deciding on a motion for summary judgment not to consider two written statements attached to plaintiff’s First Amended Complaint and not the operative Fourth Amended Complaint
How later courts described this case
- deciding on a motion for summary judgment not to consider two written statements attached to plaintiff’s First Amended Complaint and not the operative Fourth Amended Complaint
- finding the district court “should have considered the new allegations contained in the response to the motion to substitute and dismiss”
- “[U]nder the FDA’s regulatory scheme it is not the pharmaceutical companies that are charged with ensuring trial participants’ well being.”
- finding “Diocese [(principal)] is not liable under an agency theory” because “intentional infliction of emotional distress [is] not within the scope of employment of a priest [(agent)].”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
PATTI JO GRAW, )
)
Plaintiff, )
)
v. ) No. 4:25 CV 1033 RWS
)
ELI LILLY AND COMPANY, )
)
Defendant. )
MEMORANDUM AND ORDER
Plaintiff Patti Jo Graw (“Graw”) filed this lawsuit and proceeds pro se. She
brings this action against Defendant Eli Lilly and Company (“Eli Lilly”), alleging
violations of state and federal law related to her participation in a clinical drug
trial. Eli Lilly moves to dismiss Graw’s Amended Complaint pursuant to Rules
12(b)(6) and 12(b)(5) of the Federal Rules of Civil Procedure. For the reasons set
forth below, I will grant Eli Lilly’s Motion.
Background
Taken as true for the purposes of this motion, Graw’s Amended Complaint
against Eli Lilly alleges the following facts. See ECF. No. 6 at 7. Graw
participated in a diabetic clinical trial conducted by Study Metrix, LLC (“Study
Metrix”) in St. Peters, MO, from August 2023 through December 18, 2023. Id. at
¶ 1. The clinical trial was sponsored, overseen, and funded by Eli Lilly. Id. Under
Eli Lilly’s trial protocol, Graw was repeatedly administered an investigational
drug. Id. at ¶ 2. She reported severe and worsening adverse effects, including
vomiting up to 18 times per day, extreme dehydration, critically low potassium,
and weakness. Id. Study Metrix staff, acting under Eli Lilly’s authority, instructed
Graw to continue the drug and discouraged hospital visits. Id.
According to Graw, Eli Lilly, as sponsor of the trial, failed to ensure proper
participant monitoring, ignored urgent medical warnings, and allowed its
contracted trial site to withhold necessary care. Id. at ¶ 3. She alleges that this
neglect continued even after she submitted her written resignation from the study
on December 18, 2023. Id. She alleges that at one point in time, her attempts to
reach trial staff in urgent distress went unanswered because the Study Metrix office
was preparing for a Christmas party, as allegedly admitted by Dr. Timothy Smith.
Id. at ¶ 4. She claims that being unable to reach Study Metrix staff because they
were allegedly preparing for an office Christmas party was a gross disregard for
participant safety and directly violated federal clinical trial standards. Id.
Graw further alleges that she required three emergency room visits and
hospitalization at Progress West Hospital. After these visits, she alleges she was
diagnosed with esophagitis, gallstones, chronic dry mouth and eyes, and a benign
kidney tumor. Id. at ¶ 5. She alleges that none of these conditions existed before
the trial. Id. Her primary care provider allegedly confirmed that these conditions
arose only after Graw’s exposure to Eli Lilly’s drug. Id. She alleges that her
injuries are permanent and require lifelong medical care and that they were directly
caused by Eli Lilly’s negligence and reckless conduct in overseeing the clinical
trial. Id. at ¶ 6.
In addition to reviewing the allegations of her Complaint, it is important to
identify what Graw’s Complaint does not allege. Graw does not allege that privity
of contract or some other legally binding agreement existed between Eli Lilly and
Study Metrix. She does not allege that she ever directly contacted Eli Lilly
regarding her condition. Nor does she allege that she sought medical advice and
treatment directly from Eli Lilly or any of its employees. Graw does not allege
that she had a physician-patient relationship with Eli Lilly, and nowhere does she
allege that Eli Lilly was the medical practitioner responsible for providing her with
informed consent.
Additionally, Graw does not allege that Eli Lilly engaged in extreme and
outrageous conduct that was only intended to cause her emotional distress or that
such conduct caused her physical symptoms. She does not allege that she incurred
injuries because of a defect in the drug that was administered during the clinical
trial. Nor does she allege that Eli Lilly should be held strictly liable for a defective
drug or was negligent in manufacturing it, designing it, or failing to make certain
warnings. Moreover, Graw does not allege that Eli Lilly violated any particular
FDA regulation, and she does not allege that a specific FDA regulation gives her a
private right to sue or creates a legal duty on behalf of Eli Lilly.
In her original Complaint filed in this Court, Graw brought claims against
Eli Lilly and Study Metrix, asserting diversity jurisdiction under 28 U.S.C. § 1332.
