explaining that while this Court cannot create or argue defenses on a pro se party’s behalf, we review their filings for substance rather than form
How later courts described this case
- explaining that while this Court cannot create or argue defenses on a pro se party’s behalf, we review their filings for substance rather than form
Written by the judges who cited it.
The opinion
12/15/2025
IN THE COURT OF APPEALS OF TENNESSEE
AT KNOXVILLE
June 25, 2025 Session
IN RE LINCOLN S.1 ET AL.
Appeal from the Chancery Court for Sullivan County
No. 16-Ck-40281 William K. Rogers, Judge2
___________________________________
No. E2024-01574-COA-R3-PT
___________________________________
The trial court denied a petition to terminate a mother’s parental rights to two minor
children on the grounds of abandonment by failure to support and failure to visit, as well
as failure to manifest an ability and willingness to assume custody or financial
responsibility for the children. We affirm the trial court’s ruling that the petitioners proved
no statutory ground for termination by clear and convincing evidence. Because the
petitioners proved no grounds for termination, we need not address the children’s best
interests. We affirm the trial court’s ruling and remand for further proceedings.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court Affirmed;
Case Remanded
KRISTI M. DAVIS, J., delivered the opinion of the Court, in which D. MICHAEL SWINEY,
C.J., and VALERIE L. SMITH, J., joined.
C. Christopher Raines, III, Kingsport, Tennessee, for the appellants, Michael S. and Erin
S.
Edward Kershaw, Greeneville, Tennessee, for the appellee, Carla R.
1
This Court has a policy of abbreviating the last names of children and other parties in cases
involving termination of parental rights to protect their privacy and identities.
2
Sitting by interchange.
OPINION
BACKGROUND
Michael S. (“Father”) and Erin S. (“Stepmother” or, together, with Father,
“Petitioners”), appeal the trial court’s denial of a petition to terminate the parental rights of
Carla R. (“Mother”) to the parties’ minor children, Lincoln S. and Ayla S. (the “Children”).
Mother and Father divorced in June of 2016. As a result of the divorce, the parties agreed
to a Permanent Parenting Plan (“Parenting Plan”) that granted each parent equal parenting
time and did not require either party to pay child support. From 2016 to 2019, both Mother
and Father followed the Parenting Plan without any significant disruptions. However, in
2019, Mother developed a dependence on alcohol, lost her job in East Tennessee, and
moved to Nashville for employment opportunities. Despite the move, Father and Mother
did not return to court to modify their Parenting Plan. They instead reached a verbal
agreement that Mother would exercise co-parenting time with the Children every other
weekend with the help of the maternal grandmother, Christina Z. (“Grandmother”).
From 2019 until early 2022, Mother attended several in-patient rehabilitation
facilities for her alcoholism. In response, Father filed multiple motions to limit her time
with the Children. Although Mother planned to find a job in Nashville, save money, and
return to East Tennessee, her alcohol use progressed and inhibited this plan. In October of
2020, Father filed a Motion to Modify the Parenting Plan to limit Mother’s parenting time.
Following the filing of this motion, Mother and Father entered into a mediated agreement
regarding time sharing. This motion and the mediated agreement are not included in the
record. The parties filed the final order following mediation in January of 2021. Around
this time, Mother moved back to East Tennessee.
Mother’s alcoholism remained an issue, and she continued attempts to complete a
rehabilitation program. Still, the trial court granted Mother FaceTime visits in the fall of
2021 but later suspended the visits for one week (the “November 2021 Order”). The trial
court references this order in the record on appeal, but the order itself is not included in the
record. At the end of November 2021, Father filed a Second Amended Motion to Suspend
Parenting Time and Motion to Modify Child Support. The trial court heard this motion on
December 10, 2021, with only Father and his counsel present. On December 13, 2021,
Father prepared a proposed order providing that Mother could have no contact with the
Children for six consecutive months, or until Mother was sober for at least six months with
stable housing and gainful employment. The proposed order also provided that Mother
would pay $247 per month in child support. Importantly, the trial court never signed and
entered this order. Nonetheless, both parties and their respective counsel proceeded as if
the order was in effect. Consequently, the procedural posture of the case is murky
following the proposed 2021 order. Mother’s attorney filed a motion to set aside the
November 2021 order and a motion to quash a subpoena for Mother’s rehabilitation
records. Mother’s attorney also informed Mother on January 14, 2022, that a no-contact
order was in place until further notice or court action.
