“[T]he law is full of instances where a man’s fate depends on his estimating rightly” what the statute requires of him. (quoting Nash v. United States, 229 U.S. 373, 377, 33 S. Ct. 780, 781 (1913))
How later courts described this case
- “[T]he law is full of instances where a man’s fate depends on his estimating rightly” what the statute requires of him. (quoting Nash v. United States, 229 U.S. 373, 377, 33 S. Ct. 780, 781 (1913))
- “The mens rea element also undermines any assertion that this phrase is unconstitutionally vague.”
- “the potential and reality of fraud is much greater in the mail-in ballot context than with in-person voting.”
Written by the judges who cited it.
The opinion
Case: 24-50783 Document: 258-1 Page: 1 Date Filed: 02/12/2026
United States Court of Appeals
for the Fifth Circuit
____________ United States Court of Appeals
Fifth Circuit
FILED
No. 24-50783 February 12, 2026
____________
Lyle W. Cayce
La Union del Pueblo Entero; Southwest Voter Clerk
Registration Education Project; Mexican American Bar
Association of Texas; Texas Hispanics Organized for
Political Education; JOLT Action; William C.
Velasquez Institute; Fiel Houston, Incorporated;
Friendship-West Baptist Church; Texas Impact; James
Lewin,
Plaintiffs—Appellees,
versus
Gregory W. Abbott, in his official capacity as Governor of Texas;
Warren K. Paxton, in his official capacity as Attorney General of Texas;
State of Texas; Jane Nelson, in her official capacity as Texas
Secretary of State; Harris County Republican Party; Dallas
County Republican Party; National Republican
Senatorial Committee,
Defendants—Appellants,
Republican National Committee
Movant—Appellant,
______________________________
OCA-Greater Houston; League of Women Voters of
Texas,
Plaintiffs- Appellees,
Case: 24-50783 Document: 258-1 Page: 2 Date Filed: 02/12/2026
versus
Ken Paxton, Texas Attorney General,
Defendant—Appellant,
______________________________
LULAC Texas; Texas Alliance for Retired Americans;
Texas AFT; Voto Latino,
Plaintiffs—Appellees,
versus
Ken Paxton, in his official capacity as the Texas Attorney General,
Defendant—Appellant.
______________________________
Appeal from the United States District Court
for the Western District of Texas
USDC Nos. 1:21-CV-780, 1:21-CV-786,
5:21-CV-844, 5:21-CV-848, 5:21-CV-920
______________________________
Before Jones and Engelhardt, Circuit Judges, and Summerhays,
District Judge. *
Edith H. Jones, Circuit Judge:
Deeply concerned about “the vicious arts by which elections are too
often carried,” The Federalist No. 10 (James Madison), the Framers of the
Constitution supported election provisions, such as the Electoral College,
that aimed to erect “every practicable obstacle . . . to cabal, intrigue, and
_____________________
*
District Judge for the Western District of Louisiana, sitting by designation.
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corruption,” The Federalist No. 68 (Alexander Hamilton). In accordance
with a constitutional design that aspires to maintain free and secure elections,
Texas enacted S.B. 1 in 2021. The statute curtails various activities that
incentivize vote fraud and intimidation. Its provisions are being serially
litigated before the district court for reasons that are not obvious considering
the similarity of parties, issues, and witnesses. Before this panel is a provision
to prevent professionally conducted ballot harvesting. Tex. Elec. Code
§ 276.015. The district court erred in facially striking down this provision
and entering an injunction against state officials in violation of their sovereign
immunity. Accordingly, the district court’s judgment is REVERSED.
I. Background
Following the electoral chaos caused by the COVID pandemic,
Texas modernized its election security laws. S.B. 1 aimed to make “the
conduct of elections . . . uniform and consistent throughout [the]
state[,] . . . reduce the likelihood of fraud in the conduct of elections, protect
the secrecy of the ballot, promote voter access, and ensure that all legally cast
ballots are counted.” Tex. Elec. Code § 1.0015. Because “the potential
and reality of fraud is much greater in the mail-in ballot context than with in-
person voting,” S.B. 1 added additional election integrity provisions to
prevent mail ballot fraud. Veasey v. Abbott, 830 F.3d 216, 239 (5th Cir. 2016)
(en banc). Mail ballots are more susceptible to fraud because they render
election workers incapable of knowing what happens to the ballot once it is
mailed out. Due to the inherent vulnerability of mail ballots, “[f]raud is a real
risk that accompanies mail-in voting.” Brnovich v. Democratic Nat’l Comm.,
594 U.S. 647, 686, 141 S. Ct. 2321, 2348 (2021). In particular, “[v]ote buying
schemes are far more difficult to detect when citizens vote by mail.” Id. at
685, 141 S. Ct. at 2347 (quoting Report of the Comm’n on Fed. Election
Reform, Building Confidence in U.S. Elections 46 (Sept. 2005)).
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One particularly common form of “mail ballot fraud” is known as
“vote harvesting.” Vote harvesting describes a process whereby paid
election operatives “generate applications for mail ballots in . . . targeted
precincts.” Operatives often go door-to-door, talk to voters, and get them to
sign up to vote by mail. More nefariously, vote harvesting can also be
accomplished by paid operatives forging applications for voters without the
voters’ knowledge or consent. Later, once the voters receive the mail ballots
that were requested by canvassing or by forgery, the same partisan operatives
return to collect the voters’ completed mail ballots. As part of the ballot
collection process, the partisan operatives ensure that the ballots were cast
for a particular candidate.
Unsurprisingly, mail-in voting is a rich field for fraud. Between 2004
and 2021, 72% of all election prosecutions undertaken by the Texas Attorney
General involved mail ballot fraud. “[I]t should go without saying that a State
may take action to prevent election fraud.” Id. at 686, 141 S. Ct. at 2348.
Faced with evidence of mail ballot fraud, Texas enacted S.B. 1, which
contained multiple provisions to address mail ballot fraud.
