“In determining the applicant’s right to registration, only the mark as set forth in the application may be considered….”
How later courts described this case
- “In determining the applicant’s right to registration, only the mark as set forth in the application may be considered….”
- comparison of marks “must take into the account the commercial impressions of the marks on casual purchasers”
- “[T]he locus of potential confusion is [not] in the files of the PTO.”
- “The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”
Written by the judges who cited it.
The opinion
This Opinion is a
Precedent of the TTAB
Mailed: April 2, 2018
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
_____
In re Aquitaine Wine USA, LLC
_____
Serial No. 86928469
_____
Roxana Ahmadian of Law Offices Of Roxana Ahmadian
for Aquitaine Wine USA, LLC.
Tabitha Messick, Trademark Examining Attorney, Law Office 104,
Dayna Browne, Managing Attorney.
_____
Before Ritchie, Wolfson and Adlin,
Administrative Trademark Judges.
Opinion by Wolfson, Administrative Trademark Judge:
Aquitaine Wine USA, LLC (“Applicant”) seeks registration on the Principal
Register of the mark depicted below for “Wine of French origin protected by the
appellation of the origin Cité de Carcassonne” in International Class 33. (“Cité de
Carcassonne” disclaimed).1
1 Application Serial No. 86928469 was filed on March 3, 2016, under Section 1(a) of the
Trademark Act, based upon Applicant’s allegation of first use of the mark on January 1, 2009
and first use of the mark in commerce on May 29, 2009. The description of the mark reads:
“The mark consists of the words ‘Laroque’ and ‘Cité de Carcassonne’, and has a picture of a
house behind a field of grape vines with trees bordering both the left and right sides of the
Serial No. 86928469
The Trademark Examining Attorney has refused registration of Applicant’s mark
under Trademark Act Section 2(d), 15 U.S.C. § 1052(d), based on likelihood of
confusion with Reg. No. 3449793 for the mark CHATEAU LAROQUE (in standard
characters, “Chateau” disclaimed) for “Wines having the controlled appellation Saint-
Emilion Grand Cru” in International Class 33.2
After the Trademark Examining Attorney made the refusal final, Applicant
appealed to this Board and filed a request for reconsideration that was denied. We
affirm the refusal to register.
Likelihood of Confusion
Our determination of the issue of likelihood of confusion is based on an analysis
of all of the probative facts in evidence that are relevant to the factors set forth in In
image.” Color is not claimed as a feature of the mark, and the English translation of “Cité de
Carcassonne” is “City of Carcassonne.”
2 Registered on the Principal Register on June 17, 2008, based on an extension of protection
under § 66(a) of the Trademark Act, 15 U.S.C. § 1141(f), of French Reg. No. 0930101;
Declaration of Use and/or Excusable Nonuse under Section 71 accepted September 22, 2017.
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Serial No. 86928469
re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See
also In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir.
2003). In any likelihood of confusion analysis, two key considerations are the
similarities between the marks and the similarities between the goods. See In re
i.am.symbolic, llc, 866 F.3d 1315, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017) (“The
likelihood of confusion analysis considers all DuPont factors for which there is record
evidence but ‘may focus … on dispositive factors, such as similarity of the marks and
relatedness of the goods.’”) (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d
1156, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002))); In re Chatam Int’l Inc., 380 F.3d 1340,
71 USPQ2d 1944, 1945-46 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard
Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry
mandated by § 2(d) goes to the cumulative effect of differences in the essential
characteristics of the goods and differences in the marks.”).
A. The similarity or dissimilarity of the marks.
We turn first to the du Pont likelihood of confusion factor focusing on the
similarity or dissimilarity of the marks in their entireties as to appearance, sound,
connotation and commercial impression. du Pont, 177 USPQ at 567. In comparing
marks, we are mindful that “[t]he proper test is not a side-by-side comparison of the
marks, but instead ‘whether the marks are sufficiently similar in terms of their
commercial impression’ such that persons who encounter the marks would be likely
to assume a connection between the parties.” Coach Servs. Inc. v. Triumph Learning
LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012) (quoting Leading
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Serial No. 86928469
Jewelers Guild Inc. v. LJOW Holdings LLC, 82 USPQ2d 1901, 1905 (TTAB 2007));
see also San Fernando Elec. Mfg. Co. v. JFD Elec. Components Corp., 565 F.2d 683,
196 USPQ 1, 3 (CCPA 1977); Spoons Rests. Inc. v. Morrison Inc., 23 USPQ2d 1735,
1741 (TTAB 1991), aff’d mem., 972 F.2d 1353 (Fed. Cir. 1992). The proper focus is on
the recollection of the average customer, who retains a general rather than specific
impression of the marks. Geigy Chem. Corp. v. Atlas Chem. Indus., Inc., 438 F.2d
1005, 169 USPQ 39, 40 (CCPA 1971); L’Oreal S.A. v. Marcon, 102 USPQ2d 1434, 1438
(TTAB 2012). Because the goods at issue are French wines, but without any price
points or other restrictions as to channels of trade, the “average customer” is an
ordinary wine drinker.
