered. He testified at
trial about his findings. At the outset, he explained that he had
difficulty completing a full autopsy due to the “natural
decomposition” of the body after eight months, as well as
“chemical deterioration” from the hydrochloric and sulfuric acid
that had been poured on her body at the time of burial.
According to Dr. Ribe, the acid was most present in Lupita’s
skeleton, back, left side of her head, and the left shoulder areas,
and had apparently “soaked into her body” from the ground up,
“kind of pooled in the left upper body area,” and eventually
“affected the entire body as far down as the knees, or a little
below.” The acid complicated the examination because it
softened Lupita’s bones, giving them the “texture of wet
cardboard.” That softening effect, when combined with the
weight of the soil under which Lupita was buried, caused parts
of her skeleton to flatten and collapse, including her rib cage,
spine, and pelvis. Lupita was also missing her internal organs;
her brain had become some sort of “pasty material”; and her skin
was “badly faded.” Dr. Ribe believed there must have been a
“fair amount” of acid poured onto Lupita’s body to create that
level of deterioration.
Much of Dr. Ribe’s testimony — including his testimony
regarding Lupita’s skull injuries, bruising, and
malnourishment — was based on his own observations during
the autopsy. Dr. Ribe also, however, took several X-rays and
sent them to a radiology consultant, Dr. Boger, who did not
testify at trial. Dr. Ribe’s testimony at trial included statements
that either quoted or directly referenced Dr. Boger’s radiology
report.
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Opinion of the Court by Kruger, J.
Dr. Ribe testified that his own examination revealed
evidence of a diastatic fracture to Lupita’s skull. When asked to
relate his findings regarding “other breaks” to Lupita’s bones,
Dr. Ribe stated: “I took X-rays, and I had them referred to our
radiology expert consultant. And he found evidence of healed or
partially healed fractures in the right humerus, which is the
right upper arm bone, the right collarbone, and both femurs
which are the thigh bones.” Dr. Ribe conducted his own analysis
on Lupita’s right femur, examining part of the bone under a
microscope. Dr. Ribe explained that postmortem deterioration
complicated the examination because the coating of Lupita’s
bone, which is “what we really want to look at to evaluate a
fracture,” was completely gone. Nonetheless, based on the state
of the “inner bone” in Lupita’s right femur, Dr. Ribe found
evidence of a completely healed fracture that would have been
“weeks to months old.” Dr. Ribe also testified that given
Lupita’s young age — “[a] baby like that is barely even
walking” — the fracture would have had to be intentional, and
would have been “painful for some period of time.”
Dr. Ribe attributed findings concerning the three other
possible fractures to “the radiologist,” and Dr. Ribe confirmed
that he did not separately examine them. Asked if any of these
three fractures could be dated, Dr. Ribe again quoted from Dr.
Boger’s report: “[Dr. Boger] describes them as changes which
also suggest ‘changes seen with healing fractures.’ He doesn’t
say how much healing because he can’t tell, so we’re talking
about things that are weeks or up to about six weeks old, if you
call it healing.” When the prosecutor asked, “So possibly six
weeks old up to six weeks old?” Dr. Ribe said, “That would fit
with the wording that [Dr. Boger] has used . . . .” Dr. Ribe also
testified that, in his opinion, the additional fractures would not
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have been accidental: “When you have small fractures on a child
like that; one leg, you can believe, but three or four fractures
cannot be an accident.”
Dr. Ribe opined that the state of the Lupita’s body was
consistent with a finding of battered child syndrome, meaning
“repeated injuries over a period of time giving injuries of
different ages.” He also testified that, based on Lupita’s height
and size, she was about six months behind on her growth,
evidence consistent with malnourishment and chronic neglect.
During cross-examination, Barrera’s attorney confirmed
that Dr. Ribe examined only one of the fractures himself, and
that the fracture Dr. Ribe examined took place “a month to a
year, or even more” before Lupita’s death. Barrera’s attorney
also asked Dr. Ribe about the nature of the other three fractures:
“Are they actually indented fractures, or are they simply
thickening of the bone on the X-ray?” Dr. Ribe responded, “More
of the latter. They are thickening of the bone on the X-ray which
have an abnormal appearance and what the radiologist felt
suggest the changes seen with healing fractures.” When
Barrera’s attorney responded, “well, suggest is not exactly
saying it’s a fracture, is it?,” Dr. Ribe responded: “That’s right.
It’s not definite.”
Dr. Ribe’s report, which reprinted Dr. Boger’s two-page
radiology report in full, was admitted into evidence along with
other prosecution exhibits. Barrera did not object to the
admission of Dr. Boger’s report, although he did object to other
items of evidence, including parts of Dr. Whiteman’s report
regarding the autopsy of Ernesto. The court overruled Barrera’s
objection to Dr. Whiteman’s report, concluding that the
challenged pages of the report were admissible under the
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hearsay exceptions for business or official records. (Evid. Code,
§§ 1271, 1280.)
2. Legal Background
State evidence law generally forbids the admission of
hearsay evidence unless it satisfies a statutory exception.
(People v. Turner (2020) 10 Cal.5th 786, 821 (Turner), citing
Evid. Code, § 1200, subd. (b).) A statement is hearsay if it was
made by an out-of-court declarant and was “offered to prove the
truth of the matter stated.” (Evid. Code, § 1200, subd. (a).)
At the time of Barrera’s trial, courts generally took the
view that an expert could testify to case-specific out-of-court
statements not for the truth of the matter, but for the
nonhearsay purpose of explaining the basis for the expert’s
opinion. (Sanchez, supra, 63 Cal. 4th at pp. 680–681, 683–684
discussing People v. Gardeley (1996) 14 Cal.4th 605.) In our
2016 decision in Sanchez, supra, 63 Cal.4th 665, we rejected this
view. We explained: “When any expert relates to the jury case-
specific out-of-court statements, and treats the content of those
statements as true and accurate to support the expert’s opinion,
the statements are hearsay. It cannot logically be maintained
that the statements are not being admitted for their truth.” (Id.
at p. 686.) Though an expert can still “rely on hearsay in
forming an opinion, and may tell the jury in general terms that
he did so” (id. at p. 685), an expert cannot “relate as true case-
specific facts asserted in hearsay statements, unless they are
independently proven by competent evidence or are covered by
a hearsay exception” (id. at p. 686).
The federal Constitution likewise places limits on the
admission of case-specific hearsay through expert testimony.
The confrontation clause of the Sixth Amendment provides a
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criminal defendant the “right . . . to be confronted with the
witnesses against him.” (U.S. Const., 6th Amend.) At the time
of Barrera’s 2001 trial, United States Supreme Court precedent
had held that “the admission of hearsay did not violate the right
to confrontation if it bore ‘adequate “indicia of reliability.” ’ ”
(Sanchez, supra, 63 Cal.4th at p. 680.) Overruling this
precedent, the court in its 2004 Crawford decision interpreted
the confrontation clause to forbid the admission of “testimonial”
hearsay unless the declarant is unavailable to testify and the
defendant has had a prior opportunity to cross-examine the
declarant. (Sanchez, at p. 680.)
In Sanchez, explaining the import of Crawford to expert
testimony conveying out-of-court-statements, we articulated the
law as follows: “When any expert relates to the jury case-specific
out-of-court statements, and treats the content of those
statements as true and accurate to support the expert’s opinion,
the statements are hearsay. . . . If the case is one in which a
prosecution expert seeks to relate testimonial hearsay, there is
a confrontation clause violation unless (1) there is a showing of
unavailability and (2) the defendant had a prior opportunity for
cross-examination, or forfeited that right by wrongdoing.”
(Sanchez, supra, 63 Cal.4th at p. 686; accord, Smith v. Arizona
(2024) 602 U.S. 779, 802–803.)
3. Analysis
Barrera argues that Dr. Ribe’s testimony conveying Dr.
Boger’s radiology findings, as well as Dr. Boger’s report itself,
constituted case-specific hearsay and thus was admitted in
violation of Sanchez. He further argues that the hearsay was
testimonial hearsay and thus should not have been admitted
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under Crawford absent an opportunity to cross-examine the
declarant.
Barrera’s claim based on state evidence law confronts a
threshold difficulty. We have held that because Sanchez
expressly changed existing hearsay law, a defendant’s failure to
object to expert testimony relating case-specific hearsay was not
forfeited in cases tried before Sanchez. (People v. Perez (2020) 9
Cal.5th 1, 9, citing Edwards, supra, 57 Cal.4th at p. 705.) But
this is not a case, like Sanchez or Perez, in which a nontestifying
expert’s out-of-court statements were conveyed solely through
the testimony of a testifying expert, on a “not-for-truth”
rationale. Here, the challenged statements — Dr. Boger’s
written report — had already been admitted into evidence, as
part of Dr. Ribe’s report. Thus, although Dr. Ribe’s testimony
conveyed case-specific hearsay, one might say that the points he
conveyed were “independently proven” by evidence in the record.
(Sanchez, supra, 63 Cal.4th at p. 686.) Barrera could have
objected to the admission of Dr. Boger’s report, much as he had
objected to the admission of parts of Dr. Whiteman’s report
concerning his autopsy of Ernesto. (Overruling the objection,
the trial court held the challenged parts of Dr. Whiteman’s
autopsy report admissible either as a business record or an
official record.) But Barrera did not object either to Dr. Ribe’s
testimony about Dr. Boger’s findings or to the admission into
evidence of the portion of Dr. Ribe’s report that reprinted Dr.
Boger’s two-page radiology report.
The parties debate at length whether Barrera’s failure to
object to the admission of Dr. Boger’s written report amounted
to a forfeiture of his current Sanchez claims. There is, however,
no question that Barrera has a nonforfeited claim that the
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admission of Dr. Boger’s findings amounted to constitutional
error. We have held that a claim of Crawford error based on the
admission of any evidence — whether in the form of witness
testimony or documentary evidence — is not forfeited by a
defendant’s failure to object at a trial that occurred before
Crawford was decided, because Crawford dramatically changed
the law governing the admissibility of both types of evidence.
