denying nunc pro tunc relief because appellant’s counsel failed to account for potential delays in mail delivery during the holiday season
How later courts described this case
- denying nunc pro tunc relief because appellant’s counsel failed to account for potential delays in mail delivery during the holiday season
Written by the judges who cited it.
The opinion
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Keith Tolbert, :
Appellant :
: No. 1657 C.D. 2024
v. :
: Submitted: March 3, 2026
Joseph Rogers :
BEFORE: HONORABLE LORI A. DUMAS, Judge
HONORABLE MATTHEW S. WOLF, Judge
HONORABLE MARY HANNAH LEAVITT, Senior Judge
OPINION NOT REPORTED
MEMORANDUM OPINION BY
JUDGE DUMAS FILED: April 6, 2026
Keith Tolbert (Appellant), proceeding pro se, purports to appeal from
an order issued by the Court of Common Pleas of Montgomery County (trial court)
on March 6, 2024, which granted a motion to dismiss filed by Joseph Rogers
(Appellee). Upon close examination of the circumstances leading to this appeal, we
quash.
I. BACKGROUND1
Appellant was an inmate incarcerated at the State Correctional Institute
at Phoenix (SCI-Phoenix). Appellee, who was employed by the Pennsylvania
1
Unless stated otherwise, we derive this background from Appellant’s complaint and construe
the pleadings in his favor. See Compl., 6/14/20. We extract procedural details from the trial
court’s opinion and docket entries. See Trial Ct. Op., 9/12/24; Montgomery Cnty. Case No. 2020-
12183, Docket.
Department of Corrections (Department), worked at SCI-Phoenix as an activities
manager.
On November 23, 2019, while playing basketball in the west
gymnasium, Appellant slipped and fell because the floor was “extremely dirty,
slippery and having no grip . . . .” Compl., 6/14/20, ¶7. Further, in falling to the
floor, Appellant was elbowed on the right side of his face and skull. Appellant
suffered multiple fractures and was left severely disfigured.
Appellant filed a grievance but was unsuccessful in securing
administrative relief. Thereafter, he commenced this action by filing a complaint in
three counts, asserting negligence, assumpsit, and the negligent infliction of
emotional distress. Appellant sought $1,500,000 in compensatory and punitive
damages.
Appellant was unable to properly serve his complaint.2 Following
several extensions, on May 17, 2021, the trial court sustained preliminary objections
asserting improper service but nonetheless granted Appellant leave to perfect service
of his reinstated complaint within 30 days. See Trial Ct. Order, 5/17/21. Appellant
did not serve his complaint until February 14, 2023, nearly two years later.
On March 10, 2023, Appellee filed a motion to dismiss, asserting
Appellant’s failure to comply with the court’s prior order and that the relevant statute
of limitations had expired on November 23, 2021. See Mot. to Dismiss, 3/10/23
(citing 42 Pa.C.S. § 5523). Ultimately, the trial court granted the motion, noting
Appellant’s failure to comply with the court’s earlier order but not addressing
Appellees’ statute of limitations claim. See Trial Ct. Order, 3/6/24.
2
Appellant promptly served Appellee. See Montgomery Cnty. Sheriff’s Order for Service,
8/14/20. However, per statute and court rule, Appellant was also required to serve the complaint
on the Office of Attorney General. See 42 Pa.C.S. § 8523(b); Pa.R.Civ.P. 422(a).
2
On August 29, 2024, Appellant filed a notice of appeal.3 Thereafter,
the trial court issued an opinion reasoning that Appellant’s appeal was untimely. See
Trial Ct. Op., 9/12/24. The court explained that it had forwarded via certified mail
its order granting Appellee’s motion to dismiss and that delivery was confirmed on
April 8, 2024. Id. at 2. According to the trial court, even relying on the date
Appellant received its order, Appellant had untimely filed his notice of appeal more
than four months later. Id. at 2 (citing Pa.R.A.P 903(a)).
Upon review, this Court directed the parties to address the timeliness of
the appeal in their principal briefs. See Cmwlth. Ct. Order, 2/5/25.
II. ISSUES
Appellant raises two issues. First, Appellant asserts that this Court
should consider his appeal timely. See Appellant’s Br. at 5 (unpaginated). In
support, he describes a series of unfortunate events beyond his control which
prevented a timely filing.4 See id. at 10-13. Appellant construes these events as a
3
The appeal was initially docketed at Superior Court. However, Superior Court granted an
application filed by Appellee to transfer the appeal to this Court. See Order, Sup. Ct. No. 2319
EDA 2024, 12/9/24; see also Appl. to Transfer, 10/10/24 (citing, inter alia, 42 Pa.C.S. §
762(a)(1)).