The marks at issue are similar in sight and sound, since they share the term
LAROQUE. To the extent LAROQUE has a meaning in connection with wine, it
would have the same connotation in Applicant’s mark as in Registrant’s mark.
According to the translation statement in the cited registration, this term has no
meaning in a foreign language. The involved application does not include a
translation statement nor does Applicant address the question. There is nothing in
the record that otherwise indicates whether LAROQUE has a meaning, be it
geographic, surname, or otherwise. Certainly, there is nothing on which we could
conclude that the term is weak or not inherently distinctive and therefore entitled to
only a narrow scope of protection.
In the case of marks, such as Applicant’s, consisting of words and a design, the
words are normally accorded greater weight because they are likely to make a greater
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Serial No. 86928469
impression upon purchasers, to be remembered by them, and to be used by them to
request the goods. See In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed.
Cir. 2012) (citing CBS Inc. v. Morrow, 708 F.2d 1579, 218 USPQ 198, 200 (Fed. Cir
1983)). The verbal portion of a word and design mark “likely will appear alone when
used in text and will be spoken when requested by consumers.” Id. at 1911; see also
In re Solid State Design Inc., 125 USPQ2d 1409, 1411 (TTAB 2018) (citing L.C.
Licensing, Inc. v. Berman, 86 USPQ2d 1883, 1887 (TTAB 2007) (“[I]t is well settled
that if a mark comprises both a word and a design, then the word is normally accorded
greater weight because it would be used by purchasers to request the goods.”)). While
Applicant’s mark includes a design element, we find that the term LAROQUE is its
dominant element. Displayed in a large, bold typeface, it comprises the largest literal
portion of the mark in terms of size, position, and emphasis. It is also the first term
in the mark, further establishing its prominence. See Palm Bay Imps. Inc. v. Veuve
Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692
(Fed. Cir. 2005) (“The presence of this strong distinctive term as the first word in both
parties’ marks renders the marks similar, especially in light of the largely laudatory
(and hence non-source identifying) significance of ROYALE.”); Presto Prods. Inc. v.
Nice-Pak Prods., Inc., 9 USPQ2d 1895, 1897 (TTAB 1988) (“it is often the first part of
a mark which is most likely to be impressed upon the mind of a purchaser and
remembered”). There is nothing improper in stating that, for rational reasons, more
or less weight has been given to a particular feature of a mark, such as a common
dominant element, provided the ultimate conclusion rests on a consideration of the
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Serial No. 86928469
marks in their entireties. In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751
(Fed. Cir. 1985).
In sum, because of the position, size and bolding of the term LAROQUE, this
single term dominates the commercial impression of Applicant’s mark. Moreover, the
wording “Cité de Carcassonne” is a geographically descriptive term, is in significantly
smaller lettering, and has been disclaimed. Therefore, it is entitled to less weight in
the likelihood of confusion determination. See Bd. of Regents, Univ. of Tex. Sys. v. S.
Ill. Miners, LLC, 110 USPQ2d 1182, 1188 (TTAB 2014) (“[I]t is well-settled that
disclaimed, geographically descriptive matter, such as the wording SOUTHERN
ILLINOIS, may have less significance in likelihood of confusion determinations.”);
Tea Board of India v. Republic of Tea Inc., 80 USPQ2d 1881, 1899 (TTAB 2006)
(“Geographically descriptive terms are generally regarded as inherently weak and
entitled to less protection than arbitrary or suggestive marks.”). The dominant
element of Registrant’s mark, CHATEAU LAROQUE, also is “Laroque.” The term
“Chateau,” a common term for “a large French country house or castle often giving
its name to wine made in its neighborhood,”3 merely describes a location where wine
is produced, and has also been disclaimed. See Cunningham v. Laser Golf Corp., 222
F.3d 943, 55 USPQ2d 1842, 1846 (Fed. Cir. 2000) (“Regarding descriptive terms, this
court has noted that the ‘descriptive component of a mark may be given little weight
in reaching a conclusion on the likelihood of confusion.’”) (quoting In re Nat’l Data,
