Opinion

Cincinnati Bar Assn. v. Shabazz

  • 1994 Ohio 238
Court
Ohio Supreme Court
Filed
Jul 12, 1994
Status
Published
Cited by
0 cases
Authority
More cited than 39.6%

The opinion

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The State ex rel. Chavis et al., Appellants, v. Sycamore City

School District Board of Education, Appellee.

[Cite as State ex rel. Chavis v. Sycamore City School Dist. Bd.

of Edn. (1994), Ohio St.3d .]

Schools -- Tutors employed under individual tutor contracts

performing learning disabled and English as a second

language tutoring services -- Mandamus to compel board of

education to pay tutors difference between their actual

pay as tutors and the pay set forth in collective

bargaining agreements' teachers' salary schedules -- Court

errs in denying writ, when.

(No. 94-557 -- Submitted September 20, 1994 -- Decided

November 23, 1994.)

Appeal from the Court of Appeals for Hamilton County, No.

C-920906.

Relators-appellants are fourteen individuals employed as

tutors by respondent-appellee, Sycamore City School District

(a.k.a. Sycamore Community School District) Board of Education

("board"), at various times during the 1986-1987 through

1990-1991 school years. Eleven of the appellants provided

supplemental instruction to learning disabled ("LD") students

and the three remaining appellants provided supplemental

instruction in English as a second language ("ESL"). All of

the fourteen appellants held valid teaching certificates when

they performed tutorial duties for the board in the pertinent

time period.

Appellants were employed under individual "tutor"

contracts in which they agreed to perform LD and ESL "tutoring

services" on an "as needed basis" at an hourly rate of pay.

The tutors' salary schedules set a flat hourly rate for school

years 1986-1987 through 1988-1989 and included increases in the

hourly rates based on years of service for school years

1989-1990 and 1990-1991. The tutors' salary schedules did not

provide for increments based upon training and were not filed

with the Superintendent of Public Instruction pursuant to R.C.

3317.14. During school years 1986-1987 through 1990-1991, the

board made contributions to the State Teachers Retirement

System ("STRS") on behalf of each of the appellants, based on

wages paid to them as LD and ESL tutors. Funds under R.C.

Chapter 3317, the School Foundation Program, were paid to STRS

by the Ohio Department of Education on behalf of the board.

During the same period in which appellants were employed

under LD and ESL "tutor" contracts, the board entered into

several collective bargaining agreements with the Sycamore

Education Association, the exclusive collective bargaining

agent for all board employees with "teacher" contracts. The

collective bargaining agreements in effect during school years

1986-1987 through 1990-1991 covered all persons "employed as

teachers by the Board *** excluding *** all hourly paid

employees[.]" As the parties all concede, since appellants

were hourly paid employees when they were employed under the LD

and ESL "tutor" contracts, they were not included within the

bargaining unit, were not represented by the union, and were

not covered by the agreements. The teachers' salary schedules

in the collective bargaining agreements included increments

based upon training and years of service. Although the board

does not know whether the teachers' salary schedules were filed

with the Superintendent of Public Instruction pursuant to R.C.

3317.14, it submitted the schedules to the Ohio Department of

Education for school years 1986-1987 through 1990-1991. The

collective bargaining agreements also contained a grievance and

arbitration procedure.

During school years 1986-1987 through 1990-1991, all

appellants were paid in accordance with the tutors' salary

schedules for duties performed under their "tutor" contracts

and were not paid under either the teachers' salary schedules

incorporated in the collective bargaining agreements covering

this period or the R.C. 3317.13(C) minimum salary schedule for

teachers for these duties. In some of the school years in this

period, appellants Jane Duncan, Noreen D. Eyre, Susan H. Ford,

and Constance K. Weethee were also employed by the board as

teachers expressly covered under the collective bargaining

agreements and were paid the amounts set forth in the teachers'

salary schedules. However, these appellants were not given

experience credit by the board on the teachers' salary

schedules for past years of tutor service, and the union

eventually filed a grievance on their behalf.

In the collective bargaining agreement effective beginning

with the 1991-1992 school year, LD and ESL tutors, including

appellants, were brought into the bargaining unit and a

separate salary schedule was incorporated into the collective

bargaining agreement, providing for lower annual salaries for

tutors than other instructors. Shortly following appellants'

inclusion in the bargaining unit, they became aware of recent

court decisions concerning tutors, and in June 1992, they

demanded that the board properly compensate them for their

tutoring for school years 1986-1987 through 1990-1991. The

board refused appellants' demand.

