“[a]lthough the right of allocution predates the founding of the Republic, it is not a right guaranteed by the Constitution.”
How later courts described this case
- “[a]lthough the right of allocution predates the founding of the Republic, it is not a right guaranteed by the Constitution.”
- “[F]ederal habeas corpus relief does not lie for errors of state law . . . We reemphasize that it is not the province of a federal habeas court to reexamine state- court determinations on state-law questions.”
- [“The petitioner’s] claim requires more than a showing that the [state court] erred under Pennsylvania law.”
- “Federal courts reviewing habeas claims cannot ‘reexamine state court determinations on state-law questions.’”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
JOHNSTOWN DIVISION
MARK ALLEN PRINKEY, )
)
) Civil Act. No. 3:23-cv-00201
Petitioner, )
) United States Magistrate Judge
vs. ) Christopher B. Brown
)
SUPERINTENDENT HAINSWORTH, )
)
and DISTRICT ATTORNEY OF
)
BEDFORD COUNTY, )
)
)
Respondents.
MEMORANDUM OPINION DENYING
PETITION FOR WRIT OF HABEAS CORPUS
Christopher B. Brown, United States Magistrate Judge
Pending before the Court1 is the Petition for Writ of Habeas Corpus under 28
U.S.C. § 2254 (“Petition”) filed pro se by Petitioner, Mark Allen Prinkey, a state
prisoner in the custody of the Pennsylvania Department of Corrections. ECF No. 4.
Prinkey is challenging the February 19th, 2014, Judgment of Sentence imposed by
the Court of Common Pleas of Bedford County at Criminal Case No. CP-05-CR-
0000242-2007. For the reasons below, the Court will deny each of Prinkey’s claims
and will deny a certificate of appealability as to each claim.
1 In accordance with the provisions of 28 U.S.C. § 636(c)(1), the parties have voluntarily
consented to have a U.S. Magistrate Judge conduct proceedings in this case, including entry of a
final judgment. ECF Nos. 15 and 18.
I. Jurisdiction
This Court has jurisdiction under 28 U.S.C. § 2254, the federal habeas
statute applicable to prisoners in custody pursuant to a state court judgment. It
permits a federal court to grant a state prisoner the writ of habeas corpus “on the
ground that he is in custody in violation of the Constitution . . . of the United
States.” 28 U.S.C. § 2254(a). Errors of state law are not, however, cognizable in a
federal habeas action. .; , , 502 U.S. 62, 67-68 (1991).
Indeed, the Court is bound by the state courts’ determinations of state law.
, , 382 F.3d 394, 402 (3d Cir. 2004) (“Federal courts reviewing
habeas claims cannot ‘reexamine state court determinations on state-law
questions.’”)(quoting , 502 U.S. at 67-68).
It is a petitioner’s burden to establish entitlement to the writ. 28 U.S.C. §
2254(a); , , 858 F.3d 841, 848-49
(3d Cir. 2017), (July 18, 2017). There are prerequisites, however, that a
petitioner must satisfy before habeas relief is appropriate. For example, the burden
imposed on a petitioner by the standard of review enacted by the Antiterrorism and
Effective Death Penalty Act of 1996 (“AEDPA”) (which is discussed below). But,
ultimately, a petitioner cannot receive federal habeas relief unless it is established
the petitioner is in custody in violation of federal constitutional rights. 28 U.S.C. §
2254(a); , , 858 F.3d at 849.
II. The Standard for Habeas Relief Under 28 U.S.C. § 2254
A. Exhaustion and Procedural Default2
Before a federal court can consider the merits of a habeas claim, a petitioner
must comply with the exhaustion requirement of 28 U.S.C. § 2254(b), giving “the
state courts one full opportunity to resolve any constitutional issues by invoking one
complete round of the State's established appellate review process.”
, 526 U.S. 838, 845 (1999). This requires the claim to have been presented
at least to the Pennsylvania Superior Court. , 387 F.3d 210,
233-34 (3d Cir. 2004).
The procedural default doctrine prohibits a federal court from reviewing a
habeas claim which was dismissed by the state court based on an independent and
adequate state procedural rule. , 501 U.S. 722, 749 (1991),
, 566 U.S. 1 (2012); , 488 F.3d
187, 199 (3d Cir. 2007), (June 12, 2007). The doctrine is grounded in
concerns of comity and federalism. , 529 U.S. 446, 451
(2000). “[A] habeas petitioner who has failed to meet the State's procedural
requirements for presenting his federal claims has deprived the state courts of an
2 Respondents do not address whether the Petition was timely filed within AEDPA’s one-year
limitations period. 28 U.S.C. § 2244(d)(1). The Court independently finds the Petition was
timely filed. Prinkey’s post-sentence motions were denied on May 8, 2014, which started the AEDPA
one-year clock. Thereafter, he had multiple timely proceedings in the state courts, both on direct
appeal and PCRA collateral challenges, which tolled the clock. By the Court’s calculations, during
this entire period, only about 208 days had expired on the AEDPA time clock. When the
Pennsylvania Supreme Court denied Prinkey’s petition for allowance of appeal on July 25, 2023, he
had 157 days left on the AEDPA one-year clock to file his federal habeas petition, or until December
29, 2023. He filed this instant petition on August 25, 2023, well within the AEDPA one-year clock.
publicly available dockets, of which this Court has taken judicial notice, Common Pleas docket –
CP-05-CR-0000242-2007; Superior Court dockets – 925 WDA 2014 and 1380 WDA 2018; and PA
Supreme Court dockets – 350 WAL 2015, 319 WAL 2020, 23 WAP 2021, and 57 WAL 2023.
opportunity to address those claims in the first instance.” . (quoting ,
501 U.S. at 732). Procedural default can be overcome only where a habeas petitioner
shows: (a) cause for his state-court default of any federal claim and prejudice
resulting therefrom; or (b) that a fundamental miscarriage of justice will occur if the
claim is not considered. , 529 U.S. at 451.
For a petitioner to satisfy the fundamental miscarriage of justice exception to
the rule of procedural default, the Supreme Court requires a petitioner to show that
a “‘constitutional violation has probably resulted in the conviction of one who is
actually innocent.’” , 513 U.S. 298, 327 (1995) (quoting
, 477 U.S. 478, 496 (1986)). To satisfy this standard, a petitioner must
present new, reliable evidence of factual innocence. . at 324.
B. Merits Review
Under the federal habeas statute, review is limited and relief may be granted
only if (1) the state court's adjudication of the claim “resulted in a decision that was
contrary to, or involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States;” or if (2) the
adjudication “resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the State court
proceeding.” 28 U.S.C. § 2254(d)(1)-(2). A “run-of-the-mill” state-court adjudication
applying the correct legal rule from Supreme Court decisions to the facts of a
particular case will not be “contrary to” Supreme Court precedent.
