“Even if some prior registrations had some characteristics similar to [the instant] … application, the [US]PTO’s allowance of such prior registrations does not bind the Board … .”
How later courts described this case
- “Even if some prior registrations had some characteristics similar to [the instant] … application, the [US]PTO’s allowance of such prior registrations does not bind the Board … .”
- “The PTO is required to examine all trademark applications for compliance with each and every eligibility requirement.…”
- “Applicant’s allegations regarding similar marks are irrelevant because each application must be considered on its own merits.”
- “If a mark satisfies any of the first three tests, it is not inherently distinctive.”
Written by the judges who cited it.
The opinion
This Opinion is a
Precedent of the TTAB
Hearing: September 15, 2022 Mailed: May 25, 2023
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
_____
In re Seminole Tribe of Florida
_____
Serial No. 87890892
_____
Miriam Richter of Richter Trademarks, P.L., for the Seminole Tribe of Florida.
Kathleen M. Schwarz, Trademark Examining Attorney, Law Office 123,
Kathy de Jonge, Trademark Examining Attorney, Law Office 107 (on brief),
J. Leslie Bishop, Managing Attorney, Law Office 107.
_____
Before Taylor, Greenbaum, and Johnson,
Administrative Trademark Judges.
Opinion by Johnson, Administrative Trademark Judge:
The Seminole Tribe of Florida (“Applicant”) seeks registration on the Principal
Register of the proposed mark shown below (“Applicant’s Mark” or “Guitar Design”)1
1 Application Serial No. 87890892 was filed on April 24, 2018 under Section 1(b) of the
Trademark Act, 15 U.S.C. § 1051(b), based on Applicant’s allegation of a bona fide intent to
use the mark in commerce. Thereafter, Applicant filed an Amendment to Allege Use of the
mark in International Classes 41 and 43 based upon Applicant’s claim of first use anywhere
and first use in commerce since at least as early as October 24, 2019.
Citations to the appeal record are from the publicly available documents in TTABVUE, the
Board’s electronic docketing system. See, e.g., Turdin v. Trilobite, Ltd., 109 USPQ2d 1473,
1476 n.6 (TTAB 2014). The number preceding “TTABVUE” corresponds to the docket entry
Serial No. 87890892
for “Casinos,” in International Class 41, and “Hotel, restaurant, and bar services,” in
International Class 43 (collectively, “Applicant’s Services”). The mark is described as
follows: “The mark consists of trade dress consisting of a three-dimensional building
in the shape of a guitar.” Color is not claimed as a feature of the mark.
number; the number(s) following “TTABVUE” refer to the page number(s) of that particular
docket entry, if applicable. All citations to prosecution history documents contained in the
Trademark Status and Document Retrieval (TSDR) database are to the downloadable .pdf
versions of the documents.
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Serial No. 87890892
The Examining Attorney refused registration of the mark on the ground that it is
nondistinctive trade dress under Sections 1, 2, 3, and 45 of the Trademark Act,
15 U.S.C. §§ 1051, 1052, 1053, and 1127, and on a separate ground of failure to
function as a service mark.2 Applicant then requested reconsideration, arguing in the
alternative that its mark had acquired distinctiveness under Section 2(f) of the
Trademark Act, 15 U.S.C. § 1052(f), and presenting evidence in support of its claim.3
The Examining Attorney denied the request for reconsideration, maintaining the
refusals and concluding that Applicant had not properly asserted a claim of acquired
distinctiveness in the alternative.4
Applicant then filed its Appeal Brief, including an embedded request that “[a]t a
minimum … the Board should vacate the refusal of the application and remand this
matter for a proper evaluation of the configuration’s inherent distinctiveness and, in
the alternative, for consideration of Applicant’s showing of secondary meaning under
Section 2(f).”5 (Applicant’s Brief, 7 TTABVUE 18). The Examining Attorney
2 Jan. 7, 2019 Final Office Action at 4-6.
3 July 5, 2019 Request for Reconsideration after Final Action (“RFR”) at 7-13 (“[S]hould the
mark not proceed to registration based on inherent distinctiveness, and after the exhaustion
of all appeals, Applicant wishes to introduce evidence of acquired distinctiveness.”).