Appellants instituted a mandamus action in the Hamilton

County Court of Appeals, seeking to compel the board to pay

them the difference between their actual pay as tutors and the

pay set forth in the collective bargaining agreements'

teachers' salary schedules for school years 1986-1987 through

1990-1991. Alternatively, appellants requested a writ

compelling the board to pay the difference between their pay as

tutors and the amounts mandated in the R.C. 3317.13(C)

teachers' minimum salary schedule. Appellants Duncan, Eyre,

Ford, and Weethee requested payment of the additional amounts

they would have received as classroom teachers if the board had

credited their years of service as tutors in computing their

salaries.

The parties submitted the matter to the court of appeals

on motions for summary judgment limited to the liability

issues. On January 26, 1994, the court of appeals granted the

board's motion for summary judgment and denied appellants'

petition for a writ of mandamus.

The cause is now before this court upon an appeal as of

right.

Gary Moore Eby, for appellants.

Taft, Stettinius & Hollister and Robert J. Townsend, for

appellee.

Per Curiam. The court of appeals granted the board's

motion for summary judgment and denied the writ because it

determined that the collective bargaining agreements' exclusion

of appellants from coverage prevailed over any provisions of

R.C. Chapters 3317 and 3319 containing more expansive

definitions of the term "teacher" or establishing conflicting

salary requirements. The court of appeals relied on R.C.

4117.10(A), which provides:

"An agreement between a public employer and an exclusive

representative entered into pursuant to this chapter governs

the wages, hours, and terms and conditions of public employment

covered by the agreement. *** Where no agreement exists or

where an agreement makes no specification about a matter, the

public employer and public employees are subject to all

applicable state or local laws or ordinances pertaining to the

wages, hours, and terms and conditions of employment for public

employees. *** [T]his chapter prevails over any and all other

conflicting laws, resolutions, provisions, present or future,

except as otherwise specified in this chapter or as otherwise

specified by the general assembly. ***" (Emphasis added.)

R.C. 4117.10(A) was designed to free public employees from

conflicting laws which may interfere with their right to

collectively bargain. State ex rel. Rollins v. Cleveland

Hts.-Univ. Hts. Bd. of Edn. (1988), 40 Ohio St.3d 123, 127, 532

N.E.2d 1289, 1293. "Except for laws specifically exempted, the

provisions of a collective bargaining agreement entered into

pursuant to R.C. Chapter 4117 prevail over conflicting laws."

State ex rel. Parsons v. Fleming (1994), 68 Ohio St.3d 509,

513, 628 N.E.2d 1377, 1381; Streetsboro Edn. Assn. v.

Streetsboro City School Dist. Bd. of Edn. (1994), 68 Ohio St.3d

288, 626 N.E.2d 110. A collective bargaining agreement does

not prevail over conflicting laws where it either does not

specifically cover certain matters, State ex rel. Clark v.

Greater Cleveland Regional Transit Auth. (1990), 48 Ohio St.3d

19, 22, 548 N.E.2d 940, 943, or no collective bargaining

agreement is in force. State ex rel. Internatl. Union of

Operating Engineers v. Cleveland (1992), 62 Ohio St.3d 537, 584

N.E.2d 727.

Appellants, when employed as LD and ESL tutors during the

pertinent school years, were excluded from the applicable

collective bargaining agreements because they were hourly paid

employees. Appellants were not members of the bargaining unit

represented by the unions when the agreements were negotiated,

executed, or in effect. R.C. 4117.10(A) specifies that public

employment collective bargaining agreements govern only the

wages, hours, and terms and conditions "covered by the

agreement." Since appellants were not covered by the

agreements, R.C. Chapters 3317 and 3319 governed appellants'

employment conditions. The court of appeals thus erred in

concluding otherwise.

Appellants contend that a tutor is a "teacher" under R.C.

3319.09(A), a tutor is entitled to compensation according to

the board's duly adopted pay schedule under R.C. 3317.14, and a

tutor may obtain back pay by way of mandamus, citing State ex

rel. Tavenner v. Indian Lake Local School Dist. Bd. of Edn.

