holding medical opinions that are inconsistent with and unsupported by the medical evidence are not persuasive or controlling
How later courts described this case
- holding medical opinions that are inconsistent with and unsupported by the medical evidence are not persuasive or controlling
- affirming a residual functional capacity assessment with a “light work” functional limitation that did not engage in a “task by task analysis,” but was well-articulated and supported “by substantial evidence on the record.”
- ‘The ALJ is not bound to accept the opinion or theory of any medical expert, but may weigh the medical evidence and draw its own inferences.”
- holding that substantial evidence standard is unmet when ALJ fails to resolve conflicts created by countervailing evidence
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
LISA A. HONEY, : No. 3:23-CV-1382
Plaintiff : (Caraballo, M.J.)
Vv. :
FRANK BISIGNANO,! :
Commissioner of Social :
Security, :
Defendant :
MEMORANDUM
I. Introduction
Plaintiff Lisa A. Honey seeks judicial review of the final decision
of the Commissioner of Social Security (the “Commissioner”) denying
her application for disability benefits under Title IT of the Social
Security Act. The Court has jurisdiction pursuant to 42 U.S.C. § 405(g).
This matter comes before the Court on Honey’s claims that the
Administrative Law Judge (“ALJ”) erred when she: (1) failed to perform
an adequate function-by-function analysis and evaluation of the medical
opinion evidence in determining Honey’s residual functional capacity;
Frank Bisignano was confirmed as the Commissioner of the Social Security
Administration on May 6, 2025. Pursuant to Rule 25(d) of the Federal Rules of Civil
Procedure and 42 U.S.C. § 405(g), Frank Bisignano is substituted for Kilolo Kijakazi
as the defendant in this suit.
(2) omitted a sitting, standing, or walking limitation from Honey’s
residual functional capacity, despite relying on two physicians’ opinions
containing such limitations; and (3) deemed unpersuasive the medical
opinion of a treating physician that Honey was limited to sedentary
work or less. Doc. 13 at 5-17. The matter is fully briefed and ripe for
decision.
As explained below, the ALJ’s conclusions when addressing all
three challenged issues were supported by substantial evidence in the
record, coupled with sufficient reasoning to permit meaningful judicial
review. Accordingly, the Court will affirm the Commissioner’s decision
to deny Honey’s claim for social security disability benefits.
II. Background
On December 16, 2020, Honey applied for Title II social security
disability benefits, alleging complete disability from a myriad of
impairments, including padendul neuralgia, anal spasms, pelvic nerve
pain, myalgia of the pelvic floor, pelvic pain, and dyspareunia female.
Doc. 9 at 16, 128 (hereinafter referred to as “Tr.”). The Social Security
Administration initially denied Honey’s application in March 2021, and
upon reconsideration in June 2021. Tr. 123, 131. Honey thereafter
requested a hearing before an ALJ. Id. at 141.
On December 9, 2021, ALJ Michelle Wolfe presided over Honey’s
hearing. The hearing concerned whether Honey was disabled within the
meaning of the Social Security Act since January 9, 2020. Id. at 1212—
14. At the hearing, ALJ Wolfe received various evidence of record,
including clinical records, medical history, medical expert reports,
vocational expert testimony, and Honey’s own testimony. Jd. at 1213-—
27. On January 6, 2022, ALJ Wolfe issued a decision concluding that
Honey was not disabled. Tr. 13-28. ALJ Wolfe reached that conclusion
by employing the five-step analytical process required under the Social
Security Act to evaluate disability insurance and supplement security
income claims. See 20 C.F.R. § 404.1520(a)(4).
The process requires sequential consideration of: (1) whether the
claimant is engaged in substantial gainful work activity; (2) the medical
severity of the claimant's impairments; (8) whether the impairment
meets or equals a defined list of impairments; (4) a comparison between
the claimant’s past relevant work and residual functional capacity, 1.e.,
the most work that a claimant can perform despite his or her
limitations on a regular and continuing basis, see 20 C.F.R.
§ 404.1545(a); and (5) an assessment of the claimant’s residual
functional capacity and his or her age, education, and work experience.
20 C.F.R. § 404.1520(a)(4)(@)-(v). Should a claimant proceed past the
first three steps of the analysis, the Commissioner will not find the
claimant disabled when he or she can perform past relevant work, or
adjust to other work, under the third and fourth steps, respectively. Id.
at § 404.1520(a)(4)(iv)-(v), ), (g).
Applying that analysis, ALJ Wolfe first determined that Honey
met the insurance requirements of the Social Security Act, see 20 C.F.R.
§ 404.130, through December 31, 2023. Tr. 18. ALJ Wolfe also found
that Honey had not engaged in substantial gainful activity between her
alleged disability onset date of January 9, 2020, through the date of the
decision. Jd.
At the second step of the analysis, ALJ Wolfe found that Honey
suffered from two severe impairments: pudendal neuralgia and
myofascial pain dysfunction syndrome. Id. ALJ Wolfe also identified
several non-severe impairments, including multinodular goiter; status
post hiatal hernia repair; gastroesophageal reflux disease; dysphagia;
esophageal obstruction; dysphonia; deviated septum; dermatitis;
insomnia; hypertension; sinusitis; viral infection; osteopenia; vitamin D
deficiency; folliculitis; and major depressive disorder. Jd. at 18-19. She
found that these maladies caused “no more than ‘mild’ limitation in any
of the functional areas” and that the evidence did not “otherwise
indicate that there is more than a minimal limitation in the claimant’s
ability to do basic work activities.” Id. at 20.
