Opinion

Standard Knitting, Ltd. v. Toyota Jidosha Kabushiki Kaisha

Court
Trademark Trial and Appeal Board
Filed
Jan 10, 2006
Status
Published
Author
Holtzman
On the bench
Walters, Holtzman, Kuhlke
Cited by
0 cases
Authority
More cited than 39.5%

The opinion

THIS DISPOSITION IS

CITABLE AS

PRECEDENT OF THE TTAB

Oral Hearing: June 9, 2005 Mailed: January 10, 2006

UNITED STATES PATENT AND TRADEMARK OFFICE

_____

Trademark Trial and Appeal Board

______

Standard Knitting, Ltd.

v.

Toyota Jidosha Kabushiki Kaisha

_____

Opposition No. 91116242

_____

John F.A. Earley III of Harding, Earley, Follmer & Frailey for

Standard Knitting, Ltd.

David J. Kera of Oblon, Spivak, McClelland, Maier & Neustadt,

P.C. for Toyota Jidosha Kabushiki Kaisha.

______

Before Walters, Holtzman and Kuhlke, Administrative Trademark

Judges.

Opinion by Holtzman, Administrative Trademark Judge:

Toyota Jidosha Kabushiki Kaisha (applicant or Toyota) has

filed an application to register the mark TUNDRA on the Principal

Register for "automobiles and structural parts thereof" in

International Class 12.1

1

Application Serial No. 75493787, filed on June 1, 1998, based on an

allegation of a bona fide intention to use the mark in commerce.

Opposition No. 91116242

On January 12, 2000, Standard Knitting, Ltd. (opposer or

Standard Knitting) filed an opposition to registration of the

above mark. In the notice of opposition, opposer alleges that

since 1969, long prior to the June 1, 1998 filing date of the

involved application, opposer has used the mark TUNDRA in

interstate commerce in connection with the sale of clothing.

Opposer also alleges that it is the owner of the following

registrations:

Registration No. 2268109 for the mark TUNDRA for men's,

ladies' and children's clothing, namely, sweaters, hats,

jackets, coats, t-shirts, vests, and shirts;2 and

Registration No. 2268110 for the mark TUNDRA SPORT for

men's, ladies', and children's clothing, namely, sweaters,

hats, jackets, coats, shorts, t-shirts, vests and shirts.3

Further, opposer alleges that it is the owner of two applications

filed on May 14, 1997, one for TUNDRA (Serial No. 75291854) and

the other for TUNDRA SPORT (Serial No. 75291853);4 and that

applicant's mark so resembles opposer's marks, as to be likely,

when applied to applicant's goods, to cause confusion.

2

Issued August 10, 1999 with claimed dates of first use and first use

in commerce in 1969.

3

Issued August 10, 1999 with claimed dates of first use and first use

in commerce in 1994. The word SPORT is disclaimed.

4

Both applications were filed on the basis of a bona fide intention to

use the mark in commerce. Application Serial No. 75291854 was

subsequently abandoned. Applicant filed a statement of use in Serial

No. 75291853 on February 3, 2000, asserting dates of first use and

first use in commerce in 1994. The application subsequently issued as

Registration No. 2408997 on November 28, 2000. The word SPORT is

disclaimed.

2

Opposition No. 91116242

Applicant, in its answer, has denied the salient allegations

in the opposition. In addition, applicant asserted counterclaims

on March 24, 2000 which, as subsequently amended on April 24,

2001, seek to cancel the pleaded registrations and Registration

No. 2408997 which issued on November 28, 2000 from pleaded

application Serial No. 75291853, on the ground of fraud, or in

the alternative to restrict the three registrations.

In particular, as to Registration No. 2268109, applicant

alleges that the mark TUNDRA was not used in commerce in

connection with any of the identified goods, other than possibly

men's sweaters and shirts, when the underlying application

(Serial No. 75291872) was filed on May 14, 1997; that

specifically, opposer was not using the mark TUNDRA on the

identified children's clothing as of the filing date of the

application; that the mark was not used continuously since the

claimed date of first use in 1969; that the application was

signed on May 5, 1997 by Michael Wang as president of opposer;

and that Mr. Wang signed the declaration reciting the

identification of goods that included articles on which the mark

had not, and was not, being used with knowledge of the falsity of

the material representation that the mark was being used on all

of the goods identified in the application.

In a similar charge with respect to Registration No. 2268110

for the mark TUNDRA SPORT, applicant asserts that the mark TUNDRA

3

Opposition No. 91116242

SPORT was not used in commerce in connection with any of the

identified goods, other than possibly men's sweaters, when the

underlying application (Serial No. 75291873) was filed on May 14,

1997; that the mark was not used continuously since the asserted

date of first use on December 31, 1994; that specifically, the

mark was not used on the identified children's clothing as of the

filing date of the application; and that Michael Wang signed the

declaration of the application with knowledge of the falsity of

the material representation that the mark was being used on all

the goods identified in the application.

With respect to Registration No. 2408997 for TUNDRA SPORT,

applicant alleges that the underlying application (Serial No.

75291853) which was based on a bona fide intention to use the

mark in commerce, identified goods on which opposer was not using

the mark as of the February 2, 2000 filing date of the statement

of use; that the mark was not used at least on the children's

clothing and on some or all of the listed goods for men and women

when the statement of use was filed; that the statement of use

was signed by Ross Yarnell, secretary of Standard Knitting, with

knowledge of the falsity of the material representation that the

mark was being used on all the goods identified in the statement

of use.

In the alternative, applicant alleges that the respective

marks have never been used in commerce in connection with any of

4

Opposition No. 91116242

the goods listed in the three registrations except possibly men's

sweaters and shirts in Registration No. 2268109; men's sweaters

in Registration No. 2268110; and men's and ladies' mitts, skirts,

pants, dresses and scarves in Registration No. 2408997; and that

the registrations should be restricted accordingly.

Opposer in its answer denied the allegations in the

counterclaims.

The record includes the pleadings; the files of the

involved application and registrations; and testimony and other

evidence filed by the parties. Opposer has introduced the

testimony (with exhibits) of opposer's chief operating officer,

George Groumoutis, taken on July 26, 2002 and on January 14-15

2003; and notices of reliance on materials including status and

title copies of its pleaded registrations and the registration

issuing from its pleaded application; and applicant's responses

to certain discovery requests. Applicant has submitted the

testimony (with exhibits) of Kevin Higgins, national truck

advertising manager of Toyota Motor Sales, U.S.A. (applicant's

subsidiary); Ernest Bastien, corporate manager for the vehicle

operations group of Toyota Motor Sales, U.S.A.; Joseph M. Husman,

business strategy manager of Toyota Motor Sales, U.S.A.; the

stipulated testimony of Norman Bafunno, vice president of

production and quality of Toyota Motor Manufacturing Indiana

(applicant's subsidiary); and the stipulated testimony (with

5

Opposition No. 91116242

attachments) of Dawn Ziebarth, customer loyalty manager-analysis

and reporting of Toyota Motor Sales, U.S.A. Applicant has also

submitted a notice of reliance on opposer's responses to certain

written discovery requests and portions of the discovery

depositions of opposer's chief operating officer, George

Groumoutis taken on January 15 and 16, 2002; opposer's president,

Michael Wang; and opposer's secretary, Ross Yarnell.

Both parties filed briefs and an oral hearing was held on

June 9, 2005.

