“Because the statute of limitations is jurisdictional in this court, a tolling agreement entered into by the [parties] cannot expand the court’s jurisdiction by altering the time limitations set out in 28 U.S.C. § 2501.”
How later courts described this case
- “Because the statute of limitations is jurisdictional in this court, a tolling agreement entered into by the [parties] cannot expand the court’s jurisdiction by altering the time limitations set out in 28 U.S.C. § 2501.”
- describing the Winters doctrine “implied right to unappropriated water”
- instructing that “both the letter and the spirit of the mandate must be considered”
- applying the Indian canons of construction to statutes
Written by the judges who cited it.
The opinion
In the United States Court of Federal Claims
No. 18-359
Filed: December 31, 2025
________________________________________
)
UTE INDIAN TRIBE OF THE UINTAH AND )
OURAY INDIAN RESERVATION, )
)
Plaintiff, )
)
v. )
)
THE UNITED STATES, )
)
Defendant. )
________________________________________ )
Michael W. Holditch, Patterson Real Bird & Wilson LLP, Louisville, CO, for Plaintiff. Jeremy
J. Patterson and Joanne Harmon Curry, Patterson Real Bird & Wilson LLP, Louisville, CO, and
Benner Fenner, Patterson Real Bird & Wilson LLP, Washington, DC, of counsel.
Amanda K. Rudat, 1 Trial Attorney, Natural Resources Section, U.S. Department of Justice,
Washington, DC, for Defendant, with whom was Adam R.F. Gustafson, Acting Assistant
Attorney General, Environment & Natural Resources Division.
OPINION AND ORDER
The Ute Indian Tribe of the Uintah and Ouray Reservation brings this case under the
Indian Tucker Act, alleging several breaches of fiduciary duties and contract claims relating to
the United States’ management of tribal water rights and irrigation infrastructure. After the court
dismissed the complaint, the United States Court of Appeals for the Federal Circuit vacated-in-
part and returned the case to this court for further proceedings. Following the remand, the
plaintiff filed an amended complaint, which the Government has moved to dismiss in part for
lack of subject-matter jurisdiction and for failure to state a claim. Because the court can hear
some claims but not others, the court grants-in-part and denies-in-part this motion to dismiss.
I. Background
For many years, the United States has managed the irrigation infrastructure and the water
rights as a fiduciary for the benefit of the Ute Indian Tribe of the Uintah and Ouray Reservation
1
After oral argument, Samuel R. Vice replaced Ms. Rudat as the attorney of record for the
United States.
(the “Tribe”). In short, the Tribe believes that the United States has breached its fiduciary duties
to the Tribe to manage trust assets and water rights in several ways. The United States contends
that many of the alleged duties do not exist and those that do are limited by the court’s statute of
limitations or a prior settlement agreement. Because the history of this dispute is presented in
both this court’s prior decision and the Federal Circuit’s decision in this case, the court does not
recount it all here. Rather, the court presents the history relevant to this dispute.
A. The Uintah Indian Irrigation Project
All of the Tribe’s claims involve the management of the Uintah Indian Irrigation Project
(“UIIP”), which provides irrigation to the Uintah 2 and Ouray Indian Reservation (the
“Reservation”). The Reservation consists of land from the Uintah Valley Reservation,
established in the 1860s, 3 and the Uncompahgre Reservation, established in the 1880s. 4 ECF
No. 65 at 4–5, ¶ 8. 5
Before turning to the UIIP infrastructure claims, the court recognizes that the United
States District Court for the District of Utah determined that the Secretary of the Interior
(“Secretary”) holds certain water rights as trustee for the Tribe under the Winters doctrine. See
Winters v. United States, 207 U.S. 564 (1908). These water rights have an 1861 priority date. 6
Decree ¶ 1, United States v. Dry Gulch Irrigation Co., No. 4418 (D. Utah 1923); Decree ¶ 1,
United States v. Cedarview Irrigation Co., No. 4427 (D. Utah 1923); see also Hackford v.
Babbitt, 14 F.3d 1457, 1461 (10th Cir. 1994); see also ECF No. 65 at 11–12, ¶¶ 34, 36–37.
1. The 1906 Act.
In 1906, Congress appropriated funds “[f]or constructing irrigation systems to irrigate the
allotted lands of the Uncompahgre, Uintah, and White River Utes in Utah.” Pub. L. No. 59-258,
34 Stat. 325, 375 (1906). The 1906 Act provides that “such irrigation systems shall be
constructed and completed and held and operated, and water therefor appropriated under the laws
of the State of Utah, and the title thereto appropriated until otherwise provided by law shall be in
2
As the Tribe notes, “‘Uinta’ is the proper spelling for natural features, whereas ‘Uintah’ is the
spelling applied to political entities; however, the two spellings are often used interchangeably.”
ECF No. 65 at 5 n.1 (citation omitted). The court uses the spelling “Uintah” throughout this
Opinion and Order consistent with the Tribe’s complaint.
3
Executive Order (Oct. 3, 1861); Sale of Indian Reservations in Utah Territory, ch. 77, 13 Stat.
63 (May 5, 1864).
4
Ute Indian Reservation Sale Act, ch. 223, 21 Stat. 199, 199–205 (June 15, 1880); Executive
Order (Jan. 5, 1882).
5
Because the paragraphs of the Tribe’s complaint are not consecutively numbered, the court
cites both the page number and paragraph number.
6
The decrees also established an 1861 priority date for the water rights held by the United States
and the owners by grant of reservation allotments. Decree ¶ 1, United States v. Dry Gulch
Irrigation Co., No. 4418 (D. Utah 1923); Decree ¶ 1, United States v. Cedarview Irrigation Co.,
No. 4427 (D. Utah 1923).
2
the Secretary of the Interior in trust for the Indians.” Id. The 1906 Act permitted “the ditches
and canals of such irrigation systems [to] be used, extended, or enlarged for the purpose of
conveying water by any person, association, or corporation under and upon compliance with the
provisions of the laws of the State of Utah.” Id. The irrigation systems authorized by the 1906
Act are now known as the UIIP. ECF No. 65 at 9, ¶ 26.
2. The 1941 Act.
In 1941, Congress authorized the Secretary “to transfer water rights, with the consent of
the interested parties, to other lands under [the UIIP] and to make necessary contracts to
effectuate such transfers.” Uintah Indian Irrigation Project Landowners Relief, Pub. L. No. 77-
83, § 2, ch. 142, 55 Stat. 209 (1941). The Secretary has invoked the 1941 Act to make several
water rights transfers. See, e.g., ECF No. 73-2 at 41–43; 7 id. at 21–34; see also ECF No. 65 at
21, ¶ 82 (“The Secretary ultimately transferred Tribal water rights from about 10,000 acres of
trust lands to other non-Indian lands . . . .”).
3. The 1965 Deferral Agreement and the Central Utah Project Completion
Act.
The next chapter in the history of the UIIP was the “1965 Deferral Agreement” made
among the Tribe, the Government, and the Central Utah Water Conservancy District (a
subdivision of the state of Utah). ECF No. 65 at 15, ¶ 50; ECF No. 72-6 at 2–8. That agreement
“recognized” the use of the Tribe’s water by the Government for the Central Utah project—a
federal water project involving the Colorado River—and the Tribe deferred its water rights in
that water until the completion of the Central Utah project or until January 1, 2005, whichever
occurred first. ECF No. 72-6 at 5–6; see also ECF No. 65 at 15, ¶ 50. In exchange, the
Government agreed to “construct additional storage” for the benefit of the Tribe. Pub. L. No.
102-575, § 501(a), 106 Stat. 4600, 4650–51 (1992) (describing the 1965 Deferral Agreement);
ECF No. 72-6 at 7; see also ECF No. 65 at 15–16, ¶ 51. The Government did not construct that
storage because it “was unable to find adequate and economically feasible” storage sites for part
of the promised storage, and another part was “not authorized by Congress.” Pub. L. No. 102-
575, § 501(a)(3), 106 Stat. at 4651; see also ECF No. 65 at 16, ¶¶ 52–53.
The Government again appropriated funds to construct storage in the Central Utah
Project Completion Act (“CUPCA”) in 1992. Pub. L. No. 102-575, §§ 201, 203, 106 Stat. at
4612–14; see ECF No. 65 at 17, ¶¶ 55–56. CUPCA provided that the “authorization to
construct” additional UIIP storage and infrastructure features would “expire if no federally
appropriated funds for such features have been obligated or expended . . . [(1)] within five years
from the date of completion of feasibility studies,” (2) “such longer time as necessitated for []
completion” of environmental studies under the Endangered Species Act or the National
Environmental Policy Act, or (3) “if the Secretary determines that such feature is not feasible.”
§ 203(b), 106 Stat. at 4612. Congress also appropriated funds to settle with the Tribe any water
rights claims stemming from the 1965 Deferral Agreement. § 507(b), 106 Stat. at 4655.
7
Several of the parties’ exhibits are not consecutively paginated. Accordingly, for those
exhibits, the court cites the pagination in the CM/ECF header.
3
4. The Midview Exchange Agreement.
In 1967, the Tribe entered the “Midview Exchange Agreement” with the United States,
acting through the Bureau of Reclamation (“Reclamation”) and the Bureau of Indian Affairs
(“Indian Affairs”), and the Moon Lake Water Users Association (“Association”). ECF No. 72-5.
The Midview Exchange Agreement provided Reclamation would transfer to Indian Affairs “for
the use and benefit of the Uintah Project the water and water rights in Duchesne River.” Id. ¶ 7.
Reclamation and the Association also agreed to transfer to Indian Affairs “the jurisdiction of the
right, title and interest in and to the Midview Dam and Reservoir, Duchesne Diversion Dam,
Duchesne Feeder Canal, and Midview Lateral together with all facilities and property
appurtenant thereto.” Id. ¶ 8. Indian Affairs would “as part of the Uintah Project operate and
maintain such facilities.” Id. The parties, and therefore the court, refer to these promised
transferred rights as the “Midview Property.” See ECF No. 65 at 22–23, ¶ 87; ECF No. 72 at
19–20. The title to the transferred facilities “remain[ed] in the United States,” and the agreement
provided the “transferred works shall become part of the project works of the Uintah Project.”