(People v. Leon (2015) 61 Cal.4th 569, 602; see People v. Rangel
(2016) 62 Cal.4th 1192, 1215.) Because Barrera’s trial occurred
several years before Crawford was decided, he has not forfeited
the claim. For reasons we will explain, our resolution of
Barrera’s Crawford claim makes it unnecessary for us to decide
whether Barrera has adequately preserved a claim under
Sanchez as well.
Again, under Crawford, supra, 541 U.S. 36, the federal
Constitution bars the admission of testimonial hearsay unless
the declarant is unavailable to testify, and the defendant has
had a prior opportunity to cross-examine the declarant. (Id. at
p. 68.) The high court in Crawford declined, however, to provide
a comprehensive definition of the term “testimonial.” (Ibid.)
And while both the United States Supreme Court and this court
have since addressed numerous questions concerning the scope
of the term, “[t]he question of whether and when statements in
technical reports qualify as ‘testimonial hearsay’ remains an
evolving area of the law.” (People v. Gonzalez (2021) 12 Cal.5th
367, 398.) Our cases applying Crawford to technical reports by
a nontestifying witness have generated numerous separate
opinions, and we have recently observed that “ ‘considerable
flux” [continues to] surround[ ] the high court’s Sixth
Amendment jurisprudence.” (People v. Schultz (2020) 10
Cal.5th 623, 660, fn. 8).
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But even if we assume that the introduction of Dr. Boger’s
report violated the confrontation clause, any error was harmless
beyond a reasonable doubt. (See People v. Gonzalez, supra, 12
Cal.5th at pp. 398–399 [setting out the applicable standard for
evaluating error].) Careful review of the record shows no
reasonable possibility the admission of those materials
contributed to Barrera’s conviction.
Dr. Boger’s report, and Dr. Ribe’s testimony about the
report, were introduced to demonstrate that Lupita’s death was
part of a pattern of abuse and suffering rather than the result of
an isolated incident of extreme violence. Based on his own
investigation, Dr. Ribe found evidence of intentional blunt force
trauma to the head — including internal bleeding in the skull,
contusions to the head, and a skull fracture — which was
consistent with family members’ accounts of how Lupita died.
Dr. Ribe also found independent evidence of a week- to months-
old fracture in Lupita’s right femur, which had to be intentional
and would have been painful for at least some period of time.
The challenged portions of the evidence, derived from Dr.
Boger’s analysis, suggested three additional healed or partially
healed fractures located in Lupita’s upper arm, collarbone, and
left femur.
Medical evidence indicating that Lupita’s body had three
possible healing fractures, in addition to the fracture Dr. Ribe
had independently identified, helped to show that Lupita was
repeatedly physically abused over a period of time. But the jury
was already well aware of that pattern of severe abuse, having
heard the unchallenged testimony of multiple family members
who witnessed the beatings firsthand. From those family
members, the jury heard that Barrera beat Lupita daily during
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Opinion of the Court by Kruger, J.
the period when Lupita lived with Barrera, between ages one
and two; that he had thrown her into the wall on more than one
occasion; and that she had marks all over her body, including a
cut and a belt mark on the day she died. The jury also heard
detailed testimony describing the charged murder: that Barrera
beat Lupita with his hands; threw her eight feet across the room
into the wall with sufficient force to cause an audible crack; and
refused to get medical attention for several hours while Lupita
lay dying. In addition, the jury heard from the same family
members that Barrera had engaged in a similar pattern of abuse
against Lupita’s brother, five-year-old Ernesto, also over a
prolonged period of time. Their testimony as to Ernesto was
corroborated by the results of Dr. Whiteman’s autopsy, which
was conducted shortly after Ernesto’s death and showed that
Ernesto’s body was bruised, malnourished, covered with lesions
and scars, and that he had multiple broken bones inflicted at
different times. Dr. Whiteman testified that the presence of so
many severe, differently aged injuries pointed to “an intentional
beating over a long period of time.” In short, the evidence that
Barrera had engaged in a lengthy course of abuse of both
children was both overwhelming and undisputed.
Barrera contends that evidence of three additional
possible healing fractures was particularly damaging because it
illustrated not only the pattern of abuse, but its severity and
extent. But the jury already had ample evidence on this issue
from the testimony of family members, who described the nature
of the abuse and the visible physical marks it left on Lupita;
from Dr. Ribe’s independent findings concerning the presence of
at least one healing fracture on her right femur, which he
testified must have been the result of an intentional injury; and
from the extensive testimonial and medical evidence of
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Opinion of the Court by Kruger, J.
Barrera’s severe physical abuse of Lupita’s brother Ernesto.
The severity of Barrera’s abuse of the two child victims was not
meaningfully contested at trial; Barrera’s primary argument
was instead that Lupita’s injuries and death were simply the
product of an explosive and uncontrollable rage, a mental state
consistent only with second degree murder. (Cf. People v. Leon,
supra, 61 Cal.4th at p. 604 [error harmless beyond a reasonable
doubt where the cause of death — for which the erroneously
admitted report was introduced to prove — was “undisputed”
and otherwise not germane to the “central trial dispute”]; People
v. Garton (2018) 4 Cal.5th 485, 507 [error harmless beyond a
reasonable doubt where any improperly admitted testimony
went to issues that were not disputed at trial].)
Nor were Dr. Boger’s findings a central focus of the
prosecution’s case. Evidence of the fractures — including both
those identified by Dr. Boger and those independently found by
Dr. Ribe — were mentioned only twice, both times briefly and
once only obliquely, in the prosecutor’s closing arguments to the
jury; the bulk of the prosecutor’s closing arguments instead
focused on the family members’ extensive accounts of Barrera’s
abuse of Lupita. (Cf. People v. Dworak (2021) 11 Cal.5th 881,
908 [error in admitting statements was harmless where the
statements were referenced only twice in closing argument].)
Moreover, the jury had ample reason to regard Dr. Boger’s
findings with caution, given the state of Lupita’s body at the
time it was discovered. Unlike Ernesto’s body, which was found
at the time of burial, Lupita’s body had been treated with
dissolving acid and left underground for eight months. Dr. Ribe
explained to the jury that the combined effect of the acid and
decomposition limited his ability to conduct a proper autopsy, in
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part because of the deterioration of Lupita’s bones. Dr. Ribe also
told the jury that the X-ray evidence was not conclusive: When
asked about the three additional fractures, Dr. Ribe
acknowledged that the X-rays only “suggest[ed] changes seen
with healing fractures,” and that it was “not definite” that what
the X-rays showed were, in fact, fractures. Dr. Boger’s report
likewise indicated only that there were certain “deformit[ies]”
and “sites of increased density” in the X-rays that “suggest
changes seen with healing fractures.”
These points would not have been lost on the jury, which
was reminded multiple times about the state of Lupita’s body
and the necessarily limited scope of the medical evidence
concerning her injuries. During closing arguments, the
prosecutor repeatedly contrasted the extensive medical evidence
concerning Ernesto with the limited medical evidence
concerning Lupita: “[W]ith Ernesto we have a complete coroner’s
report. We can look at Ernesto and tell exactly what happened.
But with Lupita we don’t because the defendant poured acid all
over her poor little body, and because she was in an unknown,
unmarked grave for over eight months. So we don’t have the
complete picture of Lupita . . . .” The prosecutor later repeated
the point in various ways, stating, for example: “As we
discussed earlier, Lupita’s a little harder to work with, but that’s
because the defendant . . . destroyed the evidence,” “Because of
the condition of [Lupita’s] body, it’s hard to determine [she was
intentionally starved] as well as we could with Ernesto,” and
again, reminding the jury that Lupita’s “been in the ground,
she’d been dehydrated, and she had acid poured on her.”
The prosecutor did state during opening argument that
the coroner was a “key to the case on Lupita,” but she also
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qualified that statement by previewing the evidentiary
limitations of the coroner’s testimony: “Now, true, we can’t
know exactly what happened to Lupita because Lupita’s body
has been destroyed in part by acid. So you can’t do a complete
autopsy. You can’t find all the injuries. But the coroner will
testify to that.” She then went on to state that “[t]he other key,
of course, is the children,” who were going to provide more
specific testimony about the way that Barrera hit his daughter,
and the pain Lupita would have experienced (and that Barrera
would have been aware of) from those repeated instances of
abuse. In closing argument, the prosecutor reiterated the
importance of the children’s testimony in light of the limitations
of Lupita’s autopsy: “We’ll have to work with what we have, and
what we know. What we have is a coroner doing as best an
autopsy as he could; and we have the children’s testimony; and
as I said to you, they’ve proven reliable. We can believe what
they have said.”
In sum, the admission of Dr. Boger’s findings was
harmless beyond a reasonable doubt, given the undisputed
testimony from multiple witnesses regarding Barrera’s regular
beatings and abuse of Lupita, including prior occasions when
Barrera had thrown her into the wall; Dr. Ribe’s independent
findings of injuries, including a healing fracture that he testified
must have been intentionally caused; Dr. Ribe’s
acknowledgment that Dr. Boger’s findings about additional
possible fractures were not conclusive; and the repeated
reminders to the jury about the limitations of the medical
examination of Lupita’s body given the state in which it was
found. Given the other evidence at trial, evidence of the three
possible additional fractures described in Dr. Boger’s radiology
report could have had no meaningful impact on the jury’s
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Opinion of the Court by Kruger, J.
assessment of whether Barrera acted with premeditation and
deliberation for purposes of the first degree murder verdict or
with the torturous intent necessary to sustain the torture-
murder findings. We therefore conclude any confrontation
clause error in admitting Dr. Boger’s statements through Dr.
Ribe was harmless beyond a reasonable doubt.
It follows that, to the extent Barrera had preserved his
current objection under Sanchez, any such error was likewise
harmless under the standard applicable to errors of state
evidence law: there is no reasonable probability that excluding
the challenged findings would have yielded a different result.
(See People v. Watson (1956) 46 Cal.2d 818, 836.)
C. Second Degree Felony-Murder Instruction
Barrera argues the trial court should have instructed the
jury on second degree felony murder based on torture, as an
assertedly lesser included offense of first degree murder by
torture. We conclude that any error in failing to give the
instruction was harmless in light of both the other instructions
given and the evidence presented at trial.
