Opinion

Schwartz

Court
District Court, S.D. New York
Filed
Nov 10, 2025
Cited by
0 cases
Authority
More cited than 38.0%

“[A]n individual defendant may be characterized as the owner or operator of a public accommodation under the ADA.”

How later courts described this case

  • “[A]n individual defendant may be characterized as the owner or operator of a public accommodation under the ADA.”
  • allegations “that the Individual Defendants were responsible for making decisions regarding disabled students and plaintiff in particular, and further assuming that such actions may be attributed to the University, . . .do not require a holding that personal liability follows.”
  • “[T]he Rehabilitation Act does not provide for individual liability.”
  • corporation is a citizen of both the State where it is incorporated and the State where it has its principal place of business

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

EDMUND K. GIBBONS III,

Plaintiff,

-against- 25-CV-8822 (LTS)

AMY SCHWARTZ; JAMES LANE; KATE ORDER OF DISMISSAL

FRANKLIN; MAYRA CUEVAS; LUCY WITH LEAVE TO REPLEAD

JAMES, DOES 1-100,

Defendants.

LAURA TAYLOR SWAIN, Chief United States District Judge:

Plaintiff, who is appearing pro se, brings this action under the Rehabilitation Act, the

Americans with Disabilities Act (ADA), and state law. By order dated November 7, 2025, the

Court granted Plaintiff’s request to proceed in forma pauperis, that is, without prepayment of

fees. For the reasons set forth below, the Court dismisses this action, with 60 days’ leave to

replead.

STANDARD OF REVIEW

The Court must dismiss an in forma pauperis complaint, or any portion of the complaint,

that is frivolous or malicious, fails to state a claim on which relief may be granted, or seeks

monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2)(B);

see Livingston v. Adirondack Beverage Co., 141 F.3d 434, 437 (2d Cir. 1998). The Court must

also dismiss a complaint when the Court lacks subject matter jurisdiction of the claims raised.

See Fed. R. Civ. P. 12(h)(3).

While the law mandates dismissal on any of these grounds, the Court is obliged to

construe pro se pleadings liberally, Harris v. Mills, 572 F.3d 66, 72 (2d Cir. 2009), and interpret

them to raise the “strongest [claims] that they suggest,” Triestman v. Fed. Bureau of Prisons, 470

F.3d 471, 474 (2d Cir. 2006) (internal quotation marks and citations omitted) (emphasis in

original). But the “special solicitude” in pro se cases, id. at 475 (citation omitted), has its limits –

to state a claim, pro se pleadings still must comply with Rule 8 of the Federal Rules of Civil

Procedure, which requires a complaint to make a short and plain statement showing that the

pleader is entitled to relief.

Rule 8 requires a complaint to include enough facts to state a claim for relief “that is

plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is facially

plausible if the plaintiff pleads enough factual detail to allow the Court to draw the inference that

the defendant is liable for the alleged misconduct. In reviewing the complaint, the Court must

accept all well-pleaded factual allegations as true. Ashcroft v. Iqbal, 556 U.S. 662, 678-79

(2009). But it does not have to accept as true “[t]hreadbare recitals of the elements of a cause of

action,” which are essentially just legal conclusions. Twombly, 550 U.S. at 555. After separating

legal conclusions from well-pleaded factual allegations, the Court must determine whether those

facts make it plausible – not merely possible – that the pleader is entitled to relief. Id.

BACKGROUND

The following facts are drawn from the complaint.1 Plaintiff resides in Texas and was an

active participant in the Kadampa Meditation Center (KMC) in Texas from 2010 to 2021. In

2021, after over a decade in the Teacher Training Program (TTP) at KMC Texas, the resident

teacher instructed the Plaintiff not to return or participate in TTP discussions; this marked the

start of a pattern of exclusion within the New Kadampa Tradition (NKT) network. Plaintiff

alleges that he had no record of misconduct within the NKT community and that his exclusion

1 The Court quotes from the complaint verbatim. All spelling, grammar, and punctuation

are as in the original unless noted otherwise.

was based on internal gossip originating in the Texas TTP community about an “expunged legal

matter” that he considers unrelated.

Between 2023 and 2025, Plaintiff made efforts to attend classes and retreats, and to

volunteer in NKT centers in New York, Colorado, Georgia, and Arizona, with mostly

unsuccessful results. In November 2023, Amy Schwartz of KMC New York denied his three-

month retreat application, citing “concerns of violence.” (ECF 1 at 4-5.) Plaintiff was informed

that he could reapply in one year; however, he continued to be excluded when he attempted to

reapply.

