explaining that the Eleventh Amendment bars suits against a State in federal court
How later courts described this case
- explaining that the Eleventh Amendment bars suits against a State in federal court
- finding the filing of a grievance is not enough to show the actual knowledge necessary for personal involvement
- concluding that the history and language of § 1983 establish that Congress did not intend to make the States liable under that statute
- recognizing these two exceptions to a State's Eleventh Amendment immunity
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
EDWARD GRAZIANO, : Civil No. 1:23-CV-00947
:
Plaintiff, :
:
v. :
:
JOHN WETZEL, et al., :
:
Defendants. : Judge Jennifer P. Wilson
MEMORANDUM
Before the court is a motion to dismiss for failure to state a claim filed by
Defendants Deborah L. Alvord, Emily Boone, C.O. Cantando, Randy Evans,
Michael Gourley, Laurel R. Harry, Tonya Heist, Beth Herb, Melissa Howdyshell,
Lindsy M. Kendall, George Little, Erin Miller, Ross Miller, William Nicklow, Joe
Silva, Elicia Stein, John Wetzel, Tom Wolf, and Renee Zobitne (collectively,
“DOC Defendants”).1 (Doc. 64.) In his second amended complaint, Plaintiff
Edward Graziano (“Plaintiff”) alleges Eighth Amendment deliberate indifference
and First Amendment free exercise of religion claims against DOC Defendants
arising from the time when he was housed at the State Correctional Institution at
1 The only Defendants not contained in this list are Defendants Voorstad, Wanga, and Beam.
Defendant Beam was dismissed with prejudice from this action on February 13, 2024, and
therefore is not a party. (Doc. 30.) Defendant Wanga was dismissed without prejudice to the
claims being raised in a separate action. (Doc. 29, p. 9; Doc. 30.) Given that these two
defendants are named in the Second Amended Complaint despite previously being dismissed
under circumstances that prevent Plaintiff from further litigating claims against them in this
lawsuit, the court will dismiss these defendants pursuant to the court’s screening authority.
Defendant Voorstad has not had counsel enter an appearance and is not included in the instant
motion to dismiss.
Camp Hill, Pennsylvania (“SCI-Camp Hill”). (Doc. 29.) For the reasons that
follow, the court will grant in part and deny in part DOC Defendants’ motion to
dismiss.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY
Plaintiff initiated this action by filing a complaint on June 8, 2023. (Doc. 1.)
On August 3, 2023, DOC Defendants filed a motion to dismiss. (Doc. 12.) On
January 25, 2024, Plaintiff filed a motion to amend the complaint. (Doc. 28.) On
February 13, 2024, the court granted Plaintiff’s motion to amend the complaint,
and pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii), the court screened the proposed
amended complaint attached to the motion. (Doc. 30.) The court dismissed with
prejudice the claims associated with the timing of the medication line after April 4,
2022, the claims associated with the loss of Plaintiff’s single-cell status in
September 2022, the Eighth Amendment claims based on the DOC’s COVID-19
protocols, the Eighth Amendment claim against Defendant Alison Beam for
refusing the PSCOA’s request to prioritize vaccines for its members, and the
Eighth Amendment claim against medical providers for refusing to treat his
COVID-19 symptoms. (Doc. 30.) The court dismissed without prejudice the
Eighth Amendment claims based on deviations from the enhanced screening for
COVID-19 protocols, any implied First Amendment retaliation claims, and the
First Amendment claim regarding the free exercise of religion because Plaintiff
failed to plead the personal involvement of named Defendants. (Id.) The court did
not dismiss the Eighth Amendment claims against Defendants R. Miller, E. Miller,
and Howdyshell based on deviations from COVID-19 protocols. (Id.) The court
also gave Plaintiff leave to file an amended complaint. (Id.)
The amended complaint names the following twenty-two (22) defendants:
(1) John Wetzel (“Wetzel”), former Secretary of the DOC; (3) George Little
(“Little”), former Acting Secretary of the DOC; (4) Laurel R. Harry (“Harry”),
current Secretary of the DOC and at all relevant times the superintendent/Facility
Manager at SCI-Camp Hill; (5) Michael Gourley (“Gourley”), Deputy
Superintendent for Facility Management at SCI-Camp Hill; (6) William Nicklow
(“Nicklow”), Deputy Superintendent for Centralized Services at SCI-Camp Hill;
(7) Lindsy Kendall (“Kendall”), Deputy Superintendent for Diagnostic Services at
SCI-Camp Hill; (8) Renee Zobitne (“Zobitne”), Major of the Unit Managers at
SCI-Camp Hill; (9) Randy Evans (“Evans”), Major of the Guards at SCI-Camp
Hill; (10) Tonya Heist (“Heist”), Corrections Superintendent Assistant at SCI-
Camp Hill; (11) Deborah Alvord (“Alvord”) Corrections Superintendent Assistant
at SCI-Camp Hill; (12) Ross Miller (“R. Miller”), Unit Manager of I-Block (the
“unvaccinated unit”) at SCI-Camp Hill; (13) Erin Miller (“E. Miller”), Corrections
Counselor at SCI-Camp Hill; (14) Beth Herb (“Herb”), Corrections Health Care
Administrator at SCI-Camp Hill; (15) Elicia Stein (“Stein”), Licensed Psychologist
Manager at SCI-Camp Hill; (16) Melissa Howdyshell (“Howdyshell”), Psychology
Service Specialist at SCI-Camp Hill; (17) Theodoor Voorstad, (“Voorstad”), a
medical provider contracted with Wellpath at SCI-Camp Hill; (18) Joe Silva
(“Silva”), Director of Bureau of Health Care Services of the DOC; (19) Kevin
Wanga (“Wanga”), Registered Nurse Practitioner at SCI-Camp Hill; (20) Emily
Boone (“Boone”), Psychology Services Specialist at SCI-Camp Hill; (21) Alison
Beam (“Beam”), Acting Secretary of the Department of Health of Pennsylvania;
and (22) Tom Wolf (“Wolf”), former Governor of Pennsylvania. (Doc. 54, ¶¶ 4–
24.)