ECF No. 72-5 ¶ 8. Indian Affairs received those rights in exchange for transferring “a specific
portion of the water and water rights in Lake Fork River” to Reclamation “for the use and benefit
of the Moon Lake Project.” Id. ¶ 6. In signing, the Tribe acknowledged the agreement was
“deemed to be to the best interest of the Ute Indian Tribe.” Id. at 9.
The promised transfer of the Midview Property occurred in 1968. ECF No. 65 at 23–24,
¶¶ 91–92; ECF No. 73-1. The 1968 Midview Property transfer agreement states that
Reclamation and the Association “transfer to the Bureau of Indian Affairs the jurisdiction of the
right, title, and interest in and to the” Midview Property. ECF No. 73-1 ¶ 1. In accepting the
Midview Property, Indian Affairs promised to “operate and maintain said facilities . . . as part of
the” UIIP. Id. ¶ 2. Indian Affairs also promises to enter a separate agreement to “grant to the
Ute Tribe the exclusive management of the recreational and fish and wildlife uses at Midview
Reservoir.” Id. ¶ 3.
5. Carriage agreements and nonirrigable declarations.
Additionally, the Government has taken other actions affecting the UIIP. The
Government “has designated a substantial portion” of the Tribe’s land “as either temporarily
non-assessable . . . or permanently non-assessable.” ECF No. 65 at 19, ¶ 68. By statute, the
Secretary must declare lands “temporarily nonirrigable,” and thus temporarily non-assessable,
where the Secretary “finds that any such lands cannot be cultivated profitably due to a present
lack of water supply, proper drainage facilities, or need of additional construction work.” 25
U.S.C. § 389a. Likewise, “[w]here the Secretary finds that any such lands are permanently
nonirrigable,” and thus permanently non-assessable, the Secretary may eliminate lands from an
irrigation project “with the consent of the landowner.” Id. § 389b. The Government also
“frequently enters carriage agreements, under which the U.S. agrees to use UIIP infrastructure to
deliver non-tribal water to non-Indian water users,” without input from the Tribe. ECF No. 65 at
25, ¶¶ 98, 100. And Indian Affairs “regularly engages in what it terms ‘informal operating
practices’ . . . [which] entail informal agreements allowing non-Indians to utilize UIIP water and
infrastructure . . . without consulting the Tribe.” Id. at 25, ¶ 102.
B. Procedural History
4
By 2006, the Tribe was unsatisfied with the Government’s management of the UIIP,
which led the Tribe to file an action in this court for the Government’s alleged breaches of trust.
Ute Indian Tribe of the Uintah & Ouray Rsrv. v. United States, No. 06-866 L (Fed. Cl. filed Dec.
19, 2006). The parties reached a settlement agreement disposing of that case in 2012. Joint
Stipulation of Dismissal with Prejudice, Ute Indian Tribe of the Uintah & Ouray Rsrv. v. United
States, No. 06-866 L (Fed. Cl. June 1, 2012), ECF No. 43; ECF No. 72-7.
In the 2012 Settlement Agreement, the Tribe agreed to a rather broad waiver of its claims
in exchange for $125 million:
[The Tribe] hereby waives, releases, and covenants not to sue in
any administrative or judicial forum on any and all claims, causes
of action, obligations, and/or liabilities of any kind or nature
whatsoever, known or unknown, regardless of legal theory, for any
damages or any equitable or specific relief, that are based on harms
or violations occurring before [March 8, 2012] and that relate to
the United States’ management or accounting of [the Tribe’s] trust
funds or [the Tribe’s] non-monetary trust assets or resources.
ECF No. 72-7 ¶ 4. There was, however, an exception to that otherwise broad waiver.
Specifically, the agreement did not waive the Tribe’s “water rights, whether adjudicated or
unadjudicated; [the Tribe’s] authority to use and protect such water rights; and [the Tribe’s]
claims for damages for loss of water resources allegedly caused by [the Government’s] failure to
establish, acquire, enforce or protect such water rights.” Id. ¶ 6.b.
Yet the Tribe’s dissatisfaction resurfaced, and, on March 7, 2018, the Tribe filed this
action. ECF No. 1. The Tribe brought claims for breaches of trust and breaches of contract. 8
ECF No. 18. This court granted the Government’s motion to dismiss the complaint under Rules
12(b)(1) and 12(b)(6) of the Rules of the United States Court of Federal Claims (“RCFC”). See
Ute Indian Tribe of the Uintah & Ouray Indian Rsrv. v. United States, No. 18-359 L, 2021 WL
1602876 (Fed. Cl. Feb. 12, 2021).
The Tribe appealed to the Federal Circuit, which affirmed-in-part, vacated-in-part, and
remanded the case to this court. See Ute Indian Tribe of the Uintah & Ouray Indian Rsrv. v.
United States, 99 F.4th 1353 (Fed. Cir. 2024). The Federal Circuit reversed the dismissal of
claims under the 1906 Act pertaining to water infrastructure. 9 Id. at 1366. In doing so, the
8
The Tribe also brought claims under the Takings Clause of the Fifth Amendment. ECF No. 18.
The Federal Circuit affirmed dismissal of those claims. Ute Indian Tribe of the Uintah & Ouray
Indian Rsrv. v. United States, 99 F.4th 1353, 1372, 1374–75 (Fed. Cir. 2024).
9
The Federal Circuit affirmed dismissal of the Tribe’s breach of trust claims under a statute
passed on March 1, 1899, ch. 324, 30 Stat. 924, 941, (the “1899 Act”) because it held the 1899
Act did not impose trust duties on the Government. Ute Indian Tribe, 99 F.4th at 1365–66,
1375. Although the Tribe describes the 1899 Act as part of the history of its water rights, the
Tribe does not bring claims under the 1899 Act in its operative complaint, so the court does not
discuss the previously dismissed 1899 Act breach of trust claims at length here.
5
Federal Circuit did not decide “whether allowing third-party use is a breach of the
[Government’s] fiduciary duties (except to the extent that we hold that such third-party use is not
inconsistent with the obligation to protect and preserve the property).” Id. at 1370. Nor did the
Federal Circuit decide whether the 1906 Act created trust duties for the Government to “protect
and preserve water rights” and remanded those claims to this court to consider in the first
instance. Id. The court noted, however, that it “perceive[d] a predicate, jurisdictional issue . . .
whether claims . . . as for water rights would survive the time bar.” Id. But it decided that the
1906 Act did not impose any trust duties to “secure additional water for the Tribe” or “construct
the full scope of the project initially contemplated in the statute.” Id. at 1371.
The Federal Circuit affirmed the dismissal of all remaining claims except part of the
Tribe’s claim relating to the Midview Exchange Agreement. 10 Id. at 1371–74. The circuit
affirmed the dismissal of a breach of contract claim under the Midview Exchange Agreement
concerning infrastructure as barred by the 2012 Settlement Agreement. Id. at 1373. But the
circuit vacated the dismissal of the breach of contract claim to the extent the Midview Exchange
Agreement implicated water rights because the 2012 Settlement Agreement’s water rights claims
exception might apply. Id. It directed this court to consider three questions on remand: “(1)
whether there are water rights under the Midview Exchange Agreement, (2) whether the
complaint adequately pled a breach of contract with respect to water rights, and (3) whether the
exception in the 2012 settlement applies.” Id. at 1373–74.
The Federal Circuit did not reach the Government’s alternative grounds to affirm
dismissal based on the statute of limitations or the 2012 Settlement Agreement. Id. at 1375. It
instructed that this court should also consider those alternative grounds on remand. Id.
II. Standard of Review
A. Subject-Matter Jurisdiction Under the Indian Tucker Act
“A challenge to the [c]ourt’s subject-matter jurisdiction over all or part of the claims
asserted in a complaint is properly raised by motion under Rule 12(b)(1).” Smith v. United
States, 158 Fed. Cl. 520, 524 (2022) (emphasis added). When deciding a Rule 12(b)(1) motion,
this court “accepts as true all uncontroverted factual allegations in the complaint, construing
them in the light most favorable to the plaintiff.” Fletcher v. United States, 26 F.4th 1314, 1321
(Fed. Cir. 2022) (citing Estes Express Lines v. United States, 739 F.3d 689, 692 (Fed. Cir.
2014)). “The plaintiff bears the burden of establishing jurisdiction by a preponderance of the
evidence.” Id. (citing Hopi Tribe v. United States, 782 F.3d 662, 666 (Fed. Cir. 2015)). “If the
court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the
action.” RCFC 12(h)(3); Ex parte McCardle, 74 U.S. (7 Wall.) 506, 514 (1868) (“Without
jurisdiction the court cannot proceed at all in any cause. Jurisdiction is power to declare the law,
10
The Federal Circuit affirmed dismissal of the Tribe’s breach of contract claims under the 1965
Deferral Agreement. Ute Indian Tribe, 99 F.4th at 1371–72, 1375. The Tribe does not bring a
breach of contract claim stemming from the 1965 Deferral Agreement in the operative
complaint, so the court does not discuss that claim at length here.
6
and when it ceases to exist, the only function remaining to the court is that of announcing the fact
and dismissing the cause.”).
The Tucker Act grants this court jurisdiction to adjudicate “any claim against the United
States founded either upon the Constitution, or any Act of Congress or any regulation of an
executive department, or upon any express or implied contract with the United States, or for
liquidated or unliquidated damages in cases not sounding in tort.” 28 U.S.C. § 1491(a)(1). The
Indian Tucker Act likewise grants this court jurisdiction over “Indian tribal claims that
‘otherwise would be cognizable in the Court of Federal Claims if the claimant were not an Indian
tribe.’” United States v. White Mountain Apache Tribe, 537 U.S. 465, 472 (2003) (quoting 28
U.S.C. § 1505). “Neither the Tucker Act nor the Indian Tucker Act creates substantive rights;
they are simply jurisdictional provisions that operate to waive sovereign immunity for claims
premised on other sources of law . . . .” United States v. Navajo Nation (Navajo II), 556 U.S.
287, 290 (2009) (citations omitted). Thus, to establish this court’s jurisdiction under the Indian
Tucker Act, the Tribe must identify another source of law that gives rise to a money-mandating
claim. United States v. Navajo Nation (Navajo I), 537 U.S. 488, 503 (2003).