(1991), 62 Ohio St.3d 88, 578 N.E.2d 464, and State ex rel.

Brown v. Milton-Union Exempted Village Bd. of Edn. (1988), 40

Ohio St.3d 21, 531 N.E.2d 1297. The board asserts that tutors

are not teachers for purposes of determining whether they are

entitled to be paid under the teachers' salary schedule

specified in R.C. 3317.13 and 3317.14.

In Brown and Tavenner, the court relied on the R.C.

3319.09(A) definition of "teacher." R.C. 3319.09 provides:

"As used in sections 3319.08 to 3319.18, inclusive, of the

Revised Code:

"(A) 'Teacher' means all persons certified to teach and

who are employed in the public schools of this state as

instructors, principals, supervisors, superintendents, or in

any other educational position for which the state board of

education requires certification including persons having a

certificate issued pursuant to sections 3319.22 to 3319.31,

inclusive, of the Revised Code, and employed in an educational

position, as determined by the state board of education, under

programs provided for by federal acts or regulations and

financed in whole or in part from federal funds, but for which

no certification requirements for the position can be made

under the provisions of such federal acts or regulations."

(Emphasis added.)

Although Brown and Tavenner utilized the R.C. 3319.09(A)

definition of "teacher" for purposes of placement of tutors on

the teachers' salary schedule required by R.C. 3317.13 and

3317.14, this definition "is expressly applicable only to

teaching contracts and conditions of employment set forth in

[R.C.] 3319.08 to 3319.18," the Teacher Tenure Act. Buchter,

Scriven & Sheeran, Baldwin's Ohio School Law (1993) 145,

Section 8.02. In that limited extent, we hold that Brown and

Tavenner applied the incorrect statutory provision in their

analyses. R.C. 3317.13 provides a minimum salary schedule for

teachers and contains its own definition of "teacher" in

subsection (A)(2):

"'Teacher' means all teachers employed by school district

boards of education ***."

While the R.C. 3317.13(A)(2) definition of "teacher" is

somewhat circular, see Buchter, Scriven & Sheeran, supra, at

190, Section 10.02, fn. 11, R.C. 3317.13 and 3317.14 use the

word in its ordinary sense, not as a term of art. Wood v.

Trotwood Madison Bd. of Edn. (June 12, 1990), Montgomery App.

No. CA 11836, unreported. Words used in a statute must be

taken in their usual, normal or customary meaning. R.C. 1.42;

State ex rel. Cassels v. Dayton City School Dist. Bd. of Edn.

(1994), 69 Ohio St.3d 217, 220, 631 N.E.2d 150, 153. A

"teacher" is "[o]ne who teaches or instructs," and a "tutor" is

"[o]ne who teaches, usually a private instructor." Black's Law

Dictionary (6 Ed.1990) 1463 and 1518. The evidence in the

record is uncontroverted that appellants, when employed as LD

and ESL tutors, provided instruction to students and were

employed by the board. Therefore, appellants were teachers for

purposes of the statutes relating to teacher salaries, R.C.

3317.13 and 3317.14.

Nevertheless, R.C. 3317.13(A)(2) must be read in

conjunction with R.C. 3319.30, which provides that "no person

shall receive any compensation for the performance of duties as

teacher in any school supported wholly or in part by the state

or federal funds who has not obtained a certificate of

qualification for the position as provided for by section

3319.22 of the Revised Code and which certificate shall further

certify to the good moral character of the holder thereof.

***" The board admitted that thirteen of the fourteen

appellants held valid teaching certificates during the relevant

school years.

The board contends that Judith J. Pryor, an ESL tutor, is

not entitled to any back pay because her teaching certificate

does not include certification for teaching English to speakers

of other languages. The board relies on Ohio Adm. Code Section

3301-23-21, which states in pertinent part:

"*** [T]eaching validations may be approved for grade

levels set forth in rules 3301-23-01 to 3301-23-07 of the

Administrative Code and for the following:

"***

"(F) Teaching English to speakers of other languages

***." (Emphasis added.)

However, R.C. 3319.30 requires only a "certificate of

qualification for the position as provided for by section

3319.22 of the Revised Code" and a certification of the "good

moral character of the holder" in order to avoid denial of

compensation. See, generally, Whitley v. Canton City School

Dist. Bd. of Edn. (1988), 38 Ohio St.3d 300, 528 N.E.2d 167.

