characterizing a dispute over pain medication as the type of “disagreement over the exact contours of [plaintiffs] medical treatment” that does not violate the constitution
How later courts described this case
- characterizing a dispute over pain medication as the type of “disagreement over the exact contours of [plaintiffs] medical treatment” that does not violate the constitution
- “[A]s long as a physician exercises professional judgment his behavior will not violate a prisoner’s constitutional rights.”
- recognizing that “deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain proscribed by the Eighth Amendment”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
PITTSBURGH DIVISION
REV. AUGUSTUS SIMMONS )
ENOXH, )
) 2:22-CV-00819-CB
Plaintiff )
) CATHY BISSOON
vs. ) Chief United States District Judge
)
M. HICE, ROBERT SOLOMON, ) RICHARD A. LANZILLO
DOCTORS ASSISTANT; MARK ) Chief United States Magistrate Judge
HAMMER, DOCTORS ASSISTANT; )
JOHN DOE, CORRECTIONAL STAFF )
#1; JOHN DOE, CORRECTIONAL
STAFF #2; JOHN DOE, ) IN RE: ECF NO. 77
CORRECTIONAL STAFF #8; JOHN )
DOE, CORRECTIONAL STAFF #4; )
JOHN DOE, CORRECTIONAL STAFF)
#5; AND JOHN DOE, )
CORRECTIONAL STAFF #6, )
)
Defendants )
MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION ON
MEDICAL DEFENDANTS' MOTION FOR SUMMARY JUDGMENT
I. RECOMMENDATION
Defendants Mark Hammer, M. Hice, and Robert Solomon’s motion for
summary judgment is before the undersigned for Report and Recommendation
pursuant to 28 U.S.C. § 636. ECF No. 77. It 1s respectfully recommended that the
motion be GRANTED in part and DENIED in part. The motion should be granted as
to Simmons’ Highth Amendment claim based on the COVID-19 treatment he received
on and before January 15, 2021. The motion should be denied as to (1) Simmons’
Eighth Amendment claim based on his medical treatment between January 15 and
January 26, 2021; (2) his Eighth Amendment claim based on the denial of the renewal
of his rescue inhaler; and (38) his First Amendment retaliation claim based on the
denial of renewal of his rescue inhaler following his filing of a grievance objecting to
his medical treatment.
II. REPORT
A. Background and Relevant Procedural History
Plaintiff August Simmons Enoxh (“Simmons’), an inmate previously housed at
the Pennsylvania State Correctional Facility at Greene (““SCI-Greene”), commenced
this pro se civil rights action under 42 U.S.C. § 1983 against several officials of the
Pennsylvania Department of Corrections and individuals employed by Wellpath,
LLC, the company contracted to provide medical services to Pennsylvania inmates.!
His Complaint challenged the constitutional adequacy of the medical care he received
at SCI-Greene for his COVID-19 infection and a later decision to deny his request for
a respiratory inhaler. In additional to these Eighth Amendment claims, he also
asserted a First Amendment retaliation claim based on the denial of the inhaler,
which followed his filing a grievance challenging the adequacy of his medical care.
The claims against all Defendants except Mark Hammer, M. Hice, and Robert
Solomon (collectively, “Medical Defendants”) were previously dismissed. See ECF
case was stayed during Wellpath Holdings LLC’s bankruptcy proceedings in the United States
Bankruptcy Court for the Southern District of Texas. See ECF No. 97. The case was reopened
following confirmation of Wellpath Holdings LLC’s plan of reorganization. See ECF Nos. 97, 98. The
Medical Defendants have not asserted discharge in bankruptcy or any provision of the confirmed
bankruptcy plan as a ground for summary judgment in their favor. Their pending motion for summary
judgment presents solely a challenge to the sufficiency of the record to support Simmons’ claims.
Nos. 45, 94. Hice served as the healthcare administrator at SCI-Greene; Hammer,
as a physician’s assistant, and Solomon, as a physician.
In support of their summary judgment motion, the Medical Defendants rely
exclusively on selected portions of approximately 341 pages of Simmons’ medical
records, which they summarize in their Concise Statement of Material Facts. See
ECF No. 83. Simmons filed a responsive Concise Statement of Material Facts (ECF
No. 101) that included declarations under 28 U.S.C. § 1746 from Simmons (ECF No.