Regarding his Eighth Amendment claims, Plaintiff avers that he arrived at
SCI-Camp Hill on July 1, 2021, and was housed in the Restricted Housing Unit for
COVID-19 quarantine. (Id. ¶ 29.) On July 12, 2021, Plaintiff entered general
population. (Id.) In August of 2021, Defendant Wetzel directed all State
Correctional Institutions to house unvaccinated inmates separately from vaccinated
inmates. (Id. ¶ 31.) Plaintiff was not vaccinated. (Id. ¶ 25.) Plaintiff was informed
that unvaccinated inmates would be separated from vaccinated inmates and housed
in a designated housing unit. (Id. ¶ 30.) Additionally, Plaintiff was informed that
unvaccinated inmates would be restricted from all communal areas outside the
unvaccinated unit including medical, chapel, school, library, law library, visiting
room, gymnasium, barber shop, dining hall, and main yard. (Id.)
On August 6, 2021, Plaintiff was moved to the unvaccinated unit, which was
on the B-side of I-Block (“I/B”). (Id. ¶ 32.) Plaintiff alleges that I-Block’s
management team included Defendants R. Miller, E. Miller, and Howdyshell. (Id.
¶ 33.) Plaintiff alleges that R. Miller, E. Miller, and Howdyshell regularly had
contact with all inmates, regardless of the inmates’ vaccination status and they
regularly wore their face masks below their mouths when having direct contact
with Plaintiff. (Id. ¶¶ 34–39.) When confronted by Plaintiff about their
inappropriate masking, R. Miller, E. Miller, and Howdyshell would tell Plaintiff
“Don’t worry about it, I’m vaccinated,” “Fuck off,” or tell Plaintiff to get
vaccinated if he was worried about it. (Id.) Plaintiff further alleges that
corrections officers on I/B did not correctly wear their masks, other staff who
worked on I/B did not wear full personal protective equipment (PPE), and inmates
housed on I/B did not wear masks, in contravention of protocols in place by the
DOC at the time. (Id. ¶¶ 40–44.)
Plaintiff alleges that R. Miller hired block workers from different cohort
groups, and these workers intermingled with each other and staff, undermining the
COVID protocols. (Id. ¶ 44.) Additionally, Plaintiff alleges that Miller, Stein, and
other unnamed supervisory officials allowed inmates from the vaccinated block to
work on the unvaccinated side, commingling with the unvaccinated inmates. (Id. ¶
45.) Plaintiff alleges further violations of DOC’s COVID protocol, including using
reusable meal trays which were shared between vaccinated and unvaccinated
inmates and using the same telephones between the blocks without properly
sanitizing them. (Id. ¶¶ 46, 47.) Plaintiff alleges issues with the ventilation
system, plumbing system, and lack of window coverings to prevent the spread of
COVID-19, as well as mold on the windows. (Id. ¶ 48–53.)
Plaintiff alleges he repeatedly brought these issues to Defendant R. Miller,
who dismissed Plaintiff’s complaints, told Plaintiff to get vaccinated if he was
concerned about contracting COVID-19, informed Plaintiff that the comingling of
various groups of inmates was pursuant to the protocols in place, the meal trays
were safe because they had been machine washed, and informed Plaintiff to submit
a maintenance request for the issues with ventilation and plumbing. (Id. ¶¶ 54–66.)
Plaintiff also documents the dates he personally complained about his various
issues to both R. Miller and E. Miller. (Id. ¶¶ 67, 68.) Plaintiff avers that he spoke
personally with Defendants Harry, Nicklow, Gourley, Heist, and Kendall about his
various complaints. (Id. ¶¶70–73.) These individuals generally informed Plaintiff
they would look into the issues he raised. (Id.)
Plaintiff alleges that on September 22, 2021, C.O. Cantando informed
Plaintiff that he and other guards purchased fake COVID-19 vaccination cards in
order to circumvent mandatory vaccination or testing requirements. (Id. ¶ 74.)