Moving to the third step of the analysis, ALJ Wolfe determined
that Honey’s severe impairments failed to meet or medically equal one
of the impairments listed in the Social Security Administration’s
regulations. Id. at 21. Honey thus did not automatically qualify as
disabled. See 20 C.F.R. § 404.1520(a)(4)Gii) (If you have an
impairment(s) that meets or equals one of our listings in appendix 1 of
this subpart and meets the duration requirement, we will find that you
are disabled.”).
Accordingly, ALJ Wolfe proceeded to determine Honey’s residual
functional capacity, before addressing the final two steps in the
sequential analysis. Based on the medical evidence of record, ALJ Wolfe
concluded that Honey could perform light work:
[T]he claimant has the residual functional capacity to perform
light work as defined in 20 CFR 404.1567(b) with the
following limitations: She is limited to occasional balancing,
stooping, crouching, crawling, kneeling, and climbing, but
never climb on ladders ropes or scaffolds, or push or pull with
the lower extremities including foot controls. Further, she is
limited to occasional exposure to vibrations and hazards,
including moving machinery and unprotected heights. Lastly,
she requires a sit/stand option with each interval up to 1/2
hour, but she is not off task while transferring.
Tr. 21-22.
In reaching that conclusion, ALJ Wolfe analyzed three factors
germane to this opinion. First, ALJ Wolfe considered Honey’s testimony
regarding her impairment symptoms:
The claimant testified that she is unable to work due to a
severe pelvic condition that limits her mobility, and it affects
her mental state as she is depressed because of what she is
unable to do, and her pain. She also said that it is hard for her
to focus and concentrate, and that her medications make her
mind foggy, and she has word finding difficulty. In addition,
she said that she is generally homebound, as it is difficult for
her to drive or be in a car, as being in a seated position puts a
lot of stress on her pelvic muscles and nerves. Further, she
said due to the pelvic issues now her sacroiliac joint is affected
as is the bone density in her hips and pelvis. Moreover, the
claimant testified that her medical appointments would
interfere with her ability to work. She said that she sees her
primary care physician once every three months and goes for
internal therapy three to four times a month. Additionally,
she said that approximately every three months, she goes for
CT guided injections under anesthesia for which she is
admitted to the hospital, and following the same, that she has
a recovery/downtime of 2-4 weeks where she is unable to do
any activity other than self-care, as she said that normal
activity including walking, increases her risk for falling. The
claimant also said that she is limited to sitting 20 minutes at
one time, and that when she goes from a seated to standing
position, that it is very painful and she uses her lift chair.
Lastly, she said that she spends more than half of her day
lying down (Hearing Record). Overall, the claimant alleges
she has been unable to sustain any type of full time work due
to her combination of impairments and alleged level of
symptomatology
Id. at 22-28.
In reviewing that testimony, in comparison to the record,
ALJ Wolfe concluded “that the claimant’s medically determinable
impairments could reasonably be expected to cause the alleged
symptoms.” Id. at 23. The ALJ found, however, that “the
claimant’s statements concerning the intensity, persistence and
limiting effects of these symptoms are not entirely consistent with
the medical evidence and other evidence in the record.” Id.
Second, ALJ Wolfe conducted a detailed review of the clinical
evidence concerning Honey’s impairments and compared it to her
alleged symptoms, to explain their inconsistencies:
[T]he record reflects that the claimant treated for pudendal
neuralgia and myofascial pain dysfunction syndrome
(Exhibits B3F/11, 24). While these impairments cause some
continued functional limitations, they do not support greater
limitations than those set forth in the above finding.
To illustrate, since the alleged onset date, the claimant
reports constant pain, to the left mons and vulvovaginal area,
that radiates to the left flank and leg at times but is also on
the right side and in the sacroiliac region, which is better with
rest and lying down, and exacerbated with sitting and activity
(Exhibits B3F/7-8, 25-26, 35-36, 52, 58-59, B12F/9, B13F/1).
Notably, these complaints have been the same since before the
alleged onset date to the present. What is noted to change is
the reports regarding her pain relief following the CT guided
injections. Specifically, in January of 2020, the record reflects
that the claimant obtains 3-4 months of reasonable relief
following the injections. That said, in April of 2020, she did
report some worsening of her pain. Of note, when the claimant
reported worsening pain in April, she also had reported that
she was trying to care for her grandchildren in December of
2019, January of 2020, and May of 2020. Thereafter, she
reported that the injections were helping to address her pain,
in May, August, and November of 2020 (Exhibits B3F/8, 18,
26, 34, 36, 46, 50, 61, 63, 69, B4F/52, 58, B12F/22-23). And
while the claimant testified that she is limited in the amount
of activity she could engage in for 2-4 weeks following her
injections, there is no indication of any such limitation being
imposed by any of her providers (Hearing Record). What is
reflected in the record is her self-report to her physical
therapist that she is sore for the first two weeks following her
injections. Additionally, while the claimant stated that she
has fallen following receipt of the injections, the only
reference to her falling is in December of 2019, which is prior
to the alleged onset date, and in September of 2021, when she
told her physical therapist that she fell while walking in her
yard, and that the same thing had happened to her a year
prior (Exhibits B3F/66-67, B17F/11). Moreover, there is no
indication in the record that the claimant’s gait was antalgic,
or that she had any lower extremity weakness. In fact the only
reference to her difficulty walking was a subjective report she
gave to the physical therapist in October of 2021 (Exhibit
B17E/13). Furthermore, the claimant consistently reports
that her bladder and bowel symptoms are stable (Exhibits
B3F/8, 26, 36, 48, 52, 59, B12F/9, B13F/1). Lastly, while the
claimant testified to an inability to sit for more than 20
minutes, she told her physical therapist in May of 2021 that
her pain was exacerbated within one hour of driving, and in
April of 2021, she reported that she was going to Ocean City
Maryland in May (Exhibits B17F/1, 5).