102) and another inmate, Harold Leapheart (ECF No. 101-2).? □
B. Material Facts
Simmons’ transfer to SCI-Greene and COVID-19 Quarantine
(December 18, 2020 — January 13, 2021)
Simmons was transferred to SCI-Greene on or about December 18, 2020,
during the COVID-19 pandemic. Upon arrival, he was placed in quarantine and
medically monitored. On January 10, 2021, Simmons complained of “body aches,”
and on January 11, he registered a temperature of 100.4°F, pulse of 80, oxygen
saturation of 98%, and respiratory rate of 18. See ECF No. 83-1, p. 225. That same
day, PA Hammer noted Simmons’ complaints of pain and ordered a nasal swab for
COVID-19 testing. Simmons was tested again on January 12, 2021, and the result
returned positive on January 14, 2021. Dr. Solomon reviewed the results and ordered
vitamin D and zinc supplements and Simmons’ transfer to the prison infirmary.
2 Leapheart’s declaration has his name typed at the end with a “(s)” notation rather than bearing a
written signature. It also appears to have been typed by the same person who prepared Simmons’
declaration. Both declarations share a common typeface and include similar capitalization, spelling,
and grammar errors. Despite these concerns, the Court will consider Leapheart’s declaration as part
of the record for purposes of the Medical Defendants motion.
COVID-19 Monitoring and Infirmary Care (January 14-15, 2021)
Pursuant to Dr. Solomon’s order, Simmons was admitted to the prison
infirmary on January 14, 2021. Dr. Solomon classified Simmons’ COVID-19 illness
as “mild care/level 2,” and assessed him as clinically “stable.” ECF No. 88-1, pp. 218-
214. Per the infirmary order, Simmons’ vitals were to be checked twice daily, the
practitioner was to be called for “change in condition,” and Simmons could be “up ad
lib,” meaning he was free to walk. Vitamin D and zinc supplements were continued.
Id.
RN Zebley also evaluated Simmons on January 14. She noted that he reported
a sore throat and joint pain but was alert, oriented, ambulating independently,
breathing comfortably on room air, and not in acute distress. Simmons’ medical
records also note that Simmons complained of “muscle pain” on January 14. Id., pp.
215, 218. Dr. Solomon visited Simmons’ cell during rounds and observed him to be
asleep. Id., pp. 218-20. Simmons acknowledges that Dr. Solomon came to his cell on
this date but states he was unable to move because he was in great pain. ECF No.
102, p. 1.
On January 14 and 15, Simmons was attended by nursing staff, including RNs
Valerie Grabowski, Alexandria Quarture, Micah High, and Melodie Sibanda.
Simmons reported muscle pain, sore throat, and loss of smell and taste. See ECF No.
83-1, p. 202. His vital signs remained stable, oxygen saturation consistently exceeded
98% on room air, lung examinations were clear, and Simmons exhibited no signs of
respiratory distress. IJd., pp. 199-215. Nursing assessments consistently reported
COVID-19 illness without complication, and the treatment plan focused on
monitoring, hydration, and breathing exercises. Jd. On January 15, Dr. Solomon re-
evaluated Simmons and noted he was stable and had improving symptoms. Simmons
remained on mild care status with continued monitoring. Jd., pp. 202-24.
Simmons’ medical records evidence that, on January 14-15, medical staff
regularly monitored his vital signs and assessed his physical condition. Each time,
they recorded normal results and findings. See id., pp. 199-201, 215-17, 223, 229,
234, 239. On each occasion, they also noted that Simmons had not taken any over-
the-counter antipyretic (e.g., Tylenol or Motrin) or cough medicine. Id. These records
suggest that Simmons had a mild COVID-19 infection from which he had
substantially recovered as of January 15. But the medical records submitted by the
Medical Defendants include no entries between January 15 and February 5, 2021;
they do not even record the date Simmons was released from the infirmary.? And the
Medical Defendants have not submitted affidavits or other evidence to address this
gap in the records.
