causation may be indicated by “unusually suggestive temporal proximity between the protected activity and the allegedly retaliatory action”
How later courts described this case
- causation may be indicated by “unusually suggestive temporal proximity between the protected activity and the allegedly retaliatory action”
- employees of Commonwealth agencies are “immune from intentional torts”
- “a failure-to-screen claim typically requires [the plaintiff to allege] the same two elements as a failure-to- train claim: deliberate indifference and causation”
- summarizing prisoner litigation screening procedures and standards
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
ANTHONY C. ALLEN,
Plaintiff, CIVIL ACTION NO. 3:25-cv-02078
v. (SAPORITO, J.)
SERGEANT D.W. WASHINGTON,
.,
Defendants.
MEMORANDUM
Plaintiff Anthony Allen has filed a complaint alleging that 19
defendants affiliated with SCI-Camp Hill engaged in a “campaign of
retaliation and harassment” against him. Pursuant to 28 U.S.C. § 1915A,
the Court will permit Allen to proceed on various First and Eighth
Amendment claims against seven defendants, but dismiss all other
claims.
I. BACKGROUND
The body of Allen’s complaint (Doc. 1) is essentially a list of discrete
actions allegedly taken by numerous prison employees over roughly 18
months, some of which have no apparent connection to the underlying
claims. For brevity, the Court’s summary is generally limited to the
allegations that indicate some plausible relevance to the claims.
A. Initial Grievances
Allen alleges that “the campaign of retaliation and harassment by
defendants began” on April 4, 2023, when he filed a grievance against CO
Weber for “watching TV in violation of” the Pennsylvania Department of
Corrections Code of Ethics. His next allegation is that on May 20, 2023,
COs Washington and McGee “held [Allen] back” from afternoon yard,
although Allen does not explain the context for this incident or how it
relates to the rest of the case.
On June 4, during security rounds, CO A. Brown entered Allen’s
cell and removed a towel from the bottom of his cell door, which Allen had
been using “to block mice from entering.” When Allen “ask[ed] why?”,
Brown allegedly “produce[d] his OC spray,” although the complaint does
not say whether he deployed the spray.
On July 3, Allen filed a grievance about the incident with Brown.
On July 26, he filed a grievance concerning “tint on [Restricted Housing
Unit] windows,” which restricted the sunlight and prevented Allen from
seeing outside. On August 19, Allen filed another grievance after another
inmate told him that Washington “threw [Allen’s] thermals away” when
packing Allen’s belongings in advance of a transfer to the RHU.
B. August 21 Disciplinary Sanction
On August 21, during a phone call with his aunt, Washington
allegedly approached Allen before the end of his allotted time and ordered
Allen to hang up. Before Allen could respond, Weber arrived on the scene,
“shaking his OC spray,” and said: “Last time[,] Allen.” An argument
ensued, during which Weber told Allen “you have to follow the rules,” to
which Allen replied: “F*** the rules.” Weber then told Allen: “Pack your
sh*t.” Allen was escorted to the RHU, where he was allegedly issued a
misconduct report with “trumped up charges.” A hearing was held on
August 23, during which hearing officer Schreck allegedly
“manufacture[d] evidence to support a guilty finding,” including “false[]
claims [that Allen] could be heard calling the officers ‘crackers’.”
C. November 13 Confrontation
On November 13, “while wearing plastic shower shoes, [Allen]
simply tried to retrieve his commissary.” Allen does not explain what he
means by “retrieving” commissary, but the Court infers that he was
asking that a razor be produced to him. Weber asked Allen for a
confiscation slip for the razor. Allen turned to a unit manager and said
“Why do they make a big issue out of everything? If they don’t want me
here, why don’t they just kick me out?” Allen was ordered to return to his
cell. He tried to continue arguing, but Washington held up his OC spray,
saying “last time.” At that point, CO Derioux allegedly deployed OC spray
to Allen’s eye and tried to tackle him. Allen “did not go down
immediately.” He alleges that Derioux continued to spray him, and
Washington punched him in the face while Weber held Allen’s arm. COs
Wimer and Smith allegedly “stood at the door to [Allen’s cell] and
watch[ed].” After the incident, Derioux allegedly told Allen: “I’m a crack
shot . . . you wanted out, well, you got your wish.”
