“By the time the [rules] were adopted in 1938, federal statutes had authorized and defined awards of costs to prevailing parties for more than 85 years.”
How later courts described this case
- “By the time the [rules] were adopted in 1938, federal statutes had authorized and defined awards of costs to prevailing parties for more than 85 years.”
- “Rule 54(d)(1) codifies a venerable presumption that prevailing parties are entitled to costs.”
- discussing Mathews and explaining that the docket showed the district court had entered an order on motions for voluntary dismissal with prejudice
- holding that the defendant was the “prevailing party” under § 1988(b) (civil rights) and § 2000e-5(k) (Title VII
Written by the judges who cited it.
The opinion
United States District Court
Middle District of Florida
Jacksonville Division
KOREY SHORT,
Plaintiff,
v. NO. 3:25-cv-274-MMH-PDB
FEDERAL RESERVE BANK OF ATLANTA,
Defendant.
Report and Recommendation
The defendant moves for the taxation of $425.00 in costs under Rule
54(d)(1), Federal Rules of Civil Procedure, and 28 U.S.C. § 1923.1 Doc. 34
(motion); Doc. 35 (proposed bill of costs); Doc. 35-1 (filing-fee receipt); Doc. 37
(court-ordered supplement on whether the defendant is a “prevailing party”).
The plaintiff has not responded, and the time for doing so has passed.
I. Procedural History
The plaintiff, proceeding without a lawyer, sued the defendant in state
court for allegedly false and deceptive advertising. Doc. 1-1.
The defendant removed the case to this court, Doc. 1, and moved to
dismiss under Rule 12(b)(6), Federal Rules of Civil Procedure, for failure to
state a claim upon which relief can be granted, Doc. 2. The defendant argued
1The defendant also purports to file the motion under Local Rule 7.01. Doc. 34 at
1. That rule applies to attorney’s fees and non-taxable expenses, not to taxable costs
under Rule 54(d)(1).
that the alleged facts and cited law provide no basis for a claim by the plaintiff
against the defendant. Doc. 2 at 3, 58.
The court, on its own, struck the complaint because the complaint failed
to inform the defendant of the claims that the plaintiff was attempting to bring,
contained few or no factual allegations, included no demand for relief, and
violated the rules regarding separately numbered paragraphs and separately
identified counts. Doc. 13. The court denied the defendant’s motion to dismiss
as moot. Doc. 13 at 6.
The defendant filed a case management report, Doc. 14, and the plaintiff
filed papers objecting to removal, Docs. 15, 16, 18. The court, on its own, struck
the case management report because the defendant had filed it unilaterally
and overruled the plaintiff’s objections because removal was proper. Doc. 20 at
13. The court observed that the plaintiff had not filed an amended complaint
as directed, stayed case-management obligations, and gave the plaintiff more
time to file an amended complaint. Doc. 20 at 3, 5–6. The plaintiff also
unsuccessfully fought removal in state court. See Doc. 37 ¶¶ 510.
The plaintiff filed an amended complaint. Doc. 22. The defendant moved
to dismiss under Rule 12(b)(6) for failure to state a claim upon which relief can
be granted or to strike under Rule 12(f)(2) for insufficiently pleaded claims and
for an order “dismissing this action without further notice.” Doc. 23 at 1. The
defendant again argued that the alleged facts and cited law provide no basis
for a claim by the plaintiff against the defendant. Doc. 23 at 28.
The plaintiff filed a “[s]tatement of claim,” Doc. 24, and a “demand for
[judgment],” Doc. 25 (all caps omitted). The court, on its own, observed that the
plaintiff had not responded to the motion to dismiss and ordered him to
respond to the motion and show cause why the case should not be dismissed
without prejudice for failure to prosecute. Doc. 26.
The defendant, “in an abundance of caution,” Doc. 27 ¶ 4, again moved
to dismiss under Rule 12(b)(6) or to strike under Rule 12(f)(2), explaining that
it was responding to the statement and demand, Docs. 24, 25, because the
plaintiff may have filed the papers intending to amend his pleading, Doc. 27.
The defendant repeated the arguments it had made before, added arguments
to address new assertions by the plaintiff, including that counsel for the
defendant had acted unethically, and again asked for dismissal without further
notice. Doc. 27 at 315.
The plaintiff filed another “demand for [judgment].” Doc. 28 (all caps
omitted). The court, on its own, struck the paper because the plaintiff failed to
cite legal authority to support his requests and failed to confer with the
defendant’s counsel before filing the paper. Doc. 29.
The plaintiff never responded to the motions to dismiss or strike the
amended complaint, Docs. 23, 27, and failed to file anything to show cause why
the action should not be dismissed without prejudice for failure to prosecute.
The court, on its own, therefore entered this order of dismissal:
Based on Plaintiffs failure to respond to this Court's Orders, the
undersigned concludes that Plaintiff has failed to prosecute this action.