224 USPQ at 752); see also Citigroup Inc. v. Capital City Bank Group Inc., 637 F.3d
3 Applicant’s March 6, 2017 Request for Reconsideration at 42.
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Serial No. 86928469
1344, 98 USPQ2d 1253, 1257 (Fed. Cir. 2011) (“[W]hen a mark consists of two or more
words, some of which are disclaimed, the word not disclaimed is generally regarded
as the dominant or critical term.”) (citation omitted); In re Binion, 93 USPQ2d 1531,
1534 (TTAB 2009) (BINION’S, not disclaimed word ROADHOUSE, is dominant
element of BINION’S ROADHOUSE); In re Code Consultants, Inc., 60 USPQ2d 1699,
1702 (TTAB 2001) (disclaimed matter is often “less significant in creating the mark’s
commercial impression”). Furthermore, the word CHATEAU in the cited Registration
does not distinguish the marks because the design element in Applicant’s mark is
that of a “chateau,” which reinforces, rather than attenuates, the similarity of
connotation between the marks, and consumers may thereby confuse Applicant’s
mark with the CHATEAU LAROQUE mark identifying Registrant’s wines. See, e.g.,
Herbko Int’l, 64 USPQ2d at 1380 (“This design connotes a crossword puzzle, which
reinforces the connotation created by the words of the mark.”).
Applicant argues that “wine consumers today pick their wine based on the image
of the labels they browse”4 and that “the dominant mark would be the design of the
wine label as a whole.”5 Even if Applicant is correct, despite the lack of supporting
evidence for this theory regarding consumer motivation, Applicant’s mark is not the
equivalent of a wine label, which necessarily contains more information pursuant to
labelling requirements. See the Federal Alcohol Administration Act, 27 U.S.C. §§ 201-
219a. Moreover, if the wine were ordered by the glass from a wine list, as in a
4 Applicant’s Brief, 7 TTABVUE 13-4.
5 Id.
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Serial No. 86928469
restaurant, which typically shows only the names of available wines, the image would
not be available to the consumer. Cf. In re Bay State Brewing Co., 117 USPQ2d 1958,
1961 (TTAB 2016) (when ordering from a bartender or restaurant server, “many
consumers … will not have the opportunity to see a label.”). Regardless, we do not
consider how Applicant and Registrant actually use their marks in the marketplace,
but rather how they appear in the registration and the application. We must compare
the marks as they appear in the drawings, and not on any labels that may have
additional wording or information. See i.am.symbolic, 123 USPQ2d at 1729 (“To the
extent that Symbolic is advocating that we consider another mark, will.i.am, that is
not part of the applied-for mark in analyzing the similarity of the marks, we decline
to do so. The correct inquiry requires comparison of the applied-for mark, which only
includes the words ‘I AM,’ to the registrants’ marks.”); SCM Corp. v. Royal McBee
Corp., 395 F.2d 1018, 158 USPQ 36, 37 n.4 (CCPA 1968) (“Certain exhibits reflect the
parties’ current practice of associating their house marks ‘SCM’ and ‘Royal’ with
‘ELECTRA’ and ‘ELECTRESS’, respectively. However, our concern here, of course, is
whether ‘ELECTRA’, the mark actually registered, and ‘ELECTRESS’, the mark for
which registration is sought, are confusingly similar when applied to the instant
goods.”); Denney v. Elizabeth Arden Sales Corp., 263 F.2d 347, 120 USPQ 480, 481
(CCPA 1959) (“In determining the applicant’s right to registration, only the mark as
set forth in the application may be considered….”); Bellbrook Dairies, Inc. v.
Hawthorn-Mellody Farms Dairy, Inc., 253 F.2d 431, 117 USPQ 213, 214 (CCPA 1958)
(“The fact that each of the parties applies an additional name or trademark to its
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Serial No. 86928469
product is not sufficient to remove the likelihood of confusion. The right to register a
trademark must be determined on the basis of what is set forth in the application
rather than the manner in which the mark may be actually used.”).