Allen allegedly suffered pain and swelling in his hand, ear, and face,
from this incident. On November 17, PA Justin Rutherford ordered x-rays
for Allen’s swollen right hand, and allegedly said that he would order
pain medication, but did not do so. On November 29, Allen was seen by
an unnamed doctor, who prescribed Tylenol and said that Rutherford
“must’ve forgot to order pain meds.” Aside from these two interactions,
the complaint is otherwise silent as to Allen’s medical care after this
incident.
Defendant M. Gourley, the Superintendent, allegedly “knew of
other occasions when DOC policy on use of force was violated” and
“tolerated, encouraged, and acquiesced in a practice of excessive use of
force” at SCI-Camp Hill, “through his failure to appropriately discipline
those who he knew had violated DOC policy on use of force.” Defendant
Captain Francis, the shift commander on duty at the time of this incident,
allegedly “tolerated and acquiesced in previous incidents” of excessive
force, which was known to officers under his command, and thus “caused
them to disobey DOC policy” on the use of force.
D. Transfer to SCI-Greene
Allen also makes allegations relating to lost property and a transfer
from SCI-Camp Hill to SCI-Greene, although his description and
timeline of events are unclear. On April 23, 2024, Allen was transferred
to SCI-Greene “without [any] property.”1 Property officer CO Moore was
1 Allen repeatedly alleges that in 2023, his property was placed in
the office of CO Benning, because Allen “did not have funds . . . at the
time to cover postage.” Allen does not allege that he was being
transferred in 2023, and the complaint does not explain why his property
was being packed for mailing. He also alleges that on August 3, 2023,
Benning destroyed “22 legal books and other personal/legal property,”
apparently based on the fact that Benning was “the only officer name on
[the] confiscated items receipt.” It is unclear if the property that was
allegedly lost in 2023 is the same property that he alleges should have
been inventoried and shipped to SCI-Greene in April 2024.
not involved in the inventory of Allen’s property, and there were no
witnesses to the inventory process. On May 6, 2024, Allen wrote from
SCI-Greene to Gourley about a lost box of legal paperwork, and Gourley
replied: “Please send a cash slip for postage.” After Allen paid, Gourley
“express[ed] confusion of the issue,” and Allen never received his property
box. Allen claims, “upon information and belief,” that C.O. Benning
destroyed the property as part of a “conspiracy” with unnamed SCI-
Greene officials.
II. LEGAL STANDARDS
Under 28 U.S.C. § 1915A, the Court is obligated to screen any civil
complaint in which a prisoner seeks redress from a governmental entity
or an officer or employee of a governmental entity. 28 U.S.C. § 1915A;
, 230 Fed. App’x 195, 197 (3d Cir. 2007). The
Court has a similar obligation with respect to actions brought in forma
pauperis and actions concerning prison conditions. 28 U.S.C. §
1915(e)(2)(B)(i); id. § 1915(e)(2)(B)(ii); 42 U.S.C. § 1997e(c)(1);
, 568 F. Supp. 2d 579, 587-89 (W.D.
Pa. 2008) (summarizing prisoner litigation screening procedures and
standards).
The legal standard for dismissing a complaint for failure to state a
claim under § 1915A(b)(1), § 1915(e)(2)(B)(ii), or § 1997e(c) is the same as
that for dismissing a complaint pursuant to Rule 12(b)(6).
, 481 Fed. App’x 705, 706 (3d Cir. 2012) (per curiam);
, 696 F. Supp. 2d 454, 471 (M.D. Pa. 2010); , 568 F. Supp.
2d at 588. “Under Rule 12(b)(6), a motion to dismiss may be granted only
if, accepting all well-pleaded allegations in the complaint as true and
viewing them in the light most favorable to the plaintiff, a court finds the
plaintiff’s claims lack facial plausibility.”
