listing factors courts should consider, including litigant’s efforts to obtain counsel
How later courts described this case
- listing factors courts should consider, including litigant’s efforts to obtain counsel
- noting that Plaintiff “has been incarcerated . . . , severely limiting his ability to investigate and present the crucial facts”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
EDUARDO PLACENCIA JR.,
Plaintiff,
24 Civ. 7215 (KPF)
-v.-
ORDER
THE CITY OF NEW YORK, TYNEKA GREENE, REQUESTING PRO
MARK BALLAH, CHARLTON LEMON, and BONO COUNSEL
ERICA DIXON,
Defendants.
KATHERINE POLK FAILLA, District Judge:
In this case, Plaintiff brings a case against the City of New York and
individual officers, alleging that they violated his constitutional rights by
housing him in the same unit as detainees known to be from rival gangs and
returning him to the same unit after a fight broke out in the unit. (Dkt. #24).
Defendants answered Plaintiff’s Amended Complaint on July 25, 2025. The
Court seeks pro bono counsel assistance for upcoming discovery in the case.
LEGAL STANDARD
The in forma pauperis (“IFP”) statute provides that the courts “may
request an attorney to represent any person unable to afford counsel.” 28
U.S.C. § 1915(e)(1). Unlike in criminal cases, in civil cases, there is no
requirement that courts supply indigent litigants with counsel. See Hodge v.
Police Officers, 802 F.2d 58, 60 (2d Cir. 1986). Instead, the courts have “broad
discretion” in deciding whether to request the appointment of counsel. Id.
Even if a court does believe that a litigant should have a lawyer, under
the IFP statute, a court has no authority to “appoint” counsel, but instead may
only “request” that an attorney volunteer to represent a litigant. Mallard v. U.S.
Dist. Ct. for the S. Dist. of Iowa, 490 U.S. 296, 301-10 (1989). Moreover, courts
do not have funds to pay counsel in civil matters. Courts must therefore grant
applications for counsel sparingly, and with reference to public benefit, in order
to preserve the “precious commodity” of volunteer-lawyer time for those
litigants whose causes are truly deserving. Cooper v. A. Sargenti Co., Inc., 877
F.2d 170, 172-73 (2d Cir. 1989).
In Hodge, the Second Circuit set forth the factors a court should consider
in deciding whether to grant a litigant’s request for counsel. 802 F.2d at 61-
62. Of course, the litigant must first demonstrate that he or she is indigent,
see Terminate Control Corp. v. Horowitz, 28 F.3d 1335, 1341 (2d Cir. 1994), for
example, by successfully applying for leave to proceed IFP. The court must
then consider whether the litigant’s claim “seems likely to be of substance” —
“a requirement that must be taken seriously.” Hodge, 802 F.2d at 60-61. If
these threshold requirements are met, the court must next consider such
factors as:
the indigent’s ability to investigate the crucial facts,
whether conflicting evidence implicating the need for
cross-examination will be the major proof presented to
the fact finder, the indigent’s ability to present the case,
the complexity of the legal issues[,] and any special
reason in that case why appointment of counsel would
be more likely to lead to a just determination.
Id.; see also Cooper, 877 F.2d at 172 (listing factors courts should consider,
including litigant’s efforts to obtain counsel). In considering these factors,
district courts should neither apply bright-line rules nor automatically deny
the request for counsel until the application has survived a dispositive motion.
See Hendricks v. Coughlin, 114 F.3d 390, 392-93 (2d Cir. 1997). Rather, each
application must be decided on its own facts. See Hodge, 802 F.2d at 61.
DISCUSSION
Plaintiff filed a Request to Proceed IFP, which the Court granted on
September 25, 2024. (See Dkt. #5). On February 3, 2025, Defendants
requested a pre-motion conference to discuss Defendants’ contemplated motion
to dismiss. (See Dkt. #15). After the pre-motion conference, Plaintiff filed an
Amended Complaint on May 7, 2025. (See Dkt. #24). On July 25, 2025,
Defendants declined to file their contemplated motion to dismiss and instead
answered the Amended Complaint. (See Dkt. #29). It appears that Plaintiff’s
financial status has not changed, and Plaintiff therefore qualifies as indigent.