ECF. No. 1. On July 15, 2025, I entered an Order directing Graw to show cause
why her action should not be dismissed for lack of subject matter jurisdiction
because both Graw and Study Metrix are citizens of Missouri, which would defeat
diversity jurisdiction under § 1332. ECF. No. 3. Graw responded by requesting
permission to voluntarily dismiss Study Metrix and file an amended complaint.
ECF. No. 4. I granted Graw’s request, and she filed her Amended Complaint on
August 13, 2025.
In support of its motion, Eli Lilly notes that Graw filed a petition against
Study Metrix Research, LLC and Dr. Timothy Smith in the Circuit Court of St.
Charles County. Eli Lilly states that on October 6, 2025, the state court dismissed
Graw’s initial petition for failure to state a claim. ECF. No. 13 at 5 n.3. Eli Lilly
fails to mention, however, that the state court granted Graw leave to amend her
petition prior to December 1, 2025. The state court case is ongoing. See Case No.
2511-CC00920.
In her Amended Complaint, Graw brings seven claims against Eli Lilly:
negligence (Count I); medical malpractice (Count II); lack of informed consent
(Count III); intentional infliction of emotional distress (Count IV); reckless
infliction of emotional distress (Count V); products liability (Count VI); and
violations of FDA clinical trial regulations (Count VII). ECF. No. 6 at 5.
Graw seeks actual damages of $2,500,000 for “past current and future
medical care loss of income and diminished quality of life” and punitive damages
of $5,000,000. Id. at 7. She also seeks “compensation for emotional distress pain
and suffering.” Id. at 7-8.
On November 21, 2025, Eli Lilly moved to dismiss Graw’s Amended
Complaint for failure to state a claim pursuant to Rule 12(b)(6) and for insufficient
service of process pursuant to Rule 12(b)(5).1
Legal Standard
The purpose of a motion to dismiss under Rule 12(b)(6) is to test the legal
sufficiency of the complaint. In ruling on such a motion, I must accept all factual
allegations in the complaint as true and view them in the light most favorable to the
plaintiff. Hager v. Arkansas Dep’t. of Health, 735 F.3d 1009, 1013 (8th Cir. 2013).
But I may not “presume the truth of legal conclusions couched as factual
1 As an alternative ground for dismissal, Eli Lilly moves to dismiss pursuant to Rule 12(b)(5) for insufficient service
of process. ECF. No. 12 at 13-14. Eli Lilly states that it was not served a copy of the Amended Complaint and was
instead served only a copy of the original Complaint in this case. Because I have evaluated the merits of Eli Lilly’s
Rule 12(b)(6) motion, I will not direct the Court to re-serve Eli Lilly. “[W]hen service is improper, it is within the
district court's discretion to either (1) dismiss the suit, or (2) retain the suit, quash service, and allow the plaintiff to
re-serve the defendant.” United States ex rel. Murrill v. Midwest CES, LLC, No. 4:21-CV-00371-DGK, 2023 WL
2815863, at *3 (W.D. Mo. Apr. 6, 2023) (citing Adams v. AlliedSignal Gen. Aviation Avionics, 74 F.3d 882, 886 (8th
Cir. 1996); see also Lamb v. Bank of Am., N.A., No. 4:11-CV-819 CAS, 2012 WL 87146, at *2 (E.D. Mo. Jan. 11,
2012) (considering defendants’ arguments for insufficient service of process waived “because defendants also move
to dismiss plaintiffs’ claims on the merits”).
allegations.” Id. (citing Papasan v. Allain, 478 U.S. 265, 286 (1986)). Although I
also must generally ignore materials outside the pleadings, I may consider
“materials that are necessarily embraced by the pleadings and exhibits attached to
the complaint.” Mattes v. ABC Plastics, Inc., 323 F.3d 695, 697 n. 4 (8th Cir.
2003).
To survive a motion to dismiss under Rule 12(b)(6), a plaintiff need not
provide “detailed factual allegations” but must provide “sufficient factual matter,
accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009). A claim is plausible on its face when the plaintiff
pleads sufficient facts to allow me to draw “the reasonable inference that the
defendant is liable for the misconduct alleged.” Id. This requires a complaint to
contain enough factual allegations “to raise a right to relief above the speculative
level.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). A threadbare recital
of the elements of a cause of action, supported merely by conclusory allegations, is
not sufficient. Iqbal, 556 U.S. at 678.
Pro se complaints are to be liberally construed. Estelle v. Gamble, 429 U.S.
97, 106 (1976). However, pro se pleadings must still allege facts which, if true,
state a claim for relief as a matter of law. Martin v. Aubuchon, 623 F.2d 1282,
1286 (8th Cir. 1980). A “complaint should be found to raise a claim only ‘if the
essence of an allegation is discernable, even though it is not pleaded with legal
nicety.’” Topchian v. JPMorgan Chase Bank, N.A., 760 F.3d 843, 849 (8th Cir.