R.C. 3319.22 provides that teachers' certificates may be issued

in several different types, including:

"(B) Elementary, valid for teaching in grades one to eight;

"(C) Middle grades, valid for teaching the subjects named

in such certificate in grades four to nine;

"(D) High school, valid for teaching the subjects named in

such certificate in grades seven to twelve[.]"

While the board contended below that appellant Pryor never

held any valid teaching certificate for the 1989-1990 school

year, it now concedes that the evidence established that she

did possess a teaching certificate. The uncontroverted

evidence shows that appellant Pryor held an elementary teaching

certificate, valid for teaching in grades one through eight

during the relevant period. The certificate contained the

additional certification that she was of good moral character

and that she had satisfactorily completed the minimum

requirements prescribed by the State Board of Education.

Since appellant Pryor was properly certified under R.C.

3319.22(B), her elementary teaching certificate, unlike those

for middle grades or high school as specified in R.C.

3319.22(C) and (D), was valid for teaching in grades one

through eight without limitation as to subject matter. See,

e.g., Fisler v. Mayfield City School Dist. Bd. of Edn. (Oct.

31, 1985), Cuyahoga App. No. 49548, unreported. The board did

not present any competent factual evidence to rebut appellants'

evidence that Pryor was properly certified under R.C.

3319.22(B), e.g., there was no evidence that appellant Pryor

taught in other grades besides one through eight during the

pertinent school year. Further, the board's summary contention

on appeal is limited to Ohio Adm. Code 3301-23-21(F)'s

validation procedure, and does not mention R.C. 3319.22(B)'s

provision for elementary certification, which allows the holder

to teach in the stated grades without requiring additional

certification in specific subjects. Under these circumstances,

appellant Pryor was properly certified in order to entitle her

to be compensated as an ESL tutor. Therefore, all appellants

were "teachers" for purposes of R.C. 3317.13 and 3317.14 and

were not barred by R.C. 3319.30 from compensation for their

duties as tutors.

"Generally, an hourly rate [for tutors] which is agreed

upon in collective bargaining, and incorporated in the

collective bargaining agreement, may be less than the rate of

compensation provided by the salary schedule. If, however,

there is no separate pay rate for tutors set forth in the

agreement, or if the tutors in question are not members of the

bargaining unit, the tutors are subject to [Brown] and must be

paid 'in accordance with' the [board's duly adopted teachers'

salary] schedule." 1 Baker, Ohio School Law (1993) 334,

Section 7.44.1; see, also, Brown and Tavenner, supra. Since

appellants were not members of the collective bargaining unit

nor covered by the agreements when they were employed as LD and

ESL tutors, they must be paid in accordance with the board's

teachers' salary schedules for the subject school years. The

board asserts that since the teachers' salary schedules were

adopted as a result of collective bargaining rather than under

R.C. 3317.14, appellants are not entitled to the difference

between what they would have earned under the agreements and

what they were paid as tutors, but are entitled, at most, only

to the difference between the R.C. 3317.13(C) minimum teachers'

salary schedule amounts and the sums they were paid.

R.C. 3317.14 states:

"Any board of education participating in funds distributed

under Chapter 3317. of the Revised Code shall annually adopt a

teachers' salary schedule with provision for increments based

upon training and years of service. ***

"On the fifteenth day of October of each year the salary

schedule in effect on that date in each school district shall

be filed with the superintendent of public instruction. A copy

of such schedule shall also annually be filed by the board of

education of each local school district with the county

superintendent of schools, who thereupon shall certify to the

treasurer of such local district the correct salary to be paid

to each teacher in accordance with the adopted schedule."

The board participated in funds distributed under R.C.

Chapter 3317, the school foundation program, since it admitted

that during the school years at issue, R.C. Chapter 3317 funds

were paid on its behalf by the Ohio Department of Education to

STRS. The teachers' salary schedules adopted by the board and

incorporated in the collective bargaining agreements were the

only schedules containing provisions for "increments based upon

training and years of service" as required by R.C. 3317.14.