Trademark Rule 2.52(a), 37 CFR 2.52(a), requires that applicants “who seek to
register words, letters, numbers, or any combination thereof without claim to any
particular font style, size, or color must submit a standard character drawing that
shows the mark in black on a white background.” Thus, a “standard character mark,”
as envisioned by Trademark Rule 2.52(a), is a mark composed of “words, letters,
numbers, or any combination thereof” that may be used in “any particular font style,
size, or color.” Since Registrant’s mark is a standard character mark, we must
consider that the literal elements of the mark (the words and the letters) may be
presented in any font style, size or color, including the same font, size and color as
the literal portions of Applicant’s mark. This is because the rights associated with a
standard character mark reside in the wording per se and not in any particular font
style, size, or color. Citigroup Inc. v. Capital City Bank Group Inc., 637 F.3d 1344, 98
USPQ2d 1253, 1259 (Fed. Cir. 2011) (registrant “entitled to depictions of the standard
character mark regardless of font style, size, or color”); see also Viterra, 101 USPQ2d
at 1909. For example, Registrant could choose to present CHATEAU in a much
smaller size type or in a different font or color than the word LAROQUE, so that the
latter term would be just as visually dominant as it is in Applicant’s mark. See In re
Mr. Recipe, LLC, 118 USPQ2d 1084, 1090 (TTAB 2016).
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Serial No. 86928469
Applicant contends that the Viterra decision requires that the Board “must
consider only reasonable variations in which [CHATEAU LAROQUE] could be
depicted,”6 and that the “Examining Attorney’s position that the Registrant’s mark
could be presented in the same manner of display as Applicant’s is legally impossible
(as it would be copyright infringement of the artwork).”7 The Examining Attorney, on
the other hand, argues that “the standard character mark form is the broadest
method of protection for trademarks,”8 and that it is “reasonable to envision a use of
registrant’s mark with a depiction of any house and vineyard that may be confusing
… without that depiction infringing on applicant’s rights in the specific drawing of
house and grapevines on its label, whatever it may be.”9 Despite both Applicant’s and
the Examining Attorney’s reliance on a “reasonable manners” standard, the Federal
Circuit did not establish such a rule in Viterra; to the contrary, the court rejected the
“reasonable manners” test as “unduly narrow” and endorsed a standard “that allows
a broader range of marks to be considered in the DuPont analysis when a standard
character mark is at issue.” Viterra, 101 USPQ2d at 1910. Despite this language, the
Viterra court addressed only the fact that applicant’s standard character mark could
be depicted in the stylized fashion of the literal portion of registrant’s design mark;
the court did not extend that finding to the background “splatter” dot design of the
6 Reply Brief, 10 TTABVUE 12.
7 Applicant’s Brief, 7 TTABVUE 17.
8 Examining Attorney’s Brief, 9 TTABVUE 9.
9 Id.
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Serial No. 86928469
registrant’s mark. Id. at 1911 n.4. “In rejecting the ‘reasonable manners’ test, we are
not suggesting that a standard character mark encompasses all possible design
elements of the mark. We leave for future cases to determine the appropriate method
of comparing design marks with standard character marks.” Viterra, 101 USPQ2d at
1910.
This case presents such facts. We hold that when we are comparing a standard
character mark to a word + design mark for Section 2(d) purposes, we will consider
variations of the depictions of the standard character mark only with regard to “font
style, size, or color” of the “words, letters, numbers, or any combination thereof.” See
Citigroup, 98 USPQ2d at 1259; Viterra, 101 USPQ2d at 1909. We hasten to add,
however, that where, as here, we are comparing a mark in standard characters to a
mark that includes a pictorial representation of that term, the fact that the word +
design mark includes such a pictorial representation will be taken into account to
determine likelihood of confusion in terms of the marks’ overall connotation and
commercial impression. Thus, in this case, the house design in Applicant’s mark may
be interpreted as a large estate home or “chateau” that would correspond to, or at
least call to mind, the word CHATEAU in Registrant’s mark. As we have found, the
design and the word convey very similar commercial impressions. See In re Rolf
Nilsson AB, 230 USPQ 141, 142 (TTAB 1986) (“[A] picture and the word that
describes that picture are given the same significance in determining likelihood of
confusion.”) (citing In re Serac, Inc., 218 USPQ 340, 341 (TTAB 1983)). We find that,
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Serial No. 86928469
on the facts before us here, the design in Applicant’s mark thus heightens the
likelihood of confusion.