, 643 F.3d 77, 84 (3d Cir. 2011) (citing ,
550 U.S. 544, 555-56 (2007)). In deciding the motion, the Court may
consider the facts alleged on the face of the complaint, as well as
“documents incorporated into the complaint by reference, and matters of
which a court may take judicial notice.”
, 551 U.S. 308, 322 (2007). Although the Court must accept
the fact allegations in the complaint as true, it is not compelled to accept
“unsupported conclusions and unwarranted inferences, or a legal
conclusion couched as a factual allegation.” , 719 F.3d
160, 165 (3d Cir. 2013) (quoting , 481 F.3d 187, 195
(3d Cir. 2007)).
Allen asserts claims under 42 U.S.C. § 1983. Section 1983 provides
in pertinent part:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State or
Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United States
or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to
the party injured in an action at law, suit in equity, or
other proper proceeding for redress . . . .
42 U.S.C. § 1983. To establish a Section 1983 claim, a plaintiff must
establish that the defendants, acting under color of state law, deprived
the plaintiff of a right secured by the United States Constitution.
, 51 F.3d 1137, 1141 (3d Cir. 1995). To avoid
dismissal for failure to state a claim, a civil rights complaint must state
the conduct, time, place, and persons responsible for the alleged
violations. , 423 F.3d 347, 353 (3d Cir. 2005). Further,
“[c]ivil rights claims cannot be premised on a theory of
. Rather, each named defendant must be shown . . . to have been
personally involved in the events or occurrences which underlie a claim.”
, 8 F. Supp. 3d 601, 613 (M.D. Pa. 2014)
(citation omitted). As explained by the Third Circuit Court of Appeals:
A defendant in a civil rights action must have personal
involvement in the alleged wrongs . . . . [P]ersonal
involvement can be shown through allegations of
personal direction or of actual knowledge and
acquiescence. Allegations of participation or actual
knowledge and acquiescence, however, must be made
with appropriate particularity.
, 845 F.2d 1195, 1207 (3d Cir. 1988).
III. DISCUSSION
Allen’s complaint consists of 11 counts: six counts asserting Eighth
Amendment violations, two counts pertaining to intentional torts, two
counts asserting First Amendment violations, and a final count labeled
“Continuing Violation.”
A. Excessive Force/Failure to Intervene (Counts 1, 2)
The Eighth Amendment prohibits prison officials from
unnecessarily and wantonly inflicting pain in a manner that offends
contemporary standards of decency. , 503 U.S.
1, 8 (1992). For an excessive force claim, the force must be objectively
more than , and the Court must determine whether the “force
was applied in a good-faith effort to maintain or restore discipline, or
maliciously and sadistically to cause harm.” , 891 F.3d
468, 480 (3d Cir. 2018) (citations omitted). An officer may be liable for
failure to intervene in excessive force if the attending officer “had a
reasonable opportunity to intervene and simply refused to do so.”
, 293 F.3d 641, 650-51 (3d Cir. 2002). Giving Allen the
benefit of all reasonable inferences, his complaint plausibly supports
excessive force claims against Washington, Weber, and Derioux, who
allegedly attacked him in his cell, and failure to intervene claims against
Wimer and Smith, who allegedly “watched” from Allen’s cell door.
B. Deliberate Indifference to a Serious Medical Need (Count 3)
Allen asserts an Eighth Amendment claim against Rutherford, the
nurse who allegedly forgot to prescribe pain medication, but his
allegations do not support a plausible claim for relief. A plaintiff can state
a claim based on delay or denial of medical care by alleging (1) a serious
medical need; (2) that the defendant was deliberately indifferent to that
need; and (3) that the deliberate indifference caused harm to the plaintiff.
, 82 F.4th 217, 229 (3d Cir. 2023). Courts have found
deliberate indifference “in a variety of circumstances, including where
the prison official (1) knows of a prisoner’s need for medical treatment
but intentionally refuses to provide it; (2) delays necessary medical
treatment based on a non-medical reason; or (3) prevents a prisoner from
receiving needed or recommended medical treatment.” ,
182 F.3d 192, 197 (3d Cir. 1999). However, “negligence or medical
malpractice, without some more culpable state of mind,” is not deliberate
indifference. .