Taking the foregoing into consideration, a review of the record
as a whole does not support greater limitations. Overall, the
longitudinal evidence of record does not support the
claimant’s allegations concerning the intensity, persistence,
and limiting effects of her symptoms. Notably, in terms of her
daily activities, she is able to perform a wide array of activities
despite her impairments. To demonstrate, she is generally
independent in her activities of daily living. Also, she is able
to prepare simple meals, do some light housework, is able to
drive when needed, go online, watch television, socialize with
family and friends, attend church, and for a while during the
relevant time she was able to care for her grandchildren
(Exhibits B38E, B38F/46, 61, B8F, B9F). While the undersigned
acknowledges that the claimant has some limitations
performing these activities, and while none of these activities
is dispositive, taken together and considered in conjunction
with the above medical evidence of record, they suggest that
the claimant can perform work within the above parameters
on a sustained and continuous basis.
Moreover, while the claimant testified to her treatment
interfering with her ability to work, aside from her receiving
injections every three to four months, the records do not
correlate with the amount of treatment she outlined. Notably,
her physical therapy appears to be sporadic rather than
consistently 3-4 times a month as she indicates. Also, as
discussed above, there is nothing in the record which reflects
that the claimant is unable to work for 2-4 weeks following
each injection.
That said, giving the claimant every benefit of the doubt as
supported by the record with respect to her physical
impairments, the residual functional capacity above
accommodates the claimant’s severe impairments by limiting
her to light work. The residual functional capacity further
adds a sit/stand option, as well as postural, environmental,
and push/pull lower extremity limitations to guard against
exacerbations, and for her comfort. Furthermore, the above
limitations accommodate the side effects claimant testified to
having from her medication. The result is that the record as a
whole does not support any greater limitations than those
outlined above.
Id. at 23-24.
Third, ALJ Wolfe evaluated the persuasiveness of various
medical opinions in determining the limitations imposed by Honey’s
physical impairments. Of relevance to this report and recommendation,
the ALJ specifically considered:
[T]he state agency physical assessments of Dr. Charles
Michael Manganiello and Dr. Catherine S. Smith and found
them persuasive (Exhibits B2A, B4A). The doctors indicate
the claimant is limited to light work, with the ability to
occasionally, climb ramps and stairs, balance, stoop, kneel,
crouch and crawl, but may never climb ladders, ropes, or
scaffolds. In general, the doctor’s opinions are consistent with,
and supported by the longitudinal record. Specifically, there
is nothing in the record to reflect that the claimant would be
unable to lift and carry in the light exertional category, as she
does not have any sensory or strength deficits and does not
use any assistive devices to ambulate. Moreover, as the
10
claimant testified that sitting is the most painful position, a
limitation to sedentary work would result in an exacerbation
of her pain. Furthermore, while the claimant testified that she
lies down half of the day, there is nothing in the record to
support this allegation. Additionally, there is nothing in the
record supporting that the claimant is limited physically for
2-4 weeks following receipt of the CT guided injections. Lastly,
when the undersigned considers the claimant’s testimony and
the longitudinal record, all benefit was given to the claimant
and additional limitations, such as the sit/stand option, the
lower extremity push/pull limitation and the environmental
limitations were added.
The opinion of Dr. Ziba Monfared was considered by the
undersigned and is not persuasive (Exhibit B9F). Dr.
Monfared indicates that the claimant could lift 21 to 50
pounds occasionally, sit 8 hours, stand 7 hours in 4-hour
increments, and walk for 7 hours in 4-hour increments. She
also indicates that the claimant could frequently use her
bilateral feet to operate foot controls. Additionally, she notes
that the claimant could occasionally climb ramps and stairs,
stoop, kneel, crouch, and crawl, but may never climb ladders,
scaffolds, or balance. Environmentally, she limits the
claimant to loud heavy traffic, and occasionally exposure to
unprotected heights, extreme cold and vibrations. The
doctor’s opinion is not consistent with or supported by the
longitudinal record. Specifically, the doctor’s opinion that the
claimant can lift and carry in the medium exertional category,
is an overestimate of her capabilities. Notably, when the
claimant’s treatment record of consistent CT injections every
three to four months is considered, as well as her repeated
complaints of pain, the undersigned finds that the record
supports limiting the claimant to light work so as to avoid any
exacerbation and aggravation of claimant’s pain. Moreover,
the light limitation is supported as the claimant has no
sensory or strength deficits and does not use any assistive
devices to ambulate. Furthermore, as the claimant testified
that sitting is the most painful position, an indication that the
11
claimant is capable of sitting for 8 hours would result in an
exacerbation of her pain. Lastly, there is nothing in the record
to support limiting the claimant’s exposure to noise.
