“[L]egislative immunity is not a jurisdictional bar . . . .”
How later courts described this case
- “[L]egislative immunity is not a jurisdictional bar . . . .”
Written by the judges who cited it.
The opinion
Case: 25-40170 Document: 100-1 Page: 1 Date Filed: 05/27/2026
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
____________ FILED
May 27, 2026
No. 25-40170
____________ Lyle W. Cayce
Clerk
Marin Lopez; Pedro Bermea; Trinidad Lopez; Arturo
Menchaca; Eladio Bermudez; Javier Garcia; Robert
Guerra; Luis Carlos Gonzalez; Epigmenio “TJ”
Gonzalez; Juan Garcia, Jr.; Julio Eguia; Aaron Garcia,
Plaintiffs—Appellees,
versus
Eduardo Ramirez; Noe Castillo; Basilio D. Villareal,
Jr.; Roel Gonzalez,
Defendants—Appellants.
______________________________
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 7:20-CV-33
______________________________
ON PETITION FOR PANEL REHEARING
Before Willett, Wilson, and Douglas, Circuit Judges.
Per Curiam:*
_____________________
*
This opinion is not designated for publication. See 5th Cir. R. 47.5.
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No. 25-40170
Treating the petition for rehearing en banc as a petition for panel
rehearing, the petition for panel rehearing is GRANTED. See 5th Cir. R.
35 I.O.P. Our prior panel opinion, Lopez v. Ramirez, No. 25-40170, 2026 WL
893104 (5th Cir. Apr. 1, 2026) (unpublished), is WITHDRAWN and the
following opinion is SUBSTITUTED therefor:
This is the third interlocutory appeal following the district court’s
denial of an immunity-based motion to dismiss in a First Amendment
retaliation suit brought by twelve school-district employees against three
school-board members and a former interim superintendent. Twice before
we have vacated the district court’s orders and remanded because it denied
Defendants’ motions without analysis. This time, the district court referred
the case to mediation and, in the same order, denied Defendants’ motion
without prejudice to refiling the same after mediation concluded. Because the
district court’s mediation order was not an appealable final decision for
purposes of 28 U.S.C. § 1291, we DISMISS for lack of jurisdiction.
I
Twelve employees of the Rio Grande City Consolidated Independent
School District allege that after they publicly supported a slate of candidates
in a 2018 school-board election, they were demoted, reassigned, and
subjected to pay cuts in retaliation for their speech. They brought First
Amendment retaliation claims under 42 U.S.C. § 1983 against board
members Eduardo Ramirez, Noe Castillo, and Basilio D. Villareal, Jr., and
former interim superintendent Roel Gonzalez. Defendants moved to dismiss
on multiple grounds including absolute legislative immunity and,
alternatively, qualified immunity.
The district court denied Defendants’ motion “without prejudice to
refiling as a motion for summary judgment” in a minute-entry order with no
analysis or reasons given. Defendants filed their first interlocutory appeal.
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We vacated and remanded “to allow the district court to reassess
[Defendants]’ motion on a plaintiff-by-plaintiff, defendant-by-defendant
basis and assign reasons for its subsequent decision.” Lopez v. Ramirez, No.
21-40235, 2022 WL 3230442, at *2 (5th Cir. Aug. 10, 2022) (per curiam)
(unpublished) (Lopez I). On remand, the district court permitted Plaintiffs to
file an amended complaint. Defendants again moved to dismiss on immunity
grounds among others, and the district court again denied the motion in a
similar minute-entry order without explanation. And we again vacated and
remanded, observing that “for the second time, the district court not only
provided no individualized analysis as to each officer’s entitlement to either
legislative or qualified immunity, it provided no analysis period.” Lopez v.
Ramirez, No. 23-40461, 2024 WL 1168048, at *2 (5th Cir. Mar. 15, 2024)
(per curiam) (unpublished) (Lopez II).
On the second remand, Defendants refiled their motion to dismiss.
The district court heard argument on the motion and noted that it “w[ould]
issue [a] ruling.” On March 31, 2025, the district court issued a mediation
order that acknowledged “[c]urrently before the Court is a Motion to
Dismiss of the Defendants,” observed the suit’s “extensive procedural
history,” and found “the parties would benefit from proceeding before a
Magistrate in a mediation setting.” The order referred the parties to a
magistrate judge for mediation, and provided:
Rule 16 Scheduling Order deadlines and pending settings are
hereby cancelled. All pending motions are denied without
prejudice to refiling same in writing within seven (7) days after
Notice from Magistrate Judge Hacker to this Court that
mediation has concluded if the mediation was unsuccessful and
without any waiver of a substantive or procedural right of any
party with regard to any motion which may be filed or refiled.