In October 2023 and January 2024, Kate Franklin of KMC Colorado would not allow

Plaintiff to attend in person. Plaintiff was told that, “We are not ready for you to do that yet.” (Id.

at 15.) Later, his application was denied, allegedly “for the safety of yourself and others.” (Id. at

14.) Plaintiff was refused an overnight stay based on allegations he had been “acting strange” in

2022, and an informal “requirement” that the director must have known a guest for fifteen years.

(Id. at 7.) In August 2025, KMC Colorado allowed Plaintiff to attend day programs without

overnight stays.

Plaintiff brings this suit against Defendants James Lane (Administrative Director,

International Kadampa Retreat Center, Arizona), Kate Franklin (Administrative Director, KMC

Colorado), Lucy James (Resident Teacher, KMC Colorado), Amy Schwartz (Administrative

Director, KMC New York), and Mayra Cuevas (Administrative Director, KMC Georgia) and

Does #1-100, who are unknown administrators, managers, and resident teachers of NKT. He

asserts federal claims under the ADA and Rehabilitation Act, and state-law defamation claims.

Plaintiff seeks damages, and injunctive relief prohibiting his exclusion and requiring “ADA

compliance.”

DISCUSSION

A. ADA Claims

To state a disability discrimination claim under Title III of the ADA, a plaintiff must

allege: (1) that he is disabled within the meaning of the statute; (2) that the defendant owns,

leases, or operates a place of public accommodation; and (3) that the defendant discriminated

against the plaintiff within the meaning of the statute. Roberts v. Royal Atl. Corp., 542 F.3d 363,

368 (2d Cir. 2008). A plaintiff must also allege that the “exclusion or discrimination was due to

[the plaintiff’s] disability.” Fulton v. Goord, 591 F.3d 37, 43 (2d Cir. 2009) (quoting Hargrave v.

Vermont, 340 F.3d 27, 34-35 (2d Cir. 2003)). A plaintiff can base a disability discrimination

claim on any of three theories: “(1) intentional discrimination (disparate treatment); (2) disparate

impact; and (3) failure to make a reasonable accommodation.” Brief v. Albert Einstein Coll. of

Med., 423 Fed. Appx. 88, 90 (2d Cir. 2011) (quoting Fulton, 591 F.3d at 43). Injunctive relief is

the only remedy available to private litigants under Title III of the ADA. See 42 U.S.C.

§ 12188(a)(1).

Under the ADA, a person with a disability is someone who: has a physical or mental

impairment that substantially limits one or more major life activities; has a history or record of

such an impairment; or is regarded as having such an impairment, whether or not the impairment

limits or is perceived to limit a major life activity, 42 U.S.C. § 12102(1)(A)-(C). The ADA, as

amended in 2008, directs courts to construe the term disability “in favor of broad coverage of

individuals under [the ADA], to the maximum extent permitted by the terms of [ADA].” 42

U.S.C. § 12102(4)(A).

Plaintiff alleges he is a “100% service-connected disabled veteran,” and that he is

“protected under federal disability rights statutes.” (ECF 1 at 2.) Plaintiff’s assertion that he is

disabled is a legal conclusion; he has not alleged any facts about whether he has a physical or

mental impairment that substantially limits one or more major life activities; has a history or

record of such an impairment; or is regarded as having such an impairment.

Even assuming that Plaintiff is disabled, he has not alleged facts that could give rise to an

inference that he was denied participation in meditation center programs because of his

disability. On the contrary, Plaintiff supplies a different rationale for exclusion. Plaintiff alleges

that he was excluded based on gossip and rumors about a “personal legal matter” that was

resolved and expunged. (Id. at 3.) Plaintiff has not alleged facts sufficient to suggest that he was

discriminated against due to a disability, and the Court cannot discern from these allegations

whether Plaintiff intends to allege that he was subjected to intentional discrimination, whether he

suffered some disparate impact due to an alleged disability, or whether he sought and was denied

an accommodation for a disability. Plaintiff’s allegations thus fail to state a claim under the

ADA, and the Court dismisses Plaintiff’s ADA claims. 28 U.S.C. § 1915(e)(2)(B)(ii).

The Court, below, grants Plaintiff leave to amend to replead his claims. The Court notes,

however, that Plaintiff should not replead his claim for damages under the ADA, because only

injunctive relief is available under Title III of the ADA. 42 U.S.C. § 12188(a)(1).

