setting out the three- pronged test which must be met to establish causation
How later courts described this case
- setting out the three- pronged test which must be met to establish causation
- setting out the six-pronged test which must be met for a significant aggravation claim
Written by the judges who cited it.
The opinion
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
No. 21-0690V
BASE-MARTHE CLAIRMY,
Chief Special Master Corcoran
Petitioner,
v. Filed: December 1, 2025
SECRETARY OF HEALTH AND
HUMAN SERVICES,
Respondent.
Laura Levenberg, Muller Brazil, LLP, Dresher, PA, for Petitioner.
Mary Eileen Holmes, U.S. Department of Justice, Washington, DC, for Respondent.
FINDINGS OF FACT AND ORDER TO SHOW CAUSE1
On January 12, 2021, Base-Marthe Clairmy filed a petition for compensation under
the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the
“Vaccine Act”).3 Petitioner alleges that she suffered a shoulder injury related to vaccine
administration (“SIRVA”), a defined Table Injury, after receiving influenza (“flu”) and
tetanus (“Tdap”) vaccines in her left deltoid on October 23, 2019. Second Amended
Petition at 1, ¶¶ 2, 18.
1 Because this Fact Ruling contains a reasoned explanation for the action taken in this case, it must be
made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or
at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government
Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government
accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other
information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I
agree that the identified material fits within this definition, I will redact such material from public access.
2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease
of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. §
300aa (2018).
3 On January 6 and July 8, 2022, Petitioner filed amended petitions with additional detail (particularly
regarding the multiple vaccines she received) and medical records citations. ECF Nos. 17, 22.
For the reasons discussed below, I find the onset of Petitioner’s left shoulder pain
likely occurred within 48 hours of vaccination. But her Table SIRVA claim possesses other
deficiencies, related to symptoms location and the existence of viable alternative causes
for those symptoms. To establish that she is entitlement to compensation, Petitioner will
need to prove causation – and will undoubtedly require expert testimony to do so.4
I. Relevant Procedural History
Due to the then-potential removal of SIRVA from the Vaccine Program’s injury
table,5 and the concomitant need for counsel to act quickly in order to protect possibly-
legitimate claims, Ms. Clairmy filed a cursory Petition, accompanied only by declarations
from herself and Petitioner’s counsel.6 Over the subsequent seven months, Petitioner
provided the medical records required by the Vaccine Act. Exs. 3-7, ECF Nos. 8, 11; see
Section 11(c). On November 2, 2021, the case was activated and assigned to the “Special
Processing Unit” (OSM’s adjudicatory system for resolution of cases deemed likely to
settle, and commonly referred to as SPU). ECF No. 14.
While awaiting Respondent’s medical review, Petitioner provided further
documentation clarifying that she received three vaccines, all covered by the Vaccine
Program - the flu and Tdap vaccines in her left arm, and the pneumococcal conjugate
vaccine in her right arm. Ex. 8, ECF No. 24 (supplement declaration signed under penalty
of perjury pursuant to 28 U.S.C.A. § 1746); Ex. 9, ECF No. 25 (documentation from the
4 See Althen v. Sec’y of Health & Hum. Servs., 418 F.3d 1274, 1278 (Fed. Cir. 2005) (setting out the three-
pronged test which must be met to establish causation). If determined to be a significant aggravation claim,
three additional factors are required. Loving ex rel. Loving v. Sec’y of Health & Hum. Servs., 86 Fed. Cl.
135 (2009) (setting out the six-pronged test which must be met for a significant aggravation claim).
5 On July 20, 2020, the Secretary of Health and Human Services proposed the removal of SIRVA from the
Vaccine Injury Table. National Vaccine Injury Compensation Program: Revisions to the Vaccine Injury
Table, Proposed Rule, 85 Fed. Reg. 43794 (July 20, 2020). The proposed rule was finalized six months
later. National Vaccine Injury Compensation Program: Revisions to the Vaccine Injury Table, Final Rule,
86 Fed. Reg. 6249 (Jan. 21, 2021). Approximately one month later, the effective date for the final rule was
delayed. National Vaccine Injury Compensation Program: Revisions to the Vaccine Injury Table, Delay of
Effective Date, 86 Fed. Reg. 10835 (Feb. 23, 2021) (delaying the effective date of the final rule until April
23, 2021). On April 22, 2021, the final rule removing SIRVA from the Vaccine Table was rescinded. National
Vaccine Injury Compensation Program: Revisions to the Vaccine Injury Table, Withdrawal of Final Rule, 86
Fed. Reg. 21209 (Apr. 22, 2021).