Therefore, pursuant to Rule 41(b) and Local Rule 3.10, dismissal of this action
yatlibul □□□□□□□□□□□□□□□□□□□□□□□□ Bsa Brown v, Pillshesses Publse Dept. No,
06-13131, 205 Fed. Appx. 802, 802 (11th Cir. Nov. 15, 2006), Accordingly, it is
haraby
ORDERED:
1. This case is DISMISSED WITHOUT PREJUDICE.
2. The Clerk of the Court is directed to enter judgment dismissing this
case without prejudice, terminate any remaining deadlines or pending
motions as moot, and close the file.
Doc. 30 at 2.
As directed, the clerk entered the judgment dismissing the case “without
prejudice”; terminated the defendant’s motions to dismiss, Docs. 238, 27;
terminated the plaintiffs “demand for [judgment],” Doc. 25; and closed the file,
Doc. 31 at 1. The clerk included in the judgment this form language: “Any
motions seeking an award of attorney’s fees and/or costs must be filed within
the time and in the manner prescribed in Local Rule 7.01, United States
District Court Middle District of Florida.” Doc. 31 at 1 (bolding omitted).
II. Motion
Fourteen days later, the defendant filed the current motion for the
taxation of costs. Doc. 34. With the motion, the defendant filed a proposed bill
of costs describing $405.00 as “Fees of the Clerk” and $20.00 as “Docket Fees
under 28 U.S.C. § 1928,” Doc. 35, and a receipt from the clerk for $405.00, Doc.
35-1. The plaintiff failed to respond to either the motion or the bill of costs, and
the fourteen-day response period under Local Rule 3.01(d) has passed.
The court ordered the defendant to supplement the motion with
authority to support that the defendant is the “prevailing party” entitled to
costs. Doc. 36 (quoting Rule 54(d)(1)). The court explained that if no
supplement or motion for an extension of time was received in a timely
manner, the court would consider the motion withdrawn and direct the clerk
to terminate the motion. Doc. 36 at 3.
The defendant timely supplemented the motion, Doc. 37; a surprise,
considering the small amount at stake—$425.00—and the presumed burden of
collection. The defendant purports to have filed twelve exhibits with the
supplement—papers from the state court—but filed no exhibits. See Doc. 37
¶¶ 510 (referencing Exhibits A through L “attached hereto”). The defendant
relies on Beach Blitz Co. v. City of Miami Beach, 13 F.4th 1289 (11th Cir. 2021),
and distinguishes United States v. $70,670.00 in United States Currency, 929
F.3d 1293 (11th Cir. 2019), to argue that it is the “prevailing party” because it
successfully removed the case from state court despite heavy opposition from
the plaintiff, Doc. 37 at 710; see also Docs. 15, 16, 18 (the plaintiff’s papers
objecting to removal); Doc. 37 ¶¶ 510 (describing the plaintiff’s state-court
opposition), and because the orders striking the plaintiff’s papers and
dismissing the action, see Docs. 13, 20, 29, were consistent with arguments that
the defendant had made and the relief that it had requested in its motions to
dismiss or strike, Doc. 37 at 9–10; see Docs. 2, 23, 27 (the defendant’s motions).
The plaintiff recently filed a “letter to the court” stating that he was
trying to obtain information about the litigation and asking the court to process
an application. Doc. 38. He makes no mention of costs or his position on taxing
them. See Doc. 38.
III. Law
A. “Prevailing Party” in Rule 54(d)(1)
Rule 54(d)(1) provides, “Unless a federal statute, these rules, or a court
order provides otherwise, costs—other than attorney’s fees—should be allowed
to the prevailing party.”
Under the rule, the “prevailing party” is entitled to costs, U.S. E.E.O.C.
v. W&O, Inc., 213 F.3d 600, 620 (11th Cir. 2000), whether the plaintiff or the
defendant, Tanker Mgmt., Inc. v. Brunson, 918 F.2d 1524, 1527 (11th Cir.
1990), while a non-prevailing party is not, Worsham v. United States, 828 F.2d
1525, 1527 (11th Cir. 1987); Breeland v. Hide-A-Way Lake, Inc., 585 F.2d 716,
723 (5th Cir. 1978), amended on reh’g on other grounds, 593 F.2d 22 (5th Cir.
1979); but see Terry Props., Inc. v. Standard Oil Co., 799 F.2d 1523, 1540 (11th
Cir. 1986) (upholding the taxation of costs against counter-defendants because
the counterclaimants would not have filed unsuccessful counterclaims but for
the lawsuit, and the counterclaims were a “reasonable effort to forestall” the
counter-defendants’ continued harassment of the counterclaimants); accord
Eagleview Techs., Inc. v. MDS Assocs., 190 F.3d 1195, 1200 (11th Cir. 1999).