In contrast, Simmons attests that he continued to experience severe and
debilitating joint, muscular, and breathing pain that did not begin to subside until
January 26. ECF No. 102, pp.1-2 (Simmons Affidavit); ECF No. 101-2 (Leapheart
Affidavit). He further attests that, during this time, he repeatedly reported his severe
pain to prison “medical staff,” including PA Hammer, and that he made daily requests
3 Although the Medical Defendants have submitted hundreds of pages of medical records, only a small number relate
to Simmons’ COVID-19 treatment or his request for renewal of his inhaler. It appears that the Medical Defendants
produced the other records to demonstrate that Simmons frequently avails himself of prison medical services and that
medical personnel regularly attend to his needs.
for medication to alleviate the pain. Jd. He also attests that Dr. Solomon was made
aware of his reports of pain and daily requests for pain medication. Jd. Simmons
submits that his pain was so severe and consistent that it rendered him unable to eat
or sleep from January 11 until January 26. Id.
Post-COVID Respiratory Complaints and Inhaler Renewal
Requests (February 5 —- May 2021)
At some point, Simmons was discharged from the infirmary, although the
record does not disclose the date of his discharge or any other information regarding
Simmons’ condition between January 15 and February 5, 2021. On February 5,
Simmons was seen by PA Hammer. Simmons requested renewal of a rescue inhaler,
which Simmons had previously received every four to five weeks since July 2020 due
to symptoms associated with asthma or other respiratory issues. Simmons’ medical
records document that he suffers from “mild intermittent asthma.” ECF No. 83-1,
pp. 2, 91. Hammer’s notes from the February 5 encounter record that Simmons
“state[d] that the dust causes breathing problems in the RHU” and that “his throat
swells up in the night and wakes him up so he uses the inhaler.” Jd., p. 197. Hammer
also recorded that Simmons stated that he had “some form of bronchitis" and
“unknown allergies.” Hammer observed that despite Simmons’ consistent use of the
inhaler since July of 2020, he “had no sick call visits in that time span for respiratory
complaints.” Jd. Hammer declined to renew the inhaler and advised Simmons to
seek sick call for future symptoms.* Id.
“ It appears that Simmons’ inhaler was renewed at some later point as his medications listed in his medical record for
December 13, 2022 include “ALBUTEROL HFA INHALER - [INHALE 2 PUFF(S) ORALLY FOUR TIMES
DAILY AS NEEDED FOR SHORTNESS OF BREATH] --2022-11-04- -2023-06-01.” ECF No. 83-1, p. 39.
In March 2021, Simmons underwent routine tuberculosis testing and
submitted additional sick-call requests related to breathing concerns. He was
evaluated again by Hammer on March 19, 2021, reporting nighttime bronchitis
symptoms and dust-related breathing difficulty. A respiratory examination revealed
clear lungs and normal cardiac findings. Hammer advised Simmons to notify staff
when symptoms occurred and told him that a request for a second opinion would be
communicated to supervisory medical staff, although the record is silent as to
whether a second opinion was ordered or obtained. Id., pp. 187-88.
On May 238, 2021, Simmons complained to a prison nurse of “shortness of
breath.” Id., pp. 176-77. Hammer saw Simmons two days later, on May 25. Simmons
reported that he “almost had an asthma attack” two days earlier while working
outside in the prison yard. Id., p. 169. He again requested renewal of his inhaler.
Id. Hammer declined the request, noting that he observed “no respiratory distress,”
the plan was to continue to “monitor” Simmons, and that he advised Simmons to
“dress appropriately for weather while exercising.” Id., pp. 169-70.
C. Summary Judgment Standard
Federal Rule of Civil Procedure 56(a) requires the district court to enter
summary judgment “if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a). Under this standard “the mere existence of some alleged factual dispute
between the parties will not defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be no genuine issue of material
fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986). A disputed fact
is “material” if proof of its existence or nonexistence would affect the outcome under
applicable substantive law. Anderson, 477 U.S. at 248; Gray v. York Newspapers,
Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). An issue of material fact is “genuine” if the
evidence is such that a reasonable jury could return a verdict for the nonmoving
party. Anderson, 477 U.S. at 257; Brenner v. Loc. 514, United Bhd. of Carpenters and
Joiners of Am., 927 F.2d 12838, 1287-88 (8d Cir. 1991). When determining whether a
genuine issue of material fact remains for trial, the court must view the record and
all reasonable inferences to be drawn therefrom in favor of the nonmoving party.
Moore v. Tartler, 986 F.2d 682, 685 (8d Cir. 1998).