, 529 U.S. 362, 406 (2000). For that reason, the issue in most federal habeas
cases is whether the adjudication by the state court survives review under the
“unreasonable application” clause of § 2254(d)(1). Factual issues determined by a
state court are presumed to be correct, rebuttable only by clear and convincing
evidence. , 228 F.3d 178, 196 (3d Cir. 2000) (citing 28 U.S.C. §
2254(e)(1)).
The Supreme Court has explained that “[u]nder the ‘contrary to’ clause, a
federal habeas court may grant the writ if the state court arrives at a conclusion
opposite to that reached by [the Supreme] Court on a question of law or if the state
court decides a case differently than [the Supreme] Court has on a set of materially
indistinguishable facts.” 529 U.S. at 412-13. As for “the ‘unreasonable
application’ clause, a federal habeas court may grant the writ if the state court
identifies the correct governing legal principle from [the Supreme] Court's decisions
but unreasonably applies that principle to the facts of the prisoner's case.” . at
413. The “unreasonable application” inquiry requires the habeas court to “ask
whether the state court's application of clearly established federal law was
objectively unreasonable.” . at 409. As the Court of Appeals for the Third Circuit
has noted, “an unreasonable application of federal law is different from an incorrect
application of such law and a federal habeas court may not grant relief unless that
court determines that a state court's incorrect or erroneous application of clearly
established federal law was also unreasonable.” , 228 F.3d at 196 (citing
, 529 U.S. at 411).
For claims that were not addressed by the state courts in the first instance,
this deferential standard of review does not apply. , 250 F.3d 203, 210
(3d Cir. 2001) (“when, although properly preserved by the defendant, the state court
has not reached the merits of a claim thereafter presented to a federal habeas court,
the deferential standards provided by AEDPA . . . do not apply.”). In those
circumstances, claims are reviewed using the de novo standard of review.
, 395 F.3d 92, 100 (3d Cir. 2005) (“In cases where the AEDPA
standards of review do not apply, federal habeas courts apply pre-AEDPA standards
of review.”). “[T]he state court's factual determinations are still presumed to be
correct, rebuttable upon a showing of clear and convincing evidence.” , 250
F.3d at 210 (citing 28 U.S.C. § 2254(e)(1)).
III. Factual History
The Superior Court of Pennsylvania, in its decision affirming denial of PCRA
relief, summarized the evidence established at Prinkey’s trial:
[Prinkey] took a seven-year old female child into a
barn to feed calves, despite the victim first telling him
that she did not want to go. While in the barn area, after
[Prinkey] fed the calves, he asked the young child if she
had a boyfriend or if she had ever kissed a boy. The
victim answered no. [Prinkey] then went down on his
knees and placed his hands on her shoulders. The victim
then fled the barn and told her teenage half-sister1 and
another friend about these actions and that [Prinkey]
attempted to kiss her.2
When the victim’s mother arrived, the victim
relayed the same information to her mother, stating that
she thought [Prinkey] was going to try to kiss her.3 In an
interview with police, [Prinkey] stated that he guessed his
intent was pleasure and that if he did kiss the victim that
the incident could have possible escalated to additional
sexual acts, including the victim potentially performing
oral sex. He did not indicate that he intended for the
victim to perform oral sex, although he did admit that he
intended to kiss the girl.
Police charged [Prinkey] with attempted
involuntary deviate sexual intercourse (“IDSI”) with a
child, attempted indecent assault with a person less than
thirteen years of age, and corruption of the morals of a
minor.
__________________________________________
1 The sister is [Prinkey’s] daughter.
2 The court admitted this evidence under the
excited utterance hearsay exception.
3 At trial, the victim did not testify that [Prinkey]
tried to kiss her, only that he touched her shoulder
after kneeling down. She also testified that he did
not pull her face to kiss him. The statement to her
mother was admitted under 42 Pa.C.S. § 5985.1,
the tender years hearsay exception.
ECF No. 4-1, at 122-23.
IV. Procedural History3
The procedural history of Prinkey’s criminal proceedings is long and includes
two direct appeals, collateral challenges to his original sentence, the original
judgment of sentence being vacated and the case remanded for resentencing, a
resentence hearing, and challenges to the mandatory minimum sentence imposed at
the resentencing hearing. It is the judgment of sentence issued as a result of the
3 Both Prinkey and Respondents electronically filed relevant parts of the state court record.
For ease of reference, the Court uses the page numbers from the CM/ECF headers. ECF Nos. 4
and 20.
resentencing that is at the heart of this habeas case. Therefore, what follows is a
summary of only the relevant proceedings.
A. The Trial, Original Sentencing, and Direct Appeals
On April 28, 2008, Prinkey proceeded to a jury trial in the Court of Common
Pleas of Bedford County, Case No. CP-05-CR-0000242-2007, before the Honorable
Daniel Lee Howsare, where he was found guilty of attempted IDSI with a child,
attempted indecent assault with a person less than 13 years of age, and corruption
of the morals of a minor.4 ECF No. 4-1 at 164-165. Following a hearing on
September 2, 2008, the trial court found Prinkey to be a sexually violent predator
(“SVP”). ECF No. 4-1 at 165; ECF No. 20-1 at 68. The trial court then proceeded to
sentencing:
During proceedings, Judge Howsare sua sponte
questioned the Commonwealth concerning its failure to
provide notice pursuant to 42 Pa.C.S. § 9718.2(a)(1) and
(b) (providing for “a minimum sentence of at least twenty-
five years of total confinement” and a maximum sentence
of fifty years upon a second conviction for certain
enumerated sexual crimes).2 The Commonwealth
confirmed that notice had not been provided.3 Instead the
Commonwealth requested the imposition of a sentence of
ten and one-half to forty years of incarceration.
Ultimately, Judge Howsare imposed ten to twenty-five
years of imprisonment in connection with attempted IDSI
and a concurrent term of eighteen to thirty-six months
with respect to corruption of a minor. [Prinkey’s]
conviction for attempted indecent assault merged with
attempted IDSI. Thus, [Prinkey’s] original sentence was
set at ten to twenty-five years of imprisonment.
4 “After the Commonwealth completed its case-in-chief, [Prinkey] took the stand and
acknowledged that he asked the victim if she had a boyfriend or she had kissed a boy. He denied
attempting to kiss the victim, and asserted that he only made that statement due to police coercion.”
ECF No. 20-1 at 26.
________________________________
2 In 1998, [Prinkey] was convicted of IDSI in a
separate, unrelated case.
3 Specifically, the district attorney for Bedford
County averred that it was his belief that
[Prinkey’s] attempt convictions were not predicate
offenses pursuant to 42 Pa.C.S. § 9718.2. . . .
Indeed, the district attorney expressed he would
have pursued § 9718.2 but for his erroneous belief
concerning attempt crimes. . . .
