“this court has unambiguously explained that special masters are expected to consider the credibility of expert witnesses in evaluating petitions for compensation under the Vaccine Act”
How later courts described this case
- “this court has unambiguously explained that special masters are expected to consider the credibility of expert witnesses in evaluating petitions for compensation under the Vaccine Act”
- “[g]iven the inconsistencies between petitioner's testimony and his contemporaneous medical records, the special master's decision to rely on petitioner's medical 35 records was rational and consistent with applicable law”
- “uniquely in this Circuit, the Daubert factors have been employed also as an acceptable evidentiary-gauging tool with respect to persuasiveness of expert testimony already admitted”
- “[i]t has generally been held that oral testimony which is in conflict with contemporaneous documents is entitled to little evidentiary weight.”
Written by the judges who cited it.
The opinion
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
No. 21-758V
************************* Chief Special Master Corcoran
KELLEY KACZEROWSKI, *
* Filed: August 28, 2025
Petitioner, *
*
v. *
*
SECRETARY OF HEALTH AND *
HUMAN SERVICES, *
*
Respondent. *
*
*************************
Leah V. Durant, Law Offices of Leah V. Durant, Washington, DC, for Petitioner.
Nina Y. Ren, U.S. Department of Justice, Washington, DC, Respondent.
ENTITLEMENT DECISION 1
On January 15, 2021, Kelly Kaczerowski filed a petition seeking compensation under the
National Vaccine Injury Compensation Program (the “Vaccine Program). 2 Petitioner alleges that
she suffered Guillain-Barré syndrome (“GBS”) as a result of receiving the tetanus-diphtheria-
acellular-pertussis (“Tdap”) vaccine on July 25, 2019. Petition (ECF No. 1) at 1.
I determined that this matter could be fairly resolved via ruling on the record, and both
sides filed briefs in support of their positions. Petitioner’s Brief, filed November 15, 2024 (ECF
No. 46) (“Br.”); Respondent’s Opposition, filed January 17, 2025 (ECF No. 47) (“Opp.”);
Petitioner’s Reply, filed February 28, 2025 (ECF No. 49). The matter is now ripe for resolution.
For the reasons set forth in more detail below, I hereby deny entitlement. Petitioner has not
preponderantly established that the Tdap vaccine can cause GBS, or did so to her.
1
Under Vaccine Rule 18(b), each party has fourteen (14) days within which to request redaction “of any information
furnished by that party: (1) that is a trade secret or commercial or financial in substance and is privileged or
confidential; or (2) that includes medical files or similar files, the disclosure of which would constitute a clearly
unwarranted invasion of privacy.” Vaccine Rule 18(b). Otherwise, the whole Decision will be available to the public
in its present form. Id.
2
The Vaccine Program comprises Part 2 of the Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat.
3758, codified as amended at 42 U.S.C. §§ 300aa-10 through 34 (2012) (“Vaccine Act” or “the Act”). Individual
section references hereafter will be to § 300aa of the Act (but will omit that statutory prefix).
I. Factual Background
Petitioner was thirty-one years old and in her third trimester of pregnancy when she
received a Tdap vaccine at a routine prenatal visit on July 25, 2019. Ex. 1 at 1; Ex. 7 at 232, 381.
Her medical history included systemic lupus erythematous (“SLE”) and psoriasis. Ex. 7 at 384.
She had received Tdap doses on three prior occasions, with the most recent one administered on
May 10, 2018 (during the third trimester of a prior pregnancy). Id. at 378.
There is no record evidence of any immediate reaction. However, on Monday, August 19,
2019 (twenty-six days post-vaccination), Petitioner went to an Obstetric Triage reporting high
blood pressure, dizziness, and sweating over the weekend, adding that she had experienced over
that timeframe a fever of 101.7˚F. Ex. 3 at 475. She had also been experiencing hip and back pain,
treating it with over-the-counter pain medications. Id. Although a physical exam produced normal
results, a comprehensive metabolic panel revealed, inter alia, elevated liver function test results
and high lactate dehydrogenase, atypical lymphocytes relative, and protein/creatine urine ratio
levels. Id. at 478–80. Petitioner was informed to increase her hydration and discharged home. Id.
at 481.
A few days later (August 22, 2019), Ms. Kaczerowski went to her obstetrician (“OB”) and
reported headaches plus “some pain and tingling” in her arms, hands, and fingers. Ex. 7 at 411.
She also noted the fever she had just experienced. Id. The OB was unable to propose an
explanation for these symptoms, and recommended continued monitoring and follow-up. Id.
Petitioner returned to her OB on August 29, 2019. Ex. 3 at 532. She had now been
experiencing intermittent dizziness for the past week (becoming constant the day before), which
was “so bad last night she was unable to walk much [as a nurse] at work so her tech pushed her
around in a wheelchair.” Id. She again noted headaches beginning two weeks prior (mostly
nonresponsive to Tylenol), shortness of breath (alleviated with an inhaler she had for her asthma),
and intermittent nausea (which she had experienced throughout her pregnancy). Id. The OB did
not perform a neurologic exam, and Petitioner’s physical exam was normal. Id. at 534–35. But
laboratory results revealed, inter alia, many elevated readings (elevated lactate dehydrogenase,
uric acid, atypical lymphocytes relative, lymphocytes absolute, and urine protein concentration,
among other things). Id. at 535–36. After receiving an analgesic, Petitioner’s headache resolved
within an hour, and she was diagnosed with headache/dizziness and instructed to avoid work. Id.
at 537.
Ms. Kaczerowski went back to her OB on September 2, 2019. Ex. 3 at 619. She was now
experiencing left-sided facial numbness, increased weakness (which caused her to fall forward
onto her knees and hands), numbness and paresthesia of her extremities bilaterally, and headaches
that had resolved with medication. Id.; see also id. at 612 (Petitioner recalled that her paresthesia
began two weeks prior). Other than left maxillary numbness, Petitioner’s neurologic exam was
2
normal, but she was admitted to the hospital’s antepartum unit for observation and a neurology
consultation. Id. at 619, 621–22.
The next day, Petitioner had a neurology consultation. Ex. 3 at 628. The neurologist
documented that her headaches had begun in early August 2019, and that she had experienced a
two-day high temperature (101–102˚F) beginning on August 17th, with numbness and tingling in
her bilateral upper extremities beginning on August 19th, numbness in her bilateral lower
extremities with joint pain and weakness beginning on August 26th, and left facial numbness
beginning on September 2nd. Id. On exam, petitioner displayed limb ataxia (worse on the left),
right facial droop and abnormal sensation on the left side, and a lack of deep tendon reflexes in
the bilateral lower extremities. Id. at 628–29.
During her hospitalization, Petitioner underwent additional testing, and was eventually
diagnosed with GBS. Ex. 3 at 629, 640, 645–46 (unremarkable brain and c-spine MRI and head
and neck MRA); id. at 670–71 (lumbar puncture showed albuminocytological dissociation); id.
at 677, 690–92 (electromyography/nerve conduction study “showed generalized primary
demyelinating sensory motor polyneuropathy consistent with the clinical diagnosis of GBS”). She
also had positive antinuclear antibodies (“ANA”) at 1:160 in a speckled pattern; positive GM2
IgG-IgM, GD1a IgG-IgM, and GD1b IgG-IgM antibodies; and equivocal GM1 IgG-IgM
antibodies. Id. at 1028, 1031–32. Her positive GM2 antibody titer levels were deemed “supportive
but not specific for GBS,” but the lab work comments also noted that “[t]he role of isolated anti-
GM2 antibodies is unknown.” Id. at 799, 802.
On September 5, 2019, Petitioner delivered her baby without any complications, and
started a five-dose course of plasmapheresis. Ex. 3 at 706, 739. She gradually improved and was
discharged on September 12, 2019. Id. at 762, 917, 928, 974, 1149. Petitioner’s subsequent
records relate to her recovery from GBS and treatment for unrelated conditions, but do not shed
light on the entitlement issues to be resolved in this action, and are therefore not discussed further.
II. Expert Reports
A. Petitioner’s Expert – Dr. Carlo Tornatore
Dr. Tornatore is a neurologist, and he prepared four written reports in this case. See Report,
dated February 12, 2022, filed as Ex. 13 (ECF No. 18-1) (“First Tornatore Rep.”); Report, dated
April 3, 2023, filed as Ex. 25 (ECF No. 27-1) (“Second Tornatore Rep.”); Report, filed November
21, 2023, as Ex. 39 (ECF No. 32-1) (“Third Tornatore Rep.”); Report, filed May 28, 2024, as Ex.
55 (ECF No. 41-1) (“Fourth Tornatore Rep.”).
Dr. Tornatore graduated from Cornell University with a Bachelor of Arts and Sciences in
Neurobiology, and attended Georgetown University Medical Center, where he received a Master
3
of Science in Physiology. Curriculum Vitae, filed as Ex. 14 (ECF No. 18-2) (“Tornatore CV”) at
2. He subsequently graduated from medical school at Georgetown University School of Medicine,
completing a residency in the Department of Neurology at Georgetown University Hospital. Id.
Dr. Tornatore also completed a fellowship in Molecular Virology at the National Institute of Health
in Bethesda, Maryland. Id. He has published multiple articles addressing demyelinating disorders
and their pathology. Id. at 8–13. Currently, Dr. Tornatore serves as a Professor and Chairman of
the Department of Neurology at Georgetown University Medical Center, Chairman and
Neurologist-in-Chief of the Department of Neurology at Medstar Georgetown University Hospital
in Washington, D.C., and Medstar Health’s Regional Director Neurology. Id. at 3. Currently, Dr.
Tornatore follows approximately 373 patients with TM, and a few hundred others with varying
demyelinating disorders. Tornatore CV at 3.
First Report
The initial section of Dr. Tornatore’s first report featured a lengthy review of Petitioner’s
medical history, consistent with what is set forth above. First Tornatore Rep. at 2–17. He did,
however, glean from it some specifics factors that he deemed especially relevant to the case. In
particular, he noted that the timing of Petitioner’s onset of GBS as occurring within her third
pregnancy trimester—which he deemed “a period of relative immunosuppression,” and hence
suspicious for the development of an idiopathic autoimmune disease (absent some unusual
environmental signal—here, vaccination). First Tornatore Rep. at 17.
Dr. Tornatore next provided a brief explanation of GBS. He deemed it an “autoimmune
demyelinating neuropathy” impacting the peripheral nervous system, and understood to be
instigated by antigens from either a viral/bacterial infection or (in some limited cases) vaccination.
Id. at 18. An autoimmune attack on nerve myelin, due to cross-reactivity with antibodies produced
in response to the stimulating antigens, would drive GBS. Its symptomatic features include
extremity weakness and numbness, and could also feature facial weakness. Id. at 18.
That cross-reactivity would occur as a result of molecular mimicry between the presenting
foreign antigens and self-tissue myelin structures. First Tornatore Rep. at 18–19; R. Hughes & D.
Cornblath, Guillain-Barré Syndrome, 366 Lancet 1653 (2005), filed as Ex. 15 (ECF No. 20-1)
(“Hughes & Cornblath”), at 1660. The general concept of mimicry, or shared homology between
amino acid sequences in viral/bacterial antigens and host structures, was well accepted in
science—along with the fact that this could result in antibodies produced in reaction to a foreign
antigen to mistakenly attacking self. Id. at 19. But Dr. Tornatore acknowledged that medical
science had not identified a cross-reactive antibody likely causal for most patients suffering from
4
the common form of GBS, acute inflammatory demyelinating polyneuropathy (“AIDP”). First
Tornatore Rep. at 19; Hughes & Cornblath at 1659. 3
Vaccines, Dr. Tornatore maintained, could also likely trigger an autoimmune process
leading to GBS from molecular mimicry. First Tornatore Rep. at 19–20. It was known already that
the swine flu vaccine had been associated with inflammatory demyelinating polyneuropathies like
GBS. L. Schonberger et al., Guillain-Barré Syndrome Following Vaccination in the National
Influenza Immunization Program, United States, 1976–1977, 110 Am. J. Epid. 2:105 (1979), filed
as Ex. 18 (ECF No. 20-4) (“Schonberger”). There was also some support for a relationship between
GBS and tetanus-containing vaccines. J. Pollard & G. Selby, Relapsing Neuropathy Due to
Tetanus Toxoid: Report of a Case, 37 J. Neurol. Sci. 113 (1978), filed as Ex. 19 (ECF No. 20-5)
(“Pollard & Selby”). Pollard & Selby, however, is merely a 47 year-old case report—and it
involved an individual who experienced three documented instances of relapse of neuropathic
symptoms after receipt of a tetanus toxoid vaccine—a fact pattern distinguishable from this
Petitioner’s experience (and as noted herein, there are other reasons to question Pollard & Selby’s
probative value in this case).
In addition, Dr. Tornatore noted the existence of case reports and series observing a
temporal association between different vaccines (other than the flu vaccine) and GBS. First
Tornatore Rep. at 19–20; N. Souayah et al., Guillain-Barré Syndrome After Vaccination in United
States: Data from the Centers for Disease Control and Prevention/Food and Drug Administration
Vaccine Adverse Event Reporting System (1990-2005), 11 Neuromusc. Dis. 1:1 (2009), filed as
Ex. 22 (ECF No. 20-8) (“Souayah”). Relying on VAERS 4 passive surveillance data, Souayah
noted a number of other vaccines that might also be associated with GBS, although (a) a flu vaccine
association was the most commonly-observed, and (b) tetanus-containing vaccines came in third
place in term of how often post-vaccination GBS was reported. Souayah at 2 (Table 1), 3.
3
Dr. Tornatore also briefly referenced another kind of molecular mechanism that could explain an autoimmune
process prompted by a foreign antigen—“degeneracy” of T and B cells nonspecific to the presenting antigen. First
Tornatore Rep. at 20; D. Mason, A Very High Level of Crossreactivity is an Essential Feature of the T Cell Receptor,
19 Immunol. Today 9:395 (Sept. 1998), filed as Ex. 23 (ECF No. 20-9) (“Mason”). But he did not provide details as
to how this kind of nonspecific activation was likely vaccine-sparked, and overall relied more heavily on the standard
kind of molecular mimicry mechanism (cross-reactivity driven by autoantibodies generated by antigenic mimics)
usually featured in Program cases.
4
The Vaccine Adverse Event Reporting System (“VAERS”) is a national warning system designed to detect safety
problems in U.S.-licensed vaccines. See About VAERS, VAERS, https://vaers.hhs.gov/about.html (last visited August
20, 2025). It is managed by both the CDC and the FDA. VAERS monitors and analyzes reports of vaccine related
injuries and side effects from both healthcare professionals and individuals. But it has been observed in the Program
that VAERS data is not particularly probative of causation, unless supplemented with other reliable evidence—since
a VAERS report only establishes a temporal, post-vaccination occurrence, and does not independently confirm the
reported adverse event either. See also Vig v. Sec'y of Health & Human Servs., No. 01–198V, 2013 WL 6596683, at
*17 (Fed. Cl. Spec. Mstr. Nov. 14, 2013) (“VAERS is a stocked pond, containing only reports of adverse events after
vaccinations but no data about the number of vaccines administered or the occurrence of the same adverse event in
individuals who have not been vaccinated”).
5
Souayah’s authors also acknowledged the limitations on reliance on uncorroborated VAERS
reports. Id. at 5.
Dr. Tornatore also contended that Petitioner’s onset (within four to five weeks of
vaccination) was medically acceptable, when measured from the date she received the Tdap
vaccine. First Tornatore Rep. at 20–21. To support this opinion, he relied on Schonberger—a study
more than forty years old involving the swine flu vaccine, which had observed an increased risk
of a demyelinating polyneuropathy “within the 5-week period after vaccination but extended out
to 10 weeks.” Schonberger at 112. He also referenced an article commenting on the epidemiology
connecting the swine flu vaccine to GBS, noting the extent to which it confirmed the capacity of
the vaccine to result in the production of the anti-ganglioside antibodies (known from research
involving bacterial infections to cross-react via molecular mimicry and cause demyelination),
adding that the article “may be relevant to the Dtap vaccine and [Petitioner],” since she had tested
positive for the same antibodies. I. Nachamkin et al., Anti-Ganglioside Antibody Induction by
Swine (A/NJ/1976/H1N1) and Other Influenza Vaccines: Insights into Vaccine-Associated
Guillain-Barré Syndrome, 198 J. Infect. Dis. 15:226 (July 2008), filed as Ex. 24 (ECF No. 20-10)
(“Nachamkin”), at 230 (swine flu vaccine induced antiganglioside antibodies in animal study). But
Nachamkin does not address the capacity of the Tdap vaccine to cause the creation of these same
antibodies.
Second Report
Dr. Tornatore devoted his second written report to attempting to rebut the points raised by
Respondent’s two experts—Drs. Dara Jamieson (a neurologist) and Marcela Pasetti (an
immunologist).
First, Dr. Tornatore denied that he had proposed that autoimmune disease could not occur
in pregnancy, but instead repeated his prior contention that because GBS in that context would be
“distinctly unusual,” it was reasonable to suspect some kind of external, aberrant immune
stimulation (here, receipt of the Tdap vaccine) as causal. Second Tornatore Rep. at 2, 11. He
emphasized that “the cellular and humoral elements during pregnancy are distinctly different than
the non-pregnant state,” although he acknowledged that “the extent is highly variable,” as studies
were inconsistent in what they observed. Id. at 12–13.
In so maintaining, Dr. Tornatore challenged the relevance of literature cited by Dr.
Jamieson that was specific to neuromyelitis optica spectrum disorder (“NMOSD”)—a central
nervous system (“CNS”) demyelinating condition. Id. Studies involving NMOSD conditions had
in fact observed higher relapse rates in pregnant subjects (who already had been diagnosed with
an NMOSD) during their third trimester (when compared to patients with multiple sclerosis)—but
with all groups displaying an increased risk of relapse in the post-partum phase. Id. at 2–3; B.
Bourre et al., Neuromyelitis Optica and Pregnancy, 78 Neurol. 875 (March 2012), filed as Ex. 26
6
(ECF No. 28-1) (“Bourre”), at 878. (Bourre also, however, emphasized that the immunologic
impacts of pregnancy on different disease processes could vary by disease, and was not purely
negative or positive. Bourre at 878). Other articles reached similar findings. Second Tornatore
Rep. at 3–5 (citations omitted).