Although the board indicated it did not know if the schedules

were filed with the Superintendent of Public Instruction as

also required by R.C. 3317.14, they were filed with the

Department of Education.

The foregoing evidence establishes that the teachers'

salary schedules contained in the collective bargaining

agreements were filed and adopted in substantial compliance

with R.C. 3317.14. Therefore, appellants possessed a statutory

right to be paid in accordance with those schedules during

school years 1986-1987 through 1990-1991. The fact that the

schedules were also contained in the collective bargaining

agreements from which appellants were excluded does not vitiate

this result, since appellants' claim is premised on R.C.

3317.14 rather than the agreements. Appellants thus have a

clear legal right to the difference between the amounts they

were paid as tutors and the amounts they should have been paid

under the board's duly adopted teachers' salary schedule. The

board has a corresponding legal duty to pay this compensation.

The board contends that even if the court of appeals'

rationale was erroneous, its judgment denying appellants'

complaint for a writ of mandamus was proper because appellants

had various adequate remedies at law. A writ of mandamus will

not be issued when there is a plain and adequate remedy in the

ordinary course of the law. R.C. 2731.05. In order for an

alternate remedy to be considered adequate, the remedy must be

complete, beneficial, and speedy. See, e.g., State ex rel.

Horwitz v. Cuyahoga Cty. Court of Common Pleas, Probate Div.

(1992), 65 Ohio St.3d 323, 328, 603 N.E.2d 1005, 1009. The

board claims that appellants had several adequate remedies,

including a complaint to the superintendent under R.C.

3317.13(B), declaratory judgment, a contest to their exclusion

from the bargaining unit, and the grievance and arbitration

procedure set forth in the collective bargaining agreements.

R.C. 3317.13(B) provides in part:

"Upon written complaint to the superintendent of public

instruction that the board of education of a district has

failed or refused to annually adopt a salary schedule or to pay

salaries in accordance with the salary schedule set forth in

division (C) of this section, the superintendent of public

instruction shall cause to be made an immediate investigation

of such complaint. If the superintendent finds that the

conditions complained of exist, he shall order the board to

correct such conditions within ten days from the date of the

finding. No moneys shall be distributed to the district under

this chapter until the superintendent has satisfactory evidence

of the board of education's full compliance with such order."

In State ex rel. Tavenner v. Indian Lake Local School

Dist. Bd. of Edn. (May 16, 1990), Logan App. No. 8-90-3,

unreported, affirmed in part and reversed in part on other

grounds in Tavenner, supra, 62 Ohio St.3d 88, 578 N.E.2d 464,

the appellate court rejected a similar argument:

"In this regard, we note that R.C. 3317.13(B) provides

only for an investigation of either (1) a failure or refusal to

adopt an annual salary schedule or (2) a failure to pay

salaries in accordance with the state minimum salary schedule.

However, the instant claim does not concern either subject

contained in R.C. 3317.13(B). Instead, we are concerned with

respondents' failure to pay relator in accordance with the

district's adopted Teachers' Salary Schedule. Therefore we do

not find the statute to provide a plain and adequate remedy at

law. "

Similarly, neither declaratory judgment nor the right to

contest the bargaining unit is an adequate legal remedy. A

declaratory judgment would not provide back pay and would not

be complete without a mandatory injunction. See, e.g., State

ex rel. Kmart Corp. v. Westlake Planning Comm. (1994), 68 Ohio

St.3d 151, 158, 624 N.E.2d 714, 720; State ex rel. Fenske v.

McGovern (1984), 11 Ohio St.3d 129, 11 OBR 426, 464 N.E.2d 525,

paragraph two of the syllabus. A contest to the composition of

the bargaining unit would not have necessarily resulted in

"complete relief," since the tutors would not then have to be

compensated pursuant to the same salary schedule, and

appellants' claims for relief arose subsequent to the 1985

certification of the bargaining unit. It is well settled that

a claim by a public employee of entitlement to wages or

benefits which are granted by statute is actionable in

mandamus. State ex rel. Madden v. Windham Exempted Village

School Dist. Bd. of Edn. (1989), 42 Ohio St.3d 86, 88, 537

N.E.2d 646, 647; State ex rel. Gingrich v. Fairfield City

School Dist. Bd. of Edn. (1985), 18 Ohio St.3d 244, 245, 18 OBR

300, 301, 480 N.E.2d 485, 486.