4
On March 18, 2024, Appellant was placed in administrative segregation, and his legal
materials were destroyed. See Appellant’s Resp. to Trial Ct. Op., dated 9/24/24, Ex. B (Dep’t
Form DC-141 Part 1, 3/18/24 (explaining that Appellant was confined because he posed a danger
to one or more persons)); Appellant’s Br., Ex. C (Dep’t Form DC-154A, 3/18/24 (indicating that
Appellant’s confiscated property was destroyed)). While still in administrative segregation,
Appellant received the trial court’s order on April 8, 2024. Id. at 11, Ex. B (documenting delivery
on 4/8/24). On April 16, 2024, Appellant was released from administrative segregation. Id. at 11.
However, on April 14, 2024, Appellant allegedly suffered a “vertigo-induced fall,” which
precipitated his transfer to SCI-Forest, a facility that could accommodate his qualified disabilities.
Id. at 12; but see id., Ex. D (Dep’t DC-472, 5/13/24 (documenting that Appellant requested follow-
up care for “low back pain from an unwitnessed fall he said happened on 1/14/24. [Appellant]
denied any acute injuries.”)). On May 16, 2024, Appellant filed his notice of appeal in Superior
Court (instead of the trial court). Id., Ex. E (Notice of Appeal, dated 5/9/24, filed 5/16/24).
(Footnote continued on next page…)
3
breakdown in court processes or non-negligent conduct by him. See id. Thus, in his
view, Appellant is entitled to nunc pro tunc relief. See generally id. Appellant
further contends that Appellee has waived any objection to the timeliness of his
appeal. See id. at 13.
Second, on the merits, Appellant asserts that he has pleaded viable
claims in negligence and the negligent infliction of emotional distress. Id. at 5
(expressly withdrawing his claim in assumpsit). In his view, he may amend his
pleadings to “join defendant(s) and more closely align facts with the evidence . . . .”
Id. (citing Pa.R.Civ.P. 1033 (Amendment)). Finally, according to Appellant, the
evidence of record demonstrates that he perfected service upon the Office of
Attorney General within the applicable limitations period. Id. (citing Pa.R.Civ.P.
401(b)).5
Appellant claims he did not receive a response from Superior Court, notifying Appellant that he
had filed his appeal in an improper forum, until mid-August. Id. at 12; but see also id., Ex. E
(Resp. from Sup. Ct., dated 5/17/24 (notifying Appellant of his error)); Appellant’s Resp. to Trial
Ct. Op., Ex. E (Sup. Ct. Letter, dated 6/25/24 (responding to Appellant’s June 17, 2024 inquiry
and informing Appellant that he did not have an active appeal and suggesting that he contact the
trial court)).
5
Rule 401 sets forth procedures governing service of original process. In relevant part, the
Rule provides:
(b)(1) If service within the Commonwealth is not made within the time prescribed
by subdivision (a) of this rule or outside the Commonwealth within the time
prescribed by Rule 404, the prothonotary upon praecipe and upon presentation of
the original process, or a copy thereof, shall continue its validity by designating the
writ as reissued or the complaint as reinstated.
Pa.R.Civ.P. 401(b)(1).
4
III. DISCUSSION6
The timeliness of Appellant’s appeal is a threshold matter that goes to
this Court’s jurisdiction. See Brown v. Greene Cnty. Off. of Dist. Att’y, 255 A.3d
673, 675 (Pa. Cmwlth. 2021). Because the timeliness of an appeal implicates our
jurisdiction, it is an issue that cannot be waived and may be raised at any stage of
the proceedings, or by this Court sua sponte. Weber v. Wyoming Valley W. Sch.
Dist., 668 A.2d 1218, 1221 (Pa. Cmwlth. 1995). Thus, Appellant’s waiver argument
is without merit. Id.
Rule 903(a) of the Pennsylvania Rules of Appellate Procedure provides
that a notice of appeal “shall be filed within 30 days after the entry of the order from
which the appeal is taken.” Pa.R.A.P. 903(a). It is well settled that the time for
filing an appeal “cannot be extended as a matter of grace or mere indulgence.” Bass
v. Commonwealth, 401 A.2d 1133, 1135 (Pa. 1979). Rather, this Court must quash
an untimely appeal unless the appellant can establish extraordinary circumstances.
City of Phila. v. Frempong, 865 A.2d 314, 317 (Pa. Cmwlth. 2005); Mazyck v. Harris
(Pa. Cmwlth., No. 880 C.D. 2022, filed Sept. 9, 2025), 2025 WL 2601783;7 see
Pa.R.A.P. 105(b); Criss v. Wise, 781 A.2d 1156, 1159 (Pa. 2001).