Section 276.015 of the Texas Election Code defines “vote harvesting
services” as “in-person interaction with one or more voters, in the physical
presence of an official ballot or a ballot voted by mail, intended to deliver
votes for a specific candidate or measure.” Tex. Elec. Code
§ 276.015(a)(2). A person is guilty of vote harvesting if he “knowingly
provides or offers to provide vote harvesting services in exchange for
compensation or other benefit.” Id. § 276.015(b). The illegal vote harvesting
interaction must also “occur in the presence of the ballot or during the voting
process,” “directly involve an official ballot or ballot by mail,” be
“conducted in-person with a voter,” and be “designed to deliver votes for or
against a specific candidate or measure.” Id. § 276.015(e).
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The plaintiffs, a group of organizations engaged in get-out-the-vote
efforts that could be construed as illegal vote harvesting, have attacked many
aspects of S.B. 1. Previously, this court found that at least two of the plaintiff
organizations have standing to challenge the vote harvesting statute and held
that it was not preempted by the Voting Rights Act. La Union Del Pueblo
Entero v. Abbott, 151 F.4th 273, 283, 290–93 (5th Cir. 2025).
In this case, plaintiffs sought to enjoin section 276.015 of the Texas
Election Code as impermissibly vague under the Due Process Clause of the
Fourteenth Amendment and an impermissible content-based restriction on
political speech under the First Amendment. The district court ruled for the
plaintiffs and enjoined the Texas Attorney General, the Texas Secretary of
State, and the district attorneys of Travis County, Dallas County, Hidalgo
County, and the 34th Judicial District from enforcing it. Additionally, the
Attorney General was enjoined from even “investigat[ing] potential
violations of [Texas Election Code] § 276.015,” and the DAs were enjoined
from deputizing the Attorney General to prosecute violations of the vote
harvesting statute. However, this court stayed the district court’s injunction
pending appeal. La Union Del Pueblo Entero v. Abbott, 119 F.4th 404, 407 (5th
Cir. 2024).
The state defendants timely appealed.
II. Standard of Review
“The standard of review for a bench trial is well established: findings
of fact are reviewed for clear error and legal issues are reviewed de novo.”
Kona Tech. Corp. v. S. Pac. Transp. Co., 225 F.3d 595, 601 (5th Cir. 2000).
Whether a statute violates the First Amendment’s protection of free speech
“is a mixed question of law and fact” and is reviewed de novo. Baby Dolls
Topless Saloons, Inc. v. City of Dall., 295 F.3d 471, 479 (5th Cir. 2002) (quoting
Int’l Soc’y for Krishna Consciousness of New Orleans, Inc. v. City of Baton
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Rouge, 876 F.2d 494, 496 (5th Cir. 1989)). The district court’s decisions on
sovereign immunity and standing are reviewed de novo. Tex. All. for Retired
Ams. v. Scott, 28 F.4th 669, 671 (5th Cir. 2022).
III. Discussion
A. Facial Challenge
As an initial matter, the district court erred in granting plaintiffs’
facial, pre-enforcement challenge and enjoining this provision before it ever
went into effect. This case illustrates the precise reasons why facial
challenges are “generally disfavor[ed].” Voting for Am., Inc. v. Steen, 732
F.3d 382, 386 (5th Cir. 2013). Facial challenges too often degenerate into
conjecture rather than rulings on concrete controversies. Devoid of any
record evidence about how Texas will enforce the vote harvesting prohibition
or how Texas courts may interpret the statute, the “factually barebones
record[]” consists of nothing more than vague hypotheticals conjured up by
the district court. Sabri v. United States, 541 U.S. 600, 609, 124 S. Ct. 1941,
1948 (2004).
Shoddy hypothetical analysis is not what our federalist system
requires. 1 “Under the federalist structure of the United States, the states are
responsible for regulating the conduct of their elections.” Voting for Am., 732
F.3d at 387. A federal district court’s intrusion on a state’s constitutional
_____________________
1
The district court gave an interview to the Wall Street Journal explaining how he
had used artificial intelligence as an adjunct to his work on some aspects of a case
“involving Texas[] election law.” Erin Mulvaney, How Judges Are Using AI to Help Decide
Your Legal Dispute, Wall Street Journal, Jan. 6, 2026, https://www.wsj.com/tech/ ai/how-
ai-could-help-decide-your-next-legal-dispute-9cb12517?st=vNF5JG. Whether it was this
case is uncertain. However, as one distinguished U.S. Senator has commented, AI “must
not be a substitute for legal judgment,” 171 Cong. Rec. S7751 (daily ed. Oct. 27, 2025)
(statement of Sen. Grassley), nor must the public perceive that federal judges outsource
our judgment to AI tools.
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prerogative cannot be supported by mere speculation. A facial challenge
must not “go beyond the statute’s facial requirements and speculate about
‘hypothetical’ or ‘imaginary’ cases.” Wash. State Grange v. Wash. State
Republican Party, 552 U.S. 442, 450, 128 S. Ct. 1184, 1190 (2008).
As is often the temptation with facial challenges, the district court
transgressed “the fundamental principle of judicial restraint that courts
should neither anticipate a question of constitutional law in advance of the
necessity of deciding it nor formulate a rule of constitutional law broader than
is required by the precise facts to which it is to be applied.” Id. at 450, 128 S.
Ct. at 1191 (internal quotation marks omitted) (quoting Ashwander v. Tenn.
Valley Auth., 297 U.S. 288, 346–47, 56 S. Ct. 466, 483 (1936) (Brandeis,
J., concurring)). Proper judicial restraint requires a federal court to
“construe the provisions to avoid a constitutional conflict.” Voting for Am.,
732 F.3d at 387 (quoting Voting for Am., Inc. v. Andrade, 488 F. App’x 890,
895 (5th Cir. 2012) (per curiam)). “[A] democratically enacted statute” is
entitled to “‘every reasonable construction . . . in order to save [it] from’”
being held facially unconstitutional. Id. (quoting Nat’l Fed'n of Indep. Bus. v.