In addition, Plaintiff has named only individuals, and these individuals may not be proper

defendants for this ADA claim. Title III of the ADA provides for liability for any person or

private entity “who owns, leases (or leases to), or operates a place of public accommodation.” 42

U.S.C. § 12182(a). “In determining whether an individual is a proper defendant under the ADA,

the inquiry must focus on the issue of control, i.e., whether the named defendant ‘operates’ a

place of public accommodation within the meaning of the ADA.” Bowen v. Rubin, 385 F. Supp.

2d 168, 180 (E.D.N.Y. 2005);2 Coddington v. Adelphi Univ., 45 F. Supp. 2d 211, 216 (E.D.N.Y.

1999) (“[A]n individual defendant may be characterized as the owner or operator of a public

accommodation under the ADA.”). Allegations that an individual was a decisionmaker regarding

accommodations for a disabled individual are insufficient to establish that an individual operates

a public accommodation. Id. at 217 (allegations “that the Individual Defendants were responsible

for making decisions regarding disabled students and plaintiff in particular, and further assuming

that such actions may be attributed to the University, . . .do not require a holding that personal

liability follows.”).3 If Plaintiff files an amended complaint seeking relief under the ADA

against individuals, he must include facts specifying the relationships of those individuals with

the entities that he alleges discriminated against him.

B. Rehabilitation Act

Section 504 of the Rehabilitation Act states that “[n]o otherwise qualified individual with

a disability . . . shall, solely by reason of her or his disability, be excluded from the participation

in, be denied the benefits of, or be subjected to discrimination under” any covered “program or

activity.” 29 U.S.C. § 794(a). Section “504 of the Rehabilitation Act is directed at prohibiting

discrimination against the disabled by public entities that receive funding from the federal

government.” Hallett v. New York State Dep't of Corr. Servs., 109 F. Supp. 2d 190, 199

(S.D.N.Y. 2000). The Rehabilitation Act applies only to programs receiving federal financial

assistance. Garcia v. S.U.N.Y. Health Scis. Ctr. of Brooklyn, 280 F.3d 98, 113 (2d Cir. 2001)

(“[Section] 504 applies only to those [entities] that accept federal funds”).

2 In Bowen, for example, the president and sole shareholder of a corporation that had no

board of directors was determined to have power and discretion to operate the facility and make

decisions regarding training and supervision of the corporation’s employees.

3 The Court has not reached, at this stage, questions about whether the entities involved

qualify as public accommodations.

There is no individual liability under the Rehabilitation Act. Goe v. Zucker, 43 F.4th 19,

35 (2d Cir. 2022) (“[T]he Rehabilitation Act does not provide for individual liability.”); Garcia,

280 F.3d at 107 (Section “504 of the Rehabilitation Act [does not] provid[e] for individual

capacity suits.”). Because individuals are not proper defendants for claims under the

Rehabilitation Act, Plaintiff’s Rehabilitation Act claims against Defendants Lane, Franklin,

James, Schwartz, and Cuevas must be dismissed for failure to state a claim on which relief can

be granted, 28 U.S.C. § 1915(e)(2)(B)(ii), and should not be repleaded if Plaintiff chooses to file

an amended complaint.

C. Defamation

Plaintiff invokes the Court’s diversity jurisdiction, 28 U.S.C. § 1332, alleging that he is a

citizen of Texas and Defendants are citizens of states other than Texas and that the amount in

controversy exceeds $75,000.4 He brings a claim under New York law for defamation.5

“Defamation, consisting of the twin torts of libel and slander, is the invasion of the interest in a

reputation and good name.” Albert v. Loksen, 239 F.3d 256, 265 (2d Cir. 2001) (quoting Hogan

v. Herald Co., 84 A.D.2d 470, 474 (4th Dep’t), aff’d, 58 N.Y.2d 630 (1982)). Generally, spoken

defamatory words are slander; written defamatory words are libel. Id. at 256 (citing Matherson v.

Marchello, 100 A.D.2d 233, 239 (2d Dep’t 1984)).

New York law defines defamation as “the making of a false statement of fact which tends

to expose the plaintiff to public contempt, ridicule, aversion or disgrace.” Chapadeau v. Utica

4 The Court notes that Plaintiff has listed workplace addresses for defendants but

citizenship is based on domicile. Moreover, if Plaintiff chooses to file an amended complaint, the

diversity analysis may change if Plaintiff names defendants who are not individuals. See, e.g.,

Hertz Corp. v. Friend, 559 U.S. 77, 93 (2010) (corporation is a citizen of both the State where it

is incorporated and the State where it has its principal place of business).