4 Aug. 26, 2019 Subsequent Final Office Action – Request for Reconsideration Denied at 4;
5 TTABVUE 4.
5 Applicant’s embedded request that the Board “vacate the refusal” and remand this case for
reconsideration of Applicant’s acquired distinctiveness claim in the alternative,
see 7 TTABVUE 18, is improper. See also In re Adlon Brand Gmbh & Co. KG, 120 USPQ2d
1717, 1725 (TTAB 2016) (applicant’s request for remand, included in applicant’s brief, denied,
explaining that proper procedure “was to file with the Board, after the filing of the appeal
but before briefing, a request for remand with a showing of good cause.”); cf. TRADEMARK
TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 1205.01 (2022) (proper
procedure is to file a separately captioned request for remand because requests embedded in
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Serial No. 87890892
subsequently filed a request to remand the application solely to address Applicant’s
alternative claim of acquired distinctiveness,6 which was objected to by Applicant.7
The Board granted the request, restored jurisdiction to the Examining Attorney and
suspended the appeal. (12 TTABVUE).
The Examining Attorney then issued an Office Action which maintained and
continued the final refusals on both the grounds of failure to function and
nondistinctive trade dress.8 In addition, the Examining Attorney found Applicant’s
alternative acquired distinctiveness claim and supporting evidence insufficient in
light of the intent-to-use application status, but allowed Applicant time to file
additional evidence in support of its claim.9 Applicant promptly filed an amendment
to allege use with a specimen, shown below,10 and renewed its claim of acquired
an appeal brief may not be noted by the Board). The purpose of requiring a separately filed
request is to bring the request to the Board’s attention in a timely manner before the briefs
are filed. If warranted, Applicant should have requested, in a separate filing, remand of the
case for consideration of additional evidence to support its claims. In any event, the
application was remanded to the Examining Attorney, at her request, for consideration of
Applicant’s evidence of acquired distinctiveness.
6 Jan. 15, 2020 Request for Remand at 1; 10 TTABVUE.
7 In its response in opposition to the Examining Attorney’s Request for Remand, Applicant
argues that it “has been very clear that its request for a registration based on Section 2(f)
was made in the alternative and only ‘after the exhaustion of all appeals’ related to inherent
distinctiveness … . Further … Applicant has not waived, and will not waive, its option to
appeal the refusal of inherent distinctiveness, nor has it amended its application to Section
2(f).” Applicant’s Objection to the Motion to Remand and Objection to Suspension of the
Appeal during further Examination, 11 TTABVUE 3.
8 Mar. 25, 2020 Office Action at 3.
9 Id. at 2-3.
10 Sept. 16, 2020 Amendment to Allege Use and specimen.
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Serial No. 87890892
distinctiveness in the alternative in a subsequent office action response, which
included additional supporting evidence.11
12
After further consideration, the Examining Attorney maintained the refusal to
register Applicant’s Mark on the ground that it is nondistinctive trade dress,
reasoning that “[b]ecause buildings come in a vast array of shapes and sizes, and are
11 Sept. 24, 2020 Response to Office Action (“ROA”) at 1-21.
12 Sept. 16, 2020 Specimen at 1 (cropped image from https://www.theseminolecasinos.com).
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Serial No. 87890892
used to provide virtually all types of goods and services, consumers do not inherently
perceive the exterior of an entire building as an immediate, inherent source indicator
for the services provided inside the building.”13 However, as to Applicant’s claim of
acquired distinctiveness in the alternative, the Examining Attorney stated “[t]he §2(f)
evidence is deemed acceptable and [acquired distinctiveness] will not be an issue on
appeal.”14
In her Appeal Brief, the Examining Attorney maintains that Applicant’s Mark is
not inherently distinctive, but accepts Applicant’s claim of acquired distinctiveness
in the alternative. (16 TTABVUE 8, 14). At the hearing, Applicant’s counsel argued
that Applicant’s Mark is inherently distinctive. Since the Office has accepted
Applicant’s claim of acquired distinctiveness in the alternative, we address the final
refusal solely on the ground that Applicant’s Mark is not inherently distinctive. We
reverse the refusal to register.