ECF No. 4-1 at 35; ECF 20-1 at 68-69. Following the denial of Prinkey’s post-
sentence motions, Prinkey timely appealed challenging the sufficiency of the
evidence, the weight of the evidence, and his classification as an SVP. ECF No. 4-1
at 165. The Superior Court denied the direct appeal primarily based on the failure
of Prinkey’s counsel to adequately brief the issues, but denied the challenge to his
classification as a SVP finding “the Commonwealth proved by clear and convincing
evidence that Prinkey is a sexually violent predator.” . at 174. No further
appeals were taken.
B. PCRA Proceedings After Trial and Sentencing
Prinkey then filed a timely pro se collateral attack, seeking post-conviction
relief under 42 Pa.C.S. § 9546(d), Pennsylvania's Post Conviction Relief Act
(“PCRA”), on November 22, 2010, and an amended pro se petition on August 18,
2011. ECF No. 20-1 at 27. Counsel filed a second amended petition on December
17, 2011, and an addendum to that petition three days later. .
The case was reassigned to the Honorable Thomas L. Ling for disposition.
After conducting a hearing, Judge Ling denied the petition. . Prinkey timely
appealed. The Superior Court affirmed in part, reversed in part, vacated the
judgment, and remanded for resentencing. ECF No. 4-1 at 132. Specifically, the
Superior Court found Prinkey’s direct appeal counsel’s “inadequate briefing
precluded [the Superior Court] from reaching a meritorious sufficiency claim for
[Prinkey’s] attempted IDSI conviction” and, accordingly,
[W]e reverse [Prinkey’s] conviction for attempted IDSI
and vacate his judgment of sentence. As our reversal is
based on insufficient evidence, [Prinkey] cannot be re-
tried for attempted IDSI and he is discharged as to that
crime. In addition, because our reversal causes his
judgment of sentence for attempted IDSI to be vacated, it
upsets [Prinkey’s] sentencing scheme and we remand for
resentencing.
.
C. Resentencing
Prior to resentencing, the Commonwealth served notice it intended to seek a
statutory mandatory minimum sentence pursuant to 42 Pa.C.S. § 9718.2, which
would mandate a minimum sentence of not less than 25 years for the attempted
indecent assault conviction.5 ECF No. 20-1 at 27. Prinkey, through counsel, moved
to dismiss the Commonwealth’s notice. The court received briefs from the parties
and Judge Ling held a hearing on the imposition of the mandatory sentence. ECF
No. 20-1 at 27. Prinkey’s counsel argued imposition of the mandatory minimum at
resentencing would violate due process because it was not imposed at the first
5 “Per 42 Pa.C.S. § 9718.2(a)(1), ‘[a]ny person who is convicted’ of attempted indecent assault
‘shall, if at the time of the commission of the current offense the person had previously been
convicted of an offense set forth in’ 42 Pa.C.S. §9799.14 (relating to sexual offenses and tier system),
“be sentenced to a minimum of at least [twenty-five] years of total confinement.” ECF No. 4-1 at 84,
n. 6.
sentencing and would result in a longer sentence. ECF No. 20-2 at 79. The
prosecutor responded it was pursuing the mandatory sentence in light of the
reduced overall sentence Prinkey could legally receive following the discharge of his
attempted IDSI conviction:
[t]he defendant when he was originally convicted was
facing 52 years in prison. Judge Howsare could have
sentenced him to 26 to 52 years in prison. And the
Commonwealth made the recommendation close to that at
the time of the original sentencing. However, we left the
discretion to the Court to sentence whatever seemed
appropriate. And the judge sentenced him to 10 years to
25 years . . . . If we’re supposed to exercise these
mandatories with discretion, and I believe that we do in
my office . . . – should we then be penalized for not
seeking them in the first instance, when the
circumstances have changed, and changed drastically?
This defendant who was once facing 52 years in jail for
the same exact conduct, is now only facing 14 years in jail
for that conduct. In other words, the mandatory is so
much more necessary than it was in the first instance,
where the judge could have sentenced him up to 52 years.
Quite frankly, your Honor, I wish the mandatory was
worded so that you had the discretion up to 25 years, but
you don't. . . You either sentence the 50 years or you don't,
because of the mandatory . . . . To tell you the truth if the
defendant could be sentenced to the ten to twenty years
that he was originally sentenced, I think that would be a
good sentence. But I can't make that recommendation
when the Court can't impose that sentence[.]
This is a man, who . . . was out of jail for a couple of
months, a couple of months before he re-offended. He’s a
pedophile. He's a sexually violent predator. . . . He has a
sincere interest in having sex with children. That's what
he is and there's only one way to keep society safe from
him and that's to keep him behind bars. And that's why
this mandatory is there. So, we had the discretion in the
instant case to not seek the mandatory and we didn't.
But now we think it's appropriate. It's all the more
important now that the offenses are lesser.
ECF No. 20-2 at 79-80.6 Over Prinkey’s objection, the resentencing court imposed
the mandatory minimum, sentencing Prinkey to 25 to 50 years’ incarceration for the
conviction of attempted indecent assault, as well as a consecutive term of 18 to 36
months’ incarceration for the conviction of corrupting the morals of a minor,
resulting in an aggregate sentence of 26-1/2 years to 53 years. ECF No. 20-1 at 72-
73.
In denying Prinkey’s post-sentence motion challenging the imposition of the
mandatory minimum sentence, Judge Ling stated “it ‘believe[d] the law required
that it impose the mandatory sentence and that [it] lacked discretion to do
otherwise’ because ‘the Commonwealth has properly served notice, and [Prinkey]
falls within [the] provisions of 42 Pa.C.S. § 9718.2(a)(1).’” ECF No. 4-1 at 85
(quoting Tr. Ct. Op., 5/8/2014, at 10).
Prinkey filed a second direct appeal raising various issues about imposition of
the mandatory sentence. The Superior Court affirmed the judgment of sentence in
a 2-1 decision,7 ECF No 20-1 at 25, and the Pennsylvania Supreme Court denied his
6 “At the time of the offense in 2007, [Prinkey] was on active parole resulting from a 1998
conviction for involuntary deviate sexual intercourse (F-1) for which he was sentenced to seven (7) to
twenty (20) years in the state correctional institution. [Prinkey] was released in 2006.” ECF No. 4-1
at 49.
7 In his dissent, Judge Musmanno expressed his concern over the doubling of Prinkey’s
sentence on remand: “Undoubtedly, by vacating [Prinkey’s] sentence for his felony conviction of
attempted IDSI, this Court disrupted the trial court’s sentencing scheme. However, on remand,
doubling [Prinkey’s] sentence, even by application of a statutory mandatory minimum sentencing
provision, appears suspect and vindictive.” ECF No. 20-1 at 31-32.
petition for allowance of appeal. , 125 A.3d 463 (Pa. Super.
2015), , 131 A.3d 491 (Pa. 2016).
D. The Second PCRA Proceedings
Prinkey then filed a timely pro se PCRA petition and counsel filed an
amended petition arguing the mandatory sentence was the product of per se
vindictiveness (citing , 395 U.S. 711, 725 (1969)). ECF No.