The undersigned considered the opinion of Dr. Joseph E.
Patruno from November 2020 and did not find it persuasive
(Exhibit B2F). Dr. Patruno indicates the claimant can lift and
carry less than 10 pounds frequently, 10 pounds occasionally,
and 20 pounds rarely. Further, he indicates the claimant can
sit, stand, and walk for less than 2 hours during an 8-hour
workday, and that she may sit in 10-minute increments and
stand in 20-minute increments. He also indicates she requires
a job that allows her to alternate positions between sitting,
standing, and walking, and that she will require 2-3
unscheduled breaks during the workday to lie down. Also, he
indicates the claimant can rarely twist, stoop, bend, crouch,
squat, climb stairs and ladders, but that she may frequently
look down, turn her head right or left, look up and hold her
head in a static position. Furthermore, he indicates the
claimant will be off task 10 percent of the workday, is capable
of moderate stress, and that she will have good days and bad
days, but he was uncertain how often they would result in her
being absent from work during a month. Finally, he states the
claimant is unable to work full time (8 hours a day, 5 days a
week) in any capacity. The doctor’s opinion is not consistent
with or supported by the longitudinal record. First, a
statement by a medical source that a claimant is “disabled” is
an issue reserved to the Commissioner (20 CFR 404.1527(d)).
Second, when the claimant’s testimony is considered, which
indicates that sitting aggravates her pain, a limitation to
sedentary would aggravate her condition. As such, the
undersigned find that the record supports limiting the
claimant to light work with a sit/stand option is instead
supported. Moreover, the light limitation is supported as the
claimant has no sensory or strength deficits and does not use
any assistive devices to ambulate. And while the doctor
indicates that the claimant may need to lie down during the
day, there is nothing in the record to support this limitation.
12
Furthermore, there is nothing in the record supporting that
the claimant is limited physically for 2-4 weeks following
receipt of the CT guided injections. Lastly, when the
claimant’s activities are considered, such as her ability to
prepare simple meals, do some light housework, to drive as
needed, and her ability to go online, the same does not support
a finding that the claimant would be off task 10 percent of the
workday.
In sum, the above residual functional capacity assessment is
supported by the record as a whole, including the claimant's
treatment notes, the findings of the state agency assessments,
and the reliable portions of the claimant’s statements.
Overall, the objective evidence does not support the alleged
intensity and persistence of symptoms. Therefore, the
undersigned finds that the claimant is capable of performing
work in accordance with the residual functional capacity
described above.
Id. at 25-26.
Having determined Honey’s residual functional capacity to
perform light work subject to limitations, and rejected several grounds
for further limitation, ALJ Wolfe proceeded to the fourth step of the
analysis to determine whether Honey was disabled within the meaning
of the Social Security Act. Here, with assistance from a vocational
expert’s testimony, ALJ Wolfe compared Honey’s past relevant work
and residual functional capacity, finding that Honey was unable to
perform her prior employment as a teacher’s aide and eligibility
specialist. Id. at 26.
13
Finally, in the fifth step of the sequential analysis process, ALJ
Wolfe considered Honey’s age, education, work experience, and residual
functional capacity to perform light work, concluding that “there are
jobs that exist in significant numbers in the national economy that the
claimant can perform|.|” Id. at 27. Here, ALJ Wolfe again leveraged
testimony from a vocational expert, reaching the specific conclusion that
an individual fitting Honey’s parameters could perform the occupational
requirements of a cashier, small products assembler, or conveyor line
bakery worker. Tr. 27.
As a result of this analysis, ALJ Wolfe determined that Honey was
not disabled and denied her application for disability benefits. Id. at 28.
Honey unsuccessfully appealed the decision to the Social Security
Administration’s Appeals Council, which denied Honey’s request to
review ALJ Wolfe’s decision on June 26, 2023. Id. at 1. Having
exhausted her administrative remedies, Honey’s instant appeal to the
district court followed.
Honey initiated this action with the Court on August 19, 2028.
Doc. 1. The Commissioner filed an answer denying Honey’s claim of
error and provided the requisite transcripts from the disability
14
proceedings on October 26, 2023, and December 20, 2023. Docs. 9, 12.
The parties then filed their respective briefs, Docs. 13, 17-18, with
Honey alleging three errors warranting reversal or remand, Doc. 13 at
5-17.
Specifically, Honey alleges that ALJ Wolfe: (1) failed to undertake
an adequate “function-by-function assessment|] and evaluation of the
medical opinion evidence” to facilitate meaningful judicial review; (2)
erred when she found Honey “capable of sitting, standing, and walking
without limitation” “[d]espite finding the state agency medical
consultants’ opinions” persuasive “and purporting to adopt the
limitations therein,” and (8) erred when she rejected the opinion of
Honey’s treating physician. Id. at 5, 11, 18.
III. Discussion
A. Standard of Review
Review of the Commissioner’s decision denying a claimant’s
application for social security disability benefits is limited to
determining whether the factual findings of the final decisionmaker are
supported by substantial evidence in the record. See 42 U.S.C. § 405(g);
Johnson v. Comm’ of Soc. Sec., 529 F.3d 198, 200 (8d Cir. 2008).