D. Discussion and Analysis
1. The Medical Defendants are entitled to summary judgment on
Simmons’ Eighth Amendment claim relating to medical
treatment provided up to January 15, 2021, but genuine issues
of material fact remain regarding the constitutional sufficiency
of his treatment between January 15 and 26, 2021.
The rights guaranteed by the Eighth Amendment include the right of state
prisoners to medical care. See Estelle v. Gamble, 429 U.S. 97 (1976) (recognizing that
“deliberate indifference to serious medical needs of prisoners constitutes the
unnecessary and wanton infliction of pain proscribed by the Eighth Amendment”)
(internal quotation omitted). To establish a claim for violation of this right, the
plaintiff must prove that: (1) he had a serious medical need, and (2) prison officials
acted with deliberate indifference to that need. Rouse v. Plantier, 182 F.3d 192, 197
(3d Cir. 1999).
This first element of Simmons’ Eighth Amendment claim is not in dispute. A
medical need is “serious” if it has been diagnosed by a physician as requiring
treatment or is so obvious that a layperson would recognize the necessity for medical
attention. Monmouth Cnty. Corr. Inst. Inmates v. Lanzaro, 834 F.2d 326, 347 (8d Cir.
1987). A COVID-19 infection “certainly presents a serious medical [need].” Walker
v. Wetzel, 2022 WL 433161, at *8 (M.D. Pa. Feb. 11, 2022), aff'd, 2022 WL 4103632
(3d Cir. Sept. 8, 2022). The issue raised by the Medical Defendants’ motion 1s whether
the record can support a finding that they responded to Simmons’ COVID-19 infection
and symptoms with deliberate indifference.
Unlike the objective standard that applies to the first element of the claim, the
second element involves a subjective inquiry. A prison official acts with deliberate
indifference to a prisoner’s medical needs only when he or she “knows of and
disregards an excessive risk to inmate health or safety.” Farmer v. Brennan, 511 U.S.
825, 837 (1994). Such indifference may be manifested by an intentional refusal to
provide care, delayed medical treatment for non-medical reasons, denial of prescribed
medical treatment, a denial of reasonable requests for treatment that results in
suffering or risk of injury, Durmer v. O’Carroll, 991 F.2d 64, 68 (8d Cir. 1998), or
“persistent conduct in the face of resultant pain and risk of permanent injury.” White
v. Napoleon, 897 F.2d 103, 109 (8d Cir. 1990). In contrast, “an inmate’s
dissatisfaction with a course of medical treatment, standing alone, does not give rise
to a viable Eighth Amendment claim.” Tillery v. Noel, 2018 WL 3521212, at *5 (M.D.
Pa. June 28, 2018) (collecting cases). Such complaints fail as constitutional claims
because “the exercise by a doctor of his professional judgment is never deliberate
indifference.” Gindraw v. Dendler, 967 F. Supp. 833, 836 (E.D. Pa. 1997) (citing
Brown v. Borough of Chambersburg, 903 F.2d 274, 278 (3d Cir. 1990) (“[A]s long as a
physician exercises professional judgment his behavior will not violate a prisoner’s
constitutional rights.”)). “Therefore, where a dispute in essence entails nothing more
than a disagreement between an inmate and doctors over alternate treatment plans,
the inmate's complaint will fail as a constitutional claim under § 1983.” Tillery, 2018
WL 3521212, at *5 (citing Gause v. Diguglielmo, 339 Fed. Appx. 132 (3d Cir. 2009)
(characterizing a dispute over pain medication as the type of “disagreement over the
exact contours of [plaintiffs] medical treatment” that does not violate the
constitution)). “[P]rison authorities are accorded considerable latitude in the
diagnosis and treatment of prisoners.” Durmer, 991 F.2d at 67 (citations omitted).
Based on this latitude, “courts have consistently rejected Eighth Amendment claims
where an inmate has received some level of medical care.” Hensley v. Collins, 2018
WL 4233021, at *3 (W.D. Pa. Aug. 15, 2018) (quoting Clark v. Doe, 2000 WL 1522855,
at *2 (E.D. Pa. Oct. 13, 2000)). See also Wisniewski v. Frommer, 751 Fed. Appx. 192,
195-96 (3d Cir. Oct. 3, 2018) (noting that “there is a critical distinction ‘between cases
where the complaint alleges a complete denial of medical care and those alleging
inadequate medical treatment.”) (quoting Pearson v. Prison Health Serv., 850 F.3d
526, 535 (3d Cir. 2017)).