2014) (quoting Stone v. Harry, 364 F.3d 912, 915 (8th Cir. 2004)). The Court must
weigh all factual allegations in favor of the plaintiff, unless the facts alleged are
clearly baseless. Denton v. Hernandez, 504 U.S. 25, 32 (1992).
Discussion
Eli Lilly argues that Graw’s Amended Complaint should be dismissed because
it contains sparse, conclusory allegations that fail to state a plausible claim for
relief against Eli Lilly. Eli Lilly suggests that I may not consider new factual
allegations raised in Graw’s Response to its motion to dismiss. ECF. No. 21 at 8
(citing Al-Saadoon v. Barr, 973 F.3d 794, 805 (8th Cir. 2020); Marin v. TVS Supply
Chain Sols. N. Am., Inc., No. 4:24-CV-00901-JAR, 2024 WL 4826792, at *6 n.5
(E.D. Mo. Nov. 19, 2024)).
However, the Eighth Circuit held that when a plaintiff is proceeding pro se, the
district court must consider not only allegations made in the operative complaint,
but also new allegations made in a plaintiff’s response to a motion to dismiss. See,
e.g., Neudecker v. Boisclair Corp., 351 F.3d 361, 362 (8th Cir. 2003) (noting the
“district court must consider allegations made in response to motion to dismiss”);
Anthony v. Runyon, 76 F.3d 210, 214 (8th Cir. 1996) (finding the district court
“should have considered the new allegations contained in the response to the
motion to substitute and dismiss”); Pratt v. Corr. Corp. of Am., 124 F. App'x 465,
466 (8th Cir. 2005) (“[T]he district court was required to consider the allegations
not only in [plaintiff’s] pro se complaint, but also in…his response to defendants'
motion to dismiss”); Alexander v. Dep't of the Army - Army Bd. for Correction of
Mil. Recs., No. 4:23-CV-1468-RHH, 2025 WL 2780908, at *4 (E.D. Mo. Sept. 30,
2025) (“[W]hen evaluating a motion to dismiss a pro se plaintiff's complaint, the
Eighth Circuit requires district courts to consider both the allegations made in a
complaint and the allegations in the plaintiff's response to the motion to dismiss.”).
A. Count I: Negligence
Count I will be dismissed with prejudice.
Both Graw’s Amended Complaint and her Response to Eli Lilly’s motion are
devoid of any allegations attempting to show that privity of contract or some other
legally binding agreement existed between Eli Lilly and Study Metrix. She makes
no allegations that she ever directly contacted Eli Lilly regarding her condition.
Nor does she allege that she sought medical advice and treatment directly from Eli
Lilly or any of its employees. The lack of these allegations is fatal to Graw’s
negligence claim.
To plead a claim for negligence under Missouri law, a plaintiff must plausibly
allege “(1) a legal duty owed to the plaintiff by the defendant; (2) a breach of that
duty by the defendant; (3) proximate cause; and (4) injury to the plaintiff.”
Campbell v. Baxter Int'l, Inc., 697 S.W.3d 36, 42 (Mo. Ct. App. 2024) (citing
Thornburg v. Federal Express Corp., 62 S.W.3d 421, 427 (Mo. App. W.D. 2001)).
First, I find that Graw fails to plausibly allege that Eli Lilly owed her a legal
duty. Graw attempts to show that Eli Lilly owed her a duty of care as the sponsor
of the clinical trial. Under Missouri law, “foreseeability alone is not enough to
establish a duty…there must also be some right or obligation to control the activity
which presents the danger of injury.” Stitt by Stitt v. Raytown Sports Ass'n, Inc.,
961 S.W.2d 927, 930 (Mo. Ct. App. 1998). Graw alleges that Eli Lilly
“sponsored,” “oversaw,” and “funded” the trial and “failed to ensure proper
participant monitoring.” ECF. No. 6 at 7. She further alleges that Study Metrix
staff were acting “under Eli Lilly’s authority” and in accordance with “Eli Lilly’s
trial protocol” in administering the drug and responding to her requests for medical
advice and treatment. Id. These allegations are merely conclusory statements
about Eli Lilly’s alleged oversight role. Graw fails to plead any facts supporting
the claim that Eli Lilly had the right or obligation to direct her medical care solely
because she participated in one of its clinical trials. Graw does not cite any
authority that recognizes such a duty owed under Missouri law. See, e.g., Turner v.
ILG Techs., LLC, No. 2:21-CV-04192-NKL, 2022 WL 4543209, at *11 (W.D. Mo.
Sept. 28, 2022) (dismissing pro se plaintiff’s complaint where she “failed to
sufficiently allege, beyond mere conclusory statements, that [defendant] owed a
duty” under Missouri law).
Second, Graw’s Amended Complaint does not contain sufficient facts to plead
that an agency relationship existed between Eli Lilly and Study Metrix regarding
the clinical trial. Eli Lilly notes that Study Metrix is an “independent trial site” by
design, which “ensure[s] the integrity and reliability of research results.” ECF. No.