4-1 at 39. After a hearing, the PCRA court denied the PCRA petition because of a
lack of affirmative evidence of vindictiveness. ECF No. 20-2 at 48; ECF No. 20-2 at
1.
Prinkey timely appealed to the Superior Court, raising four claims:
I. Whether or not the application of a mandatory
sentence[,] after a successful appeal that disrupts the
overall sentencing scheme[,] should be per se vindictive
and[,] therefore[,] impermissible under both the Federal
and Pennsylvania Constitutions?
II. Whether or not the failure of prior PCRA counsel to
advise [Prinkey] that he may face a mandatory sentence
of twenty-five (25) years if resentenced was ineffective
assistance of counsel?
III. Whether or not it is a violation of the Double
Jeopardy provision[] of the Pennsylvania Constitution for
the Commonwealth to impose a mandatory sentence[,]
when a matter is remanded for resentencing after a
partially successful appeal?
IV. Whether or not [Prinkey’s] registration requirements
under Megan’s Law must revert to the requirements of
Megan’s Law II, which was in effect when he was
originally sentenced and convicted[,] under
Commonwealth v. Muniz[, 164 A.3d 1189 (Pa. 2017),]
and Commonwealth v. Butler[, 173 A.3d 1212 (Pa.
Super. 2017) [(“Butler I”)], appeal granted, 190 A.3d
581 (Pa. 2018)]?
ECF No. 4-1 at 108. In a Memorandum filed June 25, 2020, written by Judge
Musmanno, the Superior Court denied the first claim finding it was not cognizable
under the PCRA as this was a challenge to the discretionary aspects of sentencing8
and denied on the merits Claims II, III, and IV. ECF No. 4-1 at 104-116.
Prinkey filed a petition for allowance of appeal to the Pennsylvania Supreme
Court raising one issue:
Should , 931 A.2d 15 (Pa.
Super. 2007) (en banc) be overturned so that
Pennsylvania law will treat an appellate challenge to a
sentence on the basis of a claim of vindictiveness as a
challenge to the legality of the sentence as opposed to the
discretionary aspects of sentencing that cannot be raised
under the Pennsylvania Post-Conviction Relief Act?
ECF No. 4-1 at 87.9 , 262 A.3d 456 (table) (Pa.
2021). The Pennsylvania Supreme Court “abrogated this aspect of [the Superior
Court’s] holding and remanded for consideration of the merits of [Prinkey’s] claim of
per se prosecutorial vindictiveness.” ECF No. 4-1 at 40. Because only a narrow
question was presented, the Pennsylvania Supreme Court addressed only “the scope
of the PCRA and the continued vitality of the Superior Court’s decision in
” ECF No. 4-1 at 102 and n.23 (“ Pa.R.A.P. 1115(a)(4) (‘Only the
8 The Superior Court in rejecting Claim I stated, “We are constrained to reach this conclusion,
based upon the clear holding in . However, we are troubled that this case appears to be a
blatant example of prosecutorial vindictiveness.” ECF No. 4-1 at 111.
9 In , an en banc panel of the Superior Court held that a claim challenging a sentence
as vindictive implicates the discretionary aspects of sentencing. , 931
A.2d 15, 20 (Pa. Super 2007) (en banc).
questions set forth in the petition, or fairly comprised therein, will ordinarily be
considered by [this Court] in the event an appeal is allowed.’”). Thus, the
Pennsylvania Supreme Court did not review the Superior Court’s denial of Claims
II, III, or IV which were adjudicated on the merits by the Superior Court.
On remand to the Superior Court, Prinkey framed his argument as raising a
constitutional challenge:
Whether the Commonwealth’s decision to seek a
mandatory sentence pursuant to 42 Pa.C.S. § 9718.2
constituted vindictiveness in resentencing in this case for
the purposes of [ , 395 U.S. 711
(1969)] and its progeny, and therefore a violation of
[Prinkey’s] constitutional rights?
ECF No. 4-1 at 40.10 The Superior Court affirmed the denial of Prinkey’s
vindictiveness claim finding Prinkey “had failed to offer any affirmative evidence of
prosecutorial vindictiveness in this matter.” . at 45. Prinkey’s petition for
allowance of appeal to the Pennsylvania Supreme Court was denied on July 25,
2023. ECF Nos. 20-1 at 1.
10 In , the Supreme Court of the United States considered “the broader problem of what
constitutional limitations there may be upon the general power of a judge to impose upon
reconviction a longer prison sentence than the defendant originally received” and held the Due
Process Clause of the Fourteenth Amendment circumscribes that power. 395 U.S. at 719,
724-25. “While addressed judicial vindictiveness, the same due process principles, including
the presumption, apply when the retaliatory decision is made by a prosecutor.” ECF No. 4-1 at 98, n.
21 (citations omitted).
E. The Instant Federal Habeas Case
After the state-court proceedings concluded,11 Prinkey filed the instant pro se
federal habeas petition under 28 U.S.C. § 2254 on August 25, 2023, raising four
grounds for habeas relief. ECF No. 1. Respondents filed an Answer, ECF No. 13,
arguing all four claims lack merit and the Petition should be dismissed. Prinkey
did not file a reply. Local Rule 2254(E)(2) (“the petitioner may file a Reply (also
known as "a Traverse”) within 30 days of the date the respondent files its Answer.”).
The matter is ripe for resolution.
V. Analysis
As previously noted, Prinkey, acting pro se, raises four grounds for habeas
relief:
GROUND ONE: On resentencing, the petitioner wasn’t
given the opportunity to speak to the court before the
actual announcement of the sentence. The defendant
[has] a right of allocution; ECF No. 4 at 6.
GROUND TWO: Whether or not the application of a
mandatory sentence, after a successful appeal that
disrupts the overall sentencing scheme, should be per se
vindictive, under both the federal and Pennsylvania
Constitutions; . at 8.
GROUND THREE: Whether or not it is a violation of the
Double Jeopardy provision of the Pennsylvania
Constitution for the Commonwealth to impose a
mandatory sentence, on a remand, after a partially
successful appeal; . at 9.
11 It appears Prinkey filed additional motions in state court after the filing of this federal
habeas petition. ECF No. 20-1 at 15 (Petition for Writ of Error Coram Nobis, and a second
PCRA petition asserting an ineffective assistance of counsel claim; at 78). On April 15, 2025, the
Honorable Patrick T. Kiniry denied the second PCRA petition as untimely. at 81. It does not
appear Prinkey filed any appeal of that decision and Respondents have notified the Court that
Prinkey has no further pending state court proceedings of which they are aware. ECF No. 20.
GROUND FOUR: Whether or not Prinkey’s registration
requirement under Megan’s Law must revert to the
requirements of Megan’s Law II, which was in effect when
he was originally sentenced and convicted; . at 11.
ECF No. 4 at 6, 8, 9, and 11 (quoted verbatim). The claims will be discussed in
order.