-2-
On May 27, 2022, just four months into the six-month no-contact period in the
proposed order, Petitioners filed a Petition for Termination and Stepparent Adoption.
Petitioners alleged that Mother abandoned the Children by failing to visit and support them.
Petitioners also alleged that Mother failed to manifest an ability or willingness to assume
custody or financial responsibility for the Children. Mother filed a pro se response to the
petition in June, explaining that her former attorney advised her she was under a no-contact
order indefinitely or until court action was taken. Mother also stated that she was never
provided any document or order requiring her to pay child support. Further, Mother
claimed she purchased clothing for Grandmother to deliver to the Children during this
period, along with Valentine’s Day and birthday gifts and cards.
A long delay ensued, and in July of 2023, Father filed a motion asking the trial court
to set aside the November 2021 order allowing Mother to have limited Zoom
communication with the Children. In response, Mother filed a Motion for Immediate
Visitation and to Pay Child Support. In support of her motion, Mother cited the same
November 2021 order, which remained in effect and granted her video calls. In the time
between the filing of the termination petition and the hearing on these motions in April of
2024, Mother made significant progress toward sobriety and rebuilding her life in East
Tennessee. In March of 2023, she successfully finished her last in-patient rehabilitation
program and did not relapse. She found a new job working as a controller for a large
company with a steady income. Additionally, she purchased a spacious home with room
for the Children in East Tennessee with her new husband, Mark R. (“Stepfather”).
Following a hearing on April 3, 2024, the trial court entered an order providing as follows:
1. The Court finds that Mother appears to be doing well and is fighting the
demons that she had;
2. The Court Orders that Mother shall re-start her Zoom/Facetime[3]
visitation and the Court expanding the time to 25 minutes on Tuesdays
and Thursdays (or other days as the parties may agree);
3. The Court further finds that Mother shall pay child support to Father in
the amount $1,050.00 per month. The child support worksheets are
attached.
The $1,050.00 amount has a strike through it, and the order features a handwritten note by
the trial court, providing that the parties will submit a revised child support worksheet.
Nonetheless, the termination petition remained pending, and the trial court held a
final hearing on June 6, 2024. Mother, Stepfather, Father, Stepmother, and Grandmother
testified. On direct examination, Mother reiterated her belief that she had been ordered to
have no contact with the Children. Father testified that he had reviewed the unsigned,
3
The parties and trial court refer to Zoom and FaceTime interchangeably throughout the record
even though these are different products. In any event, it is clear they are referencing video calls.
-3-
proposed no-contact order. Similarly, Stepmother testified that to the best of her
knowledge, there was a no-contact order in place during the relevant period and that
Stepmother informed Mother of the same. Mother and Father both acknowledged in their
testimony that the original parenting plan did not require Mother to pay child support.
However, Mother testified that she never saw the proposed no-contact order, which
purportedly required that she begin making child support payments. Mother also testified
that during the relevant four-month period, she provided gifts and cards for the Children.
In an order entered September 30, 2024, the trial court denied the petition to
terminate Mother’s parental rights. The trial court cited the confusion created by the
unsigned proposed order:
(11) There was an enormous amount of confusion in late 2021 and
early 2022 as to the parties[’] rights regarding the minor children as shown
in the Court filings and the parties[’] testimony. On November 29, 2021,
Petitioner/Father filed a “Second Amended Motion to Suspend Parenting
Time and Motion to Modify Child Support.” A Notice of Hearing was set for
December 10, 2021 and apparently a hearing was held but no Order was ever
entered. Mother was in in-patient rehab at this time and was not at the hearing
and apparently Mother’s Counsel did not appear. On December 22, 2021
Counsel for Respondent/Mother filed a “Motion to Set Aside Order from
Hearing” (i.e. the December 10, 2021 hearing) stating that Mother was in a
residential treatment program and that Counsel never received notice of the
hearing.