13 at 3 n.2 (citing Suthers v. Amgen Inc., 441 F. Supp. 2d 478, 487-88 (S.D.N.Y.
2006). Even if Graw plausibly alleged that Eli Lilly “controlled” Study Metrix and
its administration of the clinical trial, [“t]he right to control the alleged agent is not
sufficient to establish an agency relationship.” Wallace v. Pharma Medica Rsch.,
Inc., No. 4:18-CV-1859 PLC, 2021 WL 516768, at *5 (E.D. Mo. Feb. 11, 2021)
(citing State ex rel. Ford Motor Co. v. Bacon, 63 S.W.3d 641, 642 (Mo. 2002)). To
plead the existence of an agency relationship under Missouri law, a plaintiff must
plausibly allege “(1) the agent had the authority to alter legal relations between the
principal and a third party; (2) the agent was a fiduciary with respect to matters
within the scope of the agency; and (3) the principal had the right to control the
conduct of the agent with respect to matters entrusted to the agent.” Id. at *4.
Here, Graw does not sufficiently plead any of the essential elements of an
agency relationship. Graw’s allegations that Study Metrix was a “contracted trial
site” and Eli Lilly had “oversight authority” are vague and unsupported legal
conclusions. See, e.g., Affordable Communities of Missouri v. Fed. Nat. Mortg.
Ass'n, 714 F.3d 1069, 1074 (8th Cir. 2013) (“We are also unpersuaded by
Affordable's ‘labels and conclusions,’ that ‘[a]t all relevant times, ... EFA acted as
an agent of Fannie Mae.’”) (quoting Twombly, 550 U.S. at 555); Philadephia
Indem. Ins. Co. v. Angi Inc., 642 F. Supp. 3d 899, 905 (E.D. Mo. 2022) (finding
plaintiff’s bare assertions that defendant “directed and controlled [alleged agent] in
all aspects of the…work” could not survive a Rule 12(b)(6) motion). Graw’s
allegations that Study Metrix and its staff “acted under Eli Lilly’s authority” and
Eli Lilly “allowed” Study Metrix to withhold care constitute “threadbare recitals”
of only one of the elements required to establish an agency relationship under
Missouri law. Twombly, 550 U.S. at 555. Without more, I may not presume any
liability would attach to Eli Lilly for Study Metrix or its staff’s alleged misconduct.
Third, after carefully considering the new allegations made in Graw’s Response
to Eli Lilly’s motion to dismiss, I find that Graw still fails to raise the right to relief
above a speculative level. Accepting as true that Graw reported her worsening
condition to Study Metrix and its staff physician, Graw has not provided any facts
in her Amended Complaint or Response connecting Eli Lilly to the allegedly
negligent treatment she received. In her Response, Graw claims that Eli Lilly
owed her a duty under the “law governing clinical trials.” ECF. No. 18 at 4. But
she fails to cite any federal regulations or a duty arising under the Missouri
common law of torts. See Zeman v. Williams, No. CIV.A. 11-10204-GAO, 2014
WL 3058298, at *3 (D. Mass. July 7, 2014) (concluding that “federal regulations
do not themselves authorize a cause of action by a [clinical trial participant] against
a sponsor”).2 Graw’s reference to unspecified “federal regulations” is not
sufficient to plead that Eli Lilly either directly owed her a duty or was somehow
vicariously liable for the actions of Study Metrix and its staff.
Graw’s Response also asserts that she does not have to “prove the precise
contours of Lilly’s internal control mechanisms or contractual arrangements with
Study Metrix,” and she claims “[d]iscovery is required to determine the extent of
Lilly’s control, knowledge, and failure to act.” ECF. No. 18 at 4. Graw is still
required, however, to “[plead] enough fact[s] to raise a reasonable expectation that
discovery will reveal evidence of [the claim or element].” Twombly, 550 U.S. at
556; see also Raineri Constr., LLC v. Taylor, No. 4:12-CV-2297 CEJ, 2015 WL
1526145, at *2 (E.D. Mo. Apr. 2, 2015) (stating “the purpose of discovery is not to
assist a plaintiff in articulating a plausible claim in drafting the complaint”) (citing
Kaylor v. Fields, 661 F.2d 1177, 1184 (8th Cir.1981)).
2 The FDA regulations governing clinical trials outline the responsibilities of clinical trial investigators and sponsors.
See 21 C.F.R § 312.50-.70. Although not specifically cited in Graw’s Amended Complaint or Response, these
regulations hold that investigators are responsible “for protecting the rights, safety, and welfare of subjects under the
investigator’s care.” 21 C.F.R. § 312.60; see also Kernke v. The Menninger Clinic, Inc., 173 F. Supp. 2d 1117, 1124
(D. Kan. 2001) (“All of the duties alleged by plaintiffs in this case fall within the purview of the [] defendants as the
investigator conducting the [clinical study]; the duties do not rest with [the sponsor].”) (citing 21 C.F.R. § 312.60).