“[T]he obvious purpose of imposing litigation costs upon losing parties is
to relieve the prevailing party from at least a portion of the total expense of
litigation[.]” Ga. Ass’n of Retarded Citizens v. McDaniel, 855 F.2d 794, 799
(11th Cir. 1988). A court abuses its discretion by failing to provide a reason for
denying costs. Head v. Medford, 62 F.3d 351, 354 (11th Cir. 1995); Walters v.
Roadway Express, Inc., 557 F.2d 521, 526 (5th Cir. 1977).
The rule on costs has been part of the Federal Rules of Civil Procedure
since their inception, and the concept has been in place since well before then.
See Fed. R. Civ. P. 54(d) (1938) (“Except when express provision therefor is
made either in a statute of the United States or in these rules, costs shall be
allowed as of course to the prevailing party unless the court otherwise
directs[.]”); Marx v. Gen. Revenue Corp., 568 U.S. 371, 377 (2013) (“Rule
54(d)(1) codifies a venerable presumption that prevailing parties are entitled
to costs.”); id. at 377 n.3 (“Prior to the … federal rules, prevailing parties were
entitled to costs as of right in actions at law while courts had discretion to
award costs in equity proceedings.”); Taniguchi v. Kan Pac. Saipan, Ltd., 566
U.S. 560, 564 (2012) (“Although the taxation of costs was not allowed at
common law, it was the practice of federal courts in the early years to award
costs in the same manner as the courts of the relevant forum State.”); Marek
v. Chesny, 473 U.S. 1, 7–8 (1985) (“By the time the [rules] were adopted in
1938, federal statutes had authorized and defined awards of costs to prevailing
parties for more than 85 years.”); Alyeska Pipeline Serv. Co. v. Wilderness Soc’y,
421 U.S. 240, 248 n.19 (1975) (“On March 1, 1793, Congress enacted a general
provision governing the awarding of costs to prevailing parties in federal
courts: ‘That there be allowed and taxed in the … courts of the United States,
in favour of the parties obtaining judgments …, such compensation for their
travel and attendance, and for attornies and counsellors’ fees, except in the
district courts in cases of admiralty and maritime jurisdiction, as are allowed
in the supreme or superior courts of the respective states.’” (quoted authority
omitted)), superseded by statute on other grounds; United States v. Schurz, 102
U.S. 378, 408 (1880) (“[A] careful examination of the authorities leaves us no
option but to follow the rule that the prevailing party shall recover of the
unsuccessful one the legal costs which he has expended in obtaining his
rights.”); Vincennes Steel Corp. v. Miller, 94 F.2d 347, 348 (5th Cir. 1938)
(“Costs … were unknown to the common law[.] Costs were first allowed as an
increment of the judgment, where plaintiff recovered, under the statute of
Gloucester (6 Edw. I, Ch. 1). … [T]he same privilege was extended to the
prevailing defendant under the statute of 23 Henry VIII, Ch. 15, Sec. 1. Prior
to the fee bill of 1853, no federal statute awarded costs, but the acts mentioned
above became a part of our general law under which costs were awarded to the
successful party.” (footnote omitted)).
At the time of the rules’ inception, Black’s Law Dictionary defined
“prevailing party” in this way:
That one of the parties to a suit who successfully prosecutes the action
or successfully defends against it, prevailing on the main issue, even
though not to the extent of his original contention.
The one in whose favor the decision or verdict is rendered and judgment
entered.
The party prevailing in interest, and not necessarily the prevailing person.
To be such does not depend upon the degree of success at different stages of
the suit, but whether, at the end of the suit, or other proceeding, the party who
has made a claim against the other, has successfully maintained it. Thus,
where the court grants defendant a new trial after verdict for plaintiff,
defendant is the “prevailing party” on that trial, and entitled to costs, although
the plaintiff again gets verdict on retrial.
Black’s Law Dictionary 1412 (3d ed. 1933) (internal citations omitted). The rule
has changed since then only to change when the clerk may tax costs, to
separate the rule on attorney’s fees, and stylistically. See Fed. R. Civ. P. 54
advisory committee’s notes to 1993 and 2009 amendments.