(12) The Court finds that [M]other was under the impression that a
no-contact order was in place during the crucial four[-]month period prior to
the adoption petition being filed. Her attorney at the time had advised her of
such and on December 13, 2021, Counsel for Petitioner had prepared an
order providing for NO CONTACT with the children. The “proposed” order
also indicated child support of $247. The Order was never signed by
Chancellor E.G. Moody. Of note are Chancellor Moody’s written notes on
the docket card which state “no contact for six months or until Defendant
(Mother) proves she is capable.”
(13) During the termination hearing, Counsel for Petitioner introduced
the “Order” as Exhibit 3, and as having been signed and entered days after
the December 10, 2021 hearing. In fact, no signed Order has ever been
entered.
(14) This Court has previously found that [M]other has made a turn
around in her life during a hearing on April 3, 2024 regarding visitation. By
Order in this Court entered June 6, 2024 the Court found “based upon the
-4-
testimony today she appears to be doing well and is fighting the, []I guess
demons that — that she’s had . . .”
(15) The Court finds that the parties have had Zoom visits for the past
few months and the visits have gone extremely well.
* * *
Mother will continue to have her Zoom visits every Tuesday and
Thursday at 7 p.m. for twenty-five minutes. Mother shall have visits every
other Saturday from 9 a.m. until 8 p.m. After two Saturday visits, the visits
will be every other weekend from Friday at 6 p.m. until Saturday at 6 p.m.
The parties will exchange the [C]hildren at the McDonalds at the Gray Exit
unless agreed otherwise. The parties shall attend mediation within the next
3 months regarding on-going visitation. All other issues are reserved
pending further orders.
Ultimately, the trial court determined that Mother did not willfully fail to visit the Children
because everyone believed Mother was subject to a no-contact order during the relevant
four-month period.4 As to failure to support, the only order in effect regarding child
support was the original Parenting Plan, which provided that neither party was required to
pay child support. The trial court further concluded that Petitioners did not prove that
Mother failed to manifest an ability and willingness to assume custody of or financial
responsibility for the Children and failed to prove that termination was in the Children’s
best interests.
Petitioners timely appealed to this Court.
ISSUES
The issues on appeal are restated and consolidated as follows:
I. Whether the trial court’s judgment is a final appealable order.
II. Whether Mother waived her affirmative defense of lack of willfulness in her
answer to the termination petition.
III. Whether the trial court correctly concluded that Petitioners failed to prove, by
clear and convincing evidence, that Mother abandoned the Children and failed
4
We note that the trial court’s order states that Petitioners did not carry the burden of proving by
clear and convincing evidence that Mother willfully abandoned the Children by failure to support or failure
to visit. To the extent the trial court placed the burden of proving willfulness on Petitioners, this was error.
Lack of willfulness is an affirmative defense that must be proven by Mother by a preponderance of the
evidence. Tenn. Code Ann. § 36-1-102(1)(I). Our thorough review and analysis of the record in this case,
however, leads us to conclude that this error is not fatal because the evidence supports a finding that Mother
proved lack of willfulness by a preponderance of the evidence.
-5-
to manifest an ability and willingness to assume custody of or financial
responsibility for the Children.
IV. Whether the trial court correctly concluded that Petitioner failed to prove, by
clear and convincing evidence, that terminating Mother’s parental rights is in the
Children’s best interests.
STANDARD OF REVIEW
“A person seeking to terminate parental rights must prove both the existence of one
of the statutory grounds for termination and that termination is in the child’s best interest.”
In re Jacobe M.J., 434 S.W.3d 565, 568 (Tenn. Ct. App. 2013) (citing Tenn. Code Ann.
§ 36-1-113(c)). “Because of the profound consequences of a decision to terminate parental
rights, a petitioner must prove both elements of termination by clear and convincing
evidence.” In re Markus E., 671 S.W.3d 437, 456 (Tenn. 2023). This heightened burden
“minimizes the risk of unnecessary or erroneous governmental interference with
fundamental parental rights” and “enables the fact-finder to form a firm belief or conviction
regarding the truth of the facts[.]” In re Carrington H., 483 S.W.3d 507, 522 (Tenn. 2016)
(citing Santosky v. Kramer, 455 U.S. 745, 769 (1982); In re Bernard T., 319 S.W.3d 586,
596 (Tenn. 2010)). “The clear-and-convincing-evidence standard ensures that the facts are
established as highly probable, rather than as simply more probable than not.” Id. (citing
In re Audrey S., 182 S.W.3d 838, 861 (Tenn. Ct. App. 2005)).