In his Amended Complaint, Plaintiff asserts claims under 42 U.S.C. §
1983, alleging, inter alia, failure to protect, unconstitutional conditions of
confinement, deliberate indifference to safety, and improper searches and
seizures. In particular, Plaintiff alleges, inter alia, that Defendants placed
members of rival gangs in the same housing unit on Rikers Island, causing a
fight to break out during which Plaintiff was injured. Plaintiff further alleges
that Defendants then placed the rival gang members back in the same housing
unit after the fight broke out. As a result, an additional riot broke out, but
Plaintiff was kept in the same housing unit with the same inmates. Plaintiff
also alleges that his sink was removed from the wall such that he had to drink
and bathe from the toilet.
The Court finds that certain of Plaintiff’s claims are “likely to be of
substance.” Hodge, 802 F.2d at 61. Plaintiff’s Amended Complaint includes
detailed allegations of potential constitutional violations. (See Dkt. #24). This
is evidenced by Defendants’ decision to answer Plaintiff’s Amended Complaint
as opposed to moving to dismiss it right away. (See Dkt. #25, 29). At
minimum, discovery will make clearer the substance behind Plaintiff’s claims.
The Court similarly finds that the other Hodge factors weigh in favor of
granting Plaintiff’s application. Plaintiff is still incarcerated. But he is no
longer at the facility where he alleges that the incidents in the Amended
Complaint took place. As a result, he may struggle “to investigate the crucial
facts” of the case. Hodge, 802 F.2d at 61; cf. Hendricks, 114 F.3d at 394
(noting that Plaintiff “has been incarcerated . . . , severely limiting his ability to
investigate and present the crucial facts”). The events appear to be contested
(see Dkt. #29), implicating the need for cross-examination, Hodge, 802 F.2d at
61-62. As this case enters discovery, counsel would facilitate Plaintiff’s “ability
to present the case.” Id. at 62. And finally, some of the legal issues in the case
are moderately “complex[].” Id. at 62. The case implicates not only various
constitutional provisions, but also — among Defendants’ eleven defenses —
governmental immunity and the Prison Litigation Reform Act. (See Dkt. #29).
The totality of these circumstances indicate that representation would
“lead to a quicker and more just result by sharpening the issues and shaping
examination.” Hodge, 802 F.2d at 61 (citing Ulmer v. Chancellor, 691 F.2d 209,
213 (5th Cir. 1982)).
CONCLUSION
For the foregoing reasons, the Court requests either all-purpose or
limited-purpose representation for Plaintiff in this case. The limited-purpose
representation would relate to discovery, which is set to begin. To give
prospective counsel opportunity to consider this representation, the Court will
defer entry of a Case Management Plan for thirty days.
The Court advises Plaintiff that there are no funds to retain counsel in
civil cases, and the Court relies on volunteers. Due to a scarcity of volunteer
attorneys, some time may pass before counsel volunteers to represent Plaintiff.
Nevertheless, this litigation will progress at a normal pace. If an attorney
volunteers, the attorney will contact Plaintiff directly. There is no guarantee,
however, that a volunteer attorney will decide to take the case, and plaintiff
should be prepared to proceed with the case pro se. Of course, if an attorney
offers to take the case, it is entirely Plaintiff’s decision whether to retain that
attorney or not. The Court has established a Pro Bono Fund to encourage
greater attorney representation of pro se litigants. See
http://www.nysd.circ2.dcn/docs/prose/pro_bono_fund_order.pdf.
The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from
this Order would not be taken in good faith and therefore IFP status is denied
for the purpose of an appeal. See Coppedge v. United States, 369 U.S. 438,
444-45 (1962).
The Clerk of Court is directed to mail of copy of this Order to Plaintiff at
his address of record.
SO ORDERED.
Dated: August 27, 2025
New York, New York
KATHERINE POLK FAILLA
United States District Judge