1. Background
At the close of guilt phase testimony, the parties met with
the trial court to discuss jury instructions. The court reviewed
the list of instructions it planned to give, but announced on its
own that it would not give a second degree felony-murder
instruction because such an instruction would be “confusing” for
the jury. The court explained: “Since first-degree murder, based
on torture, need not have the intent to kill, but only the intent
to torture, for lack of a better term, felony murder/torture would
come into play only if the death would be accidental or things of
that nature. Otherwise, it would be confusing, and no different
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Opinion of the Court by Kruger, J.
than the first-degree murder, based upon torture. So for that
reason, I crossed off felony murder, and will not give that as a
theory of second-degree murder, although there are two other
theories of second-degree murder that will be given.” Barrera’s
counsel then stated, “That’s what I was concerned about.” The
court responded, “I’ll get to that. This is the only theory of
second-degree murder that I would be giving.” The court
continued down the list of instructions it planned to give,
reiterating shortly after this exchange that it would be giving
the instructions on second degree unpremeditated murder and
second degree implied malice murder. Neither the court nor
counsel returned to the issue of second degree felony murder by
torture. After overruling defense counsel’s objections to other
instructions, the court asked Barrera’s counsel whether he had
“any other objection[s],” to which Barrera’s counsel replied, “no,
there are none.” Barrera’s counsel also confirmed he had no
requests for special instructions.
The jury was instructed on two theories of second degree
murder: (1) unpremeditated murder with express malice (under
a modified version of CALJIC former No. 8.30), and (2) implied
malice murder (CALJIC former No. 8.31). Under the
unpremeditated murder theory, the jury was told it had to find
Barrera “intended unlawfully to kill a human being but the
evidence is insufficient to prove deliberation and premeditation
or murder perpetrated by torture.” Under the implied malice
murder theory, the jury was instructed, in relevant part, that it
had to find “1. The killing resulted from an intentional act, 2.
The natural consequences of the act are dangerous to human
life, and 3. The act was deliberately performed with knowledge
of the danger to, and with conscious disregard for, human life.”
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The jury was not instructed on second degree felony murder
based on torture.
2. Analysis
Although Barrera did not request an instruction on second
degree felony murder based on torture, he contends the trial
court had an independent obligation to give the instruction.
That instruction would have stated: “The unlawful killing of a
human being, whether intentional, unintentional or accidental,
which occurs as the direct causal result of the crime of [torture]
is murder of the second degree when the perpetrator had the
specific intent to commit that crime.” (CALJIC former No. 8.32.)
The jury would have also been instructed on the underlying
felony of torture: “In order to prove this crime, each of the
following elements must be proved: (1) A person inflicted great
bodily injury upon the person of another; and (2) The person
inflicting the injury did so with the specific intent to cause cruel
or extreme pain and suffering . . . for any sadistic purpose.”
(CALJIC No. 9.90 (6th ed. 1996); see Pen. Code, § 206 [felony
torture].)
Barrera’s argument rests on certain historical features of
the law as it existed at the time of Barrera’s crimes. In 1990,
the Legislature enacted a statute creating a felony torture
offense (Pen. Code, § 206), but it was not until 1999 that the
Legislature added torture to the list of predicates for first degree
felony murder (id., § 189.) (See Cole, supra, 33 Cal.4th 1158,
1219–1220 [describing the relevant statutory background].)
Barrera contends that, because his crimes were committed
during this intervening period, he could have been convicted of
nonstatutory second degree felony murder based on torture. He
further contends that the trial court had a sua sponte duty to
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instruct on this theory because second degree felony murder
based on torture is a lesser included offense of first degree
murder by torture, and “ ‘[a] court must generally instruct the
jury on lesser included offenses whenever the evidence warrants
the instructions, whether or not the parties want it to do so.’ ”
(People v. Beames (2007) 40 Cal.4th 907, 926 (Beames).)
At the outset, the Attorney General argues Barrera’s
claim is barred by the invited error doctrine. We disagree. The
invited error doctrine holds that a defendant may not complain
“ ‘ “when, for tactical reasons, the defendant persuades a trial
court not to instruct on a lesser included offense supported by
the evidence.” ’ ” (Beames, supra, 40 Cal.4th at p. 927; see, e.g.,
People v. Hardy (1992) 2 Cal.4th 86, 185 [defendant may not
claim instructional error where counsel’s “agreement to the
omission of the instructions was ‘for tactical reasons and not out
of ignorance or mistake’ ”].) That is not what happened here.
The trial court announced on its own that it would not be giving
the second degree felony-murder instruction but would instruct
on the other two theories of second degree murder. Defense
counsel neither requested that the felony-murder instruction be
omitted nor signaled any affirmative agreement with the court’s
decision to omit the instruction.
The Attorney General focuses on defense counsel’s
response, “That’s what I was concerned about.” It is, however,
unlikely that counsel’s statement was intended to signal
agreement with the omission of this additional second degree
murder instruction, given that the overall aim of the defense
was to convince the jury to convict Barrera of second degree
murder rather than first degree murder. It is true, of course,
that defense counsel did not challenge the court’s decision to
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omit a second degree felony-murder instruction. But the record
does not indicate that counsel affirmatively agreed to the
omission of the instructions, much less that counsel did so for
“ ‘tactical reasons and not out of ignorance or mistake.’ ”
(Hardy, supra, 2 Cal.4th at p. 185.)
The Attorney General also argues that Barrera forfeited
his claim by failing to request a second degree felony-murder
instruction at trial. But the Attorney General acknowledges
that Barrera’s failure to request the instruction would not bar
the claim if second degree felony murder by torture was, as
Barrera now argues, a lesser included offense of first degree
murder by torture during the period from 1990 to 1999. If there
was such a lesser included offense, then the trial court had a
duty to instruct the jury on it, regardless of whether Barrera
requested the instruction. (See, e.g., Whisenhunt, supra, 44
Cal.4th at p. 217 [defendant does not forfeit instructional
challenge for “ ‘theories of a lesser included offense which find
substantial support in the evidence,’ ” because the court has a
“sua sponte duty” to issue all such instructions].)
We have previously considered this issue, but we have not
had occasion to resolve it. (See Beames, supra, 40 Cal.4th at
p. 926 & fn. 9; Cole, supra, 33 Cal.4th at pp. 1219–1220.) Nor
do we do so here. As in past cases, we can assume without
deciding Barrera’s theory that second degree felony murder
based on the predicate felony of torture constituted a lesser
included offense of first degree murder by torture. Thus, we
assume the trial court was required to instruct on the theory if
it was supported by substantial evidence, regardless of whether
the parties requested it. Barrera’s claim of reversible
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instructional error nonetheless fails because any error was
harmless. (See Beames, at pp. 928–929.)
In Beames, supra, 40 Cal.4th 907, the defendant was
convicted of first degree murder, with a jury finding true the
special circumstance of torture. At the request of trial counsel,
the court declined to give an instruction on second degree felony
murder with torture as the underlying felony. (Id. at p. 926.)
On appeal, the defendant argued the trial court’s failure to do so
was reversible error. (Id. at pp. 926–927.) We concluded
counsel invited any error by requesting the instruction not be
given. But in any event, and assuming without deciding the
merits of the underlying legal theory, we found any error
harmless because the jury “ ‘ “necessarily decide[d] the factual
questions posed by the omitted instructions adversely to
defendant under other properly given instructions.” ’ ” (Id. at
p. 928, quoting Chatman, supra, 38 Cal.4th at p. 392.) We
explained that “ ‘[i]f a jury is not satisfied that a defendant acted
with either express or implied malice, it may find the defendant
guilty of second degree murder on a felony murder theory.’ ”
(Beames, at pp. 928–929.) Here, by finding true the torture-
murder special circumstance, the jury “necessarily determined
that defendant intended to kill [the victim] when he tortured
her. Thus, there was no prejudice resulting from any erroneous
failure to instruct on second degree felony murder.” (Id. at
p. 928.)
Our reasoning in Beames relied on People v. Blair (2005)
36 Cal.4th 686, in which we rejected an identical challenge in
the context of murder by poison. We explained there that the
jury’s true finding on the special circumstance of murder by
poison, which required a finding of intent to kill, was
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inconsistent with any theory that “defendant intended only to
injure [the victim] when he poisoned her,” as would be required
to sustain a second degree felony-murder conviction. (Id. at
p. 746; see id. at pp. 745–746.) The court’s failure to instruct the
jury on second degree felony murder by poison was therefore
harmless. (Id. at p. 747.)
Here, as in Beames, the jury returned true findings on the
torture-murder special-circumstance allegations, meaning the
jury found that Barrera not only tortured both victims, but
intended to kill them. It follows from Beames that any error in
failing to instruct the jury on second degree felony murder was
harmless. (Beames, supra, 40 Cal.4th at p. 928.)
Barrera offers no persuasive reason to revisit our
precedent on this point. He argues that Beames erred in relying
on Blair for its harmlessness analysis because Blair’s conclusion
about the incompatibility of the special circumstance finding
and any theory of second degree felony murder depended on
specific features of the poisoning crime at issue. But Beames
effectively held that any theory of second degree felony murder
based on torture shares the same relevant features as second
degree murder based on poison. Thus, as with second degree
murder by poison, second degree felony murder based on torture
is negated by the jury’s special circumstance finding that the
defendant not only intentionally tortured, but intended to kill
the victim. (See Beames, supra, 40 Cal.4th at pp. 928–929.)
In any event, regardless of whether the special
circumstance finding alone means the jury necessarily would
have decided the second degree felony-murder issue adversely
to Barrera, Barrera is entitled to reversal only if it is
“ ‘reasonably probable’ [he] would have achieved a more
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favorable result” had the jury been instructed on the theory.
(People v. Breverman (1998) 19 Cal.4th 142, 149.) We conclude
that a more favorable result was not reasonably probable, given
the other instructions the jury received in this case. Jurors were
instructed on first degree premeditated murder, first degree
torture murder, second degree unpremeditated murder with
express malice, and second degree implied malice murder.