“Nonetheless, there are circumstances in which some care is provided yet it is
insufficient to satisfy constitutional requirements.” Palakovic v. Wetzel, 854 F.3d 209,
10
228 (3d Cir. 2017). These circumstances include, for example, where prison officials,
“with deliberate indifference to the serious medical needs of the inmate, opt for ‘an
easier and less efficacious treatment’ of the inmate's condition.” Id. (quoting West v.
Keve, 571 F.2d 158, 162 (8d Cir. 1978)) (internal citation omitted). Similarly, prison
officials may not deny reasonable requests for medical treatment when such “denial
exposes the inmate ‘to undue suffering or the threat of tangible residual injury,” td.
(quoting Monmouth County Corr. Inst. Inmates, 834 F.2d at 346) Gnternal citation
omitted), or intentionally refuse to provide care where the need for such care is
acknowledged. Id. (citing Ancata v. Prison Health Servs., 769 F.2d 700, 704 (11th
Cir. 1985)).
The treatment provided to Simmons between the onset of his infection until
January 15 conformed to the requirements of the Eighth Amendment. The record
shows that Dr. Solomon moved Simmons to the infirmary where medical personnel,
including PA Hammer, regularly examined him and monitored his vital signs on
January 14 and 15. While Simmons may disagree with the use of zinc and vitamin
D to treat his illness, the record reflects that this was based on Dr. Solomon’s
considered medical judgment and objective examination and vital sign findings.
Simmons has produced no evidence to support that a more efficacious treatment was
available at that time. Dr. Solomon assessed that Simmons’ illness was “mild” and
that he was clinically “stable.” Based on these medical judgments, Dr. Solomon
determined Simmons to be appropriate for “care/level 25 and ordered twice-daily
5 The record does not include information concerning the differing levels of care or the specific criteria for each.
11
vital-sign monitoring and continuation of vitamin D and zinc supplements. Simmons’
temperature, blood oxygen, and respiration were monitored twice each day on
January 14 and 15 and were within normal limits.
Determining the constitutional sufficiency of the care Simmons received on
_ January 14 and 15, however, does not end the inquiry. Simmons asserts that he
continued to experience joint, muscle, and breathing pain that did not begin to
subside until January 26; he asserts that this pain was so severe that it made it
impossible for him to eat or sleep. He further asserts that the Medical Defendants
ignored his daily pleas for medication to alleviate his severe pain. He supports his
factual assertions with his own affidavit and the affidavit of inmate Leapheart. In
contrast, the record provided by the Medical Defendants is silent for the time between
January 15 and February 5. They provide no evidence regarding the progress of
Simmons’ recovery after January 15, whether medical staff continued to monitor his
condition, the date he was released from the infirmary, or whether he continued to
receive zinc and vitamin D or any other medication. While the record regarding the
medical attention Simmons received on January 14 and 15 may cast some doubt on
the credibility of Simmons’ assertions about this treatment thereafter, this does not
permit the Court to reject Simmons’ otherwise uncontroverted assertions. Accepting
Simmons’ properly supported factual assertions as true, as the Court must, genuine
issues of material fact remain as to whether the Medical Defendants acted with
deliberate indifference to Simmons’ complaints of severe pain associated with his
COVID-19 infection between January 15 and January 26, 2021.
12
Based on the record, it is recommended that the Court grant the Medical
Defendants’ motion for summary judgment on Simmons’ Eighth Amendment claim
to the extent the claim challenges treatment of his COVID-19 infection on and before
January 15, 2021, but deny the motion to the extent the claim challenges care
provided between January 15 and 26, 2021.
2. The Medical Defendants’ motion should be denied as to
Simmons’ Eighth Amendment claim based on Hammer’s refusal
to renew Simmons’ inhaler.