As our Supreme Court recently explained, we employ a two-step process in
reviewing termination cases:
To review trial court decisions, appellate courts use a [] two-step process, to
accommodate both Rule 13(d) of the Tennessee Rules of Appellate
Procedure and the statutory clear and convincing standard. First, appellate
courts review each of the trial court’s specific factual findings de novo under
Rule 13(d), presuming each finding to be correct unless the evidence
preponderates against it. In re Taylor B.W., 397 S.W.3d 105, 112 (Tenn.
2013); In re Justice A.F., [No. W2011-02520-COA-R3-PT,] 2012 WL
4340709, at *7 [(Tenn. Ct. App. Sept. 24, 2012)]. When a trial court’s factual
finding is based on its assessment of a witness’s credibility, appellate courts
afford great weight to that determination and will not reverse it absent clear
evidence to the contrary. Jones v. Garrett, 92 S.W.3d 835, 838 (Tenn. 2002);
In re Justice A.F., 2012 WL 4340709, at *7 (citing In re M.L.D., 182 S.W.3d
890, 894 (Tenn. Ct. App. 2005)).
Second, appellate courts determine whether the combination of all of the
individual underlying facts, in the aggregate, constitutes clear and convincing
evidence. In re Taylor B.W., 397 S.W.3d at 112; In re Audrey S., 182 S.W.3d
-6-
838, 861 (Tenn. Ct. App. 2005); In re Justice A.F., 2012 WL 4340709, at *7.
Whether the aggregate of the individual facts, either as found by the trial
court or supported by a preponderance of the evidence, amounts to clear and
convincing evidence is a question of law, subject to de novo review with no
presumption of correctness. See In re M.L.P., 281 S.W.3d 387, 393 (Tenn.
2009); see also In re Samaria S., 347 S.W.3d 188, 200 (Tenn. Ct. App. 2011).
As usual, the appellate court reviews all other conclusions of law de novo
with no presumption of correctness. In re Angela E., 303 S.W.3d [240,] 246
[(Tenn. 2010)].
In re Markus E., 671 S.W.3d at 457.
DISCUSSION
Subject Matter Jurisdiction
First, we must determine whether the trial court’s judgment is a final order over
which this Court has subject matter jurisdiction. “Since a determination of whether subject
matter jurisdiction exists is a question of law, our standard of review is de novo[.]”
Chapman v. DaVita, Inc., 380 S.W.3d 710, 712–13 (Tenn. 2012) (quoting Northland Ins.
Co. v. State, 33 S.W.3d 727, 729 (Tenn. 2000)). “Subject matter jurisdiction relates to a
court’s authority to adjudicate a particular type of case or controversy brought before it.”
In re Est. of Trigg, 368 S.W.3d 483, 489 (Tenn. 2012) (citing Osborn v. Marr, 127 S.W.3d
737, 739 (Tenn. 2004)). As orders and judgments entered by a court lacking subject matter
jurisdiction are void, “issues regarding a court’s subject matter jurisdiction should be
considered as a threshold inquiry” and “resolved at the earliest possible opportunity.” Id.
(citing Redwing v. Catholic Bishop for the Diocese of Memphis, 363 S.W.3d 436, 445
(Tenn. 2012); Brown v. Brown, 281 S.W.2d 492, 497 (1955)).
Mother asserts that the trial court’s order is not final. Generally, “[u]nless an appeal
from an interlocutory order is provided by the rules or by statute, appellate courts have
jurisdiction over final judgments only.” Bayberry Assocs. v. Jones, 783 S.W.2d 553, 559
(Tenn. 1990) (citing Aetna Cas. & Sur. Co. v. Miller, 491 S.W.2d 85 (Tenn. 1973)); see
also Tenn. R. App. P. 3(a). A final judgment adjudicates all “claims, rights, and liabilities
of all the parties,” Discover Bank v. Morgan, 363 S.W.3d 479, 488 n.17 (Tenn. 2012), and
“resolves all the issues in the case, ‘leaving nothing else for the trial court to do.’” In re
Est. of Henderson, 121 S.W.3d 643, 645 (Tenn. 2003) (quoting State ex rel. McAllister v.