Barrera’s central argument appears to be that a second degree
felony-murder instruction might have made a difference
because it would have allowed the jury to express its judgment
that Barrera intentionally tortured both children without
having to make additional findings about whether he intended
to kill. But if the jury had misgivings about whether Barrera
intended to kill his children, they had ample alternatives for
expressing that judgment. The jury was instructed on two
theories of second degree murder, both of which would have
required finding a less culpable state of mind. In returning
verdicts for first degree murder and finding true the torture-
murder special circumstances, the jury rejected these theories,
instead indicating that it believed that Barrera intentionally
both tortured and killed his victims and that he committed the
torture, the murders, or both, with premeditation and
deliberation. We have already detailed the extensive evidence
from which the jury could reasonably have inferred that Barrera
killed both Lupita and Ernesto with premeditated and
deliberate intent. (See pt. II.A.2, ante.) Given the evidentiary
record and the instructions given, we find no reasonable
probability that instructing the jury on a third theory of second
degree murder would have changed the outcome.
Barrera argues in the alternative that at the time of his
crimes, first degree torture murder and second degree felony
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murder based on felony torture were substantively identical,
such that he could be only convicted of the lesser crime. (Pen.
Code, § 1097.) Beames effectively refutes the premise of the
argument. (See Beames, supra, 40 Cal.4th at pp. 928–929
[assuming the validity of a theory of second degree felony
murder based on torture, “ ‘[i]f a jury is not satisfied that a
defendant acted with either express or implied malice, it may
find the defendant guilty of second degree murder on a felony
murder theory’ ”].) Moreover, as we observed in Veronica
Gonzales, supra, 51 Cal.4th 894, unlike first degree murder by
torture, “the second degree offense does not require
premeditation.” (Id. at p. 939; see Whisenhunt, supra, 44
Cal.4th at p. 201 [first degree torture murder requires
premeditated and deliberate intent to torture, whereas second
degree murder does not require any such “preexisting
reflection”].)
We therefore reject Barrera’s invitation to set aside his
first degree murder conviction or reduce the conviction to second
degree felony murder based on torture.
D. CALJIC Former No. 8.71
Barrera also challenges the trial court’s instruction on
reasonable doubt as to the degree of murder. We have recently
rejected several similar challenges. (See People v. Mataele
(2022) 13 Cal.5th 372, 418–420 (Mataele); People v. Scully (2021)
11 Cal.5th 542, 596–598; People v. Potts (2019) 6 Cal.5th 1012,
1045–1047 (Potts); People v. Mitchell (2019) 7 Cal.5th 561, 579–
582; People v. Rivera (2019) 7 Cal.5th 306, 325–327; People v.
Buenrostro (2018) 6 Cal.5th 367, 428–429 (Buenrostro); People
v. Salazar (2016) 63 Cal.4th 214, 246–248 (Salazar); see also
People v. Moore (2011) 51 Cal.4th 386, 412 [1996 version of
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CALJIC No. 8.71 instruction harmless given the jury’s true
findings of two special circumstances in that case].) For similar
reasons, we reject Barrera’s argument here.
As an initial matter, the Attorney General argues Barrera
forfeited this argument by failing to object at trial. But because
Barrera’s claim concerns instructional error affecting his
substantial rights, we address the merits of the claim.
(Buenrostro, supra, 6 Cal.5th at p. 428 [reviewing CALJIC No.
8.71 instructional error claim despite lack of an objection]; see
Pen. Code, § 1259.)
Barrera’s jury received the 1996 version of CALJIC No.
8.71, which stated: “If you are convinced beyond a reasonable
doubt, and unanimously agree, that the crime of murder has
been committed by the defendant, but you unanimously agree
you have a reasonable doubt whether the murder was of the first
or second degree, you must give defendant the benefit of that
doubt, and return a verdict fixing the murder as of the second
degree.” (Italics added.) According to Barrera, this instruction
impermissibly told the jury that even if one juror “was in doubt
that the State had met its burden of proving every element of
first degree murder, the individual jurors were not obligated to
vote for second degree murder, unless all jurors agreed there was
reasonable doubt. Thus, former CALJIC 8.71 required a juror
who had a reasonable doubt about appellant’s guilt of first
degree murder to nonetheless convict appellant of that crime
because another juror disagreed, even though disagreement
should lead to no worse outcome than a hung jury.”
We have rejected this interpretation of the instruction as
“tortured.” (Salazar, supra, 63 Cal.4th at p. 247.) As we stated
in Salazar, “[i]f anything, [the 1996 version of CALJIC No. 8.71]
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skewed the deliberations in [the defendant’s] favor. [It] could
reasonably be understood to tell the jurors that if they all agreed
there was reasonable doubt as to the degree of the crime,
because some jurors were not convinced, then defendant was
entitled to the benefit of the doubt and a verdict of the lesser
offense. No logical reading of the instruction[] leads to a
compelled verdict of first degree murder.” (Id. at p. 247; accord,
e.g., Buenrostro, supra, 6 Cal.5th at p. 429; Mataele, supra, 13
Cal.5th at p. 420 [“We also rejected the very interpretation
advanced by defendant here — that the 1996 revised version
of CALJIC No. 8.71 lowered the prosecution’s burden of proof by
making first degree murder the default verdict”]; Potts, supra, 6
Cal.5th at p. 1046 [“From that point, the instruction redounded
to the benefit of the defendant; uncertainty about the degree of
the offense would not make first degree murder the default, it
would require that the defendant receive the benefit of the
doubt — an acquittal on the first degree murder charge”].)
In any event, Barrera’s jury also received a number of
other instructions that, when viewed as a whole, adequately
conveyed to the jury that each juror “must be individually
convinced of defendant’s guilt beyond a reasonable doubt before
convicting [the defendant] of first degree murder.” (Buenrostro,
supra, 6 Cal.5th at p. 429; see Salazar, supra, 63 Cal.4th at
p. 248 [we evaluate the “ ‘ “correctness of jury
instructions . . . from the entire charge of the court, not from a
consideration of parts of an instruction or from a particular
instruction’ ” ’].) These included CALJIC former No. 8.74 (jury
must unanimously agree as to degree of murder if it finds
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Barrera guilty of murder);4 CALJIC former No. 17.40 (each
juror must reach a decision individually and not just follow the
group or another juror);5 and CALJIC former No. 17.43 (during
deliberations, the jury should direct any requests or questions
to the trial court),6 as well as the elements of unpremeditated
second degree murder (CALJIC former No. 8.30). This
combination of instructions sufficed to clarify any confusion
caused by CALJIC former No. 8.71. (Buenrostro, at pp. 429–
430.) Viewing the instructions as a whole, “[a]ny jurors who
4
CALJIC former No. 8.74 read in full: “Before you may
return a verdict in this case, you must also agree unanimously
not only as to whether the defendant is guilty or not guilty, but
also, if you should find him guilty of an unlawful killing, you
must unanimously agree as to whether he is guilty of murder of
the first degree, or murder of the second degree.”
5
CALJIC former No. 17.40 read in full: “The People and
the defendant are entitled to the individual opinion of each
juror. [¶] Each of you must consider the evidence for the
purpose of reaching a verdict if you can do so. Each of you should
decide the case for yourself only after discussing the evidence
and the instructions with the other jurors. [¶] Do not hesitate
to change an opinion if you are convinced it is wrong. However,
do not decide any question in a particular way because a
majority of jurors, or any of them, favor that decision. [¶] Do
not decide any issue in this case by the flip of a coin, or any other
chance determination.”
6
CALJIC former No. 17.43 read in full: “During
deliberations, any question or request the jury may have should
be addressed to the court on a form that will be provided. Please
understand that counsel must first be contacted before a
response can be formulated. If a readback of testimony is
requested, the reporter shall delete objections, rulings, and side-
bar conferences so that you will hear only the evidence that was
actually presented. Please understand that it may take time to
provide a response. Continue deliberating until you are called
back into the courtroom.”
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might personally have been persuaded to give defendant the
benefit of the doubt regarding the degree of murder when other
jurors had concluded [defendant] was guilty of first degree
murder would have understood that they could not properly vote
to convict her of first degree murder because, in their view, the
prosecution had not proven her guilt of that offense beyond a
reasonable doubt.” (Id. at p. 430.)
E. Child Endangerment and Corporal Injury as
Lesser Included Offenses of Child Abuse
Homicide
Barrera also contends that his convictions for child
endangerment and corporal injury must be reversed because
they are lesser included offenses of child abuse homicide. (See
Pen. Code, §§ 273ab [child abuse homicide], 273a, subd. (a)
[child endangerment], 273d, subd. (a) [corporal injury on a
child].) Though a single act or course of conduct can give rise to
multiple convictions (see Pen. Code § 954; People v. Correa
(2012) 54 Cal.4th 331, 337 (Correa) [“Section 954 generally
permits multiple conviction”]), we have recognized a “judicially
created exception to this rule prohibit[ing] multiple convictions
based on necessarily included offenses.” (People v. Montoya
(2004) 33 Cal.4th 1031, 1034.) The exception, however, applies
only when the convictions arise out of “a single act or course of
conduct.” (Ibid.; see People v. Ortega (1998) 19 Cal.4th 686, 699
(Ortega) [“[W]hether defendants properly were convicted of both
robbery and theft depends upon whether those convictions were
based upon the same conduct”].) Here, the jury was presented
with evidence that Barrera committed multiple acts of abuse
and mistreatment spanning weeks — if not months — before
the fatal blows that ultimately killed both children. There is no
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bar to Barrera’s conviction of multiple offenses based on the
multiple acts shown at trial.
The crime of child abuse homicide, codified in Penal Code
section 273ab, has the following elements: “ ‘(1) A person, having
the care or custody of a child under the age of eight; (2) assaults
this child; (3) by means of force that to a reasonable person
would be likely to produce great bodily injury; (4) resulting in
the child’s death.’ ” (People v. Wyatt (2010) 48 Cal.4th 776, 780;
see ibid. [“The manifest purpose of section 273ab is ‘to protect
children at a young age who are particularly vulnerable’ ”].) The
assault element “requires an intentional act and actual
knowledge of those facts that would lead a reasonable person to
realize that great bodily injury would directly, naturally, and
probably result from the act.” (Id. at p. 786.) Child
endangerment, codified in Penal Code section 273a, subdivision
(a), covers “ ‘ “both active and passive conduct, i.e., child abuse
by direct assault and child endangering by extreme neglect.” ’ ”
(People v. Valdez (2002) 27 Cal.4th 778, 784; ibid. [statute
intended to protect children from abusive situations with high
probability of serious injury].) It applies to anyone who, “ ‘under
circumstances or conditions likely to produce great bodily harm
or death, [1] willfully causes or permits any child to suffer, or [2]
inflicts thereon unjustifiable physical pain or mental suffering,
or [3] having the care or custody of any child, willfully causes or
permits the person or health of that child to be injured, or [4]
willfully causes or permits that child to be placed in a situation
where his or her person or health is endangered . . . .’ ” (Id. at
p. 783, quoting Pen. Code, § 273a, subd. (a).) And the crime of
corporal injury, codified in Penal Code 273d, subdivision (a),
makes it a felony to “willfully inflict[] upon a child any cruel or
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PEOPLE v. BARRERA
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inhuman corporal punishment or an injury resulting in a
traumatic condition.”