A. Claim I - The Right of Allocution is Not a Cognizable Federal
Habeas Claim
Respondents argue the claim should be dismissed as it does not raise a
cognizable federal claim. ECF No. 13 at 2. The Court agrees.
“Federal courts may intervene in the state judicial process only to correct
wrongs of a constitutional dimension.” , 464 U.S. 78, 83 (1983)
(citing , 457 U.S. 1141 (1982)). The right of allocution is recognized as
a procedural matter at sentencing, not a substantive right. Fed.R.Crim.P.
32(i)(4)(A); Pa.R.Crim.P. 1405; 368 U.S. 424 (1962);
, 809 F.3d 766, 777 (3d Cir. 2016); 553
A.2d 918, 919 (Pa. 1989) (“[O]ur rules of criminal procedure guarantee the right to
all who stand convicted of crimes.”). In , the Supreme Court described the
failure of a trial court to grant a right of allocution as “not a fundamental defect
which inherently results in a complete miscarriage of justice, nor an omission
inconsistent with the rudimentary demands of fair procedure. It does not present
‘exceptional circumstances where the need for the remedy afforded by the writ of
habeas corpus is apparent.”’ 368 U.S. at 428 (quoting , 306 U.S.
19, 27 (1939)).
Since the right of allocution is not guaranteed by the U.S. Constitution, it is
not a cognizable claim in a federal habeas petition. ,
732 F.3d 175, 181 (3d Cir. 2013) (“[a]lthough the right of allocution predates the
founding of the Republic, it is not a right guaranteed by the Constitution.”);
, 957 F. Supp. 716 (W.D. Pa. 1997) (holding allocution claim not cognizable in
habeas petitions). Because Prinkey’s allocution claim is not cognizable in a federal
habeas petition, the claim will be dismissed.
B. Claim II – Prinkey’s per se vindictive argument fails under
AEDPA’s standard of review
Respondents argue this claim fails to state a “claim of a violation of the
Constitution, laws, or treaties of the United States” and “attacks the application of
a state mandatory sentence . . . and no way sets forth specific facts as to any
violation of the Constitution, laws, or treaties of the United States.” ECF No. 13 at
2. The Court finds Respondents’ argument lacks merit as Ground Two clearly
states, “the application of a mandatory sentence, after a successful appeal that
disrupts the overall sentencing scheme, should be per se vindictive under
.” ECF No. 4 at 8 (emphasis added).
In Prinkey’s counseled amended PCRA petition, filed on February 14, 2017,
he asserted, among other things, that his sentence resulted from per se
vindictiveness. ECF No. 4-1 at 39. “[T]he PCRA court found this argument lacked
merit since the Commonwealth’s justification did not ‘reflect any vindictiveness on
the part of the Commonwealth . . . [and] denied Appellant’s claim due to a lack of
affirmative evidence of vindictiveness.” . (citation omitted). The Superior Court
initially affirmed the PCRA court’s denial of the claim on procedural grounds. at
40. The Pennsylvania Supreme Court, however, “remanded for consideration of the
merits of [Prinkey’s] claim of per se prosecutorial vindictiveness.” On remand,
Prinkey framed his claim as:
Whether the Commonwealth’s decision to seek a
mandatory sentence pursuant to 42 Pa.C.S. § 9718.2
constituted vindictiveness in resentencing in this case for
the purposes of [ ] and its progeny, and therefore a
violation of [Prinkey’s] constitutional rights.
After a thorough analysis of the Supreme Court’s decision in and its
progeny, the Superior Court determined Prinkey had “advanced no affirmative
evidence to establish the existence of actual vindictiveness,” at 43, nor had
Prinkey established “that the Commonwealth’s pursuit of a mandatory sentence
was undertaken ‘without any justification[.]” at 44. To that end, the Superior
Court stated, “the Commonwealth’s rationale for seeking the imposition of § 9718.2
at resentencing is an undisputed matter of record[.]” . The Superior Court then
repeated the Commonwealth’s explanation for the filing of its intent to invoke the
mandatory minimum and stated:
We discern no vindictiveness on the part of the
Commonwealth. To the contrary, the Commonwealth’s
motivations seem perfectly in line with the underlying
purpose of mandatory sentencing statutes like § 9718.2,
which are a response to undisputed recidivist offenders
like Appellant. , 53 A.3d
906, 913 (Pa. Super. 2012) (“The generally recognized
purpose of such graduated sentencing laws [as § 9718.2] is
to punish offenses more severely when the defendant has
exhibited an unwillingness to reform his miscreant ways
and to conform his life according to the law.”).
Overall, [Prinkey] has failed to offer any affirmative
evidence of prosecutorial vindictiveness in this matter.
Thus, his claim necessary fails.
Based on the foregoing, we find no error of law or abuse in
discretion in the PCRA court’s conclusion that [Prinkey’s]
claim of vindictiveness lacked merit, which is supported
by the record and free of legal error. Thus, we affirm the
PCRA court’s denial of [Prinkey’s] vindictiveness claim.
. at 45 (internal citations omitted). Stated another way, the Superior Court
concluded Prinkey had failed to establish either a presumption of vindictiveness or
the existence of actual vindictiveness by the Commonwealth. at 43.
Because the Superior Court adjudicated Prinkey’s per se vindictive argument
claim on the merits, this Court’s analysis of it is governed by AEDPA’s standard of
review, specifically § 2254(d). The “clearly established Federal law,” 28 U.S.C. §
2254(d)(1), is and its progeny.
In addition, state court findings of fact have always been afforded
considerable deference in federal habeas corpus cases filed by state inmates. “It is a
well-established principle of federal law that state trial judges deserve substantial
deference.” 488 F.3d at 201 (quoting
343 U.S. 326, 339 (1952)). AEDPA continues that substantial deference and
requires that “a determination of a factual issue made by a State court shall be
. The [petitioner] shall have the burden of rebutting the
presumption of correctness by clear and convincing evidence.” 28 U.S.C. §
2254(e)(1) (emphasis added). , 546 U.S. 333, 338–39 (2006).
This section of the federal habeas statute is of particular importance here because of
the factual determinations made by the PCRA court following the prosecution’s
explanation during the resentencing hearing of its rationale for seeking the
mandatory minimum sentence.
1. The Superior Court’s Adjudication Was Not “An
Unreasonable Determination of the Facts”
Because the PCRA court’s rejection of Prinkey’s factual allegations was
central to the Superior Court’s disposition of Prinkey’s per se vindictiveness claim,
it makes sense for this Court to first review the merits of the claim under §
2254(d)(2) and § 2254(e)(1), the provisions of AEDPA applicable to claims that turn
on issues of fact.12
In 2023, upon remand, the Superior Court made the factual determination
that Prinkey had failed to establish either a presumption of vindictiveness or the
12 The Supreme Court has not yet defined the precise relationship between § 2254(d)(2) and §
2254(e)(1) , 571 U.S. 12, 18 (2013) (quoting , 558 U.S. 290, 301
(2010) and stating “[w]e have not defined the precise relationship between § 2254(d)(2) and §
2254(e)(1)[.] . . . For present purposes, it is enough to reiterate 'that a state-court factual
determination is not unreasonable merely because the federal habeas court would have reached a
different conclusion in the first instance.' ”). The Court of Appeals for the Third Circuit has
described the approach a federal habeas corpus court should take as follows:
[A] federal court may wish to consider subsidiary challenges to individual fact-finding
in the first instance applying the presumption of correctness as instructed by (e)(1).