I. Evidentiary Issue
Before turning to the merits of the appeal, we address an evidentiary issue.
Applicant attached to its Appeal Brief eleven third-party records for pending
applications and registrations of design marks for buildings that are not included in
13 Oct. 8, 2021 Final Office Action at 2. The October 8, 2021 Final Office Action was the
second, and last, final office action; no subsequent office action issued. The Examining
Attorney did not specifically maintain or discuss the separate failure to function refusal in
the October 8, 2021 Final Office Action, so that refusal is forfeited. See TRADEMARK MANUAL
OF EXAMINING PROCEDURE (TMEP) § 714.04 (July 2022) (“When making an action final, the
examining attorney must restate any substantive refusals or requirements that remain
outstanding, and must cite the rule(s) and/or statute(s) that provide the basis for these
refusals or requirements.”).
14 Oct. 8, 2021 Final Office Action at 2.
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Serial No. 87890892
the prosecution record (7 TTABVUE 20-39), and now requests that we take judicial
notice of them. (7 TTABVUE 13 n. 2). The Examining Attorney objects to any
consideration of this evidence, as it is untimely and because the Board does not take
judicial notice of Office records. (16 TTABVUE 7).
Generally, “[t]he record in the application should be complete prior to the filing of
an appeal. Evidence should not be filed with the Board after the filing of a notice of
appeal.” Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d); see also TBMP § 1203.02(e)
(“Exhibits attached to a brief that were not made of record during examination are
untimely, and generally will not be considered.”); TBMP §§ 1203.01, 1207.01.
Applicant provided no reason for an exception to this general rule, and we find no
reason to deviate from established practice. Therefore, the evidence of third-party
applications and registrations is untimely.
In addition, “[t]he Board’s well-established practice is not to take judicial notice of
third-party [applications and] registrations when an applicant or examining attorney
requests that such notice be taken during the course of an appeal.” TBMP § 1208.04;
see also In re House Beer, LLC, 114 USPQ2d 1073, 1075 (TTAB 2015) (Board does not
take judicial notice of files of applications or registrations residing in the Office,
including entries in file of cited registration). Again, Applicant did not explain why
we should deviate from this general rule, and we decline to do so.15
15To make the third-party applications and registrations of record, Applicant could and
should have filed a separately captioned request for remand, including a showing of good
cause, with the evidence attached. TBMP §§ 1207.02, 1209.04; see also In re Ox Paperboard,
LLC, 2020 USPQ2d 10878, at *3-5 (TTAB 2020); In re Adlon Brand, 120 USPQ2d at 1725.
Moreover, the cancelled registrations among the nine are not evidence of anything except
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Serial No. 87890892
Accordingly, we sustain the objection. We will not consider further any of the
eleven records Applicant attached to its Appeal Brief.
II. Applicant’s Mark and Inherent Distinctiveness
Section 45 of the Trademark Act defines a “service mark,” in relevant part, as “any
word, name, symbol, or device, or any combination thereof used by a person . . . to
identify and distinguish the services of one person, including a unique service, from
the services of others and to indicate the source of the services, even if the source is
unknown.” 15 U.S.C. § 1127. “The critical inquiry in determining whether a
designation functions as a mark is how the designation would be perceived by the
relevant public.” In re Eagle Crest Inc., 96 USPQ2d 1227, 1229 (TTAB 2010). “[A]
mark is inherently distinctive if ‘[its] intrinsic nature serves to identify a particular
source.’” Wal-Mart Stores, Inc. v. Samara Bros., Inc., 529 U.S. 205, 54 USPQ2d 1065,