A law imposing a money-mandating fiduciary duty on the Government can establish this
court’s jurisdiction. See Navajo II, 556 U.S. at 290–91. Because of the “unique position of the
Government as sovereign,” the Government’s trust duties turn on the applicable statutes or
regulations rather than the common law. United States v. Jicarilla Apache Nation, 564 U.S. 162,
174 (2011). The Government may establish only a “bare” trust with the Indian tribes. Id. But it
assumes trust duties “only to the extent it expressly accepts those responsibilities by statute.” Id.
at 177.
To determine whether the Government assumed money-mandating fiduciary duties,
courts employ the two-step framework from Navajo II. Hopi Tribe, 782 F.3d at 667. At step
one, the Tribe “must identify statutes or regulations that both impose a specific obligation on the
United States and ‘bear[ ] the hallmarks of a conventional fiduciary relationship.’” Id. (quoting
Navajo II, 556 U.S. at 301). And the Tribe must “allege that the Government has failed
faithfully to perform those duties.” Navajo II, 556 U.S. at 290 (quoting Navajo I, 537 U.S. at
506). A law creating a “general trust relationship” between the Government and the Tribe “is
not enough to establish any particular trust duty.” Hopi Tribe, 782 F.3d at 667. Likewise, the
Government’s “control” over the trust corpus cannot be the sole basis of its liability. Navajo II,
556 U.S. at 301. Step one looks for “specific rights-creating or duty-imposing statutory or
regulatory prescriptions.” Navajo I, 537 U.S. at 506. Beyond the specific duties, a law may
impose inferred trust duties “that are necessary to comply with the specific statutory or
regulatory duty.” Confederated Tribes of the Colville Rsrv. v. United States, 171 Fed. Cl. 622,
631 (2024) (citing Hopi Tribe, 782 F.3d at 668). Additionally, the law may impose inferred trust
duties to protect and preserve the trust corpus “where the fiduciary relationship goes beyond a
bare trust and bears the hallmarks of a more conventional fiduciary relationship.” Id. (first citing
Ute Indian Tribe, 99 F.4th at 1368; and then citing White Mountain Apache Tribe, 537 U.S. at
475).
If the Tribe identifies a sufficient trust relationship, it moves to Navajo II step two, where
the Tribe must demonstrate the “source of substantive law ‘can fairly be interpreted as mandating
compensation for damages sustained as a result of a breach of the duties’” imposed on the
7
Government. Navajo II, 556 U.S. at 291 (quoting Navajo I, 537 at 506). The law is money-
mandating if “either (1) ‘it can fairly be interpreted as mandating compensation by the Federal
Government’ . . . or (2) ‘it grants the [Tribe] a right to recover damages either expressly or by
implication.’” Lummi Tribe of the Lummi Rsrv. v. United States, 870 F.3d 1313, 1317 (Fed. Cir.
2017) (quoting Blueport Co. v. United States, 533 F.3d 1374, 1383 (Fed. Cir. 2008)); see Navajo
I, 537 U.S. at 506 (explaining a law “need not . . . expressly provide for money damages; the
availability of such damages may be inferred.”). In lieu of express money-mandating language,
“common-law trust principles . . . could play a role in ‘inferring that the trust obligation [is]
enforceable by damages.’” Hopi Tribe, 782 F.3d at 668 (quoting Navajo II, 556 U.S. at 301).
“[W]hen a statute establishes specific fiduciary obligations, ‘it naturally follows that the
Government should be liable in damages for the breach of its fiduciary duties. It is well
established that a trustee is accountable in damages for breaches of trust.’” Id. (quoting United
States v. Mitchell, 463 U.S. 206, 226 (1983)).
B. Failure to State a Claim
When deciding a Rule 12(b)(6) motion to dismiss, “the court must accept well-pleaded
factual allegations as true and must draw all reasonable inferences in favor of the” plaintiff.
Kellogg Brown & Root Servs., Inc. v. United States, 728 F.3d 1348, 1365 (Fed. Cir. 2013) (citing
Lindsay v. United States, 295 F.3d 1252, 1257 (Fed. Cir. 2002)). Viewing the complaint through
this lens, “[t]he facts as alleged ‘must be enough to raise a right to relief above the speculative
level.’” Kam-Almaz v. United States, 682 F.3d 1364, 1367–68 (Fed. Cir. 2012) (quoting Bell Atl.
Corp. v. Twombly, 550 U.S. 544, 555 (2007)). “This does not require the plaintiff to set out in
detail the facts upon which the claim is based, but enough facts to state a claim to relief that is
plausible on its face.” Cary v. United States, 552 F.3d 1373, 1376 (Fed. Cir. 2009) (citing
Twombly, 550 U.S. at 570). This court “may properly grant a motion to dismiss under RCFC
12(b)(6) when a complaint does not allege facts that show the plaintiff is entitled to the legal
remedy sought.” Steffen v. United States, 995 F.3d 1377, 1379 (Fed. Cir. 2021) (citing Lindsay,
295 F.3d at 1257).
III. Discussion
On remand, the Tribe brings three claims: (1) breach of trust by deficient operation,
maintenance, oversight, and administration of the UIIP; (2) breach of trust by repudiation of trust
responsibility and the trust status of the UIIP; and (3) breach of contract stemming from the
Midview Exchange Agreement. ECF No. 65 at 26–30, ¶¶ 1–22. The Government moves to
partially dismiss much of Tribe’s claims under Rules 12(b)(1) and 12(b)(6). ECF No. 72.
A. The Tribe’s first breach of trust claim survives to the extent it alleges the
Government failed to maintain UIIP infrastructure and implement existing water
quality measures.
The Tribe alleges the United States breached its fiduciary duties under the 1906 Act,
including its “duties of prudence and care, the duty to protect trust corpus, and the duty not to
allow trust corpus to fall into disrepair on the trustee’s watch.” ECF No. 65 at 27, ¶ 5. The Tribe
also lists five examples of the Government’s breaches of its fiduciary duties under the 1906 Act.
Id. at 26–27, ¶ 4. The Government moves for partial dismissal of this claim. ECF No. 72 at 12,
8
14. The Government separately addresses the grounds for dismissal of each of the five alleged
breaches of trust listed under the Tribe’s first claim. Id. at 12–23.
Before turning to the merits of the dispute, the court must resolve a methodological
dispute. The Tribe argues the Government misconstrues its complaint to assert sub-claims and
asks the court to review its first claim in whole. ECF No. 73 at 11, 13–15. In the Tribe’s view,
the court has jurisdiction over the entirety of the first claim because the Federal Circuit decided
the “1906 Act created an enforceable, money-mandating fiduciary duty to hold and manage the
UIIP for the benefit of the Tribe” and “used broad terminology to define this trust duty.” Id. at
13–14. Thus, the Tribe contends that the Government’s arguments for dismissal under Rule
12(b)(1) must fail. Id. at 14.
The Federal Circuit explained that the 1906 Act “bears the ‘hallmarks of a more
conventional fiduciary relationship’” and expressly describes the UIIP irrigation system in
defining this duty. Ute Indian Tribe, 99 F.4th at 1368 (quoting White Mountain Apache, 537
U.S. at 473). The Act also includes “express fiduciary language with an intended beneficiary—
the [UIIP] is to be held ‘in trust for the Indians.’” Id. (quoting 34 Stat. at 375). And its “‘held
and operated’ language prescribes specific duties” for the Government as trustee. Id. (quoting 34
Stat. at 375). Given that the 1906 Act creates a “more conventional fiduciary relationship,” the
Federal Circuit decided that it created fiduciary duties “to protect and preserve the property.” Id.
Thus, the Federal Circuit specifically recognized that the 1906 Act created money-mandating
fiduciary duties to hold, operate, protect, and preserve the UIIP. Id. at 1369.
But the Federal Circuit did not conclude that the Government’s duties under the 1906 Act
are boundless. It specifically rejected the Tribe’s arguments that the Act imposed (1) a duty to
“secure additional water for the Tribe,” or (2) any duty to “construct[]” or “complete[]” the UIIP.
Id. at 1371 (quoting 34 Stat. at 375). “The 1906 Act does not itself create a trust duty to
construct the full scope of the project initially contemplated in the statute.” Id. This is because
the trustee is not generally required to add to the corpus of a trust. See id. (citing Restatement
(Third) of Trusts § 88 cmt. a (2007)).
Thus, the Federal Circuit decided the 1906 Act imposes fiduciary duties to hold, operate,
preserve, and protect the UIIP, but it did not impose duties to secure additional water for the
Tribe, construct the entire UIIP, or complete the UIIP. To be clear, the Tribe’s complaint must
identify the specific duties imposed on the Government by the 1906 Act the specific duties the
Government has allegedly breached. See Navajo I, 537 U.S. at 506; ECF No. 76 at 2. Therefore,
this court’s task under the Navajo II framework is to assess whether the Tribe’s breach of trust
claim under the 1906 Act identifies the specific, money-mandating fiduciary duties recognized
by the Federal Circuit and the Government’s corresponding breaches of those duties.
The Tribe errs in arguing that the Government cannot seek to dismiss its claims for lack
of jurisdiction under Rule 12(b)(1). See ECF No. 73 at 13–14. According to the Tribe, once the
court identifies that a fiduciary duty exists, then any question as to the duty’s scope are properly
resolved under Rule 12(b)(6) on the merits. Id. at 14. But if the complaint did not identify
specific fiduciary duties and plead their corresponding breaches, the Tribe would fail to establish
this court’s jurisdiction under Navajo II.
9
And there is another problem. The question of fiduciary duties is generally one of
statutory interpretation, meaning that dismissal under Rule 12(b)(6) would also be appropriate if
the Tribe fails to establish the specific duties that it alleges were violated. Because the outcome
would be the same either way, the Tribe’s argument fails to provide a reason to deny the
Government’s motion to dismiss. The court thus assesses its jurisdiction over each specific
alleged breach of the Government’s fiduciary duties in the first claim.
1. The mandate rule bars the Tribe from alleging a breach of trust claim
based on the Government’s failure to establish storage for the UIIP.