Appellants' complaint also contained a claim by appellants

Duncan, Eyre, Ford, and Weethee for payments of additional

amounts they would have received if the board had credited

their years of service as tutors in computing their salaries as

teachers under the collective bargaining agreement. These

appellants were covered under the collective bargaining

agreements and were paid amounts provided in the teachers'

salary schedules. They filed a grievance concerning the matter

and it was set for arbitration. The grievance and arbitration

procedures were complete, beneficial, and speedy as to this

claim. "[A] reviewing court is not authorized to reverse a

correct judgment merely because erroneous reasons were assigned

as a basis thereof." Cassels, supra, 69 Ohio St.3d at 222, 631

N.E.2d at 154. Accordingly, the court of appeals did not err

in granting the board's motion for summary judgment and denying

a writ of mandamus as to appellants Duncan, Eyre, Ford, and

Weethee's claims regarding their teachers' salaries.

Finally, the board asserts that the court of appeals

properly denied appellants' request for mandamus relief because

of equitable estoppel, laches, and waiver. Equitable estoppel

prevents relief when one party induces another to believe

certain facts exist and the other party changes his position in

reasonable reliance on those facts to his detriment. Madden,

supra, 42 Ohio St.3d at 90, 537 N.E.2d at 649. The doctrine of

equitable estoppel generally requires actual or constructive

fraud. State ex rel. Richard v. Bd. of Trustees of Police &

Firemen's Disability & Pension Fund (1994), 69 Ohio St.3d 409,

414, 632 N.E.2d 1292, 1296. Contrary to the argument of the

board, there is no evidence that appellants, either

intentionally or through culpable negligence, misled the board

by continuing to accept tutors' compensation following this

court's December 1988 decision in Brown. Appellants'

affidavits indicated that they were unaware of their rights

under Brown and Tavenner prior to their inclusion in the

bargaining unit for the 1991-1992 school year, and never made

any misrepresentations to the board. The board's estoppel

defense lacks merit.

"The elements of a laches defense are (1) unreasonable

delay or lapse of time in asserting a right, (2) absence of an

excuse for such delay, (3) knowledge, actual or constructive,

of the injury or wrong, and (4) prejudice to the other party."

State ex rel. Cater v. N. Olmsted (1994), 69 Ohio St.3d 315,

325, 631 N.E.2d 1048, 1056. There is no evidence that the

board's ability to defend against appellants' mandamus suit was

prejudiced by the delay. Prejudice will not be inferred from a

mere lapse of time. Madden, supra, 42 Ohio St.3d at 91, 537

N.E.2d at 650.

The board's waiver argument is also meritless. Waiver is

a voluntary relinquishment of a known right. Id. at 89, 537

N.E.2d at 648. Brown rejected a similar argument that

acceptance and performance of a tutorial service limited

contract waived a right to a continuing contract. Id., 40 Ohio

St.3d at 27, 531 N.E.2d at 1303. Subsequent appellate court

opinions have also rejected waiver defenses in tutor back pay

cases. State ex rel. Fink v. Grandview Hts. City School Dist.

Bd. of Edn. (May 12, 1994), Franklin App. No. 93APE10-1462,

unreported; Cuyahoga Falls Edn. Assn. v. Cuyahoga Falls City

School Dist. Bd. of Edn. (Nov. 20, 1991), Summit App. No.

14962, unreported.

Accordingly, the court of appeals erred in failing to

grant appellants a writ of mandamus compelling the board to pay

them the difference between their pay as tutors and the pay set

forth in the collective bargaining agreements' teachers' salary

schedules for the period from 1986-1987 through 1990-1991.

Since the damage and other issues, e.g., interest, have not yet

been resolved, the court of appeals must address these issues

on remand. The summary judgment and denial of mandamus relief

are affirmed as to appellants Duncan, Eyre, Ford, and Weethee's

claim for increased compensation during the years they were

covered by the collective bargaining agreements.

Judgment affirmed in part,

reversed in part

and cause remanded.

Moyer, C.J., A.W. Sweeney, Wright, Resnick and F.E.

Sweeney, JJ., concur.

Douglas, J., concurs in judgment only.

Pfeifer, J., dissents and would affirm in toto.

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