1068 (2000) (“Samara Bros.”) (quoting Two Pesos, Inc. v. Taco Cabana, Inc.,
505 U.S. 763, 23 USPQ2d 1081, 1083 (1992) (“Two Pesos”)).
that the registrations issued; they are not evidence of any presently existing rights in the
marks shown in the registration, nor are they evidence that the marks were ever used. Action
Temp. Servs. v. Labor Force, Inc., 870 F.2d 1563, 10 USPQ2d 1307, 1309 (Fed. Cir. 1989);
A&H Sportswear Co. v. Yedor, 2019 USPQ2d 111513, at *5 n.4 (TTAB 2019) (“a cancelled
registration is not entitled to any of the statutory presumptions of Section 7(b) of the
Trademark Act”); Kemi Organics, LLC v. Gupta, 126 USPQ2d 1601, 1606 (TTAB 2018) (a
cancelled registration is only evidence that the registration issued, and is not evidence of use
of the mark at any time). With respect to the two application records, third-party applications
are evidence only of the fact that they have been filed, In re Toshiba Med. Sys. Corp.,
91 USPQ2d 1266, 1270 n.8 (TTAB 2009), and have no other probative value. Interpayment
Servs. Ltd. v. Docters & Thiede, 66 USPQ2d 1463, 1468 n.6 (TTAB 2003).
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Serial No. 87890892
A. Inherent Distinctiveness and Trade Dress: Supreme Court Case Law
Throughout the briefs and during oral argument, Applicant and the Examining
Attorney discussed, at length, the applicability of two United States Supreme Court
decisions focusing on whether trade dress can be inherently distinctive: Two Pesos
and Samara Bros. We summarize the pertinent portions of each case below.
1. Two Pesos, Inc. v. Taco Cabana, Inc.
Throughout the late 1970s and 1980s, Taco Cabana, Inc. operated a chain of fast-
food restaurants that served Mexican cuisine in the San Antonio, Houston, Austin,
Dallas, and El Paso, Texas areas. In trade dress infringement litigation against Two
Pesos, Inc., which operated Mexican restaurants with a similar motif in the cities of
Houston, Dallas, and El Paso, Taco Cabana described the trade dress featured at its
restaurants as
a festive eating atmosphere having interior dining and
patio areas decorated with artifacts, bright colors,
paintings and murals. The patio includes interior and
exterior areas with the interior patio capable of being
sealed off from the outside patio by overhead garage doors.
The stepped exterior of the building is a festive and vivid
color scheme using top border paint and neon stripes.
Bright awnings and umbrellas continue the theme.
Two Pesos, 23 USPQ2d at 1082.
At trial, the jury returned a verdict finding that Taco Cabana’s trade dress was
nonfunctional and inherently distinctive, but “[had] not acquired a secondary
meaning.” 23 USPQ2d at 1082. On appeal, the U.S. Court of Appeals for the Fifth
Circuit held that the law and evidence supported the jury’s findings, and that under
Fifth Circuit precedent, “trademark law requires a demonstration of [acquired
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Serial No. 87890892
distinctiveness] only when the claimed trademark is not sufficiently distinctive of
itself to identify the producer … [and] that the same principles should apply to
protection of trade dresses.” 23 USPQ2d at 1083. The U.S. Supreme Court affirmed
the circuit court, holding that “proof of secondary meaning is not required to prevail
on a claim under § 43(a) of the Lanham Act where the trade dress at issue is
inherently distinctive….” 23 USPQ2d at 1086. Overall, at trial and on appeal, Taco
Cabana’s restaurant trade dress, as described, was found to be inherently distinctive,
and therefore registrable without a showing of acquired distinctiveness.
2. Wal-Mart Stores v. Samara Bros.
Eight years later, in Samara Bros., the Supreme Court opined further about trade
dress, distinguishing “product design” trade dress from “product packaging” trade
dress. In that case, Samara Brothers, Inc., a designer and manufacturer of children’s
clothing, sued Wal-Mart for selling knockoffs of Samara Brothers’ garments,
specifically, a line of spring and summer one-piece seersucker outfits featuring
“appliques [sic] of hearts, flowers, fruits, and the like.” 54 USPQ2d at 1066.