15
Substantial in this context is “more than a mere scintilla of evidence
but may be less than a preponderance.” Brown v. Bowen, 845 F.2d 1211,
1218 (8d Cir. 1988) (citation omitted). Put more pointedly, it is “such
relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Pierce v. Underwood, 487 U.S. 552, 565 (1988)
(quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1988)). In an
adequately developed record, this can mean “something less than the
weight of the evidence, and the possibility of drawing two inconsistent
conclusions from the evidence does not prevent [an ALJ’s decision] from
being supported by substantial evidence.” Consolo v. Fed. Mar.
Comm’n., 383 U.S. 607, 620 (1966) (citations omitted).
Under this deferential standard, “[flactual findings which are
supported by substantial evidence must be upheld.” Ficca v. Astrue, 901
F. Supp. 2d 5338, 536 (M.D. Pa. 2012) (citations omitted); 42 U.S.C.
§ 405(g). This court’s role is not to reweigh the evidence and make
factual determinations, but to simply review the record and ensure that
the ALJ provided “a discussion of the evidence and an explanation of
reasoning for his conclusion sufficient to enable meaningful judicial
review.” Diaz v. Comm’ of Soc. Sec., 577 F.3d 500, 504 (8d Cir. 2009)
16
(citations and quotations omitted). An ALJ meets that standard by
stating “in his decision which evidence he has rejected and which he is
relying on as the basis for his finding.” Schaudeck v. Comm’r of SSA,
181 F.3d 429, 433 (8d Cir. 1999) (citations omitted). Moreover, when
there is countervailing evidence, an ALJ must “give some reason for
discounting the evidence she rejects.” Plummer v. Apfel, 186 F.3d 422,
429 (8d Cir. 1999) (citation omitted); Mason v. Shalala, 994 F.2d 1058,
1064 (8d Cir. 1993) (holding that substantial evidence standard is
unmet when ALJ fails to resolve conflicts created by countervailing
evidence).
Here, ALJ Wolfe’s factual findings were supported by substantial
evidence in the record, and the reasoning underlying those conclusions
was sufficient to enable judicial review.
B. The ALJ’s Residual Functional Capacity Finding
Honey first contends that ALJ Wolfe did not provide an
explanation for her alleged decision to exclude walking, sitting, and
standing limitations from Honey’s residual functional capacity, and that
it violated the duty to conduct an adequate function-by-function
assessment. Doc. 13 at 5-8. According to Honey, not only does this error
17
frustrate meaningful judicial review, but because the inclusion of such
functional limitations may have impacted the vocational expert’s
testimony on Honey’s employment prospects, it was not harmless. Id. at
9-11. A review of the record, however, finds that ALJ Wolfe explicitly
included walking, sitting, and standing limitations in Honey’s residual
functional capacity, and conducted an adequate function-by-function
assessment in compliance with the applicable regulations.
When crafting a claimant’s residual functional capacity and
assessing whether a claimant can perform their past work at step four
of the sequential evaluation process, an ALJ must explain which level of
work the claimant is currently capable of performing. 20 C.F.R.
§ 404.1520(a)(4)G)—(Gv); 20 C.F.R. § 404.1545(a)(5)G)—Gi); Heckler v.
Campbell, 461 U.S. 458, 460-62 (1983). The Social Security regulations
include a tiered series of work capacities, ranging from “sedentary
work” to “very heavy work.” 20 C.F.R. § 404.1567(a)—(e). Of relevance
here, the regulations include a definition for “light work” that expressly
addresses walking, sitting, and standing:
Light work involves lifting no more than 20 pounds at a time
with frequent lifting or carrying of objects weighing up to 10
pounds. Even though the weight lifted may be very little, a job
is in this category when it requires a good deal of walking or
18
standing, or when it involves sitting most of the time with
some pushing and pulling of arm or leg controls. To be
considered capable of performing a full or wide range of light
work, you must have the ability to do substantially all of these
activities. If someone can do light work, we determine that he
or she can also do sedentary work, unless there are additional
limiting factors such as loss of fine dexterity or inability to sit
for long periods of time.
20 C.F.R. § 404.1567(b).
In determining Honey’s residual functional capacity, ALJ Wolfe
concluded that she was limited to performing “light work as defined in
20 CFR 404.1567(b) except for the following limitations.” Tr. 21. The
ALJ then proceeded to list further limitations on Honey’s ability to
perform certain activities, including, among others, her ability to sit
and stand. Id. at 22. As highlighted by the Commissioner, see Doc. 17 at
1-2, the ALJ explicitly provided that Honey “requires a sit/stand option
with each interval up to 1/2 hour, but she is not off task while
transferring.” Id. Honey does not reference those limitations, claiming
instead that ALJ Wolfe made neither any findings concerning her
walking, sitting, and standing abilities, nor provided for any limitations
regarding them. Doc. 138 at 6, 8, 10.
Yet, by the plain language of the ALJ’s decision, she found that
Honey’s physical maladies limited her to performing “light work as
19
defined in 20 CFR 404.1567(b)[,]” Tr. 21, a category that by definition
limits her to no more than “frequent lifting or carrying of objects
weighing up to 10 pounds[,]” and a “good deal of walking or standing”
during the work day. 20 C.F.R. § 404.1567(b). The social security
regulations further instruct that “ ‘[f]requent’ means occurring from
one-third to two-thirds of the time. Since frequent lifting or carrying
requires being on one’s feet up to two-thirds of a workday, the full range
of light work requires standing or walking, off and on, for a total of
approximately 6 hours of an 8-hour workday.” SSR 83-10, 1983 WL
31251, at *6. Thus, by limiting Honey to light work, ALJ Wolfe found □
that Honey was, at a minimum, limited to walking off and on for
approximately 6 hours of the workday. Id.; 20 C.F.R. § 404.1567(b).