6 In these declarations (signed under penalty of perjury as required by 28 U.S.C.A. § 1746), Petitioner
addressed the basic requirements of the Vaccine Act (Ex. 1) and Petitioner’s counsel addressed the
expedited filing of the Petition (Ex. 2). Specifically, Petitioner’s counsel stated the Petition was being filed
prematurely without medical records, “[d]ue to the potential Table amendment proposed by [R]espondent,
which would divest victims of shoulder injuries related to vaccine administration (SIRVA) the benefit of a
‘Table’ claim.” Ex. 2 at ¶ 1.
2
pharmacy); see 42 C.F.R. § 100.3(a) (the latest version of the Vaccine Injury Table which
includes these vaccines). Petitioner also conveyed a demand to Respondent. Status
Report, ECF No. 23.
After Respondent expressed a willingness to engage in settlement discussions,
the parties exchanged multiple offers and counteroffers.7 See, e.g., Status Report, filed
Dec. 19, 2022, ECF No. 29; Status Report, filed Feb. 17, 2023, ECF No. 37. However,
they reached an impasse after only a few months. Joint Status Report, filed Feb. 21, 2023,
ECF No. 38. Petitioner also worked to provide updated medical records and other
evidence8 related to her ongoing treatment throughout 2023, and early 2024. Exs. 10-17,
ECF Nos. 34-36, 43, 45, 55, 57, 65.
On January 26, 2024, Respondent filed his Rule 4(c) Report, opposing
compensation. ECF No. 66. Specifically, he contends Petitioner has failed to provide the
preponderant evidence needed to show the required pain onset, symptom location, and
lack of a viable alternative cause. Id. at 7-8 (citing 42 C.F.R. § 100.3(c)(10)(ii)-(iv)).
Respondent also requested multiple medical records which he believed were outstanding.
Rule 4(c) Report at 2 n.2, 4 n.3, 5n. 4. During the subsequent fourteen months, Petitioner
provided some of these medical records, as well as evidence that some records may not
exist. Exs. 18, 20-21,9 ECF Nos. 68, 72, 74.
II. Authority
Pursuant to Vaccine Act Section 13(a)(1)(A), a petitioner must prove, by a
preponderance of the evidence, the matters required by Vaccine Act Section 11(c)(1). A
special master must consider, but is not bound by, any diagnosis, conclusion, judgment,
test result, report, or summary concerning the nature, causation, and aggravation of
petitioner’s injury or illness that is contained in a medical record. Section 13(b)(1).
“Medical records, in general, warrant consideration as trustworthy evidence. The records
contain information supplied to or by health professionals to facilitate diagnosis and
treatment of medical conditions. With proper treatment hanging in the balance, accuracy
7 Due to a misunderstanding related to my practice of allowing petitioners to file a motion for a ruling on the
record if the case was pending in SPU for more than one year without completion of Respondent’s medical
review, Petitioner filed a motion requesting that I find her entitled to compensation on January 4, 2023. ECF
No. 31. Although she preemptively addressed the requirements for entitlement in a cursory manner, without
any information regarding Respondent’s specific objections, I considered the arguments set forth in this
motion when making my current findings.
8 All declarations were signed under penalty of perjury as required by 28 U.S.C.A. § 1746. Exs. 10, 17.
9 The additional supplemental declaration provided was signed under penalty of perjury as required by 28
U.S.C.A. § 1746. Ex. 18. And no Exhibit 19 was filed, despite an entry on the Exhibit List, titled “Southwest
Health Associates Reply to Subpoena”. See, e.g., Exhibit List, ECF No. 74-1.
3
has an extra premium. These records are also generally contemporaneous to the medical
events.” Cucuras v. Sec’y of Health & Hum. Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993).