One of these studies had speculated that a tapering off of immunosuppressive medications
prior to pregnancy in patients with a preexisting NMOSD might explain a higher relapse rate while
pregnant (in the first trimester). E. Klawiter et al., High Risk of Postpartum Relapses in
Neuromyelitis Optica Spectrum Disorder, 89 Neurol. 2238 (Nov. 2017), filed as Ex. 29 (ECF No.
28-4), at 2242. Dr. Tornatore deemed this significant, because it suggested that natural
immunosuppression (which would be heightened as pregnancy advanced) would prevent onset of
relapse in an autoimmune disease context. Second Tornatore Rep. at 5–8. Accordingly, Dr.
Tornatore reasoned, pregnancy likely afforded some kind of protections against autoimmune
diseases—highlighting the receipt of the Tdap vaccine as a notable likely trigger. Id. at 8.
Second, Dr. Tornatore questioned the proper interpretation of evidence relied upon by Dr.
Jamieson to suggest that GBS incidence in pregnant women was no different than the general
population. Q. Cheng et al., Increased Incidence of Guillain-Barré Syndrome Postpartum, 9
Epidem. 601, 603 (1998), filed as Ex. A Tab 6 (ECF No. 22-7) (“Cheng”) (“[t]he risk for GBS
during pregnancy appears to be similar to that in non-pregnant women”). In fact, Dr. Tornatore
emphasized, Cheng recognized an increased GBS incidence within a month of delivery—which
corroborated his argument that “pregnancy is indeed a state of immunosuppression.” Second
Tornatore Rep. at 8; Cheng at 604 (noting an increased risk immediately after delivery). This, plus
Petitioner’s prior exposure to the Tdap vaccine, made it likely that its receipt was responsible for
triggering her GBS.
Next, Dr. Tornatore emphasized again his view that Petitioner’s initial, pre-neurologic
symptoms were likely early precursors of her GBS. Second Tornatore Rep. at 9–10. He
characterized these symptoms (intermittent fevers, sweating, dizziness) as “dysautonomia,” and
noted that literature supported the conclusion that GBS often impacted the autonomic nervous
system. 5 Z. Zaeem et al., Autonomic Involvement in Guillain-Barré Syndrome: An Update, 29
Clin. Autonom. Rs. 289 (2019), filed as Ex. 32 (ECF No. 28-7) (“Zaeem”). However, Zaeem seems
to embrace the overall concept that these kinds of symptoms would be secondary to GBS’s classic
presenting symptoms, rather than occur first. Thus, Zaeem notes that because GBS patients “are
often stable on initial presentation,” it is critical that individuals diagnosed with GBS be monitored
5
Autonomic Nervous System is defined as “the portion of the nervous system concerned with regulation of the activity
of cardiac muscle, smooth muscle, and glandular epithelium; usually restricted to the two visceral efferent peripheral
components, the sympathetic nervous system, and the parasympathetic nervous system.” Autonomic Nervous System,
Dorland’s Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=111779&searchterm=autonomic+nervous+system (last
visited August 20, 2025).
7
later for dysautonomic conditions that may subsequently arise. Zaeem at 289, 293. In fact, Zaeem
reviews the kind of autonomic-related concerns that could follow GBS already caused by other
factors, like a bacterial Campylobacter jejuni infection. Id. at 292 (“[t]he intimate supply of the GI
track with autonomic parasympathetic and sympathetic nerves can be targeted by GBS,” resulting
in secondary concerns).
Dr. Tornatore nevertheless insisted that dysautonomic issues could precede neurologic
symptoms—and even cause a fever, as Petitioner had experienced. He even deemed fever “quite
common” in GBS. Second Tornatore Rep. at 16; T. Chakroborty et al., Dysautonomia in Guillain-
Barré Syndrome: Prevalence, Clinical Spectrum, and Outcomes, 32 Neurocrit. Care 113 (2020),
filed as Ex. 33 (ECF No. 28-8) (“Chakroborty”). Chakroborty is a retrospective study of 187
patients admitted to the Mayo Clinic over a 17-year period and who had been diagnosed with GBS.
Dysautonomic symptoms or conditions were observed in approximately 40 percent of the sample,
including fever (although the study ruled out fevers “attributable to superimposed infection,” likely
meaning infections leading to fever prior to onset of GBS-like neurologic symptoms). Id. at 114,
116–17. But Chakroborty is silent as to whether these symptoms predated neurologic symptoms—
and again, its authors’ concerns seem focused on dysautonomia as a secondary complication
arising from GBS, rather than as a pre-neurologic presenting concern. Id. at 119 (“dysautonomia
is seen in over one-third of patients admitted for GBS”) (emphasis added).
Dr. Tornatore endeavored to defend his reliance on certain literature to establish a vaccine
risk incidence for GBS—while attacking studies offered by Respondent’s experts that purportedly
undermined the vaccine-GBS relationship. Souayah, for example, had revealed a “striking spike
in GBS” in a two-week, post-vaccination interval, and determined this risk to be applicable to
vaccines other than the flu vaccine. Souayah at 2. He noted that Pollard & Selby stood as good
evidence of the challenge-rechallenge risk posed by tetanus-containing vaccines. And he also
proposed another mechanism for an autoimmune injury—the concept of the “fertile field,” in
which multiple overlapping factors (an environmental trigger, a person’s age and immunologic
health, and then the “anatomical location” in which pathogens interact with the host) can provoke
an autoimmune response. Second Tornatore Rep. at 15–16; M. von Herrath et al., Microorganisms
and Autoimmunity: Making the Barren Field Fertile? 1 Nature 151 (20023), filed as Ex. 37 (ECF
No. 28-12) (“von Herrath”). 6 This framework could be utilized in understanding how the Tdap
vaccine could stimulate a susceptible person’s immune system to in turn cause an autoimmune
disease.
6
Dr. Tornatore only glancingly referenced von Herrath, putting more emphasis on molecular mimicry as the
explanatory mechanism for Tdap vaccine-caused GBS. I have in prior cases, however, noted that von Herrath has
better applicability to circumstances in which an individual’s exposure to a prior infection is deemed to have the
capacity to encourage an autoimmune reaction to a second immune stimuli (occurring within the already-existing
“fertile field”)—not that vaccination itself accomplishes both steps in one fell swoop. Howard v. Sec'y of Health &
Hum. Servs., No. 16-1592V, 2022 WL 4869354, at *25 (Fed. Cl. Spec. Mstr. Aug. 31, 2022), mot. for review den’d,
2023 WL 4117370 (Cl. Ct. May 18, 2023), aff'd, 2024 WL 2873301 (Fed. Cir. June 7, 2024).
8
Studies offered by Respondent to undermine a vaccine association, by contrast, were
deemed unreliable by Dr. Tornatore. But in so arguing, he solely maintained that Respondent’s
experts had forgotten what Dr. Tornatore deemed “one of the fundamental principles of
epistemology”—that “epidemiologic studies cannot rule out a rare event.” Second Tornatore Rep.
at 14. He thus did not in this report attempt to establish specific grounds for doubting the
conclusions of any such studies that either expert had offered.
Otherwise, Dr. Tornatore deemed treater views of some likely association to reflect their
sound judgment, even if they were unspecific analytically. Second Tornatore Rep. at 11. He felt
that the evidence that Petitioner had previously experienced other autoimmune diseases only
underscored her risk of incurring GBS. Id. at 14. He maintained that testing results establishing
“atypical lymphocytosis” were not inconsistent with a short-lived vaccine reaction, referencing an
old article that in turn cited a different (but unfiled) article over 50 years old to support the
contention. Second Tornatore Rep. at 16–17; T. Shiftan & J. Menderlsohn, The Circulating
‘Atypical’ Lymphocyte, 9 Human Pathol. 1:51 (1978), filed as Ex. 38 (ECF No. 28-13), at 53. And
he noted (without citation in support) that atypical lymphocytes had been observed in the context
of autoimmune disease relapse—comparable to Petitioner’s likely autoimmune predisposition.
Second Tornatore Rep. at 17.
Third Report
The third written report prepared by Dr. Tornatore was submitted in the Fall of 2023—a
few months before the claim’s then-scheduled hearing date of February 2024. This report did not
respond to arguments made by Respondent’s experts, but instead reflected what Dr. Tornatore
deemed “new information” bearing on the causation opinion he had offered. (It is not, however,
facially evident what new findings are featured in this supplemental report. Of its nine cited
reference articles or studies, three had already been submitted in the case; at least three were
authored before 1990; and none of the remainder had been published later than 2018—before
Petitioner even experienced her alleged vaccine injury).
This supplemental report begins with consideration of two articles from the 1980s, one of
which had demonstrated in an animal study the existence of amino acid sequential homology
between components of an influenza A virus and myelin basic protein (“MBP”) 7—and that the
situs for the self mimic was significant as a target antigen for an experimentally-induced form of
MS, “experimental autoimmune encephalitis” (“EAE”). Third Tornatore Rep. at 1–2; U. Jahnke et
7
Myelin Basic Protein is “a basic protein (MW 18,000) that constitutes about 30 per cent of myelin proteins; elevated
levels of MBP occur in acute exacerbation of multiple sclerosis and acute cerebral infarction.” Myelin Basic Protein,
Dorland’s Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=100535&searchterm=myelin+basic+protein (last visited
Aug. 20, 2025).
9
al., Sequence Homology Between Certain Viral Proteins and Proteins Related to
Encephalomyelitis and Neuritis, 229 Science 282 (July 1985), filed as Ex. 41 (ECF No. 32-3)
(“Jahnke”). Later studies found comparable homologies for peptide sequences from “different
viral origins.” Third Tornatore Rep. at 2–3; K. Wucherpfennig & J. Strominger, Molecular
Mimicry in T Cell-Mediated Autoimmunity: Viral Peptides Activate Human T Cell Clones Specific
for Myelin Basic Protein, 80 Cell 695 (March 1995), filed as Ex. 42 (ECF No. 32-4)
(“Wucherpfennig”), at 701 (MS patients). Dr. Tornatore thus concluded that it was “unlikely that
a single viral peptide” would be the primary cause of at least the form of CNS autoimmune
inflammatory diseases that these studies focused upon (but could be extrapolated to apply to other
kinds of demyelinating conditions also involving MBP).
Next, Dr. Tornatore noted that one particular protein (comparable to a component of the
influenza vaccine) was “almost identical in sequence” to MBP found in the CNS—allowing it to
“stimulate the same T cell clones from patients with central demyelination.” Third Tornatore Rep.
at 3. And Dr. Tornatore referenced Pollard & Selby for this contention. Although that case report—
questionable for many other evidentiary reasons—involved peripheral demyelination, Dr.
Tornatore suggested that if the homologic sequence in the wild flu virus could lead to
demyelinating injury, a similar sequence could also do so peripherally (presumably since in either
case MBP would be implicated). Id.
Dr. Tornatore continued on with his analogy to findings specific to the wild flu virus or flu
vaccine. Nachamkin, he stated, had noted that anti-ganglioside antibodies were likely drivers of
GBS (via their targeting of ganglioside structures on the MBP), and had confirmed that the 1970s-
era swine flu vaccine could induce these kinds of antibodies, via molecular mimicry leading to
GBS. Third Tornatore Rep. at 5–6; Nachamkin at 5–6. A more recent study had provided more
granular support for the conclusion that this occurred. Y. Li et al., Identification and
Characterization of Epitopes from Influenza A Virus Hemagglutinin that Induce Broadly Cross-
Reactive Antibodies, 41 Int’l. J. Molec. Med. 1673 (2018), filed as Ex. 45 (ECF No. 32-2).
Relying on the foregoing, Dr. Tornatore contended that molecular mimicry had equal
reliability as the likely mechanism for driving Tdap vaccine-induced GBS. Third Tornatore Rep.
at 6. But he again posited that this was so almost exclusively on the basis of studies there were not
at all specific to Tdap components. Id. at 6–7; H. Inglis et al., Antibody Responses to Peptides of
Peripheral Nerve Myelin Proteins P0 and P2 in Patients with Inflammatory Demyelinating
Neuropathy, 78 J. Neurol. Neurosurg. Psychiatry 419 (2007), filed as Ex. 46 (ECF No. 32-8)
(Sample of GBS patients displayed increased antibody reactivity to “P2” peripheral myelin
protein). Dr. Tornatore nevertheless maintained that “significant homology” could be observed
between amino acid peptides used in animal models to induce neuritis (more comparable to GBS
10
than EAE) and the tetanus toxin, relying on his own BLAST search 8 to substantiate the contention.
Third Tornatore Rep. at 7–8. In effect, because “epitopes from tetanus toxin bear resemblance” to
a peptide relevant to experimentally-induced forms of CNS and peripheral neuropathies, then it
was likely the same kind of mimicry could occur, and drive GBS, in the context of a Tdap vaccine’s
administration. Id. at 8.
Fourth Report
Dr. Tornatore’s final report was filed after the parties had determined that the matter should
be decided on the papers, rather than at hearing. He accordingly endeavored to summarize the most
salient points of his opinion, focusing in particular on evidence that he felt persuasively associated
the Tdap vaccine itself with GBS.
First, Dr. Tornatore referenced a number of Government publications that he maintained
recognized the association. A 1994 version of the Institute of Medicine’s (the “IOM”) publication
on vaccine-associated adverse events, for example, expressly noted that there was evidence
favoring a tetanus toxoid-GBS association. Fourth Tornatore Rep. at 1 (citing Adverse Effects of
Vaccines: Evidence and Causality, Institute of Medicine (K. Stratton et al., eds. 1994), filed as Ex.
56 (ECF No. 42-1), 19 (“1994 IOM Rep.”), at 109. Dr. Tornatore admitted that in an updated
version of this report (published almost 20 years later), the IOM adopted a more equivocal view,
noting that “[t]he evidence is inadequate to accept or reject a causal relationship between diphtheria
toxoid–,tetanus toxoid–,or acellular pertussis–containing vaccines and GBS.” Adverse Effects of
Vaccines: Evidence and Causality, Institute of Medicine (K. Stratton et al., eds. 2012), filed as Ex.
57 (ECF No. 42-2) (“2012 IOM Rep.”), at 558. But the 2012 IOM Report had generally observed
that overall limited evidence existed pertinent to this subject (which informed their neutral position
on causality), and thus expressly did not reject its prior views reflected in the earlier report. Fourth
Tornatore Rep. at 2–3; 2012 IOM Rep. at 557 (noting only consideration of four epidemiologic
studies, but rejecting three—including Souayah—on the grounds that they were based on VAERS
data, and did not otherwise compare vaccinated populations against controls of unvaccinated
individuals).
Other Governmental entities had more expressly deemed a causal association
demonstrated, in Dr. Tornatore’s view. Fourth Tornatore Rep. at 7–8. A Centers for Disease
Control (“CDC”) website, for example, notes the risk of GBS after vaccination (although the
screenshot provided in Dr. Tornatore’s report says nothing about Tdap specifically, let alone GBS
8
According to its own website, the “Basic Local Alignment Search Tool” (BLAST) “finds regions of local similarity
between sequences. The program compares nucleotide or protein sequences to sequence databases and calculates the
statistical significance of matches. BLAST can be used to infer functional and evolutionary relationships between
sequences as well as help identify members of gene families.” https://blast.ncbi.nlm.nih.gov/Blast.cgi (last visited
Aug. 20, 2025). It is common in the Program for immunology experts to utilize BLAST searches when arguing about
whether a vaccine’s protein components mimic self-structures.
11
risk due to any of its wild infectious components). Fourth Tornatore Rep. at 7 (referencing Centers
for Disease Control and Prevention, Guillain-Barré Syndrome, (May 15, 2024)
https://www.cdc.gov/campylobacter/guillain-barre.html [
https://web.archive.org/web/20240515063152/https://www.cdc.gov/campylobacter/guillain-
barre.html]. The “Advisory Committee on Immunization Practices” (“ACIP”), moreover,
specifically identified in a 2017 publication (as a “precaution”) that treaters should take care in
administering tetanus-containing vaccines to individuals who had previously experienced GBS
within six weeks of receipt of a tetanus-containing vaccine. Fourth Tornatore Rep. at 8, citing E.
Ezeanolue et al., “Best Practices Guidance of the Advisory Committee on Immunization Practices
(ACIP),” General Best Practice Guidelines for Immunization,
https://www.cdc.gov/vaccines/hcp/acip-recs/general-recs/downloads/general-recs.pdf (2017) (last
visited Aug. 25, 2025), filed as Ex. 72 (ECF No. 42-17) (“Ezeanolue”), at 54.
Second, independent studies had also observed a Tdap vaccine—GBS association, Dr.
Tornatore contended. Fourth Tornatore Rep. at 6–7. Some studies in particular suggested that there
was risk of relapse after receipt of a tetanus-containing vaccine of a chronic inflammatory
demyelinating polyneuropathy (“CIDP”), a peripheral, autoimmune neuropathic condition
somewhat comparable to GBS. See, e.g., J. Pritchard et al., Risk of Relapse of Guillain-Barré
Syndrome or Chronic Inflammatory Demyelinating Polyradiculopathy Following Immunization,
73 J. Neurol. Neurosurg. Psych. 343 (2002), filed as Ex. 68 (ECF No. 42-13) (“Pritchard”)
(Retrospective study in which 1,114 patients with GBS or CIDP were surveyed about relapse of
symptoms they experienced after receipt of vaccines; relapse after receipt of tetanus was second
most-common-reported occurrence in patients); R. Hughes et al., Immunization and Risk of
Relapse of Guillain-Barré Syndrome or Chronic Inflammatory Demyelinating Polyradiculopathy,
Muscle & Nerve 1230 (Sept. 1996), filed as Ex. 71 (ECF No. 42-16) (“Hughes”), at 1231 (Case
series report of 110 patients with GBS or CIDP over 12-year period, identifying only two instances
of a temporal relationship to vaccination, but stressing (from an “overcautious” position) the risk
of receiving a second vaccine if a person experienced a symptoms relapse within 12 weeks of a
prior dose). 9
Dr. Tornatore further highlighted case reports or case series articles observing the causal
association he contends exists. Contrary to Dr. Pasetti’s argument, for example, Dr. Tornatore
deemed one study supportive of an increased incidence of GBS after vaccination. Fourth Tornatore
Rep. at 3–4; W. Yih et al., An Assessment of the Safety of Adolescent and Adult Tetanus-
9
In discussing the risk of CIDP relapse (as indirect proof that Tdap could trigger GBS directly), Dr. Tornatore also
provided a more detailed review of Pollard & Selby, which he had cited in his initial report. Fourth Tornatore Rep. at
6 (“the authors were very clear that the tetanus toxoid resulted in multiple relapses of autoimmune peripheral
neuropathy in this individual”). As explained below, however, Pollard & Selby is not only dated, but was a primary
reason the IOM later determined the evidence associating tetanus-containing vaccines and GBS was inadequate—in
part because Pollard & Selby involved CIDP, as well as the fact that it only showed “challenge-rechallenge” with
respect to the unique experience of the subject patient. It is simply not a useful case report (and case reports generally
merit little weight in assessing causation).