EVIDENTIARY MATTERS

Applicant has objected to opposer's (first) notice of

reliance on Registration No. 1604765 for TUNDRA TEX, a

registration that was neither pleaded in the notice of opposition

nor tried by the parties. The objection is well taken.5

Applicant has also objected to opposer's (second) notice of

reliance as improper rebuttal. The objection is overruled as to

the articles from the Lexis/Nexis database, and is sustained as

5

Mr. Groumoutis, during his discovery deposition referred to that

registration in deciding whether it was appropriate to include the

goods identified therein in another application. The registration was

not introduced for the purpose of trying any matters relating to the

registration itself, nor did the parties do so. We do not consider the

registration of record.

In addition to its pleaded registrations, opposer's notice of

reliance includes a status and title copy of what appears to be a

third-party registration of TUNDRA for luggage, backpacks and tents

which opposer has not addressed in its brief. Opposer has not

explained what this registration pertains to or why it was submitted,

and it accordingly will not be considered.

6

Opposition No. 91116242

to the third-party registrations and printouts from the eBay

website. This evidence was not submitted for the proper purpose

of denying, explaining or discrediting applicant's case but

instead was clearly an attempt by opposer to strengthen its case-

in-chief. See The Ritz Hotel Limited v. Ritz Closet Seat Corp.,

17 USPQ2d 1466 (TTAB 1990). The evidence is of precisely the

same type and has been submitted for the same purpose as the

evidence submitted by opposer in support of its main case, i.e.,

to show purported use of the same marks on automobiles and

clothing.

Applicant has submitted a statement of objections, to which

opposer responded, challenging a substantial portion of the

evidence adduced during the testimony depositions of Mr.

Groumoutis taken on July 26, 2002 and January 14-15, 2003. We

have addressed some of these objections below. Other objections,

including some of those objections going to the weight of the

evidence rather than its admissibility, will be addressed as an

issue relating to the particular evidence is discussed. Unless

otherwise noted, the referenced objections pertain to the July

26, 2002 deposition.

Exhibits 2, 4, 5 (TUNDRA line books and brochures from 2001).

The objection is not well taken. Mr. Groumoutis's knowledge

provides a sufficient foundation for the brochures. Further,

applicant did not maintain this objection with respect to the

subsequent introduction of similar exhibits. On the other hand,

there is no evidence as to whether and to whom these brochures

7

Opposition No. 91116242

were ever distributed and they are therefore of limited probative

value.

Exhibit 19 (catalogue of TUNDRA accessories from 2002 of

opposer's alleged licensee, Arden Leather Company). The

objection is sustained. Although copies of all license

agreements were requested by applicant, a copy of this license

was not produced. Opposer does not dispute that this document

was covered by a discovery request or that it was not produced.

Applicant's objection to the testimony (at 248) regarding the

Mansack license agreement, which was admittedly not produced

during discovery, is sustained.

Exhibit 36. Applicant's objection to the introduction of a

TUNDRA TEC hang tag is sustained insofar as opposer is attempting

to introduce evidence on an unpleaded mark.

Exhibits 51, 52, 56, 58-60 (spec sheets from 1993-2001) and

Exhibits 100-333 (January 14-15, 2003 deposition; spec sheets

from 1987-2001, and invoices from 1993-2002). The objection on

the ground that the documents were not produced during discovery

is not well taken. The objections as to Exhibit Nos. 51, 52, 56,

58-60 were subsequently withdrawn during the deposition. As to

Exhibits 100-333, applicant did not specify the document requests

that were allegedly not satisfied. Further, opposer has

sufficiently shown that the document requests had only asked for

spec sheets and invoices covering certain years, and Mr.

Groumoutis testified that opposer had produced all the spec

sheets and invoices requested for the designated years.6

Opposer's remaining objections to this evidence are addressed

later in this section.

Exhibits 62, 63, 64 (TUNDRA brochures, undated). The objections

to these exhibits are sustained. Exhibit 62 is a brochure

identified as featuring a John Elway sportswear collection by

opposer for which no date has been provided or can be

ascertained. Although Mr. Groumoutis states that it was, or

would have been, handed out at trade shows there is no indication

as to when that occurred. Exhibit 63 is a brochure which appears

on its face to be distributed only in Canada and which was

6

However, opposer's contention that the requests asked for

"representative samples" of such documents has not been supported as a

copy of the disputed requests have not been made of record. Therefore,

applicant's objection to Mr. Groumoutis's testimony that these are only

a sample of some of the invoices in existence, on the basis that they

were not all produced, is sustained.

8

Opposition No. 91116242

identified by Mr. Groumoutis as dating back to the 1970s before

Mr. Groumoutis's employment with the company. Opposer has not

provided sufficient foundation for its introduction and, in any

event, it is unclear from the testimony whether this brochure, or

one like it, was distributed in the United States. Exhibit 64,

identified by Mr. Groumoutis as dating back to the 1970s,

predates his arrival at the company and Mr. Groumoutis was

unclear about whether it was actually distributed at trade shows.

Exhibit 67 (advertisement in Sedona Magazine, 2001 issue). The

objection to this exhibit is overruled. Mr. Groumoutis initially

mischaracterized the exhibit as an advertisement placed by

opposer but later clarified the source as a co-op advertisement

that was placed by one of opposer's customers and approved by

opposer.

Exhibit 68 (TUNDRA brochure, undated). Applicant's objection on

the basis of lack of foundation is overruled. Although the

brochure was initially insufficiently identified, applicant did

not maintain the objection after Mr. Groumoutis further

identified the brochure as "post 1978" and explained the time

frame of the brochure based on the current address of the

manufacturing plant, his recognition of one of the sales

representatives whose name was listed on the back of the

brochure, and the types of product sold in the catalogue. On the

other hand, the brochure is virtually of no probative value in

showing early use of the mark.

Exhibit 69 (articles and advertisements in Style Magazine with

various 1999 dates and an invoice for one of the ads; and an

advertisement from Western Garment Industry and Wholesale, marked

1968). The objection for lack of foundation as to Style Magazine

is overruled. However, the magazine is, on its face, a Canadian

publication, and it is unclear whether the publication was

distributed in the United States. The objection for lack of

foundation as to Western Garment Industry and Wholesale is

sustained. In any event, it is clear that this magazine is, too,

a Canadian publication and, again, there is no testimony that it

was distributed in the United States.

Exhibit 70 (article in the New York Post, undated). This

article, which is a write-up about opposer's Tundra retail store

in Manhattan (in existence from 1999-2001), is only admissible

for what it shows on its face.

9

Opposition No. 91116242

Exhibits 79, 80 and 81 (photographs of a cap, t-shirt, and shirt,

respectively, all bearing "TOYOTA TUNDRA"). Applicant's

objection to these exhibits for lack of foundation are sustained.

Mr. Groumoutis instructed his sales representative to go to "a

Toyota dealership in Seattle" and "see if they can find these."

(Test. at 177). Exhibit 82, the invoice for these purchases, is

also excluded and does not serve to provide a foundation for the

photographs. Further, this type of invoice, generated solely for

purposes of litigation is not, as opposer claims, a regularly

kept business record. In addition, applicant's admission in

response to discovery that the dealership sells clothing, does

not overcome the objection.

Exhibit 93 (article appearing on just-style.com, a third-party

website); Exhibit 94 (The Licensing Book, March 2002 issue), and

Exhibit 95 (cover for The Licensing Book); and Testimony at 167

and 175. The objection to Exhibit 94 on the ground of hearsay is

sustained. This publication is not admissible for the truth of

the matters shown therein, and cannot serve opposer's purpose of

proving that "Jeep consumer products has expanded with Old Toledo

brands" or of proving any other asserted matters regarding this

company's licensing activities. To the extent opposer is relying

on this evidence to show the source of Mr. Groumoutis's knowledge

about licensing, it is admissible. However, the evidence fails

to qualify Mr. Groumoutis as competent to testify about the

licensing activities of particular companies. Applicant's

objection to Exhibit 93, an article purporting to show the

affiliation of clothing designers with automobile companies, is

sustained for the same reason. Exhibit 95 which is a cover for

the front of The Licensing Book is not admissible to show that

the company identified thereon is the worldwide licensing agent

for Jeep. As to the testimony at 167, Mr. Groumoutis's

discussions with licensing agents is inadmissible hearsay.