Accordingly, where medical records are clear, consistent, and complete, they
should be afforded substantial weight. Lowrie v. Sec’y of Health & Hum. Servs., No. 03-
1585V, 2005 WL 6117475, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). However, this rule
does not always apply. “Written records which are, themselves, inconsistent, should be
accorded less deference than those which are internally consistent.” Murphy v. Sec’y of
Health & Hum. Servs., No. 90-882V, 1991 WL 74931, *4 (Fed. Cl. Spec. Mstr. April 25,
1991), quoted with approval in decision denying review, 23 Cl. Ct. 726, 733 (1991), aff'd
per curiam, 968 F.2d 1226 (Fed.Cir.1992)). And the Federal Circuit recently “reject[ed] as
incorrect the presumption that medical records are accurate and complete as to all the
patient’s physical conditions.” Kirby v. Sec’y of Health & Hum. Servs., 997 F.3d 1378,
1383 (Fed. Cir. 2021).
The United States Court of Federal Claims has outlined four possible explanations
for inconsistencies between contemporaneously created medical records and later
testimony: (1) a person’s failure to recount to the medical professional everything that
happened during the relevant time period; (2) the medical professional’s failure to
document everything reported to her or him; (3) a person’s faulty recollection of the events
when presenting testimony; or (4) a person’s purposeful recounting of symptoms that did
not exist. La Londe v. Sec’y of Health & Hum. Servs., 110 Fed. Cl. 184, 203-04 (2013),
aff’d, 746 F.3d 1335 (Fed. Cir. 2014).
The Court has also said that medical records may be outweighed by testimony that
is given later in time that is “consistent, clear, cogent, and compelling.” Camery v. Sec’y
of Health & Hum. Servs., 42 Fed. Cl. 381, 391 (1998) (citing Blutstein v. Sec’y of Health
& Hum. Servs., No. 90-2808, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998).
The credibility of the individual offering such fact testimony must also be determined.
Andreu v. Sec’y of Health & Hum. Servs., 569 F.3d 1367, 1379 (Fed. Cir. 2009); Bradley
v. Sec’y of Health & Hum. Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993).
A special master may find that the first symptom or manifestation of onset of an
injury occurred “within the time period described in the Vaccine Injury Table even though
the occurrence of such symptom or manifestation was not recorded or was incorrectly
recorded as having occurred outside such period.” Section 13(b)(2). “Such a finding may
be made only upon demonstration by a preponderance of the evidence that the onset [of
the injury] . . . did in fact occur within the time period described in the Vaccine Injury
Table.” Id.
4
The special master is obligated to fully consider and compare the medical records,
testimony, and all other “relevant and reliable evidence contained in the record.” La
Londe, 110 Fed. Cl. at 204 (citing Section 12(d)(3); Vaccine Rule 8); see also Burns v.
Sec’y of Health & Hum. Servs., 3 F.3d 415, 417 (Fed. Cir. 1993) (holding that it is within
the special master’s discretion to determine whether to afford greater weight to medical
records or to other evidence, such as oral testimony surrounding the events in question
that was given at a later date, provided that such determination is rational).
III. Findings of Fact
I make the following findings related to pain onset, symptom location, and potential
viable alternative causes after a complete review of the record to include all medical
records, affidavits or declarations, and additional evidence filed. Specifically, I highlight
the following evidence:
• Prior to vaccination, Ms. Clairmy (age 65 at the time of vaccination) had a
prior medical history including common illnesses, allergies, alopecia,
hypertension, hyperlipidemia, neuropathic pain, high blood pressure and
cholesterol. Ex. 6 at 22-39. She complained of lower leg and back pain in
late 2015, and overall pain in 2016, for which she was prescribed Neurontin.
Id. at 29, 35-36. Even at visits when Petitioner complained of back and leg
pain, the record contained the usual entry: “Musculoskeletal: No joint or
back pain or muscle problems.” Id. at 35.
• On October 23, 2019, Petitioner received the flu, Tdap, and pneumococcal
conjugate vaccines. Ex. 3 at 4-10. Although the vaccine administration
record contains some unclear information related to situs, there are entries
suggesting that Petitioner received the flu and Tdap vaccines in her left arm,
and the pneumococcal conjugate vaccine in her right arm.10 Additionally,
these same designations were added as handwritten notations in a later
provided copy of the list of the three vaccines. Ex. 9.