12
Diphtheria-Acellular Pertussis (Tdap) Vaccine, Using Active Surveillance for Adverse Events in
the Vaccine Safety Datalink, 27 Vaccine 4257 (2009), filed as Ex. 60 (ECF No. 42-5) (“Yih”). Yih
had expressly noted not only that the risk of Tdap vaccine adverse events was no higher than the
risk from older formulations, but also that the study’s power to detect relative risk was
underpowered for GBS specifically. Yih at 4262. Dr. Tornatore nevertheless referenced a table in
Yih which he maintained still established a heightened risk. Yih at 4260 (Table 3). In addition, a
study surveying Canadian children over a 16-year period who received vaccines revealed 24 cases
of GBS occurring within a month of vaccination—and nine of the 24 instances involved a tetanus-
containing vaccine. K. Top et al., Guillain-Barré Syndrome After Immunization in Canadian
Children (1996-2012), 34 Ped. Infect. Dis. J. 12:1411 (2015), filed as Ex. 61 (ECF No. 42-6)
(“Top”), at 1412.
Dr. Tornatore further reference a number of smaller surveys or individual case reports
observing a comparable association. See, e.g., K. Kongbunkiat et al., Clinical Manifestations and
Outcomes of Guillain-Barré Syndrome After Diphtheria and Tetanus Vaccine (dT) During a
Diphtheria Outbreak in Thailand: A Case Series, 19 Neurol. Asia 2:137 (2014), filed as Ex. 62
(ECF No. 42-7) (“Kongbunkiat”) (discussing four cases of GBS that occurred after receipt of
tetanus-containing vaccine; vaccinations were part of drive to vaccinate during a wild diphtheria
bacterial infection outbreak; approximately 2.2 million individuals vaccinated); N. Newton & A.
Janati, Guillain-Barré Syndrome After Vaccination with Purified Tetanus Toxoid, 80 South Med.
J. 1053 (1987), filed as Ex. 64 (ECF No. 42-9) (“Newton & Janati”) (single adult developed GBS
within nine days of vaccination with tetanus); R. Bakshi & M. Graves, Guillain-Barré Syndrome
After Combined Tetanus-Diphtheria Toxoid Vaccination, 147 J. Neurol. Sci 201 (1997), filed as
Ex. 65 (ECF No. 42-10) (“Bakshi & Graves”) (young adult developed GBS within four days of
receipt of tetanus toxoid-containing vaccine); H. Ammar, Guillain-Barré Syndrome After a
Tetanus Toxoid, Reduced Diphtheria Toxoid and Acellular Pertussis Vaccine: A Case Report, 5 J.
Med. Case Reps. 502 (2011), filed as Ex. 66 (ECF No. 42-11) (“Ammar”) (recipient of Tdap
vaccine develops GBS seven-plus days after vaccination).
Studies offered by Respondent’s experts were, by contrast, challenged by Dr. Tornatore as
unreliable or deficient methodologically. One such epidemiologic study, for example, was cited
by Dr. Jamieson to undermine a causal relationship. See generally J. Tuttle et al., The Risk of
Guillain-Barré Syndrome After Tetanus Toxoid-Containing Vaccines in Adults and Children in
the United States, 87 Am. J. Public Health 2045 (1997), filed as Ex. A Tab 21 (ECF No. 22-22)
(“Tuttle”). Relying on surveillance study data obtained in prior retrospective studies, Tuttle
expressly found no enhanced risk of GBS within six weeks of receipt of tetanus toxoid-containing
vaccines. Tuttle at 2047. But, Dr. Tornatore noted, the 2012 IOM Report had rejected Tuttle,
reasoning that its reliance on this kind of passive surveillance data reduced its probative value
when assessing whether the Tdap vaccine carried risk of GBS. Fourth Tornatore Rep. at 3; 2012
13
IOM Rep. at 557. (Of course, the 2012 IOM Report also rejected Souayah—which Dr. Tornatore
cited in his first report as proof of a causal association—for the same reason).
Dr. Tornatore offered several additional points intended to bulwark or add detail to his
previously-voiced opinions. For example, he directly maintained that the wild tetanus infection is
in fact associated with GBS. Fourth Tornatore Rep. at 8–9. For support, however, he referenced
statements from the 2012 IOM Report, noting only in a general sense that “the effects of natural
infection” might constitute a “minor” type of evidence supporting certain mechanisms. 2012 IOM
Rep. at 13. He also contended (citing another dated case report in support) that a specific bacterial
infection other than tetanus had been observed to be temporally associated with a secondary case
of GBS. W. Sonnabend et al., Intestinal Toxicoinfection by Clostridium Botulinum Type F in an
Adult – Case Associated with Guillain-Barré Syndrome, 329 The Lancet 357 (1987), filed as Ex.
74 (ECF No. 42-19) (“Sonnabend”). But all Sonnabend notes (based on a single case report,
moreover) is that a person might erroneously present with GBS-like symptoms that are later
understood to be evidence of a form of botulism 10 capable of generating in vivo. Sonnabend at 360
(“[w]e propose that patients with suspected Guillain-Barré syndrome should be tested for BT in
serum and Cl botulinum in stool”) (emphasis added).
Dr. Tornatore also referenced a more recent article discussing how a tetanus infection could
be complicated by GBS. J. Lee et al., Generalized Tetanus Could be Complicated with Guillain-
Barré Syndrome, 48 J. Infect. Dis. 20 (2016), filed as Ex. 75 (ECF No. 42-20) (“Lee”). But Lee
(actually only a letter to the editor of a journal) does not find one to be causal of the other. Lee at
20 (observing that an association between tetanus infection and GBS is “unknown,” but noting
(based on a small pool of 13 patients in Korea diagnosed with a tetanus infection) only two
instances of GBS occurring in the context of treatment of the initial tetanus infection).
Finally, Dr. Tornatore endeavored to rebut the concept that (assuming some underlying
genetic susceptibility to incur autoimmune diseases) Petitioner should have developed GBS after
receipt of an earlier Tdap booster. Fourth Tornatore Rep. at 9–10. He stressed in response that
Petitioner had received two booster doses within a span of 14 months—one in May 2018 (during
an earlier pregnancy) and then the second in July 2019. Id. at 9. Antibodies to tetanus toxin have
a long half-life, and research had therefore proposed that a person’s protection to it after
vaccination would last potentially for more than 30 years, with no need for a booster. E.
Hammarlund et al., Durability of Vaccine-Induced Immunity Against Tetanus and Diphtheria
Toxins: A Cross-Sectional Analysis, 62 Clin. Infect. Dis. 1: 1111 (May 2016), filed as Ex. 76 (ECF
10
Botulism is defined as “any poisoning caused by Clostridium botulinum in the body; it produces a neurotoxin called
botulinum toxin. . . . [S]pecifically, in humans, food poisoning with neurotoxicity resulting from the eating of spoiled
food contaminated with Clostridium botulinum. Characteristics include central nervous system symptoms with motor
disturbances; visual and oculomotor difficulties; and disturbances of secretion such as dryness of the mouth and
pharynx with coughing.” Botulism, Dorland’s Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=6698&searchterm=botulism (last visited Aug. 20, 2025).
14
No. 42-41) (“Hammarlund”) at 1114–16 (there may be no need to receive Tdap boosters every 10
years to maintain protective immunity, given fact of long-lasting immunity). Accordingly, the
“kinetics of tetanus toxoid antibodies” suggested to Dr. Tornatore that “her antibody level
following the third 2019 Tdap vaccination had to be markedly higher than that following the 2018
vaccination,” in turn increasing the odds that a susceptible person (presumably like the Petitioner)
would experience a reaction. Fourth Tornatore Rep. at 10.
B. Respondent’s Experts
1. Marcela Pasetti, Ph.D.– Dr. Pasetti is a pediatric immunologist, and she
prepared three written reports in this case. Report, dated November 18, 2022, filed as Ex. C (ECF
No. 24-1) (“First Pasetti Rep.”); Report, dated January 10, 2024, filed as Ex. E (ECF No. 37-1)
(“Second Pasetti Rep.”); Report, dated August 27, 2024, filed as Ex. G (ECF No. 44-5) (“Third
Pasetti Rep.”).
Dr. Pasetti earned her bachelors in biochemistry at the University of Buenos Aires, where
she then went on to earn her Ph.D. in immunology. Curriculum Vitae, filed as Ex. D (ECF No. 24-
2) (“Pasetti CV”). Dr. Pasetti is not a medical doctor, but rather an academic. See id. Dr. Pasetti
has twenty-five years of experience lecturing on and working with vaccine immunology. Id. at 1–
2. Currently, Dr. Pasetti serves as a Professor in the Departments of Pediatrics and Microbiology
and Immunology and faculty member of the Center for Vaccine Development and Global Health
(CVD) at the University of Maryland (UMB), School of Medicine. Id. at 2. Her research centers
on identifying biomarkers that predict successful immunization against infectious diseases and
vaccine efficacy and new tools that can prevent and treat infection. First Pasetti Rep. at 1.
First Report
After a summary of Petitioner’s medical history, Dr. Pasetti addressed what she proposed
were flaws in Dr. Tornatore’s causation opinion. She noted at the outset that purported treater
support for an association was based more on the observed temporal association with vaccination
than reasoned analysis of a causal relationship. First Pasetti Rep. at 3 (referencing comments made
in treatment records by neurologist in October 2019 and February 2020 (Ex. 5 at 14 and Ex. 8 at
1). Dr. Pasetti thus deemed this unsupportive of a vaccine relationship.
Next, Dr. Pasetti questioned whether Petitioner’s pregnancy (especially in the third
trimester) created a milieu conducive for an autoimmune disease like GBS. She noted in this regard
that views that pregnancy was immunosuppressive had been revisited by medical science in recent
years. First Pasetti Rep. at 3; I. Vojtek et al., Maternal Immunization: Where Are We Now and
How to Move Forward? 50 Annals. Med. 3:193 (2018), filed as Ex. C Tab 4 (ECF No. 34-4), at
203 (“[a] growing body of evidence suggests maternal immunization is a well-tolerated and
efficient approach to provide protection to pregnant women, foetuses and new-borns against
15
vaccine-preventable diseases”). In Dr. Pasetti’s view, current thinking on the topic had concluded
that the “immune system is exceptionally modulated” during pregnancy, with “fine-tuned
physiological adaptations” occurring throughout (and not just limited to the final stages). First
Pasetti Rep. at 3.
As a result, Dr. Pasetti disputed Dr. Tornatore’s contention that because of presumed third-
trimester immune suppression, it was notable Petitioner had developed GBS at that time (thus
allowing for the inference that immunization had played a role). In fact, she maintained, GBS did
often occur later in pregnancy (although she admitted its incidence was rare)—and vaccination
responses in pregnant women later in their pregnancies was robust, allowing them to confer
immunity on the infants they carried and thereby prevent disease. R. Baxter et al., Effectiveness of
Vaccination During Pregnancy to Prevent Infant Pertussis, 139 Pediatrics 5:1 (2017), filed as Ex.
C Tab 6 (ECF No. 34-6) (“Baxter I”), at 2, 6 (maternal receipt of Tdap vaccine during pregnancy
effective in protecting infants from pertussis infection, and superior in protection than “cocooning”
method (vaccinating mother post-partum, while mother and newborn child are in close contact).
Accordingly, Dr. Pasetti argued, “any exposure event” during the third trimester would be
enough to stimulate an immune response (and therefore the impact of receipt of a vaccine at that
time was not especially notable). First Pasetti Rep. at 3. And studies of pregnant women
specifically were unsupportive of the conclusion that the Tdap vaccine posed risk of autoimmune
diseases like GBS (although Dr. Pasetti accepted that smaller sample size limited the weight the
conclusions of such studies should be given). See, e.g., H. Tseng et al., Safety of Tetanus,
Diphtheria, Acellular Pertussis (Tdap) Vaccination During Pregnancy, 40 Vaccine 4503 (2022),
filed as Ex. C Tab 18 (ECF No. 34-18) (“Tseng”), at 4503, 4507–08 (comparison of cohort of
women receiving Tdap vaccine during third trimester versus unvaccinated women at same stage
of pregnancy revealed no increases risk of a number of adverse events, with some focus on
newborn outcomes; no consideration of risk of GBS or comparable neurologic injuries); L.
Sukumaran et al., Association of Tdap Vaccination with Acute Events and Adverse Birth Outcomes
Among Pregnant Women with Prior Tetanus-Containing Immunizations, 314 JAMA 15:1581
(2015), filed as Ex. C Tab 19 (ECF No. 34-19) (“Sukumaran”), at 1585 (“[w]e did not find any
differences in acute events in the mothers or adverse birth outcomes in neonates when comparing
women who were vaccinated with Tdap during pregnancy regardless of the length of time since a
prior tetanus-containing vaccine”) (emphasis added).
Dr. Pasetti also disputed the significance of an absence of any alternative explanation in
the medical record for Petitioner’s GBS. On the contrary, she maintained, there was evidence that
Petitioner had a pre-vaccination history of two autoimmune conditions (SLE and psoriasis), thus
suggesting some propensity for this kind of immune-mediated injury. In addition, in September
2019 Petitioner had tested positive for ANA—an antibody associated with SLE. First Pasetti Rep.
at 7. GBS was a possible, secondary outcome attributable to such conditions. Petitioner also
16
experienced a high fever in mid-August 2019, not long before onset of her neurologic symptoms—
and although Dr. Tornatore attempted to include these more immediate post-vaccination symptoms
as part of Petitioner’s GBS, Dr. Pasetti noted that a febrile episode is not compellingly associated
with the syndrome. Id. S. Leonhard et al., Diagnosis and Management of Guillain-Barré Syndrome
in Ten Steps, 15 Nature Reviews (Neurol.) 671 (2019), filed as Ex. C Tab 1 (ECF No. 34-1)
(“Leonhard”), at 676 Box 1 (identifying “fever at onset” as one of the “Features that cast doubt on
[GBS] diagnosis”).
Dr. Pasetti similarly disagreed with how Dr. Tornatore interpreted other aspects of
Petitioner’s early presentation. For example, although Dr. Tornatore deemed the August 2019
WBC count measures as demonstrating the presence of normal levels, in fact the lab report in
question deemed them high. Ex. 3 at 481. This would, she proposed, be consistent with an existing
infection, like Epstein-Barr virus (“EBV”), although testing for that infection was never
performed. First Pasetti Rep. at 7. And “atypical lymphocytes” observed in Petitioner’s labs were
attributed by Dr. Tornatore to be likely non-infectious, therefore consistent with vaccination—yet
Dr. Pasetti characterized them as “not usually expected following vaccination,” and in fact
associated with infections like EBV. Id; W. van der Meer et al., The Divergent Morphological
Classification of Variant Lymphocytes in Blood Smears, J. Clin. Pathol. 838 (2007), filed as Ex. C
Tab 22 (ECF No. 34-22), at 838 (deeming atypical lymphocytes to reflect “a non-specific response
to stress from a variety of disorders,” but noting their association (if in large enough quantities)
with mononucleosis—which is known to be caused often by an EBV infection). 11 This, plus other
concerning lab results (like liver enzyme levels), suggested some greater and more damaging
process was at work, that could include GBS as a secondary concern. First Pasetti Rep. at 7.
Dr. Pasetti then engaged in a discussion of what is known about the pathogenesis of GBS,
and how that might relate to vaccination as a disease trigger. See generally First Pasetti Rep. at 4–
6. She agreed with Dr. Tornatore that reliable scientific studies established that certain bacterial
infections could result, via molecular mimicry, in the production of autoantibodies directed to
ganglioside structures on nerve myelin, resulting in damage to the myelin characteristic of GBS.
First Pasetti Rep. at 4. But the Tdap vaccine itself does not contain such microbial components,
and “there is not evidence of concrete similarities or shared homology between Tdap antigen and
human ganglioside antigens.” Id. In fact, literature cited by Dr. Tornatore noted there were four
scientific criteria for application of molecular mimicry as an explanatory mechanism for
autoimmune diseases—but only one was met herein. N. Yuki, Ganglioside Mimicry and
Peripheral Nerve Disease, 35 Muscle & Nerve 691 (2007), filed as Ex. 17 (ECF No. 20-3)
(“Yuki”) at 691–92 (listing the four criteria as “establishment of an epidemiological association
between the infectious agent and the immune-mediated disease; identification of T cells or
11
Epstein-Barr Virus is “a virus of the genus Lymphocryptovirus that causes infectious mononucleosis and is
associated with Burkitt lymphoma and nasopharyngeal carcinoma.” Human Herpesvirus 4, Dorland’s Medical
Dictionary Online, https://www.dorlandsonline.com/dorland/definition?id=80849 (last visited Aug. 26, 2025).
17
antibodies directed against the patient’s target antigens; identification of microbial mimics of the
target antigen; and reproduction of the disease in an animal model”).
Dr. Tornatore had provided an alternative explanation for how different vaccines might
result in GBS, but Dr. Pasetti disputed its reliability or persuasiveness. Dr. Tornatore proposed that
certain immune cell receptors might recognize foreign antigens even in the absence of amino acid
sequential or structural homology, via the concept of “degeneracy.” First Pasetti Rep. at 5; Mason.
But the literature he cited, Dr. Pasetti contended, was specific to T cells, and did not stand for the
proposition that antibodies produced by B cells would cross-react due to degeneracy. See, e.g.,
Mason at 403. Thus, this alternative mechanism “would not explain the antibody-mediated GBS
form” relevant to this case (where vaccine-induced antibodies are the pathogenic drivers of
disease). First Pasetti Rep. at 5. At most, Dr. Pasetti allowed for a “remote possibility” that non-
specific activation of autoreactive immune cells could occur due to vaccination—but the same was
possible after exposure to many foreign pathogens. Id. And this kind of nonspecific cross-reaction
could occur as a secondary response to an existing autoimmune illness in any event (but in that
case would not be the primary disease driver). Id.
