holding that if “the pleadings and evidence before the [lower tribunal]” reveal “any theory or principle of law which would support the” final order, “the district court [is] obliged to affirm”
How later courts described this case
- holding that if “the pleadings and evidence before the [lower tribunal]” reveal “any theory or principle of law which would support the” final order, “the district court [is] obliged to affirm”
- describing TTD “as the healing period during which the workers’ compensation claimant is, by reason of the injury, totally disabled and unable, in any anatomic sense, to work”
- declining to recognize Carpentieri as “muddy[ing] the bright line” drawn in Smith that held that “the presumption does not apply to people who retire from firefighting before their date of accident;” statutory changes were not addressed in the opinion
- setting aside in part the JCC’s order because though the finding as to the dates of TTD was sufficiently supported by evidence, “an application of the law [section 440.12(1
Written by the judges who cited it.
The opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D2022-3942
_____________________________
MICHAEL GUGLIELMO,
Appellant,
v.
STATE OF FLORIDA-DOC
ZEPHYRHILLS C I/ DIVISION OF
RISK MANAGEMENT,
Appellee.
_____________________________
On appeal from the Office of the Judges of Compensation Claims.
Robert A. Arthur, Judge.
Date of Accident: July 16, 2021.
July 30, 2025
M.K. THOMAS, J.
Michael Guglielmo, the claimant, timely appeals a final order
of the Judge of Compensation Claims (JCC) denying his claims for
temporary total disability (TTD) and permanent impairment
benefits (PIB) related to an accident accepted as compensable
under section 112.18, Florida Statutes (2021), also known as the
“heart-lung statute.” He asserts, among other arguments, that the
JCC erred as a matter of law in concluding that his average weekly
wage (AWW) was $0.00 because he was not an “employee” on the
date of accident and had no earnings in the preceding thirteen
weeks. We agree and reverse, in part, affirm, in part, and remand
for further proceedings.
I. Facts
The facts are not in dispute. Guglielmo worked as a police
officer for twenty-three years and then retired. Subsequently, he
returned to the workforce as a corrections officer at Zephyrhills
C.I., Department of Corrections (DOC). Almost two years later, in
March 2021, he voluntarily resigned because of health concerns—
the stress of the corrections job and exhaustion due to the long
hours because of alleged understaffing. At the time of resignation,
he was making $673.20 per week. On July 16, 2021, Guglielmo
experienced heart palpitations. He sought medical treatment at
the emergency room and was diagnosed with atrial fibrillation. He
reported his heart condition to DOC. 1 He listed the date of accident
for purposes of the workers’ compensation claim as July 16, 2021,
the day he experienced cardiac issues. DOC accepted
compensability of the atrial fibrillation under the “heart-lung
statute” and authorized medical care. Dr. Gerczuk, the authorized
treating physician, placed Guglielmo on medication but later
recommended a cardiac ablation. The ablation was performed on
December 16, 2021. Guglielmo was taken off work and later given
physical restrictions for a time certain.
Following the ablation, Guglielmo returned to the workforce
as a security officer for Valencia College in January 2022. 2
However, he later experienced chest pressure causing him to miss
four days of work from February 17 through February 20, 2022.
He was hospitalized for complications related to the cardiac
ablation. A pericardiocentesis was performed, and his symptoms
improved. DOC covered the ablation procedure, related treatment,
1 Pursuant to section 112.18(1)(b)4., Florida Statutes (2021),
the claim for the presumption must be filed prior to or within 180
days after leaving the employment. Here, Guglielmo filed his claim
approximately 119 days after leaving the employment of DOC.
2 As a security officer at the college, Guglielmo worked 40
hours per week and was paid between $10.00 and $15.00 per hour.
2
and hospitalizations as compensable under the July 16, 2021,
accident. Guglielmo returned to work at Valencia College on
March 1, 2022.
In April and June of 2022, Guglielmo filed petitions for
benefits (PFBs) requesting medical and indemnity benefits,
including TTD, temporary partial disability (TPD) benefits, PIBs,
and penalties, interest, costs, and attorney’s fee. He listed July 16,
2021, as the date of accident. DOC filed a Response to PFB which
denied the claims for temporary indemnity benefits on the basis
that no authorized provider had placed Guglielmo on no-work
status. It agreed to provide the requested medical benefits. No
response was filed to the second PFB requesting impairment
benefits. On the Pre-Trial Stipulation, DOC accepted the listed
accident date of July 16, 2021. However, it failed to answer the pre-
trial questions as to whether there existed an “Employer/Employee
relationship on the date of accident” and whether “Accident or
occupational disease accepted as compensable.” It stipulated that
the atrial fibrillation condition was related to the accident. As a
listed specific defense to the claims, DOC asserted “The
Employer/Carrier/Servicing Agent denies compensability of
arterial and cardiovascular hypertension and/or heart disease.” It
listed the AWW as $0.00. DOC filed a motion for Pretrial Hearing
for Ruling requesting clarification of the specific conditions that
Guglielmo claimed under the “heart-lung statute.” At a motion
hearing, the parties agreed that Guglielmo asserted only an atrial
fibrillation condition, and that DOC had accepted the condition as
compensable.