In Claim 1, the Tribe alleges the Government breached its fiduciary duties by failing “to
establish the UIIP as a complete and fully functional irrigation system by providing storage
infrastructure as part of the UIIP irrigation system.” ECF No. 65 at 27, ¶ 4(a). The court refers
to this part of the first claim as the Tribe’s “storage claim.” In support of this claim, the Tribe
alleges “the Tribe’s federal trustee has never supplied the Tribe with storage infrastructure and
has never taken any meaningful action to facilitate Tribal access to water storage.” Id. at 15,
¶ 46. Thus, “the Tribe remains without access to storage for UIIP water rights to this day.” Id.;
see also id. at 17, ¶ 58 (“[T]he Tribe has no storage facility and related water works from which
to supply its Indian Reserved Water Rights to its irrigable trust lands.”). And the Tribe alleges
the Government “has exploited the Tribe’s storage needs to advance its own agenda.” Id. at 15,
¶ 49. To exemplify that alleged exploitation, the Tribe points to the Government’s failure to
provide storage facilities under either the 1965 Deferral Agreement or CUPCA. Id. at 15–17,
¶¶ 50–53, 55–57. The lack of storage and other promised irrigation infrastructure allegedly
caused “immense economic harm, including . . . lost crop yields . . . and lost economic
opportunities.” Id. at 17, ¶ 59.
The Federal Circuit already addressed this claim, and this court cannot reconsider “issues
implicitly or explicitly decided on appeal.” TecSec, Inc. v. Int’l Bus. Machs. Corp., 731 F.3d
1336, 1341–42 (Fed. Cir. 2013) (quoting Amado v. Microsoft Corp., 517 F.3d 1353, 1364 (Fed.
Cir. 2008)). Issues “explicitly reserved or remanded by the court” are not within the scope of the
mandate rule. Engel Indus., Inc. v. Lockformer Co., 166 F.3d 1379, 1383 (Fed. Cir. 1999); see
also Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939) (“While a mandate is controlling
as to matters within its compass, on the remand a lower court is free as to other issues.”). The
mandate “is to be construed by considering the context.” SUFI Network Servs., Inc. v. United
States, 817 F.3d 773, 780 (Fed. Cir. 2016); see also Engel Indus., 166 F.3d at 1383 (instructing
that “both the letter and the spirit of the mandate must be considered”).
Recall that the Federal Circuit held the 1906 Act does not impose fiduciary duties on the
Government to construct additional UIIP infrastructure or to complete the UIIP. Ute Indian
Tribe, 99 F.4th at 1371. Under the Federal Circuit’s decision, the Government does not have a
duty to do either, so it argues this part of the first claim is barred by the mandate rule. ECF No.
72 at 14–16. The Government is correct. The Tribe alleges the Government never provided it
with storage. ECF No. 65 at 15, 17, ¶¶ 46, 58–59; id. at 27, ¶ 4(a). Thus, any storage for the
UIIP would require additional infrastructure, and the Federal Circuit explicitly decided the 1906
Act did not impose a duty for the Government to construct the entire UIIP or additional
10
infrastructure. See Ute Indian Tribe, 99 F.4th at 1371. The Tribe’s storage claim is therefore
barred. 11
The Tribe’s argument to the contrary is not persuasive. It argues the Federal Circuit
recognized a 1906 Act obligation to construct and complete the UIIP, which includes
constructing storage. ECF No. 73 at 18. But the Tribe misreads the Federal Circuit’s decision.
True, the Federal Circuit recognized that “the 1906 Act obligated the United States to
‘construct[ ] and complete[ ]’ the ‘irrigation systems,’” but it did “not read the 1906 Act as
imposing any such obligation on the government as trustee.” Ute Indian Tribe, 99 F.4th at 1371
(quoting 34 Stat. at 375). The Government’s duties as trustee extend to “the facilities actually
built,” not the “full scope of the project initially contemplated.” Id. Thus, the Tribe’s argument
conflicts with the Federal Circuit’s decision.
The Tribe also contends that “providing access to storage” does not “necessarily entail[]
an expansion of UIIP infrastructure” because “storage for UIIP water rights could be
accomplished through the use of existing or planned storage infrastructure in the Colorado River
basin that is not, itself, part of the UIIP infrastructure held in trust for the Tribe.” ECF No. 73 at
19. The Tribe points to the 1965 Deferral Agreement to show that the Government could access
existing storage facilities. Id.
This argument fails for at least three reasons. First, the Government correctly replies that
this argument expands the Tribe’s claim “beyond the UIIP” for the first time in its response,
which it cannot do. ECF No. 76 at 4; Davis v. United States, 108 Fed. Cl. 331, 337 n.4 (2012)
(“It is axiomatic that the complaint may not be amended by the briefs in opposition to a motion
to dismiss” (quoting Mendez-Cardenas v. United States, 88 Fed. Cl. 162, 166–67 (2009))).
Second, even if the Tribe properly presented this argument, it did not “identif[y] any
source of law creating a trust duty to construct or utilize storage infrastructure outside of the
UIIP.” ECF No. 76 at 4. Without identifying a law imposing a specific fiduciary duty on the
Government to use non-UIIP storage infrastructure for the UIIP, this court lacks jurisdiction to
entertain such a claim under the Navajo II framework.
Third, to the extent the Tribe sought to argue the 1965 Deferral Agreement imposed such
duties, the Federal Circuit decided that its breach of contract claim under that agreement was
time-barred. Ute Indian Tribe, 99 F.4th at 1371–72. The court’s reasoning—based on the
January 1, 2005, deadline for deferral and the Tribe’s knowledge “as early as 1980 . . . that the
construction was not going to occur”—applies equally to the Tribe’s storage claim to the extent
it seeks access to facilities that were built under the 1965 Deferral Agreement. Id. at 1371.
Thus, the mandate rule would also bar a storage claim under the 1965 Deferral Agreement.
11
The Government also argues this storage claim is barred by the mandate rule to the extent the
Tribe argues CUPCA or the Government’s judicial admissions in the 1923 decrees support an
obligation to construct additional storage. ECF No. 72 at 16–18. The Tribe does not argue that
the Government’s obligation to provide storage is based on those sources in its response, so the
court views these points as conceded. See Melwood Horticultural Training Ctr., Inc. v. United
States, 151 Fed. Cl. 297, 309 (2020).
11
2. The Tribe adequately pleads a breach of trust claim for the Government’s
failure to maintain and repair the UIIP since March 8, 2012.
The Tribe next alleges a breach of trust because the Government “fail[ed] to adequately
repair and maintain UIIP infrastructure and, as a result, allow[ed] the UIIP to fall into a grave
state of disrepair.” ECF No. 65 at 27, ¶ 4(b). The court refers to this part of the first claim as the
Tribe’s “maintenance and repair claim.” To support this claim, the Tribe alleges that the UIIP’s
“grave disrepair” resulted from “several decades” of “neglect” by the Government. Id. at 17,
¶ 60. The Tribe mentions that a 1982 study “concluded 84% of UIIP structures needed
rehabilitation,” and the BIA admitted in 2008 that the UIIP had millions of dollars’ worth of
maintenance needs. Id. at 17–18, ¶¶ 60–61. It also alleges that “federal officials responsible for
the administration of the UIIP failed to provide data detailing the project’[s] deferred
maintenance costs” for a 2015 government study. Id. at 18, ¶ 62.
The Government acknowledges the Tribe’s maintenance and repair claim adequately
pleads a breach of duty claim under the Federal Circuit’s decision, so it does not move to dismiss
this claim in whole. ECF No. 72 at 30. Rather, the Government seeks to limit the scope of this
claim based on (1) the statute of limitations and (2) the 2012 Settlement Agreement. Id. at 30–
35.
a) The statute of limitations bars the Tribe from recovering damages
for inadequate maintenance or repair claims accruing before March 7,
2012.
The Tribe alleges the Government failed to repair and maintain the UIIP for “several
decades.” ECF No. 65 at 17, ¶ 60. But this court’s statute of limitations jurisdictionally bars
claims filed more than “six years after such claim first accrues.” 28 U.S.C. § 2501; see John R.
Sand & Gravel Co. v. United States, 552 U.S. 130, 134 (2008). And the statute “applie[s]
against the claims of Indian tribes in the same manner as against any other litigant seeking legal
redress or relief from the government.” Hopland Band of Pomo Indians v. United States, 855
F.2d 1573, 1576 (Fed. Cir. 1988). The Tribe filed this action on March 7, 2018, so the
Government argues that the Tribe may only seek damages for maintenance and repair claims that
accrued since March 7, 2012. ECF No. 72 at 30–32.
To determine when a claim accrued, this court looks to “when the events which fix the
government’s alleged liability have occurred and the plaintiff was or should have been aware of
their existence.” Hopland Band of Pomo Indians, 855 F.2d at 1577. Whether the events
occurred to fix the government’s liability “is determined under an objective standard; a plaintiff
does not have to possess actual knowledge of all the relevant facts in order for the cause of action
to accrue.” Fallini v. United States, 56 F.3d 1378, 1380 (Fed. Cir. 1995). For breach of trust
claims, “the statute of limitations ‘does not run against a beneficiary in favor of a trustee until the
trust is repudiated and the fiduciary relationship is terminated.’” Hopland Band of Pomo
Indians, 855 F.2d at 1578 (quoting Manchester Band of Pomo Indians, Inc. v. United States, 363
F. Supp. 1238, 1249 (N.D. Cal. 1973)). Thus, if the Tribe knew or should have known about the
Government’s inadequate maintenance or repair before the limitations period, the Tribe may not
recover damages caused by such inadequate maintenance or repair.
12
Here, the Tribe asserts that the continuing claim doctrine applies, allowing the Tribe to
bring claims arising within the six years before it filed its complaint. The continuing claim
doctrine applies to cases when a claim is “inherently susceptible to being broken down into a
series of independent and distinct events or wrongs, each having its own associated damages.”
Brown Park Ests. v. United States, 127 F.3d 1449, 1456 (Fed. Cir. 1997). In such a case, the
doctrine “save[s] later arising claims even if the statute of limitations has lapsed for earlier
events.” Ariadne Fin. Servs. Pty. v. United States, 133 F.3d 874, 879 (Fed. Cir. 1998); see
Mitchell v. United States, 10 Cl. Ct. 63, 77 (1986) (holding that the continuing claim doctrine
saved claims for inadequate timber sale prices for each season’s timber sales occurring in the
limitations period, but not the sales from before that period). That said, the doctrine “does not
apply to a claim based on a single distinct event which has ill effects that continue to accumulate
over time.” Ariadne Fin. Servs., 133 F.3d at 879; see also Brown Park Ests., 127 F.3d at 1456.
For instance, in Goodeagle v. United States, 111 Fed. Cl. 716 (2013), a breach of duty for the
government’s failure to “manage and supervise” certain mining operations arguably arose each
day that mining activity occurred on the trust land. Id. at 724. But the continuing claim doctrine
could not save any claims in Goodeagle as no mining occurred during this limitations period. Id.