An appellant may be permitted to proceed nunc pro tunc if there has
been fraud, a breakdown in the administrative process, or when there is a “non-
negligent failure to file a timely appeal which was corrected within a very short time,
during which any prejudice to the other side of the controversy would necessarily be
minimal.” Bass, 401 A.2d at 1135-36. In particular, nunc pro tunc relief for non-
6
This Court’s review of a trial court decision is limited to whether the trial court abused its
discretion, committed an error of law, or whether constitutional rights were violated. Long v.
Thomas, 619 A.2d 394, 396 (Pa. Cmwlth. 1992).
7
We may cite unpublished decisions of this Court for their persuasive value. 210 Pa. Code §
69.414(a).
5
negligent circumstances “is meant to apply only in unique and compelling cases in
which the appellant has clearly established that [he] attempted to file an appeal, but
unforeseeable and unavoidable events precluded [him] from actually doing so.”
Criss, 781 A.2d at 1160 (denying nunc pro tunc relief because appellant’s counsel
failed to account for potential delays in mail delivery during the holiday season); but
see, e.g., Bass, 1134-36 (granting nunc pro tunc relief where appeal was filed four
days late due to the secretary’s sudden illness).
In this case, the trial court issued its order granting Appellee’s motion
to dismiss on March 6, 2024. See Trial Ct. Order, 3/6/24. Appellant did not appeal
until August 29, 2024. See Notice of Appeal, 8/29/2024. Thus, it is patently
untimely. Pa.R.A.P. 903(a).
Nevertheless, we have reviewed the record for evidence of a breakdown
in the administrative process or non-negligent circumstances that would warrant
nunc pro tunc relief.8 The docket reflects that Rule 2369 notice issued on March 6,
2024. Montgomery Cnty. Case No. 2020-12183, Docket Entry No. 56. Clearly,
however, the trial court’s initial attempts to mail the order to Appellant were
unsuccessful. See id., Docket Entry Nos. 57 & 58 (indicating that delivery failed
and order was returned to the trial court). To remedy this, the trial court delivered
the order via certified mail. Trial Ct. Op. at 2. Appellant acknowledges that he
received the order on April 8, 2024. Appellant’s Br. at 11; Ex. B (return receipt,
documenting delivery on 4/8/24). Based on this breakdown in the administrative
8
Appellant has not alleged fraud. See generally Appellant’s Br.
9
Pennsylvania Rule of Civil Procedure 236 requires that a prothonotary immediately give
written notice of the entry of an order. Pa.R.Civ.P. 236(a)(2). Additionally, “[t]he prothonotary
shall note in the docket the giving of the notice and, when a judgment by confession is entered, the
mailing of the required notice and documents. Pa.R.Civ.P. 236(b). Absent notice, the 30-day
appeal period does not commence. Frazier v. City of Phila., 735 A.2d 113, 115 (Pa. 1999); Brown
v. Hollis (Pa. Cmwlth., No. 511 C.D. 2021, filed March 3, 2023), 2023 WL 2342537.
6
process, we conclude that the appeal period commenced on this date. See Frazier,
735 A.2d at 115.
Due to his confinement in administrative segregation, as well as health
concerns requiring medical attention, Appellant maintains that he was unable to
appeal until May 16, 2024. See Appellant’s Br. at 11-12. Further, because he lacked
access to legal assistance, Appellant erroneously filed his notice of appeal in
Superior Court, instead of the trial court. Id. According to Appellant, Superior Court
erred in processing his appeal because it merely returned his notice of appeal to him,
instead of transferring the notice to the trial court for prompt filing. Id. at 12 (citing
Pa.R.A.P. 751(a)), Ex. E (Resp. from Sup. Ct., dated 5/17/24).
We recognize a further breakdown in the administrative process. Rule
902(a) of the Pennsylvania Rules of Appellate Procedure provides that appeals from
a trial court to an appellate court “shall be taken by filing a notice of appeal with the
clerk of the trial court . . . .” Pa.R.A.P. 902(a). However, if an appellant mistakenly
files his notice of appeal directly in the appellate court, Rule 905(a) mandates a
specific corrective procedure: “the clerk shall immediately stamp it with the date of
receipt and transmit it to the clerk of the court which entered the order appealed from
. . . .” Pa.R.A.P. 905(a); see, e.g., Howard v. Com., Dep’t of Transp., 73 A.3d 648,
650 (Pa. Cmwlth. 2013); Frankenberry v. Ferguson (Pa. Cmwlth., No. 105 C.D.