Goode, 968 S.W.2d 834, 840 (Tenn. Ct. App. 1997)).
In this case, the trial court denied the termination petition but ordered Mother to pay
child support and required the parties to attend mediation to discuss ongoing custody
issues. The order also reserves all other remaining issues pending further orders.
Generally, reserving remaining issues for future adjudication renders a trial court’s order
nonfinal and thus not appealable to this Court. See e.g., Baxter v. Rowan, 620 S.W.3d 889,
-7-
893 (Tenn. Ct. App. 2020) (order nonfinal where trial court’s ruling expressly reserved
issue of child’s future prison visitation with incarcerated parent). Further, this Court has
previously held that where a trial court denies a petition for termination of parental rights,
but custody issues remain to be decided, the order on the termination petition is not an
appealable final order. In re Sophia P., No. M2015-01978-COA-R3-PT, 2016 WL
3090788 (Tenn. Ct. App. May 23, 2016).
However, “Rule 2 of the Tennessee Rules of Appellate Procedure permits us to
suspend the final judgment requirement in our discretion if we find ‘good cause’ to do so
and [if] judicial economy would best be served ‘by addressing the issues on their merits in
this appeal.’” In re Est. of Schorn, No. E2013-02245-COA-R3-CV, 2015 WL 1778292, at
*7 (Tenn. Ct. App. Apr. 17, 2015) (quoting Parker v. Lambert, 206 S.W.3d 1, 4 (Tenn. Ct.
App. 2006)). This case presents such good cause. We observe first that despite the
expedited nature of termination proceedings, this matter took several years to be
adjudicated. The parties have expended significant time on this action, and the Children’s
lives are in limbo while this matter remains pending. In fact, the parties agreed at oral
argument that in the interim, the Children have re-established a good relationship with
Mother. See Baxter, 620 S.W.3d at 893 (“[B]ecause the underlying case concerns potential
visitation with a minor child, we conclude that it warrants some urgency in rendering a
decision without additional delay.”). Under these circumstances, we find good cause to
exercise our discretion to suspend the final judgment requirement and address the
termination issue on its merits. See id. We therefore turn to the substance of the trial
court’s ruling.
Grounds for termination
The trial court concluded that Petitioners did not prove any of the alleged statutory
grounds for termination by clear and convincing evidence, a conclusion Petitioners
challenge on appeal. We address the relevant statutory grounds in turn.
a. Abandonment by failure to visit and failure to support
Abandonment by a parent is grounds for termination of parental rights. Tenn. Code
Ann. § 36-1-113(g)(1). Abandonment may occur, among other circumstances, when:
For a period of four (4) consecutive months immediately preceding the filing
of a proceeding, pleading, petition, or any amended petition to terminate the
parental rights of the parent . . . of the child who is the subject of the petition
for termination of parental rights or adoption, that the parent . . . ha[s] failed
to visit or ha[s] failed to support or ha[s] failed to make reasonable payments
toward the support of the child[.]
-8-
Tenn. Code Ann. § 36-1-102(1)(A)(i) (effective May 9, 2022).5 It is an affirmative defense
to abandonment for both failure to support and failure to visit that the parent’s failure is
not willful. Id. § 36-1-102(1)(I). “Such defense must be established by a preponderance
of evidence.” Id. “That the parent had only the means or ability to make small payments
is not a defense to failure to support if no payments were made during the relevant
four-month period[.]” Id. § 36-1-102(1)(D). Support must be more than just “token
support,” which is support that “under the circumstances of the individual case, is
insignificant given the parent’s means[.]” Id. § 36-1-102(1)(B).
Likewise, visitation must amount to more than token visitation; “token visitation”
is that which, “under the circumstances of the individual case, constitutes nothing more
than perfunctory visitation or visitation of such an infrequent nature or of such short
duration as to merely establish minimal or insubstantial contact with the child[.]” Id.
§ 36-1-102(1)(C).