Regarding the testimony at 175, Mr. Groumoutis is not competent

to testify about the alleged licensing activities of Jaguar, and

his testimony about his personal knowledge of a product allegedly

licensed by Jaguar will not be given any weight.

Exhibits 96 and 97 (Jacobson's catalogue, 2001; Bachrach

catalogue, August 2001). These exhibits have been sufficiently

identified as a catalogues of department stores and are

admissible to show that opposer's garments are displayed in the

catalogues. There is no evidence that the catalogues were

distributed, however, and therefore the evidence is entitled to

little weight.

10

Opposition No. 91116242

Exhibits 98 and 99. Correspondence between counsel for the

parties is inadmissible hearsay.

Testimony at 188, 189, 190, 251, and 266 (regarding activities of

Tundra Knitwear). Applicant has not provided a specific

explanation for this objection in its statement and, in any

event, has itself relied on this evidence throughout its case.

Testimony at 195. Mr. Groumoutis's testimony that opposer's

products appear in Norm Thompson catalogues is admissible,

however, his hearsay testimony regarding the distribution of the

catalogue is not.

Testimony at 129. Mr. Groumoutis was not employed by opposer

until 1991. His testimony regarding first use of the mark TUNDRA

in 1960s "based on discussions" with others in the company is

inadmissible hearsay. What a witness represents as his knowledge

must be based on personal observation or authenticated business

records rather than from hearsay based on the reports of others.

Objections based on leading questions relating to both the July

2002 and January 2003 depositions: Exhibit 21; Exhibits

consisting of invoices and spec sheets; certain identified

testimony. These objections go to the weight of the evidence and

not its admissibility. For the most part, we do not find the

questions were leading but more an attempt to focus the attention

of the witness on a particular issue. Further, applicant has

offered no explanation as to why specific questions should be

considered leading. However, to the extent that the questions

are patently leading (such as counsel's question "Would you

forecast that the advertising efforts of Tundra would grow?"

(Test., July 2002, at 20)) the elicited testimony has been given

little weight.

Objections based on lack of foundation: Exhibits 51, 52, 56, 58-

60 (spec sheets from 1993-2001) and Exhibits 100-333 (January 14-

15, 2003 deposition; spec sheets from 1987-2001, and invoices

from 1993-2002). These objections are overruled. Mr. Groumoutis

has adequately established that these documents are records

maintained by opposer in the ordinary course of business and that

he is qualified to testify as to such matters. In addition,

there is nothing to indicate that the records are not

trustworthy.

For purposes of context, spec sheets are generated from work

orders and show that the garments were produced. They are used

to set up cost sheets which are necessary to establish prices for

11

Opposition No. 91116242

shipping the garments. Spec sheets are generated, prepared and

maintained by the design department of Standard Knitting, and the

overall responsibility for them and their approval falls upon the

director of manufacturing, Dominic Sacco, or someone under his

authority. Each spec sheet contains a style number and each

style number corresponds to a specific garment type. The spec

sheet describes the garment, and also identifies the mark that

will appear on the garment, and where the mark will appear, i.e.,

whether on a neck label, hang tag, and/or packaging for the

garment.

The invoices identify style numbers, customers, dates of sale,

and quantities of goods sold. While the style number appears on

the invoice, the description of the garment sold does not.

However, as each style number corresponds to a particular garment

type, the description of the garment can be ascertained from the

spec sheet containing that style number.

The spec sheets and invoices are all admissible.7

Objection for lack of foundation to summary sheets contained in

Exhibits 51, 52, 56, 58-60. The summary sheets are lists of

style numbers compiled by Gaylene Schroeder Nishimura, opposer's

controller. Although they may have been prepared under the

authority and on instructions from Mr. Groumoutis they are

hearsay and will not be considered. The summary sheets are not

compilations prepared in the ordinary course of business,

although they were apparently derived from those records, but

instead were prepared for purposes of litigation, not a normal

activity of the company. Ms. Schroeder, who prepared the

summaries, was not called to testify as to the method used in

preparing them or to authenticate or establish their accuracy.

We note that there are spec sheets for many, but not all of the

invoices. Therefore, while all the invoices are admissible, in

determining whether a garment was actually sold, those invoices

for which there are no correlating spec sheets are of little

probative value.

7

However, we have disregarded the handwritten descriptions of the

garments that appear on some of the invoices. Those entries clearly

are not part of the original documents but rather were filled in for

purposes of this litigation.

12

Opposition No. 91116242

COUNTERCLAIMS FOR FRAUD

We turn then to the counterclaims to cancel opposer's three

pleaded registrations on the ground of fraud.8

As background, opposer, Standard Knitting, Ltd., is an

apparel manufacturer. It is a Canadian company with its

headquarters in Winnipeg, Manitoba. The clothing manufactured by

opposer is sold in the United States and Canada and in other

foreign markets. Opposer sells its clothing in the United States

through its wholly owned subsidiary, Tundra Knitwear, Ltd.

(Tundra Knitwear), a North Dakota corporation, and it licenses

Tundra Knitwear to use the TUNDRA and TUNDRA SPORT marks.

George Groumoutis is the chief operating officer of both

Standard Knitting and Tundra Knitwear. He joined Standard

Knitting in 1991 as controller, where his duties included

maintaining records of trademark registrations. He became vice

president of finance in 1992 with the same duties. Subsequently

in 1998, he became chief operating officer where he continued to

maintain the trademark portfolio and was also responsible for the

overall operations of Tundra Knitwear, that is, sales and

marketing of the TUNDRA and TUNDRA SPORT clothing in the United

States. Mr. Groumoutis reports to Michael Wang, the president of

8

All references to the discovery deposition of Mr. Groumoutis are to

the deposition taken on January 16, 2002, unless otherwise noted.

13

Opposition No. 91116242

Standard Knitting and Tundra Knitwear since approximately 1993,

and keeps Mr. Wang informed of trademark filings.

Mr. Groumoutis states that opposer prepares a new line of

clothing twice a year, for the fall and spring seasons. Mr.

Groumoutis, according to his testimony, has reviewed the entire

product line of the company since 1999, and that prior to 1999,

the line would have been reviewed by the design department headed

by Dominic Sacco, Ian Rentz, the individual responsible for the

Tundra Sport division of the company from 1992 to 1998, and Mr.

Wang. According to Mr. Groumoutis, Mr. Wang still participates

in the annual reviews and has done so since prior to 1994.

Mr. Wang signed the underlying applications for Registration

Nos. 2268109 and 2268110 and had the authority to do so. Ross

Yarnell, a director and the secretary of both Standard Knitting

and Tundra Knitwear, signed the statement of use in connection

with Registration No. 2408997. Mr. Yarnell was authorized to

sign documents in Mr. Wang's absence.

REGISTRATION NOS. 2268109 (TUNDRA) AND 2268110 (TUNDRA SPORT)

In May 1997, Mr. Groumoutis received the applications for

registration of the TUNDRA and TUNDRA SPORT from his attorney,

John Earley. According to Mr. Groumoutis, the identifications of

goods in the applications were not devised by anyone in opposer's

office, and he did not recall giving a list of goods to Mr.