Then after deciding these challenges, the court will view the record under (d)(2) in
light of its subsidiary decisions on the individual challenges. In other instances, a
federal court could conclude that even if [the] petitioner prevailed on all of his
individual factual challenges notwithstanding the (e)(1) presumption of their
correctness, the remaining record might still uphold the state court's decision under
the overarching standard of (d)(2). In that event, presumably the (d)(2) inquiry would
come first.
Whatever the order of inquiry, however, two points are paramount. First, both (d)(2)
and (e)(1) express the same fundamental principle of deference to state court
findings. Second, before the writ can be granted, petitioner must show an
unreasonable determination – under (d)(2) – in light of the entire record in the
original state court trial.
, 387 F.3d 210, 236 n.19 (3d Cir. 2004).
existence of actual vindictiveness by the Commonwealth. ECF No. 4-1 at 43. And
under § 2254(d)(2), this Court must defer to a state court’s determination of the
facts unless the state-court decision “was based on an unreasonable determination
of the facts in light of the evidence presented in the State court proceeding.” 28
U.S.C. § 2254(d)(2). Section 2254(d)(2) requires federal courts to give state courts
“substantial deference.” , 576 U.S. 305, 314 (2015). The Court
may not characterize state court factual determinations as unreasonable merely
because “[the Court] would have reached a different conclusion in the first
instance.” at 313-14 (quoting , 558 U.S. 290, 301 (2010)).
Prinkey has not met his burden of rebutting with clear and convincing
evidence the presumption of correctness that this Court must afford to the state
court’s factual determinations. 28 U.S.C. § 2254(e)(1).
2. The Superior Court’s Adjudication Was Not
“Contrary To” and Its Progeny
Next, this Court must determine whether Prinkey has met his burden of
establishing that the Superior Court’s adjudication of his claim was “contrary to”
and its progeny. “The test for § 2254(d)(1)'s 'contrary to' clause is whether
the state court decision 'applies a rule that contradicts the governing law set forth
in [the Supreme Court's] cases, or if it confronts a set of facts that is materially
indistinguishable from a decision of [the Supreme] Court but reaches a different
result.” , 640 F.3d 530, 537 (3d Cir. 2011) (cleaned up). Prinkey
has not made that showing.
Prinkey has not shown that the state court’s denial of his per se vindictive
prosecution claim was contrary to clearly established Federal law. The Superior
Court applied relevant Supreme Court cases13 and, concluded Prinkey had failed to
establish either a presumption of vindictiveness or the existence of actual
vindictiveness of the Commonwealth. ECF 4-1 at 43. Therefore, its adjudication
withstands review under the “contrary to” clause of § 2254(d)(1). 529 U.S.
at 406 (“a run-of-the mill state-court decision applying the correct legal rule from
[Supreme Court] cases to the facts of a prisoner’s case would not fit comfortably
within § 2254(d)(1)'s 'contrary to' clause.”).
3. The Superior Court’s Adjudication Was Not “An
Unreasonable Application of” and Its
Progeny
The final inquiry for the Court is whether Prinkey has established that the
Superior Court’s adjudication was an “unreasonable application of” and its
progeny. His burden here is difficult to meet. The Supreme Court held “[i]t bears
repeating that even a strong case for relief does not mean the state court's contrary
conclusion was unreasonable. If this standard is difficult to meet, that is because it
was meant to be. As amended by AEDPA, § 2254(d) stops short of imposing a
complete bar on federal-court relitigation of claims already rejected in state
13 In its decision, the Superior Court cited to a number of Supreme Court decisions, e.g., , 395 U.S.
at 721; , 475 U.S. 134, 138 (1986) (“[t]he requirements . . . do not apply
in every case where a convicted defendant receives a higher sentence on retrial.”); and
, 468 U.S. 559, 569 1984) (holding in the absence of a presumption of vindictiveness,
the defendant “must affirmatively prove actual vindictiveness.”).
proceedings.” , 562 U.S. at 102 (internal citation omitted). The Supreme
Court has instructed that § 2254(d)(1)'s “unreasonable application” clause:
preserves authority to issue the writ in cases where there
is no possibility fairminded jurists could disagree that the
state court's decision conflicts with this Court's
precedents. It goes no further. Section 2254(d) reflects
the view that habeas corpus is a “guard against extreme
malfunctions in the state criminal justice systems,” not a
substitute for ordinary error correction through appeal.
, 443 U.S. 307 (1979) (Stevens, J.,
concurring in judgment).
. at 102-03 (emphasis added). After a careful review of the state court record, the
Court finds there is no basis for this Court to conclude the Superior Court’s
adjudication was an “unreasonable application” of and its progeny. Prinkey
has not established that the Superior Court’s decision to deny this claim “was so
lacking in justification that there was an error well understood and comprehended
in existing law beyond any possibility for fairminded disagreement.”
562 U.S. at 103.
For these reasons, the Court finds Prinkey’s per se vindictive argument fails
under § 2254(d) and, as a result, Claim II will be denied.
C. Claim III – An Alleged Violation of the Pennsylvania
Constitution is Not a Cognizable Federal Habeas Claim
Prinkey seeks habeas relief claiming the imposition of a mandatory minimum
sentence on a remand after a partially successful appeal violates the Double
Jeopardy provision of the Pennsylvania Constitution. ECF No. 4 at 9. As
Respondents correctly note, this claim fails to state a cognizable federal claim. ECF
No. 13 at 2.
A federal habeas court can determine only whether a petitioner’s rights
under the were violated – not whether state
courts erroneously applied state law. 28 U.S.C. § 2254; , 502 U.S. at
67-68 (“[F]ederal habeas corpus relief does not lie for errors of state law . . . We
reemphasize that it is not the province of a federal habeas court to reexamine state-
court determinations on state-law questions.”); , 743 F.3d
402, 407 (3d Cir. 2014) ([“The petitioner’s] claim requires more than a showing that
the [state court] erred under Pennsylvania law.”). Thus, Prinkey’s claim for habeas
relief based on a violation of state law is non-cognizable and will be dismissed.
Even if this claim were construed to be raising a violation of the Double
Jeopardy provision of the U.S. Constitution, it fails under the AEDPA standard of
review.14 The Superior Court extensively dealt with the issue in its decision issued
on July 28, 2015, following Prinkey’s resentencing, and denied the claim on the
merits. ECF No. 20-1 at 25. As a result, this Court must apply the deferential
standard of review contained in § 2254(d)(1).