However, I find that Graw offers no well-pleaded facts raising a reasonable
expectation that discovery would reveal a contract between Eli Lilly and Study
Metrix. She claims Eli Lilly was responsible for “protocol design, safety
monitoring, adverse event reporting, and ensuring that investigators comply with
regulatory and ethical obligations to protect human subjects.” ECF. No. 18 at 4.
She also states her adverse reactions were “reported repeatedly” but does not
identify when or to whom she made her reports.3 As with Graw’s Amended
Complaint, these allegations are conclusory, threadbare recitals of the elements of
agency and negligence. The absence of any specific allegations regarding Eli Lilly
being in privity with Study Metrix or Graw directly communicating with Eli Lilly
is fatal here.
Because I find that the allegations in Graw’s Amended Complaint and her
Response fail to plead the essential elements of a negligence claim, Count I will be
dismissed with prejudice.
B. Count II: Medical Malpractice
Count II of Graw’s Amended Complaint will be dismissed with prejudice
because Graw does not allege that she was in a physician-patient relationship with
Eli Lilly. The fact that Graw did not file the mandatory healthcare affidavit
3 Graw’s Amended Complaint indicates these reports about her condition were only made to Study Metrix staff,
including one of its staff physicians. ECF. No. 6 at 7.
required by Missouri law is not fatal to her claim. To state a claim for medical
malpractice under Missouri law, a plaintiff must plausibly allege “(1) proof that
defendant's act or omission failed to meet the requisite standard of care; (2) proof
that the act or omission was performed negligently; and (3) proof of a causal
connection between the act or omission and the injury sustained by the plaintiff.”
Brickey v. Concerned Care of Midwest, Inc., 988 S.W.2d 592, 596 (Mo. Ct. App.
1999) (citation omitted). “For a claim based on medical negligence, a physician's
duty to a plaintiff is derived from a physician-patient relationship. Such a
relationship is essential to a claim for medical negligence.” Brown v. Bailey, 210
S.W.3d 397, 404 (Mo. Ct. App. 2006) (internal citation omitted).
Here, Graw fails to provide any facts that could support the existence of a
physician-patient relationship between Graw and Eli Lilly. Eli Lilly is a
pharmaceutical company and was not directly responsible for administering
treatment during the study. See ECF. No. 21 at 2. Graw has not plausibly alleged
that Eli Lilly took over the provision of healthcare services or took on any other
physician-patient role as sponsor of the study. Any alleged physician-patient
relationship between Graw and Study Metrix or its staff cannot be imputed to Eli
Lilly. Absent any plausible allegations about a physician-patient relationship,
Graw cannot state a claim for medical malpractice under Missouri law. See
Meekins v. St. John's Reg'l Health Ctr., Inc., 149 S.W.3d 525, 532 (Mo. Ct. App.
2004) (“[A]bsent that physician/patient relationship, a medical malpractice claim
must fail.”).
Additionally, Eli Lilly asserts that Graw failed to file the mandatory healthcare
affidavit required by Missouri law to bring a medical malpractice claim. ECF.
Nos. 13 at 14, 21 at 12. In Missouri, “[t]he legislature mandates healthcare
affidavits for all medical-malpractice claims [] as a precondition to a valid suit.”
Ferder v. Scott, 556 S.W.3d 100, 102 (Mo. Ct. App. 2018) (citing Mo. Rev. Stat. §
538.225). The affidavit must state that the plaintiff “has obtained the written
opinion of a legally qualified healthcare provider” that certifies the merit of the
claim. Mo. Rev. Stat. § 538.225. Eli Lilly argues that the 90-day statutory
deadline for Graw to file a healthcare affidavit has expired, requiring dismissal of
her claim.4 The Supreme Court recently held in Berk v. Choy that a similar law in
Delaware, which required plaintiffs to file affidavits of merit as a precondition to
bringing medical malpractice claims, does not apply in federal court. No. 24-440,
2026 WL 135974 (U.S. Jan. 20, 2026). The Court found Delaware’s affidavit of
merit requirement inconsistent with the federal pleading rules. “Under Rule 8,
factual allegations are sufficient, but under the Delaware law, the plaintiff needs
evidence too.” Id. at *4. As a result, the Court held a plaintiff’s failure to file such
4 Graw filed her Amended Complaint on August 13, 2025, so the 90-day statutory deadline to file a healthcare
affidavit passed on November 11, 2025.
an affidavit is not a ground for dismissal on a Rule 12(b)(6) motion. Id. (“[Rule
12] “provides only one ground for dismissal based on the merits: ‘failure to state a
claim upon which relief can be granted.’”) (quoting Fed. R. Civ. P. 12(b)(6)). I
therefore find Graw’s failure to file an affidavit of merit within the 90-day window
is not a proper ground for dismissal of her claim.