Here, Allen’s allegation that Rutherford failed to prescribe pain
medication, despite saying that he would, suggests negligence rather
than deliberate disregard for Allen’s medical needs. , ,
, No. 2:12-CV-1152, 2013 WL 5504491, at *6 (W.D. Pa. Oct. 3, 2013)
(allegations that nurse forgot to order the correct prescription did not
suggest deliberate indifference). Moreover, a doctor provided Allen with
Tylenol 12 days later. Allen does not allege that he requested Tylenol or
made any further complaint to the medical staff during the intervening
12 days, so there is no basis to infer that this delay was intentional or
that Allen was denied the medication for some “non-medical reason.”
C. Failure to Screen, Train and Supervise (Counts 4, 6, 7)2
In Count 4, Allen asserts a claim of “failure to train and supervise”
against Gourley, the Superintendent, and Francis, the shift commander
2 The complaint does not contain a Count 5.
on duty during the alleged assault. Although there is no
liability under Section 1983, “a supervisor may be personally
liable . . . [if he], as the person in charge, had knowledge of and acquiesced
in his subordinates’ violations.”
, 372 F.3d 572, 586 (3d Cir. 2004). The complaint alleges that
these supervisors did not adequately discipline officers for prior incidents
of excessive force, including (in Gourley’s case) officers involved in this
incident, and that the officers were emboldened to engage in excessive
force based on this purported lack of discipline. At the pleading stage,
these allegations suggest a plausible claim for relief against the two
supervisory defendants.3 , , , No. 25-CV-
1463, 2025 WL 1426082, at *3 (E.D. Pa. May 15, 2025).
By contrast, in Counts 6 and 7, Allen asserts claims of “failure to
screen and train” against eleven different defendants, premised on
unnamed officers’ alleged unsuitability for the “Management Control
Unit” or correctional institutions generally. However, aside from reciting
3 The Court acknowledges that in 2018, Allen was permitted to
proceed on similar allegations against personnel affiliated with SCI-Pine
Grove. The allegations of that case do not overlap, in timing or personnel,
with the instant case. , No. 1:17-CV-00996, 2018 WL
2113234 (M.D. Pa. May 8, 2018).
the terms “failure to screen” and “failure to train,” he has not pled facts
demonstrating how any violation described in this complaint was caused
by a failure of screening or training, how the screening or training was
deficient, or why the defendants were personally responsible for the
specific failures. As with other Section 1983 claims, broad assertions of
supervisory responsibility cannot sustain a claim of “failure to screen” or
“failure to train.” , , , 125 F.3d 139, 145
(3d Cir. 1997) (a plaintiff must “identify a failure to provide specific
training that has a causal nexus with [his] injuries”); , 372
F. Supp. 3d 256, 263 (E.D. Pa. 2019) (“a failure-to-screen claim typically
requires [the plaintiff to allege] the same two elements as a failure-to-
train claim: deliberate indifference and causation”). Therefore, the claims
in Counts 6 and 7 may not proceed.
D. Intentional Torts (Counts 8, 9)
Allen also asserts claims of assault, battery, and intentional
infliction of emotional distress against various defendants. However,
aside from certain exceptions not applicable here, Pennsylvania
employees retain sovereign immunity from intentional torts premised on
actions taken in the course of their official duties. 42 Pa. Con. Stat.
Ann § 8522. Because the complaint does not plausibly allege that any
action was taken outside of the scope of a defendant’s official duties, these
claims will be dismissed. , 698 F. App’x 667, 671 n.3 (3d
Cir. 2017) (employees of Commonwealth agencies are “immune from
intentional torts”) (citation omitted); , No. 1:22-CV-
336, 2023 WL 1864882, at *2 (M.D. Pa. Feb. 9, 2023) (dismissing claims
of assault and battery).
E. First Amendment Claims (Counts 10, 12)
Next, Allen asserts two First Amendment claims: retaliation and
denial of access to the courts.