Here, both parties acknowledge that the “trust duty to maintain UIIP infrastructure [could
be] viewed as a continuing duty such that ‘on each day the BIA [allegedly] failed in its duty . . .
there arose a new cause of action.’” ECF No. 72 at 32; see also ECF No. 73 at 33. The Tribe
argues the Government breaches its maintenance and repair duties each irrigation season. ECF
No. 73 at 33. The court agrees that the Tribe’s maintenance and repair claim can be broken
down into a series of breaches, each of which give rise to its own claim.
The statute of limitations thus prevents the Tribe from bringing any claims that accrued
before March 7, 2012. The Tribe raises two arguments that the statute of limitations should be
tolled to some extent. Neither holds water.
(1) The 2012 Settlement Agreement did not toll the statute of
limitations.
The Tribe argues the 2012 Settlement Agreement preserved water rights claims that were
timely when it filed its 2006 breach of trust action with an accrual date of March 8, 2012. ECF
No. 73 at 24. Recall that the 2012 Settlement Agreement separately excepted (1) water rights
claims from its waiver and (2) any claims “for harms or damages allegedly caused by [the
Government] after” March 8, 2012. ECF No. 72-7 ¶¶ 6(a)(b). The Tribe reads these provisions
to mean the 2012 Settlement Agreement preserves water rights claims that were timely when the
Tribe filed its 2006 action. ECF No. 73 at 24. And the Tribe views its inadequate maintenance
and repair claim as a water rights claim. Id. at 23. As a result, it argues the 2012 Settlement
Agreement preserved any inadequate maintenance and repair claims that were timely when it
filed the 2006 breach of trust action. Id. at 24. This argument fails for several reasons.
First, the Tribe’s preservation argument presupposes that the Tribe’s inadequate
maintenance and repair claim is a water rights claim. It is not. Water rights under the Winters
doctrine are “based on the necessity of water for the purpose of the federal reservation,” and they
extend to “only that amount of water necessary to fulfill the purpose of the reservation.”
Cappaert v. United States, 426 U.S. 128, 141–43 (1976); see also Crow Creek Sioux Tribe v.
13
United States, 900 F.3d 1350, 1353 (Fed. Cir. 2018) (describing the Winters doctrine “implied
right to unappropriated water”). These rights are distinct from the Government’s fiduciary duties
to the Tribe related to maintaining the UIIP’s infrastructure. Indeed, the Federal Circuit
distinguished between the Tribe’s claims for breach of duty pertaining to water infrastructure and
pertaining to water rights. Ute Indian Tribe, 99 F.4th at 1368. The Tribe’s maintenance and
repair claim alleges damages to the UIIP, so this claim seeks water infrastructure damages—not
water rights damages. Thus, the 2012 Settlement Agreement exception for water rights claims
does not apply to this claim.
Second, even if this was a water rights claim, the 2012 Settlement Agreement did not
affect this court’s statute of limitations because it cannot be tolled by a settlement agreement.
First Annapolis Bancorp, Inc. v. United States, 54 Fed. Cl. 529, 540 (2002) (“Because the statute
of limitations is jurisdictional in this court, a tolling agreement entered into by the [parties]
cannot expand the court’s jurisdiction by altering the time limitations set out in 28 U.S.C.
§ 2501.”); Admiral Fin. Corp. v. United States, 51 Fed. Cl. 366, 368 (2002) (similar); see also
BP Am. Prod. Co. v. United States, 142 Fed. Cl. 446, 455 (2019) (“[T]he Tucker Act’s statute of
limitations is jurisdictional; it cannot be tolled by agreement.”). None of the cases the Tribe
relies upon change this legal conclusion. See ECF No 73 at 23–24. Rather, those cases describe
when statutes, contracts, or common law establish the conditions precedent that must occur
before a claim accruing. Hopi Tribe v. United States, 55 Fed. Cl. 81, 96 (2002) (quoting
Friedman v. United States, 310 F.2d 381, 386 (Ct. Cl. 1962)); Nager Elec. Co. v. United States,
368 F.2d 847, 852 (Ct. Cl. 1966). They do not support that contracts can extend the date of
accrual of a claim after it has accrued, i.e., tolling. The Tribe does not argue the 2012 Settlement
Agreement establishes any conditions precedent to its claims’ accrual, but that it alters the
accrual date — tolls the agreement. See ECF No. 73 at 23–24. That, an agreement cannot do.
Third, even if an agreement could toll the limitations period, it did not do so here. The
2012 Settlement Agreement expressly did not “diminish or otherwise affect in any way . . . [a]ny
defenses that [the Government] has or may have regarding any claims that [the Tribe] may assert
in subsequent litigation.” ECF No. 72-7 ¶¶ 6, 6(m); ECF No. 76 at 12. The statute of limitations
is one such defense that the 2012 Settlement Agreement does not “diminish or otherwise affect.”
Finally, the Tribe also argues its reading of the 2012 Settlement Agreement is the only
reading that does not render the exception for water rights claims superfluous to the exception
for claims caused after March 8, 2012. ECF No. 73 at 24. Not so. The exception for water
rights claims allowed the Tribe to sue any time after the execution of the 2012 Settlement
Agreement on then-timely water rights claims. That is not the same as the exception for claims
accruing after entering the agreement. Hypothetically, if the Tribe alleged a water rights claim
that accrued on March 10, 2006, the Tribe could have brought an action for such a claim on
March 9, 2012, in line with the 2012 Settlement Agreement and the court’s statute of limitations.
Such an action would have fallen under the exception for water rights claims, but not the
exception for claims accruing after March 8, 2012.
In sum, the 2012 Settlement Agreement cannot save otherwise untimely claims.
(2) The Indian Trust Accounting Statute does not apply to the
Tribe’s claims.
14
The Tribe also contends the statute of limitations cannot run against it because the
Government has not provided an accounting as required by the Indian Trust Accounting Statute
(“ITAS”). ECF No. 73 at 25–28. But ITAS applies to claims involving trust funds, not trust
assets, and does not apply to the Tribe’s claims here. ITAS provides that
notwithstanding any other provision of law, the statute of
limitations shall not commence to run on any claim . . . concerning
losses to or mismanagement of trust funds, until the affected Indian
tribe . . . has been furnished with an accounting of such funds from
which the beneficiary can determine whether there has been a loss.
See, e.g., Pub. L. No. 113-76, 128 Stat. 5, 305–06 (2014). 12 The Federal Circuit has made clear
that ITAS “must be construed strictly.” Shoshone Indian Tribe of the Wind River Rsrv. v. United
States, 364 F.3d 1339, 1346 (Fed. Cir. 2004). Accordingly, ITAS only tolls this court’s statute
of limitations for “claims concerning ‘losses to . . . trust funds’ rather than losses to . . . trust
assets.” Id. at 1347, 1350; see also Goodeagle, 111 Fed. Cl. at 721–22. Because the Tribe’s
claim concerns the mismanagement of trust assets, ITAS does not affect this court’s statute of
limitations.
The Tribe fairs no better with its alternative argument that the court should toll the statute
of limitations based on common-law trust principles requiring an accounting to put the
beneficiary on notice of the breach. ECF No. 73 at 27–28. To do so would run contrary to
numerous decisions holding this court’s statute of limitations cannot be tolled for equitable
considerations, absent fraudulent or deliberate concealment by the government. See, e.g., Young
v. United States, 529 F.3d 1380, 1384 (Fed. Cir. 2008); Hopland Band of Pomo Indians, 855
F.2d at 1577. Further, applying common law tolling would undermine Congress’s express
limitation of ITAS’s tolling of statutes of limitations to claims involving trust funds rather than
assets. See Shoshone Indian Tribe, 364 F.3d at 1350. Thus, the court declines the Tribe’s novel
approach to tolling the statute of limitations.
In the end, the statute of limitations bars any claims that accrued more than six years
before the Tribe filed the complaint and the court dismisses those claims.
b) The 2012 Settlement Agreement bars the Tribe from recovering for
damages based on harms or violations before March 8, 2012.
The Government also seeks to narrow the scope of the maintenance and repair claim
based on the 2012 Settlement Agreement’s waiver provision. ECF No. 72 at 34. The 2012
Settlement Agreement waives “known or unknown” claims “based on harms or violations
occurring before” March 8, 2012, “that relate to the United States’ management or accounting of
[the Tribe’s] trust funds or [the Tribe’s] non-monetary trust assets or resources.” ECF No. 72-7
¶ 4. The waiver under the 2012 Settlement Agreement is broader than the statute of limitations
because it covers known or unknown harms or violations. See Ute Indian Tribe, 99 F.4th at
1373. Thus, even if the Tribe did not know, or have reason to know, of a claim before the
12
Congress annually passed ITAS from 1990 until 2015. The above citation refers to the ITAS
passed in 2014.
15
limitations period, the 2012 Settlement Agreement would still bar any such claim (not involving
water rights) based on a violation or harm that occurred before March 8, 2012. Given the
broader scope of the 2012 Settlement Agreement, the Government argues the Tribe’s
maintenance and repair claim is “barred to the extent founded on alleged mismanagement
occurring prior to March 8, 2012.” ECF No. 72 at 34.
The Tribe argues the 2012 Settlement Agreement does not waive any such claims
because its claims are “based on water rights.” ECF No. 73 at 19–22. For the same reasons
explained supra Section III.A.2.a.1, the court disagrees. The Tribe’s maintenance and repair
claim seeks to recover for damages to the UIIP; it is not a claim based on water rights. The
water rights exception to the 2012 Settlement Agreement does not apply.
The Tribe also argues that the court should apply the Indian canons of construction to
broadly construe the scope of the water rights exception to the 2012 Settlement Agreement to
cover claims for mismanagement of the UIIP. ECF No. 73 at 20–22. The Indian canons of
construction provide statutes and treaties affecting the Indian tribes “should be construed
liberally in favor of the Indians, with ambiguous provisions interpreted to their benefit.” Oneida
Cty. v. Oneida Indian Nation, 470 U.S. 226 (1985); Jones v. Meehan, 175 U.S. 1, 11 (1899)
(similar); Montana v. Blackfeet Tribe, 471 U.S. 759, 766 (1985) (applying the Indian canons of
construction to statutes). But they do not apply when the terms are unambiguous. South
Carolina v. Catawba Indian Tribe, Inc., 476 U.S. 498, 506 (1986). Because the exception in the
2012 Settlement Agreement unambiguously applies to water rights claims, and the Tribe’s
maintenance and repair claim is not a water rights claim, the Indian canons of construction do
not apply. Thus, the 2012 Settlement Agreement waived the Tribe’s maintenance and repair
claim seeking damages to the UIIP based on harms or violations occurring before March 8, 2012.