Eleventh Circuit precedent on Rule 54(d)(1) makes this much clear. A
party need not prevail on all issues to qualify as the “prevailing party.” United
States v. Mitchell, 580 F.2d 789, 793 (5th Cir. 1978), superseded by statute on
other grounds. If the resolution of the litigation results in no “material change”
in the “legal relationship” between the parties, neither party is a “prevailing
party.” Royal Palm Props., LLC v. Pink Palm Props., LLC, 38 F.4th 1372, 1376,
1380 (11th Cir. 2022). A defendant is the “prevailing party” if the court enters
judgment based on a jury verdict finding for the defendant on all claims against
that defendant, In re Nissan Antitrust Litig., 577 F.2d 910, 918 (5th Cir. 1978),
even if the jury found for the plaintiff on claims against other defendants, Gray
v. Koch Foods, Inc., 144 F.4th 1298, 131415 & n.7 (11th Cir. 2025). A
defendant is the “prevailing party” if the defendant obtains from the plaintiff
a voluntary dismissal with prejudice. Mathews v. Crosby, 480 F.3d 1265, 1276
(11th Cir. 2007); see Affordable Aerial Photography, Inc. v. Prop. Matters USA,
LLC, 108 F.4th 1358, 1364 n.6 (11th Cir. 2024) (discussing Mathews and
explaining that the docket showed the district court had entered an order on
motions for voluntary dismissal with prejudice). A defendant is the “prevailing
party” if the defendant obtains summary judgment based on an affirmative
defense regarding a release in a settlement agreement. Myricks v. Fed. Reserve
Bank of Atl., 480 F.3d 1036, 1043 (11th Cir. 2007). And a defendant is the
“prevailing party” if the court grants summary judgment for the defendant on
all federal claims, even if the court declines to exercise supplemental
jurisdiction over many more state claims. Head, 62 F.3d at 355–56. In contrast,
a defendant is not the “prevailing party” if summary judgment for the
defendant is reversed, Al-Rayes v. Willingham, 914 F.3d 1302, 1310 (11th Cir.
2019), or if the plaintiff obtained nominal damages, Three-Seventy Leasing
Corp. v. Ampex Corp., 528 F.2d 993, 998 (5th Cir. 1976).
B. “Prevailing Party” or “Substantially Prevails” in Other Laws
“Congress has enacted more than 200 subject-specific federal statutes
that explicitly authorize the award of costs to prevailing parties in litigation.”
Rimini St., Inc. v. Oracle USA, Inc., 586 U.S. 334, 338 (2019).
Many of the Eleventh Circuit and Supreme Court decisions interpreting
the term “prevailing party” or the similar term “substantially prevails” are in
the context of 42 U.S.C. § 1988(b), which permits a court to “allow the
prevailing party … a reasonable attorney’s fee as part of the costs” in actions
under certain civil rights statutes; 42 U.S.C. § 2000e-5(k), which permits a
court to “allow the prevailing party … a reasonable attorney’s fee (including
expert fees) as part of the costs” in Title VII employment actions; 42 U.S.C.
§ 3613(c)(2), which permits a court to “allow the prevailing party … a
reasonable attorney’s fee and costs” in fair housing actions; 17 U.S.C. § 505,
which permits a court to “allow the recovery of full costs by or against any
party” and “a reasonable attorney’s fee to the prevailing party as part of the
costs” in copyright actions; 42 U.S.C. § 1973l(e) (now 52 U.S.C. § 10310(e)),
which permits a court to “allow the prevailing party … a reasonable attorney’s
fee, reasonable expert fees, and other reasonable litigation expenses as part of
the costs” in voting rights actions; and 28 U.S.C. § 2465(b)(1), which makes
the United States liable for “reasonable attorney fees and other litigation costs
reasonably incurred by the claimant” if the claimant “substantially prevails”
in a forfeiture action.
The Eleventh Circuit has relied on cases outside the Rule 54(d)(1)
context to interpret “prevailing party” in Rule 54(d)(1). See, e.g., Royal Palm,
38 F.4th at 1376 (“While the majority of the Supreme Court’s prevailing party
jurisprudence … comes from civil rights actions, there is no reason to believe
that its definition of the legal term ‘prevailing party’ varies across different
legal contexts.”); see also Hensley v. Eckerhart, 461 U.S. 424, 433 n.7 (1983)
(observing that § 1988(b) was patterned after civil rights and voting laws and
stating that “[t]he standards … in th[e] opinion are generally applicable in all
cases in which Congress has authorized an award of fees to a ‘prevailing
party’”); Loggerhead Turtle v. Cnty. Council of Volusia Cnty., 307 F.3d 1318,
1322 n.4 (11th Cir. 2002) (observing that the Eleventh Circuit interprets
“substantially prevailed” consistently with “prevailing party”).
In Buckhannon Board & Care Home, Inc. v. West Virginia Department of
Health & Human Resources, a case involving § 3613(c)(2) (fair housing), the
Supreme Court observed that “prevailing party” is a “legal term of art.” 532
U.S 598, 603 (2001). The Court explained that Black’s Law Dictionary defines
the term as, “A party in whose favor a judgment is rendered, regardless of the
amount of damages awarded <in certain cases, the court will award attorney’s
fees to the prevailing party>.—Also termed successful party.” Id. (quoting
Black’s Law Dictionary 1145 (7th ed. 1999)). The Court explained that
“prevailing party” status requires a “material alteration of the legal
relationship of the parties,” id. at 604 (quoting Tex. State Tchrs. Ass’n v.