But because Graw’s fails to plead any facts showing a physician-patient
relationship existed between her and Eli Lilly, Graw’s medical malpractice claim
will be dismissed with prejudice.
C. Count III: Lack of Informed Consent
Count III of Graw’s Amended Complaint will be dismissed with prejudice
because she does not allege that Eli Lilly was the medical practitioner responsible
for providing her with informed consent.
Under Missouri law, a claim for lack of informed consent has three elements:
“1) nondisclosure, 2) causation, and 3) injury.” Wilkerson v. Mid-Am. Cardiology,
908 S.W.2d 691, 696 (Mo. Ct. App. 1995). Graw’s Amended Complaint contains
no allegations supporting her lack of informed consent claim. In her Response,
Graw alleges that “she was not fully informed of the risks associated with the
investigational drug and that the ongoing risks were not adequately communicated
to her as her condition worsened.” ECF. No. 18 at 4. She states that “the material
risk information was withheld or minimized, impairing her ability to make
informed decisions about continued participation.” Id.
I find that these allegations are insufficient to state a claim for lack of informed
consent. To show lack of informed consent, “a plaintiff must show that the
disclosures made by the defendant do not meet the standard of what a reasonable
medical practitioner would have disclosed under the same or similar
circumstances.” Wilkerson, 908 S.W.2d at 696 (citing Aiken v. Clary, 396 S.W.2d
668, 675 (Mo.1965)). Graw fails to identify the specific information that was
allegedly not disclosed to her prior to or during her participation in the clinical
trial. She does not provide any allegations regarding the standard of what a
reasonable medical practitioner would have disclosed to her under the same
circumstances. Even if she had, Graw has not shown that Eli Lilly is a “medical
practitioner” as defined by Missouri law. To adequately plead lack of informed
consent, a plaintiff must plausibly allege “whether a reasonable person in plaintiff's
position would have consented to the procedure had the treating medical
practitioner made the proper disclosures of the risks and alternatives.” Ball v.
Allied Physicians Grp., L.L.C., 548 S.W.3d 373, 388 (Mo. Ct. App. 2018). Graw
has not done so here. Neither her Amended Complaint nor her Response allege
whether a reasonable person in her position would have consented to the treatment
had the “proper” disclosures been made.
Moreover, Graw fails to plausibly allege why Eli Lilly, as opposed to Study
Metrix or its staff physician, would have been responsible for disclosing the
information. As Eli Lilly points out, in the clinical trial context, the investigator is
typically responsible for obtaining the participants’ informed consent. See Butler v.
Juno Therapeutics, Inc., No. CV H-18-898, 2019 WL 2568477, at *5 (S.D. Tex.
June 21, 2019) (“Federal regulations require clinical trial sponsors to inform
participants of reasonably known risks through investigators, such as the
[physician responsible for administering treatments to participants].”) (emphasis
added); see also 21 C.F.R. § 312.60 (“An investigator shall obtain the informed
consent of each human subject to whom the drug is administered[.]”).5 Graw has
not sufficiently alleged why she should be able to sustain a lack of informed
consent claim against Eli Lilly.
For these reasons, I will dismiss Graw’s lack of informed consent claim with
prejudice.
5 When Graw filed her original Complaint on July 14, 2025, she attached as an exhibit a copy of the consent form
with her signature entitled “Study Participant Information and Consent Form and Authorization to Use and Disclose
Protected Health Information.” ECF. No. 1-1. She did not attach this form as an exhibit to her Amended Complaint,
which is the operative complaint in this case. See ECF. No. 6. “It is well established that an amended complaint
supersedes an original complaint in all relevant aspects.” Pearson v. Gittemeier, No. 2:19-CV-41 RLW, 2023 WL
2585957, at *2 (E.D. Mo. Mar. 21, 2023) (citing Thomas v. United Steelworkers Loc. 1938, 743 F.3d 1134, 1139 (8th
Cir. 2014)). I therefore did not consider the consent form in determining whether to dismiss Graw’s claim. See id.
(deciding on a motion for summary judgment not to consider two written statements attached to plaintiff’s First
Amended Complaint and not the operative Fourth Amended Complaint). Regardless, the consent form shows that
many of the side effects Graw allegedly reported experiencing were in fact disclosed. See ECF. No. 1-1 at 16-17
(listing feeling sick to the stomach, decreased appetite, and throwing up as “very common” side effects and noting
the risks associated with feeling sick to the stomach, such as dehydration and kidney failure).
D. Counts IV & V: Intentional Infliction of Emotional Distress and
Reckless Infliction of Emotional Distress
Counts IV & V of Graw’s Amended Complaint will be dismissed with
prejudice.
Graw does not allege that Eli Lilly engaged in extreme and outrageous conduct
that was only intended to cause her emotional distress or that such conduct caused
her physical symptoms. Nor does she allege that Eli Lilly was in privity with
Study Metrix and therefore liable for its conduct. The absence of these allegations
is fatal to her emotional distress claim.