During discovery, a DOC representative testified that
Guglielmo did not work in the thirteen weeks leading up to July
16, 2021, the claimed date of accident. However, he was paid a
lump sum of $3,176.66 during the thirteen weeks (week of May 14-
20, 2021) for payout of his annual leave and his “special comp
holidays.”
Dr. Chernobelsky, Guglielmo’s independent medical examiner
(IME), testified that Guglielmo could not work from the date of his
ablation, December 16, 2021, until the date he returned to work
after pericarditis on March 9, 2022. He assigned that date as
maximum medical improvement with a 25% permanent
3
impairment rating (PIR). He clarified that his no-work restriction
was limited to no work as a first responder.
The testimony of Dr. Gerczuk, the authorized treating
physician, was unclear on work restrictions. He testified that
following the ablation, Guglielmo was hospitalized for two days,
December 16 and 17, 2021. Upon discharge, Dr. Gerczuk was
unsure whether he communicated restrictions, but that Guglielmo
should have been advised to avoid heavy lifting, exercise, and
strenuous activity for a week or two. Guglielmo was hospitalized
for the pericarditis from February 17–20, 2022. He assigned
restrictions of no driving until cleared by a surgeon. Guglielmo was
released by the surgeon for return to work on March 1, 2022.
Because of the disagreement in medical testimony as to the PIR,
an expert medical advisor, Dr. Perloff, was appointed. He
ultimately assigned an 11% PIR.
At the final hearing, Guglielmo narrowed his indemnity
claims to TTD benefits from July 16–18, 2021 (initial
hospitalization) and December 16, 2021–March 9, 2022 (covering
his ablation, complications and resulting hospitalization and time
off from work), and PIBs based on an 11% PIR. DOC argued that
no indemnity benefits were due and owing because Guglielmo’s
AWW at the “date of accident,” was $0.00. Specifically, DOC
reasoned that Guglielmo “was not an employee” on that day
because he was not working for DOC and had no earnings in the
thirteen weeks immediately preceding the accident date.
Alternatively, regarding TTD benefits, it asserted that Dr.
Chernobelsky, Guglielmo’s IME, had limited the off-work status to
only restrict work as a first responder, and Guglielmo was no
longer a first responder during the off-work period. In response,
Guglielmo argued that because DOC accepted the July 16, 2021,
date of accident and atrial fibrillation as compensable under the
“heart-lung statute,” it conceded that he met all the statutory
prerequisites, including that he was an “employee” of DOC with an
AWW corresponding to that employment—the employment where
he was exposed to the hazards.
In the final order, the JCC found Guglielmo was eligible for
five days of TTD (December 16, 2021, and February 17–20, 2022)
and PIBs based on an 11% PIR. However, he ultimately denied
4
entitlement to those indemnity benefits because he found that
Guglielmo’s AWW was $0.00. The JCC reasoned that, because
there was no “contract of hiring in force at the time of the accident,”
there were no “wages,” and therefore, no need to resort to section
440.14, Florida Statutes, for calculation. However, even if required
to do so, he determined Guglielmo had no earnings in the thirteen
weeks before the accident date and there were no “similar
employees” at the DOC. The JCC explained as follows: “As the
claimant’s accident date occurred 119 days (17 weeks) after leaving
his employment, he was not an employee in the 13 weeks preceding
his accident.”
Guglielmo timely moved for rehearing on multiple grounds,
including, in the very least, that section 440.14(1)(d), Florida
Statutes, should act as a fallback provision to arrive at a
reasonable AWW. DOC did not raise an alternative argument that
because only five days of temporary benefits were awarded, section
440.12(1), Florida Statutes, barred entitlement. 3 The JCC denied
rehearing.
Guglielmo appeals, arguing the JCC reversibly erred, as a
matter of law, by concluding that: 1) he was not an “employee” on
the date of accident because he was not receiving wages; and 2) he
was not entitled to TTD or PIR benefits because his AWW was
$0.00. He also disputes that competent, substantial evidence exists
to support the JCC’s determination that he was only eligible for
five days of TTD benefits.