Bearing these principles in mind, when the marks CHATEAU LAROQUE and
LAROQUE CITÉ DE CARCASSONNE and design are viewed in their entireties, we
find they are partly similar in sound, more similar than dissimilar in appearance and
convey similar connotations and commercial impressions. The first du Pont factor
weighs in favor of a finding of likelihood of confusion.
B. Similarities Between the Goods; Trade Channels and Classes of Consumers
In making our determination under the second du Pont factor, we look to the goods
as identified in the involved application and cited registration. Stone Lion Capital
Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1161-1162 (Fed.
Cir. 2014); (“the question of registrability of an applicant’s mark must be decided on
the basis of the identification of goods set forth in the application”); Octocom Sys., Inc.
v. Houston Comps. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990).
We also make our determination regarding the channels of trade and classes of
purchasers based on the goods as they are identified in the application and
registration. Hewlett-Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d
1001, 1005 (Fed. Cir. 2002).
In this case, both Applicant and Registrant identify their goods as “wine.”
According to the identification in the application, however, Applicant’s wine is
restricted to French wine entitled to the appellation of origin Cité de Carcassonne
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Serial No. 86928469
within the Languedoc wine region,10 whereas Registrant’s wines, according to its
identification of goods, are entitled to the appellation Saint-Emilion Grand Cru.11
While Applicant argues that “French consumers know that part of the French wine
brand distinctiveness is each brand’s ties to its specific region,”12 only Applicant’s
mark reflects the geographic source of the goods. Registrant’s mark itself does not
indicate that its wine originates in Saint-Emilion, and although the respective
identifications of goods include information about geographic origins, there is nothing
in the record to show that Registrant’s wines necessarily must display such terms. As
a consequence, we cannot assume consumers of Registrant’s wine would be apprised
of that information. To the extent the identification of goods in the application and
registration are restricted to wine from the respective regions, the general purchasing
public thus may well be unaware of the identification of goods in either the
application or registration and the restrictions are not controlling of public
perception. Cf., e.g., In re The Clorox Co., 578 F.2d 305, 198 USPQ 337, 340 (CCPA
1978) (“[T]he locus of potential confusion is [not] in the files of the PTO.”); In re Wada,
48 USPQ2d 1689, 1692 (TTAB 1998) (public is unaware of disclaimers that “quietly
reside” in the records of the Office). Moreover, if the term LAROQUE is associated
10 According to “eatglobe.com,” the appellation “Cité de Carcassonne” identifies a “Protected
Geographical Indication” located in a very small area southeast of the city of Toulouse. At
http://www.eatglobe.com, attached to June 20, 2016 Office Action at 22.
11 The website “Terroir France” identifies “Saint-Emilion” as “the oldest wine area of the
Bordeaux region.” At http://www.terroir-france.com, Id. at 14.
12 7 TTABVUE 16.
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Serial No. 86928469
with the city of “Carcassonne,”13 then the same association would likely be present in
Registrant’s mark.
Even if Applicant’s contention that “French wine brands are closely tied to their
appellation”14 is valid, we note that consumers often have a propensity to shorten
marks when ordering them orally, and may order Registrant’s wines, especially if
purchased by the glass, under the designation LAROQUE alone. See In re Mighty
Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1260 (Fed. Cir. 2010) (“the Board found
... that ML is likely to be perceived as a shortened version of ML MARK LEES when
used on the same or closely related skin care products. ... Avoidance of this kind of
confusion about the provenance of goods is the very problem to which the Lanham
Act was directed.”); Bay State Brewing, 117 USPQ2d at 1961 (consumers may drop
the highly descriptive term “Blonde” when calling for TIME TRAVELER BLONDE
beer); Big M. Inc. v. U.S. Shoe Corp., 228 USPQ 614, 616 (TTAB 1985) (“[W]e cannot
ignore the propensity of consumers to often shorten trademarks....”); Polo Fashions,
Inc. v. La Loren, Inc., 224 USPQ 509, 512 (TTAB 1984) (“Lauren” is a shorthand term
for Ralph Lauren). Further, even assuming that consumers intending to order
Applicant’s wine do not shorten the mark and call for the goods using the complete
13 Applicant cites a Wikipedia article attached to its Request for Reconsideration that
identifies the Cité de Carcassonne as “an obscure medieval citadel in the south of France.” 7
TTABVUE 15, Request for Reconsideration at 43. Even if, as Applicant suggests, the article
were to establish consumer exposure to a connection between a citadel and the appellation
“Cité de Carcassonne,” the article makes no mention of a winery, nor does it use the term
“Laroque” in describing the region or the citadel. Additionally, the illustration in the article
(presumably that of a citadel) bears no resemblance to Applicant’s design.