Plaintiff alleges that he personally told Harry and Gourley about Cantando’s fake
vaccination card, and Harry and Gourley informed Plaintiff they would investigate
the issue. (Id.¶ 75.)
Plaintiff alleges that, at the end of December 2021, he began to experience
symptoms of COVID-19. (Id. ¶ 79.) Plaintiff alleges that he was seen by
Defendant Voorstad in a “cell-side” appointment; however, Voorstad refused to
treat Plaintiff because Plaintiff insisted to be seen in private. (Id. ¶ 79.) Plaintiff
alleges that on January 4, 2022, he complained to Heist that he was being denied
treatment and testing, and Heist promised Plaintiff he would be seen by medical
staff. (Id. ¶ 80.) The next day, Plaintiff submitted a sick call request for COVID-
19 symptoms. (Id. ¶ 81.) Plaintiff was eventually tested for COVID-19 on January
10, 2022. His test came back positive, as well as approximately thirty (30) other
unvaccinated inmates, who were all moved to G-Block. (Id. ¶¶ 82, 83.) Plaintiff
alleges that the positive test results caused him to become suicidal and self-harm.
(Id. ¶ 84.) Plaintiff and the other unvaccinated inmates who were on G-Block were
returned to I/B on January 25, 2022. (Id. ¶ 85.) Plaintiff alleges he was told there
is no treatment to help him regain his sense of smell, and the medications
prescribed to treat his lingering symptoms have not worked. (Id. ¶¶ 86, 87.)
Plaintiff alleges that DOC Defendants’ failure to abide by the DOC COVID-
19 protocols caused the COVID-19 outbreak that infected him with COVID-19.
(Id. ¶ 92.) Plaintiff avers that DOC Defendants “knew that [the unvaccinated
inmates] unvaccinated status placed them at higher risk of COVID-19 exposure as
the decision to separate them makes clear.” (Id. ¶ 94.) Plaintiff also alleges that
Defendants knew he was a higher risk of COVID due to his age and chronic
medical conditions. (Id.)
Plaintiff avers the following regarding his religious freedom claims.
Plaintiff alleges that Wetzel, Little, Harry, Gourley, and Nicklow did not allow
Plaintiff and other unvaccinated inmates to go to the prison’s chapel, participate in
religious services, or receive in-person visits from spiritual advisors. (Id. ¶ 97.)
Wetzel, Little, Harry, Gourley, and Nicklow were permitting vaccinated inmates to
go to the chapel, participate in religious services, and receive in person visits from
spiritual advisors. (Id. ¶ 98.) Plaintiff further avers that he could not watch videos
pre-recorded by prison chaplains because he did not purchase cable TV service, or
the videos appeared frozen and without sound. (Id. ¶¶ 99–101.) Plaintiff asked
Defendant Alvord about religious accommodations, and Alvord directed him to
Defendant Miller. (Id. ¶ 103.) Plaintiff also discussed the issue of the frozen video
with Defendant Harry, who promised to inform activity staff who were responsible
for the video equipment. (Id ¶¶ 103–06.) Plaintiff also informed Defendants
Kendall and Heist of the technical issues, and Kendall and Heist informed Plaintiff
that SCI-Camp Hill was purchasing radio receivers. (Id. ¶ 107.) Plaintiff
discussed the in-person visits issue with Harry, and Harry informed Plaintiff that
only vaccinated individuals were permitted in-person visits and additionally
informed Plaintiff she was unaware of radio receivers being purchased. (Id. ¶
109.) Plaintiff also avers he approached Nicklow about religious accommodations
and Nicklow echoed Harry and verified radio receivers were being ordered. (Id. ¶¶
114, 115.)
Plaintiff brings one count styled Due Process/Eighth Amendment deliberate
indifference to known risk of COVID-19 against Defendants Wetzel, Little, Wolf,
Harry, Gourley, Heist, Nicklow, Kendall, Alvord, Herb, Voorstad, Evans, Zobitne,
R. Miller, Howdyshell, E. Miller, Stein, Silva, C.O. Cantando, and Beam. (Id. ¶¶
119–23.) Plaintiff also brings one count styled First/Fourteenth Amendment
violations of free exercise of religion against Defendants Wetzel, Little, Harry,
Gourley, Nicklow, Kendall, Alvord, Heist, and R. Miller. (Id. ¶¶ 12427.)
On August 30, 2024, DOC Defendants filed the instant motion to dismiss
and brief in support. (Docs. 64, 65.) Plaintiff filed a brief in opposition on
November 25, 2024. (Doc. 74.) Accordingly, the motion to dismiss is ripe and
ready for disposition.
JURISDICTION AND VENUE
The court has jurisdiction over Plaintiff’s action pursuant to 28 U.S.C. §
1331, which allows a district court to exercise subject matter jurisdiction in civil
cases arising under the Constitution, laws, or treaties of the United States. Venue
is proper in this district because the alleged acts and omissions giving rise to the
claims occurred at SCI-Camp-Hill, in Cumberland County, Pennsylvania, which is
located within this district. See 28 U.S.C. § 118(b).