As a result, the court grants the Government’s motion insofar as it seeks dismissal of any
claim based on violations or harms that occurred before March 8, 2012.
3. To the extent the Tribe alleges that the Government’s designation of trust
lands as non-assessable breached its duties, the court dismisses such a claim.
The next part of Claim 1 alleges the Government “[d]esignat[ed] lands within the UIIP
service area as temporarily or permanently non-assessable as a result of poor UIIP maintenance,
without taking any preventative or subsequent measures to render said lands assessable and, thus,
capable once more of receiving irrigation water from the UIIP.” ECF No. 65 at 27, ¶ 4(c). The
court refers to this part of the first claim as the Tribe’s “non-assessable lands claim.”
The Tribe contends the non-assessable designations are “directly attributable to the
mismanagement of the UIIP by the [Government], including its failure to maintain and
rehabilitate UIIP lands and facilities.” Id. at 20, ¶ 72; see also id. at 20, ¶ 74. As a result of the
designations, the Tribe claims it faced “a reduction of irrigated trust acreage under the UIIP,
adverse economic impacts to the Tribe, and a reduction of funding available to maintain the
UIIP.” Id. at 20, ¶ 71.
16
The Government moves to dismiss, arguing that the Tribe did not identify a duty that the
non-assessable land designations violated. 13 ECF No. 72 at 19. The Tribe explains in its
response that the permanently or temporarily non-assessable designations “illustrate and
exemplify deficient operation and maintenance of the UIIP irrigation systems.” ECF No. 73 at
14. It does not argue that the Government had a trust duty governing its land designations. Id.
Thus, the parties appear to agree that the land designations themselves are not breaches of trust,
but harm flowing from breaches of trust based on inadequate maintenance or repair. See ECF
No. 76 at 5. Given that the Tribe is not bringing a separate claim asserting that the non-
assessable designations themselves breached a duty, there is no part of the complaint to
dismiss. 14
4. The Tribe adequately pleads a breach of trust claim for the Government’s
failure to use existing water quality control measures.
The Tribe also alleges in Claim 1 that the Government breached its duties under the 1906
Act by “[f]ailing to implement control measures necessary to ensure the UIIP supplies water of a
sufficient quality to support crop cultivation.” ECF No. 65 at 26, ¶ 4(d). The court refers to this
part of the first claim as the Tribe’s “water quality claim.” Like the Tribe’s maintenance and
repair claim discussed supra Section III.A.2, the Government understands that the Tribe’s water
quality claim survives dismissal in part. ECF No. 72 at 14. But the Government seeks to narrow
the water quality claim based on the mandate rule, the statute of limitations, and the 2012
Settlement Agreement. Id. at 14–18, 26, 30–32, 34.
a) The mandate rule.
The Tribe alleged the Government failed to take “measures to ensure that the Tribal water
delivered to trust lands through the UIIP is suitable for irrigation,” even though “quality control
measures” were available “at the irrigation facility level.” ECF No. 65 at 20–21, ¶ 77. Because
of this breach, the Tribe suffered “economic losses” from “reduced . . . irrigability of the UIIP
lands, reduced crop yields, and limited” crop variety. Id. at 21, ¶ 78.
The Government argues this water quality claim “appears to rest at least in part on an
allegation that there is additional infrastructure that the United States should have built as part of
the UIIP.” ECF No. 72 at 15. Because the Federal Circuit rejected the Tribe’s argument that the
Government had a duty to construct additional water infrastructure, the Government contends
this water quality claim is barred under the mandate rule “to the extent it rests on an alleged
13
The Government also argues the Settlement Agreement waived any breach of trust claim based
on the non-assessable land designations. ECF No. 72 at 34. Because the Tribe does not seek to
bring a breach of duty claim based on the non-assessable land designations, the court does not
reach this argument.
14
The Government also seeks to dismiss the non-assessable lands claim insofar as it seeks
damages resulting from non-trust lands being designated non-assessable. ECF No. 72-1. The
court addresses the Tribe’s standing to bring claims on its own behalf, as parens patriae, and on
behalf of individual tribal members infra Section III.D.
17
failure to construct new infrastructure.” Id. at 15–18. The Tribe did not address this argument in
its response. See ECF No. 76 at 3.
To the extent the Tribe alleges a breach of the Government’s fiduciary duties by failing to
construct additional water quality control measures, such a claim fails under the mandate rule.
As the court discusses supra Section III.A.1, the Federal Circuit explicitly decided that the
Government does not have a fiduciary duty to construct additional water infrastructure. Ute
Indian Tribe, 99 F.4th at 1371. Thus, the court dismisses the water quality claim insofar as it is
based on the Government’s failure to construct additional infrastructure.
But it is not clear that this claim is based entirely on the Government’s failure to
construct anything. The complaint can be read to allege the Government did not implement
water quality control using available measures—not that the Government failed to build
additional infrastructure. Such a claim is not barred by the mandate rule. Indeed, the
Government itself recognizes that the water quality claim survives insofar as it alleges the
Government breached its fiduciary duties to hold, operate, protect, and preserve the UIIP’s
existing infrastructure. ECF No. 72 at 14.
b) Timeliness and waiver.
The Government argues the statute of limitations narrows the scope of the Tribe’s water
quality claim. ECF No. 72 at 30–32. It does. The statute of limitations applies to the Tribe’s
water quality claim as it applies to the Tribe’s maintenance and repair claim. See supra Section
III.A.2.a. Accordingly, the Tribe may not seek damages for claims that accrued before March 7,
2012, based on the Government’s failure to use existing water quality control measures.
Unlike the maintenance and repair claim, the Tribe’s water quality claim involves water
rights. The Tribe alleges the Government’s failure to use water quality control measures reduced
the water available on tribal lands for reservation purposes, i.e., irrigation. ECF No. 65 at 21,
¶ 78. This allegation suggests the Government did not protect the Tribe’s right to receive water,
so the Tribe’s water quality claim implicates the Tribe’s water rights. See Cappaert, 426 U.S. at
141–43; Crow Creek Sioux Tribe, 900 F.3d at 1353. Recall that while the 2012 Settlement
Agreement waives claims based on alleged mismanagement of trust assets, it explicitly does not
affect the Tribe’s ability to bring water rights claims. ECF No. 72-7 ¶ 6(b). Thus, to the extent
the water quality claim alleges damages to the Tribe’s water rights, such a claim is not waived
under the 2012 Settlement Agreement but may still be barred by the statute of limitations if it
accrued before March 7, 2012.
In sum, the Tribe’s water quality claim proceeds insofar as it alleges the Government
failed to use existing water quality control measures, thereby damaging the Tribe’s water rights,
accruing within the statute of limitations.
B. The Tribe’s second breach of trust claim survives insofar as it alleges the
Government unlawfully transferred the Tribe’s water rights under the 1941 Act.
In Claim 2, the Tribe alleges the Government repudiated its trust responsibilities and role
as trustee. ECF No. 65 at 28, ¶ 13. The Government allegedly breached its trust duties of
“undivided loyalty to its trust beneficiary, and . . . dispos[al] of trust corpus in the best interest of
18
the beneficiary.” Id. at 29, ¶ 14. The Tribe provides four examples of the Government’s alleged
breach of trust by repudiation. Id. at 28–29, ¶ 13.
Unlike its position on Claim 1, the Government moves to dismiss the entirety of Claim 2.
ECF No. 72 at 12. Consistent with the court’s approach above, the court addresses each alleged
breach of trust by repudiation in Claim 2.15
1. The Tribe adequately pleads its breach of trust claim pertaining to
unlawful water rights transfers under the 1941 Act.
The Tribe alleges the Government “[u]nlawfully transferr[ed] federally decreed Tribal
water rights to non-Tribal lands under the color of the [1941 Act], without consulting with or
compensating the Tribe.” 16 The court refers to this claim as the Tribe’s “1941 Act water rights
transfer claim.” ECF No. 65 at 28, ¶ 13(a). The Government argues for dismissal under RCFC
12(b)(6) for failure to state a claim or, as time-barred. ECF No. 72 at 23–24, 28–29.
Recall that the 1941 Act authorized the Secretary “to transfer water rights, with the
consent of the interested parties, to other lands under [the UIIP] and to make necessary contracts
to effectuate such transfers.” Pub. L. No. 77-83, § 2, ch. 142, 55 Stat. 209. The Tribe alleges the
Secretary “transferred Tribal water rights from about 10,000 acres of trust lands to other non-
Indian lands” without the Tribe’s knowledge. ECF No. 65 at 21, ¶¶ 81–82.
The Government contends that the Tribe fails to state a claim because “[t]he Tribe’s
vague allegations do not identify any particular water right transfer for which the Tribe was an
interested party but did not consent and therefore do not adequately plead a claim for relief.”
ECF No. 72 at 23. As the Government emphasizes, the Tribe is not necessarily an interested
party in all water right transfers because the scope of the 1941 Act covers transfers between non-
Indian lands. ECF No. 76 at 7. But the Government does not point to any rule or requirement
for the Tribe to plead with such specificity. Indeed, RCFC 8 only requires the Tribe to provide
notice of its claims in the complaint, which the Tribe does. The Tribe alleges the Secretary
transferred “Tribal water rights from . . . trust lands to other non-Indian lands.” ECF No. 65 at
21, ¶ 82 (emphasis added). The Tribe is an interested party to a water right transfer of tribal
water from tribal trust lands to non-tribal lands. Thus, the Tribe is an interested party in the
water right transfers it alleges in its complaint. And the Tribe alleges these transfers occurred
without the Tribe’s knowledge. Id. at 21, ¶ 81. The Tribe’s lack of knowledge of the transfers,
which the court assumes to be true at this stage, indicates it did not consent to such transfers.
15
Like the first claim, the Tribe argues the court should review its second claim in whole and the
Federal Circuit’s recognition of fiduciary duties under the 1906 Act precludes dismissal under
Rule 12(b)(1). ECF No. 73 at 12–14. Those arguments fail for the same reasons explained
supra Section III.A.