In its opinion, the majority of the panel held:
In essence, Appellant contends that principles of double
jeopardy somehow prevented the Commonwealth from
seeking imposition of a mandatory sentencing upon
resentencing.
14 On appeal, Prinkey argued his resentence violated the double jeopardy clause of the
Pennsylvania and the United States Constitution. ECF No. 4-1 at 51.
As the Pennsylvania Supreme Court explained:
The prescription against twice placing an
individual in jeopardy of life or limb is found in the
Fifth Amendment to United States Constitution,
made applicable to the states through the
Fourteenth Amendment. ,
395 U.S. 784, 794 (1969). The double jeopardy
protections afforded by our state constitution are
coextensive with those federal in origin; essentially,
both prohibit successive prosecutions and multiple
punishments for the same offense.
, 861 A.2d 898 (Pa.
2004). We have described double jeopardy rights as
“freedom from the harassment of successive trials
and the prohibition against double punishment.”
, 938 A.2d 1016, 1019
(Pa. 2007). Thus, “[a]n individual may only be
punished once for a single act which causes a single
injury to the Commonwealth.”
, 649 A.2d 129 (Pa. Super. 1994).
Our review of the record reflects that Appellant was
convicted of attempted involuntary deviant sexual
intercourse with the child, attempted indecent assault of
a person less than 13 years of age, and corruption of a
minor. Appellant was then sentenced to serve an
aggregate term of incarceration of ten to twenty-five
years. On appeal from the denial of PCRA relief, this
Court found that Appellant’s direct appeal council was
ineffective for failing to adequately brief a meritorious
issue challenging the sufficiency of the evidence to
support the Appellant’s conviction have attempted
involuntary deviant sexual intercourse. In granting
Appellate relief, this Court specifically stated the
following:
Accordingly, we reverse Appellant’s conviction for
attempted [involuntary deviant sexual intercourse]
and vacate his judgment of sentence. As our
reversal is based on insufficient evidence,
Appellant cannot be re-tried for attempted
[involuntary deviant sexual intercourse] and he is
discharged as to that crime. In addition, because
our reversal causes his judgment of sentence for
attempted [involuntary deviate sexual intercourse]
to be vacated, it upsets Appellant’s sentencing
schemes and we remand for resentencing.
, 777 WDA 2012, 83 A.3d 1080
(unpublished memorandum at 17). Thus, this
Court effectively prevented an issue of double
jeopardy by discharging the crime of attempted
involuntary deviant sexual intercourse and
ordering the trial court to resentence Appellant as
to the two convictions that were left standing.
The record further reflects that, upon remand to the trial
court, Appellant was not retried for attempted
involuntary deviant sexual intercourse, nor was he
resentenced for that crime, as that conviction was
discharged. Rather, Appellant was resentenced for his
convictions of attempted indecent assault and corruption
of a minor as directed by this Court. Accordingly, we fail
to see how the trial court’s action in following this Court’s
explicit directive implicates the proscription against
double jeopardy. Thus, this claim fails.
ECF No. 20-1 at 29-30 (cleaned up).
The Double Jeopardy Clause of the U.S. Constitution prohibits any person
“subject for the same offence to be twice put in jeopardy of life or limb[.]” U.S.
Const. amend V. The Double Jeopardy Clause of the Fifth Amendment has been
said to “protect against three distinct abuses: a second prosecution for the same
offense after acquittal; a second prosecution for the same offense after conviction;
and multiple punishments for the same offense.” , 63 F.3d
1213, 1215 (3d Cir.1995). Prinkey’s claim invokes the third prohibition: multiple
punishments for the same offense. The Superior Court explained Prinkey was not
retried for attempted IDSI, nor was he resentenced for that crime, as that
conviction was discharged. Rather, he was resentenced on the two convictions left
standing. ECF No. 20-1 at 29-30.
Prinkey has not met the burden imposed on him by AEDPA’s standard of
review at §2254(d)(1). The Superior Court rejected Prinkey’s double jeopardy
argument because it determined a double jeopardy violation had not occurred. This
Court has independently reviewed the record and also concludes that a double
jeopardy violation did not occur.
In sum, Prinkey did not face multiple punishments for the same offense.
Accordingly, the Superior Court’s denial of Prinkey’s double jeopardy claim does not
contradict the principles established in the applicable Supreme Court precedent,
nor does it constitute an unreasonable application of that precedent. Prinkey’s
double jeopardy claim does not warrant federal habeas relief and Claim III will be
denied.
D. Claim IV – Prinkey’s Increased Registration Requirement
Does Not Violate the Ex Post Facto Clause
Prinkey claims his registration requirements must revert to the requirements
of Megan’s Law II, which was in effect when he was originally sentenced in 2008.
ECF No. 4-11.15 His grounds for relief are not clear. Respondents assert Prinkey
15 “Pennsylvania's legislature has enacted a series of statutes and amendments requiring
registration of information with the Pennsylvania State Police (“PSP”) by criminal offenders
convicted of certain sexual offenses. 42 Pa. Cons. Stat. §§ 9791-9799.6 (1995) (“Megan's Law I”);
42 Pa. Cons. Stat. §§ 9791-9799.7 (2000) (“Megan's Law II”); 42 Pa. Cons. Stat. §§ 9791-9799.9 (2004)
(“Megan's Law III”); 42 Pa. Con. Stat. §§ 9799.10-9799.41 (2012) (“SORNA I”); 42 Pa. Cons. Stat. §§
9799.10-9799.75 (2018) (“SORNA II”).” , Civ. Act. No. 18-5250, 2019 WL
8723288, at *1 n.1 (E.D. Pa. Sept. 26, 2019), , 2020 WL 2307438
(E.D. Pa. May 8, 2020).
“fails to state any cognizable federal claim and merely contests which version of the
state law applies.” ECF No. 13 at 2.
Prinkey essentially raised the same claim in the state courts. page 13,
supra. In denying it, the Superior Court stated:
Prinkey acknowledges that he was ‘sentenced and
classified under Megan’s Law II, also known as Act 152 of
2004.’ Under Megan’s Law II, Prinkey was required to
register as a Tier I offender for 10 years; ‘however,
because he was determined to be a[n SVP,] he was subject
to a lifetime registration period.’ Prinkey recognizes that
the adoption of SORNA in 2012 modified the registration
requirements to make him subject to an increased
reporting period, even without the SVP designation. . . .
Prinkey’s argument is premised on his claim that Butler
I should be applied retroactively on collateral appeal, to
remove his designation as an SVP. . . . On March 26,
2020, the Pennsylvania Supreme Court reversed this
Court’s decision in Butler I.16
, 2020 Pa. LEXIS 1692 (“ ”). . . .
Because Butler II provides no basis upon which to vacate
Prinkey’s SVP designation, we cannot grant him relief on
this claim.