• Approximately eight weeks later, on December 18, 2019, Petitioner had a
physical exam with her primary care physician (“PCP”). Ex. 6 at 20. He
noted that Petitioner was “[d]oing well, [had] no current complaints.” Id.
Again, this record contained the common entry “Musculoskeletal: No joint
or back pain or muscle problems.” Id. The PCP prescribed 500 milligrams
10 Although both option (L and R) were circled on the duplicate consent forms submitted, there is a “L”
handwritten next to the details related to the flu and Tdap vaccines and an “R” handwritten next to the
details related to the pneumococcal conjugate vaccine. Ex. 3 at 7, 9.
5
of Naproxen twice daily, ordered a mammogram and bone density testing,
and recommended Petitioner schedule appointments for a colonoscopy and
ophthalmology evaluation. Id. at 21. There is no entry in this original record
stating why the Naproxen was prescribed.
• On January 7, 2020, Petitioner returned for a follow-up appointment with
“[l]eft arm pain” listed as the main concern. Ex. 6 at 18. and Petitioner Id.
She “state[d] that she got [] a flu injection and her arm has been hurting
since then,” and the Naproxen prescribed at “her last viist . . . [wa]s not
helping her much.” Id. This record includes the same usual entry:
“Musculoskeletal: No joint or back pain or muscle problems,” seen in prior
records. Id. The PCP opined that Petitioner’s “[p]ain appears to be
neuropathic in nature” and provided her with a neurologic referral for further
evaluation. Id. at 19.
• In a later-provided version of the record from this December 18, 2019 visit,
the PCP added an addendum stating that the Naproxen was prescribed to
treat Petitioner’s complaint of left shoulder pain. Ex. 21 at 8. The PCP stated
that the addendum was based upon the information contained in the record
from Petitioner’s January 7, 2020 visit. Id.
• Petitioner returned to her PCP on January 24, 2020, and February 3, 2020,
for continuing left arm pain. Ex. 6 at 14-17. At both appointments, the PCP
renewed his referral to a neurologist and prescribed 50 milligrams of
Tramadol. Id at 17.
• On February 6, 2020, Petitioner presented to a neurologist at the Memorial
Neurological Association (“MNA”) for evaluation of “left arm pain and
weakness” with an onset “on or about the 23[rd] of October 2019 following
flu vaccine, tetanus vaccine and pneumonia vaccine.” Ex. 7 at 3. Recalling
that “[s]he had two shots in the left arm and one shot in the right,” she
acknowledged that she “does not know which was which.” Id.
• At this initial neurology appointment, Petitioner described “severe pain that
radiates from the left neck to the left shoulder along the lateral aspect of the
left arm down to all fingers of the left hand,” causing a decreased use of her
left hand. Ex. 7 at 3. Characterizing her pain as more severe than childbirth,
Petitioner reported that the prescribed medications (Naprosyn, Tramadol,
and Gabapentin) were all ineffective. Id. It was noted that she was taking
300 milligrams of Gabapentin. Id. at 4.
6
• Upon examination, the MNA neurologist observed “give away weakness in
the left upper extremity” which prevented an accurate strength assessment.
Ex. 7 at 5. He assessed Petitioner as experiencing “radicular pain in the left
upper extremity” and ordered testing (x-rays, an MRI, and EMG) to rule out
cervical radiculopathy. Id. at 6.
• Based upon her PCP’s referral and concern regarding a possible nerve
impringement, Petitioner was seen by a second neurologist at Houston
Methodist Sugar Land Neurology (“HMSLNA”) on March 3, 2020, for a
complaint of left shoulder pain for five months. Ex. 4 at 76. Reporting more
severe pain at night and only slight relief from Gabapentin, Petitioner
estimated that her daytime pain was four to five out of ten. She added that
her pain “would sometimes radiate from the deltoid down the upper arm and
into the forearm and back of left hand.” Id.
• Observing normal strength in the upper extremities and weakness only in
Petitioner’s left hand, the HMSLNA neurologist ordered MRIs of the brain
and left shoulder, x-rays of the cervical spine, and an EMG; instructed to
continue taking Gabapentin, and prescribed meloxicam to be taken as
needed. Ex. 4 at 80. He also noted that Petitioner had not been seen by an
orthopedist or undergone testing. Id.