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Defendants timely noticed this third interlocutory appeal. In the interim, the
parties “almost immediately” reported to the magistrate judge that
mediation would be unproductive. The magistrate judge “agreed not to
conduct the mediation.”
II
We begin, as always, with jurisdiction. Backe v. LeBlanc, 691 F.3d 645,
647 (5th Cir. 2012) (citing Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83,
94–95 (1998)). Both parties contend that the collateral order doctrine
supplies appellate jurisdiction here. But neither addressed whether that
doctrine reaches an order that denied Defendants’ immunity-based motion
to dismiss only as an incident of a mediation referral and without prejudice to
refiling the same if mediation failed. We requested supplemental briefing on
that point. Having reviewed the parties’ responses, we hold that it does not.
Our jurisdiction is limited to appeals from “final decisions” of the
district courts. 28 U.S.C. § 1291. The collateral order doctrine, however,
permits immediate appellate review of a “small class” of interlocutory orders
“that are conclusive, that resolve important questions separate from the
merits, and that are effectively unreviewable on appeal from the final
judgment in the underlying action.” Mohawk Indus., Inc. v. Carpenter, 558
U.S. 100, 106 (2009) (quoting Swint v. Chambers Cnty. Comm’n, 514 U.S. 35,
42 (1995)). The doctrine is narrow by design, and its conditions are
“stringent.” Digital Equip. Corp. v. Desktop Direct, Inc., 511 U.S. 863, 868
(1994).
Orders denying dispositive pretrial motions asserting immunity from
suit ordinarily satisfy that standard, and the same is true of orders that decline
or refuse to rule on an immunity claim. See Walton v. City of Verona, 82 F.4th
314, 320 (5th Cir. 2023) (collecting cases); Helton v. Clements, 787 F.2d 1016,
1017 (5th Cir. 1986). Such an order, the Supreme Court has explained,
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“conclusively” determines the immunity question in either of two ways. See
Mitchell v. Forsyth, 472 U.S. 511, 527 (1985). First, “it may represent the trial
court’s conclusion that even if the facts are as asserted by the defendant, the
defendant’s actions . . . are [ ] not within the scope of the qualified
immunity.” Id. Second, the court “may rule only that if the facts are as
asserted by the plaintiff, the defendant is not immune.” Id. In either case, the
order is effectively unreviewable on later appeal because it deprives the
defendant of immunity’s protection against “standing trial” and avoiding the
burdens of “such pretrial matters as discovery” where possible. Id. at 526
(citing Harlow v. Fitzgerald, 457 U.S. 800, 816–18 (1982)); see also Behrens v.
Pelletier, 516 U.S. 299, 308 (1996); Helton, 787 F.2d at 1017. Once those
burdens are imposed, the right immunity confers cannot be remedied on
appeal from final judgment. Mitchell, 472 U.S. at 526–27 (citing Harlow, 457
U.S. at 816–19).
These principles explain why we had jurisdiction to consider the first
two interlocutory appeals in this case. In the first, the district court “denied”
Defendants’ immunity-based motion to dismiss “without prejudice to refile
as a motion for summary judgment.” Lopez I, 2022 WL 3230442, at *1. In the
second, the court “summarily denied Defendants’ motion without prejudice
in a minute-entry order.” Lopez II, 2024 WL 1168048, at *1. Each
conclusively rejected an immunity-based defense at the pleadings stage,
addressed an issue distinct from the merits, and required Defendants
continue litigating despite their asserted right not to, which could not be
meaningfully reviewed after final judgment.
The mediation order before us is different. True, the court “denied”
all pending motions, including Defendants’ motion to dismiss. But it did so
without prejudice as an incident of referring the case to mediation. The court
made plain that the immunity question could be taken up after mediation
concluded on a refiled motion to dismiss and preserved Defendants’
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“substantive or procedural right[s] . . . with regard to any motion which may
be filed or refiled.” At the same time, the court effectively suspended the
litigation by canceling all scheduling-order deadlines and pending settings.