STANDARD OF REVIEW
In order “[t]o survive a motion to dismiss, a complaint must contain
sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible
on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp.
v. Twombly, 550 U.S. 544, 570 (2007)). A claim is plausible on its face “when the
plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Id. (quoting
Twombly, 550 U.S. at 556). “Conclusory allegations of liability are insufficient” to
survive a motion to dismiss. Garrett v. Wexford Health, 938 F.3d 69, 92 (3d Cir.
2019) (quoting Iqbal, 556 U.S. at 678–79). To determine whether a complaint
survives a motion to dismiss, a court identifies “the elements a plaintiff must plead
to state a claim for relief,” disregards the allegations “that are no more than
conclusions and thus not entitled to the assumption of truth,” and determines
whether the remaining factual allegations “plausibly give rise to an entitlement to
relief.” Bistrian v. Levi, 696 F.3d 352, 365 (3d Cir. 2012) abrogated on other
grounds by Mack v. Yost, 968 F.3d 311 (3d. Cir. 2020).
When ruling on a motion to dismiss under Rule 12(b)(6), the court must
“accept all factual allegations as true, construe the complaint in the light most
favorable to the plaintiff, and determine whether, under any reasonable reading of
the complaint, the plaintiff may be entitled to relief.” Phillips v. County of
Allegheny, 515 F.3d 224, 233 (3d Cir. 2008) (quoting Pinker v. Roche Holdings,
Ltd., 292 F.3d 361, 374 n.7 (3d Cir. 2002)). In addition to reviewing the facts
contained in the complaint, the court may also consider “exhibits attached to the
complaint, matters of public record, as well as undisputedly authentic documents”
attached to a defendant’s motion to dismiss if the plaintiff’s claims are based upon
these documents. Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (citing
Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196
(3d Cir. 1993)).
The pleadings of self-represented plaintiffs are to be liberally construed and
held to a less stringent standard than formal pleadings drafted by attorneys. See
Erickson v. Pardus, 551 U.S. 89, 94 (2007); Fantone v. Latini, 780 F.3d 184, 193
(3d Cir. 2015), as amended (Mar. 24, 2015). Self-represented litigants are to be
granted leave to file a curative amended complaint even when a plaintiff does not
seek leave to amend, unless such an amendment would be inequitable or futile.
See Est. of Lagano v. Bergen Cnty. Prosecutor’s Off., 769 F.3d 850, 861 (3d Cir.
2014); see also Phillips, 515 F.3d at 245. A complaint that sets forth facts which
affirmatively demonstrate that the plaintiff has no right to recover is properly
dismissed without leave to amend. Grayson v. Mayview State Hosp., 293 F.3d
103, 106 (3d Cir. 2002).
DISCUSSION
DOC Defendants first argue that Plaintiff has not established the personal
involvement of Wetzel, Little, Wolf, Harry, Gourley, Heist, Nicklow, Kendall,
Alvord, Herb, Evans, Zobitne, R. Miller, Howdyshell, Boone, E. Miller, Stein, or
Silva in the alleged constitutional violations. (Doc. 65, pp. 6–10.) Second, DOC
Defendants argue that Plaintiff has not stated a claim for relief under the Eighth
Amendment because he has failed to establish the objective and subjective
components of an Eighth Amendment claim. (Id. at 6–14.) Third, DOC
Defendants argue Plaintiff has failed to state a claim for relief under the First
Amendment because restrictions on in-person worship were reasonably related to a
legitimate penological interest of inmate safety. (Id. at 14, 15.) Finally, DOC
Defendants argue that all claims for monetary damages against DOC Defendants in
their official capacities should be dismissed pursuant to the Eleventh Amendment.
(Id. at 10.) The court will address each argument in turn.
A. Personal Involvement
DOC Defendants argue Boone should be dismissed because there are no
allegations against her in the amended complaint and Wolf should be dismissed
because simply being “responsible for governing the Commonwealth” does not
establish personal involvement. (Doc. 65, p. 7.)2 DOC Defendants further argue
that Wetzel, Little, Harry, Gourley, Nicklow, Kendall, Zobitne, Silva, Evans, Herb,
and Stein should be dismissed because the allegations against them are premised
on their roles as supervisors and the allegations fail to plead a theory of
supervisory liability. (Id. at 8.) Finally, Defendants argue that “Graziano’s bald
assertions that he advised the Defendants of his various concerns, fail to establish
their personal involvement in the underlying alleged unconstitutional conduct
relative to either the First or Eighth Amendment claims.” (Id. at 9.)
Plaintiff argues that the amended complaint contains allegations of personal
involvement of R. Miller, E. Miller, and Howdyshell. (Doc. 73, p. 12.) Plaintiff
also argues that personal involvement on the part of Harry, Gourley, Nicklow,
Kendall, Zobitne, Evans, and Stein is sufficiently alleged because there are
allegations that Plaintiff repeatedly complained of the deviations by R. Miller, E.