Sebelius, 567 U.S. 519, 563, 132 S. Ct. 2566, 2594 (2012)). In a facial challenge
to a state election statute, a federal court must grant “deference to the
executive and judicial officials who are charged with implementing it” and
determine whether it can be implemented “in such a way as to
eliminate . . . the perceived threat to the First Amendment.” Wash. State
Grange, 552 U.S. at 456, 128 S. Ct. at 1194. This deferential analysis requires
a court to grant great weight to “any limiting construction that a state court
or enforcement agency has proffered.” Id. (quoting Ward v. Rock Against
Racism, 491 U.S. 781, 795–96, 109 S. Ct. 2746, 2756 (1989)). Anything less
than this deferential analysis “short circuit[s] the democratic process by
preventing laws embodying the will of the people from being implemented in
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a manner consistent with the Constitution.” Voting for Am., 732 F.3d at 387
(quoting Wash. State Grange, 552 U.S. at 451, 128 S. Ct. at 1191).
It is hard to sustain a facial challenge against a democratically enacted
state law. “With the exception of First Amendment cases, a facial challenge
will succeed only if the plaintiff establishes that the act is invalid under all of
its applications.” Id. Even in the First Amendment context, the burden to
sustain a facial challenge is “daunting.” Id. In a facial challenge under the
First Amendment, a state law is unconstitutional only if “a substantial
number of its applications are unconstitutional, judged in relation to the
statute’s plainly legitimate sweep.” Id. (quoting United States v. Stevens, 559
U.S. 460, 473, 130 S. Ct. 1577, 1587 (2010)).
The district court’s vagueness and First Amendment analyses equally
suffered from the infirmities attendant to largely hypothetical facial
challenges to the instant statutory provision.
B. Void-for-Vagueness
The district court here concluded, on a barren record, that § 276.015
is unconstitutionally vague. 2 The Due Process Clause of the Fourteenth
_____________________
2
Because there are no concrete examples of enforcement in the record, the only
evidence available is testimony from two state officials with differing interpretations of the
statute. Former Election Division Director Keith Ingram opined that bus fares paid for
volunteer workers would not be illegal compensation or benefit. In contrast, Texas’s chief
voter fraud prosecutor Jonathan White testified that he would need to conduct legal
research to answer that question. The district court held that the existence of divergent
views of what counts as compensation “effectively concedes” that the statute is vague and
unconstitutional. That is not so. A criminal statute is not necessarily impermissibly vague
even when “trained lawyers may find it necessary to consult legal dictionaries, treatises,
and judicial opinions before they may say with any certainty what some statutes may
compel or forbid.” Rose v. Locke, 423 U.S. 48, 50, 96 S. Ct. 243, 244 (1975) (per curiam).
In any event, divergent views at the margins of statutory applicability do not demonstrate
that a provision is unconstitutionally vague “in all of its applications.” Vill. of Hoffman
Ests. v. Flipside, Hoffman Ests., Inc., 455 U.S. 489, 495, 102 S. Ct. 1186, 1191 (1982).
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Amendment requires a statute to give “ordinary people . . . fair notice of the
conduct a statute proscribes.” Sessions v. Dimaya, 584 U.S. 148, 155–56, 138
S. Ct. 1204, 1212 (2018) (internal quotation marks omitted). But a statute
can be “perfectly constitutional” even if it “use[s] imprecise terms.” Id. at
159, 138 S. Ct. at 1214; see also Johnson v. United States, 576 U.S. 591, 604, 135
S. Ct. 2551, 2561 (2015) (“[T]he law is full of instances where a man’s fate
depends on his estimating rightly” what the statute requires of him. (quoting
Nash v. United States, 229 U.S. 373, 377, 33 S. Ct. 780, 781 (1913))). A
statutory term “is not unconstitutional if it has some ‘common-sense core of
meaning . . . that criminal juries should be capable of understanding.’”
Tuilaepa v. California, 512 U.S. 967, 973, 114 S. Ct. 2630, 2635–36 (1994)
(quoting Jurek v. Texas, 428 U.S. 262, 279, 96 S. Ct. 2950, 2959 (1976)
(White, J., concurring in judgment)). Indeed, “[c]ourts must indulge a
presumption of constitutionality and carefully examine a statute before
finding it unconstitutional,” even when considering “extremely broad”
criminal statutes that carry “harsh” penalties. United States v. Anderton, 901
F.3d 278, 283 (5th Cir. 2018).
Prevailing in a void-for-vagueness challenge requires a plaintiff to
establish that the law is vague, “not in the sense that it requires a person to
conform his conduct to an imprecise but comprehensible normative
standard, but rather in the sense that no standard of conduct is specified at
all.” Coates v. City of Cincinnati, 402 U.S. 611, 614, 91 S. Ct. 1686, 1688
(1971). Therefore, a challenger bears the weighty burden of demonstrating
that the law is “impermissibly vague in all of its applications.” McClelland v.
Katy Indep. Sch. Dist., 63 F.4th 996, 1013 (5th Cir. 2023) (quoting Home
Depot, Inc. v. Guste, 773 F.2d 616, 627 (5th Cir. 1985)). The plaintiffs’
vagueness challenge fails this threshold test. As the district court conceded,
applying the statute to “prevent paid partisans from haranguing Texas
citizens while they fill out their mail ballots” is not vague or unconstitutional.
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Finally, a void-for-vagueness analysis usually “examine[s] the
complainant’s conduct before analyzing other hypothetical applications of
the law.” Vill. of Hoffman Ests., 455 U.S. at 495, 102 S. Ct. at 1191. If a
challenger engages in “conduct that is clearly proscribed,” he is barred from
pursuing a void-for-vagueness challenge based on hypothetical applications
of the law. Id. The district court inverted this process with its facial,
hypothetical approach.
In light of these principles, we examine the district court’s
conclusions that the terms “compensation or other benefit” and “physical
presence” in Section 276.015 are unconstitutionally vague. They are not.
1. “Compensation or Other Benefit”
The statute prohibits “knowingly provid[ing] or offer[ing] to provide
vote harvesting services in exchange for compensation or other benefit” and
“knowingly provid[ing] or offer[ing] to provide compensation or other
benefit to another person in exchange for vote harvesting services.” Tex.
Elec. Code § 276.015(b)–(c). In contrast, the statute does not apply to
“an activity not performed in exchange for compensation or a benefit.” Id.