Garland Indep. Sch. Dist., 489 U.S. 782, 792–93 (1989)), marked by “judicial
imprimatur,” id. at 605. Rejecting the “catalyst” theory, the Court affirmed an
order denying fees for plaintiffs whose action was mooted by legislation
eliminating a requirement that they had challenged. Id. at 600–01, 605. Citing
fee and cost provisions from civil rights and voting laws, the Court noted, “We
have interpreted these … provisions consistently, and so approach the nearly
identical provisions at issue here.” Id. at 603 n.4 (internal citation omitted).
Years later, in CRST Van Expedited, Inc. v. Equal Employment
Opportunity Commission, a case involving § 2000e-5(k) (Title VII), the
Supreme Court distinguished defendants from plaintiffs because the parties
“come to court with different objectives.” 578 U.S. 419, 431 (2016). The Court
provided this explanation:
A plaintiff seeks a material alteration in the legal relationship
between the parties. A defendant seeks to prevent this alteration to
the extent it is in the plaintiff’s favor. The defendant, of course, might
prefer a judgment vindicating its position regarding the substantive
merits of the plaintiff's allegations. The defendant has, however,
fulfilled its primary objective whenever the plaintiff’s challenge is
rebuffed, irrespective of the precise reason for the court’s decision.
The defendant may prevail even if the court’s final judgment rejects
the plaintiff's claim for a nonmerits reason.
Id. The Court thus held that “a defendant need not obtain a favorable judgment
on the merits … to be a ‘prevailing party.’” Id. The Court declined to decide
whether “a defendant must obtain a preclusive judgment … to prevail.” Id. at
434.
Earlier this year, in Lackey v. Stinnie, a case involving § 1988(b) (civil
rights), the Supreme Court turned to the definition of “prevailing party” in
Black’s Law Dictionary at the time of § 1988(b)’s passage under the rationale
“that when Congress borrows terms of art in which are accumulated the legal
tradition and meaning of centuries of practice, it presumably knows and adopts
the cluster of ideas that were attached to each borrowed word.” 604 U.S. 192,
200 (2025) (internal quotation marks and quoted authority omitted). Under
that definition, “prevailing party” is “the party ‘who successfully prosecutes the
action or successfully defends against it’”; “prevailing party” status “does not
depend upon the degree of success at different stages of the suit, but whether,
at the end of the suit, or other proceeding, the party who has made a claim
against the other, has successfully maintained it.” Id. (quoting Black’s Law
Dictionary 1352 (rev. 4th ed. 1968)).
The Court held that “prevailing party” in § 1988(b) excludes plaintiffs
who merely obtain a preliminary injunction “[b]ecause preliminary injunctions
do not conclusively resolve the rights of parties on the merits[.]” Id. at 201. The
Court observed that its holding “is consistent with” its § 1988(b) precedents
holding that “a plaintiff ‘prevails’ when a court grants enduring judicial relief
that constitutes a ‘material alteration of the legal relationship of the parties.’”
Id. at 202 (quoting Tex. State Tchrs., 489 U.S. at 792–93). The Court observed
that “external events that moot the action and prevent the court from
conclusively adjudicating the claim” do not make the plaintiff a “prevailing
party.” Id. at 207. The Court cautioned that “[a] different body of caselaw
addresses when a defendant is a ‘prevailing party’ for the purposes of other fee-
shifting statutes.” Id. at 204 n.*. Citing CRST, the Court continued, “Our
decision … should not be read to affect our previous holding that a defendant
need not obtain a favorable judgment on the merits to prevail, nor to address
the question we left open of whether a defendant must obtain a preclusive
judgment in order to prevail.” Id.
In a case involving § 1988(b) (civil rights), the Eleventh Circuit has
observed that “[t]he term ‘prevailing party’ is a flexible one that is dependent
on the relief sought and actually obtained in a particular case.” B & J Music,
Inc. v. McAuliffe, 719 F.2d 1536, 1538 (11th Cir. 1983); see, e.g., Walker v.
Anderson Elec. Connectors, 944 F.2d 841, 842–43, 847 (11th Cir. 1991) (holding
that a plaintiff who had abandoned requests for declaratory and injunctive
relief and demanded damages but received none was not the “prevailing party”
under § 2000e–5(k) (Title VII) despite a jury finding of sexual harassment
because that status “requires the attainment of something more tangible”).
In a case involving § 505 (copyright), the Eleventh Circuit, relying on
CRST, explained, “[A] defendant does not attain prevailing-party status
merely because, as a practical matter, a plaintiff is unlikely or unable to refile
its claims.” Prop. Matters, 108 F.4th at 1363. Instead, for a defendant to be the
“prevailing party,” “the court itself must act to reject or rebuff the plaintiff’s
claims,” id.; i.e., “the rejection of the plaintiff’s attempt to alter the parties’
legal relationship must be marked by judicial imprimatur,” id. at 1366
(internal quotation marks and quoted authority omitted).