Miller, and Howdyshell, as well as allegations that these Defendants witnessed the
deviations. (Id. at 14.) Plaintiff argues that Harry, Gourley, Nicklow, Kendall,
Zobitne, Evans, and Stein were policymakers who “dictated through local policy
how the unvaccinated unit (I/B) and proof of vaccination at SCI-Camp Hill
operated within the DOC’S state-wide COVID-19 protocols, and daily updates.”
2 For ease of reference, the court uses the page numbers contained in the CM/ECF header.
(Id.) Finally, Plaintiff argues Wetzel and Little had personal involvement because
they were responsible for the implementation of the Governor’s vaccine or test
mandate. (Id. at 15.)
To state a claim under 42 U.S.C. § 1983, a plaintiff must meet two threshold
requirements. He must allege: 1) that the alleged misconduct was committed by a
person acting under color of state law; and 2) that as a result, he was deprived of
rights, privileges, or immunities secured by the Constitution or laws of the United
States. West v. Atkins, 487 U.S. 42, 48 (1988). It is also well established that “[a]
defendant in a civil rights action must have personal involvement in the alleged
wrongs to be liable, and cannot be held responsible for a constitutional violation
which he or she neither participated in nor approved.” See Baraka v. McGreevey,
481 F.3d 187, 210 (3d Cir. 2007). Here, by not alleging any action on the part of
Defendants Herb, Evans, Zobitne, Boone, and Silva, Plaintiff has not established
personal involvement as required under Baraka. Accordingly, Defendants Herb,
Evans, Zobitne, Boone, and Silva will be dismissed with prejudice. Additionally,
there are no allegations regarding Defendant Alvord in the context of the Eighth
Amendment claim. Therefore, Defendant Alvord will be dismissed with prejudice
from the Eighth Amendment claim for lack of personal involvement.
Any implied liability based on Defendants Wetzel and Little’s position as
Secretary of DOC or Defendant Wolf’s position as Governor will also not succeed
based on the facts as alleged. Supervisory liability under § 1983 utilizes the same
standard as municipal liability. See Carter v. City of Philadelphia, 181 F.3d 339,
356 (3d Cir. 1999). A supervisor will only be liable for the acts of a subordinate if
he fosters a policy or custom that amounts to deliberate indifference towards an
individual’s constitutional rights. See id. at 357. To establish supervisory liability,
a plaintiff must show that (1) a superior officer failed to employ a specific
supervisory practice; (2) the existing custom created an unreasonable risk of injury
in the absence of the specified supervisory practice; (3) the supervisor was aware
that the risk existed; (4) the supervisor was indifferent to the risk; and (5) the
underlying violation resulted from the failure to employ the supervisory practice.
Brown v. Muhlenberg Twp., 269 F.3d 205, 216 (3d Cir. 2005) (citing Sample v.
Diecks, 885 F.2d 1099, 1118 (3d Cir. 1989)). The facts set forth by Plaintiff do not
address any of the factors required to establish supervisory liability. Therefore, all
claims against Defendants Wetzel, Little, and Wolf will be dismissed with
prejudice for lack of personal involvement.
Additionally, the only allegations against Defendant Stein are based on her
supervisory position over inmate peer specialists who resided on the vaccinated
side of the unit. (Doc. 54, ¶ 45.) Plaintiff does not allege any factors establishing
supervisory liability on the part of Defendant Stein. Accordingly, she will be
dismissed with prejudice for lack of personal involvement.
The bulk of Plaintiff’s Eighth Amendment claim that Defendants deviated
from DOC protocols focuses on the actions of R. Miller, E. Miller, and
Howdyshell. Accordingly, these Defendants will not be dismissed for lack of
personal involvement.
The remaining Defendants are Harry, Gourley, Nicklow, Kendall, Heist and
Alvord.3 Plaintiff alleges these individuals are supervisors and that he complained
to them about the underlying circumstances of his claims. “Participation in the
after-the-fact review of a grievance or appeal is not enough to establish personal
involvement.” Rode v. Dellarciprete, 845 F.2d 1195, 1208 (3d Cir. 1988) (finding
the filing of a grievance is not enough to show the actual knowledge necessary for
personal involvement); see also Brooks v. Beard, No. 05-3196, 2006 WL 332547,
167 F. App’x 923, 925 (3d Cir. Feb. 14, 2006) (holding that a state prisoner’s
allegation that prison officials and administrators responded inappropriately, or
failed to respond to a prison grievance, did not establish that the officials and
administrators were involved in the underlying allegedly unconstitutional conduct).
However, “several courts have concluded that a supervisory official may be held
liable stemming from the review of a grievance alleging an ongoing violation
because the official ‘is personally involved in that violation because he is
3 As previously noted, the only allegations of personal involvement of Alvord are for the First
Amendment claim.
confronted with a situation he can remedy directly.’” Wilkins v. Wolf, No. 1:20-
CV-2450, 2021 WL 1578250, at *5 (M.D. Pa. Apr. 22, 2021)(collecting cases).