§ 276.015(e)(1). The statute defines “benefit” as “anything reasonably
regarded as a gain or advantage, including a promise or offer of employment,
a political favor, or an official act of discretion, whether to a person or another
party whose welfare is of interest to the person.” Id. § 276.015(a)(1).
These provisions are not recondite: a paid professional may not use
illegal means to conduct ballot harvesting nor may a person subsidize such
conduct. Had the legislature criminalized both paid and volunteer ballot
harvesting, it would not have limited the provision to those who receive a
“compensation or other benefit.”
Nonetheless, the district court hypothesized that it is unclear whether
the statute would prohibit providing volunteers with “a glass of water as a
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pick-me-up during a hot afternoon of door-knocking” or “providing
volunteers food, water, swag, letters of recommendation, academic credit,
gas cards, bus fare, free parking, or even the use of its offices for their
advocacy work.” The district court opined that neither the plain meanings
of the words “compensation” and “benefit” nor the statutory definition of
“benefit” could aid in discerning whether something trivial like a glass of
water is a form of “compensation or other benefit.”
In contrast to this judicial myopia, ordinary citizens serving on a jury
“should be capable of understanding” this statute’s “common-sense core of
meaning.” Tuilaepa, 512 U.S. at 973, 114 S. Ct. at 2635–36 (quoting Jurek,
428 U.S. at 279, 96 S. Ct. at 2959 (White, J., concurring in judgment)).
Limiting the statute’s scope to “compensation or other benefit” protects
campaign volunteers who are presumably less trained than seasoned, salaried
political operatives and who have no incentive to harangue voters for pay.
According to ordinary English, the statutory text, and the statutory
definition, this statute facially passes constitutional muster. “Benefit”
means “[p]rofit or gain; esp., the consideration that moves to the
promise . . . [or] [f]inancial assistance that is received from an employer.”
Benefit, Black’s Law Dictionary (12th ed. 2024). It can also mean “a service
(such as health insurance) or right (as to take vacation time) provided by an
employer in addition to wages or salary.” Benefit, Merriam-Webster,
https://www.merriam-webster.com/dictionary/benefit (last visited Nov. 18,
2025). The statutory definition builds on this ordinary English meaning. It
defines “benefit” as “anything reasonably regarded as a gain or advantage,
including a promise or offer of employment, a political favor, or an official act
of discretion, whether to a person or another party whose welfare is of
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interest to the person.” 3 Tex. Elec. Code § 276.015(a)(1). In the
political context, job offers, political favors, and official acts of discretion are
often part of the employment benefits that campaign operatives expect to
receive because “the hope of some [patronage] reward generates a major
portion of the local political activity.” Rutan v. Republican Party of Ill., 497
U.S. 62, 104, 110 S. Ct. 2729, 2753 (1990) (Scalia, J., dissenting) (quoting
Elrod v. Burns, 427 U.S. 347, 385, 96 S. Ct. 2673, 2695 (1976) (Powell, J.,
dissenting)).
Building on the theme of employment-related gains, “compensation”
means “[r]emuneration and other benefits received in return for services
rendered; esp., salary or wages.” Compensation, Black’s Law Dictionary (12th
ed. 2024). It can also mean “[s]alary or wages, esp. of a public servant;
payment for services rendered.” Compensation, Oxford English Dictionary,
https://www.oed.com/dictionary/compensation_n?tab=meaning_and_use
#8816104 (last visited Nov. 18, 2025). Taken together, the ordinary
definitions, statutory definitions, and structure of the statute show that the
phrase “compensation or other benefit” is not vague.
In addition to the statutory definition and the ordinary meaning of
both words, the canon of noscitur a sociis strongly implies that the provision is
not unconstitutionally vague. 4 “[T]he canon of noscitur a sociis teaches that
_____________________
3
The plaintiffs concede that the statutory definition provides the “floor for what
must be considered a ‘benefit.’” (emphasis in original). This concession is fatal, because it
undermines their burden to prove that the law is “impermissibly vague in all of its
applications.” McClelland, 63 F.4th at 1013 (quoting Home Depot, 773 F.2d at 627).
4
The plaintiffs argue that the noscitur a sociis canon is inapplicable because of
Texas’s Code Construction Act, which states, “‘[i]ncludes’ and ‘including’ are terms of
enlargement and not of limitation or exclusive enumeration, and use of the terms does not
create a presumption that components not expressed are excluded.” Tex. Gov’t Code
§ 311.005(13). But Texas courts “do not consider statutory words and phrases in
isolation.” GEO Grp., Inc. v. Hegar, 709 S.W.3d 585, 594 (Tex. 2025). Instead, they apply
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a word is ‘given more precise content by the neighboring words with which
it is associated.’” Fischer v. United States, 603 U.S. 480, 487, 144 S. Ct. 2176,
2183 (2024) (quoting United States v. Williams, 553 U.S. 285, 294, 128 S. Ct.
1830, 1839 (2008)). The canon cabins the meaning of statutory terms so that
a court does not “ascrib[e] to one word a meaning so broad that it is
inconsistent with the company it keeps.” Id. at 487, 144 S. Ct. at 2183–84
(internal quotation marks omitted) (quoting Gustafson v. Alloyd Co., 513 U.S.
561, 575, 115 S. Ct. 1061, 1069 (1995)). In the context of the statutory phrase
“compensation or other benefit,” noscitur a sociis supports that the statute is
targeting weighty benefits commonly received by professional political
operatives in exchange for their work on a campaign, such as a salary,
patronage, and official action.
2. “Physical Presence”
The district court also erred in holding that the statute’s term
“physical presence” is vague because it does not indicate how much physical
proximity between a canvasser and a ballot is required to establish criminal
liability. The district court makes much of hypothetical interactions, such as
a ballot harvester’s talking with a voter while a ballot is in another room or a
campaign worker’s speaking to an assembly of voters while some of them
have ballots hidden in their bags. These speculative scenarios are
inconsistent with a reasonable interpretation of the statute. If criminal juries
can understand the “common-sense core of meaning” of the statute, it is not
impermissibly vague. Tuilaepa, 512 U.S. at 973, 114 S. Ct. at 2635–36
_____________________
the noscitur a sociis canon to ensure that words “associated in a context suggesting that the
words have something in common . . . be assigned a permissible meaning that makes them
similar.” Id. (quoting Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation
of Legal Texts 195 (2012)).