Simmons also claims that Defendant Hammer acted with deliberate
indifference to his serious medical needs when he declined to renew his rescue inhaler
when Simmons requested it on February 5, 2021. The Medical Defendants argue that
this decision was based on “clinical findings” and an exercise of medical judgment and
therefore cannot be considered deliberately indifferent to Simmons’ medical need
(asthma and other respiratory issues). The problem with the Medical Defendants’
challenge to this claim is they base it solely on Simmons’ medical records. These
records note that Hammer saw Simmons on February 5 and that Simmons requested
that renewal of his order for an inhaler, which Simmons had received every four to
five weeks since July 2020. Hammer's notes record that Simmons “state[d] that the
dust causes breathing problems in the RHU” and that “his throat swells up in the
night and wakes him up so he uses the inhaler.” ECF No 83-1, p. 197. Hammer also
recorded that Simmons stated that he had “some form of bronchitis" and “unknown
allergies.” Jd. Hammer observed that despite Simmons’ use of the inhaler since July
of 2020, he “had no sick call visits in that time span for respiratory complaints.” Id.
13
Based on these notes alone, the Medical Defendants urge the Court to hold as a
matter of law that Hammer determined that renewal of his inhaler was not medically
necessary or appropriate. As detailed below, however, the record is sufficient to
support that Hammer denied the renewal prescription in retaliation for Simmons’
having filed a grievance against Hammer and others based on his dissatisfaction with
his COVID-19 treatment. Given this, the record is adequate to support a finding that
Hammer based his denial of the inhaler on impermissible nonmedical reasons rather
than his considered medical judgment. The Medical Defendants have therefore failed
to establish their entitlement to judgment as a matter of law as to this Eighth
Amendment claim.®
3. The Medical Defendants’ motion should be denied as to
Simmons’ retaliation claim against PA Hammer.
Simmons also brings a First Amendment retaliation claim against Defendant
Hammer. Under the First Amendment, “[rletaliation for the exercise of
constitutionally protected rights is itself a violation of rights secured by the
Constitution.” White, 897 F.2d at 111-12. To support a viable First Amendment
retaliation claim, a plaintiff must produce evidence to support that “(1) he engaged
in a constitutionally protected activity; (2) he suffered, at the hands of a state actor,
adverse action sufficient to deter a person of ordinary firmness from exercising his
constitutional rights; and (3) the protected activity was a substantial or motivating
6 The record does not appear to support a finding that Defendant Hice, the healthcare administrator at SCI-Greene,
was personally involved in medical decisions regarding Simmons’ post-January 15 COVID treatment or whether to
renew his inhaler prescription. The Medical Defendants, however, have not made this argument in their motion, so
the Court should not reach it.
14
factor in the state actor’s decision to take adverse action.” Fantone v. Latini, 780 F.3d
184, 191 (8d Cir. 2015), as amended (Mar. 24, 2015) (citing Rauser v. Horn, 241 F.3d
330, 333 (3d Cir. 2001)). An “adverse action” is one that would “deter a person of
ordinary firmness” from exercising First Amendment rights. Allah v. Seiverling, 229
F.3d 220, 225 (8d Cir. 2000) (quoting Suppan v. Dadonna, 203 F.3d 228, 235 (8d Cir.
2000)). Retaliatory motive can be shown with direct evidence or inferred from either:
(1) an unusually suggestive temporal proximity between the protected activity and
the alleged retaliatory action; or (2) a pattern of antagonism coupled with timing that
suggests a causal link. Id. (citing Lauren W. ex rel. Jean W. v. DeFlaminis, 480 F.3d
259, 267 (3d Cir. 2007)).
Simmons claims that Hammer denied his request for a new inhaler in
retaliation for his having filed a grievance challenging the adequacy of his treatment
for his COVID-19 infection. See ECF No. 13, pp. 17. The record supports the first
two essential elements of a retaliation claim. On January 13, 2021, Simmons filed
Grievance No. 909748 challenging the adequacy of his COVID-19 infection treatment.
The filing of a prison grievance is conduct protected by the First Amendment. See
Mack v. Warden Loretto FCI, 839 F.3d 286, 298 (3d Cir. 2016). Although no case
directly on point has been identified, the denial of a previously authorized medical
device appears sufficient to deter a person of ordinary firmness from exercising
constitutional rights.
Causation, however, is a closer call. The record does not include direct
evidence that Hammer denied Simmons a new inhaler because of his having filed a
15
grievance or that a pattern of antagonism existed between Hammer and Simmons.