With respect to Harry, Plaintiff alleges Harry was the Superintendent of
SCI-Camp Hill and was “responsible for overseeing all aspects of the prison,
including the medical care and safety of inmates[.]” (Doc. 54, ¶ 6.) Plaintiff also
pleads that he spoke with Harry personally multiple times about the factual basis of
both his Eighth Amendment and First Amendment claims. (Id. ¶¶ 70, 77, 104.)
This is sufficient to plead personal involvement on behalf of Harry with respect to
the Eighth Amendment and First Amendment claims.
Defendant Gourley was the Deputy Superintendent for Facility Management
and was “responsible for uniform corrections officers, unit management (housing),
counseling services, facility maintenance, facility safety and the prison’s Security
Office.” (Id. ¶ 7.) Plaintiff alleges he spoke with Gourley multiple times about the
factual basis of his Eighth Amendment claim. (Id. ¶¶ 72, 77.) This is sufficient to
plead personal involvement of Defendant Gourley on the Eighth Amendment
claim.
Defendant Nicklow was the Deputy Superintendent for Centralized Services
and was “responsible for coordinating efforts between the facility and the Medical
Department, including joint responsibility with the Bureau of Health Care
Services.” (Id. ¶8.) Plaintiff alleges he spoke with Nicklow several times about
the factual basis of both of his claims. (Id. ¶¶ 71, 77, 114.) This is sufficient to
plead personal involvement of Defendant Nicklow for both claims.
Defendant Kendall was the Deputy Superintendent for Diagnostic Services
and was “responsible for implementing all policies/practices/procedures related to
the assessment of custody, security levels[,] programmatic and special needs of
inmates who are newly received[ ]” into SCI-Camp Hill. (Id. ¶ 9.) Plaintiff alleges
he spoke with Kendall multiple times about the factual basis of both his Eighth
Amendment and First Amendment claims. (Id. ¶ 73, 77, 104.) This is sufficient to
plead personal involvement on both claims.
Defendant Heist and Alvord were both the Superintendent’s Assistants
responsible for assisting Superintendent. (Id. ¶¶ 12, 13.) Plaintiff alleges he spoke
with Heist about his Eighth Amendment claim and with Alvord regarding his First
Amendment claim. (Id. ¶¶ 73, 77, 102.) The allegations against Heist and Alvord
fail to plead personal involvement because there are insufficient allegations that
Heist or Alvord had the ability to directly remedy the situation Plaintiff
complained about from their positions as Superintendent’s Assistants.
Accordingly, both Heist and Alvord will be dismissed with prejudice.
Thus, the following claims remain pending against the following defendants
at this point in the analysis. The Eighth Amendment claim is against Defendants
R. Miller, E. Miller, Howdyshell, Harry, Gourley, Nicklow, and Kendall. The First
Amendment claim remains pending against Harry, Nicklow, and Kendall.
B. Eighth Amendment Claim
The Eighth Amendment prohibits cruel and unusual punishment. U.S.
CONST. AMEND. VIII. “A prison official’s ‘deliberate indifference’ to a substantial
risk of harm to an inmate violates the Eighth Amendment.” Farmer v. Brennan,
511 U.S. 825, 828 (1994). The Supreme Court has found that an Eighth
Amendment claim against a prison official must meet two requirements: (1) “the
deprivation alleged must be, objectively, sufficiently serious;” and (2) the “prison
official must have a sufficiently culpable state of mind.” Id. Furthermore, in cases
involving prison safety or prison conditions, the relevant state of mind “is one of
‘deliberate indifference’ to inmate health or safety.” Beers-Capitol v. Whetzel, 256
F.3d 120, 130 (3d Cir. 2001). This deliberate indifference standard “is a subjective
standard under Farmer-the prison official-defendant must actually have known or
been aware of the excessive risk to inmate safety.” Id. Thus, “[d]eliberate
indifference can be shown when a prison official knows of and disregards an
excessive risk to inmate health or safety.” Hamilton v. Leavy, 117 F.3d 742, 747
(3d Cir. 1997) (emphasis added).
It is now well established that an inmate’s claim based on exposure to
COVID-19 will fail as a matter of law where the record shows that the state
correctional institution followed DOC policies. See e.g., Engelund v. Doll, 2020
WL 1974389, at * 11 (M.D. Pa. Apr. 24, 2020); Allen v. Wetzel, 2021 WL
2254997, at *7 (M.D. Pa. June 3, 2021); Bevins v. Kauffman, 2021 WL 322168, at
*1, 5 (M.D. Pa. Feb. 1, 2021). However, the Court of Appeals for the Third
Circuit has found that a plaintiff adequately alleged an Eighth Amendment
deliberate indifference claim when he alleged that officials ignored “protocols by
maintaining open-dormitory housing and four-man cells, and by ‘interchanging’
inmates from different blocks and jails.” White v. Wetzel, 2022 WL 3273807, at *
2 (3d Cir. 2022).