Regarding abandonment, the trial court ultimately determined that Mother’s failure
to visit and failure to support were not willful, and we agree with the trial court. All the
parties believed that Mother was subject to a no-contact order during the relevant time
frame and that she had to maintain sobriety for a minimum of six months before any
visitation could resume. Stepmother testified that she saw Mother in public during the
relevant period and told Mother she could not have contact with the Children. Moreover,
Mother testified that her former counsel informed her that a no-contact order was in place,
testimony which the trial court clearly credited. Mother believed that rehabilitation was a
necessary step toward reunification and lifting the purported no-contact order, and she
worked to that end. A no-contact order, or in this case a purported one, “does not preclude
a finding of willfulness.” In re Jaylah W., 486 S.W.3d 537, 551 (Tenn. Ct. App. 2015).
Rather, a parent can be found to have failed to visit when a no-contact order provides steps
for regaining visitation and the parent fails to take those steps. Id. In this case, however,
Mother justifiably believed that a six-month sobriety period was required in order to regain
visitation, and Petitioners filed the termination petition before that six months could lapse.
“Willful conduct consists of acts or failures to act that are intentional or voluntary
rather than accidental or inadvertent.” In re Audrey S., 182 S.W.3d at 863. Therefore, a
parent’s failure to visit or support their child is “willful” when the parent is “aware of his
or her duty to visit or support, has the capacity to do so, makes no attempt to do so, and has
no justifiable excuse for not doing so.” In re Addalyne S., 556 S.W.3d 774, 783 (Tenn. Ct.
App. 2018). Against this backdrop, Mother proved by a preponderance of the evidence
that her failure to visit was not willful.
5
In termination cases, we apply the version of the statute in effect at the time the petition was filed.
See In re Braxton M., 531 S.W.3d 708, 732 (Tenn. Ct. App. 2017).
-9-
Likewise, the trial court determined that Mother did not abandon the Children
through failure to support. We agree. First, we note that there was no order entered
requiring Mother to pay child support during the relevant four-month period because the
trial court never signed and entered the proposed no-contact order. The order in effect
during the relevant four-month period was the parties’ original Parenting Plan providing
that neither party owed the other party child support. Although “[e]very parent who is
eighteen (18) years of age or older is presumed to have knowledge of a parent’s legal
obligation to support such parent’s child or children[,]” Tenn. Code Ann. § 36-1-102(1)(H),
this statute is normally applied in cases in which a child is in the custody of Tennessee’s
Department of Children’s Services. This case is anomalous because it is not a DCS case,
but rather a termination action between private parties who had a custody arrangement in
place. Divorced parents who share minor children handle child support through their
parenting plan and by filing a modification to same, if necessary. Wine v. Wine, 245
S.W.3d 389, 393 (Tenn. Ct. App. 2007). And in this case, the parties’ plan, which was the
operative court order during the relevant period, provides that Mother owed no child
support. Section 36-1-102(1)(H) is thus not fatal to Mother’s argument.
Further, the record bears out the trial court’s finding that Mother provided items to
the Children during the relevant period. Mother testified that she sent gifts and cards for
the Children’s birthdays and major holidays. She did this while under the impression she
could not speak to them. Again, considering the very specific circumstances of this case,
we agree with the trial court that Petitioners did not carry their burden regarding this
ground.
Lastly, we are unconvinced by Father’s argument that Mother waived her
willfulness defense by failing to properly raise it in her answer. See Tenn. Code Ann.
§ 36-1-102(1)(I) (providing that lack of willfulness is a defense pursuant to Tennessee Rule
of Civil Procedure 8.03). Mother filed an answer, pro se, explaining her belief that she
was subject to a no-contact order. The answer provides that “I would not willingly be
separated from my children for that length of time if not misinformed.” (Emphasis added).
Although Mother’s answer does not cite the relevant statute, her answer sufficiently raises
lack of willfulness as an affirmative defense. See Young v. Barrow, 130 S.W.3d 59, 63
(Tenn. Ct. App. 2003) (explaining that while this Court cannot create or argue defenses on
a pro se party’s behalf, we review their filings for substance rather than form).
As the trial court aptly noted, “[t]here was an enormous amount of confusion in late
2021 and early 2022 as to the parties[’] rights regarding the minor children as shown in the
Court filings and the parties[’] testimony.” Inasmuch as grounds for termination must be
proven by clear and convincing evidence, an exacting evidentiary standard, we cannot
conclude that Petitioners carried their burden in the face of such enormous confusion.