14

Opposition No. 91116242

Earley to include and does not know where Mr. Earley got the

list. Mr. Groumoutis testified that upon receiving the

applications he "would have done a cursory review" (Disc. Dep. at

108) "which might mean going through the pages, just looking to

understand what, in general, is asked" (Disc. Dep. at 108-109)

but he did not recall what specific paragraphs he read or did not

read. He did, however, indicate that he did not make any effort

to confirm that the marks TUNDRA and TUNDRA SPORT were in fact

then being used on each of the goods listed in the applications

when the applications were filed, and that he made no effort to

verify what goods were in fact then being sold, and sold in the

United States, although he admitted that there were sources of

documentary information that could have been consulted (possibly

invoices, if not destroyed and if they could be located), or

price lists and cost sheets, for at least some of the goods.

As support for his claim of current use on all of the

identified goods, Mr. Groumoutis states that he "had personal

knowledge or knowledge of looking at past brochures that they, in

fact, had done those in the past" [the meaning of "done" in this

context being unclear], and he indicates that some brochures

would have been current, and some three or more years old.

(Disc. Dep. at 133.) At various points in his deposition, he

states that he may have discussed the goods to be included in the

applications with Mr. Sacco, and would have asked "have we ever

15

Opposition No. 91116242

sold these goods" (Disc. Dep. at 201, 202) or have we made, or

did we make these goods (Disc. Dep. at 164); or that he "may have

spoken" to "say Mr. Rentz" to find out if the list was correct

but "it may have been just general, are we using these, yes, we

are, and that would have been the end of it." (Disc. Dep. at

124.) However, when asked by applicant's counsel, "did you make

any..." [then proceeding to list items of children's clothing],

Mr. Groumoutis answered "not sure" as to children's sweaters, and

"no" as to hats, jackets, coats, t-shirts, vests, shorts and

shirts for children. (Disc. Dep. at 91-92.) When asked whether

TUNDRA had been used at least as early as May 14, 1997 on hats,

jackets, coats, t-shirts, Mr. Groumoutis initially stated that

"some children under the age of 18 can actually wear the clothing

that they make." Later, having agreed that children's clothing

is designed by size, not age, and using the example of a child

who is between three and four feet tall, Mr. Groumoutis stated

that opposer did not make sweaters, jackets, coats, t-shirts, or

vests for children that size. (Disc. Dep. at 77-79.) Then, when

asked about the use of TUNDRA SPORT on children's clothing, Mr.

Groumoutis said that he was not sure about sweaters, but that

opposer did not make hats, jackets, coats, t-shirts, or vests,

shorts, shirts, mitts, skirts, dresses, tank tops, jogging suits,

leisure suits, slacks, culottes, jump suits, blouses, scarves,

16

Opposition No. 91116242

footwear, undergarments or sleepwear for children. (Disc. Dep.

at 90, 93.)

As to the statement of use, Mr. Groumoutis at first did not

recall whether he reviewed it, but later says he would have

looked at it and discussed it "with say" Mr. Sacco. (Disc. Dep.

at 197.) He admits that opposer never sold any undergarments

under the TUNDRA SPORT mark. (Disc. Dep. at 194.)

When Mr. Groumoutis presented the three applications to Mr.

Wang for his signature, Mr. Wang states that he read the

applications and authorized their filing. He testified that at

the time of signing the applications, he was "personally aware"

that Standard Knitting was selling sweaters, jackets, t-shirts,

vests, and shirts in the United States under the TUNDRA mark, but

that he did not personally know whether opposer was selling hats

and coats under the mark. (Disc. Dep. at 30-31.) He also

testified that to his personal knowledge at the time of signing,

sweaters, t-shirts, vests, shirts were being sold in the United

States under the TUNDRA SPORT mark, but that hats, jackets, coats

and shorts were not. (Disc. Dep. at 38-39.) Mr. Wang states

that Mr. Groumoutis,

Told me that this was an application to register, I think it

was to register our trademark. I asked him, if he has read

it. And he said yes. I asked him if it was accurate. And

he said yes. And I signed it. (Disc. Dep. at 40.)

17

Opposition No. 91116242

Mr. Wang indicated that he did not look at any other documents in

connection with the applications at that time and that the

process took five minutes.

REGISTRATION NO. 2408997 (TUNDRA SPORT)

The statement of use was delivered by fax from Gaylene

Schroeder Nishimura, opposer's controller, to Mr. Yarnell for his

signature. Mr. Yarnell stated that he was not acquainted with

the trademark matters of Standard Knitting, that he was not kept

apprised of trademark matters, and that he was not informed of

the line of clothing sold by opposer under its marks in any

detail. Mr. Yarnell states that he did not discuss the contents

of the statement of use with Ms. Schroeder9 and had no

conversation with her about the accuracy of the statements. Mr.

Yarnell states that he was not personally acquainted with the

products on which the TUNDRA SPORT mark was in use in the United

States. He indicates that he relied on the implicit assurance

that the contents were accurate and that he made no effort to

obtain independent confirmation of the accuracy.

AMENDMENTS TO THE REGISTRATIONS

On April 24, 2001, after the opposition was commenced and

the original counterclaims were filed, opposer filed proposed

amendments to the registrations, not with the Board, but with the

9

As opposer refers to Gaylene Schroeder Nishimura as "Ms. Schroeder,"

we will do the same here.

18

Opposition No. 91116242

Post Registration section of the USPTO. Opposer sought to amend

Registration No. 2268109 (TUNDRA) to delete hats, coats and t-

shirts, and to limit the goods to "sweaters, jackets, vests, and

shirts"; Registration No. 2268110 (TUNDRA SPORT) to delete hats,

coats, shorts, and shirts, and to limit the goods to "sweaters,

jackets, t-shirts, and vests"; and Registration No. 2408997

(TUNDRA SPORT) to delete all goods except "pants."10

In each amendment opposer stated that it "believes certain

items...should either not have been listed, and/or should no

longer be listed"; that registrant "had proceeded with

information and belief when executing the [original

application/statement of use]"; and that registrant "has since

learned that it may have been mistaken about certain information

which caused it to list certain items of goods which Registrant

now believes should be changed."

When questioned about the use of the language, "should...

not have been listed"/"should no longer be listed," Mr.

Groumoutis explained:

If we had evidence other than invoices, that would suggest

that we actually made those wares, then we would consider it

as should no longer be listed. If we had no evidence, not

even invoice, or any other type of evidence that we ever did

those, then it should not have been listed. (Disc. Dep. at

208.)

10

The amendments were rejected by the Office as improperly filed and

were ultimately abandoned.

19

Opposition No. 91116242

This "other" evidence appears to have consisted essentially of

"discussions" with other individuals in the company to see if the

item had been "done" in the past, and if no documentary support

for the items could be found, they were deleted. (Disc. Dep. at

211.) Although this explanation is quite confusing, Mr.

Groumoutis had earlier stated that the decision to delete

particular goods meant that the goods were not being sold in 1997

when the application was filed. (Disc. Dep. at 209.) Mr.

Groumoutis admitted that under the TUNDRA SPORT mark, mitts and

skirts "had never been sold" and that, except for pants, all of

the goods in the '997 registration "should never have been"

listed. (Disc. Dep. at 214, 220.)

In explaining why he included an overly expansive listing of

goods in the registrations, Mr. Groumoutis said:

Because we felt that we had been using that in the past, and

a lot of time, ...the declarations that would come up to us

for signature, we had made an assumption, that because they

are coming from our law firm, and because they would have

got it from somewhere, that they got to be accurate. There

was cursory reviews done with the plant manager, did we make

these, and he would say, yeah, we made them.