In addition, Dr. Tornatore had cited a number of items of literature connecting other
vaccines with GBS—but Dr. Pasetti deemed them irrelevant to Tdap. First Pasetti Rep. at 5. Some
of them, moreover, relied on passive surveillance data (such as from VAERS) that would not have
value in assessing causation. F. Varricchio et al., Understanding Vaccine Safety Information From
the Vaccine Adverse Event Reporting System, 23 Pediatr. Infect. Dis. J. 287 (2004), filed as Ex. C
Tab 15 (ECF No. 34-15), at 290 (“it is crucial to appreciate that data in VAERS cannot support a
determination of whether a vaccine was more likely than not to have caused an adverse event”).
At most, a consensus statement by an “international consortia” of scientists had confirmed the fact
that (at least as of the time of its publication several years ago) only the swine flu-oriented version
of the flu vaccine administered in the 1970s had been “convincingly linked” with GBS. Leonhard
at 675. That view continued to prevail. N. Principi & S. Esposito, Vaccine-Preventable Diseases,
Vaccines and Guillain-Barré Syndrome, 37 Vaccine 5544 (2019), filed as Ex. C Tab 16 (ECF No.
34-16), at 5546 (noting lack of support associating Tdap with GBS), 5548.
By contrast, the connection between the Tdap vaccine and GBS had been shown to be
poorly substantiated. First Pasetti Rep. at 4–5. One study (relying in surveillance data) that
included millions of suspects determined that there was no greater risk of incurring GBS within
six weeks of receipt of a tetanus-containing vaccine. Tuttle at 3. Another, which relied on Vaccine
Safety Datalink data, looked specifically at GBS as a Tdap risk on the basis of prior determinations
in the Institute of Medicine’s vaccine adverse event reports. Yih at 1. But based on a pool of
subjects reflecting receipt of over 650,000 vaccine doses, no statistically significant relationship
was detected. Id. at 5.
18
To corroborate Yih’s findings for purposes of evaluating their epidemiologic reliability, a
second analysis was performed based on a larger sample (two million doses)—and again, no
increased risk within six weeks of receipt of the vaccine was observed. J. Nordin et al., Tdap and
GBS Letter, 29 Vaccine 1122 (2011), filed as Ex. C Tab 10 (ECF No. 34-10) (“Nordin”) (Authors
of Yih re-considered their findings based on larger sample, but reached statistically-significant
conclusions that the risk of GBS post-receipt of Tdap vaccine (within 42 days of vaccination) was
not higher than the background incidence). A subsequent study involving a pool of 200,000
children produced the same results. M. Daley et al., Safety of Diphtheria, Tetanus, Acellular
Pertussis and Inactivated poliovirus (DTaP-IPV) Vaccine, 32 Vaccine 3019 (2014), filed as Ex. C
Tab 11 (ECF No. 34-11) (“Daley”), at 3023 Table 2 (GBS included among eight pre-specified
adverse events).
In addition, an “extensive retrospective case-center study” involving all individuals within
a massive California health maintenance organization over a 12-year period also found the risk
due to the Tdap vaccine was exceedingly low. R. Baxter et al., Lack of Association of Guillain-
Barré Syndrome With Vaccinations, 57 Clin. Infect. Dis. 2:197 (2013), filed as Ex. C Tab 12 (ECF
No. 34-12) (“Baxter II”). Baxter II’s authors confirmed GBS diagnoses for patients in a large,
northern California integrated healthcare system, identifying 415 properly-diagnosed individuals
and comparing their risk against a control population. Baxter II at 199. The incidence of GBS
occurring in the wake of several different vaccines, including Tdap, was noted, with only 25 of the
415 subjects having received any such vaccine within six weeks of GBS onset. Id. at 200. Although
Baxter II’s authors noted that causation could not be excluded, they ultimately concluded no real
post-vaccination risk was evident. Id. at 200, 203.
Dr. Pasetti concluded by reviewing Dr. Tornatore’s contentions as to the timeframe in
which Petitioner’s GBS manifested, and whether it was medically acceptable when measured from
the date of vaccination. She agreed that a purely-temporal association had been demonstrated
(although she read the medical record to support an onset of August 12, 2019, rather than almost
a week later). First Pasetti Rep. at 6. But Dr. Tornatore’s arguments as to the propriety of post-
vaccination onset were based upon animal studies involving GBS onset after the 1970s swine flu
vaccine (and based on a supposition that bacterial exposure may have played a role in disease
propagation)—but protested that this case involved a wholly-different vaccine. Id. Thus, this
evidence was not helpful in evaluating how long it would take to induce GBS after receipt of the
Tdap vaccine (let alone how that would occur). She also noted the relevance of Petitioner’s past
receipt of Tdap boosters (with one received in 2018, a year prior to the vaccination at issue). First
Pasetti Rep. at 4. Given the likelihood of a “strong anamnestic antibody response” to another
booster (due to immunologic memory), Petitioner’s first neurologic symptoms should have been
clinically evident much sooner than three-plus weeks after receipt of the vaccine. Id.
Second Report
19
Dr. Pasetti’s second report was filed in the early winter of 2024—in reaction to Dr.
Tornatore’s third report, and at a time when this matter was still scheduled for trial. This report
thus addresses the relatively-short report Dr. Tornatore had offered, which mostly sought to
establish how the mechanism of molecular mimicry might be invoked to explain Tdap vaccine-
instigated an autoimmune, antibody-driven attack on myelin.
Dr. Pasetti first reemphasized the obvious point that the flu and Tdap vaccines are not
congruent. Second Pasetti Rep. at 1. In particular, “[t]he former consists of inactivated viruses (as
applicable for this response) and the latter consists of purified bacterial proteins/toxoids.” Id. As a
result, “experimental observations derived from one cannot reliably be extrapolated to the other,”
and hence Dr. Pasetti gave little weight to invocation of influenza virus or vaccine studies from
the 1980s. Id.
Dr. Pasetti also highlighted specific aspects of some of the articles Dr. Tornatore had
identified, in an effort to rebut their significance or relevance. Jahnke’s authors, for example,
openly acknowledged the limits of a mere sequential demonstration of homology in establishing a
likelihood of mimicking cross-reactivity. Second Pasetti Rep. at 1–2; Jahnke at 2. Wucherpfennig
identified only one instance of peptide homology (and in an experimental context only), while also
noting that autoimmune cross-reactivity could not be predicted on the basis of mere homology.
Second Pasetti Rep. at 2; Wucherpfennig at 7. And this study involved MS, not GBS, nor did it
predict or evaluate mimicry relating to any Tdap vaccine components. Second Pasetti Rep. at 2.
Dr. Tornatore’s extensive discussion of a peptide found in a myelin protein, P2, and his
effort to analogize studies involving it to the context of this case was criticized by Dr. Pasetti. See
generally Second Pasetti Rep. at 2. She acknowledged that a significant number of GBS patients
often tested positive for antibodies to P2. But she disputed Dr. Tornatore’s argument that his own
BLAST search showing homologies in amino acid sequences between tetanus toxin and P2 was
reliable proof that a cross-reaction was likely based on receipt of a tetanus-containing vaccine. Id.
at 2–3. She did not detect in his analysis evidence that the results could be deemed scientifically
reliable, or that even enough sequential homology had been demonstrated. Id. at 2. In fact, “[t]he
large gaps in the sequence alignments and multiple non-identical amino acids argue against
substantial homology.” Id.
In addition, Dr. Pasetti noted, homologous cross-reactivity often required “conformational”
similarity, rather than just linear, sequential similarity, if it was to be a credible hypothesis for an
autoimmune process. Second Pasetti Rep. at 2; A. Silvanovich et al., The Value of Short Amino
Acid Sequence Matches for Prediction of Protein Allergenicity, 90 Toxicol. Sci. 1:252 (2005),
filed as Ex. E Tab 2 (ECF No. 37-3), at 252, 256–58. Moreover, Dr. Tornatore’s homology
showing compared not the actual tetanus toxoid component included in Tdap, but the toxin—and
20
the inactivation process by which the more dangerous toxin would be rendered into a toxoid had a
capacity to change the epitope entirely—meaning that “there is no guarantee the P2-shared amino
acids remain intact.” Second Pasetti Rep. at 2; Z. Long et al., Effects of Detoxification Process on
Toxicity and Foreign Protein of Tetanus Toxoid and Diphtheria Toxoid, J. Chromatog. B 1207
(2022), filed as Ex. E. Tab 3) (ECF No. 37-4). It thus could not be assumed that the immune
system’s processing of tetanus toxoid contained in a Tdap vaccine would likely result in an
autoimmune attack on myelin, simply on the basis of Dr. Tornatore’s showing. Second Pasetti
Rep. at 3.
Third Report
Dr. Pasetti prepared a final report in the late-summer of 2024, reacting to the contentions
in Dr. Tornatore’s last supplemental report. First, with respect to Dr. Tornatore’s contentions about
Government endorsement of a Tdap vaccine-GBS association, Dr. Pasetti noted that the 1994 IOM
report conclusions relied solely on Pollard & Selby—but by the time of the 2012 IOM Report, it
had been recognized that this case report applied to the more limited circumstances of a
“spontaneous relapsing remitting neuropathy,” seen as well in the context of existing and acute
viral infections, and thus reducing any perceived causal relationship with tetanus toxoid-containing
vaccines.” Third Pasetti Rep. at 1; 2012 IOM Rep. at 95–96. And the versions of the tetanus-
oriented vaccines being used in 1994 were not comparable to the Tdap vaccine, first licensed for
U.S. use in 2005. Third Pasetti Rep. at 1. Dr. Pasetti thus gave more weight to the equivocal
statements about causation set forth in the later iteration of the IOM Report (which she emphasized
did not support causation, even if they did not also reject wholesale an association).
Similarly, Dr. Pasetti discounted the value of statements in CDC or ACIP-related
publications advising against Tdap vaccine administration to individuals who had experienced
GBS after a prior dose. As she noted, “the CDC and ACIP vaccine recommendations neither
explicitly discuss nor endorse a causal direct relationship between tetanus containing vaccines and
GBS,” and instead merely noted precautions that would only apply in narrow and specific
circumstances (GBS six weeks of the prior vaccination). Third Pasetti Rep. at 4, 5. A precaution,
moreover, was not the same as a contraindication, which involved much greater risk—and in any
event, the circumstances of the relevant precaution had no applicability to Petitioner, who never
experienced GBS before. Id. at 5.
Dr. Pasetti went on to question Dr. Tornatore’s argument that one of the Tdap vaccine’s
wild infectious analogs, tetanus, was also associated with GBS or other peripheral neuropathies.
Third Pasetti Rep. at 5. Dr. Tornatore offered Sonnabend (a single case report more than 40 years
old) or Lee for this proposition. But she pointed out that neither addressed the causation association
he presumed, as well as the obvious point that the vaccine was designed to make a wild bacterial
tetanus infection less likely. Id.
21
Meanwhile, more recent, large-scale studies found no association between Tdap and GBS.
See, e.g., Baxter II. Reacting to Dr. Tornatore’s many literature references in his final report, Dr.
Pasetti engaged in a point-by-point effort to refute their purported holdings. See generally Third
Pasetti Rep. at 2–4. Yih, she noted, explicitly found no association between Tdap and any of the
adverse events it considered, including GBS, despite Dr. Tornatore’s construction of some of its
data. Id. at 2; Yih at 5. At most, Yih as a study was a bit underpowered to deem it strong evidence
against causation—and yet follow-up studies like Nordin (which included more reliably robust
samples) confirmed Yih’s findings, concluding that “there was no evidence that Tdap is associated
with increased risk of GBS within 6 weeks of vaccination.” Third Pasetti Rep. at 2; Nordin at 1.
Top was referenced by Dr. Tornatore to show some instances of post-Tdap vaccine GBS
in a population of Canadian children, but Dr. Pasetti highlighted the fact that the majority of
instances had at least one non-neurologic symptom, and 21 percent of them displayed evidence of
infection—all of which supported some other causal agent. Third Pasetti Rep. at 2; Top at 1412.
Top also acknowledged the risk of GBS posed by different kinds of infection. See Top at 1411.
And Top itself concluded that any vaccine association was more likely temporally coincidental,
especially when concurrent with an infection. Id. at 1413.
Kongbunkiat, Dr. Pasetti maintained, involved only four collected case reports and
different versions of the tetanus-containing vaccines that could not credibly be analogized to the
version of Tdap Petitioner received. Third Pasetti Rep. at 3; Kongbunkiat at 1. Another was a
surveillance study that included none of the kinds of methodologic guardrails needed to yield a
reliable causation determination, such as a comparative background rate for the incidence of GBS
in the absence of vaccination or corroboration of the reported GBS cases that the data provided, as
well as allowed for the possibility of a preexisting infection (which was reported in three of the
ten cases noted by Dr. Tornatore). S. Chang et al., U.S. Postlicensure Safety Surveillance for
Adolescent and Adult Tetanus, Diphtheria and Acellular Pertussis Vaccines: 2005-2007, 31
Vaccine 1447 (2013), filed as Ex. 63 (ECF No. 42-8) (“Chang”), at 1448. And he offered a number
of case reports—some of which (like Bakshi & Graves) were rejected as good evidence of
causation by the 2012 IOM Report. 2012 IOM Report at 93–94. The same kinds of criticisms were
leveled by Dr. Pasetti at other items of literature referenced by Dr. Tornatore. See generally Third
Pasetti Rep. at 4.
Petitioner’s vaccination history did not make causation more likely, in Dr. Pasetti’s view.
She emphasized again that Petitioner had not developed GBS after receiving prior Tdap boosters—
even once when pregnant, as here. Third Pasetti Rep. at 6. In response, Dr. Tornatore had
referenced “the kinetics of tetanus antibodies,” maintaining that the cumulative receipt of two
boosters within 14 months (2018 to 2019) increased the impact (and risk of aberrant response) of
vaccination, given the known half life of the relevant antibodies. But Dr. Pasetti deemed the
22
argument unclear when applied to instigation of GBS. Id. She also observed that in fact, the
timeframe between Petitioner’s 2009 booster and the one she received in 2018 rendered the latter
the more-likely instance that would have featured over-robust immune response and concomitant
dysregulation (although Petitioner did not then experience GBS). Id.
Dr. Pasetti concluded by again noting Petitioner’s history of autoimmune disease prior to
vaccination. And she stressed the medical record evidence of a likely infection (as indicated by
fever) before onset of neurologic symptoms. Third Pasetti Rep. at 6. Vaccination was far less likely
to have caused her GBS.
2. Dara Jamieson, M.D. – Dr. Jamieson is a neurologist and medical academic,
and she prepared two written reports on Respondent’s behalf. See Report, dated October 6, 2022,
filed as Ex. A (ECF No. 22-1) (“First Jamieson Rep.”); Report, dated August 28, 2024, filed as
Ex. F (ECF No. 44-1) (“Second Jamieson Rep.”).
Dr. Jamieson received her M.D. from the University of Pennsylvania. Curriculum Vitae,
filed as Ex. B (ECF No. 22-23) (“Jamieson CV”). She followed her M.D. with a neurology
residency and a cerebrovascular fellowship at the Hospital of the University of Pennsylvania. Id.
at 1. She later taught and participated in clinical practice in Philadelphia at multiple facilities,
including Temple University hospital; Thomas Jefferson University, University of Pennsylvania
hospital; and Pennsylvania Hospital where she gained close to twenty years of experience. Id. at
1–2. Dr. Jamieson is currently a Neurology lecturer at Weill Cornell Medicine where she teaches
medical students and residents. Id. at 1. She has authored twenty-two peer reviewed medical
articles and contributed to approximately fifty other pieces of medical literature regarding
neurology. Id. at 10–14.
First Report
Like Dr. Tornatore, Dr. Jamieson provided an overview of Petitioner’s medical history
before offering her reaction to the Petitioner’s theory. First Jamieson Rep. at 2–8. She also
provided a summary of GBS and its features consistent with Dr. Tornatore’s report. Id. at 10–11.
But Dr. Jamieson stressed that although certain kinds of antibodies were associated with different
GBS variants, the mere existence of the antibodies found from blood tests was not only not
mandated for a diagnosis, but that the confirmation of the existence of antibodies was not “reliably
predictive of a different clinical course or response to treatment.” Id. at 11 (quoting P. Bourque et
al., Autoimmune Peripheral Neuropathies, 449 Clinica Chimica Acta 37 (2015), filed as Ex. A Tab
16 (ECF No. 22-17) (“Bourque”), at 41 (discussing CIDP variants). Indeed, with respect to AIDP,
Bourque stated that “for the prototypical AIDP syndrome, the search for reliable antigenic
biomarkers has not yielded consistent associations with high titers and thus antibody screening is
not part of accepted management strategies or diagnostic criteria.” Bourque at 39 (emphasis
added).
23
Much of Dr. Jamieson’s report addressed aspects of Petitioner’s medical history. For
example, she disputed there was any significance in the fact that Petitioner’s GBS onset began
during late pregnancy, a timeframe Dr. Tornatore suggested was characterized by immune
suppression (making it an unlikely backdrop for an uncontrolled autoimmune response—and, in
Dr. Tornatore’s view, increasing the likelihood that vaccination was the “x factor”). First Jamieson
Rep. at 8–9. Dr. Jamieson noted that immune-mediated diseases often could begin in this
timeframe, and cited one (neuromyelitis optica disorders) known to worsen in connection with
pregnancy. Y. Mao-Draayer et al., Neuromyelitis Optica Spectrum Disorders and Pregnancy:
Therapeutic Considerations, 16 Nature Reviews – Neurol. 154 (2020), filed as Ex. A Tab 1 (ECF
No. 22-2), at 155, 166.
In addition, GBS’s incidence was the same for pregnant women when contrasted with the
general population. See, e.g., Cheng at 603; L. Chan et al., Guillain-Barré Syndrome in Pregnancy,
83 Acta Obstet. Gynecol. Scand. 83 (2004), filed as Ex. A Tab 3 (ECF No. 22-4). Pregnancy itself
has been deemed a possible GBS trigger, and Dr. Jamieson contended that “the most likely time
that GBS occurs during pregnancy is later, especially in the third trimester.” First Jamieson Rep.
at 9 (emphasis added); K. Sheikh, Guillain-Barré Syndrome, Am. Acad. Neurol. 1184 (Oct. 2020),
filed as Ex. A Tab 9 (ECF No. 22-10) (“Sheikh”), at 1193.