The Court, finding that the seersucker outfits sold by Samara Brothers
constituted “product design” trade dress, held that “in an action for infringement of
unregistered trade dress under § 43(a) of the Lanham Act, a product’s design is
distinctive, and therefore protectible, only upon a showing of secondary meaning.”
54 USPQ2d at 1070. Justice Scalia, writing for a unanimous Court, distinguished the
“product packaging” trade dress, or “tertium quid,” at issue in Two Pesos, from the
“product design” trade dress at issue in Samara Bros.
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Serial No. 87890892
Two Pesos unquestionably establishes the legal principle
that trade dress can be inherently distinctive, … but it
does not establish that product-design trade dress can be.
Two Pesos is inapposite to our holding here because
the trade dress at issue [in Two Pesos], the décor of
a restaurant, seems to us not to constitute product
design. It was either product packaging — which, as
we have discussed, normally is taken by the
consumer to indicate origin — or else some tertium
quid that is akin to product packaging and has no
bearing on the present case.
54 USPQ2d at 1069 (citations omitted) (italics in original; emphasis added). Justice
Scalia further elucidated the difference between “product packaging” trade dress and
“product design” trade dress as follows:
It seems to us that [product] design, like color, is not
inherently distinctive. The attribution of inherent
distinctiveness to certain categories of word marks
and product packaging derives from the fact that
the very purpose of encasing it in a distinctive
packaging, is most often to identify the source of the
product. Although the words and packaging can
serve subsidiary functions … their predominant
function remains source identification. Consumers
are therefore predisposed to regard those symbols
as indication of the producer, which is why such
symbols “almost automatically tell a customer that
they refer to a brand,” … and “immediately … signal
a brand or a product source. And where it is not
reasonable to assume consumer predisposition to take an
affixed word or packaging as indication of source — where,
for example, the affixed word is descriptive of the product
(“Tasty” bread) or of a geographic origin (“Georgia”
peaches) — inherent distinctiveness will not be found.
…
In the case of product design, as in the case of color, we
think consumer predisposition to equate the feature with
the source does not exist. Consumers are aware of the
reality that, almost invariably, even the most unusual of
product designs — such as a cocktail shaker shaped like a
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Serial No. 87890892
penguin — is intended not to identify the source, but to
render the product itself more useful or more appealing.
54 USPQ2d at 1069 (citations omitted) (italics in original; emphasis added).
Finally, in “close cases,” where courts will be forced to “draw difficult lines between
product-design and product-packaging trade dress,” Justice Scalia stated that “courts
should err on the side of caution and classify ambiguous trade dress as product
design, thereby requiring secondary meaning.” 54 USPQ2d at 1070.
B. Applicant’s Guitar Design Mark Is Inherently Distinctive for
Applicant’s Services
Applicant contends that its mark is akin to product packaging and not product
design: “The Application is for services, and the building is the ‘package’ in which the
services are delivered to consumers. That the building was ‘designed’ … does not
make it a ‘product design’ … .” (7 TTABVUE 18). In support, Applicant argues that
the Board already “confirmed the ability of a building’s façade alone to function as a
trademark” in the nonprecedential Board decision In re Furniture Mart Holdings I,
LLC, 2012 WL 4361420 (TTAB Sept. 12, 2012) (“Furniture Mart I”).16
(7 TTABVUE 18). Applicant also included in the record nineteen third-party
16 An opinion designated as not precedential is not binding upon the Board, but may be cited
for whatever persuasive value it might have. TBMP §§ 101.03, 1203.02(f). Generally, the
practice of citing non-precedential opinions is not encouraged. In re Morrison & Foerster LLP,
110 USPQ2d 1423, 1427 n.6 (TTAB 2014); In re the Procter & Gamble Co., 105 USPQ2d 1119,
1120-21 (TTAB 2012). More importantly, we find that Furniture Mart I has no persuasive
value here, because it turned on the failure of the examining attorney to make a prima facie
showing that the building design sought to be registered was not inherently distinctive.