The evidence supporting Barrera’s convictions for child
endangerment and corporal injury spanned at least several
weeks, and it included multiple nonfatal acts Barrera
committed against the children before their deaths. For
Ernesto, as explained in part I.A., ante, the jury heard evidence
that Barrera beat Ernesto every day for months, sometimes
using a belt, electrical cord, or broomstick, and that Barrera
once broke Ernesto’s legs after beating the boy with a
broomstick. Barrera also withheld food from Ernesto, and the
medical examiner found evidence that Ernesto had been
deliberately starved, such as the boy’s missing thymus and
thinning hair. Ernesto later fell into a semi-comatose state,
where he remained for two months before Barrera kicked his
head into the wall and killed him. For Lupita, the jury heard
evidence that Barrera beat the child every day for about two to
three months, and Maria E. testified Barrera had thrown Lupita
into the wall more than once. Lupita was malnourished and
about six months behind in development. On the day Lupita
died, Barrera hit her multiple times and eventually threw her
into the wall, killing her. The record thus does not indicate that
Barrera’s convictions for child endangerment and corporal
injury were based on the same fatal blows that killed both
children here.
The cases on which Barrera relies in support of his
argument are all meaningfully distinguishable. Both cases
involve either convictions unquestionably premised on the exact
same act (People v. Reed (2006) 38 Cal.4th 1224 [three
convictions based on single possession of an automatic pistol]),
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or a series of acts in rapid succession (Ortega, supra, 19 Cal.4th
at pp. 689–691 [convictions based on same-day incident where
defendants assaulted victims, took wallet and pager, and then
entered victim’s van and drove away]; see also, e.g., People v.
Sloan (2007) 42 Cal.4th 110, 114–115, 119 [multiple convictions
based on same-day incident where defendant threw his wife to
the ground, kicked her, and broke her leg]; People v. Sanders
(2012) 55 Cal.4th 731, 734 [multiple convictions based on
simultaneous possession of two firearms]; Correa, supra, 54
Cal.4th at pp. 334–335 [multiple convictions for possessing
seven rifles and shotguns].) That is not the case here.
Barrera points to the prosecutor’s closing statements —
which discussed evidence of beatings alongside the children’s
death to support the child endangerment and corporal injury
charges — as evidence that both convictions were based on the
same conduct as the conviction for child abuse homicide. While
the prosecutor’s statements were not specific in identifying the
acts supporting each of the charges, referring more generally to
Barrera’s “beating” of the children, it is not clear the prosecutor
was inviting the jury to return multiple guilty verdicts,
involving necessarily included offenses, based solely on the fatal
act constituting child abuse homicide.7 In any event, the
7
For the child endangerment charge, the prosecutor argued
in closing: “He beat the hell out of those kids, and he killed
them.” For corporal injury, she argued: “He beat the kids. They
are dead. Pretty easy.” For child abuse homicide, the prosecutor
argued she had to prove “a lot of the same things I have already
proven to you,” including that Barrera committed an assault
(“this man tortured and beat and battered these children until
he finally killed them”); the force was one a reasonable person
would know would result in injury (“what do you think a
reasonable person thinks when they take a kid that has turned
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prosecutor’s description of the evidence is not controlling. (See
Ortega, supra, 19 Cal.4th at p. 699 [review of record indicates
robbery conviction was based on act of taking the van, despite
prosecution’s closing argument basing the robbery charge only
on theft of wallet and pager].) The fact remains that the jury
heard considerable evidence of Barrera’s abuse of the children
other than the fatal acts supporting the child abuse homicide
charge. We therefore reject Barrera’s contention regarding
lesser included offenses.
III. PENALTY PHASE ISSUES
A. Prosecutor’s Comments on Lack of Remorse
“The Fifth Amendment to the United States Constitution
provides that ‘[n]o person . . . shall be compelled in any criminal
case to be a witness against himself.’ ” (Lopez, supra, 5 Cal.5th
at p. 368.) This prohibition “ ‘ “forbids either direct or indirect
comment upon the failure of the defendant to take the witness
stand,’ ” ’ (People v. Hughes (2002) 27 Cal.4th 287, 372), and it
applies to both the guilt and penalty phase of capital trials
(People v. Zambrano (2007) 41 Cal.4th 1082, 1174 (Zambrano),
citing Estelle v. Smith (1981) 451 U.S. 454, 462.) Barrera argues
the prosecutor violated his privilege against self-incrimination
by alluding to his failure to testify at the penalty phase and
two, that is starved, and not only beat her but pick her up and
throw her across the room at that wall. Just like an egg, she
splatters on the wall”); and the force resulted in death (“This,
ladies and gentlemen, we have proven every which way there
is”). The mere fact that the prosecutor described the beatings
alongside the deaths does not mean the prosecutor was relying
on the exact same conduct for the child endangerment and
corporal injury charges as she was for the child abuse homicide
charge; instead, it appears the prosecutor was emphasizing the
level of force Barrera levied against the victims.
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either express remorse or confess guilt. (See Griffin v.
California (1965) 380 U.S. 609; People v. Coleman (1969) 71
Cal.2d 1159.) Upon review of the record, we conclude Barrera
has not established a basis for reversal of the penalty.
During the penalty phase, four of Barrera’s children
testified for the prosecution, describing additional acts of
violence from Barrera and their feelings of hatred and fear
towards their father. (See pt. I.B., ante.) The defense
introduced testimony from a cultural expert and from Barrera’s
relatives in Mexico, including his mother and father, who
described Barrera’s impoverished upbringing. In her closing
argument, the prosecutor referred to Barrera’s parents, stating
that the defense introduced their testimony as evidence of
extenuating circumstances under Penal Code section 190.3,
subdivision (k): “[T]hat’s why the parents were here. . . . They
were here to tell you that [Barrera is] a human being in their
mind, and that he’s their son, and to feel sorry for him. That’s
why they’re here. Good people. Good people. And he used that
most fully.” The prosecution then continued:
Why do I say that? We, the people of the State of
California, we the citizens, we don’t murder our
children. . . . Basic law of nature, we do not torture
and murder our children. We don’t do it. His
parents know that. That’s why they are here. And
he takes that very notion, the very basic law, and he
takes it and hides behind it. He violates it, and then
he hides behind it. That’s a blasphemy against
nature. How dare he. That’s how low he is.
Does he deserve to live? You weigh that in your
mind against what? There’s nothing that the
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defense can present to you that shows this, I can’t
say person, shows the defendant has any right to
live.
You know we cannot say to you that the absence of
remorse is a factor to consider when weighing. But
certainly I’m sure that the defense is going to focus
on asking for mercy for the defendant. That’s why
his family was here for mercy.
When you can’t talk about remorse, when you talk
about whether or not you should give mercy,
‘remorse[,]’ have you ever heard anywhere that he’s
sorry? He doesn’t admit any of this. His attorney
does.
Barrera’s counsel objected at this point, and the trial judge
overruled the objection. The prosecutor then continued,
referencing a series of letters Barrera wrote to Maria Ricardo
after he was imprisoned:
There is 60 something letters there. In all those
letters there is not one word of regret.
Unfortunately, all those letters deal with is what he
would like to do with Maria [Ricardo], and I’m not
going to go into that. But his big concern is whether
he can get conjugal visits and describing the kind of
sex he’s missing with her. . . .
Now, in all these things you have, you have that
report of the cultural expert, you have all these
letters, there’s never any mention of Lupita and
Ernesto. There’s never any mention of the harm he’s
done to his other children.
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Barrera challenges the italicized portions of the
prosecutor’s statements, arguing that they impermissibly
commented on Barrera’s failure to personally admit his crimes
by taking the stand. His challenge primarily centers on the
prosecutor’s statement that Barrera “ ‘doesn’t admit any of
this’ ” but “ ‘[h]is attorney does,’ ” and that Barrera has not said
anywhere “that he’s sorry.”
As we have previously explained, there is a material
difference between “a prosecutor’s comment that a defendant
failed to take the stand to express remorse and a prosecutor’s
comment that there was no evidence that a defendant had ever
expressed remorse.” (Lopez, supra, 5 Cal.5th at p. 368; see
People v. Hughes, supra, 27 Cal.4th at p. 372 [Griffin “ ‘ “does
not extend to comments on the state of the evidence” ’ ”].) When
read in context, the prosecutor’s rhetorical question to the
jury — “Have you ever heard anywhere that he’s sorry?” — are
not fairly interpreted as statements about Barrera’s failure to
take the stand, but rather about Barrera’s failure to ever
express remorse for his actions, including in his letters to Maria
Ricardo and in his interview with the cultural expert. (See
Lopez, at pp. 367, 368 [prosecutor’s rhetorical questions — “ ‘Did
you ever hear Mr. or Mrs. Lopez say: Michael Lopez told me,
sorry, Mom, for breaking your heart . . . [,] for having you come
to court and having you beg for my life.’ . . . ‘Did you ever hear
one word of remorse from him?’ ” — were permissible because
the prosecutor was referring to out-of-court statements, and not
defendant’s “failure to show remorse to the jury directly by not
testifying”]; Zambrano, supra, 41 Cal.4th at p. 1174
[prosecutor’s argument — “ ‘Is there any evidence that the
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defendant has repented or has expressed remorse? [¶] I
submit . . . there has been none’ ” — permissible under Griffin
because the statements were not that “defendant had failed to
take the stand to express remorse,” but rather, that “there was
no evidence that defendant had ever expressed remorse”].) So
understood, there was no error in the comment.