What was not, in hindsight, in sitting here today, was that

we did not suggest a timeframe when was it made, can, and,

the other thing that we didn't do was, to who did we sell it

to, and do we have invoices to support those things?...And

hence, that's where the errors occurred, and why we filed an

amendment about year ago. (Disc. Dep. at 165.)

And further that,

Because we thought at that time that we had, because we had

done it, we could have done it eight years ago, we could

20

Opposition No. 91116242

have done it ten years ago. We relied on, I relied on, on

the director of manufacturing, his knowledge. And that's

why we did it. (Disc. Dep. at 165.)

DECISION

Fraud in obtaining a trademark registration occurs "when an

applicant knowingly makes false, material representations of fact

in connection with his application." Torres v. Cantine

Torresella S.r.l, 808 F.2d 46, 1 USPQ2d 1483, 1484 (Fed. Cir.

1986); Mister Leonard Inc. v. Jacques Leonard Couture Inc., 23

USPQ2d 1064, 1065 (TTAB 1992) ("Thus, according to Torres, to

constitute fraud on the PTO, the statement must be (1) false, (2)

a material representation and (3) made knowingly."). See also

Medinol Ltd. v. Neuro Vasx Inc., 67 USPQ2d 1205 (TTAB 2003) ("A

Trademark applicant commits fraud in procuring a registration

when it makes material representations of fact in its declaration

which it knows or should know to be false.").

Fraud must be proven with clear and convincing evidence, and

any doubt must be resolved against a finding of fraud. See Giant

Food, Inc. v. Standard Terry Mills, Inc., 229 USPQ 955, 962 (TTAB

1986) and cases cited therein. Furthermore, fraud will not lie

if it can be proven that the statement, though false, was made

with a reasonable and honest belief that it was true. See

Woodstock's Enterprises Inc. (California) v. Woodstock's

Enterprises Inc. (Oregon), 43 USPQ2d 1440 (TTAB 1997).

21

Opposition No. 91116242

Mr. Wang and Mr. Yarnell each represented in a verified

statement that the mark is in current use in commerce.

The critical question is whether the marks were in use in

connection with the identified goods as of the May 17, 1997

filing date of the use-based applications and as of the February

3, 2000 filing date of the statement of use in the intent-to-use

application. If the mark was in current use, then the first use,

even if false is not fraud. See Colt Industries Operating Corp.

v. Olivetti Controllo Numerico S.p.A., 221 USPQ 73, 76 (TTAB

1983) ("The Examining Attorney gives no consideration to alleged

dates of first use in determining whether conflicting marks

should be published for opposition.").

We first consider whether the statements of current use in

the applications and the statement of use were false.

It is clear from the record that the marks were not in use

on, at a minimum, most, if not all, of the items of children's

clothing identified in each of the three registrations. With the

possible exception of children's sweaters, it is clear that no

children's clothing was being sold in the United States as of the

relevant dates of filing.

We further note that the invoices (dated 1993-2002) for

which a spec sheet is associated, do not show sales of any items

of children's clothing and further, no children's clothing is

shown in any of opposer's catalogues or line books. In fact,

22

Opposition No. 91116242

contrary to opposer's contention, none of the documentary

evidence of record substantiates any use of either mark in

connection with children's clothing at any time, let alone as of

the relevant filing dates.11

As to other items of clothing, Mr. Groumoutis admitted

that the mark TUNDRA SPORT was never used on undergarments.

Further, in opposer's responses to third request for admissions

(nos. 36-45, 53, 57-72, 76-81) signed by opposer on December 21,

2001, opposer admitted that TUNDRA SPORT was not used in commerce

as of the filing of the statement of use in connection with the

following goods:

men's, ladies' or children's mitts, ladies' and children's

skirts, ladies' and children's dresses, men's, ladies' and

children's tank tops, men's, ladies' and children's leisure

suits, ladies' slacks, ladies' and children's jump suits,

ladies' and children's blouses, men's, ladies' and

children's socks, men's, ladies' and children's scarves,

men's and children's neckwear, men's, ladies' and children's

footwear, men's, ladies' and children's sleepwear, men's,

ladies' and children's belts.

Thus, the statements that the marks were in current use in

commerce on the goods identified in the three registrations were

false. Moreover, the false statements were material to the

issuance of the registrations. There is no question that the

USPTO would not have granted registrations covering goods on

which the mark is not being used.

11

The evidence allegedly shows, according to opposer, that all of the

listed products were actually made and/or sold.

23

Opposition No. 91116242

We turn then to the question of whether opposer committed

fraud when it signed the applications and statement of use

declaring that the marks are in current use in commerce.

Mr. Wang, who signed the underlying applications for these

registrations, did not personally know, at the time of signing,

whether or not certain of the identified goods, specifically,

hats and coats, were being sold under the TUNDRA mark in the

United States. He also stated that to his personal knowledge

hats, jackets, coats and shorts were not being sold under the

TUNDRA SPORT mark in the United States. Mr. Wang relied on Mr.

Groumoutis's representation that the applications were accurate.

However, that representation turned out to be false.

It is opposer's contention that the false statement was the

result of an honest mistake, and not due to any fraudulent

intent; that opposer was making and selling a variety of clothing

items; that the evidence, including invoices and spec sheets,

shows that all of the listed products were actually made and/or

sold by Standard Knitting, and substantiates the first use dates

for each of its challenged registrations; that opposer did not

know or understand the legal meaning of "use in commerce" and

that its understanding of use was that the item was made or was

sold; and that opposer had a reasonable belief, after making

inquiries, that the marks were being used with the listed goods.

As to the statement of use, opposer argues that it was filed on

24

Opposition No. 91116242

the basis of a mistaken belief that use was being made; that Mr.

Yarnell also had a belief that the mark was being used since it

was received from Ms. Schroeder to be signed; and that the mark

was in use with at least some goods as of the statement of use

date.

Mr. Groumoutis's asserted mistake, assuming it truly was a

mistake, was not a reasonable one. The language in the

application that the mark "is now in use in commerce" is clear,

and its meaning is unambiguous. It was not reasonable for Mr.

Groumoutis to believe that if the items of clothing were ever

made or sold, even if the last sale took place 20 years ago, it

would support a claim that the mark "is" in use on the goods.12

Further, opposer's claim that the mistake was innocent is

not credible. When Mr. Groumoutis was asked if he recalled ever

being advised by any lawyer that in order to claim that a mark is

being used in the United States, there has to be bona fide use in

the ordinary course of trade, he responded "Not in those exact

words, as you have indicated, but I understood it, that you had

to have used the mark before you can place a registration on it"

(Disc. Dep. at 142). Then, when asked, "When did you acquire the

understanding that a mark had to be used in the United States?"

12

Also, as a person who is familiar with the apparel industry, Mr.

Groumoutis must have understood that "children's" clothing is not

defined by age (under the age of 18 as he originally claimed) but

rather by size.

25

Opposition No. 91116242

Mr. Groumoutis answered "I guess in, when the first instance, in

my dealings with trademark matters. ...After 1993." (Disc. Dep.

at 142.)

Mr. Groumoutis clearly understood, prior to filing the

applications, that "use" of a mark meant use in the United

States. Given that none of Standard Knitting's clothing was made

in the United States, Mr. Groumoutis could not have honestly

believed that "use" simply meant that the goods were "made."

This is not a situation where opposer misunderstood the

significance of the statements it signed. Rather, opposer

disregarded the significance.