14 7 TTABVUE 16.
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Serial No. 86928469
literal portion of the mark, LAROQUE CITÉ DE CARCASSONNE, that does not
obviate the likelihood of confusion. Consumers intending to order Registrant’s wine
may be unaware of its geographic origins, and may remember it as LAROQUE or
CHATEAU LAROQUE. Upon encountering Applicant’s mark bearing an image of a
chateau and the term LAROQUE in large letters, these customers may mistakenly
believe that they are being provided Registrant’s wine. In any event, even if there
were evidence that U.S. customers are aware that these wines come from different
regions, they are still likely to assume that the wines share a common source or
affiliation, particularly where, as here, the marks share a dominant, fanciful term.
We are aware of no rule, and the record contains no evidence from which we can infer,
that confusion is not likely when similar marks are used on wines from different
viticultural regions, especially where, as here, those regions are in the same foreign
country.
As Applicant acknowledges, the issue is not whether purchasers would confuse
the goods, but whether there is a likelihood of confusion as to the source of the goods.
L’Oreal S.A. v. Marcon, 102 USPQ2d at 1439; In re Rexel Inc., 223 USPQ 830, 831
(TTAB 1984). Moreover, Applicant’s assertion regarding “French” consumers’
understanding of rules of appellation is, of course, irrelevant. The relevant
purchasers are ordinary consumers in the United States who purchase wine, and the
relevant inquiry is not whether such consumers can tell the wines apart but whether
they are likely to mistakenly perceive that such different wines emanate from a single
source. In this regard, Applicant has not submitted any evidence to support its
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Serial No. 86928469
assertion that U.S. consumers are aware of differences in the specific appellations
employed in French wine production. See generally Stone Lion Capital, 110 USPQ2d
at 1163-64 (even though the seller may primarily target sophisticated potential
purchasers, the analysis must focus on the “least sophisticated potential purchasers”
of the goods or services); Volkswagenwerk AG v. Rose ’Vear Enters., Inc., 592 F.2d
1180, 201 USPQ 7, 9 (CCPA 1979) (comparison of marks “must take into the account
the commercial impressions of the marks on casual purchasers”).
Here, the Examining Attorney has provided evidence that retail outlets sell wines
bearing many companies’ labels, and that consumers can shop online under a single
website for a wide variety of different wines, including, on the same website, those
from the regions of Saint-Emilion and the Cité de Carcassonne. For example, the
website 1000corks.com offers consumers wines from both the Cité de Carcassonne
region and Saint-Emilion. In particular, Applicant’s “Domaine Laroque” Pinot Noir
and “Domaine Laroque” Cabernet Franc are offered as well as several Bordeaux
wines from other wineries.15
The Examining Attorney has also shown that wine purveyors sell French wine
from different regions on the same webpage. At Buster’s Liquors & Wines, French
wine from different regions, including “Chateau Cruzeau Saint-Emilion” and
Applicant’s “Domaine Laroque Cité de Carcassonne,” are offered on the same
webpage:16
15 At http://1000corks.com, September 7, 2016 Office Action at 24-30.
16 At http://www.bustersliquors.com, Id. at 32-3.
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Likewise, Suburban Wines & Spirits advertises several wines together under the
heading “France>Red Wine>Cabernet Franc.”17 The following webpage shows
Applicant’s “Domaine Laroque Cité de Carcassonne 2014” sold together with wine
from various Bordeaux regions, such as “Chateau Mayne Durege Bordeaux 2012” and
“Château de Bonhoste Bordeaux 2012”:
17 At http://www.suburbanwines.com, Id. at 34-5.
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Serial No. 86928469
.