This is not the order of a court that “intends to have nothing further to do . .
. with the motion.” Ueckert v. Guerra, 38 F.4th 446, 450 (5th Cir. 2022)
(quoting State Nat. Bank of El Paso v. United States, 488 F.2d 890, 893 (5th
Cir. 1974)). Nor is it a flat “refusal to rule on a claim of immunity until trial.”
Helton, 787 F.2d at 1017.
Put plainly, the order did not conclusively deny Defendants’ asserted
immunity; the district court offered no analysis of the issue whatsoever.
Given the peculiar (and tortured) procedural history of this case, and given
that the parties and the magistrate judge immediately concluded that the
ordered mediation would not be productive and therefore would not be
conducted, the district court’s order did not impose the litigation burdens
immunity is designed to prevent.
Defendants highlight Carswell v. Camp, 54 F.4th 307 (5th Cir. 2022),
and Ashley v. Clay County, 125 F.4th 654 (5th Cir. 2025), as compelling an
opposite result. Both are distinguishable. In Carswell, the district court issued
a scheduling order that denied an immunity-based motion to dismiss without
prejudice, “postponed ruling on the immunity issue until summary
judgment,” and permitted discovery against the individual defendants in the
meantime. 54 F.4th at 309–11. We found that arrangement “‘effectively . . .
denied [defendants] the benefits of the qualified immunity defense’ and
‘vest[ed] this court with the requisite jurisdiction to review the discovery
order.’” Id. at 311 (quoting Wicks v. Miss. State Emp. Servs., 41 F.3d 991, 994
(5th Cir. 1995)). The mediation order here did the opposite. It cancelled all
scheduling-order deadlines, halted pending settings, and preserved
Defendants’ substantive and procedural rights. The hallmark of Carswell, the
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imposition of active litigation burdens despite an unresolved immunity claim,
is absent here.
Ashley is the closer case but is equally unavailing. There, a former
hospital employee sued Clay County and its county-owned hospital, alleging
First Amendment retaliation and a violation of the Texas Occupations Code.
Ashley, 125 F.4th at 657–58. The hospital moved to compel arbitration under
an employment agreement. Id. at 658. The County asserted governmental
immunity under Texas law and moved to dismiss. Id. Rather than address the
County’s immunity defense, the district court sua sponte compelled the
County to arbitrate alongside the hospital and denied the County’s motion to
dismiss as moot. Id. We held that the district court’s refusal to address the
issue of the County’s immunity before compelling arbitration and denying
the County’s motion to dismiss constituted a “final decision” under 28
U.S.C. § 1291. Id. at 661. Two features of Ashley that drove the outcome are
absent here.
First, the County’s governmental immunity defense, if successful,
“operates as a jurisdictional bar” that would have prevented the district
court from compelling arbitration. Id. This created an “underlying
jurisdictional tension” between governmental immunity and the Federal
Arbitration Act’s (“FAA”) statutory bar on interlocutory appeals of
arbitration orders under 9 U.S.C. § 16(b)(2). Id. at 660. To resolve that
tension, we framed the question as “whether the district court properly
addressed its own jurisdiction to compel arbitration.” Id. And because the
district court denied the County’s immunity defense, thereby failing to
assure itself of its own authority to compel the County to arbitrate “in
accordance with established principles of jurisdictional authority,” the
decision was final for purposes of § 1291. Id. at 661. Defendants here assert
absolute legislative and qualified immunity, neither of which concern the
district court’s jurisdiction. Nevada v. Hicks, 533 U.S. 353, 373 (2001)
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(“There is no authority what[so]ever for the proposition that absolute- and
qualified-immunity defenses pertain to the court’s jurisdiction[.]”); see also
St. Emps. Bargaining Agent Coal. v. Rowland, 494 F.3d 71, 77 n.4 (2d Cir.
2007) (“[L]egislative immunity is not a jurisdictional bar . . . .”).1
Second, the district court’s order in Ashley eliminated the County’s
opportunity to obtain a pretrial immunity ruling. By compelling the County
to arbitrate before resolving immunity, 125 F.4th at 658, the district court
shifted resolution of the merits to another forum and bound the County to its
outcome. See Doe v. Tonti Mgmt. Co., 24 F.4th 1005, 1008–09 (5th Cir. 2022).