16
The Tribe also alleges this claim extends to failure to consult with or compensate “Indian
landowners.” ECF No. 65 at 28, ¶ 13(a). The court addresses whether the Tribe can bring
claims on behalf of individual tribal members infra Section III.D.
19
Thus, the Tribe’s water right transfers claim does not suffer from the pleading deficiencies that
the Government asserts.
In the alternative, the Government argues that the water right transfers claim is time-
barred and the court lacks jurisdiction under 28 U.S.C. § 2501. ECF No. 72 at 28–29.
According to the Government, all the water right transfers occurred long before the limitations
period. Id. That may be true, but that is a fact that is not presently before the court. The parties
also disagree on whether the Tribe had actual or constructive knowledge of those transfers before
March 7, 2012, six years before the Tribe filed its complaint on March 7, 2018. If the Tribe did
have knowledge, the transfers before that date would be time-barred. Id. But the Tribe alleges it
did not have actual or constructive knowledge as it only learned of the challenged transfers in a
September 2012 disclosure “that part of the [Government’s] breach of trust included transferring
federally decreed Tribal water rights to non-Tribal lands (as alleged in its Second Claim for
Relief at ¶ 13).” 17 Id. at 30; see also id. at 28–29, 31.
But the Government points to certain correspondence from the Tribe to the Government
in 1962 about the 1941 Act transfers as showing actual knowledge of all transfers. ECF No. 72
at 28; ECF No. 72-8. That letter, however, merely asks about the effects of and details
pertaining to any transfers that may take place under the 1941 Act. ECF No. 72-8. It does not
demonstrate actual knowledge of all the transfers or even indicate that there have been no
subsequent transfers.
As for constructive knowledge, the Tribe argues it did not need to look into any water
right transfers before it received actual knowledge of the transfers in 2012 because it does not
need to supervise the Government’s “day-to-day . . . management of the UIIP” as the trust
beneficiary. ECF No. 73 at 31 n.6 (citing Mitchell, 463 U.S. at 227). While the Tribe may not
need to monitor the day-to-day operations of the trust, it cannot delay bringing its claim if
reasonable diligence would have uncovered the allegedly improper transfers.
Based on the record before the court, the court cannot determine what the Tribe knew or
should have known, and at what time. The Tribe has alleged facts sufficient to satisfy the court
(at this stage) that there are 1941 Act claims within the court’s statute of limitations. That said,
the parties should develop the facts surrounding the Tribe’s knowledge in discovery. If the
Government develops a record that it believes establishes the Tribe’s actual or constructive
knowledge of these claims before March 7, 2012, it may move to dismiss then. See RCFC
12(h)(3).
2. The Tribe’s non-assessable lands claim does not survive as a repudiation
of trust claim.
The Tribe’s second claim also alleges the Government repudiated its trust duties by
“[d]esignating a disproportionate quantity of Tribal . . . land within the UIIP service area as non-
17
In the Tribe’s complaint, it alleges it became aware of the water right transfers in 2013. ECF
No. 65 at 21, ¶ 81. Because both September 2012 and any date in 2013 fall within the
limitations period, the court need not decide which date is the proper date for accrual.
20
assessable . . . without taking any meaningful action to render these lands assessable.” 18 ECF
No. 65 at 29, ¶ 13(c). This part of the second claim largely overlaps with the Tribe’s non-
assessable lands claim discussed supra Section III.A.3.
As the court explains supra Section III.A.3, the Tribe does not argue the non-assessable
land designations themselves breached the Government’s duties, but points to these land
designations to support its damages from other breaches of trust. ECF No. 73 at 14. Thus, the
Tribe concedes this part of the second claim does not state a standalone breach of trust by
repudiation claim. To the extent the Tribe sought to state a standalone claim for repudiation of
trust based on the non-assessable land designations, such a claim is dismissed for failure to
identify a trust duty, as time-barred, and to the extent it affected trust assets before March 8,
2012, under the 2012 Settlement Agreement. See supra Section III.A.3.
3. The court must dismiss the Tribe’s claim insofar as it alleges the
Government repudiates its duties by entering carriage agreements.
The last part of the Tribe’s second claim alleges the Government repudiated its trust
duties by “[e]ntering into carriage agreements allowing non-Indians to use UIIP infrastructure to
transport and receive their water rights without consent or consultation from the Tribe, resulting
in additional wear and tear to [the] UIIP with no concomitant benefit to the Tribe or its
members.” ECF No. 65 at 29, ¶ 13(d). The court refers to this claim as the Tribe’s “carriage
agreements claim.” The Government moves to dismiss the carriage agreements claim on
jurisdictional grounds—for failure to identify a trust duty and as time-barred—and as waived
under the 2012 Settlement Agreement. ECF No. 72 at 18–19, 27–28, 34.
The Tribe alleges the Government “frequently enters carriage agreements, under which
the [Government] agrees to use UIIP infrastructure to deliver non-tribal water to non-Indian
water users” without consulting with the Tribe. ECF No. 65 at 25, ¶¶ 98, 100. As a result of
these carriage agreements, the UIIP allegedly has suffered “significant additional deterioration
. . . with no accompanying benefit to the Tribe or its members.” Id. at 25, ¶ 99. These carriage
agreements allegedly breach the Government’s duty “of undivided loyalty to its trust
beneficiary” and its duty “to dispose of trust corpus in the best interest of the beneficiary.” Id. at
29, ¶ 14.
The Government argues the Tribe did not identify a duty that the carriage agreements
violate. ECF No. 72 at 18–19. The Tribe responds that it “is not asserting a blanket statutory
prohibition on carriage agreements.” ECF No. 73 at 14. Thus, the parties appear to agree that
the Government does not have a fiduciary duty not to enter carriage agreements. And that
agreement is consistent with the Federal Circuit’s holding that “third-party use [of the UIIP] is
not inconsistent with the obligation to protect and preserve the property,” Ute Indian Tribe, 99
F.4th at 1370, and the text of the 1906 Act that permits the use of the UIIP “for the purpose of
conveying water by any person, association, or corporation,” Pub. L. No. 59-258, 34 Stat. at 375.
18
The Tribe also alleges this claim extends to designation of “Indian-owned land” as non-
assessable. ECF No. 65 at 28, ¶ 13(c). The court addresses whether the Tribe can bring claims
on behalf of individual tribal members infra Section III.D.
21
Rather, the Tribe contends that “the manner by which the [Government] enters carriage
agreements with non-Indian water users to use UIIP infrastructure, i.e., with no consultation or
input from the Tribe and no measures to mitigate wear and tear on UIIP infrastructure,
constitutes a repudiation of the [Government’s] trust duties.” ECF No. 73 at 14. The
Government replies that “the alleged resulting wear and tear and supposed failure to maintain
UIIP infrastructure, separate from entrance into the carriage agreement, would be the alleged
breach falling within” the scope of fiduciary duties recognized by the Federal Circuit. ECF No.
76 at 4–5. The court agrees.
By the Tribe’s own argument, it is not challenging the Government’s authority to enter
carriage agreements, but it seeks damages for the effects of those carriage agreements on the
maintenance and repair of the UIIP. Those are the same damages sought by the Tribe’s
maintenance and repair claim discussed supra Section III.A.2. To the extent the carriage of
water to non-Indian water users requires additional maintenance and repair of the UIIP, and to
the extent the Government has failed to perform such maintenance and repair, the Tribe may
prove those facts in support of its maintenance and repair claim. It does not give rise to a
standalone repudiation of trust claim based on the carriage agreements themselves. 19
The court notes the carriage agreements and their corresponding need for additional
maintenance and repair of the UIIP may not give rise to recoverable damages under the Tribe’s
maintenance and repair claim if they run afoul of the statute of limitations or 2012 Settlement
Agreement. The Tribe alleges the Government “has failed to renegotiate these carriage
agreements for decades.” ECF No. 65 at 25, ¶ 101. The Government agrees that the carriage
agreements are “several decades old,” and thus contends that any claim challenging them is time-
barred or waived by the 2012 Settlement Agreement. ECF No. 72 at 27, 34. The need for
additional maintenance and repair to the UIIP based on the Government’s carriage agreements
likely accrued relatively soon after the Government entered into those agreements. But even if
the Tribe did not know about the carriage agreements, the 2012 Settlement Agreement waives
claims for violations or harms (i.e. damages to trust assets, including the UIIP) occurring before
the agreement. See supra Section III.A.2.b. Thus, regardless of the statute of limitations, the
2012 Settlement Agreement precludes any claim that the carriage agreements based on events
before the agreement was signed on March 8, 2012.
C. The Tribe’s claims pertaining to the Midview Exchange Agreement are
dismissed.
19
The Tribe’s complaint also alleges the Government uses “informal operating practices” to
“allow[] non-Indians to utilize UIIP water and infrastructure” without a formal agreement like
the carriage agreements. ECF No. 65 at 25–26, ¶¶ 102–04. Because the 1906 Act permits the
use of the UIIP “by any person,” these informal operating practices do not appear to be contrary
to law, nor does the Tribe argue they are. To the extent the Tribe sought to argue these informal
operating practices also create a need for additional maintenance and repair of the UIIP, such a
standalone repudiation of trust claim fails for the same reasons the Tribe’s carriage agreements
claim fails. The Tribe may point to these informal operating practices and the Government’s
failure to adequately maintain and repair the UIIP after engaging in these practices to help prove
its damages for its surviving maintenance and repair claim discussed supra Section III.A.2.
22
The Tribe alleges that various Government actions related to the Midview Exchange
Agreement amount to either a breach of trust or a breach of contract. In particular, it alleges the
Government (1) breached its trust duties by transferring water rights under the agreement, ECF
No. 65 at 27, ¶ 4(e); (2) repudiated its trust duties by entering, implementing, and continuing to
uphold the agreement, as well as refusing to administer certain property as part of the UIIP, id. at
28–29, ¶ 13(b); and (3) breached the contract by failing to transfer the Midview Property into
trust, id. at 30, ¶ 19. The court refers to these claims collectively as the Tribe’s “Midview
claims.” As explained below, the Midview claims are dismissed as time-barred, as violative of
the mandate rule, or for failure to state a claim under RCFC 12(b)(6).