• The EMG (performed on March 10, 2020) yielded normal results, with “no
electrophysiological evidence of an entrapment neuropathy or left cervical
radiculopathy.” Ex. 4 at 68.
• On March 23 and April 1, 2020, Petitioner sought medication refills from
the HMSLNA neurologist. Ex. 4 at 51-62.
• On April 3, 2020, Petitioner participated in a telephonic appointment11 with
the HMSLNA neurologist, during which they discussed the results of her
recent EMG and left shoulder MRI. Ex. 4 at 40. Unlike the EMG, the MRI
revealed rotator cuff tendinosis, excessive labrum tearing, moderate to
severe glenohumeral cartilage deterioration, and moderate effusion with
synovitis. The neurologist opined Petitioner’s “symptoms [we]re related to
structural issues with the left shoulder as described in the MRI” and
recommended that she see an orthopedist and possibly pain specialist. Id.
In response to Petitioner’s statement that the prescribed Gabapentin was
11 During this time, many of Petitioner’s appointments were conducted telephonically due to the worldwide
COVID pandemic. See https://www.cdc.gov/museum/timeline/covid19.html (last visited Nov. 21, 2025) (for
a pandemic timeline).
7
helping alleviate her pain, the neurologist increased her dosage slightly and
ordered a brain MRI “given abnormalities noted on the neurological exam.”
Id.
• On May 28, 2020, Petitioner participated in a telephonic appointment with
her PCP for a refill of her current medications. Ex 6 at 12-13.
• During another telephonic appointment with the HMSLNA neurologist held
on July 22, 2020, Petitioner reported that she had not yet seen an
orthopedist and was delaying her brain MRI due to safety concerns related
to the COVID Pandemic. Ex. 4 at 28. However, she stated that she saw an
orthopedic surgeon who diagnosed her with frozen shoulder, administered
an injection, and referred her to physical therapy (“PT”) which she found
helpful. Id. She added that the orthopedic surgeon did not recommend
surgery. Id.
• Later-provided insurance statements contain entries related to PT visits on
July 21, 23, and 30, 2020. Ex. 13 at 39. However, there are multiple entries
for each day and notations showing at least several entries may be due to
billing errors. Id.
• On July 23, 2020, Petitioner had a telephonic appointment with her PCP,
seeking medication refills and an orthopedic referral. Ex. 6 at 10-11.
• On August 7, 2020, Petitioner was seen by an orthopedist at UT Physicians
for left shoulder pain, reporting that it began “after a vaccination.” Ex. 5 at
93. Characterizing her pain as sharp, stabbing, throbbing, and intermittent,
Petitioner rated its severity as “5-6 with rest” and “7-8 with activities after
attending therapy & etc…” Id. It was noted that Petitioner’s PCP had
diagnosed her with adhesive capsulitis and referred her for a cortisone
injection and PT. Id. at 89. Remarking that Petitioner “already tried [a]
cortisone injection and multiple rounds of physical therapy and [wa]s failing
to improve,” the orthopedist discussed all potential alternatives, adding that
Petitioner had chosen arthroscopic surgery and follow-up PT. Id. at 92.
• On September 10, 2020, Petitioner underwent left shoulder arthroscopic
surgery. Ex. 5 at 47. In the post operative report, the surgeon stated that
[t]he glenohumeral joint was in suprisingly very poor
condition. The humeral head essentially had large
chondral flals and almost full-thickness cartilage loss
8
over about 70% of the humeral head. The posterior
50% of the hemisphere was dented in, as if she had []
a prior anterior dislocation or possibly just as a result
of severe arthritis. The glenoid also had cartilage
damage. . . . Biceps tendon was in good condition.
There was degenrative labral tearing throughout. . . .
The rotator cuff was all intact . . . and required no
repair.
Id at 53. He also observed “significant bursitis” in subacromial space. Id.
• After the procedure, Petitioner had difficulty awaking from the anesthia,
prompting medical staff to administer stroke and seizure precautions,
including doses of Narcan, Keppera, and Ativan, and a CT and MRI of the
brain were performed. Ex. 5 at 40. She tested negative for stroke and
seizure and eventually woke without incident. Id. Petitioner’s post-operative
diagnoses included left shoulder adhesive capsulitis and glenohumeral
arthritis. Id. at 56. She was discharged from the hospital two days later on
September 12, 2020. Id.