To state a prima facie case of First Amendment retaliation, a
plaintiff must show that (1) he was engaged in constitutionally protected
conduct, (2) he suffered an “adverse action” by prison officials sufficient
to deter a person of ordinary firmness from exercising his First
Amendment rights, and (3) the protected conduct was a “substantial or
motivating factor” in the prison officials’ decision to take the adverse
action. , 857 F.3d 152, 156 (3d Cir. 2017) (quoting
, 617 F.3d 775, 781 (3d Cir. 2010)). In general, Allen
does not allege facts plausibly suggesting that the actions taken against
him were motivated by his prison grievances or other protected activity.
Allen’s description of apparently unrelated actions by numerous
defendants over an 18-month period as a “campaign” or “conspiracy”
against him is insufficient. , , , No. 3:11-CV-1581,
2012 WL 6541008, at *17 (M.D. Pa. Nov. 21, 2012) (complaint reflected
“a preternatural, global, subjective sensitivity to alleged retaliation, with
[the plaintiff] ascribing some retaliatory motive to virtually every action
that occurs at the prison”). The sole plausible exception involves
defendant Washington, who allegedly cut off Allen’s phone time and
issued a disciplinary sanction against Allen within three days after Allen
filed a grievance against him. , 834 F.3d 417, 424
(3d Cir. 2016) (causation may be indicated by “unusually suggestive
temporal proximity between the protected activity and the allegedly
retaliatory action”). Therefore, this claim will proceed against
Washington only.4
4 The complaint does not plausibly suggest that the alleged adverse
actions of unrelated defendants were motivated by the grievance against
Washington. , , , No. 1:21-CV-01484, 2023 WL
2385931, at *5 (M.D. Pa. Mar. 6, 2023) (listing dismissals of retaliation
claims where the alleged retaliator was not the target of the protected
activity).
Allen also asserts a claim of denial of access to the courts,
presumably based on his lost legal documents, but such a claim requires
allegations of an “actual injury,” , a lost chance to pursue a
“nonfrivolous” or “arguable” legal claim. , 536 F.3d 198,
205 (3d Cir. 2008) (quoting , 536 U.S. 403, 415
(2002)). Allen has not alleged that he lost any legal claim because of the
lost documents. To the extent Allen intended to assert some other type of
constitutional claim based on defendants’ alleged failure to follow
internal policy in handling his property, such a violation of prison policy
“is not equivalent to a constitutional violation.”
, 2022 WL 4096877, at *5 (M.D. Pa. Sept. 7, 2022) (citations
omitted).
F. “Continuing Violation” (Count 11)
Finally, Allen asserts a claim that he describes as “continuing
violation,” based on his assertion that various defendants “conspire to
continue plaintiff to be permanently confined in the [MCU].” Although
the complaint contains sporadic references to Allen’s prison placement,
, , (Doc. 1, ¶ 25 (“Plaintiff was granted half-time . . . and released
from the Restricted Housing Unit”), ¶ 35 (“On August 2, 2023, denied half
time of RHU time by PRC”), ¶ 64 (“PRC’s going to kick you out . . . and
send you back to F Block MCU”), it does not plausibly describe a
“conspiracy” regarding Allen’s prison placement nor a basis for a
corresponding legal claim against any defendant. , ,
, No. 1:11-CV-1221, 2011 WL 5040975, at *12-13 (M.D. Pa. Oct. 4,
2011) (prisoners have no constitutional right to dictate their placement
within, or away from, a particular unit); , 51 F.3d 1170,
1174 (3d Cir. 1995).
IV. CONCLUSION
For the reasons described above, Allen will be permitted to proceed
on excessive force claims against Washington, Weber, and Derioux;
failure to intervene claims against Wimer and Smith; Eighth
Amendment claims premised on inadequate supervision by Gourley and
Francis; and a retaliation claim against Washington. All other claims will
be dismissed. An appropriate order follows.
Dated: December 11, 2025
JOSEPH F. SAPORITO, JR.
United States District Judge