In addition to this conventional limitation, ALJ Wolfe also found
that Honey’s limitations in the areas of sitting and standing required
she have a further “sit/stand option with each interval up to 1/2 hour,
but she is not off task while transferring.” Tr. 22. The Social Security
regulations expressly provide for the incorporation of this type of
limitation where “the medical facts lead to an assessment of RFC which
[is] compatible with the performance of either sedentary or light work
20
except that the person must alternate periods of sitting and standing.
The individual may be able to sit for [a] time, but must then get up and
stand or walk for awhile before returning to sitting.” SSR 83-12, 1983
WL 31258, at *4. Accordingly, the ALJ provided special limitations to
accommodate Honey’s more limited ability to sit and stand, which were
more restrictive than the definition of “light work.”
Honey relies on SSR 96-8p to support her assertion that ALJ
Wolfe’s findings were in error. Doc. 18 at 7—8. Specifically, Honey
leverages the “Exertion Capacity” section of the ruling, which provides,
in pertinent part, that
Each function must be considered separately (e.g., “the
individual can walk for 5 out of 8 hours and stand for 6 out of
8 hours”), even if the final RFC assessment will combine
activities (e.g., “walk/stand, lift/carry, push/pull”). Although
the regulations describing the exertional levels of work and
the Dictionary of Occupational Titles and its related volumes
pair some functions, it is not invariably the case that treating
the activities together will result in the same decisional
outcome as treating them separately.
SSR 96-8p, 61 Fed. Reg. 34474, 34477 (July 2, 1996).
Conducting a “function-by-function assessment” requires that an
ALJ “articulate how the evidence in the record supports the RFC
determination, discuss the claimant’s ability to perform sustained work-
21
related activities, and explain the resolution of any inconsistencies in
the record.” Brooks v. Saul, 2019 WL 7048794, *7 (E.D. Pa. 2019)
(quoting Bencivengo v. Comm’ of Soc. Sec., 251 F.3d 153 (8d Cir.
2000)). This does not mean the ALJ must “make specific, written
findings on dozens of individual work function categories.” Brooks, 2019
WL at *7. Rather, it simply means the ALJ’s “RFC determination must
include an explanation of the substantial evidence upon which it relies.”
Id.
The limitation findings an ALJ makes during a residual functional
capacity assessment are subject to the general duty of articulation
standard set forth above. See Fargnoli v. Massanari, 247 F.3d 34, 41 (8d
Cir. 2001) [T]he ALJ’s finding of residual functional capacity must ‘be
accompanied by a clear and satisfactory explication of the basis on
which it rests.”) (quoting Cotter v. Harris, 642 F.2d 700 (8d Cir. 1981)).
This means that well-articulated residual functional capacity
assessments supported by substantial evidence are permitted to
include, in the absence of or in addition to their individually tailored
limitation findings, ones pulled from the regulation’s tiered series of
work capacities. See Chiaradio v. Comm’ of Soc. Sec., 425 F. App’x 158,
22
161 (8d Cir. 2011) (affirming a residual functional capacity assessment
with a “light work” functional limitation that did not engage in a “task
by task analysis,” but was well-articulated and supported “by
substantial evidence on the record.”).
That is precisely what ALJ Wolfe did here, enumerating a
comprehensive discussion of the substantial evidence upon which her
residual functional capacity determination relied. Her discussion
included consideration of Honey’s symptom allegations, her clinical
records, her examination evaluations, her treatment records, and the
available opinion evidence—in other words, it addressed all the
pertinent evidence of record. Tr. 22-26. ALJ Wolfe explained that based
on certain evidence, specifically treatment notes, history of treatment,
pain, and some limitations in performing daily activities, Honey, in
addition to standard light work limitations, required individualized
work limitations in the areas of standing, sitting, climbing, balancing,
stooping, kneeling, crouching, crawling, pushing, and pulling. Id. at 21—
22, 24. Those additional limitations, coupled with the inherent
limitations of the “light work” definition, were consistent with the
evidence and physicians’ opinions in the record that the ALJ deemed
23
persuasive. Id. at 25-26, 92, 111. The Court will refrain from
reweighing those factual determinations. Diaz, 577 F.3d at 504.
ALJ Wolfe also found that because the record lacked sufficient
evidence supporting Honey’s allegations of pain after treatment, near
total inability to perform daily functions, and trouble walking, no
additional limitations beyond those already outlined were necessary.
Tr. at 22-24. That well-articulated “explication of the basis on which”
ALJ Wolfe’s function-by-function assessment relied was substantially
supported by the evidence of record (see id. at 92-97, 111-16, 266-79,
339, 349-411, 440, 730, 736, 884-97, 898-916, 977-78, 990-91, 1039,
1050, 1195-96, 1201, 1203), and does not give rise to any analytical
error. Fargnoli, 247 F.3d at 41.
Honey further argues that the factually analogous matters of
Barbour v. Kijakazi, 2021 WL 44783382 (M.D. Pa. 2021), and Mattox v.