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(quoting Jurek, 428 U.S. at 279, 96 S. Ct. at 2959 (White, J., concurring in
judgment)).
Here, the phrase “physical presence” has a discernible, normative
meaning. “Presence” means “[c]lose physical proximity coupled with
awareness.” Presence, Black’s Law Dictionary (12th ed. 2024); see also
Presence, Merriam-Webster, http://merriam-webster.com/dictionary/
presence (last accessed Nov. 20, 2025) (“the part of space within one’s
immediate vicinity”); Presence, Oxford English Dictionary,
https://www.oed.com/dictionary/presence_n?tab=meaning_and_use#285
96772 (last accessed Nov. 20, 2025) (“the immediate vicinity of a person”).
“Physical” means “[o]f, relating to, or involving someone’s body as opposed
to mind.” Physical, Black’s Law Dictionary (12th ed. 2024); see also Physical,
OxfordEnglishDictionary,https://www.oed.com/dictionary/physical_adj?ta
b=meaning_and_use#30455352 (last accessed Nov. 20, 2025) (“Of an
action, event, etc.: undertaken or attended in person”). With the common
meaning of both words in mind, there is little doubt that the phrase “physical
presence” covers an in-person interaction where a ballot harvester is
knowingly in close physical proximity with a ballot.
To the extent that any doubt remains, the statute clarifies that it only
applies to interactions that “directly involve an official ballot.” Tex. Elec.
Code § 276.015(e)(3). “Directly” means “in immediate physical contact.”
Directly, Merriam-Webster, https://www.merriam-webster.com/
dictionary/directly (last accessed Nov. 18, 2025). In sum, the statutory text
provides a standard sufficient to pass constitutional muster.
Further, in his trial testimony, former Election Division Director
Keith Ingram interpreted the statute to prohibit “the voter and the harvester
get[ting] together and . . . reviewing the ballot together . . . and the harvester
mak[ing] sure they check the right box.” Texas courts would give
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considerable weight to this interpretation of the Secretary of State’s Office
because the Secretary is charged with interpreting and advising other election
officials on the meaning of the Election Code. Tex. Elec. Code §§
31.003, 31.004; R.R. Comm’n of Tex. v. Tex. Citizens for a Safe Future & Clean
Water, 336 S.W.3d 619, 624 n.6 (Tex. 2011) (holding that Texas courts give
“‘serious consideration’ to an agency’s construction of its statute and should
uphold the agency’s interpretation, so long as it is reasonable and does not
contradict the statute’s plain language” (quoting First Am. Title Ins. Co. v.
Combs, 258 S.W.3d 627, 632 (Tex. 2008))). Because such a narrow
interpretation offered by the Secretary of State’s office “is not contradictory
to the statute, . . . the court was . . . required to accept it.” Voting for Am.,
732 F.3d at 398. “[B]y failing to accept the State’s narrower construction of
the Act’s text, the district court erred.” Turtle Island Foods, S.P.C. v. Strain,
65 F.4th 211, 221 (5th Cir. 2023).
3. Mens Rea
Also overlooked by the district court was the important principle that
“a scienter requirement may mitigate a law’s vagueness, especially with
respect to the adequacy of notice to the complainant that his conduct is
proscribed.” Vill. of Hoffman Ests., 455 U.S. at 499, 102 S. Ct. at 1193. A
“scienter requirement in a statute ‘alleviate[s] vagueness concerns,’
‘narrow[s] the scope of [its] prohibition[,] and limit[s] prosecutorial
discretion.’” McFadden v. United States, 576 U.S. 186, 197, 135 S. Ct. 2298,
2307 (2015) (quoting Gonzales v. Carhart, 550 U.S. 124, 149–50, 127 S. Ct.
1610, 1828–29 (2007)). This principle applies to election integrity statutes.
See League of Women Voters of Fla. v. Fla. Sec’y of State, 66 F.4th 905, 947
(11th Cir. 2023) (“The mens rea element also undermines any assertion that
this phrase is unconstitutionally vague.”).
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Section 276.015 contains four scienter terms. A person violates the
statute if the person “knowingly provides or offers to provide vote harvesting
services in exchange for compensation or other benefit[,] . . . knowingly
provides or offers to provide compensation or other benefit to another person
in exchange for vote harvesting services[,] . . . [or] knowingly collects or
possesses a mail ballot or official carrier envelope in connection with vote
harvesting services.” Tex. Elec. Code § 276.015(b)–(d) (emphasis
added). The statute additionally defines illegal “vote harvesting services” as
“in-person interaction with one or more voters, in the physical presence of
an official ballot or a ballot voted by mail, intended to deliver votes for a
specific candidate or measure.” Id. § 276.015(a)(2) (emphasis added). And
in general, Texas law provides that “[i]f the definition of an offense does not
prescribe a culpable mental state, . . . intent, knowledge, or recklessness
suffices to establish criminal responsibility.” Tex. Penal Code
§ 6.02(c). Therefore, at minimum, a prosecutor must prove criminal
recklessness. 5 Criminal recklessness requires a person to be “aware of but
consciously disregard[] a substantial and unjustifiable risk that the
circumstances exist or the result will occur.” Id. § 6.03(c). These numerous
mens rea requirements “mitigate [the] law’s vagueness.” Vill. of Hoffman
Ests., 455 U.S. at 499, 102 S. Ct. at 1193.
Considering all the foregoing reasons why the statute is not
unconstitutionally vague, we need hardly note that, even if ambiguous, the
statute would be “construed with lenity,” which “reinforces the
state’s . . . narrowing interpretation.” Voting for Am., 732 F.3d at 398.
_____________________
5
Due to the pre-enforcement nature of this challenge, Texas courts have not yet
been able to determine how these statutory mens rea requirements interact, demonstrating
yet again why pre-enforcement facial challenges are disfavored.