The evidence from klwines.com shows that wine retailers sell wine from different
regions, including wine from the Cité de Carcassonne and Saint-Emilion regions. On
the first page is an advertisement for Hauts de Lalande wine from the Cité de
Carcassonne:18
18 At https://www.klwines.com, Id. at 37, 39, 43, 46, 48.
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Serial No. 86928469
On another page, wines from Bordeaux are offered:
This evidence suggests that consumers are likely to find both Applicant’s and
Registrant’s wine offered through the same types of retail outlets. Applicant argues
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Serial No. 86928469
that “the Registered Mark could not have the words ‘CITÉ DE CARCASSONNE’
written on or near it because Chateau Laroque is not made in the city of Carcassonne.
It will always have ‘St. Emilion’ or ‘Saint Emilion’ by its brand name instead, because
that is the region from which Chateau Laroque originates.”19 Even if true, the record
does not establish that a maker of wine in one region, such as the Cité de
Carcassonne, could not also produce wine in another region, such as Saint-Emilion.
Applicant further argues that “the Registered Mark would always have to have ‘Saint
Emilion’ on the label where ‘Chateau Laroque’ is written because by law the
appellation would have to be present on the label where the brand name is written.”20
Although wine labeling laws may require that wine from a particular region, if
controlled, be labeled as such, Applicant has not shown that they would prevent a
company doing business in one region from establishing a winery in a different region.
Consumers who encounter wines from different regions under similar trademarks
may mistakenly believe they emanate from the same ultimate source. While wines
from one region of France are not identical to wines from another, they are obviously
closely related products, i.e., French wines, and the evidence reveals that they are
sold in the United States to the public at large through the same channels of trade.
For the foregoing reasons, these du Pont factors favor a finding of likelihood of
confusion.
19 Reply Brief, 10 TTABVUE 13.
20 Id. at 12.
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Serial No. 86928469
C. Purchaser Sophistication
Applicant argues that U.S. consumers of French wine are relatively sophisticated
because “imported French wine [] is a luxury good, and a far cry from a ‘low-cost,
every-day consumer item.’”21 The Examining Attorney, on the other hand, argues that
“one does not need to be sophisticated about wine to know what he or she likes, and
the fact that purchasers are sophisticated or knowledgeable in a particular field does
not necessarily mean that they are sophisticated or knowledgeable in the field of
trademarks or immune from source confusion.”22
Wine purchasers are not necessarily sophisticated or careful in making their
purchasing decisions, and where, as here, the goods are identified without any
limitations as to trade channels, classes of consumers or conditions of sale, we must
presume that Applicant’s and Registrant’s wine encompasses inexpensive or
moderately-priced wine. In re Opus One Inc., 60 USPQ2d 1812, 1817 (TTAB 2001);
In re Bercut-Vandervoort & Co., 229 USPQ2d 763 (TTAB 1986) (rejecting the
applicant’s arguments regarding the high cost and quality of its wine and the
sophistication of its purchasers, where application identified goods merely as “wine”);
21 Appeal Brief, 7 TTABVUE 20. The quote is purportedly from an article about luxury goods,
but it has not been made of record and we do not consider websites for which only links are
provided. See, e.g., In re Olin Corp., 124 USPQ2d 1327, 1332 n.15 (TTAB 2017) (“Because the
information displayed at a link’s Internet address can be changed or deleted, merely
providing a link to a website is insufficient to make information from that site of record.”); In
re Planalytics, 70 USPQ2d 1453, 1458 (TTAB 2004) (providing a link to a website does not
suffice to put information in the record because of the transitory nature of the information
available through the link). We consider the statement merely as an expression of Applicant’s
position.
22 9 TTABVUE 12.
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Serial No. 86928469
see also, Stone Lion Capital, 110 USPQ2d at 1162-63 (“Stone Lion effectively asks
this court to disregard the broad scope of services recited in its application, and to
instead rely on the parties’ current investment practices … the Board properly
considered all potential investors for the recited services, including ordinary
consumers seeking to invest in services with no minimum investment requirement.”)
(emphasis in original). In any event, Applicant submitted evidence showing the
average price of its pinot noir wine to be about $17 and the Saint-Emilion wines
advertised together with Applicant’s wine on the above-referenced websites range
from about $15-30.23 The evidence thus supports a finding that the identified goods
include moderately priced wine. Accordingly, this du Pont factor is neutral.