3 Section 440.12(1) Florida Statutes, bars payment of
indemnity benefits, regardless of the AWW dispute, in certain
circumstances. Section 440.12(1), instructs, “Compensation is not
allowed for the first 7 days of the disability, except for benefits
provided under s. 440.13. However, if the injury results in more
than 21 days of disability, compensation is allowed from the
commencement of the disability.” Accordingly, we do not address
the issue on appeal.
5
II. Analysis
Where a JCC's ruling is based on the interpretation of a
statute and a stipulation, the issue must be reviewed de novo.
Holcombe v. City of Naples/Johns E. Co., Inc., 328 So. 3d 311, 314
(Fla. 1st DCA 2021). The standard of review on appeal of workers’
compensation orders is “whether there is competent substantial
evidence in accordance with logic and reason to sustain the
findings of the [JCC].” Punsky v. Clay Cnty. Sheriff’s Off., 18 So.
3d 577, 583 (Fla. 1st DCA 2009) (quoting Chavarria v. Selugal
Clothing Inc., 840 So. 2d 1071, 1076 (Fla. 1st DCA 2003)), review
denied, 22 So. 3d 539 (Fla. 2009).
Initially, Guglielmo argues that the JCC erred as a matter of
law in finding that his AWW was $0.00 because he was not an
“employee” of DOC on the date of accident. Specifically, the JCC
failed to recognize that DOC’s acceptance of compensability under
the “heart-lung statute” equated to a concession that each element
required for the statutory presumption was satisfied, including
that Guglielmo was a covered “employee.” Thus, DOC’s decision to
accept compensability under section 112.18, which requires
employee status and proof of disability, is not independent from
“employee” status for purposes of AWW calculation. We agree and
reverse on this point.
Injured workers who satisfy the requirements of the “heart-
lung statute” are afforded the presumption of occupational
causation. See § 112.18(1), Fla. Stat. (2021); Seminole Cnty. v.
Braden, 378 So. 3d 637, 642–43 (Fla. 1st DCA 2023). Upon
accepting the claim as compensable under section 112.18, DOC
conceded that the requirements were satisfied—Guglielmo was a
covered correctional officer, the pre-employment physical
components were considered, he contracted heart disease, and he
suffered disablement. At no time since DOC accepted the claim as
compensable has its position changed. It has continued to provide
medical benefits. However, it disputes any liability for indemnity
benefits to Guglielmo, not based on eligibility but because of
entitlement (as his AWW is $0.00, the mathematical formula for
6
the compensation rate provides zero benefit payment). 4 Thus, DOC
contention that Guglielmo’s AWW was $0.00 is the antipode of
DOC’s acceptance of compensability of the injury/condition and
ignores the core principles of occupational disease under section
440.151, Florida Statutes.
We begin with a distinguishing factor of occupational disease
claims—“disability.” Guglielmo carried the burden to satisfy
“disability” as required by sections 112.18 and 440.151(1)(a),
Florida Statutes (2021). By accepting compensability of
Guglielmo’s claim under the “heart-lung statute,” DOC conceded
that he suffered a “disability.” See Friesen v. State of Fla. Highway
Patrol/Div. of Risk Mgmt., 364 So. 3d 1051, 1055 (Fla. 1st DCA
2023). We look to section 440.151(3), Florida Statutes (2021), for
the definition of “disablement.” It refers the reader to “disability
as described in s. 440.02(13).” § 440.151(3), Fla. Stat. (2021).
According to that statute, “‘Disability’ means incapacity because of
the injury to earn in the same or any other employment the wages
which the employee was receiving at the time of the injury.”
§ 440.02(13), Fla. Stat. (2021) (emphasis added). 5 The plain
language of the definition unambiguously focuses on the wages the
employee was receiving at the time of the injury. It also
contemplates scenarios in which an employee may leave the
subject employment and seek other work. And the Florida
Supreme Court has clarified that “it is the disability and not the
disease which determines compensability of a claim.” Am.
Beryllium Co. v. Stringer, 392 So. 2d 1294, 1296 (Fla. 1980).
“Disablement” also determines the “date of accident.” See
§ 440.151(1)(a), Fla. Stat. The disablement of an employee
resulting from an occupational disease shall be treated as the
happening of an injury by accident so long as the disease “resulted
from the nature of the employment.” Id. (emphasis added). The time
4 A claimant may be eligible for benefits, but not necessarily
automatically entitled to them. See ESIS/ACE Am. Ins. Co. v.