Considering that Mr. Groumoutis did not personally know

whether the marks were in use on children's clothing in the

United States, he was obligated to inquire and to the extent he

did inquire, by looking at prior registrations, relying on his

attorney's representations, and asking Mr. Sacco and/or Mr. Rentz

whether the goods were ever made or sold, those inquiries were

grossly insufficient.13 See Medinol, supra at 1209 ("Statements

made with such degree of solemnity clearly are — or should be —

investigated thoroughly prior to signature and submission to the

USPTO.").

13

The case of Kingsdown Med. Consultants Ltd. v. Hollister, Inc., 863

F.2d 867, 9 USPQ2d 1384 (Fed. Cir. 1988) cited by opposer is not

applicable here. See Minnesota Mining & Manufacturing Co. v. Shurtape

Technologies Inc., 62 USPQ2d 1606 (DC Minn 2002) (providing that

reliance on patent cases to resolve issues of trademark fraud is

misplaced).

26

Opposition No. 91116242

As to the statement of use, it is clear that Mr. Yarnell had

no idea which, if any, of the listed items were being sold in the

United States and that when Ms. Schroeder delivered the statement

of use to Mr. Yarnell for signature she made no representations

as to its accuracy. Mr. Yarnell signed the document stating that

TUNDRA SPORT is used on children's clothing, among other items of

clothing, when he knew or should have known that the mark was not

being used on those goods. Opposer is charged with knowing what

it is signing and by failing to make any appropriate inquiry, Mr.

Yarnell signed the statement of use with a "reckless disregard

for the truth." See Medinol, supra.

The specific or actual intent of Mr. Wang and Mr. Yarnell is

not material to the question of fraud. As stated in General Car

and Truck Leasing Systems, Inc. v. General Rent-A-Car Inc., 17

USPQ2d 1398, 1400 (S.D. Fla. 1990), "proof of specific intent to

commit fraud is not required, rather, fraud occurs when an

applicant or registrant makes a false material representation

that the applicant or registrant knew or should have known was

false."14 See also Medinol, supra.

14

It is important to note that the United States Patent and Trademark

Office relies on the thoroughness, accuracy and honesty of each

applicant. In general, the Office does not inquire as to the use of

the mark on each good listed in a single class and only requires

specimens of use as to one of the listed goods, relying on applicant's

declaration with regard to use on the other listed goods. TMEP

Sections 806.01(a) and 904.01(a) (4th ed. 2005). Allowing registrants

to be careless in their statements of use would result in registrations

improperly accorded legal presumptions in connection with goods on

27

Opposition No. 91116242

We find that opposer committed fraud on the USPTO in

procuring each of the three registrations. Accordingly the

registrations will be cancelled in their entireties. Fraud

cannot be cured by the deletion of goods from the registrations.

See Medinol, supra.

If opposer should ultimately prevail in any appeal of this

decision, we find in the alternative that the registrations would

in any event require restriction. Based on the record, it is

clear that certain goods must be deleted from the registrations.

In this regard, we have also considered opposer's testimony that

the items sought to be deleted by amendment should not be

included in the registrations.

In addition to the deletion of goods, the record further

shows that opposer would not be entitled to the 1969 date of

first use of TUNDRA asserted in Registration 2268109. Mr.

Groumoutis was not employed by the company until 1991 but he

based that date on "discussions" with other employees, an undated

advertisement appearing in a Canadian publication which Mr.

Groumoutis identified as dating back to 1968, and a hang tag

which he identified as being used since the 1960s. The

discussions are hearsay, Mr. Groumoutis did not know whether the

publication or the advertisement reached the United States, and

which the mark is not used.

28

Opposition No. 91116242

it is unclear whether the goods to which the hang tags were

applied were sold in the United States. The invoices (and

associated spec sheets), the only competent evidence of early

use, show sales of sweaters and shirts under the TUNDRA mark in

1993.15

Based on our review of the record, should Standard Knitting

ultimately prevail on the issue of fraud, we find that the

registrations should be restricted as follows:16

Registration No. 2268109 will be restricted to "men's and

ladies' clothing, namely sweaters, vests, and shirts." The dates

of first use in this registration will be changed to 1993.

Registration No. 2268110 will be restricted to "men's and

ladies' clothing, namely sweaters, jackets, t-shirts and vests."

Registration No. 2408997 will be restricted to "men's and

ladies' pants."

LIKELIHOOD OF CONFUSION

As fraud only relates to the acquisition of the

registrations, opposer is still entitled to rely on its common

law rights in asserting its claim of likelihood of confusion in

15

Opposer has stated in its brief that the Board may restrict the

registrations to conform to the documentary evidence of record.

16

We have construed applicant's claim that the marks have not been in

continuous use on the goods as part of the fraud claim and not a

separate abandonment claim. However, we have taken continuous use into

account in determining the extent to which the registrations should be

restricted.

29

Opposition No. 91116242

the opposition. See Volkswagenwerk AG v. Wheeler, 814 F.2d 812,

2 USPQ2d 1264 (1st Cir. 1987).

In order to establish priority based on common law rights,

opposer's burden is to demonstrate by a preponderance of the

evidence proprietary rights in TUNDRA and TUNDRA SPORT for

clothing prior to June 1, 1998, the filing date of applicant's

intent-to-use application. See, e.g., Eastman Kodak Co. v. Bell

Howell Document Management Products Co., 994 F.2d 1569, 26 USPQ2d

1912 (Fed. Cir. 1993); and NASDAQ Stock Market Inc. v. Antartica

S.r.l., 69 USPQ2d 1718 (TTAB 2003).

Prior common law rights in a mark may be established through

use of the designation in connection with a product in commerce

in a manner analogous to trademark use, i.e., through use in

advertising, use as a trade name, or any other manner of public

use.17 See Otto Roth & Co. v. Universal Foods Corp., 640 F.2d

1317, 209 USPQ 40 (CCPA 1981); and Jim Dandy Co. v. Martha White

Foods, Inc., 458 F.2d 1397, 173 USPQ 673 (CCPA 1972).

The testimony shows that opposer's invoices represent actual

sales of clothing in the United States, and that they identify

customers in the United States to whom the goods were sold and

the dates of such sales. When the invoices are viewed in

conjunction with the spec sheets that describe the garments and

17

Opposer's reference to a family of marks in its brief, will not be

considered as this claim was neither pleaded nor tried by the parties.

30

Opposition No. 91116242

the mark that appeared thereon, we find the evidence sufficient

to establish opposer's prior and continuous use in the United

States of TUNDRA since 1993 and TUNDRA SPORT since 1994, in

connection with clothing, including sweaters and shirts.18

Thus, we turn to the question of likelihood of confusion

between applicant's mark TUNDRA for "automobiles and structural

parts thereof" and opposer's marks TUNDRA and TUNDRA SPORT for

clothing. Our determination under Section 2(d) is based on an

analysis of all of the probative facts in evidence that are

relevant to the factors bearing on the likelihood of confusion

issue, including the similarities or dissimilarities between the

marks and the similarities or dissimilarities between the goods.

In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563

(CCPA 1973).

Applicant's mark TUNDRA is identical in sound and appearance

to opposer's mark TUNDRA and virtually identical in sound and

appearance to opposer's TUNDRA SPORT. The respective marks

convey somewhat different meanings and commercial impressions in

connection with clothing and automobiles. According to the

dictionary entry supplied by the parties, the term "tundra" is

18

Contrary to opposer's assertion, there is no evidence of prior use on

leather products such as wallets, or accessories such as belts, and in

any event common law use on such items has not been pleaded by opposer.