• Three days later, on September 15, 2019, Petitioner began post operative
PT. Ex. 5 at 18. She reported that her shoulder was feeling better, but she
continued to experience pain and difficulty reaching overhead and behind
her back. Id. Petitioner estimated her pain as two at best and five at worst.
Id.
• On September 18, 2020, Petitioner had a follow up appointment with her
orthopedist. Ex. 5 at 36. The orthopedist noted Petitioner was “looking and
feeling great right now [but] [s]he did have severe signs of left shoulder
arthritis at the time of the arthroscopy.” Id. Noting that he “went over all this”
with Petitioner, the orthopedist stated that Petitioner would “follow-up as
needed and let us know when the pain returns.” Id.
• Between September 15 and October 16, 2020, Petitioner attended 16 PT
sessions. Ex. 5 at 20. At her final visit, she reported improvement in her
range of motion (“ROM”) but continued pain when reaching. Id. She
estimated a pain severity of two to three. Id.
• On November 13, 2020, Petitioner returned to PT “for the first time in 4
weeks” due to a delay while awaiting her insurance authorization. Ex. 5 at
9
39. She reported “having more pain over the past 3 weeks” and a lack of
relief with medication. Id. She estimated a pain severity between three to
five.
• At her orthopedic follow-up appointment three days later, Petitioner again
recounted a worsening of her symptoms three weeks ago, rating her pain
as five out of ten. Ex. 5 at 13. Reporting that she “[wa]s still attending [PT]
twice a week and home exercises daily,” she described pain that was
“located diffusely around the shoulder, . . . characterized as throbbing and
burning.” Id. Upon examination, the orthopedist observed lost ROM, both
internally and externally. Id. at 16. He administered a steroid injection,
prescribed meloxicam, and recommended Petitioner continue PT and home
exercises. Id.
• At her next orthopedic appointment on December 7, 2020, Petitioner
reported that “she [wa]s doing okay since surgical intervention, . . .
experiencing mild-moderate pain post operatively, . . . [and] attending
physical therapy 2 times a week.” Ex. 5 at 7. Rating her current pain severity
as five, she stated that the “cortisone injection a month ago . . . gave her
relief for only 2 to 3 days.” Id.
• Upon examination, the orthopedist noted pain, tenderness, and “decreased
range of motion as expected for [her] level of arthritis.” Ex. 5 at 10. He stated
that the “arthroscopy done about 3 months ago . . . showed surprisingly
severe arthritis in the glenohumeral joint [and] [s]he has not really improved
at all and continues to have pain at her wrist.” Id. It was noted that Petitioner
“ha[d] tried 2 cortisone injections which really g[a]ve her only 2 to 3 days of
relief. Id. Afte discussing all options with the orthopedist, Petitioner opted
for a complete shoulder replacement. Id.
• No further medical records were provided in support of Petitioner’s claim.
• In her first signed declaration (filed on January 12, 2021), Petitioner
addressed the basic requirements of the Vaccine Act. Ex. 1. She discussed
the three vaccines received on October 23, 2019, in her second and third
declarations, filed in July 2022, and February 2024, respectively. Exs. 8, 18.
• In her third declaration, Petitioner also addressed any future treatment,
noting that she “did not want to undergo the procedure recommended by
[her] doctor” (Ex. 18 at ¶ 10), because she “knew people that have
undergone shoulder replacement surgery, and it did not alleviate their pain
10
(id. at ¶ 11). Although she stated that she “still ha[s] occasional pain, [she]
ha[d] not sought treatment for her shoulder injury since December 2020.”
Id. at ¶ 13.
A. Specific Pain Onset Finding
Respondent bases his contention that Petitioner has failed to establish two-day
pain onset upon the lack of any mention of left shoulder pain in the initially-provided
medical record from the PCP visit for a physical in December 2019, approximately eight
weeks post-vaccination, and Petitioner’s description of pain onset since vaccination which
he insists is vague. Rule 4(c) Report at 7. I do not, however, find either argument to be
persuasive.
I have previously rejected Respondent’s characterization of the term “since” as
impermissibly vague for purposes of onset determinations. See, e.g., Merwitz v. Sec’y of
Health & Hum. Servs., No. 20-1141V, 2022 WL 17820768, at *3 (Fed. Cl. Spec. Mstr.