Applying that jurisprudence, the Eleventh Circuit has held that
defendants were “prevailing parties” under § 1988(b) (civil rights) even though
they won on jurisdictional grounds because the plaintiff came to court for relief
but left with nothing after the district court dismissed the claims and the
Eleventh Circuit affirmed. Provitola v. Comer, No. 24-14079, 2025 WL
2779939, at *1 (11th Cir. Sept. 30, 2025). The Eleventh Circuit has held that a
claimant “substantially prevailed” under § 2465(b)(1) (forfeiture) because,
through a voluntary motion to dismiss with prejudice filed after a year of
litigation, the government abandoned its attempt to materially alter the
parties’ legal relationship, the district court “explicitly approved the dismissal
by granting the government’s motion,” and “the dismissal with prejudice
prevents the government from re-litigating this same claim in the future.”
United States v. $8,500.00 in U.S. Currency, No. 23-10971, 2025 WL 2406318,
at *4–5 (11th Cir. Aug. 20, 2025); see also Anthony v. Marion Cnty. Gen. Hosp.,
617 F.2d 1164, 1169–70 (5th Cir. 1980) (holding that the defendant was the
“prevailing party” under § 1988(b) (civil rights) and § 2000e-5(k) (Title VII),
because “[a]lthough there ha[d] not been an adjudication on the merits in the
sense of a weighing of facts, there remain[ed] the fact that a dismissal with
prejudice is deemed an adjudication on the merits for the purposes of res
judicata” and, therefore, the defendant “clearly prevailed”).
In contrast, the Eleventh Circuit has held that a defendant was not the
“prevailing party” under § 505 (copyright) because the plaintiff voluntarily
dismissed the action without a need for judicial action, reasoning that the
dismissal lacked the required judicial imprimatur. Prop. Matters, 108 F.4th at
136364. The Eleventh Circuit has held that a defendant was not the
“prevailing party” under § 505 (copyright) because the plaintiff voluntarily
dismissed the action with prejudice four days after the defendant moved to
dismiss without needing the district court’s permission to dismiss and before
any ruling on any substantive motion. Affordable Aerial Photography, Inc. v.
Reyes, No. 23-12051, 2024 WL 4024619, at *2 (11th Cir. Sept. 3, 2024). The
Eleventh Circuit has held that a defendant was not the “prevailing party”
under § 505 (copyright) because the plaintiff voluntarily dismissed the action
without prejudice after a year of litigation, explaining that “even assuming
future action by [the plaintiff] may be unlikely or now barred by the statute of
limitations, those facts are irrelevant because the court did not rebuff or reject
[the plaintiff]’s claims on any grounds” and that although “CRST abrogated
any requirement that judicial action be ‘on the merits,’” CRST “did not
abrogate the requirement of ‘judicial imprimatur’ for prevailing defendants.”
Affordable Aerial Photography, Inc. v. Trends Realty USA Corp., No. 23-11662,
2024 WL 835235, at *1, *3–4 (11th Cir. Feb. 28, 2024).
In Beach Blitz—the case on which the defendant relies—the district
court dismissed four of five claims against a city and others “without prejudice
and without leave to amend,” ruling that some defendants had immunity and
the plaintiff had failed to state claims for violations of procedural and
substantive due process rights. 13 F.4th at 1292–93, 1295. The district court
dismissed the remaining claim “without prejudice and with leave to amend,”
ruling that “amendment might not [have] be[en] futile.” Id. at 1295. The
plaintiff did not amend, and the district court dismissed the remaining claim
without prejudice, entered judgment for the city, and found that the city was
the “prevailing party” under § 1988(b) (civil rights). Id. at 129596.
To determine whether the city was the “prevailing party” under
§ 1988(b), the Eleventh Circuit asked “whether the district court’s judgment
rebuffed [the plaintiff]’s efforts to effect a material alteration in the legal
relationship between the parties.” 13 F.4th at 1298. “Put another way,” the
Eleventh Circuit continued, “we conduct a practical examination of whether
‘the case was resolved in the defendant’s favor.’” Id. (alteration omitted)
(quoting CRST, 578 U.S. at 432). The Eleventh Circuit held that the judgment
had “rebuffed” the plaintiff’s “attempt to alter its legal relationship with the
defendants, thereby resolving the litigation in the defendants’ favor.” Id. The
Eleventh Circuit reasoned that the “dismissal was involuntary”; the district
court had acted in response to the defendants’ motion to dismiss, which the
plaintiff had opposed; the district court had refused to give the plaintiff the
relief demanded; and the district court had denied leave to amend. Id. The
Eleventh Circuit added, “Still another indicator that [the plaintiff]’s attempt
to alter its legal relationship with the [c]ity was rebuffed is the fact that the
district court’s judgment dismissed [the] claims on the merits in the sense that
the court passed directly on the substance of [the plaintiff]’s claims[,]” having
entered the order in response to a Rule 12(b)(6) motion to dismiss, making the
order a judgment on the merits. Id. at 1298–99 (internal alteration, quotation
marks, and quoted authority omitted).