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Serial No. 87890892
registrations of building configurations or building designs from the TSDR database,
one of which is cancelled, that issued without claims of acquired distinctiveness.17
The Examining Attorney contends that Applicant’s Mark is not inherently
distinctive product packaging, but is nondistinctive, ambiguous trade dress (similar
to that discussed in Samara Bros.), and therefore, acquired distinctiveness is
required before registration can be granted. (16 TTABVUE 13). The Examining
Attorney particularly argues that “[w]hen used with services, trade dress typically
consists of three-dimensional matter or visual elements that form or otherwise affect
the ‘packaging’ of the services, i.e., the image or appearance of the location where, or
the means by which, the services are performed,” (16 TTABVUE 9), but that
Applicant’s Mark “is not inherently distinctive because it is a mere refinement of the
exterior of a building.” (16 TTABVUE 11). In other words, consumers would recognize
the features of Applicant’s building as “basic, common elements” that are common to
17 Nov. 7, 2018 ROA at 92-1779 (Reg. Nos. 1865062, 1865063, 1865064, 1865065, 2775235,
2773451, 2280290, 4864166, 2295898, 5457612, 2263968, 3917411, 3917413, 3917412,
5193737, 5426520, 1970427, 3830869, and 4765905). Reg. No. 4765905 is cancelled, and
accordingly, has no probative value. We are unpersuaded by Applicant’s third-party
registration evidence. We must consider the eligibility for registration of Applicant’s Mark
for the identified services based on the record in this case. See In re Cordua Rests., Inc.,
823 F.3d 594, 118 USPQ2d 1632, 1635 (Fed. Cir. 2016) (“The PTO is required to examine all
trademark applications for compliance with each and every eligibility requirement.…”);
In re Shinnecock Smoke Shop, 571 F.3d 1171, 91 USPQ2d 1218, 1221 (Fed. Cir. 2009)
(“Applicant’s allegations regarding similar marks are irrelevant because each application
must be considered on its own merits.”); In re Nett Designs, Inc., 236 F.3d 1339, 57 USPQ2d
1564, 1566 (Fed. Cir. 2001) (“Even if some prior registrations had some characteristics
similar to [the instant] … application, the [US]PTO’s allowance of such prior registrations
does not bind the Board … .”). Each case is decided on its own facts, and each mark stands
on its own merits. In re USA Warriors Ice Hockey Program, Inc., 122 USPQ2d 1790, 1793 n.10
(TTAB 2017) (quoting In re Boulevard Entm’t, 334 F.3d 1336, 67 USPQ2d 1475, 1480
(Fed. Cir. 2003)).
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Serial No. 87890892
all buildings, not as indicators of source. (16 TTABVUE 11). The Examining Attorney
further argues that Applicant’s Mark “would not be inherently perceived as a source
indicator for the identified services because the purpose of a building is other than to
indicate source.” (16 TTABVUE 11; see also 16 TTABVUE 12 (“inherent purpose of a
building is to provide shelter, not to indicate source”)).
We appreciate that buildings come in all shapes and sizes and have common
elements, as demonstrated by the evidence of record,18 but we decline to adopt either
the Examining Attorney’s argument or Applicant’s argument. Instead of focusing on
decisions only involving the trade dress of buildings and the services rendered in
those buildings, we also find pertinent decisions that analyze the inherent
distinctiveness of trade dress used with a variety of services. Cf. In re Berkeley Lights,
Inc., 2022 USPQ2d 1000, at *18-21 (TTAB 2022) (Board may rely on “a different
rationale” unless it “rises to the level of a new ground for refusal”); In re Peace Love
World Live, LLC, 127 USPQ2d 1400, 1401-02 (TTAB 2018) (Board exercised
discretion to limit its review of failure to function refusal to whether I LOVE YOU
was merely ornamental); In re Avocet, Inc., 227 USPQ 566, 567 (TTAB 1985) (Board
need not adopt arguments of applicant or examining attorney “in every respect” in
order to render a decision on appeal); see also TBMP § 1217.