Oct. 11, 2022). Instead, I have found that definitions for that term include the following,
which support an immediate pain onset: 1) “from a definite past time until now” and 2)
“from a particular time in the past until a later time.”12 This is, therefore, not strong grounds
for an adverse onset finding.
Respondent’s contention about omissions of pain complaints in certain records is
also unavailing. Although Respondent fairly observes the lack of any entry related to left
shoulder pain in the original version of the record from Petitioner’s December 18, 2019
visit, there is sufficient evidence to counter this omission. In the record from Petitioner’s
next visit (January 8, 2020), the PCP clearly stated he prescribed Naproxen in December
2019 to treat her left arm pain - present since the flu vaccine. Ex. 6 at 19. And the entry
in the December 2019 record stating that Petitioner was not experiencing any joint or
back pain is not reliable, as it can be found in most PCP records even when back and
lower leg pain was specifically mentioned and treated. Compare Ex. 6 at 35 (October 30,
2015 record) with id. at 20 (December 18, 2019 record). Furthermore, the PCP agreed
that Petitioner’s complaint of left shoulder pain was mistakenly omitted by later amending
the December 2019 record. Ex. 21 at 8.
As clarified in Kirby, the Federal Circuit’s holding in Cucuras should not be
interpreted to mean that all medical records are presumed to be complete. Kirby, 997
12 These definitions can be viewed at the Merriam-Webster and Cambridge Dictionary. See (www.merriam-
webster.com/dictionary/since; https://dictionary.cambridge.org/us/dictionary/english/since (last visited on
Nov. 17, 2025).
11
F.3d at 1382-83. Rather, the Circuit “reject[ed] as incorrect the presumption that medical
records are accurate and complete as to all the patient’s physical conditions.” Id. at 1383.
In this case, Petitioner consistently attributed her left shoulder pain to the vaccines
she received on October 23, 2019, when seeking treatment throughout 2020. Ex. 6 at 18;
Ex. 7 at 3; Ex. 5 at 93 (in chronologic order). While these entries were based upon
information provided by Petitioner, and reflect her belief that these events were linked,
they do provide some evidence supporting the pain onset that she alleges. And they still
should be afforded greater weight than more current representations, as they were
uttered contemporaneously with Petitioner’s injury for the purposes of obtaining medical
care.13
Because the preponderant evidence favors an immediate pain onset, I find that
Petitioner has satisfied this Table SIRVA onset requirement.
B. Symptom Location and Viable Alternative Causes
Despite my finding related to pain onset, the record as it currently stands does not
support certain Table elements - specifically those related to symptom location and the
lack of a viable alternative cause. See 42 C.F.R. § 100.3(c)(10)(iii)-(v). The symptoms
Petitioner reported were often atypical and located in areas such as her neck and hand.
See, e.g., Ex. 7 at 3. And there is amble evidence showing two viable alternatives for
Petitioner’s symptoms – the severe arthritis and labral tear noted on the MRI and during
arthroscopic surgery. Ex. 4 at 40; Ex. 5 at 53.
A petitioner will fail to satisfy the fourth QAI criteria if there is preponderant
evidence of a condition that would explain the petitioner’s current symptoms. See 42
C.F.R. § 100.3(c)(10)(iv). The condition or abnormality must qualify as an explanation for
the symptoms a petitioner is experiencing, but need not be a better or more likely
explanation. Durham v. Sec’y of Health & Hum Servs., No. 17-1899V, 2023 WL 3196229,
at *13-14 (Fed. Cl. Spec. Mstr. Apr. 7, 2023). In effect, and although the same
preponderant evidentiary burden applies to this QAI as with all others, this Table element
does not impose on Respondent the obligation to prove an “alternative cause” for the
injury, but instead merely requires him to demonstrate that the record contains sufficient
13 The Federal Circuit has stated that “[m]edical records, in general, warrant consideration as trustworthy
evidence . . . [as they] contain information supplied to or by health professionals to facilitate diagnosis and
treatment of medical conditions.” Cucuras, 993 F.2d at 1528 (emphasis added). Thus, the Circuit has
instructed that information provided by Petitioner to a treater and contained in a contemporaneous record
deserves weight, and should not be considered subjective merely because it came from a patient, rather
than physician.
