The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
HEIDI A. FLORY, : CIVIL ACTION NO. 1:25-CV-1140
:
Plaintiff : (Judge Neary)
:
v. :
:
THE PENNSYLVANIA STATE :
UNIVERSITY; RONALD WILSON, :
DVM; WILLIAM WEISS, PHD; :
JENELLE IZER, DVM, MS; :
AMANDA P. JONES; HEIDI PAYNE; :
and BEHZAD SOLEIMANI, MD, :
:
Defendants :
MEMORANDUM
Institutional defendants often prefer to litigate in a federal forum. Federal
courts, however, are courts of limited subject matter jurisdiction. Absent certain,
narrowly defined circumstances, they do not hear purely state claims. Defendants
The Pennsylvania State University (the “University”); Ronald Wilson, DVM;
William Weiss, PhD; Jenelle Izer, DVM, Amanda P. Jones; Heidi Payne; and
Behzad Soleimani, MD (the “University Defendants”) removed this state law action
from the Court of Common Pleas of Dauphin County, invoking the court’s federal
question jurisdiction. Plaintiff Heidi A. Flory seeks to remand this action to state
court. Because Flory brings only state law claims that do not fall within this court’s
narrowly circumscribed jurisdiction, the court will remand the case to the Court of
Common Pleas of Dauphin County.
I. Factual Background & Procedural History
Around November 1, 2012, Flory accepted a full-time position with the
University to serve as a research technologist for the University’s College of
Medicine. (Doc. 1-1 ¶ 19). She performed the duties of a veterinary technician. (Doc.
1-1 ¶ 19). Around February 1, 2023, she was promoted to the position of the Director
of Resource and Compliance Management for Animal Research Activities for the
Applied Biomedical Engineering program at the College of Medicine. (Id. ¶ 20). In
this position, Flory was responsible for, as relevant here, duties related to ensuring
the welfare of the laboratory animals used in research by the University. (Id. ¶¶ 21-
24). The laboratory was a federal funded research facility within the meaning of the
Animal Welfare Act (“AWA”), 7 U.S.C. § 2131, et seq. (Id. ¶ 35).
Around November 2023, Flory first became aware of improprieties committed
by Dr. Izer that she believed ran afoul of the AWA. In that month, she alleges she
discovered Dr. Izer was purchasing dairy cows at exceedingly high price points and
gifting them in an apparent scheme for personal gain. (Id. ¶¶ 40-41). Around April
2024, she discovered Dr. Izer was gifting laboratory sheep that were supposed to be
euthanized, instead reporting they had been sold at auction. (Id. ¶¶ 42, 44-46).
In another incident around December 2023, a resident veterinarian
performed a catheterization procedure on a lamb that went wrong, resulting in
significant blood loss and the lamb’s death. (Id. ¶¶ 48-49). Dr. Izer incorrectly
reported that the blood loss was due to a genetic clotting disorder. (Id. ¶ 50). Dr.
Izer then ordered a second lamb be euthanized to support her findings about the
genetic clotting disorder. (Id. ¶¶ 50-51). In February 2024, Dr. Izer encouraged
Flory to improperly change a medical chart concerning the delayed euthanasia of a
lamb. (Id. ¶¶ 63-66).
In December 2023, the University received anonymous reports about Dr.
Izer’s behavior, and the Institutional Animal Care and Use Committee investigated
the reports. (Id. ¶¶ 67-68). Flory was placed charge of reviewing the medical charts
as part of this investigation. (Id. ¶ 69). During the course of her review, Flory
discovered that Dr. Izer had administered Naloxone during post-operative care and
initially included this information in the report sent to Dr. Izer for review. (Id. ¶¶
70-72). Dr. Izer then deleted the reference to Naloxone and instructed Flory to
submit a revised version that omitted its use. (Id. ¶ 73). In the same month, Dr. Izer
forged a controlled substances log to make it appear that Flory had made a mistake.
(Id. ¶¶ 75-78).
Prior to June 17, 2024, and after, Flory complained on a regular basis to her
immediate supervisors and reported Dr. Izer’s alleged misconduct. (Id. ¶ 81).