Further, as indicated earlier, evidence regarding the unpleaded mark or

registration for TUNDRA TEX will not be considered. Any references in

opposer's briefs to that mark or to another unpleaded mark, TUNDRATEC,

to which applicant has also objected, have not been considered.

31

Opposition No. 91116242

defined as "a level or rolling treeless plane that is

characteristic of arctic and sub arctic regions, consists of

black mucky soil with a permanently frozen subsoil...." While

TUNDRA as applied to clothing and particularly sweaters, suggests

protection against the elements, TUNDRA for automobiles suggests

the ruggedness of the vehicles or their suitability for rough

terrain. It can also be seen that TUNDRA is not an arbitrary or

fanciful mark in the context of opposer's goods but rather is

suggestive of opposer's goods.

Opposer argues that its marks are strong, and have had "wide

exposure," and that they are entitled to a broad scope of

protection. According to the record, however, exposure of the

TUNDRA and TUNDRA SPORT marks, if any, has been primarily to the

trade, not to the ultimate consumer. Opposer testified that it

advertises and promotes its clothing to the public through

catalogues, over the Internet, in newspapers, magazines and

cooperative advertisements, and through the use of its marks on

packaging for the clothing and point of purchase displays.

However, the extent of such advertising to consumers in the

United States is unknown and cannot be determined from the

record. There is for the most part no testimony as to whom or at

least to what extent any clothing catalogues were distributed.

Opposer has submitted an example of its cooperative advertising

32

Opposition No. 91116242

from 2001 with no indication as to often such ads might have run

or how many customers it might have reached.19

Mr. Groumoutis testified that "in some years" its

advertising expenditures "could be anywhere from five to eight

percent of our gross revenue" and that for the current year

(presumably 2002) it would be "in the mid or upper mid six

figures." (Test., July 2002, at 19.) This figure is

unsubstantiated, but more important there is no indication as to

whether or to what extent that figure reflects advertising in the

United States and directed to consumers.

Mr. Groumoutis also testified that opposer sells its

clothing to department stores and apparel shops in the United

States such as J.C. Penney, Jacobson's, Dillard's, Target, and

Marshall Fields and through catalogue companies such as Norm

Thompson and Bachrach, and that opposer presently has about 1600

retail customers. He also stated that opposer's clothing was

sold through its own retail store which was open for two years

from 1999-2001. There is also evidence that in one instance

opposer sold its clothing through the Green Bay Packers ProShop

catalogue (2000-2001)20 and also in connection with the 1994 World

19

Other evidence consisting of catalogues featuring TUNDRA clothing

worn by the sports figures John Elway and Bobby Hull, to the extent we

can determine, were only distributed to the trade, not to the public,

and possibly not in the United States.

20

Applicant's objection to the Green Bay Packers catalogue (Exhibit 66)

on the basis of lack of foundation is overruled. Mr. Groumoutis

33

Opposition No. 91116242

Cup Soccer Tournament. Again, however, there is no evidence of

volume of sales generated from any of these activities.21

Opposer's testimony regarding the number of units sold

annually22 as of "right now" in the United States (Test. at 110,

July 26, 2002) is not particularly meaningful without a context

for that figure or a dollar amount to associate with it.23 Also,

that figure represents the number of units sold to retailers, not

to ultimate consumers.

In addition, there is no evidence that consumers were

motivated to purchase opposer's TUNDRA SPORT clothing through the

testified from personal knowledge that the clothing shown in the

catalogue is representative of the TUNDRA SPORT products that were

specifically made by opposer for the Green Bay Packers to sell. The

letter "G" appears on the front of the items and they contain a TUNDRA

SPORT neck label. Although Mr. Groumoutis had nothing to do with the

preparation of the catalogue itself and had no direct knowledge of its

distribution, opposer provided information for the TUNDRA SPORT

clothing that appears in the catalogue, and had personal knowledge that

those particular products were for the most part sold through the

catalogues and that they sold very well. However, we agree with

applicant that the testimony as to where, other than through the

catalogue, the clothing was sold, is hearsay and lacking in foundation.

21

Mr. Groumoutis testified during his January 15, 2002 discovery

deposition regarding the number of catalogues distributed by one of

opposer's customers but he could not identify the customer or the time

period and did not identify whether it was a retail or wholesale

customer.

22

The actual figures are confidential and subject to a protective

order.

23

Opposer points to several invoices evidencing sales to the identified

retail stores but we cannot possibly draw any meaningful conclusions

about total sales from this evidence. Opposer's unsupported assertion

in its reply brief regarding the cost per unit of opposer's clothing

has been given no consideration. The portion of Mr. Groumoutis's

discovery deposition which allegedly supports this assertion has not

been made of record.

34

Opposition No. 91116242

Green Bay Packers ProShop catalogue and in connection the 1994

World Cup Soccer Tournament by recognition of opposer's mark or

anything other than the opportunity to wear clothing with a Green

Bay Packers logo or a World Cup logo.

Opposer's evidence as a whole falls far short of

establishing that TUNDRA and TUNDRA SPORT have achieved any

degree of strength and recognition in the consumer market, or

that opposer's mark is entitled to a broad scope of protection.

In view of the suggestive quality of opposer's marks in

connection with clothing, the marks are entitled to a more

limited scope of protection than arbitrary or fanciful marks.

We turn then to the question of whether applicant's goods

and opposer's goods are sufficiently related and/or whether the

circumstances surrounding the marketing of the goods are such

that purchasers encountering them would, in view of the

similarity of the marks, mistakenly believe that the goods

emanate from the same source. See Monsanto Co. v. Enviro-Chem

Corp., 199 USPQ 590 (TTAB 1978); and In re International

Telephone & Telegraph Corp., 197 USPQ 910 (TTAB 1978). Even if

the marks are identical, if these conditions do not exist,

confusion is not likely to occur. See, e.g., Nautilus Group Inc.

v. ICON Health and Fitness Inc., 71 USPQ2d 1173, 1185 (Fed. Cir.

2004); In re Unilever Limited, 222 USPQ 981 (TTAB 1984); and In

re Fesco, Inc., 219 USPQ 437 (TTAB 1983).

35

Opposition No. 91116242

Opposer's clothing and applicant's automobiles are vastly

different goods and opposer has failed to show that they are

related. Despite any overlap in purchasers, there is no

persuasive evidence that such purchasers would expect these

vastly different goods to emanate from the same source.

Opposer argues that the goods are "inherently" related,

contending that automobile manufacturers often use the same

trademarks on automobiles and clothing; that it is common for

automobile manufacturers to sell both automobiles and clothing

and that clothing manufacturers use marks used for their clothing

in connection with the sale of automobiles;24 and that it is the

practice of the automobile industry, including Toyota, to use the

same trademarks on both automobiles and clothing.

In support of these contentions, opposer has submitted a

number of third-party registrations of marks which, in each

instance, are registered for both clothing and automobiles;25

24

The cases cited by opposer, including Jaguar Cars, Ltd. v. Skandrani,

771 F.Supp. 1178, 18 USPQ2d 1626 (SD Fla 1991), cannot be relied on by

opposer as proof of the facts found therein.

25

Opposer introduced most of these registrations by notice of reliance.

Several other third-party registrations, as well as two pending

applications, were introduced during the testimony deposition of Mr.