Dr. Jamieson also noted that Petitioner’s late-August 2019 neurologic symptoms were
preceded by evidence of reported fevers plus sweating or dizziness. Although Dr. Tornatore
proposed that these could be GBS-associated (as evidence of autonomic nervous system
dysfunction), Dr. Jamieson contended such symptoms would in fact occur only “in the setting of
severe disease,” not before it. These initial symptoms (which were first reported on August 19,
2019—more than three weeks after vaccination) could thus not be persuasively linked to
Petitioner’s subsequent actual GBS onset a few days later. First Jamieson Rep. at 2–3, 7, 9.
Dr. Jamieson took issue with Dr. Tornatore’s emphasis on evidence of abnormal
lymphocyte levels, as found from blood testing performed at the end of August 2019. First
Jamieson Rep. at 9–10. Dr. Tornatore maintained this could occur both in the context of a viral
infection or post-vaccination, but Dr. Jamieson deemed it a nonspecific feature, and more likely
attributable to a viral infection (especially given Petitioner’s report of fever and sweats a week
before). Id. And a treater note recording the fact of GBS occurring post-vaccination was not akin
to a confirmation of a causal relationship. Id. at 10. GBS frequently was understood to reflect a
post-infectious illness, even when a specific viral/bacterial trigger that caused the originating
illness could not be identified. Id at 10–11; P. Donofrio, Guillain-Barré Syndrome, 23 Continuum
1295, 1295 (2017) filed as Ex. A Tab 11 (ECF No. 22-12) (“Donofrio”).
24
Dr. Jamieson further disputed the reliability and quality of evidence offered to link the
Tdap vaccine to GBS. She noted at the outset that Dr. Tornatore had offered a number of articles,
like Schonberger, that did not involve the Tdap vaccine at all. First Jamieson Rep. at 8. Otherwise,
he referenced case reports, but Dr. Jamieson did not deem them particularly deserving of
evidentiary weight. Only one involved the Tdap vaccine itself, as opposed to earlier versions
containing whole-cell pertussis. See, e.g., Ammar. And case reports were generally known to be
weak evidence of causation. First Jamieson Rep. at 12.
Dr. Tornatore had also cited some retrospective studies relying on passive surveillance
reporting, such as VAERS data. First Jamieson Rep. at 12; Souayah at 1–2. But Souayah
acknowledged that it did not observe a higher incidence of post-Tdap vaccination GBS when
compared to the general population (and otherwise relied on what Dr. Jamieson deemed the
“specious assumption” that a casual association with an environmental trigger and GBS could be
assumed if the two occurred within a six-week timeframe). First Jamieson Rep. at 12. By contrast,
some other studies (also utilizing surveillance data) did not observe a statistically significant
incidence of Tdap-associated GBS. First Jamieson Rep. at 12–13; Tuttle at 3.
Second Report
After it had been determined that this matter would be resolved without hearing, Dr.
Jamieson prepared a final written report—like Dr. Pasetti, mostly responding to the contentions in
Dr. Tornatore’s final report.
Dr. Jamieson began by addressing the purported governmental-related endorsements of
Tdap causation that Dr. Tornatore had invoked. See generally Second Jamieson Rep. at 1–2, 3, 5–
6. She accepted that the 1994 IOM Report had confirmed some association between tetanus toxoid-
containing vaccines and GBS, but that it had not deemed the risk significant—or even ascertainable
in magnitude. Second Jamieson Rep. at 2; 1994 IOM Report at 71 (“the conclusions are not based
on controlled studies, no estimate of incidence or relative risk is available. It would seem to be
low”). The subsequent, 2012 IOM Report had deemed several existing epidemiologic studies 12
weak evidence of causation, either because they relied on “data from passive surveillance
systems,” “lacked unvaccinated comparison populations,” or “lacked an unvaccinated comparison
population for the GBS analysis.” 2012 IOM Report at 557. But it still did not conclude that
sufficient evidence existed to make an affirmative causation finding.
Other statements from governmental medical/scientific committees about Tdap vaccine
causation were also less probative, in Dr. Jamieson’s estimation, than Dr. Tornatore contended.
12
One of those rejected studies was Tuttle—relied upon by Dr. Jamieson, even in this second report. Second Jamieson
Report at 2. Dr. Jamieson seemed to still find Tuttle useful, given its findings. But her individual acceptance of it does
not adequately explain why it merits evidentiary weight herein, even though the IOM seems to have discarded it. I
will accordingly not give Tuttle weight in my analysis.
25
Second Jamieson Rep. at 8–9. Ezeanolue, for example, relied on what appeared to be outdated
sources for its precautions against the Tdap vaccine for those who previously experienced GBS
after a prior dose. Id. at 8; Ezeanolue at 52. The ACIP recommendation (consistent with Ezeanolue)
was outdated and said nothing about the first-line risk of incurring GBS due to receipt of the Tdap
vaccine. Second Jamieson Rep. at 9.
Some independent literature, however, did undermine causation in Dr. Jamieson’s
estimation, despite Dr. Tornatore’s efforts to show otherwise. A table from Yih, for example
(published before the 2012 IOM Report—but not referenced therein (Second Jamieson Rep. at 2)),
was cited by Dr. Tornatore to show an increased risk of GBS post-receipt of the Tdap vaccine. Yet
in Dr. Jamieson’s reading, the chart “clearly shows that the Tdap vaccine did not increase the risk
of GBS. A log-likelihood ratio 13 of 0.38 for GBS is not significant when compared to a critical
value of 3.12, as 0.38 is a much lower number than 3.12.” (Second Jamieson Rep. at 2 (emphasis
added) (referencing Yih Table 3). In fact, Yih’s authors had expressly stated (in interpreting their
own findings) that “[f]or all outcomes [including GBS], the expected number of events reached
the upper limits without the log-likelihood ratio exceeding the critical value, providing no evidence
that Tdap raises the risk of GBS above the background incidence or that it increases the risk of the
other studied outcomes relative to Td.” Yih at 6.
Dr. Jamieson did not accept evidence offered by Dr. Tornatore about the risks of CIDP
flares after vaccination. In invoking those pieces of evidence, she maintained that Dr. Tornatore
“conflates two distinct and different neurological diseases”—GBS and CIDP. Second Jamieson
Rep. at 5. In her view, “[d]ata from . . . relapses of CIDP cannot be extrapolated to support an
argument relevant to an initial bout of a monophasic disease.” Id. at 6. Dr. Jamieson similarly
disputed the value of evidence involving relapse of existing GBS, noting that Petitioner had not
experienced GBS before the vaccination in question. Id. Articles like Pritchard, therefore, were of
limited utility, since they were focused on relapse (while also relying on questionnaire data from
responding patients, rather than confirmed instances of medically-diagnosed relapse). Pritchard at
1.
Reliance on case series was also an unpersuasive basis for a finding of causation, Dr.
Jamieson contended. Top, for example, not only concluded risk of GBS due to infection was rare,
but in the cases observed post-receipt of the Tdap vaccine, confounding factors (evidence of a prior
infection) made it difficult to conclude vaccine causation—and Top’s own authors expressly stated
that the relationship observed in a few cases was most likely coincidental. Top at 13. Kongbukkiat
featured individuals who had developed GBS in a much longer timeframe than relevant to this
case, and did not reliably confirm the diagnoses either. Kongbukkiat at 2. And Chang relied on
13
A log-likelihood ratio refers to the statistical measure that compares the likelihood of two models. See M. Kulldorff
et al., A Maximized Sequential Probability Ratio Test for Drug and Vaccine Safety Surveillance, 30 Sequential
Analysis 58, p. 3.1 (2011), https://www.tandfonline.com/doi/full/10.1080/07474946.2011.539924 (last visited Aug.
25, 2025).
26
passive surveillance data, concluding that causation should not be inferred from its findings as a
result. Chang at 2.
Individual case reports were equally unreliable, according to Dr. Jamieson. Some could be
called into question because the GBS diagnosis was unconfirmed or evidentiarily shaky. Second
Jamieson Rep. at 5; Others specifically noted the uncommon nature of their finding, thus
highlighting the likelihood that they were outliers rather than predictive of a real causal possibility.
Bakshi & Graves at 2; Ammar at 2. Pollard & Selby was also criticized by Dr. Jamieson, both due
to its outdated quality (more than 40 years old, and thus implicating formulations for the vaccine
no longer administered), and because it said more about relapse risk after multiple doses of tetanus-
containing vaccines than the initial risk of GBS after vaccine exposure. Second Jamieson Rep. at
6.
Dr. Jamieson ended her final report by rejecting Dr. Tornatore’s argument that a wild
bacterial tetanus infection could itself be associated with GBS. Second Jamieson Rep. at 9–10.
Given that many different kinds of infections—viral and bacterial—were associated with GBS,
Dr. Tornatore’s contention was “not inconceivable,” but he had failed to corroborate it with reliable
independent evidence. Sonnabend, for example, involved a botulism infection caused by a
distinguishable bacterium—not GBS due to a bacterial infection of any kind. 14 Sonnabend at 1.
Lee involved a subset of individuals with diagnosed tetanus infections, some of whom may have
developed it from “secondary hospital-acquired infections.” Second Jamieson Rep. at 9; Lee at 2.
(Lee in fact notes the importance of distinguishing GBS associated with tetanus toxoid and GBS
associated with a tetanus infection). Of that smaller group (eight out of thirteen), two received
GBS diagnoses that (on the basis of the evidence set forth in Lee) Dr. Jamieson deemed “thinly
described”—and there were too many alternative explanations for their GBS (for example, the fact
that the two patients were on a course of neuromuscular blockade medications). Second Jamieson
Rep. at 10.
III. Procedural History
The Petition was filed in January of 2021. After that, Petitioner and Respondent filed the
above-discussed expert reports. During that time, Respondent filed a joint 4(c) Report and Pre-
hearing Brief challenging Petitioner’s claim. The final expert report was filed in August of 2024,
thereby concluding the process. I determined that this matter could be fairly resolved via ruling on
the record and set a briefing schedule for resolution of the matter. The parties completed and filed
their respective briefs between November of 2024 and February of 2025, making his matter ripe
for resolution.
Tetanus is attributed to a specific bacterium, Clostridium tetani. Clostridium tetani, Dorland’s Medical Dictionary
14
Online, https://www.dorlandsonline.com/dorland/definition?id=65648&searchterm=Clostridium+tetani (last visited
Aug. 26, 2025).
27
IV. Parties’ Arguments
Petitioner
Petitioner maintains that Dr. Tornatore has provided preponderant evidence of a
biologically credible medical theory causally connecting the tetanus vaccine to GBS. Dr. Tornatore
has opined that exposure to viral or bacterial antigens caused the development of GBS through the
mechanism of molecular mimicry. Br. at 20. Molecular mimicry requires that these antigens share
homology with host antigens that lead to an autoimmune response, which, as Dr. Tornatore points
out, is seen in swine flu and tetanus vaccines. Id. at 20–21. The Petitioner parallels the swine flu
and tetanus vaccines and their documented autoimmune responses, arguing that what is shown in
one context reasonably applies elsewhere. Id. Dr. Tornatore also more specifically notes that
peptides found in the flu vaccine and tetanus toxin are a molecular mimic with P1L/MBP epitopes
and P2 epitopes respectfully. Id. at 22–23.
Further support for causation is found in a number of studies, articles, case reports, and
governmental practice guidelines regarding vaccination. Br. at 23–24. The 1994 IOM report, for
example, concluded that the Tdap vaccine could cause GBS through molecular mimicry or other
biologic mechanisms. Id. at 24 (citing to 1994 IOM Rep. at 89). The 2012 IOM Committee,
however, backed off from this likely because it employed a higher standard for finding causation
than the 1994 IOM report. Id. at 25–26. And in any event, the 2012 IOM Report neither accepted
nor rejected a causal relationship between the two, and does not otherwise replace the IOM’s
earlier determinations. Id. at 26–29 (citing to Harris v. Sec’y of Health & Hum. Servs., No. 18-
944V, 2023 WL 2583393, at *22 (Fed. Cl. Spec. Mstr. Feb. 21, 2023) (special master determining
that the 2012 IOM report did not invalidate the 1994 IOM report)).
In addition, Dr. Tornatore offered other articles and case reports linking Tdap to GBS such
as Yih, which found a causal relationship between the Tdap vaccine and developing GBS in “about
1 excess case” out of every 100,000 doses of the Tdap vaccine. Br. at 30 (discussing Yih). This
exceedingly low number does not mean that there is no causal relationship between Tdap and GBS,
but, rather, that the risk of this outcome is low. Id. And Petitioner accepted that case reports have
historically been given less evidentiary weight in the Program, but asserts they have value when
coupled with other evidence, and therefore cannot be reflexively disregarded. Id. at 31–32. The
Petitioner also offered evidence from clinical studies showing that GBS has been associated with
natural tetanus infections. Id. at 32–33. Specifically, in the Sonnabend and Lee articles, it was
observed that patients with tetanus infections also had features or diagnoses of GBS. Id. (citing
Sonnabend; Lee).
Equally important, Petitioner contends, is the evidence of public warnings concerning the
risks of administering the Tdap vaccine to patients who have previously experienced post-
28
vaccination GBS. Br. at 33–34. These public warnings are especially significant because they have
played a role in assisting with establishing prong one showings (under the causation standard set
for causation claims by the Federal Circuit in Althen v. Sec'y of Health & Hum. Servs., 418 F.3d
1274, 1278 (Fed. Cir. 2005)) in previous vaccine cases before the Court. See id. (citing Mohamad
v. Sec’s Health & Hum. Servs., 2022 WL 711604 (Fed. Cl. Spec. Mstr. Jan. 27, 2022)). It is the
combination of this evidence that Petitioner asserts has shown Dr. Tornatore’s causal theory is
shown by a preponderance of the evidence and has satisfied her Althen prong one.
Petitioner then contends that she has established that the Tdap vaccine “did cause” her
injuries, and in a medically-acceptable timeframe (as required by Althen prongs two and three).
See Br. at 37–41. Petitioner largely relies on temporal proximity to satisfy her burden for these two
requirements. See id. For the second prong specifically, Dr. Tornatore argues that there was a
logical sequence of cause and effect between Petitioner’s GBS and Tdap vaccine because
development of symptoms occurred after the vaccine—and when the Petitioner was in an
immunocompromised state (due to her pregnancy)—and with no other possible explanation for
her GBS in her medical records. Id. at 38–39.
In Dr. Tornatore’s view, Petitioner’s GBS was vaccine-related, and not post- or para-
infectious, because her body was in a state that was primed for an abnormal immunologic event.
Br. at 38. According to Dr. Tornatore, the Petitioner’s immune system was suppressed due to her
third trimester pregnancy. Id. In addition, receiving two Tdap vaccines roughly a year apart would
create a stimulating effect that would lead to a high antibody count. Id. at 38–39. The compounding
of these two factors left the Petitioner in an immunocompromised state, prime for a rare
autoimmune reaction following a vaccination. Id.
Dr. Tornatore also asserts that there was no other logical cause for Petitioner’s GBS
identified on the record. Br. at 39. Even though Petitioner did report experiencing some symptoms
of sweats and dizziness five to six days prior to developing the first neurologic symptoms of GBS,
these could all be associated with GBS because there is no other recorded etiology for these
symptoms listed in Petitioner’s medical records. Id. Beyond that, Petitioner’s treating providers
took down that she was in a “usual state of health” before her vaccine. Id. at 40. Petitioner claims
that this circumstantial evidence is sufficient to satisfy Althen prong two.
A similar argument is used to satisfy Althen prong three. See Br. at 40–41. Petitioner claims
she has shown a medically acceptable temporal relationship between her Tdap vaccine and onset
of her GBS symptoms. Petitioner’s GBS symptoms began on August 22, 2019 when she
experienced pain and tingling in her extremities. Id. at 41. This occurred twenty-eight days after
receiving the Tdap vaccine. Id. at 40.
29
Petitioner also relies on both Dr. Tornatore’s and Dr. Pasetti’s statements to establish a
medically appropriate time frame for onset. Both of these experts opine that onset of symptoms
within twenty-eight days is appropriate. See Br. at 41 (quoting Dr. Pasetti believing the
development of GBS within 3.5 weeks of vaccination is indicative of a temporal relationship
between the two, and citing to Dr. Tornatore’s expert report where he relayed that onset could be
up to ten weeks after vaccination). Petitioner also analogizes GBS onset from the flu vaccine to
the Tdap vaccine to support a medically appropriate time frame. Because, as Petitioner points out,
the Secretary of Health and Human Services presumes causation of GBS from the flu vaccine if
onset occurs within three to forty-two days. Br. at 41. Therefore, in Petitioner’s view, her twenty-
eight day GBS onset is also medically appropriate following a Tdap vaccine. Id.
On reply, Petitioner stresses that the relevant standard for her to prevail on Althen is not
medical certainty, but instead only requires her to show enough evidence to show onset, causation,
exacerbation, and temporal relationship by a preponderance of the evidence. Reply at 5. As a result,
Dr. Tornatore’s lack of evidence confirming the specific biologic mechanism of molecular
mimicry between tetanus vaccine and GBS is not fatal to Petitioner’s case, and is consistent with
the outcome in Mohamad. Id. at 5, 9–11.
Petitioner further defends Dr. Tornatore’s offered articles as sound scientific evidence that
supports the biological, causal effect between the Tdap vaccine and GBS via molecular mimicry,
and refutes that Respondent’s offered evidence undermines her own. Reply at 3–9. While the
Petitioner acknowledges that science today has not confirmed a definite link between tetanus and
GBS, she reiterates the legal importance of circumstantial evidence. Id. at 9–15. Lastly, the
Petitioner reasserts that her fever and symptoms before neurologic symptom onset and disease
timeline are indicative of a vaccine-based etiology, as opined by her treating provider. Id. Treating
provider statements, she stresses, carry great weight and cannot be rejected so easily by the
Respondent. Id. at 16–17.
Respondent
Respondent’s opposition brief argues that the Petitioner has failed her requisite showing
on all three Althen prongs. Opp. at 2.