Summary
We have considered all of the arguments and evidence of record as they pertain
to the du Pont likelihood of confusion factors. We conclude that consumers familiar
with Registrant’s wine offered under the mark CHATEAU LAROQUE would be likely
to believe, upon encountering Applicant’s wine offered under its composite mark
23 March 6, 2017 Request for Reconsideration at 53 (Applicant’s wine price). While
Applicant’s evidence is relevant to show that wine can be sold at moderate prices, we do not
consider the relevant goods to be in any way restricted to Applicant’s actual products. Because
its identification of goods is not so limited, we must consider Applicant’s goods to include
wines sold at all prices normal for such goods, including both less and more expensive wines
than those Applicant sells. In re Elbaum, 211 USPQ 639, 640 (TTAB 1981) (absent
limitations in the application, the Board must consider “all goods of the nature and type
described”).
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Serial No. 86928469
that the goods originate with, are associated with, or are sponsored by the
same entity.
Decision: The refusal to register under Section 2(d) is affirmed.
Opinion by Ritchie, concurring:
While I agree with the result reached by the majority, I must express
disagreement with some of the stated rationale on which that result is based. The
majority, citing Citigroup, Inc., acknowledges, “the rights associated with
Registrant’s mark reside in the wording per se and not in any particular display.”
Nevertheless, the majority goes on to say that “we consider variations of depictions
of standard character marks only with regard to ‘font style, size, or color’ of the ‘words,
letters, numbers, or any combination thereof.’” To the extent the majority would
categorically exclude the possibility or depiction of designs from its analysis of
standard character marks, I disagree.
The court in Viterra left “for future cases to determine the appropriate method of
comparing design marks with standard character marks.” In re Viterra Inc., 671 F.3d
1358, 101 USPQ2d 1905, 1910 (Fed. Cir. 2012). In doing so, though, the Court found
it appropriate that the Board in that case had considered that a standard character
mark could be displayed in a “similar” manner to a registered design mark. Id. at
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Serial No. 86928469
1911. The Court continued on to say that “[s]uch a finding is not a departure from our
case law. . .” 24 Id.
In this regard, the Court further referenced the prior case of Squirtco v. Tomy
Corp., 697 F.2d 1038, 1041, 216 USPQ 937 (Fed. Cir. 1983), stating specifically “we
previously have rejected an applicant’s argument that its standard character mark
was distinct from a mark registered in stylized lettering with a design.” 101 USPQ2d
at 1909. I see no reason to question the wisdom of our primary reviewing court as so
stated. See Frito-Lay N. Am., Inc. v. Princeton Vanguard, LLC, 124 USPQ2d 1184,
1187 (TTAB 2017); ProMark Brands Inc. v. GFA Brands, Inc., 114 USPQ2d 1232,
1242 (TTAB 2015).
Indeed when an applicant seeks to register a design mark, and a registrant has
prior rights in a mark in standard characters, it is not our province to surmise that
the applicant does or does not have common law rights to the design on which the
registrant may not encroach. Rather, we need only observe, consistent with our
precedent, that the registrant, who does have protectable, exclusionary rights to the
standard character mark, has rights to display of that mark in any “font style, size,
or color,” which may or may not include a design, including potentially a design
similar to that displayed by the applicant.
24 The Court also distinguished the case of In re White Rock Distilleries, Inc., 92 USPQ2d
1282, 1284 (TTAB 2009). That case is inapposite here and distinguishable since the Board
there found a standard character mark to be significantly different in sight, sound,
appearance, connotation, and commercial impression from a cited design mark.
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Serial No. 86928469
In this case, Registrant owns a registration for the mark CHATEAU LAROQUE,
in standard character format. The Examining Attorney argues that “the registrant
could choose to display its mark with a depiction of a house and grapevine.”25 Given
the definition of “chateau,” consumers may certainly expect a picture or design of a
house or chateau to be depicted with Registrant’s CHATEAU LAROQUE. In
discussing applicant’s mark as a depiction of a “particular chateau,” the majority
leaves opens the possibility of comparing designs. Thus, I find the pronouncement of
the majority that it will not consider “design features” to be both unnecessary and
ultimately unhelpful. Rather, I would find, as the majority implicitly seems to in its
analysis of likelihood of confusion, that the Registrant’s right to display of CHATEAU
LAROQUE in any “font style, size, or color” includes designs that would make it
similar to the mark sought by Applicant.
25 9 TTABVUE 7.
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