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C. First Amendment
1. Anderson/Burdick Analysis
“Where a state election rule directly restricts or otherwise burdens an
individual’s First Amendment rights, courts apply a balancing test derived
from two Supreme Court decisions” amalgamated as the “Anderson/Burdick
balancing test.” Voting for Am., 732 F.3d at 387; Anderson v. Celebrezze, 460
U.S. 780, 103 S. Ct. 1564 (1983); Burdick v. Takushi, 504 U.S. 428, 112 S. Ct.
2059 (1992). Under the test, “the court ‘must first consider the character
and magnitude of the asserted injury to the rights protected by the First and
Fourteenth Amendments that the plaintiff seeks to vindicate.’” Voting for
Am., 732 F.3d at 387 (quoting Anderson, 460 U.S. at 789, 103 S. Ct. at 1570).
Then, “the court ‘must identify and evaluate the precise interest put forward
by the State as justifications for the burden imposed by its rule.’” Id.
(quoting Anderson, 460 U.S. at 789, 103 S. Ct. at 1570). The court must then
weigh these factors. Id.
If a statute imposes “a severe burden on First Amendment rights” it
“must be ‘narrowly drawn to advance a state interest of compelling
importance.’” Id. at 388 (quoting Burdick, 504 U.S. at 434, 112 S. Ct. at
2063). In contrast, “when a state election law provision imposes only
‘reasonable, nondiscriminatory restrictions’ upon the First and Fourteenth
Amendment rights of voters, ‘the State’s important regulatory interests are
generally sufficient to justify’ the restrictions.” Burdick, 504 U.S. at 434, 112
S. Ct. at 2063 (quoting Anderson, 460 U.S. at 788, 103 S. Ct. at 1570).
Anderson/Burdick review applies to “all First and Fourteenth
Amendment challenges to state election regulations.” Acevedo v. Cook Cnty.
Officers Electoral Bd., 925 F.3d 944, 949 (7th Cir. 2019) (Barrett, J.).
While Anderson/Burdick does not apply to “pure speech,” it applies
whenever the regulation in question “control[s] the mechanics of the
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electoral process.” McIntyre v. Ohio Elections Comm’n, 514 U.S. 334, 345, 115
S. Ct. 1511, 1518 (1995). Laws relating to the “protection of voters” and
“prevention of fraud and corrupt practices” are governed by the
Anderson/Burdick test. Mazo v. N.J. Sec’y of State, 54 F.4th 124, 140 (3d Cir.
2022) (quoting Smiley v. Holm, 285 U.S. 355, 366, 52 S. Ct. 397, 399
(1932)). The Texas vote harvesting statute is designed “to reduce the
likelihood of fraud in the conduct of elections,” Tex. Elec. Code
§ 1.0015, by protecting voters from coercion, fraud, and corrupt practices
that “directly involve” an official ballot. Id. § 276.015(e)(3). Therefore,
Anderson/Burdick review applies. Mazo, 54 F.4th at 140.
The fact that the statute applies only in direct physical proximity to a
voter as he or she fills out an official ballot necessitates Anderson/Burdick
review. While speech that “occurs nowhere near the ballot” receives normal
First Amendment review, speech that occurs “within the voting process will
typically trigger application of the Anderson-Burdick balancing test.” Id. at
142.
2. Strict Scrutiny
But even if strict scrutiny applies, this statute would still pass
constitutional muster. Strict scrutiny requires the state “to prove that the
restriction furthers a compelling interest and is narrowly tailored to achieve
that interest.” Reed v. Town of Gilbert, 576 U.S. 155, 171, 135 S. Ct. 2218, 2231
(2015) (quoting Ariz. Free Enter. Club’s Freedom Club PAC v. Bennett, 564
U.S. 721, 734, 131 S. Ct. 2806, 2817 (2011)). While strict scrutiny is an
exacting standard, a statute protecting a voter’s “right to cast a ballot in an
election free from the taint of intimidation and fraud” represent one of the
“rare case[s]” where “a law survives strict scrutiny.” Burson v. Freeman,
504 U.S. 191, 211, 112 S. Ct. 1846, 1857–58 (1992). Because this statute
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survives strict scrutiny review, it necessarily satisfies the Anderson/Burdick
balancing test.
The vote harvesting statute serves multiple compelling state interests.
The Supreme Court has long recognized that “a State has a compelling
interest in protecting voters from confusion and undue influence” and in
“ensuring that an individual’s right to vote is not undermined by fraud in the
election process.” Id. at 199, 112 S. Ct. at 1851–52. A state also “indisputably
has a compelling interest in preserving the integrity of its election process.”
Eu v. S.F. Cnty. Democratic Cent. Comm., 489 U.S. 214, 231, 109 S. Ct. 1013,
1024 (1989).
These compelling interests in election security are heightened for
mail-in voting because “[v]ote buying schemes are far more difficult to detect
when citizens vote by mail” and “[f]raud is a real risk that accompanies mail-
in voting.” Brnovich, 594 U.S. at 685–86, 141 S. Ct. at 2347–48 (quoting
Report of the Comm’n on Fed. Election Reform, Building Confidence in
U.S. Elections 46 (Sept. 2005)); see also Veasey, 830 F.3d at 239 (“the
potential and reality of fraud is much greater in the mail-in ballot context than
with in-person voting.”). Texas has a compelling interest in preventing the
“pressure and intimidation” common in “third-party ballot collection.” Id.
at 686, 141 S. Ct. at 2348. In Brnovich, the Supreme Court upheld a vote
harvesting law and noted that similar “[r]estrictions on ballot collection are
also common in other States.” Id. at 685, 141 S. Ct. at 2348. In 2020,
Arizona, Indiana, Connecticut, New Mexico, Georgia, Missouri, Nevada,
North Carolina, Oklahoma, Ohio, Colorado, North Dakota, New Jersey,
Minnesota, Arkansas, Nebraska, West Virginia, South Dakota, California,
Maine, and Florida all had various forms of vote harvesting restrictions.
Democratic Nat’l Comm. v. Hobbs, 948 F.3d 989, 1068–69 (9th Cir. 2020)
(Bybee, J., dissenting). Evidence of “widespread . . . consensus” in vote
harvesting laws demonstrates that they are “necessary in order to serve the
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States’ compelling interests in preventing voter intimidation and election
fraud.” Burson, 504 U.S. at 206, 112 S. Ct. at 1855. Texas, like many other
states, has a compelling interest in preventing fraud by enacting vote
harvesting restrictions.