1. The Tribe’s breach of trust claims based the Government’s entrance into,
or the terms set by, the Midview Exchange Agreement are time-barred.
The Tribe claims that the Government breached its trust duties through “the unlawful
Secretarial transfers of project water rights. . . related to the Midview Exchange Agreements.”
Id. at 27, ¶ 4(e). Similarly, the Tribe claims that the Government repudiated its trust duties by
“[e]ntering, implementing, and continuing to uphold the Midview Exchange Agreement.” Id. at
28.
Any claims based on the Government’s entry into the Midview Exchange Agreement, or
the terms of that agreement, accrued when the parties signed the agreement in 1967. As a
signatory to the Midview Exchange Agreement, the Tribe had actual knowledge of the
Government’s entrance into the agreement, as well as the water rights transferred thereunder, at
the time of its execution. As the court explains supra Section III.A.2.a, this court’s statute of
limitations bars claims that accrued over six years before the filing of an action. 28 U.S.C.
§ 2501. These claims are therefore dismissed insofar as they allege that the Government’s
entering into the Midview Exchange Agreement or the terms of the agreement breached any
fiduciary duty.
2. The Tribe’s breach of trust claim involving the administration of the
Midview Reservoir is barred by the mandate rule.
The Tribe’s next Midview claim alleges that the Government repudiated its trust duties
by “refusing to administer the Midview Reservoir as part of the UIIP as the agreement
contemplates.” ECF No. 65 at 28–29, ¶ 13(b). But this is not the Tribe’s first bite at this apple.
In the original action, the Tribe claimed that the Government breached the contract by
“failing to effectuate the transfer of the Midview Property in trust for the benefit of the UIIP.”
Ute Indian Tribe, No. 18-359 L, 2021 WL 1602876, at *8 (Fed. Cl. Feb. 12, 2021); ECF No. 18
at 73. The Tribe argued on appeal that this claim was not limited by the 2012 Settlement
Agreement “because the Midview Property never became a trust asset.” Ute Indian Tribe, 99
F.4th at 1373. The Federal Circuit squarely rejected this argument:
We reject the Tribe’s theory. We read the settlement agreement as
covering both assets that were in trust and assets that should have
been transferred in trust. To the extent that [the claim] concerned
infrastructure, we think that a claim that such infrastructure was
23
mismanaged is a claim that “relate[s] to the United States’
management” of that purported trust asset (i.e., a non-monetary
trust asset), and claims “based on harms or violations occurring
before the date of the execution of [the 2012] Settlement
Agreement,” which was March 8, 2012, are barred. We affirm the
dismissal of [the claim] insofar as it concerned infrastructure.
Id. It is thus settled at this stage that, in signing the 2012 Settlement Agreement, the Tribe
waived any claims related to the Government’s handling of trust assets under the Midview
Exchange Agreement. And the Federal Circuit held that this waiver extends to “assets that were
in trust and assets that should have been transferred in trust.” Id.
Here, the Tribe’s claim that the Government “refus[ed] to administer the Midview
Reservoir as part of the UIIP” is materially indistinguishable from its previous claim that the
Government “fail[ed] to effectuate the transfer of the Midview Property in trust for the benefit of
the UIIP.” See ECF No. 65 at 28–29, ¶ 13(b); see also Ute Indian Tribe, No. 18-359 L, 2021
WL 1602876, at *8 (Fed. Cl. Feb. 12, 2021); see also ECF No. 18 at 73. Both claims relate to
the Government’s management of an asset that the Tribe alleges “should have been transferred
into trust.” Id. The circuit affirmed the dismissal of this claim as waived by the 2012 Settlement
Agreement. Because this court cannot reconsider “issues implicitly or explicitly decided on
appeal,” TecSec, Inc., 731 F.3d at 1341–42, these claims are dismissed.
3. The breach of contract claim is dismissed under RCFC 12(b)(6) for failure
to state a claim.
The Tribe’s final Midview claim is for breach of contract. The Federal Circuit left the
parties with specific guidance on this issue. After affirming the dismissal of the prior Midview
breach of contract claim “insofar as it concerned trust assets,” the Federal Circuit noted that there
was an open question as to water rights. Ute Indian Tribe, 99 F.4th at 1373. It remanded for
further consideration of three discrete issues: “(1) whether there are water rights under the
Midview Exchange Agreement, (2) whether the complaint adequately pled a breach of contract
with respect to water rights, and (3) whether the exception in the 2012 settlement applies.” Id. at
1373–74.
As to the first question, the record sufficiently establishes that the Midview Exchange
Agreement involved the transfer of water rights. The agreement expressly provides for the
exchange of both water infrastructure (i.e., the Midview Property) and water rights between
Reclamation and Indian Affairs. See ECF No. 72-5. As to the latter category, Reclamation
received a “specific portion of the water and water rights in Lake Fork River” for the benefit of
the Moon Lake Project. Id. at 2, ¶ 6. And Indian Affairs received certain “water and water
rights in Duchesne River” for the benefit of the UIIP. Id. at 3, ¶ 7.
But the Tribe does not adequately plead breach of contract with respect to water rights
under the Midview Exchange Agreement. In the operative complaint, the only apparent
reference to a breach of contract involving such water rights is the allegation that “the BIA is
now using water from the Midview Reservoir to irrigate lands other than those designated for
irrigation under the Agreement.” ECF No. 65 at 24, ¶ 96. Indeed, the Tribe’s discussion on this
24
point focuses almost exclusively on the Government’s alleged failure to transfer the Midview
Property into trust, see id. at 22–24, which is a claim already foreclosed by the Federal Circuit.
See Ute Indian Tribe, 99 F.4th at 1373. And beyond merely neglecting to provide factual
support, the Tribe disclaims such a water rights claim altogether in its response:
The United States also asserts that “the Tribe has not alleged the
factual predicate necessary to find that the United States is
administering water rights in a way inconsistent with the terms of
the Exchange Agreement.” But this issue has no bearing on the
Tribe’s claim, which is that “[t]he United States has breached the
Midview Exchange by non-performance in failing to effectuate a
transfer of the Midview Property in trust, and as a component part
of the UIIP irrigation system, for the benefit of the Tribe.”
ECF No. 73 at 33–34 (emphasis added) (internal citations omitted). The Tribe thus did away
with the only potentially viable Midview claim it had left on remand. It follows that the Tribe
has not adequately pled breach of contract under the Midview Exchange Agreement. See RCFC
12(b)(6). Because this claim fails under RCFC 12(b)(6), the court does not reach the question of
whether a breach of contract claim for such water rights would be waived, limited, or proscribed
by the 2012 Settlement Agreement, the statute of limitations, or on other jurisdictional grounds.
To the extent the Tribe wishes to assert a breach of the kind the Federal Circuit left open, it may
move for leave to amend its complaint to add such a claim.
D. The Tribe’s surviving claims may only proceed to the extent the Tribe itself
suffered damages.
The Government also moves to dismiss any part of the above claims insofar as they are
brought on behalf of any party other than the Tribe. ECF No. 72 at 35–38.
First, the Government asks the court to dismiss any claims brought on behalf of
individual tribal members. Id. at 35–36. The Tribe responds that it does not seek “compensation
for damage to individual Tribal member property rights.” ECF No. 73 at 34. Thus, there is
nothing to dismiss here.
Second, the Government argues the Tribe cannot bring any claims for damages to the
Tribe based on parens patriae standing. ECF No. 72 at 35–38. The Government is correct. The
Supreme Court has held that “[a] [s]tate does not have standard as parens patriae to bring an
action against the Federal Government.” Alfred L. Snapp & Son, Inc. v. Puerto Rico ex rel.
Barez, 458 U.S. 592, 610 n.16 (1982) (citations omitted); see also Haaland v. Brackeen, 599
U.S. 255, 294–95 (2023) (quoting Alfred L. Snapp & Son, 458 U.S. at 610 n.16). This
prohibition also applies to tribes seeking to assert parens patriae standing in claims against the
federal government. N. Paiute Nation v. United States, 10 Cl. Ct. 401, 406–07 (1986). Tribes
may assert claims against the Government only “for . . . wrong[s] done to the Tribe qua Tribe.”
25
Id. at 408. Thus, the Tribe may not assert parens patriae standing in this action against the
Government. 20
The Tribe further argues it can bring claims based on parens patriae standing because
damages for individual landowners’ “agricultural losses” harm the Tribe’s quasi-sovereign
interests, specifically “the Tribal economy as a whole and the ability of the Tribe to sustain a
viable homeland on its Reservation.” ECF No. 73 at 34; see also ECF No. 65 at 2–3, ¶ 2.
Whether such damages are quasi-sovereign interests sufficient to support parens patriae standing
is no matter because the Tribe cannot assert such standing against the Government.
As the court explains supra Sections III.A–III.C, the claims surviving the motion for
partial dismissal are the maintenance and repair claim, the water quality control claim, and the
1941 Act water rights transfer claim. Because the Tribe cannot assert parens patriae standing
for these claims, it may seek any damages caused by the Government’s alleged breach of duty
solely to the extent those damages harmed the Tribe as the Tribe. The Tribe explains damages
for “[t]he harms suffered from the [Government’s] mismanagement of the UIIP [are] harms to
the Tribe as a whole” because “the UIIP is a Tribal asset,” and the Government’s
“mismanagement of the UIIP irrigation systems results in loss and waste of Tribal water.” ECF
No. 73 at 34 (emphasis in original). The court will leave it to the Tribe in discovery to prove it
suffered harms from the Government’s alleged breaches of trust.
IV. Conclusion
For these reasons, the court grants-in-part and denies-in-part the Government’s motion to
partially dismiss the complaint, ECF No. 72. Count 1—breach of trust—survives insofar as it
alleges damages to the Tribe itself caused by the Government (1) failing to adequately maintain
and repair the UIIP and (2) failing to utilize existing water quality control measures, and to the
extent such claims accrued within the limitations period and are not otherwise barred by the 2012
Settlement Agreement. Count 2 survives to the extent it turns on the Secretary’s water rights
transfers under the 1941 Act. The rest of the Tribe’s claims are dismissed.
It is so ORDERED.
s/ Edward H. Meyers
Edward H. Meyers
Judge
20
Because the court decides the Tribe cannot bring claims in its parens patriae authority, it does
not reach the Government’s arguments limiting the scope of the Tribe’s parens patriae authority.
See ECF No. 72 at 37.
26