For example, in a decision evaluating the distinctiveness of the “Cuffs & Collar”
trade dress worn by the Chippendales dancers, the Office asserted a somewhat
analogous argument to the one it asserts here, focusing on the presumed similarity
18 See May 7, 2018 Office Action at 6-14; Jan. 7, 2019 Office Action at 12-79.
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Serial No. 87890892
of attire worn by exotic dancers: Specifically, the “Chippendales’ mark [was] not
inherently distinctive simply because exotic dancers [were] expected to wear
revealing attire.” In re Chippendales USA, Inc., 622 F.3d 1346, 96 USPQ2d 1681,
1688 (Fed. Cir. 2010). Although the Federal Circuit affirmed the Board’s ultimate
conclusion finding the “Cuffs & Collar” trade dress not inherently distinctive in the
exotic dancing field “because it was inspired by the ubiquitous Playboy bunny suit,”
id. at 1683, the court also found that “the Board erred in suggesting that any costume
in the context of the adult entertainment industry would lack inherent
distinctiveness … .” Id. (emphasis added). The court opined further that an inherent
distinctiveness inquiry, as applied to trade dress, does not depend on actual consumer
identification of a particular trade dress with a particular business:
Inherent distinctiveness [of trade dress] does not depend
on a showing that consumers actually identify the
particular mark with the particular business; this is a
question of acquired distinctiveness, or secondary
meaning. As we elaborated in Tone Brothers, Inc. v. Sysco
Corp., 28 F.3d 1192 [31 USPQ2d 1321] (Fed. Cir. 1994),
ultimately “the focus of the [inherent
distinctiveness] inquiry is whether or not the trade
dress is of such a design that a buyer will
immediately rely on it to differentiate the product
from those of competing manufacturers; if so, it is
inherently distinctive.” Id. at 1206 (citing Paddington
Corp. v. Attiki Imps. & Distribs., Inc., 996 F.2d 577, 582-84
[27 USPQ2d 1189, 1191-94] (2d Cir. 1993)). Thus, if the
mark is inherently distinctive, it is presumed that
consumers will view it as a source identifier. If the mark
is not inherently distinctive, it is unfair to others in
the industry to allow what is in essence in the public
domain to be registered and appropriated, absent a
showing of secondary meaning. The policy here is
basically the same as the prohibition against registering
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Serial No. 87890892
generic word marks, or descriptive marks that have not
acquired secondary meaning.
In re Chippendales USA, 96 USPQ2d at 1685 (italics in original; emphasis added).
In re Chippendales USA, which was decided after both Two Pesos and Samara
Bros., indicates that it is appropriate for us to consider whether a consumer would
immediately rely on Applicant’s Guitar Design mark to differentiate Applicant’s
Services from the services of others who offer casinos or hotel, restaurant, and bar
services, as well as to consider the entire trade dress of Applicant’s Guitar Design
mark as shown and described above. In re Chippendales USA, however, does not
require us to consider the general purpose of the building to which the trade dress is
applied.
In re Chippendales USA set the stage for the Board to find the “fanciful,
prehistoric animal design” of the cab of a monster truck, used to compete in monster
truck exhibitions, akin to product packaging for an applicant’s monster truck
services, and therefore, inherently distinctive. In re Frankish Enters. Ltd.,
113 USPQ2d 1964, 1970 (TTAB 2015). Of particular importance to the Board in
In re Frankish Enterprises was the uniqueness of the applicant’s monster truck
design, which was readily distinguishable from all other monster truck designs of
record:
Here, the evidence made of record by the Examining
Attorney fails to show that Applicant’s “fanciful,
prehistoric animal” design is either a common or a basic
shape or design. Rather, it is unique among the more than
100 monster trucks depicted in the Examining Attorney’s
image search results. To the extent that two of the monster
trucks among those results have certain characteristics in
common with Applicant’s mark, they are nevertheless
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Serial No. 87890892
readily distinguishable from Applicant’s unique design
which includes peculiar horns, scales, a protective shield
and other features which neither Swamp Thing nor the
“Raptors” monster trucks share. Indeed, Applicant’s
monster truck is “unique” and “unusual” in the
monster truck field. The Examining Attorney
provided scant, if any, evidence that Applicant’s
truck is a “mere refinement” of anything, let alone a
“commonly-adopted” and “well-known form” in the
monster truck field. To the contrary, the totality of
the record makes clear that Applicant’s truck stands
alone in the quality and quantity of its distinctive
traits which set it apart from the other monster
trucks about which the Examining Attorney
submitted evidence … .