5 It is unclear that New York law applies to all of Plaintiff’s defamation claims.

Observer-Dispatch, 38 N.Y.2d 196, 199 (1975). The elements of a defamation claim are “a false

statement, published without privilege or authorization to a third party, constituting fault as

judged by, at a minimum, a negligence standard, and it must either cause special harm or

constitute defamation per se.” Nunes v. NBC Universal Media, LLC, 643 F. Supp. 3d 403, 412

(S.D.N.Y. 2022) (quoting Dillon v. City of New York, 261 A.D.2d 34, 39, 704 N.Y.S.2d 1 (1st

Dep’t 1999)).6

“Expressions of opinion, as opposed to assertions of fact, are deemed privileged and, no

matter how offensive, cannot be the subject of an action for defamation.” Mann v. Abel, 10

N.Y.3d 271, 276 (2008). The difference between a pure opinion, which is not actionable, and an

actionable mixed opinion is “the implication that the speaker knows certain facts, unknown to

the audience, which support the speaker’s opinion and are detrimental to the person being

discussed.” Nunes, 643 F. Supp. 3d at 414 (citing Davis, 24 N.Y.3d at 269); Gross v. New York

Times Co., 82 N.Y.2d 146, 153-54 (1993). If a statement either is true, or cannot be “proven

false,” it cannot be claimed to be defamatory. Small Bus. Bodyguard Inc. v. House of Moxie, Inc.,

230 F. Supp. 3d 290, 312 (S.D.N.Y. 2017)

Plaintiff has not identified the false factual statements that were allegedly made to third

parties. Plaintiff alleges that Defendant Mayra Cuevas, whom he has never met, denied his

application for an overnight stay on the grounds that, in 2022, he had been “acting strange” (ECF

1 at 7). This is not an allegation that Defendant Cuevas made false statements to a third party; the

statement is alleged to have been made to Plaintiff, in denying his application. Although Plaintiff

suggests that information that he had been acting strangely must have come from a third party,

6 “Because the falsity of the statement is an element of the defamation claim, the

statement’s truth or substantial truth is an absolute defense.” Stepanov v. Dow Jones & Co., Inc.,

120 A.D.3d 28, 34 (1st Dep't 2014).

because he and Cuevas had never met, he has not identified any false statement that Cuevas

made to a third party, or any false statements that were made to her.

Next, Plaintiff alleges that Amy Schwartz denied his application for a three-month retreat

at KMC New York, “stating that there were ‘concerns of violence.’” (ECF 1 at 6.) This is also

not an allegation that Defendant Schwartz made false statements to a third party; the statement

was made to Plaintiff, in denying his application.

Plaintiff further alleges that Schwartz’s statement that she had “concerns of violence”

later “became the foundation for subsequent republications by other administrators . . . .” (Id. at

6.) Because Plaintiff has not alleged what statements Schwartz made to any third party, the Court

cannot analyze whether Schwartz expressed an opinion that was accompanied by a recitation of

the facts on which it is based, or whether she is alleged to have made a statement of opinion that

implied, falsely, that there was some basis for her concerns. Because the complaint does not

plainly allege what statements were published to third parties, either in writing or orally, Plaintiff

fails to state a claim for defamation.

LEAVE TO AMEND

Plaintiff proceeds in this matter without the benefit of an attorney. District courts

generally should grant a self-represented plaintiff an opportunity to amend a complaint to cure its

defects, unless amendment would be futile. See Hill v. Curcione, 657 F.3d 116, 123-24 (2d Cir.

2011); Salahuddin v. Cuomo, 861 F.2d 40, 42 (2d Cir. 1988). Because Plaintiff may be able to

allege additional facts to state a valid claim, the Court grants Plaintiff 60 days’ leave to amend

his complaint to detail his claims.

If Plaintiff does not file an amended complaint within the time allowed, the Court will

direct the Clerk of Court to enter judgment in this action.

CONCLUSION

Plaintiff’s complaint, filed in forma pauperis under 28 U.S.C. § 1915(a)(1), is dismissed

pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii), with 60 days’ leave to replead.

The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from this order would

not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an

appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962).

The Court directs the Clerk of Court to hold this matter open on the docket until a civil

judgment is entered.

SO ORDERED.

Dated: November 10, 2025

New York, New York

/s/ Laura Taylor Swain

LAURA TAYLOR SWAIN

Chief United States District Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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