Kuhn, 104 So. 3d 1111, 1113 (Fla. 1st DCA 2012).
5 As of 2023, “Disability” is now defined in section 440.02(15),
Florida Statutes.
7
of injury means the period or periods of exposure. Friesen, 364 So.
3d at 1056.
The full text of section 440.02(28)’s definition of “wages” also
informs this analysis. 6 “Wages” is defined as the rate at which the
employee was paid for his or her services at the “time of injury”
and includes only those wages reported for federal tax purposes
“on the job where the employee was injured.” § 440.02(28), Fla. Stat.
(2021) (emphasis added). In occupational disease claims, the injury
or exposure must occur during the employment. That is not to say
that such injury necessarily manifests itself during the period of
active-duty status. Having set forth the distinctive and deliberate
terms and phrases used by the Legislature in the occupational
disease statutes, we turn to section 440.14 and AWW calculation.
Applying the provisions of section 440.14 in a vacuum—
treating the “date of accident” as literal and unconditional—fails
to appreciate the unique interplay in occupational disease cases
between the terms “injury” and “disability” and ignores public
policy. The definition of “disability” deliberately uses the term
“injury” and “time of injury” as the critical time focus. It does not
use the term “accident.” See § 440.02(13), Fla. Stat. (2021).
Furthermore, the definition of “wages” pinpoints those earnings at
the “time of injury” which in occupational disease cases relates to
the period of exposure. See § 440.02(28), Fla. Stat. (2021). This
Court emphasized the special nature of occupational disease
claims in City of Port Orange v. Sedacca, 953 So. 2d 727, 729 (Fla.
1st DCA 2007):
Workers' Compensation Act, Chapter 440, Florida
Statutes, provides coverage only “if the employee suffers
an accidental injury.” § 440.09(1), Fla. Stat. (2002). This
coverage prerequisite is commonly referred to as an
“injury by accident.” Without an injury by accident, the
Act provides no coverage and is inapplicable. An
exception to the actual “injury by accident” requirement
allows an employee's disease or medical condition to be
6 Effective July 4, 2023, the definition of “wages” is found in
section 440.02(40), Florida Statutes.
8
“treated as the happening of an injury by accident” if he
is able to establish, he has an occupational disease.
Section 440.14(1) 7 instructs as follows,
(1) Except as otherwise provided in this chapter, the
average weekly wages of the injured employee on the date
of the accident shall be taken as the basis upon which to
compute compensation and shall be determined, subject
to the limitations of s. 440.12(2) . . . .
The subsection begins with an important clarifying phrase,
“except as otherwise provided in this chapter.” As previously
established, “disablement” in occupational disease cases sets the
“date of accident.” And the disablement must result from the
nature of the employment where the employee was last injuriously
exposed. We do not look beyond section 440.151 to define its
relevant terms. See Watkins Eng'rs & Constructors v. Wise, 698
So. 2d 294, 295 (Fla. 1st DCA 1997) (holding occupational disease
provision language of section 440.151 is “plain,” and “so long as an
occupational disease fits within the criteria
enumerated therein, such disease constitutes a compensable
injury”) (emphasis added). This Court has declined to incorporate
other subsections of the Act to supplement the clearly delineated
requirements set forth in section 440.151. See id. at 295. In
Caldwell v. Division of Retirement, Florida Department of
7 To determine a particular claimant’s AWW, section 440.14
sets forth several methods: (a) average of wages over the 13 weeks
preceding injury; (b) average of similar employee’s wages 13 weeks
preceding injury; (c) average of 52 weeks preceding injury for
seasonal workers; (d) if any of the foregoing methods cannot
reasonably and fairly be applied, the full-time weekly wages of the
injured employee; (e) if it is established that the injured employee
was under 22 years of age when injured and that under normal
conditions her or his wages should be expected to increase during
the period of disability, the fact may be considered in arriving at
her or his average weekly wages; (f) consideration of part-time
employment; and (g) instructions for computing compensation
owed for fraction of week. § 440.14(1), Fla. Stat. (2021).
9
Administration, 372 So. 2d 438, 440–41 (Fla. 1979), the Florida
Supreme Court announced that the presumption statute should be
interpreted in a manner consistent with social policy and the
beneficial purposes intended. Accordingly, and pursuant to the
phrase in section 440.14, “as otherwise provided in this chapter,”
sections 440.151, 440.02, and 112.18 inform the application of
section 440.14 in occupational disease cases.
Having set forth the key definitions and principles of
occupational disease claims, we begin with section 440.14(1)(a).