Respondent begins by arguing that Dr. Tornatore’s molecular mimicry theory is
inadequate. Respondent maintains Dr. Tornatore has engaged in hand waiving and chanting of the
phrase “molecular mimicry,” but without specifically showing a reliable and persuasive link
between the Tdap vaccine and GBS. Opp. at 10–11. As the authors in Yuki noted, molecular
mimicry is only a persuasively-established mechanistic explanation for a specific autoimmune
disease process if four criteria are met. Id. at 13 (quoting Yuki at 1–2). But Dr. Tornatore has failed
to substantiate them all. In particular, he has not offered reliable, scientific evidence of a true
molecular mimic. Id. at 11–12. Even Dr. Tornatore’s BLAST search results are themselves
30
insufficient, as Dr. Pasetti only observed a few isolated amino acids and large gaps in sequence
alignment—nothing that would indicate a partial sequence homology. See id. at 12.
Next, Respondent contends that the available epidemiologic evidence demonstrates that
the Tdap vaccine is not likely associated with GBS. Opp. at 13. Studies like Baxter II and Daley
looked at the correlation between a number of vaccines (including tetanus toxoid-containing
vaccines) and GBS, but none of them were able to find an associated risk. Id. at 14 (citing Baxter
II at 200–02). Even the Yih and Souayah studies that Dr. Tornatore relies upon could not
conclusively establish a link between the Tdap vaccine and GBS. Id. at 15–16. Respondent
concedes that Souayah suggests an association between Tdap and GBS, but argues that the study
cannot be given much evidentiary weight because it relies on VAERS data. Id. at 15 (citing
Souayah at 5). The overwhelming and most reliable epidemiologic evidence argues against general
causation. Id. at 16.
Respondent then attacks Petitioner’s case reports and medical literature offered in this case,
arguing that they do not advance Dr. Tornatore’s causation theory. Opp. at 19. Respondent first
takes aim at the Petitioner’s use of case reports—which have historically been given less
evidentiary weight in the Program, since they rely largely on timing to establish a cause-and-effect
relationship. Id. (citing First Jamieson Rep. at 12). Also, the circumstances of the case report
subjects are distinguishable from Petitioner’s own history. Id. at 19–20 (discussing Top (which
involved infections and other conditions that contradict an association between vaccination and
GBS); Kongbunkiat (assessing Tdap vaccines formulated and manufactured differently than the
Boostrix Tdap vaccine the petitioner received); Chang (finding three of the four instances of
Tdap/GBS cases had a preceding infection); Newton & Janati (assessing a male patient with an
unclear neurological disorder; Ammar (the patient fell from a second story roof before receiving
the Tdap vaccination)).
Next, Respondent questions the value of Dr. Tornatore’s reliance on literature pertaining
to vaccines and diseases other than Tdap and GBS. Opp. at 20–22. Respondent notes that Dr.
Tornatore uses the flu vaccine and CIDP, for example, as parallels for the Tdap vaccine and GBS.
Id. at 21–22. And the flu and Tdap vaccines formulation and manufacturing differences are too
many to deem them comparable. Id. at 21 (citing First Pasetti Rep. at 6; Second Pasetti Rep. at 1).
Similarly, as Dr. Jamieson established, GBS and CIDP are not interchangeable diseases, and,
therefore, studies using data from one “cannot be extrapolated to support an argument relevant” to
the other. Id. at 21 (citing at Second Jamieson Rep. at 5–6).
Further, Respondent argues that the 1994 IOM Report was unpersuasive. Not only did it
rely upon the Pollard & Selby study for its findings (which involved CIDP), but it was superseded
by the 2012 IOM Report, and additional reliable epidemiologic evidence has been made available
since the reports that only underscore the absence of a causal association. Opp. at 22–24. Lastly,
31
Respondent notes that GBS has some recognized causes, but it is mostly idiopathic, and likely was
idiopathic in this case. Id. at 25. Even if a trigger for GBS was necessary, Dr. Tornatore has not
offered sufficient evidence in support of his contention that a wild tetanus infection is associated
with GBS. Id. at 25–26.
Respondent further maintains that Petitioner has fallen short of satisfying her Althen prong
two showing, because it relies solely on post hoc ergo propter hoc logic while not grappling with
evidence of other potential GBS causes evident in the record. See Opp. at 26. In particular,
Respondent experienced a fever in the days leading up to the first neurologic symptom of her GBS,
and tested positive for atypical lymphocytes—evidence of an infectious process. Id. at 27. And Dr.
Jamieson noted association of GM2 IgG-IgM positivity with cytomegalovirus infection, which
could explain Petitioner’s GBS as well. Id. And the Petitioner received two Tdap vaccines before
the one at issue, but experienced no reaction. Id. at 13.
Similarly, Respondent discounted the significance of Petitioner’s pregnancy as impacting
her GBS. He argues that pregnancy-specific studies do not show a different incidence of pregnant
women developing GBS relative to the general population, thus undermining Dr. Tornatore’s
assertion that the Petitioner was in a state of immunosuppression and was susceptible to an adverse
autoimmune reaction from the Tdap vaccine via molecular mimicry. Opp. at 17–19 (citing Cheng;
Tseng; Sukumaran).
Otherwise, Petitioner relied mainly on the temporal association between Petitioner’s Tdap
vaccine and GBS onset, that in turn relies mainly on a treating provider’s conclusory statements.
Opp. at 26–27. Such statements, Respondent contends, lack reason and evidence beyond
temporality, which is insufficient to satisfy Althen prong two. Id. at 27.
V. Applicable Law
A. Petitioner’s Overall Burden in Vaccine Program Cases
To receive compensation in the Vaccine Program, a petitioner must prove either: (1) that
he suffered a “Table Injury”—i.e., an injury falling within the Vaccine Injury Table—
corresponding to one of the vaccinations in question within a statutorily prescribed period of time
or, in the alternative, (2) that his illnesses were actually caused by a vaccine (a “Non-Table
Injury”). See Sections 13(a)(1)(A), 11(c)(1), and 14(a), as amended by 42 C.F.R. § 100.3; §
11(c)(1)(C)(ii)(I); see also Moberly ex rel. Moberly v. Sec'y of Health & Hum. Servs., 592 F.3d
1315, 1321 (Fed. Cir. 2010); Capizzano v. Sec’y of Health & Hum. Servs., 440 F.3d 1317, 1320
(Fed. Cir. 2006). 15 There is no Table claim for GBS caused by a tetanus-containing vaccine.
15
Decisions of special masters (some of which I reference in this ruling) constitute persuasive but not binding
authority. Hanlon v. Sec’y of Health & Hum. Servs., 40 Fed. Cl. 625, 630 (1998). By contrast, Federal Circuit rulings
32
For both Table and Non-Table claims, Vaccine Program petitioners bear a “preponderance
of the evidence” burden of proof. Section 13(1)(a). That is, a petitioner must offer evidence that
leads the “trier of fact to believe that the existence of a fact is more probable than its nonexistence
before [he] may find in favor of the party who has the burden to persuade the judge of the fact’s
existence.” Moberly, 592 F.3d at 1322 n.2; see also Snowbank Enter. v. United States, 6 Cl. Ct.
476, 486 (1984) (mere conjecture or speculation is insufficient under a preponderance standard).
Proof of medical certainty is not required. Bunting v. Sec’y of Health & Hum. Servs., 931 F.2d 867,
873 (Fed. Cir. 1991). In particular, a petitioner must demonstrate that the vaccine was “not only
[the] but-for cause of the injury but also a substantial factor in bringing about the injury.” Moberly,
592 F.3d at 1321 (quoting Shyface v. Sec'y Health & Hum. Servs., 165 F.3d 1344, 1352–53
(Fed.Cir.1999)); Pafford v. Sec’y of Health & Hum. Servs., 451 F.3d 1352, 1355 (Fed. Cir. 2006).
A petitioner may not receive a Vaccine Program award based solely on his assertions; rather, the
petition must be supported by either medical records or by the opinion of a competent physician.
Section 13(a)(1).
In attempting to establish entitlement to a Vaccine Program award of compensation for a
Non-Table claim, a petitioner must satisfy all three of the elements established by the Federal
Circuit in Althen, 418 F.3d at 1278: “(1) a medical theory causally connecting the vaccination and
the injury; (2) a logical sequence of cause and effect showing that the vaccination was the reason
for the injury; and (3) a showing of proximate temporal relationship between vaccination and
injury.”
Each of the Althen prongs requires a different showing. Under Althen prong one, petitioners
must provide a “reputable medical theory,” demonstrating that the vaccine received can cause the
type of injury alleged. Pafford, 451 F.3d at 1355–56 (citations omitted). To satisfy this prong, a
petitioner’s theory must be based on a “sound and reliable medical or scientific explanation.”
Knudsen v. Sec’y of Health & Hum. Servs., 35 F.3d 543, 548 (Fed. Cir. 1994). Such a theory must
only be “legally probable, not medically or scientifically certain.” Id. at 549.
Petitioners may satisfy the first Althen prong without resort to medical literature,
epidemiological studies, demonstration of a specific mechanism, or even a generally accepted
medical theory. Andreu v. Sec’y of Health & Hum. Servs., 569 F.3d 1367, 1378–79 (Fed.Cir.2009)
(citing Capizzano, 440 F.3d at 1325–26). Special masters, despite their expertise, are not
empowered by statute to conclusively resolve what are essentially thorny scientific and medical
questions, and thus scientific evidence offered to establish Althen prong one is viewed “not through
the lens of the laboratorian, but instead from the vantage point of the Vaccine Act’s preponderant
concerning legal issues are binding on special masters. Guillory v. Sec’y of Health & Hum. Servs., 59 Fed. Cl. 121,
124 (2003), aff’d 104 F. Appx. 712 (Fed. Cir. 2004); see also Spooner v. Sec’y of Health & Hum. Servs., No. 13-159V,
2014 WL 504728, at *7 n.12 (Fed. Cl. Spec. Mstr. Jan. 16, 2014).
33
evidence standard.” Id. at 1380. Accordingly, special masters must take care not to increase the
burden placed on petitioners in offering a scientific theory linking vaccine to injury. Contreras v.
Sec'y of Health & Hum. Servs, 121 Fed. Cl. 230, 245 (2015), vacated and remanded, 844 F.3d
1363 (Fed. Cir. 2017).
In discussing the evidentiary standard applicable to the first Althen prong, the Federal
Circuit has consistently rejected the contention that it can be satisfied merely by establishing the
proposed causal theory’s scientific or medical plausibility. See Kalajdzic v. Sec’y of Health &
Hum. Servs., No. 2023-1321, 2024 WL 3064398, at *2 (Fed. Cir. June 20, 2024) (arguments “for
a less than preponderance standard” deemed “plainly inconsistent with our precedent” (citing
Moberly, 592 F.3d at 1322)); Boatmon v. Sec’y of Health & Hum. Servs., 941 F.3d 1351, 1359
(Fed. Cir. 2019); see also Howard v. Sec'y of Health & Hum. Servs., 2023 WL 4117370, at *4
(Fed. Cl. May 18, 2023) (“[t]he standard has been preponderance for nearly four decades”), aff’d,
2024 WL 2873301 (Fed. Cir. June 7, 2024) (unpublished). And petitioners always have the
ultimate burden of establishing their overall Vaccine Act claim with preponderant evidence. W.C.
v. Sec’y of Health & Hum. Servs., 704 F.3d 1352, 1356 (Fed. Cir. 2013) (citations omitted); Tarsell
v. United States, 133 Fed. Cl. 782, 793 (2017) (noting that Moberly “addresses the petitioner’s
overall burden of proving causation-in-fact under the Vaccine Act” by a preponderance standard).
The second Althen prong requires proof of a logical sequence of cause and effect, usually
supported by facts derived from a petitioner’s medical records. Althen, 418 F.3d at 1278; Andreu,
569 F.3d at 1375–77; Capizzano, 440 F.3d at 1326; Grant v. Sec’y of Health & Hum. Servs., 956
F.2d 1144, 1148 (Fed. Cir. 1992). In establishing that a vaccine “did cause” injury, the opinions
and views of the injured party’s treating physicians are entitled to some weight. Andreu, 569 F.3d
at 1367; Capizzano, 440 F.3d at 1326 (“medical records and medical opinion testimony are favored
in vaccine cases, as treating physicians are likely to be in the best position to determine whether a
‘logical sequence of cause and effect show[s] that the vaccination was the reason for the injury’”)
(quoting Althen, 418 F.3d at 1280). Medical records are generally viewed as particularly
trustworthy evidence, since they are created contemporaneously with the treatment of the patient.
Cucuras, 993 F.2d at 1528.
Medical records and statements of a treating physician, however, do not per se bind the
special master to adopt the conclusions of such an individual, even if they must be considered and
carefully evaluated. Section 13(b)(1) (providing that “[a]ny such diagnosis, conclusion, judgment,
test result, report, or summary shall not be binding on the special master or court”); Snyder v. Sec’y
of Health & Hum. Servs., 88 Fed. Cl. 706, 746 n.67 (2009) (“there is nothing . . . that mandates
that the testimony of a treating physician is sacrosanct—that it must be accepted in its entirety and
cannot be rebutted”). As with expert testimony offered to establish a theory of causation, the
opinions or diagnoses of treating physicians are only as trustworthy as the reasonableness of their
suppositions or bases. The views of treating physicians should be weighed against other, contrary
34
evidence also present in the record—including conflicting opinions among such individuals.
Hibbard v. Sec’y of Health & Hum. Servs., 100 Fed. Cl. 742, 749 (2011) (not arbitrary or capricious
for special master to weigh competing treating physicians’ conclusions against each other), aff’d,
698 F.3d 1355 (Fed. Cir. 2012); Veryzer v. Sec’y of Dept. of Health & Hum. Servs., No. 06-522V,
2011 WL 1935813, at *17 (Fed. Cl. Spec. Mstr. Apr. 29, 2011), mot. for review den’d, 100 Fed.
Cl. 344, 356 (2011), aff’d without opinion, 475 F. Appx. 765 (Fed. Cir. 2012).
The third Althen prong requires establishing a “proximate temporal relationship” between
the vaccination and the injury alleged. Althen, 418 F.3d at 1281. That term has been equated to the
phrase “medically-acceptable temporal relationship.” Id. A petitioner must offer “preponderant
proof that the onset of symptoms occurred within a timeframe which, given the medical
understanding of the disorder’s etiology, it is medically acceptable to infer causation.” de Bazan v.
Sec’y of Health & Hum. Servs., 539 F.3d 1347, 1352 (Fed. Cir. 2008). The explanation for what is
a medically acceptable timeframe must align with the theory of how the relevant vaccine can cause
an injury (Althen prong one’s requirement). Id. at 1352; Shapiro v. Sec’y of Health & Hum. Servs.,
101 Fed. Cl. 532, 542 (2011), recons. den’d after remand, 105 Fed. Cl. 353 (2012), aff’d mem.,
503 F. Appx. 952 (Fed. Cir. 2013); Koehn v. Sec’y of Health & Hum. Servs., No. 11-355V, 2013
WL 3214877 (Fed. Cl. Spec. Mstr. May 30, 2013), mot. for rev. den’d (Fed. Cl. Dec. 3, 2013),
aff’d, 773 F.3d 1239 (Fed. Cir. 2014).
B. Legal Standards Governing Factual Determinations
The process for making determinations in Vaccine Program cases regarding factual issues
begins with consideration of the medical records. Section 11(c)(2). The special master is required
to consider “all [ ] relevant medical and scientific evidence contained in the record,” including
“any diagnosis, conclusion, medical judgment, or autopsy or coroner's report which is contained
in the record regarding the nature, causation, and aggravation of the petitioner's illness, disability,
injury, condition, or death,” as well as the “results of any diagnostic or evaluative test which are
contained in the record and the summaries and conclusions.” Section 13(b)(1)(A). The special
master is then required to weigh the evidence presented, including contemporaneous medical
records and testimony. See Burns v. Sec'y of Health & Hum. Servs., 3 F.3d 415, 417 (Fed. Cir.
1993) (determining that it is within the special master's discretion to determine whether to afford
greater weight to contemporaneous medical records than to other evidence, such as oral testimony
surrounding the events in question that was given at a later date, provided that such determination
is evidenced by a rational determination).
As noted by the Federal Circuit, “[m]edical records, in general, warrant consideration as
trustworthy evidence.” Cucuras, 993 F.2d at 1528; Doe/70 v. Sec'y of Health & Hum. Servs., 95
Fed. Cl. 598, 608 (2010) (“[g]iven the inconsistencies between petitioner's testimony and his
contemporaneous medical records, the special master's decision to rely on petitioner's medical
35
records was rational and consistent with applicable law”), aff'd, Rickett v. Sec'y of Health & Hum.
Servs., 468 F. App’x 952 (Fed. Cir. 2011) (non-precedential opinion). A series of linked
propositions explains why such records deserve some weight: (i) sick people visit medical
professionals; (ii) sick people attempt to honestly report their health problems to those
professionals; and (iii) medical professionals record what they are told or observe when examining
their patients in as accurate a manner as possible, so that they are aware of enough relevant facts
to make appropriate treatment decisions. Sanchez v. Sec'y of Health & Hum. Servs., No. 11–685V,
2013 WL 1880825, at *2 (Fed. Cl. Spec. Mstr. Apr. 10, 2013); Cucuras v. Sec'y of Health & Hum.
Servs., 26 Cl. Ct. 537, 543 (1992), aff'd, 993 F.2d at 1525 (Fed. Cir. 1993) (“[i]t strains reason to
conclude that petitioners would fail to accurately report the onset of their daughter's symptoms”).
Accordingly, if the medical records are clear, consistent, and complete, then they should
be afforded substantial weight. Lowrie v. Sec'y of Health & Hum. Servs., No. 03–1585V, 2005 WL
6117475, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). Indeed, contemporaneous medical records
are often found to be deserving of greater evidentiary weight than oral testimony—especially
where such testimony conflicts with the record evidence. Cucuras, 993 F.2d at 1528; see also
Murphy v. Sec'y of Health & Hum. Servs., 23 Cl. Ct. 726, 733 (1991), aff'd per curiam, 968 F.2d
1226 (Fed. Cir. 1992), cert. den'd, Murphy v. Sullivan, 506 U.S. 974 (1992) (citing United States
v. United States Gypsum Co., 333 U.S. 364, 396 (1947) (“[i]t has generally been held that oral
testimony which is in conflict with contemporaneous documents is entitled to little evidentiary
weight.”)).