The matter is somewhat less clear as to whether the
prosecutor’s related comments — that Barrera “doesn’t admit
any of this. His attorney does” — are also properly considered
to be references to the evidence regarding Barrera’s lack of
remorse. Considered in isolation, the jury might conceivably
have understood the remarks to refer to Barrera’s failure to
personally admit his crimes, especially given the
contemporaneous remark that Barrera’s attorney was the one
making such admissions. These brief comments, however, were
sandwiched between a rhetorical question about whether the
jury had “ever heard anywhere that [Barrera was sorry]” and a
detailed description of Barrera’s lack of remorse in letters to
Maria Ricardo and in his interview with the cultural expert.
Viewed in that context, the prosecutor’s comments are perhaps
better understood as an inartful way of emphasizing Barrera’s
lack of remorse in his private communications, despite his
attorney’s concession at the guilt phase that Barrera killed his
children and was guilty of second degree murder. (See People v.
Frye (1998) 18 Cal.4th 894, 1020 [identifying similar statements
as mere references to the “dearth of mitigation evidence”
concerning remorse and therefore permissible under Coleman].)
But even assuming the comments were improper, the
error was harmless, as the comments were “brief and did not
overtly call attention” to the defendant’s failure to testify or
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admit guilt. (People v. Bloom (2022) 12 Cal.5th 1008, 1055
(Bloom); see People v. Fierro (1991) 1 Cal.4th 173, 244 [finding
no prejudice in prosecutor’s “brief and transitory” remark —
which, among other things, stated that defendant committed the
charged crimes and “ ‘for him to stand up now and deny it is the
abject opposite of sympathy’ ” and “ ‘shows a total lack of
remorse’ ”].)
We also reject Barrera’s challenge to the prosecutor’s
statement that Barrera “hides behind” the “basic law” against
murdering one’s children. As an initial matter, Barrera has
forfeited any challenge to these statements by failing to object
to them below. (People v. Tran (2022) 13 Cal.5th 1169, 1221.)
But even if we were to entertain the claim on the merits, we
would find it unavailing. The prosecutor argued that Barrera
violated a “basic law of nature” by killing his children; his
parents understand this law, which is “why they are here” —
presumably, to try to save his life — and Barrera “takes that
very notion . . . and hides behind it. He violates it, and then he
hides behind it.” Barrera argues that these comments
impermissibly suggested that he let his parents plead his case
instead of taking the stand and asking for mercy himself. We
disagree. In context, the prosecutor’s comments are most
naturally understood as referencing Barrera’s decision to have
his parents testify in his defense at all — thus effectively asking
his parents to shield their child from the consequences of his
fatal abuse of his own children — rather than his decision not to
testify. We perceive no Griffin error in the challenged
statement.
Finally, even if the comments had been improper, we
would find the error harmless. In view of all the evidence —
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including aggravating evidence about Barrera’s additional acts
of violence, the letters to Maria Ricardo, and the remaining
children’s testimonies in favor of a death verdict — “[w]e are
satisfied beyond a reasonable doubt that the prosecutor’s
fleeting remark[s] could not have prejudiced” the defendant.
(Bloom, supra, 12 Cal.5th at p. 1055; see People v. Turner (2004)
34 Cal.4th 406, 420 [harmless error where, among other things,
oblique references to defendant’s failure to testify were “ ‘brief
and mild’ ”].)
B. No Adverse Inference Instruction
Barrera also argues that the court erred in refusing to give
his requested instruction that the jury make no adverse
inferences based on his failure to testify. The jury received this
instruction at the guilt phase, but received the standard
instruction at the penalty phase to “[d]isregard all other
instructions given to you in other phases of this trial.”8 The
court’s refusal to give the no-adverse-inference instruction at
the penalty phase was error, but we conclude the error was
harmless beyond a reasonable doubt.
“[T]he Fifth Amendment requires that a criminal trial
judge must give a ‘no-adverse-inference’ jury instruction when
requested by a defendant to do so.” (Carter v. Kentucky (1981)
450 U.S. 288, 300 (Carter); see People v. Daveggio & Michaud
(2018) 4 Cal.5th 790, 852.) This rule extends to the penalty
8
The jury received CALJIC No. 2.60 at the guilt phase,
which provided in full: “A defendant in a criminal trial has a
constitutional right not to be compelled to testify. You must not
draw any inference from the fact that a defendant does not
testify. Further, you must neither discuss this matter nor
permit it to enter into your deliberations in any way.” (CALJIC
No. 2.60 (6th ed. 1996).)
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phase of a capital trial. (See People v. Leonard (2007) 40 Cal.4th
1370, 1424 [in penalty context, “the Fifth Amendment entitles a
criminal defendant, upon request, to an instruction that will
‘minimize the danger that the jury will give evidentiary weight
to a defendant’s failure to testify’ ” (quoting Carter, at p. 305)];
People v. Melton (1988) 44 Cal.3d 713, 758 (Melton).)
In denying Barrera’s request, the court relied on People v.
Box (2000) 23 Cal.4th 1153, but Box did not provide authority to
support the denial. The relevant discussion in Box stated,
without further context: “Defendant next contends it was error
not to instruct the jury to refrain from drawing any inference
from the fact that defendant did not testify at the penalty phase.
Not so.” (Id. at p. 1216.) As support, the Box court cited People
v. Davenport (1995) 11 Cal.4th 1171 (Davenport), which also
rejected a claim of no-adverse-inference instructional error —
but in the context of whether the court had a sua sponte duty to
give a no-adverse-inference instruction even if the defendant did
not request one. (Id. at p. 1231.) Davenport did not purport to
hold that a trial court can decline a no-adverse-inference
instruction if the defendant affirmatively requests one; on the
contrary, Davenport acknowledged the “general rule” (ibid.,
citing Melton, supra, 44 Cal.3d at p. 758) that a no-adverse-
inference instruction “need only be given upon his request”
(Melton, at p. 758). The consistent rule in these cases is that a
trial court must give such an instruction upon request but need
not do so sua sponte. The court in this case therefore erred in
failing to give a no-adverse-inference instruction despite
Barrera’s request for one.
The parties dispute whether the error here was structural,
requiring reversal of Barrera’s sentence, or subject to harmless
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error review under Chapman. Neither we nor the high court
has previously decided this question. (See Carter, supra, 450
U.S. at p. 304 [declining to address the prejudice standard];
Burns v. Secretary, Florida Dept. of Corrections (11th Cir. 2013)
720 F.3d 1296, 1304 [“no opinion by the Supreme Court has
answered whether Carter error is trial or structural”].) But
every California state and federal appellate court to consider the
issue has held that Carter error is subject to harmlessness
review under Chapman. (See People v. Evans (1998) 62
Cal.App.4th 186, 198 (Evans); U.S. v. Soto (9th Cir. 2008) 519
F.3d 927, 930 (per curiam); U.S. v. Brand (1st Cir. 1996) 80 F.3d
560, 568; Hunter v. Clark (7th Cir. 1991) 934 F.2d 856, 860; U.S.
v. Ramirez (5th Cir. 1987) 810 F.2d 1338, 1344; see also Burns,
at p. 1303 [rejecting habeas corpus petitioner’s argument that
“failure to give a no-adverse-inference instruction is so
fundamental, so structural that reversal would be automatic”];
U.S. v. Whitten (2d Cir. 2010) 610 F.3d 168, 200 [applying
Chapman to Carter error].) We now reach the same conclusion.
Our case law makes clear that “most errors implicating a
federal constitutional right, including most instructional errors,
are amenable to harmless error analysis.” (People v. Aranda
(2012) 55 Cal.4th 342, 363.) As the United States Supreme
Court has explained, “ ‘if the defendant had counsel and was
tried by an impartial adjudicator, there is a strong presumption
that any other [constitutional] errors that may have occurred
are subject to harmless-error analysis.’ [Citation.] Indeed, we
have found an error to be ‘structural,’ and thus subject to
automatic reversal, only in a ‘very limited class of cases.’ ”
(Neder v. United States (1999) 527 U.S. 1, 8 [instructional error
that omits element of offense is subject to harmless-error
analysis]; cf. ibid. [structural error includes, for example,
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complete denial of counsel, biased trial judge, and racial
discrimination in jury selection].) We agree with the weight of
authority that Carter error does not fall in the limited class of
instructional errors warranting automatic reversal without
regard to prejudice. Unlike the failure to give a reasonable-
doubt instruction, for example, the failure to give a no-adverse-
inference instruction is not an error that “always results” in a
“fundamentally unfair” trial. (Weaver v. Massachusetts (2017)
582 U.S. 286, 296, citing Sullivan v. Louisiana (1993) 508 U.S.
275, 279; see, e.g., Evans, supra, 62 Cal.App.4th at pp. 193–194
[citing cases].) “Moreover, a Carter instruction is not required
in every criminal trial; it is merely available if a defendant so
requests.” (U.S. v. Soto, supra, 519 F.3d at p. 930.) It is not the
type of error that “ ‘affect[s] the framework within which the
trial proceeds’ ” (ibid.), nor is it the type of error, like the denial
of the right to select one’s own attorney, whose effects “are
simply too hard to measure” (Weaver v. Massachusetts, at p.
295, citing Vasquez v. Hillery (1986) 474 U.S. 254, 263).
Accordingly, we hold that the erroneous failure to give a no-
adverse-inference instruction when the defendant has requested
one is, like most constitutional errors, subject to harmless error
review under the Chapman standard.
In this case, the court’s failure to give the no-adverse-
inference instruction was harmless beyond a reasonable doubt
for the same reasons that any asserted Griffin error was
harmless: the prosecution presented extensive aggravating
evidence about Barrera’s additional acts of violence and severe
impact on his children. And though the defense attempted to
offer a “partial explanation,” it also acknowledged “there’s a lot
we don’t have an explanation for.” (See pt. I.B., ante.) Viewing
the record as a whole, there is no reasonable doubt the jury
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would have returned the same verdict and made the same
findings even if it received a no-adverse-inference instruction.