For temporal proximity alone to establish causation, the “timing of the alleged
retaliatory action must be ‘unusually suggestive’ of retaliatory motive before a causal
link will be inferred.” Est. of Smith v. Marasco, 318 F.3d 497, 512 (8d Cir.2003)
(quoting Krouse v. Am. Sterilizer Co., 126 F.3d 494, 503 (8d Cir.1997)). “Unusually
suggestive’ temporal proximity means within a few days but no longer than a month.”
Kostin v. Bucks Cmty. Coll. (Nursing Dep’t), 2022 WL 952729, at *11 (E.D. Pa. Mar.
30, 2022). Twenty-three days elapsed between Simmons’ grievance and Hammer’s
initial denial of the inhaler. This timing puts this case right on the line to support
an inference of causation. Given the procedural posture of this case and that the
Court’s obligation to draw all reasonable inferences in favor of the nonmoving party,
the record is minimally sufficient to satisfy the causation element of Simmons’
retaliation claim.
“If a prisoner establishes a prima facie case of retaliation, the burden shifts to
prison officials to show, by a preponderance of the evidence, that ‘they would have
made the same decision absent the protected conduct for reasons reasonably related
to a legitimate penological interest.” Cooper v. Garman, 2021 WL 4033118, at *8
(M.D. Pa. Sept. 3, 2021) (quoting Rauser, 241 F.3d at 334). Put differently, □□□□
defendant may defeat the claim of retaliation by showing that [he] would have taken
the same action even if the plaintiff had not engaged in the protected activity.” Lauren
W., 480 F.3d at 267. The Medical Defendants argue that the record establishes that
Hammer denied Simmons’ request for renewal of his inhaler for medical reasons.
16
Once again, they rely exclusively on Simmons’ medical records to support their
position. They urge the Court to hold as a matter of law that Hammer would have
made the same decision to deny renewal of the inhaler absent Simmons’ grievance.
This interpretation of the notes is certainly plausible, but the notes are far too cryptic
to establish the Medical Defendants’ proposed interpretation as a matter of law.
Nowhere do the records state that Hammer determined that renewal of the inhaler
was medically unnecessary or contraindicated. While the notes may permit such an
inference, they do not compel one. The Medical Defendants have the burden of
proving their “same decision” defense by a preponderance of the evidence. Like
Simmons’ obligation to produce evidence to support the essential elements of his
claim to defeat summary judgment, the Medical Defendants must produce sufficient
evidence to support their entitlement to judgment as a matter based on the “same
decision” defense. The Medical Defendants likely would have met this burden of
production for purposes of their motion had they supplemented the inconclusive
medical records with an affidavit from Hammer attesting that he denied renewal of
the inhaler based on his determination that the inhaler was not medically necessary.
Instead, they opted to rely on the medical records alone. In doing so, they have come
up short of a record to support the entry of summary judgment. Accordingly, it is
recommended that the Medical Defendants’ motion for summary judgment be denied
as to Simmons’ First Amendment retaliation claim against Hammer.
17
E. Conclusion
For the reasons discussed above, it is recommended that the Court grant in
part and deny in part the Medical Defendants’ motion for summary judgment. The
motion should be granted as to Simmons’ Eighth Amendment claim based on his
COVID-19 treatment on and before January 15, 2021. The motion should be denied
as to (1) Simmons’ Eighth Amendment claim based on his medical treatment between
January 15, 2021 and January 26, 2021; (2) his Eighth Amendment claim based on
the denial of the renewal of his inhaler; and (3) his First Amendment retaliation claim
based on the denial of renewal of his inhaler following his filing of a grievance
objecting to his medical treatment.
Ill. Notice Concerning Objections
In accordance with the Magistrate Judges Act, 28 U.S.C. § 636(b)(1), Fed. R.
Civ. P. 72((b)(2), and Local Rule 72(D)(2), the parties are permitted to file written
objections in accordance with the schedule established in the docket entry reflecting
the filing of this Report and Recommendation. Failure to timely file objections will
waive the right to appeal. Brightwell v. Lehman, 637 F.3d 187, 193 n. 7 (3d Cir. 2011).
Any party opposing objections may file their response to the objections within
fourteen (14) days thereafter in accordance with Local Civil Rule 72(D)(2).
DATED this 17th day of February, 2026.
RESPECTFULLY SUBMITTED:
Ad A. LANZILLO
CHIEF UNITED STATES
MAGISTRATE JUDGE
18