The Eleventh Circuit observed that the district court’s dismissal of the
claims “without prejudice” was confusing, and that “a claim-preclusive
judgment would be a further indication that [the plaintiff] was fully rebuffed
and that the [c]ity prevailed.” Id. at 12991300. The Eleventh Circuit
concluded that it did not have to decide whether the judgment was preclusive
because of the “plenty of reasons to conclude that [the plaintiff] was rebuffed”:
“The judgment was involuntary and carried judicial imprimatur, denied leave
to amend, and resulted from a Rule 12(b)(6) merits determination.” Id. at 1300.
“As a matter of ‘common sense,’” the Eleventh Circuit concluded, the judgment
“plainly rebuffed [the plaintiff]’s attempt to alter its legal relationship with the
[c]ity and resolved the case in the defendant’s favor.” Id. (internal alteration,
quotation marks, and quoted authority omitted). The Eleventh Circuit
emphasized, “A ‘without prejudice’ label, without more, cannot alter our
conclusion in this case: in every practical sense, the district court rebuffed [the
plaintiff]’s effort to alter its legal relationship with the [c]ity.” Id.
The Eleventh Circuit declined to decide whether the Supreme Court in
CRST established “a bright-line rule that a defendant prevails whenever it
secures an involuntary dismissal of any kind.” Id. (internal quotation marks
and quoted authority omitted). The Eleventh Circuit observed that “[n]othing
in [CRST] goes that far” and that “it remains an open question whether [some]
types of non-merits involuntary dismissals should confer prevailing party
status,” such as “involuntary dismissals that, in some cases, may permit the
plaintiff to immediately re-file the exact same claims against the exact same
defendant, albeit in an alternative forum”; for example, because of lack of
personal jurisdiction, an arbitration clause, or forum non conveniens. Id. at
1301. The Eleventh Circuit added, “It is not obvious to us whether or not a
court in such cases can truly be said to have rebuffed the plaintiff’s attempt to
alter its legal relationship with the defendant or to have resolved the litigation
in the defendant’s favor.” Id.
In $70,670.00 in U.S. Currency—the case the defendant distinguishes—
the district court permitted the government to dismiss a forfeiture complaint
without prejudice—over the claimants’ objections—after a state-court
judgment made the forfeiture action irrelevant. 929 F.3d at 1296. The Eleventh
Circuit ruled that the claimants had not “substantially prevailed” under
§ 2465(b)(1) “because a dismissal without prejudice places no ‘judicial
imprimatur’ on ‘the legal relationship of the parties,’ which is ‘the touchstone
of the prevailing party inquiry.’” Id. at 1303 (quoting CRST, 578 U.S. at 422).
The Eleventh Circuit observed that “[a] voluntary dismissal without prejudice
renders the proceedings a nullity and leaves the parties as if the action had
never been brought.” Id. (internal quotation marks and quoted authority
omitted). The Eleventh Circuit emphasized that “the order of dismissal pose[d]
no legal bar precluding the government from refiling the same forfeiture action
in the future[,]” even though, “as a practical matter, it might be difficult for the
government to pursue a subsequent civil forfeiture action ... because [the
properties] may be difficult to bring back within the district court’s in rem
jurisdiction.” Id. (internal quotation marks and quoted authority omitted). The
Eleventh Circuit reasoned that “this practical difficulty is irrelevant” because
“[w]hat matters is that the claimants have not obtained a final judgment
rejecting the government’s claim to the defendant funds.” Id. (internal
alterations, quotation marks, and quoted authority omitted). Comparing the
circumstance to the holding in Buckhannon, the Eleventh Circuit observed
that “a plaintiff’s voluntary decision to withdraw a claim” is “the mirror image”
of “a defendant’s voluntary change in conduct,” which “lacks the necessary
judicial imprimatur.” Id. The Eleventh Circuit emphasized that despite the
district court’s instruction to “distribute the funds pursuant to [a s]tipulation”
of the claimants and their attorney, the government’s claim of superior title to
a claimant’s share of the funds remained unadjudicated. Id. at 1303–04.
IV. Analysis
No precedent on “prevailing party” under Rule 54(d)(1) addresses the
circumstances here: a plaintiff loses arguments on removal in state and federal
courts; the defendant moves to dismiss for failure to state a claim upon which
relief can be granted or to strike for insufficiency of the pleading; and the
federal court—on its own and without deciding the motions—dismisses the
action without prejudice because the plaintiff failed to respond to court orders
and prosecute the action.
