Opinion

Disciplinary Counsel v. Allen

  • 79 Ohio St. 3d 494
  • 1997 Ohio 136
Court
Ohio Supreme Court
Filed
Oct 1, 1997
Status
Published
Cited by
3 cases
Authority
More cited than 64.8%

The opinion

[This opinion has been published in Ohio Official Reports at 79 Ohio St.3d 494.]

OFFICE OF DISCIPLINARY COUNSEL v. ALLEN.

[Cite as Disciplinary Counsel v. Allen, 1997-Ohio-136.]

Judges—Misconduct—Public reprimand—Appearance by municipal court judge

on judge’s bench in her courtroom in her judicial robes with her name

plate visible in a television commercial produced for a law firm.

(No. 97-434—Submitted June 25, 1997—Decided October 1, 1997.)

ON CERTIFIED REPORT by the Board of Commissioners on Grievances and

Discipline of the Supreme Court, No. 95-97.

__________________

{¶ 1} In 1995, producers of a television commercial for the law firm of

Harmon, Davis & Keys Co., L.P.A., asked respondent, Hamilton County Municipal

Court Judge Nadine Lovelace Allen of Cincinnati, Ohio, Attorney Registration No.

0026617, to sit on the judge’s bench in her courtroom to add realism to a television

commercial being produced for the law firm. In the thirty-second commercial,

which was televised numerous times from June 26, 1995 through August 14, 1995,

respondent does not speak, but she does appear on the bench in her judicial robes

with her name plate visible during the last six seconds of the production. During

those six seconds, four persons, ostensibly members of the law firm, approach one

side of the bench and hand respondent a document, which she appears to peruse

while the four persons turn and look toward the camera with pleasant expressions.

{¶ 2} Neither the producers nor the law firm gave respondent an opportunity

to review the commercial before it appeared. After receiving an inquiry about the

commercial from relator, respondent immediately contacted the law firm and asked

that the television stations stop televising it. Respondent also immediately recused

herself from hearing any cases in which the law firm was involved.

SUPREME COURT OF OHIO

{¶ 3} Based upon these facts, relator, Office of Disciplinary Counsel, filed

a complaint charging that respondent’s actions violated certain canons of the Code

of Judicial Conduct. After respondent answered, the matter was heard by a panel

of the Board of Commissioners on Grievances and Discipline of the Supreme Court

(“board”), which considered the testimony of respondent, viewed the commercial,

and received agreed stipulations. The panel concluded that respondent’s actions

violated Canon 1 (a judge should herself observe high standards of conduct to

preserve the integrity and independence of the judiciary), 2 (a judge should avoid

impropriety and the appearance of impropriety in all her activities), and 2(B) (a

judge should not lend the prestige of her office to advance the private interests of

others) of the Code of Judicial Conduct. The panel recommended that the

respondent receive a public reprimand. The board adopted the findings,

conclusions, and recommendation of the panel.

__________________

J. Warren Bettis, Interim Disciplinary Counsel, and Lori J. Brown,

Assistant Disciplinary Counsel, for relator.

H. Fred Hoefle, for respondent.

__________________

Per Curiam.

{¶ 4} It is of utmost importance that the public have confidence in the

integrity and impartiality of the judiciary. For that reason, Canon 2(B) of the Code

of Judicial Conduct provides that a judge “should not lend the prestige of his office

to advance the private interests of others; nor should he convey or permit others to

convey the impression that they are in a special position to influence him. He

should not testify voluntarily as a character witness.”

{¶ 5} By her actions, respondent did use the prestige of her office to

advance the private interests of others, namely a Cincinnati law firm. Her

appearance had the potential to lead viewers of the commercial to believe that the

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January Term, 1997

firm had a special relationship with respondent. Because judges must not only

avoid any impropriety, but also the appearance of impropriety, a judge must be

constantly aware of the potential for the public to misunderstand her actions.

{¶ 6} In mitigation, we note that before the production of the commercial

respondent did not expect to appear in it, that she was called upon unexpectedly by

the producers, and that she made her decision to sit on the bench without sufficient

reflection about the situation in light of the canons relating to judicial conduct.

Moreover, we note that later, when the matter was brought to respondent’s

attention, she reacted immediately and positively to ensure that the offending

commercial was no longer broadcast and to recuse herself from any cases involving

the law firm.

{¶ 7} Having accepted the board’s findings and conclusions, we adopt also

its recommendation, and respondent is hereby publicly reprimanded. Costs taxed

to respondent.

Judgment accordingly.

MOYER, C.J., HANDWORK, F.E. SWEENEY, PFEIFER and COOK, JJ., concur.

DOUGLAS and LUNDBERG STRATTON, JJ., dissent.

PETER M. HANDWORK, J., of the Sixth Appellate District, sitting for

RESNICK, J.

__________________

LUNDBERG STRATTON, J., dissenting.

{¶ 8} Because I believe respondent’s actions were the result of a spur-of-

the-moment decision, intended simply to depict a judge in a courtroom setting, and

were not intended to lend the prestige of her office to another’s interest, I

respectfully dissent and would dismiss the cause.

DOUGLAS, J., concurs in the foregoing dissenting opinion.

__________________

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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