7
2017, filed July 12, 2017), 2017 WL 2960380.10 For these reasons, we deem the
effective date of Appellant’s appeal to be May 16, 2024.11
Thus, properly framed, Appellant’s appeal period commenced on April
8, 2024, and he untimely filed his notice of appeal 38 days later on May 16, 2024.
In reviewing Appellant’s description of events that occurred during this period, we
discern no non-negligent circumstances that would excuse Appellant’s delay. On
April 16, 2024, Appellant was released from administrative segregation, long before
his notice of appeal was due. See Appellant’s Br. at 11. Therefore, the time spent
in administrative segregation did not impact Appellant’s ability to file a notice of
10
As noted by Appellant, Rule 751 also supports transfer:
(a) General rule. If an appeal or other matter is taken to or brought in a court or
magisterial district which does not have jurisdiction of the appeal or other matter,
the court or magisterial district judge shall not quash such appeal or dismiss the
matter, but shall transfer the record thereof to the proper court of this
Commonwealth, where the appeal or other matter shall be treated as if originally
filed in transferee court on the date first filed in a court or magisterial district.
(b) Transfers by prothonotaries. An appeal or other matter may be transferred
from a court to another court under this rule by order of court or by order of the
prothonotary of any appellate court affected.
Pa.R.A.P. 751; 42 Pa.C.S. § 5103.
11
Appellant is a pro se prisoner; therefore, the prisoner mailbox rule applies. See Kittrell v.
Watson, 88 A.3d 1091, 1097 (Pa. Cmwlth. 2014); Commonwealth v. Jones, 700 A.2d 423 (Pa.
1997); Smith v. Pa. Bd. of Prob. & Parole, 683 A.2d 278 (Pa. 1996). Under this rule, a prisoner’s
pro se appeal or other legal document is deemed filed when given to prison officials or deposited
in the prison mailbox, regardless of the date the filing reaches the court. See Kittrell, 88 A.3d at
1097; Jones, 700 A.2d at 426; Smith, 683 A.2d at 281-82. In order to benefit from the rule, the
inmate bears the burden of proving that he timely deposited his filing in the prison mailbox or with
prison officials. Kittrell, 88 A.3d at 1097 (suggesting, e.g., that a prison-issued cash slip reflecting
a postal charge may be sufficient).
We recognize that the notice of appeal Appellant filed in Superior Court is dated May 9, 2024.
Appellant has not invoked the prisoner mailbox rule, nor has he offered reasonably verifiable
evidence that would constitute proof of mailing. Accordingly, we decline to recognize May 9,
2024, as the date of filing. See, e.g., Mazyk. Nevertheless, even if we accepted this date, it would
not render Appellant’s appeal timely.
8
appeal. Additionally, although Appellant asserts that he suffered a medical injury
on April 14, 2024, he has provided this Court with evidence that clearly contradicts
his assertion. See id., Ex. D (Dep’t DC-472, 5/13/24 (documenting that Appellant
requested follow-up care on May 13, 2024, for “low back pain from an unwitnessed
fall he said happened on 1/14/24. [Appellant] denied any acute injuries.”)). Based
on this evidence, Appellant has not established diligent efforts to file an appeal, and
we conclude that he is not entitled to nunc pro tunc relief. See Criss, 781 A.2d at
1160.
IV. CONCLUSION
The trial court issued its order on March 6, 2024, and Appellant did not
appeal until August 29, 2024. Appellant has documented breakdowns in the
administrative process, and we have adjusted the operative dates of his appeal
period. Effectively, for jurisdictional purposes, Appellant’s appeal period
commenced on April 8, 2024, and he filed his appeal on May 16, 2024. Appellant
has failed to establish any further non-negligent circumstances that would support
his request for nunc pro tunc relief. Criss, 781 A.2d at 1159. Appellant untimely
appealed the trial court’s decision granting Appellee’s motion to dismiss Appellant’s
complaint. Pa.R.A.P. 903(a). Accordingly, we quash.12 Frempong, 865 A.2d at
317.
LORI A. DUMAS, Judge
12
As we lack jurisdiction over this appeal, we may not consider Appellant’s substantive
claims.
9
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Keith Tolbert, :
Appellant :
: No. 1657 C.D. 2024
v. :
:
Joseph Rogers :
ORDER
AND NOW, this 6th day of April, 2026, the appeal of Keith Tolbert
from the order issued by the Court of Common Pleas of Montgomery County on
March 6, 2024, is QUASHED.
LORI A. DUMAS, Judge