This statute is narrowly tailored to advance Texas’s compelling
interests in election integrity. To be narrowly tailored, a law must “actually
advance[] the state’s interest[,] . . . not sweep too broadly[,] . . . not leave
significant influences bearing on the interest unregulated (is not
underinclusive), and” be incapable of being “replaced by [any] other
regulation that could advance the interest as well with less infringement of
speech (is the least-restrictive alternative).” Dep’t of Tex., Veterans of Foreign
Wars of U.S. v. Tex. Lottery Comm’n, 760 F.3d 427, 440 (5th Cir. 2014) (en
banc) (quoting Republican Party of Minn. v. White, 416 F.3d 738, 751 (8th Cir.
2005) (en banc)).
First, the statute actually advances a number of the Texas’s interests.
It “protect[s] voters from confusion and undue influence,” “ensur[es] that
an individual’s right to vote is not undermined by fraud,” Burson, 504 U.S.
at 199, 112 S. Ct. at 1851–52, “preserv[es] the integrity of its election
process,” Eu, 489 U.S. at 231, 109 S. Ct. at 1024, and prevents “pressure and
intimidation” common in “third-party ballot collection,” Brnovich, 594 U.S.
at 686, 141 S. Ct. at 2348.
Second, the statute is not overbroad. A statute is overbroad only if a
“‘substantial number’ of its applications are unconstitutional, ‘judged in
relation to the statute’s plainly legitimate sweep.’” Wash. State Grange, 552
U.S. at 449 n.6, 128 S. Ct. at 1190 (quoting New York v. Ferber, 458 U.S. 747,
769–771, 102 S. Ct. 3348, 3361–62 (1982)). An overbreadth challenge
requires far more than a court’s “conceiv[ing] of some impermissible
applications of a statute.” Williams, 553 U.S. at 303, 128 S. Ct. at 1844
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(quoting Members of City Council of City of L.A. v. Taxpayers for Vincent, 466
U.S. 789, 800, 104 S. Ct. 2118, 2126 (1984)).
In Burson, the Supreme Court rejected an overbreadth challenge to a
Tennessee statute that prohibited campaign activity within 100 feet of a
polling place. 504 U.S. at 210 n.13, 112 S. Ct. at 1857. The challengers argued
overbreadth because a polling place could be located within 100 feet of a road
and drivers could be prosecuted for driving by in a car with a political bumper
sticker. Id. The Court rejected this hypothetical, and it reminded district
courts that borderline hypotheticals are best addressed by “as applied”
rather than facial challenges. Id. In the absence of any factual record
suggesting that the statute would operate in such a manner, the Court refused
to “entertain the challenge[].” Id. Likewise, this case contains no evidence
whatsoever that Texas would enforce this vote harvesting statute in an
impermissibly broad manner. “Absent evidence to the contrary, [the court
is] to presume public-spiritedness” in how election officials will implement
the law. Yarls v. Bunton, 905 F.3d 905, 910 (5th Cir. 2018). This includes
the presumption that officials will not execute the law in a way that it is
impermissibly broad and standardless.
Third, the statute is not impermissibly underinclusive. Plaintiffs
argue that by applying only to paid vote harvesting, it is underinclusive. This
is not a fatal blow, however, because “the First Amendment imposes no
freestanding ‘underinclusiveness limitation.’” Williams-Yulee v. Fla. Bar,
575 U.S. 433, 449, 135 S. Ct. 1656, 1668 (2015) (quoting R.A.V. v. City of St.
Paul, 505 U.S. 377, 387, 112 S. Ct. 2538, 2545 (1992)). “A State need not
address all aspects of a problem in one fell swoop; policymakers may focus
on their most pressing concerns.” Id. Even under strict scrutiny, the
Supreme Court has upheld laws that were underinclusive and “could have
restricted even greater amounts of speech in service of their stated interests.”
Id. The Court cited Burson as one such case. Id.; 504 U.S. at 207, 112 S. Ct.
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at 1855–56. In Burson, the statute restricted campaign speech within 100 feet
of a polling location, but it allowed charitable solicitation, commercial
solicitation, and exit polling. 504 U.S. at 207, 112 S. Ct. at 1855–56. The
Court rejected the challenger’s underinclusiveness argument. Because there
was “ample evidence that political candidates have used campaign workers
to commit voter intimidation or electoral fraud,” the statute justifiably
prohibited campaign workers from entering the buffer zone while permitting
others to do so. Id. at 507, 112 S. Ct. at 1856. States are permitted to enact
election laws that “address the problems that confront them” while
declining “to regulate . . . problems that do not exist.” Id. As in Burson,
Texas has evidence that voter fraud primarily involves paid campaign
operatives. Therefore, Texas is permitted to regulate the conduct of paid
political operatives while leaving still nascent concerns about campaign
volunteers unaddressed.
Fourth, the statute satisfies the least restrictive means test. Texas has
other election integrity statutes on the books, but no other law addresses
Texas’s legitimate interest in preventing the “pressure and intimidation”
common with paid “third-party ballot collection.” Brnovich, 594 U.S. at 686,
141 S. Ct. at 2348. Texas is permitted to “take steps to ensure that partisan
discord not follow the voter up to the voting booth, and distract from a sense
of shared civic obligation at the moment it counts the most.” Minn. Voters
All. v. Mansky, 585 U.S. 1, 15–16, 138 S. Ct. 1876, 1888 (2018). In the context
of mail-in voting, limiting campaign speech in the presence of a voter who is
filling out a ballot is the only way to create this desired “island of calm in
which voters can peacefully contemplate their choices.” Id. at 15, 138 S. Ct.
at 1887 (internal quotation marks omitted).
Further, the statute is the least restrictive means to “protect the
secrecy of the ballot.” Tex. Elec. Code § 1.0015. “Limit[ing] access to
the area around the voter” while the voter is filling out a ballot is “the only
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way to preserve the secrecy of the ballot.” Burson, 504 U.S. at 207–08, 112
S. Ct. at 1856. To protect ballot secrecy, the Supreme Court has upheld
regulations creating a “restricted zone” around the “secret ballot.” Id. at
206, 112 S. Ct. 1855. Permissible restrictions often ban campaign operatives
from entering a buffer zone around the entrance and inside a polling place.