To plead an intentional infliction of emotional distress claim under Missouri
law, a plaintiff must plausibly allege a number of essential elements: “(1) the
defendant's conduct must be outrageous or extreme; (2) the defendant must act
intentionally or recklessly; (3) there must be extreme emotional distress that results
in bodily harm; (4) caused by the defendant's conduct; and (5) the conduct must be
intended solely to cause extreme emotional distress to the victim.” Crow v.
Crawford & Co., 259 S.W.3d 104, 119 (Mo. Ct. App. 2008). “[T]he conduct must
have been so outrageous in character, and so extreme in degree, as to go beyond all
possible bounds of decency, and to be regarded as atrocious, and utterly intolerable
in a civilized community.” Thomas v. Special Olympics Missouri, Inc., 31 S.W.3d
442, 446 (Mo. Ct. App. 2000). Moreover, “the emotional distress or mental injury
must be medically diagnosable and must be of sufficient severity so as to be
medically significant.” Bass v. Nooney Co., 646 S.W.2d 765, 772-773 (Mo. 1983).
In her Response, Graw alleges that the “extreme and outrageous conduct” by
Eli Lilly consisted of “ignoring repeated emergency calls from a suffering clinical
trial participant because staff were preparing for a holiday party, while Plaintiff
was experiencing life-threatening symptoms.” ECF. No. 18 at 4. However, in her
Amended Complaint, Graw states that her “attempts to reach [Study Metrix] trial
staff in urgent distress went unanswered because the office was preparing for a
Christmas party, as admitted by Dr. Timothy Smith.” ECF. No. 6 at 7. Graw again
fails to explain how the alleged conduct of Study Metrix and its staff physician is
attributable to Eli Lilly. For Eli Lilly to be held responsible for the alleged
intentional infliction of emotional distress by Study Metrix and its staff, Graw
would have to successfully plead that an agency relationship existed between Eli
Lilly and Study Metrix and its staff. See Maryland Cas. Co. v. Huger, 728 S.W.2d
574, 579 (Mo. Ct. App. 1987) (“[A] principal or employer is held liable to a third
person for a tort, even though not directed or commanded nor expressly authorized
by the employer, provided that the employee or agent has committed such act
while engaged in an activity falling within the scope of his authority or
employment.”) (citing 2 Mechem, Agency, § 1879 at 1461 (1914)); see also Gibson
v. Brewer, 952 S.W.2d 239, 246 (Mo. 1997) (finding “Diocese [(principal)] is not
liable under an agency theory” because “intentional infliction of emotional distress
[is] not within the scope of employment of a priest [(agent)].”).
Graw also fails to sufficiently plead the essential elements of the claim. She
pleads no facts and cites no supporting case law to demonstrate that “ignoring
repeated emergency calls” constitutes “extreme and outrageous conduct” as
defined by Missouri law. See, e.g., Hendrix v. Wainwright Indus., 755 S.W.2d 411,
412 (Mo. Ct. App. 1988) (finding that the “harassment of an employee for filing a
complaint with [OSHA] is not only undesirable but illegal…however, it is not so
outrageous as to go beyond all possible bounds of decency”) (internal quotation
omitted); Sproaps v. SSM Health St. Louis Univ. Hosp., No. 4:23-CV-01243 RLW,
2024 WL 180860, at *3 (E.D. Mo. Jan. 17, 2024) (dismissing plaintiff’s emotional
distress claim because allegations that he was physically thrown out of the hospital
did not “indicate that the conduct went beyond all possible bounds of decency”).
Graw also fails to allege anywhere in her Amended Complaint or Response that
such conduct was only intended to cause her emotional distress.
Because Graw’s allegations are conclusory and she fails to plead the essential
elements of an intentional infliction of emotional distress claim, I will dismiss
Counts IV and V with prejudice.6
6 Missouri law does not recognize a separate tort for reckless infliction of emotional distress. That the defendant
acted recklessly satisfies the second element of an intentional infliction of emotional distress claim.
E. Count VI: Products Liability
Count VI of Graw’s Amended Complaint will be dismissed with prejudice.
Although Graw lists “products liability” as one of the claims in her Amended
Complaint, she provides no allegations supporting the claim in either her Amended
Complaint or Response. Her pleadings are devoid of any allegations that she
incurred injuries because of a defect in the drug that was administered during the
clinical trial. She does not allege that Eli Lilly should be held strictly liable for a
defective drug or was negligent in manufacturing it, designing it, or failing to make
certain warnings. Because I find that these allegations were never made, Graw
cannot proceed on this claim.