Such an order consigns the immunity-asserting defendant to merits-stage
proceedings in that other forum, with no mechanism to obtain a pretrial
immunity ruling. By contrast, nothing in the district court’s order here
eliminated Defendants’ ability to press their immunity defense. It deferred a
ruling, but it also deferred discovery, case management deadlines, and the
like, while expressly preserving Defendants’ right to refile their immunity
motion.
The record reinforces that, in this case at least, the district court’s
order did not constitute an effective denial of Defendants’ immunity defense.
Defendants concede that the parties “almost immediately” reported to the
magistrate judge that mediation would be unproductive, and that “the
magistrate judge agreed not to conduct the mediation.” The mediation order
_____________________
1
The Eleventh Circuit’s decision in Bouchard Transp. Co. v. Fla. Dep’t of Env’t
Prot., 91 F.3d 1445 (11th Cir. 1996), is distinguishable for the same reason. The immunity
defense there was Eleventh Amendment immunity, which “is in the nature of a
jurisdictional bar” and which protects sovereign states from the very “indignity” of being
subjected to private suit. Id. at 1448 (quoting P.R. Aqueduct & Sewer Auth. v. Metcalf & Eddy,
Inc., 506 U.S. 139, 146 (1993)). In other words, the Eleventh Amendment’s “ultimate
justification is the importance of ensuring that the States’ dignitary interests can be fully
vindicated.” Puerto Rico, 506 U.S. at 146.
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expressly contemplated the next step: that the immunity question would be
taken up on a refiled motion. The order is, in substance, a case-management
deferral pending a discrete, nonbinding event that Defendants emphasize
never occurred, not a conclusive determination of anything.
Our unpublished decision in De Leon v. Munoz, No. 24-40215, 2025
WL 957500 (5th Cir. Mar. 31, 2025) (per curiam) (unpublished), points the
same way.2 There, the district court denied a defendant’s motion to dismiss
on qualified immunity “without prejudice to his right to refile after
mediation.” Id. at *1 n.2, *4. The defendant later filed a second motion to
dismiss, which the district court again denied. Id. at *4–*5. The defendant
noticed his appeal within thirty days of the second order. Id. at *1 n.2. The
plaintiff argued the first order triggered the notice deadline, rendering the
appeal untimely. Id. We disagreed, holding that the court’s “denial of
[defendant]’s first motion to dismiss . . . without prejudice to his right to
refile after mediation . . . was not a final, unequivocal refusal to render a
pretrial determination of [defendant]’s qualified immunity defense,” and
thus “was not an appealable final decision for purposes of 28 U.S.C. § 1291.”
Id. (citing Ueckert, 38 F.4th at 453).
At bottom, the result here, as in De Leon, follows from the two grounds
the Supreme Court identified in Mitchell. The mediation order does not
“represent the trial court’s conclusion” that, on Defendants’ version of the
facts, immunity does not apply, Mitchell, 472 U.S. at 527, because the district
court conducted no immunity analysis at all. Nor does it deprive Defendants
of immunity’s protection against “standing trial” or against “such pretrial
matters as discovery.” Mitchell, 472 U.S. at 526 (citing Harlow, 457 U.S. at
_____________________
2
Unpublished opinions issued on or after January 1, 1996, are not binding
precedent, but they may be persuasive authority. Ballard v. Burton, 444 F.3d 391, 401 n.7
(5th Cir. 2006); 5th Cir. R. 47.5.4.
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816–18); Behrens, 516 U.S. at 308. The order suspended discovery, cancelled
case-management deadlines, and contemplated that any immunity ruling
would be made on a refiled motion following a nonbinding mediation that
Defendants concede never occurred. Because the order neither rejected the
immunity defense nor imposed the litigation burdens immunity exists to
prevent, it is not an appealable final decision for purposes of § 1291.3
III
We DISMISS the appeal for lack of appellate jurisdiction.
_____________________
3
We again note our concern that the district court has yet to provide the reasoned,
individualized analysis necessary to resolve Defendants’ immunity assertions. Immunity is
an entitlement to avoid not just liability, but also the burdens of litigation. Mitchell, 472 U.S.
at 526. Those issues should be addressed promptly and consistently with this court’s earlier
mandates on a refiled motion to dismiss, rather than further deferred without explanation.
The case now proceeds before Chief Judge Crane, to whom it has since been reassigned.
10