12
evidence of a competing explanation to “muddy” a preponderate fact finding that vaccine
administration was the cause.14 The relevant inquiry is whether the condition or
abnormality “wholly explains [a petitioner’s] symptoms independent of vaccination.” Lang
v. Sec’y of Health & Hum. Servs., No. 17-0995V, 2020 WL 7873272, at *13 (Fed. Cl.
Spec. Mstr. Dec. 11, 2020).
There are numerous SPU cases in which I have dismissed a petitioner’s Table
claim after determining this requirement had not been satisfied. See, e.g., Miller v. Sec’y
of Health & Hum. Servs., No. 20-0531V, 2024 WL 3699521 (Fed. Cl. Spec. Mstr. July 9,
2024); Lindsey v. Sec’y of Health & Hum. Servs., No. 20-1650V, 2023 WL 4858539 (Fed.
Cl. Spec. Mstr. June 29, 2023). And other special master have also dismissed claims in
total after further litigation. Pulsipher v. Sec’y of Health & Hum. Servs., No. 21-2133V,
issued on Apr. 24, 2025 (available on the Court’s website as of May, 9, 2025). And that
outcome is possible here, since the record as it currently stands does not support the
fourth QAI requirement. It is otherwise unlikely that she will be able establish that the
significant arthritis and degenerative changes observed by her orthopedist would not
explain her symptoms.
IV. Order to Show Cause
Petitioner’s Table SIRVA claim will fail unless she offers sufficient evidence (to
date not filed) to meet the third and fourth QAI criteria. And I note that on multiple
occasions, she has been ordered to provide medical records which appear to be
outstanding. There are multiple entries, to several different providers, referencing
treatment undergone in late Spring 2020, specifically a steroid injection and PT. Ex. 4 at
28; Ex. 5 at 92; see also Ex. 5 at 10 (referencing two steroid injections, rather than one).
Although these entries may be based upon erroneous information provided by Petitioner
at that time, the recounted details are strikingly similar. At a minimum, Petitioner should
provide another affidavit or sworn declaration addressing these entries, and the question
whether there are some medical records still outstanding.
I am giving Petitioner a final chance to obtain and file such evidence – and it is
important she take that chance seriously. Failure to provide this evidence will result in
dismissal of Petitioner’s Table claim. Tsekouras v. Sec’y of Health & Human Servs., 26
Cl. Ct. 439 (1992), aff’d, 991 F.2d 810 (Fed. Cir. 1993) (per curiam); Sapharas v. Sec’y
of Health & Human Servs., 35 Fed. Cl. 503 (1996); Vaccine Rule 21(b).
14
Of course, claims that are styled as a SIRVA Table claim but which “fall out” may still remain viable as a
causation claim – and in such circumstances the usual considerations applicable to “factor unrelated”
alternative causes, and the shifted burden considerations, will come into play. For present purposes, what
matters is that this Table element expressly requires the petitioner to show no other “condition or
abnormality.”
13
However, there is sufficient evidence to suggest that regardless of the disposition
of the Table claim, a non-Table claim is likely viable, but will require going to the expense
of obtaining experts to support each party’s position. And, given the existence of unrelated
conditions which may have caused symptoms contributing to Petitioner’s pain and
suffering, even if successful, any compensation awarded would be limited to those
symptoms shown to be vaccine-related, and may not be as substantial as Petitioner
envisions. Thus, I would encourage the parties to renew their settlement discussions to
determine if an informal agreement can be reached.
The parties shall file a joint status report updating me on their renewed
settlement discussions and Petitioner’s effort to provide at least the medical
records that appear to be outstanding by no later than Tuesday, January 06, 2026.
If the parties’ renewed settlement discussions are unsuccessful, and
Petitioner wishes to continue with her Table SIRVA claim, she must file all
outstanding medical records (or sufficient evidence establishing that the record is
complete) and provide the preponderant evidence needed to satisfy the third and
fourth Table criteria, or to otherwise show cause why her Table SIRVA claim should
not be dismissed by no later than Monday, February 09, 2026.
IT IS SO ORDERED.
s/Brian H. Corcoran
Brian H. Corcoran
Chief Special Master
14