In White, the plaintiff also alleged that the supervisors had “acknowledged to
[plaintiff] that the conditions in G-Block were dangerous but did nothing to
improve them.” Id. Therefore, “an inmate’s Eighth Amendment claim arising out
of his contracting COVID-19 will fail as a matter of law based on the DOC’s
COVID-19 mitigation policies and procedures absent factual allegations that prison
officials disregarded or materially deviated from them.” Caesar v. Kemp, 2024
WL 842169, at * 3 (W.D. Pa. Jan. 29, 2024), report and recommendation adopted
sub nom. Caesar v. Kemp, 2024 WL 839061 (W.D. Pa. Feb. 27, 2024) (citing
Williams v. PA. Dep’t of Corr., 2023 WL 2655406, at *13 (W.D. Pa. Feb. 2, 2023),
report and recommendation adopted sub nom. Williams v. PA Dep’t of Corr., 2023
WL 2652298 (W.D. Pa. Mar. 27, 2023)).
DOC Defendants first argue that “[t]he DOC’s response to the COVID
pandemic, has been deemed reasonable by various courts in this Circuit.” (Doc.
65, p. 12.) They further argue that Plaintiff has “fail[ed] to plausibly allege that
any of the Defendants acted with deliberate indifference to [the] risk [of COVID]
generally, let alone to any specific risk.” (Id. at 13.) Further, Defendants argue,
Plaintiff has failed to “demonstrate[ ] that Defendants had any reason to believe the
measures employed by the DOC, or within the institution, were inadequate.” (Id.)
Defendants also argue that Plaintiff’s assertions that Defendants deviated from the
protocol are not sufficient to meet the subjective prong because “R. Miller
expressly disagreed with Graziano’s assertions that any of his actions undermined
the protocols and indicated his belief that the vaccinated staff and inmate workers
did not pose a risk to Graziano.” (Id. at 14.) Further, Defendants argue that when
faced with Plaintiff’s complaints, “R. Miller, Harry, Gourley, Nicklow, Kendall
and Heist expressed their belief that the ‘existing COVID-19 protocols were
sufficient.’” (Id.)
Plaintiff first notes that courts have taken judicial notice of the DOC’s
various COVID protocols and argues that “there is no question that Defendants
were aware of the existing DOC COVID-19 protocols during the relevant time
frame, and understood the potential risk of serious harm to Graziano/unvaccinated
inmates through exposure to COVID-19, if they disregarded or materially deviated
from those existing protocols.” (Doc. 73, pp. 22, 23.) Plaintiff then reiterates his
allegations outlining material deviations from COVID protocols and argues that “a
jury may infer the existence of Defendants’ subjective state of mind from the fact
that the risk of harm posed by their deviations/noncompliance with COVID
protocols, was obvious, and known.” (Id. at 27.)
Although DOC Defendants dispute the objective prong, many courts have
held that, objectively, COVID-19 posed a serious risk of harm to inmates. See
Bevins, 2021 WL 322168, at * 5. Plaintiff accordingly meets this prong.
Turning to the subjective prong, at this stage of litigation, the court finds that
the allegations are similar to White and therefore, state a deliberate indifference
claim under the Eighth Amendment. Plaintiff has alleged that Defendants R.
Miller, E. Miller, and Howdyshell deviated from the DOC protocols in place, he
made them all aware that he believed they were deviating from the protocols, and
that Harry, Gourley, Nicklow, and Kendall were aware of these deviations yet did
not act to remedy the ongoing deviations. Accordingly, the motion to dismiss will
be denied as to the Eighth Amendment claim against R. Miller, E. Miller,
Howdyshell, Harry, Gourley, Nicklow, and Kendall.
C. First Amendment Claim
To establish a violation of the Free Exercise Clause of the First Amendment,
a prisoner must plead facts that plausibly show or allow the inference that the
defendants’ action, or a prison policy, has placed a restriction on his religious
practice that is not reasonably related to a legitimate, penological interest. O’Lone
v. Estate of Shabazz, 482 U.S. 342, 349-350 (1987); Turner v. Safley, 482 U.S. 78,
89 (1987). Defendants must then identify a legitimate penological interest. If a
legitimate penological interest exists, the court must then consider four factors to
determine the reasonableness of Defendants’ actions or challenged prison
regulation: (1) whether there is “a valid, rational connection” between the prison
regulation and the governmental interest; (2) whether the inmate has an
“alternative means of exercising the right” at issue; (3) the burden or impact the
accommodation would impose on prison resources, correctional staff and inmates;
and (4) “the absence of ready alternatives.” Turner, 482 U.S. at 89-91. The most
important prong of the Turner analysis requires a rational connection between the
policy and the legitimate governmental interest that justifies it. Nasir v. Morgan,
350 F.3d 366, 372 (3d Cir. 2003). With that said, courts should accord prison
officials broad deference in the adoption of policies and practices that are needed
to preserve internal order and discipline in the prison. See Bell v.Wolfish, 441 U.S.