IV. OTHER ISSUES
A. Racial Justice Act Challenges
While the appeal in this case was pending, the Legislature
enacted the California Racial Justice Act of 2020 (RJA or Act)
(Stats. 2020, ch. 317, § 1), which creates a statutory basis for
challenging a conviction or sentence on grounds that it was
obtained by means of racial, ethnic, or national origin
discrimination. Barrera has raised a number of claims under
the RJA. In evaluating these claims, we have considered the
parties’ arguments concerning the relevant provisions of the
RJA as first enacted, as well as subsequent legislative
amendments that have taken effect since the appeal in this case
was first argued. Based on our review of the trial record, we
conclude that Barrera has not established grounds for reversal
of his guilt or penalty judgments.
1. Racial Justice Act Background
The central provision of the RJA is Penal Code section 745
(section 745), which declares that “[t]he state shall not seek or
obtain a criminal conviction or seek, obtain, or impose a
sentence on the basis of race, ethnicity, or national origin.”
(§ 745, subd. (a).) A defendant may establish a violation by, as
relevant here, proving by a preponderance of the evidence that
“[d]uring the defendant’s trial, in court and during the
proceedings, the judge, an attorney in the case, a law
enforcement officer involved in the case, an expert witness, or
juror, used racially discriminatory language . . . or otherwise
exhibited [racial] bias or animus towards the defendant . . .
whether or not purposeful.” (§ 745, subd. (a)(2).)
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The statute defines the term “ ‘[r]acially discriminatory
language’ ” to mean “language that, to an objective observer,
explicitly or implicitly appeals to racial bias, 9 including, but not
limited to, racially charged or racially coded language, language
that compares the defendant to an animal, or language that
references the defendant’s physical appearance, culture,
ethnicity, or national origin. Evidence that particular words or
images are used exclusively or disproportionately in cases where
the defendant is of a specific race, ethnicity, or national origin is
relevant to determining whether language is discriminatory.”
(§ 745, subd. (h)(4).) In cases in which the judgment was
entered before the effective date of the RJA, the use of language
that appeals to implicit bias requires reversal unless the People
demonstrate the violation was harmless beyond a reasonable
doubt. (People v. Bankston (June 1, 2026, S044739) __ Cal.5th
__ [2026 Lexis ____] [pp. 108–123.] (Bankston).)
As the statutory text reflects, RJA claims presented for the
first time on appeal may in some cases require additional factual
development in the trial court. But here there is no dispute that
the claims Barrera raises can be resolved on appeal based on the
existing trial record. We therefore proceed to consider the
merits of Barrera’s claims.
2. Pretrial RJA Claims
Barrera claims that three different RJA violations
occurred during jury selection at his 2001 trial. The first alleged
9
We understand the phrase “racially discriminatory
language” and its definition in section 745, subd. (h)(4), in
context, to refer not only to bias based on race, but also to bias
based on ethnicity or national origin, consistent with the
overarching prohibition in subdivision (a).
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violation is based on statements made by prospective jurors who
were later excused for cause; the second and third alleged
violations are based on voir dire questions asked by
codefendant’s counsel and by his own counsel in order to elicit
jurors’ potential biases. We conclude that no reversible RJA
error occurred.
a. Statements by Prospective Jurors
During voir dire, two prospective jurors made statements
indicating that they would be biased against Barrera based on
his nationality and immigration status. Both prospective jurors
were excused for cause.
The first prospective juror, R.C., answered yes to the
following item on the written juror questionnaire: “A party,
attorney, or witness may come from a particular national, racial,
or religious group, or has a lifestyle different from your own.
Would that fact affect your judgment, or the weight and
credibility you would give his or her testimony?” During voir
dire, in response to questions from codefendant Maria Ricardo’s
counsel, Larry Baker, Prospective Juror R.C. explained that
“nationality” would affect her credibility judgments. She
explained that she “work[s] with Hispanic people; and it’s just,
sometimes, immigration issues.” She said that it was “possible”
that the fact that a testifying defendant is Mexican would “play
into how [she would] view her evidence [and] testimony.” And
that it was “possible” that the mere fact that a defendant is
Mexican would weigh in to how she would judge her.
The second prospective juror, F.C., wrote in response to
the same questionnaire item: “I resent the flood of non-
European immigrants to the U.S. in recent years.” In an
exchange with Baker during voir dire, Prospective Juror F.C.
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expanded on the statement. “That was badly put.” “What I
really meant by that is, I feel sorry for all the people being let in
with almost no education, and extremely poor circumstances
and background; and I think they tend to become a burden on
everyone else, and have no chance of succeeding here. I wish
our policies were different.”
Although both of these prospective jurors were
disqualified from service, Barrera contends that the prospective
jurors’ statements violate section 745, subdivision (a)(2) (section
745(a)(2)). A violation occurs under that provision when “the
judge, an attorney in the case, a law enforcement officer involved
in the case, an expert witness, or juror” uses “racially
discriminatory language about the defendant’s race, ethnicity,
or national origin, or otherwise exhibit[s] bias or animus
towards the defendant because of the defendant’s race,
ethnicity, or national origin.” (Ibid.)
We find no violation. The statutory list in section 745(a)(2)
includes jurors, but it does not, by its terms, include prospective
jurors. This is presumably because a prospective juror who is
not seated as a juror plays no role in the process of “seek[ing] or
obtain[ing] a criminal conviction or . . . sentence.” (Id., subd.
(a).) Barrera argues that the prospective jurors’ statements
should nonetheless be treated as RJA violations because they
were made in open court and may have influenced other persons
who were selected to serve on the jury. But the RJA contains no
provision addressing expressions of bias made by persons who
play no role in the prosecution or adjudication of a criminal
matter, simply because these statements may have been heard
by others who do play a role. In any event, there was no
meaningful risk that the prospective jurors’ confessions of bias
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would have encouraged bias in others. In both instances, after
making the challenged statements, the prospective jurors were
removed for cause, as unqualified to serve. If anything, the
process of jury selection would have reinforced the vital message
that bias is disqualifying and can play no role whatsoever in the
adjudicative process.
b. Questioning by Codefendant’s Counsel
Barrera also claims that Baker, who was representing his
codefendant, violated the RJA by “singl[ing] out” prospective
jurors who appeared to be Latino for additional questioning at
voir dire. We agree that counsel’s questioning during the voir
dire process is not exempt from scrutiny under section 745 (a)(2).
A violation is established when “an attorney in the case” —
including a defense attorney — uses “racially discriminatory
language about the defendant’s race, ethnicity, or national
origin, or otherwise exhibit[s] bias or animus towards the
defendant because of the defendant’s race, ethnicity, or national
origin.” (§ 745(a)(2).) But we find no violation of the RJA in the
comments Barrera challenges here.
First, in an exchange with one prospective juror, Baker
asked: “Being Hispanic yourself, sir, and seeing that the
defendants are each Hispanic, does that anger you one way or
another?” The juror replied, “No.” Baker then asked, “Does it
embarrass you in any way, shape or form?” The juror replied,
“Maybe.” He responded to a question from the court that he
would not be close-minded to anything codefendant Maria
Ricardo would offer in testimony. Baker then asked him if he
believed he “might have a better insight into cultural
considerations here?” to which he replied, “I’d just put that
aside, and I’ll go with the evidence and all that stuff.” Baker
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asked a second prospective juror with a common Hispanic
surname, “Do you have any feelings about the defendants as you
sit here one way or another because they are Hispanic?” Finally,
Baker asked a third prospective juror, “I note you have a
Hispanic surname, [codefendant Maria Ricardo] is Hispanic
herself. [¶] Do you feel somewhat able to prejudge her or have
any further insight into her because of a shared heritage?”
Barrera argues that this questioning violated the RJA
because it evoked stereotypes “that nonwhite jurors [can] not be
trusted to judge a defendant who shares their race.” Although
we emphatically agree with Barrera that the deployment of
racial stereotypes in jury selection can have corrosive effects on
the fair administration of justice, we are not persuaded that
counsel’s conduct here violated defendant’s rights under the
RJA. In relevant part, the RJA provides that a violation occurs
when either (1) a specified person exhibits bias or animus
toward the defendant because of the defendant’s race, ethnicity,
or national origin, or (2) a specified person “use[s] racially
discriminatory language about the defendant’s race, ethnicity,
or national origin, or otherwise exhibited bias or animus
towards the defendant.” (§ 745(a)(2).) “ ‘Racially discriminatory
language’ ” is language “that, to an objective observer, explicitly
or implicitly appeals to racial bias.” (Id., subd. (h)(4).) Here, no
objective observer would have understood Baker’s questioning
as either exhibiting or implicitly appealing to racial bias against
his Latina client, Maria Ricardo, or against Barrera. Counsel’s
questioning is most reasonably understood as an effort to ensure
that no jurors, regardless of their own background, harbored
racial or other biases toward either of the defendants. Just as
the juror questionnaire had asked jurors whether they would be
biased against parties or witnesses who came from a “national,
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racial or religious group . . . different from your own,” counsel
evidently sought to determine at voir dire whether any
prospective jurors would harbor biases against parties or
witnesses because they shared somewhat similar backgrounds.
In so concluding, we do not condone the manner in which
counsel conducted the questioning. Counsel could have explored
his concerns about prospective jurors’ potential racial and ethnic
biases without engaging in a disparate pattern of questioning
based on prospective jurors’ perceived race or ethnicity. But the
manner in which counsel questioned the Latino prospective
jurors about the possibility of bias against his client does not
raise any genuine concern about whether Barrera’s conviction
or sentence was obtained through impermissible discrimination
against him because of his race, ethnicity, or national origin. We
therefore conclude it does not constitute a violation of the RJA.
(See § 745, subd. (a).)
c. Statements by Defense Counsel
Barrera next contends that an RJA violation occurred
during jury selection when Barrera’s counsel twice used the
term “illegal alien” in questioning prospective jurors about their
biases. Specifically, in his questioning of R.H., who was
eventually seated as a juror, counsel asked, “Do you have any
prejudices against illegal aliens?” Then, after describing that
question as “unfair,” counsel rephrased, asking: “Do you have
any prejudices that would interfere with you being fair and
impartial to Mr. Barrera?” Similarly, in questioning
Prospective Juror J.L., counsel said, “you heard what I
mentioned earlier about the fact that [Barrera] — he doesn’t
speak English, might be an illegal alien, is a citizen of Mexico.