Under these circumstances, we agree with the trial court that Petitioners ultimately failed
to carry their burden of proof, and we affirm the trial court’s ruling.
- 10 -
b. Failure to manifest an ability and willingness
The final statutory ground for termination alleged by Petitioners is failure to
manifest an ability and willingness to assume legal and physical custody of the Children.
This ground applies when:
A parent or guardian has failed to manifest, by act or omission, an ability and
willingness to personally assume legal and physical custody or financial
responsibility of the child, and placing the child in the person’s legal and
physical custody would pose a risk of substantial harm to the physical or
psychological welfare of the child[.]
Tenn. Code Ann. § 36-1-113(g)(14) (effective July 1, 2021). A petitioner must prove both
elements of this ground by clear and convincing evidence. In re Neveah M., 614 S.W.3d
659, 674 (Tenn. 2020). Under the statute, a parent must “manifest both an ability and
willingness” to personally assume legal and physical custody or financial responsibility of
the child. Id. at 677. Therefore, the party seeking termination of parental rights can satisfy
this element by establishing the other parent or guardian failed to manifest either an ability
or a willingness. Id. To meet the second element, the petitioner must prove that placing
the child in the parent’s custody poses “a risk of substantial harm to the physical or
psychological welfare of [the child].” Id. Regarding this element,
[t]he courts have not undertaken to define the circumstances that pose a risk
of substantial harm to a child. These circumstances are not amenable to
precise definition because of the variability of human conduct. However, the
use of the modifier “substantial” indicates two things. First, it connotes a real
hazard or danger that is not minor, trivial, or insignificant. Second, it
indicates that the harm must be more than a theoretical possibility. While the
harm need not be inevitable, it must be sufficiently probable to prompt a
reasonable person to believe that the harm will occur more likely than not.
In re Virgil W., No. E2018-00091-COA-R3-PT, 2018 WL 4931470, at *8 (Tenn. Ct. App.
Oct. 11, 2018) (quoting Ray v. Ray, 83 S.W.3d 726, 732 (Tenn. Ct. App. 2001)).
The trial court found that Petitioners also failed to carry their burden of proof as to
this ground for termination. As a threshold problem, we note that the trial court appears to
have applied a four-month determinative period in considering section 36-1-113(g)(14).
This is incorrect, as section (g)(14) does not contain a determinative statutory period. See
In re Isabella G., No. M2022-00246-COA-R3-PT, 2023 WL 1131230, at *12 (Tenn. Ct.
App. Jan. 31, 2023) (“[S]ection (g)(14) does not mention any particular four-month
period.”). Instead, this ground for termination “focuses on the parent’s actions throughout
the life of the Child.” Id. (citing In re Neveah M., 614 S.W.3d at 677). In any event, the
proof before us establishes that, throughout the Children’s lives, Mother has manifested a
willingness and ability to assume custody and financial responsibility for the Children. She
- 11 -
remained actively involved in custody litigation and worked toward her sobriety to regain
her visitation. The trial court also noted that by the time of the final hearing, Mother had
a stable job with steady income, as well as a safe and suitable home for the Children. Even
when she believed she was under a no-contact order restricting access to the Children, she
sent them gifts and cards on holidays and birthdays, as did the Children’s maternal
grandmother. Mother’s actions in this case are distinguishable from parents who fail to
manifest an ability and willingness to parent their children. Id. (“The proof in this case
establishes that throughout the [c]hild’s life thus far, Father has shown little interest in
parenting. . . . Father has never fixed the [c]hild a meal or taken her to a doctor’s
appointment.”).
We affirm the trial court as to this ground.
Best Interests
To terminate parental rights, a petitioner must establish at least one statutory ground
for termination. Tenn. Code Ann. § 36-1-113(c). Because Petitioners have established no
ground for termination, we need not consider the Children’s best interests.
Accordingly, we affirm the trial court’s ruling denying the termination petition.
CONCLUSION
The judgment of the Chancery Court for Sullivan County is affirmed, and this case
is remanded for further proceedings consistent with this opinion. Costs on appeal are
assessed to the appellants, Michael S. and Erin S., for which execution may issue if
necessary.
_________________________________
KRISTI M. DAVIS, JUDGE
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