“In Missouri, a plaintiff may bring a product liability claim under a theory of
strict liability (by asserting claims for defective manufacture, defective design, or
failure to warn) or a theory of negligence (by asserting claims for negligent
manufacture, negligent design, or negligent failure to warn).” Ameer v. Lyft, Inc.,
711 S.W.3d 534, 542 (Mo. Ct. App. 2025). Here, Graw fails to specify whether her
claim is being brought under a strict products liability theory or a theory of
negligence. Each products liability theory has distinct elements under Missouri
law that plaintiffs must prove. See generally id. Graw cannot sustain a products
liability claim without making factual allegations under at least one of these
theories.
Regardless, Graw’s Response fails to mention nor seeks to defend the
sufficiency of her products liability claim. As several courts in the Eighth Circuit
have held, failure to respond to Eli Lilly’s arguments in its motion to dismiss
results in Graw abandoning her claim. “When a plaintiff fails to defend or pursue a
claim in response to a motion to dismiss or summary judgment, the claim is
deemed abandoned.” Fam. Dollar Stores of Missouri, LLC v. Tsai's Inv., Inc., No.
4:21-CV-572-SRW, 2022 WL 355109, at *14 (E.D. Mo. Feb. 7, 2022); see also
Little v. United States Dep't of Def., No. 4:21-CV-1309-JAR, 2022 WL 1302759
(E.D. Mo. May 2, 2022) (dismissing pro se plaintiff’s complaint for failure to
respond to defendant’s arguments on a motion to dismiss); Huskey v. Colgate-
Palmolive Co., 486 F. Supp. 3d 1339 (E.D. Mo. 2020) (“[A] plaintiff's failure to
address a defendant's arguments on a motion to dismiss operates as an
abandonment of those claims.”) (collecting cases).
Even if Graw had not abandoned her claim, she pleads no facts in her Amended
Complaint that could be construed as supporting a products liability claim under
either a strict liability or negligence theory. Therefore, I will dismiss her products
liability claim with prejudice.
F. Count VII: Violations of FDA Clinical Trial Regulations
Finally, Count VII of Graw’s Amended Complaint will be dismissed with
prejudice. Dismissal is appropriate because she cites no specific FDA regulation
which gives her a private right to sue or creates a legal duty on behalf of Eli Lilly.
Nor does she cite a particular FDA regulation that Eli Lilly violated. The failure to
cite any specific FDA regulations that authorize a suit against Eli Lilly is fatal to
Graw’s claim.
Graw alleges her “attempts to reach [Study Metrix] staff in urgent distress went
unanswered because the office was preparing for a Christmas party as admitted my
Dr. Timony Smith. This gross disregard for participant safety directly violated
federal clinical trial standards.” ECF. No. 6 at 7. The Court’s Order dated July
15th, 2025, noted, Graw “may not create a cause of action based on the Code of
Federal Regulations if Congress has not provided a private right of action.” ECF.
No. 3 at 5-6, 6 n.2 (collecting cases). In her Response, Graw argues that she “does
not assert a standalone private right of action under FDA regulations.” ECF. No.
18 at 5. Instead, Graw states that she “references FDA regulations as evidence of
the applicable duty of care and industry standards governing clinical trial
sponsors.” Id.
As previously addressed, the FDA regulations governing clinical trials do not
create an independent duty of care in Graw’s case, and she cannot base her
negligence claim against Eli Lilly on vague references to federal regulations. See,
e.g., Abney v. Amgen, Inc., 443 F.3d 540, 551 (6th Cir. 2006) (“[U]nder the FDA’s
regulatory scheme it is not the pharmaceutical companies that are charged with
ensuring trial participants’ well being.”) (citing 21 C.F.R. § 56.101); Zeman v.
Williams, No. CIV.A. 11-10204-GAO, 2014 WL 3058298, at *4 (D. Mass. July 7,
2014) (dismissing claim where plaintiff alleged violations of “the Federal Food,
Drug, and Cosmetic Act and regulations promulgated pursuant to said Act,’ but
there [were] no specifics about which provisions of the Act or regulations were
violated or how”).
Whether brought as a separate claim or part of her negligence claim, Graw fails
to sufficiently allege violations of the FDA’s clinical trial regulations or any other
federal regulations.
G. Conclusion
After careful review of the pleadings, I find that Graw has failed to state claims
for negligence, medical malpractice, lack of informed consent, intentional and
reckless infliction of emotional distress, products liability, and violations of FDA
clinical trial regulations. Graw has been granted leave to amend her complaint
once in this action, and I considered the additional allegations she raised in her
Response to Eli Lilly’s motion. Therefore, I will grant Eli Lilly’s motion and
dismiss all of the claims in Graw’s Amended Complaint with prejudice.
Accordingly,
IT IS HEREBY ORDERED that Defendant Eli Lilly and Company’s motion
to dismiss [12] is GRANTED. Plaintiff Patti Jo Graw’s Amended Complaint [6]
will be DISMISSED with prejudice.
A separate Judgment in accordance with this Memorandum and Order will be
entered on this same date.
A :
RODNEY W. siPPet
UNITED STATES DISTRICT JUDGE
Dated this 23" day of February, 2026.
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