Around the same time, Flory filed a complaint with the Office of Laboratory Animal
Welfare, reporting that defendant Izer had engaged in conduct raising concerns
about animal welfare, wrongdoing, and waste. (Id. ¶ 82).
On February 3, 2025, Dr. Weiss informed Flory she was being “relieved of her
authority to perform all duties” as Director and revoked her access credentials to
two databases. (Id. ¶¶ 89-91). After February 3, Jones, the Assistant Vice President
of the University’s Human Resources Department, repeatedly urged Flory to resign.
(Id. ¶¶ 92-93). On April 10, 2025, Flory discovered her building access badge had
been deactivated. (Id. ¶ 94). In a meeting with Jones, Payne, and Dr. Soleimani the
same day, Flory was informed that her duties as Director were reassigned, and
while she would keep the Director title, her responsibilities would change to include
janitorial duties. (Id. ¶¶ 99-101).
On May 27, 2025, Flory filed a complaint against defendants alleging seven
counts under the Pennsylvania Whistleblower Law (“PWL”) pursuant, 43 P.S. §
1421, (id. ¶¶ 110-230), as well as several other Pennsylvania common law claims,
(id. ¶¶ 231-343). Flory properly served upon each of the defendants, (Doc. 1 ¶ 3),
and on June 23, 2025, defendants filed their notice of removal pursuant to 28 U.S.C.
§ 1446(d). (Doc. 1 ¶ 5).
Defendants assert that Flory’s PWL claims require an interpretation of
federal law, the AWA, thus bringing this action within this court’s jurisdiction.
(Doc. 1 ¶ 10). Flory has moved to remand this case to state court, arguing that a
federal issue has not been presented. (Doc. 10). The motion is fully briefed and ripe
for disposition. (Docs. 11, 16, 17).
II. Legal Standard
Under 28 U.S.C. § 1441, a defendant may remove an action brought in state
court to federal district court when the claims fall within the federal court’s original
jurisdiction. See 28 U.S.C. § 1441(a). A plaintiff may challenge removal for lack of
jurisdiction by moving to remand the matter to state court. See id. § 1447(c). Such
motions may be filed at any time before final judgment is entered. Id. If the district
court indeed lacks subject matter jurisdiction, it must remand to the state court
from which the action was removed. Id. Statutes permitting removal “are to be
strictly construed against removal and all doubts should be resolved in favor of
remand.” Manning v. Merrill Lynch Pierce Fenner & Smith, Inc., 772 F.3d 158, 162
(3d Cir. 2014) (quoting Brown v. Jevic, 575 F.3d 322, 326 (3d Cir. 2009)).
III. Discussion
Defendants’ desire for a federal forum does not entitle them to one. Removal
is proper only when a plaintiff’s claims could have been originally filed in federal
court. 28 U.S.C. § 1441(a). That typically means diversity jurisdiction, 28 U.S.C. §
1332(a), and cases “arising under” federal law. 28 U.S.C. § 1331. Diversity
jurisdiction is not alleged here, so to proceed the court must have federal question
jurisdiction.
Ordinarily, an action “arises under federal law when federal law creates
the cause of action asserted.” Gunn v. Minton, 568 U.S. 251, 257 (2013). A
“special and small category” of cases exist in which an action based solely on
state law may nonetheless give rise to federal question jurisdiction. Gunn v.
Minton, 568 U.S. 251, 258, 133 S. Ct. 1059, 185 L. Ed. 2d 72 (2013). Federal
courts have federal question jurisdiction over a state law claim only when the
claim “necessarily raise[s] a stated federal issue, actually disputed and
substantial, which a federal forum may entertain without disturbing any
congressionally approved balance of federal and state judicial responsibilities.”
Grable & Sons Metal Products, Inc. v. Darue Engineering & Mfg., 545 U.S.
308, 312 (2005).