[¶] Is that going to make a difference to you?” Barrera contends
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counsel’s use of the term “illegal alien” constitutes racially
discriminatory language that requires reversal.
The Attorney General argues, for his part, that defense
counsel’s use of the words “ ‘illegal aliens’ in the general sense
. . . did not amount to ‘racially discriminatory language’ ”
because defense counsel’s questions were used “for tactical
reasons . . . to identify and excuse prospective jurors who may
have any bias against Barrera as a Mexican citizen residing
illegally in the United States,” and because the statements did
not “exhibit ‘bias or animus’ towards Barrera.”
We agree with the Attorney General that counsel’s efforts
to probe whether prospective jurors had impermissible biases
against “illegal aliens” do not constitute a violation of the RJA.
We caution, however, that the inquiry under section 745(a)(2)
does not turn on whether counsel had subjectively benign
reasons for using racially discriminatory language. Counsel’s
subjective motivations are not, in general, determinative of
whether the language was an RJA violation — using
discriminatory language or otherwise exhibiting bias or animus
toward a defendant is a violation “whether or not purposeful.”
(§ 745(a)(2).) The operative question is whether an objective
observer would understand counsel’s comments as explicitly or
implicitly appealing to bias against Barrera because of his race,
ethnicity, or national origin. (§ 745, subds. (a)(2), (h)(4).)
As we explain more fully in Bankston (June 1, 2026,
S044739) __ Cal.5th __ [2026 Lexis ____] [pp. 86–87], the RJA’s
prohibition on uses of discriminatory language is necessarily
sensitive to context. It extends to facially neutral language that
implicitly appeals to racial bias, not just uses of racial epithets
or overtly racial overtures. As such, the prohibition requires a
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nuanced inquiry. There are many uses of facially neutral
language that may or may not reflect racial or other bias,
depending on the manner in which they are used. The RJA
recognizes that the discriminatory character of a word or phrase
may not be evident from examining the language in isolation,
which is why it advises on the one hand that “[e]vidence that
particular words or images are used exclusively or
disproportionately in cases where the defendant is of a specific
race, ethnicity, or national origin is relevant to determining
whether language is discriminatory,” (§ 745, subd. (h)(4)), and
excludes on the other hand, potentially discriminatory
statements that “relat[e] language used by another that is
relevant to the case or if the person speaking is giving a racially
neutral and unbiased physical description of the suspect” (id.,
subd. (a)(2)).
Courts have noted that the term “illegal alien” may evoke
racial bias in certain contexts. (See, e.g., Alhaj v. New York City
Health and Hospitals Corporation (N.Y.Sup.Ct. 2022) 77
Misc.3d 1063, 1080 [177 N.Y.S.3d 433] [“certain facially
nondiscriminatory terms can invoke racist concepts that are
already planted in the public consciousness — words like . . .
‘illegal alien.’ ”].) But considering the context, we are not
persuaded that an objective observer would view defense
counsel’s question in this manner. As the Attorney General
suggests, an objective observer would understand that counsel
was asking the question to ensure that no prospective juror
harbored impermissible biases against his client based on his
status as an undocumented Mexican immigrant. And while
counsel might well have worded his question differently if he
were asking it today, Barerra has not shown that an objective
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observer at the 2001 trial would have understood counsel’s
choice of language as racially discriminatory.10
Given the time and the context, we are not persuaded that
the manner in which counsel questioned prospective jurors
about their potential biases was itself a demonstration of bias
that violated the RJA.
We are mindful that, as Barrera emphasizes, his 2001
trial took place at a time when there were strong public
sentiments about “illegal immigrants,” as evidenced by the 1994
10
Compare, e.g., Hoffman Plastic Compounds, Inc. v. NLRB
(2002) 535 U.S. 137, 147 [“In 1986, . . . Congress enacted [the
federal Immigration Reform and Control Act of 1986], a
comprehensive scheme prohibiting the employment of illegal
aliens in the United States”]; Jie v. Liang Tai Knitwear Co.
(2001) 89 Cal.App.4th 654, 659 [“Thus, the [federal Immigration
and Nationality Act] now provides for criminal and civil
sanctions against an employer who knowingly hires or recruits
for employment an illegal alien”]; Congress of Cal. Seniors v.
Catholic Healthcare West (2001) 87 Cal.App.4th 491, 511 [“ ‘In
that case, plaintiff migratory farmworkers sought an injunction
prohibiting defendant ranch owners from knowingly employing
illegal aliens’ ”], quoting People ex rel. Dept. of Transportation v.
Naegele Outdoor Advertising Co. (1985) 38 Cal.3d 509, 523).
The dissent observes that after asking the first prospective
juror if he had any prejudices against “illegal aliens,” Barrera’s
counsel withdrew the question as “unfair” and restated it
without using the term. (Dis. opn. of Evans, J., at pp. 8–9, fn.
3.) But the record of this exchange does not support the
conclusion that counsel (or “any objective observer” at the time)
recognized “the pejorative and implicitly discriminatory
meaning of the term.” (Ibid.) Moments later, counsel used the
phrase again, asking the next prospective juror whether the fact
that Barrera might be “an illegal alien” would “make a
difference.”
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passage of Proposition 187, a ballot measure that limited the
“availability of public benefits, including elementary school
education and medical care” to undocumented immigrants,
based on findings that Californians were “suffering economic
hardship” and “suffering personal injury and damage” due to the
presence of “illegal aliens” in the state. (Prop. 187, § 1, as
approved by voters, Gen. Elec. (Nov. 8, 1994).) As the record of
jury selection in this very case suggests, negative sentiment
against “illegal aliens” could be difficult to disentangle from
racial or ethnic bias. But as any objective observer would have
understood, this is precisely why counsel was asking the
questions in voir dire: to ensure that such sentiments played no
role in the jury’s determinations of Barrera’s guilt or penalty.
Under the circumstances, no objective observer would have
understood counsel’s questioning about prospective jurors’
potential prejudices as either exhibiting or implicitly appealing
to racial bias.
3. Guilt Phase RJA Claims
Barrera claims that the prosecutor’s opening statement
violated the RJA by commenting unfavorably on his work as a
street vendor and that the prosecutor’s closing argument
violated the RJA by using language comparing him to an
animal. We find no RJA error in the opening statement. We
assume the prosecutor’s statement at closing violated the RJA,
but conclude that any error was harmless beyond a reasonable
doubt.
a. Comments on Barrera’s Occupation
Barrera argues that the prosecutor’s comments in her
opening statement about his occupation as a street vendor
violated the RJA. He contends the prosecutor “mocked Mr.
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Barrera for having his kids help him sell corn on the street.” He
takes particular issue with the prosecutor describing him as “an
enterprising man” and the “big boss.” He also argues that the
prosecutor’s questioning of Barrera’s children about street
vending and his codefendant’s counsel’s comments about his
street vending violated the RJA.
Barrera asserts that the comments about the corn selling
business “demonized a common and highly visible occupation for
poor Latinxs who migrate to this country and cannot find other
work due to their immigration status.” He notes that “[i]n Los
Angeles, street vending is heavily associated with Latinx
migrants” and that “[c]hildren are frequently involved in the
street vending business, often after school, to help support the
family.” He points out that “[a]t the time of [his] trial, Los
Angeles had just criminalized street vending” following the 1994
passage of Proposition 187. Against this backdrop, Barrera
argues, mentioning his participation in street vending was an
“appeal[] to . . . anti-Latinx bias[].”
We find no violation in the challenged comments. To
establish an RJA violation, Barrera must show that the
prosecutor either “used racially discriminatory language” about
him or “otherwise exhibited bias or animus” toward him based
on his race, ethnicity, or national origin. (§ 745(a) (2).) The RJA
does not forbid presentation of, or comment on, relevant
evidence concerning a defendant’s activities.
Here, in the comments Barrera challenged, the prosecutor
sought to draw attention to evidence relevant to the jury’s
consideration of the case before it: namely, that Barrera did not
sell corn on the street himself, but instead directed his children
and codefendant Maria Ricardo to sell corn late into the night,
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and punished them if they did not bring home enough money.
These comments provided relevant context about Barrera’s
family dynamics and the way he treated his children. This
context was, in turn, highly relevant to the charges that Barrera
had severely abused and ultimately murdered two of the
children. The same is true of the comments made by
codefendant’s counsel about Barrera’s decision to bring Petra
and her children to the United States because “he needs a bigger
labor force” to sell corn and the prosecutor’s questions to
Barrera’s children about their experience street vending. While
these comments and questions were not favorable to Barrera, an
objective observer would not conclude that they explicitly or
implicitly appealed to bias against him because of his race,
ethnicity, or national origin.
b. Language at Closing Argument
Barrera argues that the prosecutor violated the RJA
when, during her closing argument at the guilt phase, she used
dehumanizing language to describe Barrera. In the challenged
portion of the argument, after describing the evidence
concerning Barrera’s treatment of Ernesto, the prosecutor said:
“That’s intent to kill. [¶] It’s also torture. It’s also sadistic, and
it’s also inhuman. And it’s also, I don’t know, to say it’s the work
of the devil doesn’t even say it. [¶] I don’t even know what to
call this man. I would like to say that he’s an animal, but I
would not insult animals. And for sure he’s not a human
because I don’t want to belong to the same specie[s] he does.
What is he? He’s evil. Evil in the shape of a man. I don’t know
what else you could call him. [¶] The defendant does all of these
things to Ernesto and never gets him medical care because he
wants him to die. That’s intent to kill.”
82
PEOPLE v. BARRERA
Opinion of the Court by Kruger, J.
In his briefing in this court, Barrera has at times
suggested that he is entitled to relief because the RJA broadly
prohibits the use of any “ ‘language that compares the defendant
to an animal.’ ” (§ 745, subd. (h)(4).) As our opinion in Bankston
explains, however, the RJA does not categorically forbid all such
language. (Bankston, supra, __ Cal.5th at p. __ [2026 Lexis ___
at p. ____] [p. 101].) “A prosecutor might, for instance, refer to
a defendant as an ‘eager beaver,’ ‘happy as a clam,’ ‘free as a
bird,’ or ‘quiet as a mouse.’ Each example involves language
comparing a defendant to an animal; none would appear to raise
racial discrimination concerns. The legally operative provision
of the RJA is the p
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