However, the Federal Circuit has also noted that there is no formal “presumption” that
records are accurate or superior on their face to other forms of evidence. Kirby v. Sec’y of Health
& Hum. Servs., 997 F.3d 1378, 1383 (Fed. Cir. 2021). There are certainly situations in which
compelling oral or written testimony (provided in the form of an affidavit or declaration) may be
more persuasive than written records, such as where records are deemed to be incomplete or
inaccurate. Campbell v. Sec'y of Health & Hum. Servs., 69 Fed. Cl. 775, 779 (2006) (“like any
norm based upon common sense and experience, this rule should not be treated as an absolute and
must yield where the factual predicates for its application are weak or lacking”); Lowrie, 2005 WL
6117475, at *19 (“[w]ritten records which are, themselves, inconsistent, should be accorded less
deference than those which are internally consistent”) (quoting Murphy, 23 Cl. Ct. at 733)).
Ultimately, a determination regarding a witness's credibility is needed when determining the
weight that such testimony should be afforded. Andreu, 569 F.3d at 1379; Bradley v. Sec'y of
Health & Hum. Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993).
When witness testimony is offered to overcome the presumption of accuracy afforded to
contemporaneous medical records, such testimony must be “consistent, clear, cogent, and
compelling.” Sanchez, 2013 WL 1880825, at *3 (citing Blutstein v. Sec'y of Health & Hum. Servs.,
No. 90–2808V, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998)). In determining the
36
accuracy and completeness of medical records, the Court of Federal Claims has listed four possible
explanations for inconsistencies between contemporaneously created medical records and later
testimony: (1) a person's failure to recount to the medical professional everything that happened
during the relevant time period; (2) the medical professional's failure to document everything
reported to her or him; (3) a person's faulty recollection of the events when presenting testimony;
or (4) a person's purposeful recounting of symptoms that did not exist. La Londe v. Sec'y of Health
& Hum. Servs., 110 Fed. Cl. 184, 203–04 (2013), aff'd, 746 F.3d 1334 (Fed. Cir. 2014). In making
a determination regarding whether to afford greater weight to contemporaneous medical records
or other evidence, such as testimony at hearing, there must be evidence that this decision was the
result of a rational determination. Burns, 3 F.3d at 417.
C. Analysis of Expert Testimony
Establishing a sound and reliable medical theory often requires a petitioner to present
expert testimony in support of his claim. Lampe v. Sec’y of Health & Hum. Servs., 219 F.3d 1357,
1361 (Fed. Cir. 2000). Vaccine Program expert testimony is usually evaluated according to the
factors for analyzing scientific reliability set forth in Daubert v. Merrell Dow Pharm., Inc., 509
U.S. 579, 594–96 (1993). See Cedillo v. Sec’y of Health & Hum. Servs., 617 F.3d 1328, 1339 (Fed.
Cir. 2010) (citing Terran v. Sec’y of Health & Hum. Servs., 195 F.3d 1302, 1316 (Fed. Cir. 1999).
Under Daubert, the factors for analyzing the reliability of testimony are:
(1) whether a theory or technique can be (and has been) tested; (2) whether the
theory or technique has been subjected to peer review and publication; (3) whether
there is a known or potential rate of error and whether there are standards for
controlling the error; and (4) whether the theory or technique enjoys general
acceptance within a relevant scientific community.
Terran, 195 F.3d at 1316 n.2 (citing Daubert, 509 U.S. at 592–95).
In the Vaccine Program the Daubert factors play a slightly different role than they do when
applied in other federal judicial settings, like the district courts. Typically, Daubert factors are
employed by judges (in the performance of their evidentiary gatekeeper roles) to exclude evidence
that is unreliable or could confuse a jury. By contrast, in Vaccine Program cases these factors are
used in the weighing of the reliability of scientific evidence proffered. Davis v. Sec'y of Health &
Hum. Servs., 94 Fed. Cl. 53, 66–67 (2010) (“uniquely in this Circuit, the Daubert factors have been
employed also as an acceptable evidentiary-gauging tool with respect to persuasiveness of expert
testimony already admitted”). The flexible use of the Daubert factors to evaluate the
persuasiveness and reliability of expert testimony has routinely been upheld. See, e.g., Snyder, 88
Fed. Cl. at 742–45. In this matter (as in numerous other Vaccine Program cases), Daubert has not
been employed at the threshold, to determine what evidence should be admitted, but instead to
37
determine whether expert testimony offered is reliable and/or persuasive.
Respondent frequently offers one or more experts in order to rebut a petitioner’s case.
Where both sides offer expert testimony, a special master's decision may be “based on the
credibility of the experts and the relative persuasiveness of their competing theories.” Broekelschen
v. Sec'y of Health & Hum. Servs., 618 F.3d 1339, 1347 (Fed. Cir. 2010) (citing Lampe, 219 F.3d
at 1362). However, nothing requires the acceptance of an expert's conclusion “connected to
existing data only by the ipse dixit of the expert,” especially if “there is simply too great an
analytical gap between the data and the opinion proffered.” Snyder, 88 Fed. Cl. at 743 (quoting
Gen. Elec. Co. v. Joiner, 522 U.S. 146 (1997)); see also Isaac v. Sec'y of Health & Hum. Servs.,
No. 08–601V, 2012 WL 3609993, at *17 (Fed. Cl. Spec. Mstr. July 30, 2012), mot. for review
den'd, 108 Fed. Cl. 743 (2013), aff'd, 540 F. App’x 999 (Fed. Cir. 2013) (citing Cedillo, 617 F.3d
at 1339). Weighing the relative persuasiveness of competing expert testimony, based on a
particular expert's credibility, is part of the overall reliability analysis to which special masters
must subject expert testimony in Vaccine Program cases. Moberly, 592 F.3d at 1325–26
(“[a]ssessments as to the reliability of expert testimony often turn on credibility determinations”);
see also Porter v. Sec'y of Health & Hum. Servs., 663 F.3d 1242, 1250 (Fed. Cir. 2011) (“this court
has unambiguously explained that special masters are expected to consider the credibility of expert
witnesses in evaluating petitions for compensation under the Vaccine Act”).
D. Consideration of Medical Literature
Both parties filed numerous items of medical and scientific literature in this case, but not
all such items factor into the outcome of this decision. While I have reviewed all the medical
literature submitted in this case, I discuss only those articles that are most relevant to my
determination and/or are central to Petitioner’s case—just as I have not exhaustively discussed
every individual medical record filed. Moriarty v. Sec’y of Health & Hum. Servs., No. 2015–5072,
2016 WL 1358616, at *5 (Fed. Cir. Apr. 6, 2016) (“[w]e generally presume that a special master
considered the relevant record evidence even though he does not explicitly reference such evidence
in his decision”) (citation omitted); see also Paterek v. Sec’y of Health & Hum. Servs., 527 F.
App’x 875, 884 (Fed. Cir. 2013) (“[f]inding certain information not relevant does not lead to—and
likely undermines—the conclusion that it was not considered”).
E. Determination to Resolve Case without a Hearing
I have opted to decide entitlement in this case based on written submissions and evidentiary
filings, including the expert reports filed by each side. The Vaccine Act and Rules not only
contemplate but encourage special masters to decide petitions on the papers rather than via
evidentiary hearing, where (in the exercise of their discretion) they conclude that the former means
of adjudication will properly and fairly resolve the case. Section 12(d)(2)(D); Vaccine Rule 8(d).
38
The choice to do so has been affirmed on appeal. See D'Toile v. Sec'y of Health & Human Servs.,
No. 15-85V, 2018 WL 1750619, at *2 (Fed. Cir. Apr. 12, 2018); see also Hooker v. Sec'y of Health
& Human Servs., No. 02-472V, 2016 WL 3456435, at *21 n.19 (Fed. Cl. Spec. Mstr. May 19,
2016) (citing numerous cases where special masters decided on the papers in lieu of hearing and
that decision was upheld). I am simply not required to hold a hearing in every matter, no matter
the preferences of the parties. See Hovey v. Sec'y of Health & Human Servs., 38 Fed. Cl. 397, 402–
03 (1997) (special master acted within his discretion in denying evidentiary hearing); Burns, 3 F.3d
at 417.
ANALYSIS
I. Overview of GBS and its Treatment in Prior Program Cases
GBS has been defined as an acute, monophasic peripheral neuropathy involving rapidly-
progressive and ascending weakness and paralysis, and which is thought to have an autoimmune
mechanism. Leonhard at 1–2; Sheikh at 4.
GBS is usually believed to present with “pain, numbness, paraesthesia, or weakness in the
limbs.” Hughes & Cornblath at 1661; J. Griffin & K. Sheikh, “The Guillain-Barré Syndrome,” in
2 Peripheral Neuropathy 2197 (P. Dyck & P. Thomas, eds., 4th ed. 2005) (“Dyck & Thomas”), at
2199–2200. Fever, by contrast, is not considered a presenting feature. Leonhard at 676 Box 1;
Donofrio at 1299 Table 4-2 (“Diagnostic Criteria for [GBS]”); Dyk at 2199–2200 (fever not listed
as a clinical manifestation). Thus, while preexisting infections (which can later result in GBS) may
present with fever or other evidence of “malaise,” GBS itself presents with different clinical
features, like weakness or numbness. Autonomic involvement is also “common” in GBS, and can
involve evidence of “urine retention, . . . sinus tachycardia, hypertension, cardiac arrhythmia, and
postural hypotension.” Hughes & Cornblath at 1661. But dysautonomia (like fever) is also not
considered a presenting feature, arising instead secondarily to symptoms directly reflecting the
consequences of demyelination. Dyck & Thomas at 2199–2200.
GBS can be vaccine-caused, specifically by the flu vaccine (although the risk from wild
flu infection is much greater). Sheikh at 1193. Consistent with this, a large body of reasoned
Program decisions 16 recognize an association between the flu vaccine and GBS (as well as other
related peripheral neuropathies). Indeed, there is a Table claim for GBS due to receipt of a flu
vaccine. 42 C.F.R. § 100.3.14. This means the Government accepts that sufficiently-probative and
reliable science on the topic exists to justify conceding causation, at least for Program purposes.
16
Although prior decisions from different cases do not control the outcome herein, special masters may reasonably
take into account, for guidance, the logic of such reasoned determinations. In fact, it is wise to do so, given how often
similar causation theories or fact patterns arise in Vaccine Program cases.
39
Haskins v. Secretary of Health & Hum. Servs., No. 18-1776V, WL 2020 1870279 (Fed. Cl. Spec.
Mstr. Mar. 13, 2019). Even in cases where a Table element for such a claim cannot be met (for
example, when onset is too short or too long to fit within the timeframe of 3–42 days set for the
claim), any subsequent causation-in-fact analysis performed by the special masters rarely requires
the claimant to offer proof in support of the first Althen prong, “can cause” element; instead, it is
reasonably assumed to be satisfied already. See Welch v. Sec’y of Health & Hum. Servs. No. 18-
494V, 2019 WL 349360 (Fed. Cl. Spec. Mstr. July 2, 2019).
Other vaccines have also been found causal of GBS, although there is disagreement among
the special masters as to the preponderant strength of these proposed associations. See, e.g., Gross
v. Sec’y of Health & Hum. Servs., No. 17-1075, 2022 WL 9669651, at *36–37 (Fed. Cl. Spec.
Mstr. Sept. 22, 2022) (finding the pneumococcal vaccine caused GBS); but see Trollinger v. Sec’y
of Health & Hum. Servs., No. 16-473V, 2023 WL 2521912, at *30 (Fed. Cl. Spec. Mstr. Feb. 17,
2023), mot. for review den’d, 167 Fed. Cl. 127 (2023) (holding that the pneumococcal vaccine was
not shown to cause GBS); Bielak v. Sec’y of Health & Hum. Servs., No. 18-761V, 2022 WL
18058244, at *3 (Fed. Cl. Spec. Mstr. Dec. 9, 2022) (same). It thus cannot be said that the Program
has developed a consistent view as to what the science preponderantly “says” about causation of
GBS when the flu vaccine is not involved. Instead, it appears that the outcome in such cases is
mostly a function of the evidence before the special master (along with the special master’s
individual view about the applicability of causation theories to different vaccines), with no clear
trend one way or the other.
This is definitely true for claims that the Tdap vaccine can cause GBS. Several cases
decided in the past ten years (some of which I authored) found no causal association between the
two. 17 See, e.g., Dennington v. Sec'y of Health & Hum. Servs., No. 18-1303V, 2023 WL 2965239
(Fed. Cl. Spec. Mstr. Apr. 17, 2023), mot. for review den’d, 167 Fed. Cl. 640 (2023), appeal
dismissed, No. 2024-1214, 2024 WL 1255318 (Fed. Cir. Mar. 25, 2024); Montgomery v. Sec’y of
Health & Hum. Servs., No. 15-1037V, 2019 WL 2511352 (Fed. Cl. Spec. Mstr. May 21, 2019);
Tompkins v. Sec’y of Health & Hum. Servs., No. 10-261V, 2013 WL 3498652 (Fed. Cl. Spec. Mstr.
June 21, 2013), mot. for review den’d, 117 Fed. Cl. 713 (2014); Isaac, 2012 WL 3609993 at 19. 18
17
I have also decided a few cases in which I determined that the petitioner failed to establish a causal association
between the Tdap vaccine and CIDP—a different injury from GBS, although also still a peripheral neuropathy (and
Program claimants frequently rely on GBS-specific evidence in arguing that a vaccine can cause CIDP). See, e.g.,
DeVaughn v. Sec'y of Health & Hum. Servs., No. 22-832V, 2025 WL 758128 (Fed. Cl. Spec. Mstr. Feb. 10, 2025);
Howard, 2022 WL 4869354 at *26; Sanchez v. Sec’y of Health & Hum. Servs., No. 18-1012V, 2022 WL 1013264, at
*1 (Fed. Cl. Spec. Mstr. Mar. 11, 2022).
18
I recently decided another case involving the contention that the Tdap vaccine can cause GBS, but resolution turned
on the third Althen prong, rendering that decision less valuable for guiding the present outcome. Langert v. Sec’y of
Health & Hum. Servs., No. 22-809V, 2025 WL 1892418 (Fed. Cl. Spec. Mstr. June 13, 2025).
40
Prior Tdap-GBS cases have often involved causation theories comparable to what is
offered here. In Isaac, for example, a petitioner proposed molecular mimicry as the causal
mechanism. Issac, 2012 WL 3609993, at *6. But the special master determined that the petitioner’s
expert had over-relied on a single case report 19 to prove causation, without adequately
substantiating the mechanism. Id. at *20–21. This determination was affirmed on appeal at the
Court of Federal Claims and Federal Circuit. In Tompkins, the special master denied entitlement
in a case alleging that a number of vaccines received at the same time (including Tdap) caused a
petitioner’s GBS, but the causal theory put forward attempted to assert that the vaccines could also
individually trigger the disease. Tompkins, 2013 WL 3498652, at *15. The petitioner’s expert,
however, relied heavily on VAERS passive surveillance data, and otherwise invoked a number of
theories (molecular mimicry, or endotoxin in tetanus-containing vaccines) that were only cursorily
substantiated. Id. at *19–23.
Admittedly, some special masters have deemed causation demonstrated in Tdap vaccine-
GBS cases. See Harris, 2023 WL 2583393; Mohamad, 2022 WL 711604, at *18. In Mohamad, a
special master ruled in petitioner’s favor in a Tdap-GBS case, but almost wholly based on the
determination that the Government had effectively conceded the first Althen Prong. In particular,
the special master observed that (a) in 2011, the IOM had noted a precaution to receipt of the Tdap
vaccine in the future if an immunized individual had developed GBS within six weeks of a prior
dose, 20 and (b) this precaution note (along with an acknowledgment of the possibility of
encephalopathy in a seven-day timeframe) had been maintained in subsequent ACIP reports,
despite interim findings that the tetanus-GBS link was not as well-established as previously
thought. Mohamad, 2022 WL 711604, at *13–15. From this (and also on the basis of credibility
determinations specific to the experts who had testified in that case), the special master concluded
that the first Althen prong was satisfied. Id. at *7, 15–18.
I make one final point. As stated above, the only Table claim for GBS relates to the flu
vaccine. And yet too often the Program has featured cases in which the framework for this Table
claim—including the timeframe specific to onset after receipt of the flu vaccine—is applied in
blanket form to claims involving other vaccines, as if all are interchangeable for purposes of
causing peripheral neuropathies involving demyelination. In effect, as if there exists an “off the
menu” quasi-Table claim for all other covered vaccines as potentially causal of GBS that the
Government has simply not gotten around to adding to the Table.
19
The case report mentioned in Issac was Pollard & Selby—cited herein by Dr. Tornatore as well.
20
Also of note is the fact that this specified circumstance (advising against receipt of the Tdap vaccine if an individual
previously developed GBS after a prior Tdap dose) is facially distinguishable from the claim that a single dose can
cause GBS for the first time. And it gives weight to the development of GBS after a second dose, but ignores the
implications of receipt of prior doses that did not also result in GBS.
41
This kind of reasoning has obvious legal/evidentiary deficiencies. Nor should special
masters be in the business of duplicating Table claims and then applying them broadly to other
vaccines, based upon the reasoning that any vaccine is capable of causing an autoimmune injury,
merely because vaccines impact the human immune system. In fact, just as the viruses and bacteria
that vaccines protect against are distinguishable in their effects on the human body, so too are
vaccines variable in their potential aberrant outcomes. Thus, the most that can be determined from
the Program’s prior treatment of Tdap vaccine-GBS claims is that they are never categorically
ruled out—but that their underlying causal reasoning can properly be questioned. 21
II. Petitioner Has not Carried Her Burden of Proof
It is well-accepted in the Vaccine Program that (because claimants must preponderantly
establish all three Althen prongs to receive damages) special masters need only evaluate those
causation elements relevant to a denial of entitlement. Dobrydnev v. Sec’y of Health & Hum.
Servs., 566 Fed. Appx. 976, 980 (Fed. Cir. 2014). Here, I find the first and second Althen prongs
are not satisfied (and I address them in order of their significance).