Kyakazi, 2023 WL 5943135 (M.D. Pa. 2023), militate in favor of remand
here. Doc. 18 at 7-11. A review of those decisions—neither of which is
binding precedent—finds that they are inapposite to those facts now
before the Court.
24
In Barbour, the Court rejected an ALJ’s residual functional
capacity determination because “the inadequacies in the ALJ’s function-
by-function assessment, and evaluation of the medical opinion evidence”
frustrated meaningful judicial review. 2021 WL 4478332, at *5.
Specifically, the ALJ made no specific findings regarding the claimant’s
ability to stand and walk, despite lingering record inconsistencies
concerning those functional capacities. Id. This, the Court found, was
significant because it may have impacted the testimony elicited from
the vocational expert. Id. at *6,
Likewise, in Mattox, the Court remanded a disability benefits
denial because the ALJ’s decision had inadvertently and materially
mischaracterized a medical opinion on which it relied when fashioning
the claimant’s residual functional capacity limitations. 2023 WL
5943135, at *7. The Court found that not only did this error frustrate
judicial review, but it was harmful because, similar to the facts in
Barbour, it had a potential impact on the testimony delivered by the
vocational expert. Id. at *8.
Unlike the circumstances in Barbour and Mattox, here, ALJ Wolfe
accurately summarized the medical opinions she considered when
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fashioning the claimant’s residual functional capacity limitations in the
areas of walking, standing, and sitting (see Tr. 25, 92-94, 111-13), and
ALJ Wolfe made specific findings regarding the claimant’s ability in
those same three areas (id. at 21-22). Accordingly, because ALJ Wolfe’s
function-by-function assessment in her residual functional capacity
determination was premised on substantial evidence and was
sufficiently articulated to permit judicial review, it will be left
undisturbed. Fargnoli, 247 F.3d at 41; Chiaradio, 425 F. App’x at 161.
C. The ALJ’s Evaluation of the Medical Opinions of Dr.
Charles Manganiello and Dr. Catherine Smith
Honey additionally contends that because ALJ Wolfe found the
medical opinions of consultative examiners Dr. Charles Manganiello
and Dr. Catherine Smith persuasive, it gave rise to a duty to explain
any failure to include the sitting, standing, and walking limitations in
those opinions when crafting Honey’s residual functional capacity. Doc.
13 at 11-12; Doc. 18 at 5—7. As set forth above, that characterization is
inconsistent with the limitations set forth in ALJ Wolfe’s residual
functional capacity determination.
An ALJ has no obligation to model a residual functional capacity
assessment after any medical opinion, including those deemed
26
persuasive. See Kertesz v. Crescent Hills Coal Co., 788 F.2d 158, 163 (8d
Cir. 1986) (‘The ALJ is not bound to accept the opinion or theory of any
medical expert, but may weigh the medical evidence and draw its own
inferences.”). To enable meaningful judicial review at the residual
functional capacity stage, an ALJ need not “use particular language or
adhere to a particular format in conducting his analysis.” Jones v.
Barnhart, 364 F.3d 501, 505 (8d Cir. 2004). An ALJ must instead
simply explain his or her findings and sufficiently develop the record.
Id. To allow them the latitude to do this, an ALJ is given sole authority
over “surveying the medical evidence to craft a[] [residual functional
capacity].” Titterington v. Barnhart, 174 F. App’x 6, 11 (8d Cir. 2006).
And as it relates to making findings, “[t]here is no legal requirement
that a physician have made the particular findings that an ALJ adopts
in the course of determining a[] [residual functional capacity].” Id.
In her evaluation of the evidence, ALJ Wolfe assessed the opinions
of Dr. Manganiello and Dr. Smith and found them persuasive, saying
that “[i]Jn general, the doctor’s opinions are consistent with, and
supported by the longitudinal record.” Tr. 25. Those findings specified
that Honey was able to perform light work under 20 C.F.R.
27
§ 404.1567(b), with additional limitations in the areas of climbing,
balancing, stooping, kneeling, crouching, and crawling. Id. at 92-97,
111-16. Both physicians opined that Honey would be limited to
standing or walking for six hours out of an eight-hour workday. Tr. 92,
111.
As discussed supra, ALJ Wolfe’s own residual functional capacity
determination found Honey was limited to light work, the definition of
which “requires standing or walking, off and on, for a total of
approximately 6 hours of an 8-hour workday,” SSR 83-10, 1983 WL
31251, at *6, and thus tracked Dr. Manganiello’s and Dr. Smith’s —
findings. Indeed, in the interest of crediting Honey’s statements about
the negative impact of her symptoms, ALJ Wolfe added additional
limitations in the areas of sitting and standing, including that any job
obtained include “a sit/stand option with each interval up to % hour.”
Tr. at 21-22, 24. Those additional limitations went above those
suggested by Dr. Manganiello and Dr. Smith, thus placing this scenario
beyond Honey’s cited authority. See Doc. 13 at 12-18 (citing Hines v.
Colvin, 2015 WL 8489970 (M.D. Pa. 2015)).