113 USPQ2d at 1971 (emphasis added).
We find, on the record in this case and under the guidance of Two Pesos, Samara
Bros., and In re Chippendales USA, that Applicant’s Guitar Design is “tertium quid”
that is akin to product packaging, and that Applicant’s Guitar Design is inherently
distinctive for Applicant’s Services. In making this finding, we apply the Board’s
reasoning in In re Frankish Enterprises, which as highlighted above, focused on the
uniqueness of the trade dress at issue in the relevant industry. See also In re Eagle
Fence Rentals, Inc., 231 USPQ 228 (TTAB 1986) (“alternately colored strands of wire
arranged vertically in fencing” for renting chain link fencing found inherently
distinctive; refusal reversed); In re Red Robin Enters., Inc., 222 USPQ 911
(TTAB 1984) (particular design of applicant’s bird costume found inherently
distinctive for “entertainment services, namely, personal appearances, clowning,
antics, dance routines, and charity benefits”; refusal reversed).
Our finding is further supported by the long-standing test to determine whether
trade dress is inherently distinctive, articulated in Seabrook Foods, Inc. v. Bar-Well
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Foods, Ltd., 568 F.2d 1342, 196 USPQ 289, 291 (CCPA 1977): whether the trade dress
is a “common” basic shape or design; whether it is unique or unusual in a particular
field; or whether it is a mere refinement of a commonly-adopted and well-known form
of ornamentation for a particular class of goods viewed by the public as a dress or
ornamentation for the goods.19
Applicant seeks registration of its trade dress for its casinos and hotel, restaurant,
and bar services, but the record in this case lacks any evidence demonstrating that a
building designed in the shape of a guitar, shown again below, is a common design
through which casinos, or hotel, restaurant, and bar services are offered. See
In re Frankish Enters., 113 USPQ2d at 1971. Indeed, the record is devoid of any
evidence showing that anyone in the United States other than Applicant has adopted
a “guitar design” trade dress for a building — there are no others. Cf. id. (“the totality
of the record makes clear that Applicant’s truck stands alone in the quality and
quantity of its distinctive traits which set it apart from the other monster trucks
about which the Examining Attorney submitted evidence … .”).
19 Here, as in In re Chippendales USA, under our facts ― i.e., a mark with no textual elements
― “[t]he fourth factor, whether the trade dress was capable of creating a commercial
impression distinct from the accompanying words, is not applicable. …” 96 USPQ2d at 1684
(“If a mark satisfies any of the first three tests, it is not inherently distinctive.”).
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Serial No. 87890892
20
We find that Applicant’s Mark is not a common design; rather, it is unique, and
not a mere refinement of a commonly-adopted and well-known form of ornamentation
for Applicant’s Services. Given the uniqueness of Applicant’s three-dimensional
Guitar Design trade dress as applied to Applicant’s Services, we find Applicant’s
Mark is of a type that consumers would immediately rely on to differentiate
Applicant’s Services from casinos or hotel, restaurant, and bar services offered by
others, and that it therefore constitutes inherently distinctive trade dress.
20 Sept. 16, 2020 Specimen at 1 (cropped image from https://www.theseminolecasinos.com).
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Serial No. 87890892
III. Conclusion
In sum, we find Applicant’s Mark to be inherently distinctive for Applicant’s
Services. Accordingly, the application will proceed to registration without a claim of
acquired distinctiveness.21
Decision: The refusal to register on the ground that Applicant’s Mark is not
inherently distinctive is reversed.
21 As previously discussed, the Office has already accepted Applicant’s alternative 2(f) claim,
based on the evidence Applicant proffered during prosecution. This decision renders that
acceptance moot.
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