ECF No. 4-1 at 115-16.17
16 “In , [the Superior Court] deemed unconstitutional the SVP assessment provision of
SORNA, 42 Pa.C.S.A. § 9799.24, because ‘it increased the criminal penalty to which a defendant is
exposed without the chosen fact-finder making the necessary factual findings beyond a reasonable
doubt. , 173 A.3d at 1218. On March 26, 2020, however, the Pennsylvania Supreme Court
reversed [the Superior Court’s] decision in . In , [the Pennsylvania] Supreme
Court held that registration, notification, and counseling (“RNC”) requirements ‘applicable to SVPs
do not constitute criminal punishment.’” ECF No. 4-1 at 114-15 (cleaned up).
17 “Although the reporting procedure in SORNA was determined to violate the
clauses of the federal and state constitutions in , 164 A.3d 1189 (Pa.
2017), this fault was repaired by the enactment of Subchapter I to SORNA, ‘which becomes the
‘operative version of SORNA for those sexual offenders whose crimes occurred between April 22,
1996, and December 20, 2012.” , No. 23-cv-3589, 2024 WL 5398537, at *7 (E.D. Pa.
Dec. 3, 2024), , 2025 WL 439427 (E.D. Pa. Feb. 7, 2025)..
To the extent Prinkey continues to rely on , such reliance is
misplaced. As the Superior Court explained, the Pennsylvania Supreme Court
reversed and found the registration, notification, and counseling
requirements imposed by SORNA I18 on SVP offenders “do not constitute criminal
punishment.” C , 226 A.3d 972, 993 (Pa. 2020) (“ ”).
And to the extent Prinkey is arguing the increased registration requirements
violate the Ex Post Facto Clause of the U.S. Constitution, and to the extent this
claim is not procedurally defaulted,19 the claim fails. “The Ex Post Facto Clause of
the Constitution forbids any law that changes the punishment, and inflicts a
greater punishment for pre-existing conduct.” , 595
F.3d 151, 158 (3d Cir. 2010) (internal quotation marks omitted),
, 565 U.S. 432 (2012); U.S. Const. Art.
I § 9.
In 2020, the Pennsylvania Supreme Court addressed whether Subchapter I of
SORNA, as retroactively applied to those convicted prior to its effective date,
18 In 2018, the Pennsylvania General Assembly divided SORNA into two subchapters.
Subchapter I of SORNA is applicable to offenders like Prinkey who committed their offenses after
April 22, 1966, but prior to December 12, 2012, the effective date of SORNA.
, 164 A.3d 1189, 1196 (Pa. 2017), 266 A.3d 528
(2021); , 234 A.2d 602, 605-06 (Pa. 2020) (holding “Subchapter I is
nonpunitive and does not violate the constitutional prohibition against ex post facto laws.). Based on
the record before this Court, Prinkey falls within Subchapter I of SORNA.
19 To satisfy the exhaustion requirement, a petitioner must demonstrate that the claim raised
in the federal petition was “fairly presented” to the state courts. , 513 U.S. 364, 365
(1995) (quoting , 404 U.S. 270, 275 (1971)). “This requires that the claim brought in
federal court be the substantial equivalent of that presented to the state courts. Both the legal
theory and the facts supporting a federal claim must have been submitted to the state courts.”
, 881 F.2d 44, 50 (3d Cir. 1989), , 493 U.S. 1036 (1990).
constituted a punitive and unconstitutional ex post facto claim.
, 234 A.3d 602 (Pa. 2020). The court concluded that the provisions of
Subchapter I explicitly do not constitute criminal punishment and any claims that
it violates the Ex Post Facto Clause must necessarily fail. . at 626-27.
To date, the Court of Appeals for the Third Circuit has not issued a binding
and precedential opinion holding that SORNA Subchapter I is or is not punitive or
that its retroactive application violates the Ex Post Facto Clause. However, it has
upheld a retroactive registration requirement in federal SORNA, 34 U.S.C. §§
20911-32. , No. 21-1943, 2022 WL 2870151 at *3 n.8 (3d Cir. July
21, 2022).
Additionally, following , numerous district courts in this circuit have
held that the application of SORNA does not violate the Ex Post Facto Clause.
, No. 22-cv-4751, 2025 WL 817487, *4 (E.D. Pa. Feb. 19, 2025),
, 2025 WL 817596 (E.D. Pa. Mar. 14, 2025);
, Civ. A. No. 21-2785, 2023 WL 5487646 at **5-6 (E.D. Pa. Aug.
24, 2023); , Civ. A. No. 20-476, 2021 WL 6274465 at *2 (E.D. Pa.
Dec. 7, 2021), , 2022 WL 35606 (E.D. Pa. Jan 4,
2022); , Civ. A. No. 21-904, 2021 WL 5416248 at **5-6 (M.D. Pa.
Nov. 19, 2021).
For these reasons, the Court finds Prinkey’s challenge to his registration
requirement does not warrant federal habeas relief and Claim IV will be denied.
VI. Certificate of Appealability
AEDPA codified standards governing the issuance of a certificate of
appealability for appellate review of a district court’s disposition of a habeas
petition. It provides that “[u]nless a circuit justice or judge issues a certificate of
appealability, an appeal may not be taken to the court of appeals from . . . the final
order in a habeas corpus proceeding in which the detention complained of arises out
of process issued by a State court[.]” 28 U.S.C. § 2253(c)(1)(A). It also provides that
“[a] certificate of appealability may issue . . . only if the applicant has made a
substantial showing of the denial of a constitutional right.” . § 2253(c)(2).
“When the district court denies a habeas petition on procedural grounds
without reaching the prisoner’s underlying constitutional claim, a [certificate of
appealability] should issue when the prisoner shows, at least, that jurists of reason
would find it debatable whether the petition states a valid claim of the denial of a
constitutional right and that jurists of reason would find it debatable whether the
district court was correct in its procedural ruling.” , 529 U.S. 473,
484 (2000). When the district court has rejected a constitutional claim on its merits,
“[t]he petitioner must demonstrate that reasonable jurists would find the district
court’s assessment of the constitutional claims debatable or wrong.” . Applying
those standards here, jurists of reason would not find it debatable whether each of
Prinkey’s claims should be denied. The Court, therefore, will not issue a certificate
of appealability on any of Prinkey’s claims.
VII. Conclusion
For all these reasons, the Court will deny each of Prinkey’s habeas claims
and will deny a certificate of appealability with respect to each claim. An
appropriate order follows.
DATED this 17th day of November, 2025.
BY THE COURT:
s/Christopher B. Brown
Christopher B. Brown
United States Magistrate Judge
cc: MARK ALLEN PRINKEY
MT-8991
SCI LAUREL HIGHLANDS
5706 Glades Pike
P.O. Box 631
Somerset, PA 15501
(via U.S. First Class Mail)
Douglas J. Keating
Bedford County District Attorney
200 S. Juliana St.
Bedford, PA 15522
(via ECF electronic notification)