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Coupled with ALJ Wolfe’s otherwise comprehensive discussion of
the substantial evidence upon which her residual functional capacity
determination relied, see supra at 23-25, her deviation here from the
limitation findings of Dr. Manganiello and Dr. Smith was wholly
permissible, articulated, and even in Honey’s favor. Jones, 364 F.3d at
505; Titterington, 174 F. App’x at 11. Because ALJ Wolfe’s overarching
approach to crafting a residual functional capacity was premised on
substantial evidence and sufficiently articulated to permit judicial
review, it will not be disturbed. Jones, 364 F.3d at 505; Johnson, 529
F.3d at 200.
D. The ALJ’s Evaluation of the Medical Opinion of Dr.
Joseph Patruno
Honey further contends that ALJ Wolfe erred in rejecting the
medical opinion of Dr. Joseph Patruno, a treating physician. Doc. 13 at
13-16. But Honey’s disagreement with the ALJ’s assessment of Dr.
Patruno’s opinion does not warrant remand where, as here, that
evaluation comported with all applicable regulatory requirements.
On November 13, 2020, Dr. Patruno completed a medical
statement related to his treatment of Honey. Tr. 337—41. Of relevance,
he opined that Honey could only sit for 10 minutes at a time, stand for
29
20 minutes at a time, that she could sit, stand, and walk for less than
two hours total during an eight-hour workday, that she required a job
that permitted her to shift from walking, sitting, and standing, that she
needed several unscheduled breaks to lie down, and that she could lift
and carry less than 10 pounds frequently, 10 pounds occasionally, and
20 pounds rarely. Id. at 338-40.
Under the current regulations, medical opinions are not entitled
to any specific weighting, and are instead evaluated based on their
persuasiveness. 20 C.F.R. §§ 404.1520c(a), 404.1520c(b). An ALJ
determines the persuasiveness of a prior medical finding or medical
opinion by assessing five factors: (1) supportability; (2) consistency; (8)
relationship with the claimant; (4) specialization; and (5) other factors.
20 C.F. R. § 404.1520c(a)—(c). The factors related to the substance of
medical opinions—supportability and consistency—are the “most
important factors” for consideration. 20 C.F.R. § 404.1520c(b)(2).
Examining supportability entails a review of the opinion’s basis in
relevant “objective medical evidence and supporting explanations
presented by a medical source”; consistency is assessed based on how
consistent a finding or opinion is “with the evidence from other medical
30
sources and nonmedical sources in the claim[.]” 20 C.F.R.
§ 404.1520c(c)(1)-(2).
The Court of Appeals explained in Cotter v. Harris that when
weighing the record, an ALJ “cannot reject evidence for no reason or the
wrong reason” and must explain “why probative evidence has been
rejected ... so that a reviewing court can determine whether the
reasons for rejection were improper.” 642 F.2d 700, 706-07 (8d Cir.
1981). This does not mean, however, that the ALJ must undertake an
exhaustive discussion of all of the evidence. See, e.g., Fargnoli v.
Massanari, 247 F.3d 34, 42 (8d Cir. 2001); Hur v. Barnhart, 94 F. App’x
130, 133 (8d Cir. 2004) (non-precedential) (“There is no requirement
that the ALJ discuss in her opinion every tidbit of evidence included in
the record.”).
Here, ALJ Wolfe found Dr. Patruno’s opinion unpersuasive
because it lacked significant support in and was inconsistent with the
weight of the evidence. She explained that Dr. Patruno’s severe
limitation findings, which, as Honey admits, essentially limited her to
sedentary work or less, Doc. 13 at 14, were neither fully supported by
the record nor adequately tailored to Honey’s condition. Tr. 26. Rather,
31
the ALJ found “that the record supports limiting the claimant to light
work with a sit/stand option,” and noted that “a limitation to sedentary
would aggravate her condition,” as she testified “that sitting aggravates
her pain.” Id.
ALJ Wolfe explained that a light work limitation was more
consistent with the record because, while Honey had some physical
deficits in areas like standing and sitting, she had “no sensory or
strength deficits[,]” and she did “not use any assistive devices to
ambulate.” Id. In accordance with this determination, the ALJ found
that the record did not support limitations beyond the sedentary level in
Honey’s residual functional capacity, including Dr. Patruno’s .
recommendation that she have an option to lie down during the day,
and observation that she was physically limited for weeks following
pain injections. Id. That determination was bolstered by the evidence of
record showing that Honey engaged in standard life activities, such as
preparing meals, doing housework, and driving. Id.
That analysis readily met ALJ Wolfe’s regulatory duty to consider
the consistency and supportability of Dr. Patruno’s opinion, in arriving
at the conclusion that it did not merit persuasive weight. See, e.g., Jones
32
v. Sullivan, 954 F.2d 125, 129 (8d Cir. 1991) (holding medical opinions
that are inconsistent with and unsupported by the medical evidence are
not persuasive or controlling); Wright v. Sullivan, 900 F.2d 675, 683 (8d
Cir. 1990) (same). Furthermore, this Court’s role is not to re-weigh the
evidence to make its own factual determinations. Chandler v. Comm’ of
Soc. Sec., 667 F.3d 356, 359 (8d Cir. 2011). As such, because ALJ Wolfe
evaluated Dr. Patruno’s opinion pursuant to her regulatory duty in
finding it unpersuasive, that finding will not be disturbed.
IV. Conclusion
Accordingly, the Court will affirm the decision of the
Commissioner and deny the Plaintiff's request for relief. A separate
order shall be issued.
Date: September 238, 2025 s/ Phillip J. Caraballo
Phillip J. Caraballo
United States Magistrate Judge
33