Id. at 211, 112 S. Ct. at 1857–58. “[T]he same concerns about privacy and
security at the voting booth readily apply to privacy and security when it
comes to mail-in ballots.” La Union Del Pueblo Entero, 119 F.4th at 409.
Texas permissibly addressed these concerns with the vote harvesting
prohibition. For mail-in balloting, Texas’s vote harvesting statute is the least
restrictive means to accomplish the same objectives permitted in the in-
person voting context. Therefore, the Texas vote harvesting statute
withstands strict scrutiny review and is permissible under the First
Amendment.
D. Sovereign Immunity
The Attorney General and Secretary of State are entitled to sovereign
immunity. “Generally, state sovereign immunity precludes suits against
state officials in their official capacities.” Tex. Democratic Party v. Abbott, 961
F.3d 389, 400 (5th Cir. 2020). Ex parte Young, 209 U.S. 123, 28 S. Ct. 441
(1908), represents “an exception to that baseline rule,” and it allows for
“relief against state officials acting in violation of federal law.” Tex.
Democratic Party, 961 F.3d at 400 (emphasis in original) (quoting Frew ex rel.
Frew v. Hawkins, 540 U.S. 431, 437, 124 S. Ct. 899, 903 (2004)). For the Ex
parte Young exception to apply, a “state official[] must have some connection
to the state law’s enforcement.” Id. (internal quotation marks omitted)
(quoting Air Evac EMS, Inc. v. Tex., Dep’t of Ins., Div. of Workers’ Comp., 851
F.3d 507, 517 (5th Cir. 2017)). Furthermore, “a mere connection to a law’s
enforcement is not sufficient—the state official[] must have taken some step
to enforce.” Id. at 401.
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The Attorney General and the Secretary asserted sovereign immunity
here, but the district court denied their motion. The district court not only
denied their motion but entered judgment against them in this case while the
identical issue was being appealed from that same court in another S.B. 1 case.
The district court doubly erred by requiring them to remain as defendants
and continuing the litigation against them. First, “it is the general rule that
a district court is divested of jurisdiction upon the filing of the notice of
appeal with respect to any matters involved in the appeal.” United States v.
Paxton, 148 F.4th 335, 340 (5th Cir. 2025) (quoting Alice L. v. Dusek, 492 F.3d
563, 564 (5th Cir. 2007) (per curiam)). Second, this court ruled on the State
defendants’ appeal and found that neither the Secretary nor the Attorney
General is a proper party defendant for challenging the specific portions of
S.B. 1 at issue in this appeal. La Union del Pueblo Entero v. Nelson, 163 F.4th
239, 263–67, 270–75 (5th Cir. 2025).
Although the State defendants are not proper parties, the injunction
still fairly bound the named defendant district attorneys. For sovereign
immunity purposes, county DAs may be the best available defendants. See Mi
Familia Vota v. Ogg, 105 F.4th 313, 328 (5th Cir. 2024). Evaluating how Ex
parte Young applies requires a “case-by-case approach.” Id. at 333 (quoting
Idaho v. Coeur d’Alene Tribe of Idaho, 521 U.S. 261, 280, 117 S. Ct. 2028, 2039
(1997)). Whether or not a party is a proper defendant under Ex parte Young
is a fact-intensive question based on whether “(1) the state official has ‘more
than the general duty to see that the laws of the state are implemented,’ i.e.,
a ‘particular duty to enforce the statute in question’; (2) the state official has
‘a demonstrated willingness to exercise that duty’; and (3) the state official,
through her conduct, ‘compel[s] or constrain[s persons] to obey the
challenged law.’” Id. at 325 (quoting Tex. All., 28 F.4th at 672). The second
factor was dispositive in Mi Familia Vota. Id. at 331. District Attorney Ogg
“stipulate[d] that she will not enforce the challenged criminal provisions
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until a final, non-appealable decision has been issued,” and this court
determined that she did not “demonstrate[] a willingness to enforce the
challenged election code provisions.” Id. at 330–31. This court held she was
not a proper party, with the caveat that if she “reneges on her promise, the
Plaintiffs may be able to . . . overcome sovereign immunity.” Id. at 331
n.13. In contrast to District Attorney Ogg, the DAs in this case have
stipulated that they will enforce the statute absent an injunction. Under the
Mi Familia Vota framework, that is enough to overcome sovereign immunity
and make them proper parties.
As in Paxton, the district court’s messy handling of the sovereign
immunity issue poses “no jurisdictional bar to our court reaching the merits
of this suit and determining the validity of the [statute].” 148 F.4th at 340.
Moreover, the injunction against the DAs demonstrably harms the
Republican intervenors’ interests. This court previously found that the
Republican intervenors had a right to intervene to defend S.B. 1, and nothing
has changed to disturb that holding. La Union del Pueblo Entero v. Abbott, 29
F.4th 299, 304 (5th Cir. 2022). For an intervenor to have standing to appeal,
it must have suffered an “injury from the judgment of the lower court.”
DeOtte v. Nevada, 20 F.4th 1055, 1070 (5th Cir. 2021). “Standing includes
injury in fact, a causal connection, and redressability.” Id. A threat to a
political party’s “election prospects” is “a concrete and particularized injury
sufficient for standing purposes.” Tex. Democratic Party v. Benkiser, 459 F.3d
582, 586–87 (5th Cir. 2006). The Republican intervenors asserted that
“Republican voters are more likely to participate in elections and turn out to
vote if they have confidence in the integrity of elections, and S.B. 1 increases
voter confidence.” Therefore, enjoining S.B. 1 harms “the electoral
prospects of Republican candidates.” “Having found injury in fact in [the
Republican intervenors’] threatened loss of political power, we also find
causation and redressability.” Benkiser, 459 F.3d at 587. Republican
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intervenors’ “injury would be redressed by a favorable court ruling that
vacated the injunction[].” DeOtte, 20 F.4th at 1071.
* * *
For these reasons, the judgment of the district court is REVERSED.
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