A. Althen Prong Two
As noted above (and below as well), the association between the Tdap vaccine and GBS is
reasonably disputed—allowing for the possibility that the vaccine could cause this injury (although
it is my conclusion in this case that this element has not been preponderantly established). But
even if I assumed “can cause” causation was established, I could not find on the basis of the present
record that Petitioner’s receipt of the vaccine likely “did cause” her GBS—and any finding to the
contrary would be engaging in the kind of post hoc ergo propter hoc reasoning that the Program
rightly rejects.
The record in this case establishes several points that immediately cut against a finding that
the Tdap vaccine was likely associated with Petitioner’s injury. For starters, Petitioner never
reported any immediate reaction—not strong evidence against the “did cause” prong, but
something that undermines the likelihood that the vaccine initiated some kind of reaction. Next,
Petitioner’s first medical encounter after vaccination (almost four weeks later) involved complaints
far more reflective of an intercurrent infection, including a fairly high fever (which as noted above
would not constitute evidence of GBS onset) rather than neurological deficits. And no testing at
21
I also do not give weight to instances in which Respondent has opted to settle claims that allege GBS or a comparable
demyelinating neuropathy was caused by a Tdap vaccine. Howard, 2022 WL 4869354, at *22–23. No matter how
many times Respondent may have resolved cases involving the same theory, the choice by a litigant to settle a case
does not stand as evidence that the causal theory underlying such claims is preponderant, or has been accepted as such
by Respondent (and of course the decision to settle a case is not evidence of the strength of one side’s position in any
event). Only reasoned decisions by other special masters (which do exist—and which admittedly in some instances
are favorable to Petitioner herein) deserve any consideration as guidance.
42
this time suggested GBS was then occurring. Ex. 3 at 475, 478–81. Dr. Tornatore unconvincingly
attempted to recharacterize these initial, pre-neurologic symptoms as proof of GBS-related
dysautonomia, but it is far more preponderantly likely (as reflected in numerous treatises and
articles discussing GBS) that such concerns would arise after onset of the kind of neurologic
symptoms classically associated with GBS. And Petitioner only started to display such GBS-like
symptoms (pain and limb tingling sensations) on August 22, 2019—now nearly a month post-
vaccination, and far closer in time to the intervening complaints she reported a few days before.
Ex. 7 at 411. Dr. Tornatore’s highlighting of abnormal lymphocytes as associated with vaccination
was persuasively rebutted by Dr. Jamieson.
Dr. Tornatore gave special emphasis to the fact that Petitioner was in her third trimester at
the time of vaccination, suggesting that natural immunosuppression occasioned by pregnancy
made an autoimmune disease like GBS unlikely (and therefore put a spotlight on vaccination as a
possible triggering event). But the authority offered for the impact of pregnancy on the
development of autoimmune diseases was far more equivocal than he proposed. As Respondent’s
experts noted, pregnancy-specific studies do not show a different incidence of pregnant women
developing GBS relative to the general population. See First Pasetti Rep. at 3; see also Tseng;
Sukumaran. And while pregnancy could have been a confounding factor, the record in this case
(which again revealed no closer-in-time reaction to receipt of the vaccine) is inconsistent with a
finding that the Tdap vaccine caused an aberrant immune response.
Otherwise, treater support for a vaccine association in this case is largely lacking. And no
other clinical or testing results support the conclusion that Petitioner’s vaccination constituted a
special factor in her development of GBS. All that is left is the fact that within about a month of
receipt of the Tdap vaccine, Petitioner developed GBS. While that might be sufficient to satisfy
the Table claim for GBS after receipt of the flu vaccine, it is not enough for a distinguishable
vaccine like Tdap.
B. Althen Prong One
There are a number of deficiencies in Petitioner’s theory that prevent me from finding it
has been preponderantly established. Given that a Tdap-GBS association has been found in other
cases, I will regiment my analysis more formally, so the bases for my findings are clear.
1. Evidence Associating the Tdap Vaccine’s Antigenic Components with
GBS is Lacking
In many cases, claimants build their causation theory upon the proposition that a vaccine’s
underlying wild viral or bacterial component is associated with a particular disease or illness. Since
vaccines provide a controlled immune response that somewhat replicates what a wild infection
43
accomplishes (albeit without the same degree of damage to health), a showing that a wild infection
can cause “disease X” opens the door to the possibility that a vaccine designed to thwart that
infection, and which includes some antigenic components of it, could also in rare instances cause
the same illness.
Here, however, there is insufficient evidence bulwarking the view that any of the vaccine’s
components might be associated with GBS (other than case reports, which are addressed below).
Dr. Tornatore’s arguments on this front were particularly weak and unpersuasive. The bacterium
causal of tetanus has not been shown related to GBS—unlike other bacteria such as Campylobacter
jejuni. Dyck & Thomas at 2199. Just because one bacterium is associated with GBS does not mean
all are. And the support he offered for this point, like Sonnabend, involved an instance in which
an individual actually suffering from a different bacterial infection developed symptoms that
mimicked GBS, and/or were secondary to the bacterial infection. Sonnabend at 360. Lee was no
better. Of 13 individuals being treated for preceding tetanus infections, only two individuals went
on to develop GBS that was not deemed treatment-associated, and its authors did not propose that
the GBS was likely caused by the prior infection. Lee at 21.
Dr. Tornatore further attempted to establish amino acid sequence homology between the
tetanus component of the vaccine and a self protein associated with nerve MBP. But he did so
indirectly and by inference. Thus, he purports that if an antigenic target involved in some
experimental forms of CNS or peripheral autoimmune neuropathies has cross-reactive homology
with peptide sequences used to stimulate the disease into existence, then homology between a
component of the vaccine in question and that same target means molecular mimicry “works” here
as well. See generally Third Tornatore Rep.
Of course, Dr. Tornatore only identified antigenic similarity between tetanus toxin and the
target—and the toxin is not itself a vaccine component. And Dr. Pasetti accurately noted that the
process of inactivation of the toxin could well modify the sequence such that the homology he
observed would disappear. Second Pasetti Rep. at 2. But even if that is ignored, Dr. Tornatore’s
mimicry showing is too many steps removed from “reality” to be considered reliable, to the extent
it relies on an indirect comparison between sequences in tetanus with the P2 protein. For it assumes
that any protein containing the same homologic sequence could also stimulate GBS into existence.
Yet it is well understood by medical science that homology is widespread in nature—and so the
fact that autoimmune diseases are not rampant or widespread alone undercuts the significance of
bare homology. J.C. v. Sec'y of Health & Hum. Servs., No. 17-69V, 2024 WL 3412625, at *19
(Fed. Cl. May 16, 2024) (experts acknowledged that “molecular mimics are ‘widespread’ even
among healthy individuals.”). Homology would need to be shown more specifically to target
antigens relevant to GBS directly—and even then is not enough to carry the day in showing it
likely the Tdap vaccine causes GBS at all.
44
In addition, there is limited evidentiary value to homology showings as a general matter.
Rather, as Dr. Pasetti observed, there are additional criteria that medical science looks for in such
contexts. First Pasetti Rep. at 4; Yuki at 691–92. 22 More must be done if molecular mimicry is a
reasonable mechanistic explanation for an autoimmune process. I have on too many prior
occasions noted that a showing of homology alone does not suffice to prove that molecular
mimicry is a likely mechanism for a vaccine-caused injury—even if the concept of molecular
mimicry has reliable scientific support (which in fact it does). DeVaughn v. Sec'y of Health &
Hum. Servs., No. 22-832V, 2025 WL 758128, at *19 (Fed. Cl. Spec. Mstr. Feb. 10, 2025) (tetanus-
containing vaccine not causal of CIDP). This is true even when, as here, the injury is believed to
be mediated by this mechanism—for that fact does not also lead to the conclusion that GBS
occurring after administration of a vaccine other than the flu vaccine likely caused it. Rather, more
must be done to fit the mechanism to a case involving a different vaccine, like Tdap—and Dr.
Tornatore’s thin and unsubstantiated homology showing is insufficient.
2. The Government Has Not Conceded a GBS-Tdap Vaccine Association
The different publications offered in this case to suggest that the Government has (at least
implicitly) embraced the possibility of a GBS-Tdap association do not in fact stand all that well
for that proposition. The 1994 IOM Report can reasonably be understood not as equal and
independent proof, but to have been supplanted by the 2012 IOM Report—and the earlier view
that a formulation of the vaccine no longer administered could be associated with GBS was not
carried forward. See 2012 IOM Rep. at 94.
Petitioner correctly notes that other special masters have given weight to the IOM's serial
views on the topic (and in some cases have gone so far as deeming the matter conceded). See
Mohamad, 2022 WL 711604, at *18; Harris, 2023 WL 2583393, at *27. Of course, the
determinations of other special masters do not bind me—and I have previously noted that
Mohamad's reasoning is not wholly persuasive in treating the issue of causation as conceded in
any form by the Government. K.A., 2022 WL 20213037, at *25. In fact, the logic employed in
Harris and Mohamad was called into question years before their respective publication, in
Tompkins. There, former Chief Special Master Vowell was tasked with determining whether a
number of disparate vaccines could cause GBS. That decision includes a lengthy and specific
discussion of each relevant vaccine—including the tetanus vaccine. Tompkins, 2013 WL 3498652,
at *23-30.
With respect to tetanus, Special Master Vowell noted that the 1994 IOM report seemed to
allow for a tetanus-GBS association, but had been supplanted by a later version “concluding that
22
The elements set forth in articles like Yuki need not be met in rote form by Program petitioners (who of course are
not required to prove causation with certainty—and are never required to offer a mechanism in the first place). But
these criteria do provide some guidance value in suggesting the kinds of factors relevant to the explanatory value of
molecular mimicry as a mechanism for an autoimmune disease.
45
epidemiologic evidence was insufficient to demonstrate a causal association between tetanus
toxoid and GBS.” Tompkins. 2013 WL 3498652, at *26. In fact, a specific reason for this apparent
about-face was the fact that the IOM report’s authors noted that Pollard & Selby was a basis for
the earlier view—and yet it involved CIDP and not GBS. 2012 IOM Rep. at 95–96. (This not only
underscores the unreliable quality of Pollard & Selby, but also the lack of mechanistic evidence it
provides herein. See id.)
Perhaps the most some governmental publication evidence stands for is recognition of a
potentially-increased risk of a demyelinating polyneuropathy relapse after receipt of a tetanus-
containing vaccine (as reflected in the “precaution” statements from entities like the ACIP), But
this is not equivalent to a finding that the vaccine would likely be capable of triggering GBS ab
initio. K.A., 2022 WL 20213037, at *24. Thus, some articles filed in this case, like Hughes, do in
fact expressly warn against a second administration of the Tdap vaccine, if the vaccinee previously
developed GBS within some period post-administration. Hughes at 2. But Petitioner herself never
had GBS before, nor did she experience any Tdap vaccine-associated relationship, diminishing the
relevance of such precautions to this case.
Regardless, the existence of the precaution alone is not particularly probative of causation.
Evidence a vaccine could promote a symptomatic flare does not also mean it can be causal of the
original injury. See, e.g., Porch v. Sec'y of Health & Hum. Servs., No. 17-802V, 2023 WL 21875,
at *13 n.39 (Fed. Cl. Spec. Mstr. Jan. 3, 2023) (vaccinations may cause MS flares, but this is not
the same as proof of direct causation). It is thus unreasonable to read this evidence collectively to
mean that government entities have adopted a position on Tdap-GBS causation supportive of
Petitioner’s causation theory. At best, the theory has not been directly rejected.
3. Petitioner’s Reliance on Case Reports is Misplaced—and Some
Are Facially Unreliable or Irrelevant
It is almost axiomatic in the Program at this point in its existence that case reports provide
tepid support for causation. See Campbell v. Sec'y of Health & Hum. Servs., 97 Fed. Cl. 650, 668
(2011) (“Case reports do not purport to establish causation definitively, and this deficiency does
indeed reduce their evidentiary value compared particularly to formal epidemiological studies”).
They may stand as evidence of a “signal” that should encourage studies or methodologically-
confirmable experimentation, and provide the kind of “smoke” that would suggest the presence of
a fire. But otherwise, case reports (or even collections of a few patient subject experiences into a
case series report) ultimately only establish a temporal relationship between vaccination and some
adverse events. 23
23
I have also observed in other cases the logical inconsistency of emphasizing a handful of case reports (involving
small numbers of individuals who experienced an adverse event) as durable proof of causation, while at the same time
disparaging large-scale, methodologically-sound epidemiologic studies involving thousands of vaccine recipients.
Kelly v. Sec'y of Health & Hum. Servs., No. 16-878V, 2021 WL 5276373, at *26 n.24 (Fed. Cl. Spec. Mstr. Oct. 18,
46
Dr. Tornatore nevertheless relies on a number of such case reports, although they are often
distinguishable factually—or stand out for their overall paucity, given how intermittent they are
over many years in which the Tdap vaccine has been administered. Thus, some of the case series
noted either that confounding factors (like an intercurrent/preceding infection) prevented reliable
determinations that there was a causal association, involved different vaccine formulations, relied
on passive reports of GBS, or longer timeframes for onset than what is relevant here. See, e.g., Top
at 13; Kongbukkiat at 2; Chang at 2. Individual case reports had comparable deficiencies, and
sometimes predated the time in which the form of vaccine administered today was in use. Second
Jamieson Rep. at 5; Bakshi & Graves at 2; Ammar at 2.
The individual case reports offered in this case have other deficiencies specific to their
circumstances. For example, I have in relevant prior decisions observed issues with the reliability
of Pollard & Selby. It was, in fact, the determination that Pollard & Selby better described the risk
of relapse of CIDP after receipt of tetanus-containing vaccines that lead the IOM to change its
view about Tdap vaccine’s GBS association. 2012 IOM Report at 95–96. And as I noted in
DeVaughn, 2025 WL 758128, at *20:
In this quite-old case study, a patient's acute idiopathic polyneuropathy relapsed on
three occasions, each purportedly following a tetanus vaccination. Pollard & Selby
at 113. But its authors did not consider alternative explanations for these
spontaneous relapses, nor did they provide evidence beyond a temporal association.
. . The authors also failed to explain how, or by what mechanism, a tetanus toxoid
antigen could stimulate CIDP, even if some association had been demonstrated in
this single patient. . . . And Pollard & Selby's findings remain uncorroborated, over
45 years later, by subsequent (and more reliable) studies that might confirm what it
suggests is possible. It cannot stand as persuasive evidence for causation. Tompkins,
2013 WL 3498652, at *26 (observing that an absence of evidence in the years after
publication of a case report or series corroborating its suggestions about a vaccine-
injury association undermines the initial report's causal significance, and suggests
its findings reflect only chance).
4. Other Independent Studies Purporting to Associate Tdap Vaccine
With GBS are Unreliable or Rebutted by Better Studies
Petitioners are never obligated to marshal epidemiologic evidence in support of causation.
But the evidence they do offer is properly subject to scrutiny—and to being weighed against the
evidence offered by Respondent (who in many cases can identify epidemiologic studies of his own
that undermine a finding of causation).
2021), mot. for review den’d, 160 Fed .Cl. 316 (2022). Dr. Tornatore makes just such arguments in this case. Second
Tornatore Rep. at 14.
47
In this case, Petitioner has offered some studies that are based on VAERS data rather than
confirmed instances of GBS. See Souayah; Chang. But they do not record the total number of
vaccinated subjects in the general population for each vaccine, and were (given the reliance on
passive surveillance information) subject to a number of methodologic deficiencies, including
underreporting, bias, and variability in quality and completeness. See, e.g., Souayah at 5. Yih is
also unsupportive of Petitioner’s causation argument. And Dr. Tornatore’s contention that he was
able to glean an admission from within it about a vaccine association that presumably its authors
missed, or ignored outright, was shown by Dr. Jamieson to be specious. See, e.g., Second Jamieson
Rep. at 2–3. By contrast, Respondent’s experts offered several large-scale epidemiologic studies
(or articles commenting on such studies) that undermine any GBS-Tdap association. See, e.g.,
Nordin; Baxter II at 199, 200, 203.
Dr. Tornatore’s more general response to some of these studies was particularly
unpersuasive, and merits comment. In effect, he contends that because an epidemiologic study can
never “rule out a rare event” (Second Tornatore Rep. at 14) they are meaningless as evidence in
the context of a Vaccine Act claim.
This supposition is self-evidently wrong as a matter of law. Special masters should, of
course, never deem one item of literature fully dispositive on a causation claim—especially
epidemiologic evidence, which is always reasonably subject to criticism about its scope,
methodology, or statistical significance. But Dr. Tornatore’s view is still misguided, because
reliable scientific studies unquestionably cast light on the fundamental question presented in
Vaccine Act cases: can a particular vaccine likely cause a given injury? That kind of evidence
goes to the heart of the Althen prong one analysis—and where it undermines the contention that a
vaccine can act aberrantly, it makes a petitioner less likely to succeed. It is not to be disregarded
simply because vaccine-related adverse events are rare, or hard to prove. Crutchfield v. Sec'y of
Health & Hum. Servs., No. 09-0039V, 2014 WL 1665227, at *15 (Fed. Cl. Spec. Mstr. Apr. 7,
2014), mot. for review den’d, 125 Fed. Cl. 251 (2014). 24
Indeed, the uncommon nature of a vaccine-related injury is not an all-purpose rebuttal to
evidence that helps defeat a claimant’s showing. The Program “prices in” this fact in many other
ways (by embracing the preponderant evidentiary standard, for example, or allowing Petitioners
24
As specifically noted in Crutchfield, 2014 WL 1665227, at *15:
It is, in fact, always true that epidemiological studies can never prove definitively that Factor A never causes
Condition B. Even when large studies fail to identify an association between Factor A and Condition B, it is
always theoretically possible that Factor A causes Condition B in a very small number of cases, an effect too
rare for the study to detect. But it is not the Respondent's burden in this case to prove that it is impossible that
[a vaccine] can cause [an injury]. It is, rather, the Petitioner's burden to show not only that the . . . vaccine
can cause [the relevant injury] . . . , but also that her own [vaccination] did cause [the injury]. And, therefore,
the epidemiological studies cited in this case, . . . clearly do not help Petitioner carry her burden..
48
to offer any and all evidence they wish, without regard for federal evidentiary rules). And of course
studies offered against a causation theory can be challenged, and found to merit less weight than
their formal conclusions may suggest. But epidemiology that exists on a given causation theory
should not only be evaluated, but can and does assist in determinations that the “can caus
This text is long and has been trimmed here. Open the source document for the complete record.