To decide whether the defendant is the “prevailing party” under these
circumstances, the court may draw from the Black’s Law Dictionary definition
of “prevailing party” when the rule on costs was first enacted, from the
Eleventh Circuit’s Rule 54(d)(1) jurisprudence, and, as the Eleventh Circuit
has done to interpret Rule 54(d)(1), from the Eleventh Circuit’s and Supreme
Court’s jurisprudence on “prevailing party” or “substantially prevails” in other
laws. No matter the law, the reasons for taxing costs in favor of the prevailing
party are similar, see McDaniel, 855 F.2d at 799; “prevailing party” is a legal
term of art, see Buckhannon, 532 U.S at 603; and the “prevailing party”
definition has not materially changed over time, see Black’s Law Dictionary
1412 (3d ed. 1933) (“That one of the parties to a suit who successfully
prosecutes the action or successfully defends against it, prevailing on the main
issue, even though not to the extent of his original contention.”), and Black’s
Law Dictionary 1352 (rev. 4th ed. 1968) (same); Black’s Law Dictionary 1145
(7th ed. 1999) (“A party in whose favor a judgment is rendered, regardless of
the amount of damages awarded[.]”); Black’s Law Dictionary 1349 (12th ed.
2024) (same).
The defendant is not a “prevailing party” under Rule 54(d)(1). The
defendant did not “successfully defend[] against” the action or “prevail[] on the
main issue” insofar as the court dismissed the action on its own, without
prejudice, and without addressing the defendant’s Rule 12(b)(6) or Rule 12(f)(2)
arguments. See Black’s Law Dictionary 1412 (3d ed. 1933) (quoted). The
resolution of the litigation resulted in no “material change” in the “legal
relationship” between the parties insofar as the court dismissed the action
without prejudice, see Royal Palm, 38 F.4th at 1380 (quoted), resulting in a
“nullity” and leaving “the parties as if the action had never been brought,”
$70,670.00 in U.S. Currency, 929 F.3d at 1303 (quoted). The plaintiff’s
“challenge” was not “rebuffed” insofar as the court merely acted on its own to
control its docket and effectuate a consequence for failing to follow orders. See
CRST, 578 U.S. at 431 (quoted). Whether the plaintiff will bring another
action, as a practical matter, is “irrelevant.” See Prop. Matters, 108 F.4th at
1365 (quoted); $70,670.00 in U.S. Currency, 929 F.3d at 1303 (quoted). And
because “prevailing party” depends on the result rather than the degree of
success at different stages of the litigation, that the defendant successfully
removed the case and kept it here matters naught. See Fed. R. Civ. P. 54(d)(1);
Black’s Law Dictionary 1412 (3d ed. 1933); Royal Palm, 38 F.4th at 1376.
Contrary to the defendant’s arguments, Doc. 37 at 710, the
circumstances here are less like those in Beach Blitz, in which the court acted
in response to the defendants’ opposed motion to dismiss, “passed directly on
the substance” of the claims, refused to give the plaintiff the relief demanded,
and denied the plaintiff leave to amend, see 13 F.4th at 1299–1300 (quoted);
and more like the circumstances in $70,670.00 in U.S. Currency, in which the
court, over the claimants’ objections, granted the government’s voluntary
motion to dismiss without prejudice, see 929 F.3d at 1299, 1303.
Because the defendant is not the “prevailing party” under Rule 54(d)(1),
the defendant is not entitled to costs against the plaintiff.
V. Recommendation
The undersigned recommends denying the defendant’s motion for the
taxation of costs, Doc. 34, as supplemented, Doc. 37.
VI. Objections and Responses
“Within 14 days after being served with a copy of [a] recommended
disposition, a party may serve and file specific written objections to the
proposed findings and recommendations.” Fed. R. Civ. P. 72(b)(2). An objection
must not exceed 10 pages. Local Rule 3.01(b). “A party may respond to another
party’s objections within 14 days after being served with a copy.” Fed. R. Civ.
P. 72(b)(2). A response must not exceed 10 pages. Local Rule 3.01(c). “The
district judge must determine de novo any part of the magistrate judge’s
disposition that has been properly objected to.” Fed. R. Civ. P. 72(b)(3); see also
28 U.S.C. § 636(b)(1)(C) (“A [district judge] shall make a de novo determination
of those portions of the report or specified proposed findings or
recommendations to which objection is made.”). “A party failing to object
to … findings or recommendations … in a report and
recommendation ... waives the right to challenge on appeal the district court’s
order based on unobjected-to factual and legal conclusions[.]” 11th Cir. R. 3-1.
Entered in Jacksonville, Florida, on December 2, 2025.
Ke ~ P ir pas J? Vp □□
y Patricia D. Barksdale
United States Magistrate Judge
C: Korey Short
3243 Justina Ter. Apt. 2
Jacksonville, FL 32277
22