Defendants argue this court has jurisdiction because this case falls into
that “special and small category.” Flory brings claims under the PWL, which
protects certain whistleblowers who report or are about to report in good faith
“wrongdoing” or “waste.” 43 P.S. §§ 1421, et. seq. Because the “wrongdoing”
Flory claims under the PWL involves alleged violations of the AWA, a federal
statute, defendants argue this case necessarily raises a federal issue. (Doc. 16,
8). To defendants, a court must determine whether an “actual” violation of the
AWA occurred, and that court must be a federal one. (Doc. 16 at p. 7). The
mere reliance on a federal statute, however, does not mean that this state law
claim arises under federal law.
Determining whether the defendants violated the PWL does not require
a court to analyze whether an actual violation of the AWA occurred. The PWL
states, “[a]n employee alleging a violation of this act must show . . . the
employee or person acting on behalf of the employee had reported or was about
to report in good faith, verbally or in writing, an instance of wrongdoing or
waste to the employer or an appropriate authority.” 43 P.S. § 1421.
“Wrongdoing” is defined as “[a] violation which is not of a merely technical or
minimal nature of a Federal or State statute or regulation . . . designed to
protect the interest of the public or the employer.” Id. § 1422.
Lastly, the PWL defines “[g]ood faith report” as:
A report of conduct defined in this act as wrongdoing or waste which is
made without malice or consideration of personal benefit and which the
person making the report has reasonable cause to believe is true. An
employer is not barred from taking disciplinary action against the
employee who completed the report if the employee’s report was
submitted in bad faith.
Id.
Thus, the statute protects reports made “in good faith,” meaning it protects
sincere but mistaken reports of “wrongdoing” or “waste” regardless of whether a
violation of law, state or federal, is ultimately proven. The court does not need to
interpret, apply, or construe the AWA to resolve Flory’s PWL claim. The issue
before the court is whether Flory engaged in protected activity under the PWL and
whether her discharge was retaliatory. Although this inquiry may require a court to
consider the AWA to assess the reasonableness of Flory’s belief, the PWL does not
require a finding that an actual violation occurred, only that the employee, in good
faith, reported conduct she reasonably believed constituted wrongdoing.
Even assuming this case requires interpretation of the AWA, the federal
issue is not substantial. Flory seeks protection under the PWL for reporting
alleged wrongdoing, not to vindicate an alleged right under the AWA. In Gunn,
the Supreme Court stated it “is not enough that the federal issue be significant
to the parties in the immediate suit.” Gunn, 568 U.S. at 260. Rather, “[t]he
substantiality inquiry under Grable looks . . . to the importance of the issue to
the federal system as a whole.” Id. Thus, the bar for what constitutes a
substantial federal issue is high. Otherwise, the “special and small category” of
cases will become the rule rather than the exception to it.
The court must look no further than Grable itself, where the federal
government seized the plaintiff’s property to satisfy delinquent taxes. Grable,
545 U.S. at 310. When the plaintiff later brought a state law quiet title action
against the property’s new owner, arguing that the government’s seizure was
invalid because the IRS’s notice requirements violated federal law, the
Supreme Court held that this state law action did arise under federal law. Id.
The federal government had a “’strong interest’ in being able to recover
delinquent taxes through seizure and sale of property.” Gunn, 568 U.S. at
260 (quoting Grable, 545 U.S. at 309). The federal government’s “’direct
interest in the availability of a federal forum to vindicate its own
administrative action’ made the question ‘an important issue of federal law
that sensibly belonged in federal court.’” Id. at 260-61 (quoting Grable, 545
U.S. at 315).
Thus, while the issue of whether Dr. Izer allegedly violated the AWA
may be important to the parties in this action, it is not a substantial federal
issue sufficient to invoke this court’s subject matter jurisdiction.
IV. Conclusion
Because Flory’s claims do not fall within the “special and small category” of
cases where state law claims arise under federal law, this court lacks subject matter
jurisdiction over the action. The court will grant Flory’s motion (Doc. 10) and remand
this action to the Court of Common Pleas of Dauphin County. An appropriate order
shall issue.
/S/ KELI M. NEARY
Keli M. Neary
United States District Judge
Middle District of Pennsylvania
Dated: November 17, 2025