520, 547–48 (1979); Wolff v. McDonnell, 418 U.S. 539, 566 (1974).
DOC Defendants argue that the “the restrictions imposed by Defendants in
response to COVID” did not infringe Plaintiff’s right to worship in congregational
prayer because “the DOC’s response to the pandemic was reasonable and
rationally connected to the goal of ensuring the safety of the inmates and staff
within its institutions.” (Doc. 65, p. 15.) DOC Defendants outline that “the DOC’s
demobilization plan addressed the provision of religious services–including
delivering religious services on housing units, broadcasting services on the inmate
channel, and ultimately resuming chap services with cohort and social distancing
limitations in place.” (Id.)
Plaintiff argues that, as a result of the demobilization plan,
“Graziano/unvaccinated inmates were excluded from chapel services/in-person
visits with spiritual advisors, and denied access to the religious videos broadcast on
the inmate channel by discontinuance of free cable services, because the inmate
channel was accessible only through paid cable service.” (Doc. 73, p. 30.)
Here, Plaintiff has alleged that Defendants instituted a policy that
substantially burdened his ability to gather in-person for worship, receive religious
teaching, and meet with spiritual advisors because the policy completely restricted
all of these activities. Defendants have argued that the restriction on in-person
religious meetings was for the purpose of ensuring the safety of inmates and staff.
The court concludes that the remaining rational basis review is better suited for
summary judgment. At the pleading stage, sufficient facts have been alleged to
state a First Amendment free exercise claim. Accordingly, the court will deny the
motion to dismiss relating to the First Amendment claim against Harry, Nicklow,
and Kendall.
D. Eleventh Amendment Immunity
DOC Defendants argue that ‘all claims against Defendants in their official
capacities for money damages must be dismissed[ ]” because a suit against an
individual acting in their official capacity is an impermissible suit against a state
and the Commonwealth of Pennsylvania has not consented to suit in federal court
for these types of claims. (Doc. 65, p. 10.)
A suit for monetary damages brought against a state official in their official
capacity is not a suit against that official; it is a suit against that official’s office.
See Will v. Michigan Dep't of State Police, 491 U.S. 58, 71 (1989) (citation
omitted); Allen v. New Jersey State Police, 974 F.3d 497, 506 (3d Cir. 2020). This
is no different from a suit against the State itself, which is barred by the Eleventh
Amendment. See Will, 491 U.S. at 66, 70-71; Pennhurst State School & Hops. v.
Halderman, 465 U.S. 89, 98-99 (1984) (explaining that the Eleventh Amendment
bars suits against a State in federal court). There are, however, two exceptions to
Eleventh Amendment immunity where: (1) the State has waived its immunity; or
(2) Congress has exercised its power under Section 5 of the Fourteenth
Amendment to override that immunity. See Will, 491 U.S. at 66; Kentucky v.
Graham, 473 U.S. 159, 169 (1985) (recognizing these two exceptions to a State's
Eleventh Amendment immunity).
The court finds that neither one of these exceptions apply here. As
explained by the Third Circuit, the Commonwealth of “Pennsylvania has not
waived its sovereign immunity defense in federal court[,]” and “Congress did not
abrogate Eleventh Amendment immunity via § 1983[.]” See Downey v.
Pennsylvania Dep't of Corr., 968 F.3d 299, 310 (3d Cir. 2020) (citation omitted);
see also 42 Pa. Stat. and Cons. Stat. Ann. § 8521(b) (stating that “[n]othing
contained in this subchapter shall be construed to waive the immunity of the
Commonwealth from suit in Federal courts guaranteed by the Eleventh
Amendment to the Constitution of the United States”); Quern v. Jordan, 440 U.S.
332, 345 (1979) (concluding that the history and language of § 1983 establish that
Congress did not intend to make the States liable under that statute).
Of the defendants remaining at this point, only Defendant Harry is sued in
both her individual and official capacity. Accordingly, the court concludes that
Plaintiff's Eighth Amendment claim for monetary damages against Defendant
Harry in her official capacity is barred by Eleventh Amendment immunity. As
such, the Eighth Amendment claim for monetary damages against Defendant Harry
is dismissed with prejudice.
CONCLUSION
Accordingly, Defendants’ motion will be granted in part and denied in part.
Defendants’ motion is granted with respect to Defendants Wetzel, Little, Wolf,
Heist, Alvord, Herb, Evans, Zobitne, Boone, Stein, and Silva. These Defendants
will be dismissed with prejudice. The motion is denied with respect to the Eighth
Amendment claim against Harry, Gourley, Nicklow, Kendall, R. Miller, E. Miller,
and Howdyshell and the First Amendment claim against Harry, Nicklow, and
Kendall. The court will not grant Plaintiff an opportunity to amend his complaint,
as further amendments would be futile. See Phillips, 515 F.3d at 245. An
appropriate order follows.
s/Jennifer P. Wilson
JENNIFER P. WILSON
United States District Judge
Middle District of Pennsylvania
Dated: August 5, 2025