Groumoutis on July 23, 2002 as Exhibits 84-89. Applicant has objected

to these exhibits on the ground of lack of foundation. In view of the

purpose for which this evidence is offered, the objections are

sustained. The applications/registrations are all admissible as

official records of the USPTO, but only for what they show on their

face. Mr. Groumoutis's testimony regarding the entities to whom the

registrations were granted and his speculative and unsupported

assertions as to the nature of their business activities will not be

36

Opposition No. 91116242

companies; and evidence of applicant's purported sales of

clothing under the mark TUNDRA.26

The relevant question is whether purchasers would perceive

goods as diverse as clothing and automobiles as emanating from

the same source. See Shen Manufacturing Co., Inc. v. The Ritz

Hotel Limited, 393 F.3d 1238, 73 USPQ2d 1350 (Fed. Cir. 2004).

Third-party registrations may have some probative value to the

extent that they serve to suggest that the listed goods are of a

type which may emanate from a single source. However, this

considered. Further, the applications are not proof of anything except

that they were filed on a particular date. They are not proof, as

opposer claims, that applicant herein is the owner of the applications.

26

Opposer's additional evidence is either irrelevant or inadmissible

for opposer's intended purpose. The Lexis/Nexis articles (submitted by

notice of reliance) are hearsay as to Toyota's and/or any third-party

merchandising activities. The third-party website materials (Exhibit

90, Buick.com, and Exhibit 91, Autos.Yahoo.com), introduced to show

affiliations of clothing designers with automobile companies, have been

properly authenticated and are admissible for what they show on their

face. However, opposer has laid no foundation for offering reliable

testimony about the companies identified in these materials or the

purported business activities of those companies, the practice in the

industry or that the public would be aware of that practice. Further,

this evidence is not competent to prove, as opposer claims, that

"Toyota may have a tendency to 'overwhelm' the senior user Standard

Knitting." (Reply to Applicant's Statement of Objections at 7.)

Opposer's request that the Board take judicial notice of the additional

third-party website materials attached to its reply brief is denied.

These materials are clearly not proper subject matter for judicial

notice. See Michael S. Sachs Inc. v. Cordon Art B.V., 56 USPQ2d 1132

(TTAB 2000). Further, applicant objected to introduction of these

materials at the oral hearing. Opposer's evidence that the Lexus

division of Toyota Motor Sales, U.S.A. has used COACH (leather

products) to promote some of its automobiles, although admissible

(through applicant's responses to discovery requests) is irrelevant to

the question of whether the parties' clothing and automobiles are

related goods.

37

Opposition No. 91116242

evidence is insufficient to convince us, as opposer claims, that

its clothing will be perceived by consumers as emanating from or

sponsored by applicant. Third-party registrations are not proof

of sales of the products shown therein; nor are they evidence

that the marks shown therein are in use or that the public is

familiar with them, or even aware of them. See AMF Inc. v.

American Leisure Products, Inc., 474 F.2d 1403, 177 USPQ 268

(CCPA 1973).

To the extent applicant itself offers clothing, the evidence

shows that the clothing is marketed under TOYOTA TUNDRA, not

TUNDRA alone. In any event, there is no evidence in the record

to establish that such goods typically emanate from companies

that sell automobiles or that purchasers would naturally expect

both products to emanate from the same source.

Opposer, citing Tuxedo Monopoly, Inc. v. General Mills Fun

Group, Inc., 648 F.2d 1335, 209 USPQ 986 (CCPA 1981), and

asserting the existence of reverse confusion, argues that "famous

marks, like Toyota TUNDRA based on Toyota's boasted sales and

advertising allegations are frequently used on clothing." Reply

Brief at 2. An important factor in the Tuxedo Monopoly case was

the fame of the mark ("...MONOPOLY may properly be termed a

'famous' mark. ...[I]t is a matter of common knowledge that

famous marks are frequently used on items such as clothing...").

Supra at 988. Obviously, a famous mark is more likely to be

38

Opposition No. 91116242

associated by the purchasing public with a greater breadth of

goods or services. See Dan Robbins & Associates, Inc. v. Questor

Corp., 559 F.2d 1009, 202 USPQ 100 (CCPA 1979). It is clear

opposer's marks are not famous. As to applicant's mark, the

applied-for mark is TUNDRA, not "TOYOTA TUNDRA." The strength or

fame of "TOYOTA TUNDRA" is not the issue in this case. To

whatever extent fame has attached to the name TOYOTA, there is no

showing that any such fame extends to the mark TUNDRA.27

Further, the parties' very different products are sold in

completely different marketing environments. Opposer's clothing

is sold through the customary channels for such goods such as

apparel shops and department stores. Applicant's automobiles, on

the other hand, are sold through automobile dealerships, not

customary channels of trade for clothing. The marks for these

goods would not be encountered by purchasers under marketing

conditions that would give rise to a likelihood of confusion.

Opposer, however, argues that the channels of trade for

clothing and automobiles overlap in that both parties market

their products over the Internet.28 In support of this

27

Opposer argues that registration of TUNDRA for automobiles would

wrongfully preclude opposer from expanding its TUNDRA name to

automobiles as other clothing manufacturers have done. Among other

problems with this argument, there is no persuasive evidence of any

genuine intent by opposer to license its marks for use on automobiles.

28

We see no support in the record for opposer's claim that applicant

also markets its automobiles through professional sporting events.

39

Opposition No. 91116242

contention, opposer has introduced printouts of pages from the

eBay auction website showing that clothing and vehicles can both

be found on the website.29 First, while applicant may promote its

vehicles over the Internet, Mr. Bastien has testified that

applicant does not sell them over the Internet. Further, simply

because automobiles and clothing may both be marketed over the

Internet does not lead to the conclusion that the goods would

emanate from the same source. The fact that opposer could enter

the word "tundra" on the eBay search engine and pull up what

appears to be a randomly ordered listing of hundreds of "tundra"

goods, including cars and car parts, clothing, duck decoys,

cereal bowls and underwater photo equipment,30 is clearly not

proof that all these goods move in the same channels of trade or

that they would all be perceived as emanating from a common

source. The evidence does not establish that clothing and

automobiles are related or that their sale even under identical

marks would be likely to cause confusion. See Champion

29

Applicant has objected to this evidence (Exhibits 334 and 340).

These exhibits have been authenticated but are only admissible for what

they show on their face and not for the purpose of showing that they

display opposer's and/or applicant's products. Mr. Groumoutis did not

place the item(s) on the eBay website and did not know who did. As to

Exhibit 334, applicant's objection based on opposer's failure to

produce the documents in response to discovery is overruled as Mr.

Groumoutis testified that he retrieved these documents only shortly

before his testimony deposition.

30

There is no explanation for the order of the listings.

40

Opposition No. 91116242

International Corporation v. Genova, Inc., 199 USPQ 301 (TTAB

1978).

It is true that the purchasers of opposer's clothing are

ordinary consumers and that those same consumers would also be

the purchasers of applicant's automobiles. At the same time,

however, it is clear that automobiles are expensive and would

only be purchased after careful consideration, thereby reducing

the risk of confusion.

Opposer's vague hearsay accounts of alleged instances of

actual confusion are of no probative weight. Further, opposer

has not explained how the records of telephone calls to

applicant's company show any manner of actual confusion, and we

find that they do not.

In view of the foregoing and our finding that opposer's

marks are entitled to a more limited scope of protection than

arbitrary or fanciful marks, and since opposer has provided no

persuasive evidence that automobiles on the one hand and clothing

on the other are related goods, the protection of opposer's marks

should not extend beyond opposer's clothing to automobiles.

Accordingly, we find that the contemporaneous use of the marks in

connection with the respective goods is not likely to cause

confusion.

Decision: The counterclaims for cancellation of opposer's

registrations on the ground of fraud are sustained. Registration

41

Opposition No. 91116242

Nos. 2268109, 2268110 and 2408997 will be cancelled in due

course. The opposition on the ground of likelihood of confusion

is dismissed.

42

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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