The relevant “wages” for purposes of calculation are those paid to
Guglielmo for his services at the “time of injury” and on the job
where the injury occurred. And as the parties stipulated, there
existed 13-weeks of wages preceding the last injurious exposure
(Guglielmo’s last day of work) which provided an AWW of $673.20.
DOC accepted compensability of the heart disease claim under
a July 16, 2021, date of accident—the date determined by
“disability.” But with respect to indemnity benefits only, DOC
declared that Guglielmo was not an “employee” at the time of the
“accident”—ignoring the substantive meaning of “injury” and that
the relevant “wages” in an occupational disease context are those
received for services performed during the exposure period. DOC
conceded in the initial acceptance of compensability of the atrial
fibrillation condition that Guglielmo was an employee and suffered
exposure to the hazards of the correctional officer job. As such, it
is axiomatic that the AWW is also tethered to that very
employment. Applying that rationale here—sections 440.151,
440.02, and 112.18 inform section 440.14 so that in an occupational
disease context, the time of injury (when last injurious exposure
occurred) is the period of relevant wages. DOC cannot have it both
ways—accepting compensability of the injury as resulting from the
hazardous exposure of its work environment but then asserting
that on the date of disability (the date section 440.151 assigns as
the “date of accident”) the claimant was not an employee. See Jones
v. ETS of New Orleans, Inc., 793 So. 2d 912, 914–15 (Fla. 2001)
(noting that a “statute should be interpreted to give effect to every
clause in it, and to accord meaning and harmony to all of its
parts”).
10
The notion that a claimant’s technical administrative status
regarding employment on the date of “accident” in occupational
disease claims (meaning the date the injury or condition manifests
itself and disability occurs) determines an employer’s liability has
been addressed by this Court, albeit under an earlier version of the
statute. In Smith v. City of Miami, 552 So. 2d 245, 245 (Fla. 1st
DCA 1989), a firefighter, who became disabled with heart disease
after retirement, filed a claim under section 112.18. The deputy
commissioner concluded that the Legislature did not intend to
create a presumption applicable to anyone other than a presently
employed fireman and dismissed the claim. Id. This Court
affirmed the dismissal using a 1987 statutory definition of
fireman. Id. at 245–46. It defined “fireman” as “any duly employed
uniformed fireman.” Id. at 245. The language was interpreted to
require that for a “heart-lung statute” claim, the fireman must be
on active-duty status when the injury manifests itself. Id. at 245–
46.
In City of Clearwater v. Carpentieri, 659 So. 2d 357 (Fla. 1st
DCA 1995), this Court again addressed employment status as a
pre-requisite for filing a viable “heart-lung statute” claim. The
firefighter claimant put in for retirement but suffered a heart
attack one day before his retirement was officially accepted by the
employer and his pension awarded. Id. at 358. The effective, formal
date of his retirement was almost nine months later, an extended
date because he elected payment for his accumulated vacation and
sick time and floating holidays. Id. During this extended period,
he was not working but still on active payroll status until the
benefits were paid out. Id. The employer denied compensability of
the “heart-lung statute” claim because the claimant was not on
active-duty status. Id. at 359–60. The JCC found that the claimant
was entitled to the presumption of compensability. Id. at 359. This
Court affirmed, finding the claimant was on active status because
he was still on the books and getting paid. Id. at 360.
Then, in 1993, the Legislature amended the definition of “law
enforcement officer, correctional officer or probation officer” by
removing the requirement of being “duly employed.” See § 112.19,
Fla. Stat. In 2010, the Legislature amended section 112.18, adding
subsection (1)(c)4., which provides as follows: “a law enforcement
officer, correctional officer, or correctional probation officer is not
11
entitled to the presumption provided in this section unless a claim
for benefits is made prior to or within 180 days after leaving the
employment of the employing agency.” § 112.18(1)(c)4., Fla. Stat.
(2010) (emphasis added); see also St. Lucie FCRD & PGCS v.
FMIT, 259 So. 3d 992, 993 (Fla. 1st DCA 2018) (declining to
recognize Carpentieri as “muddy[ing] the bright line” drawn in
Smith that held that “the presumption does not apply to people
who retire from firefighting before their date of accident;”
statutory changes were not addressed in the opinion). These
amendments document the Legislature’s clear intent that, for a
viable claim under the “heart-lung statute,” a claimant does not
have to be in active-duty status on the “date of the accident.” The
Legislature is presumed to know the judicial construction of
existing law when it enacts a new law and to have adopted prior
judicial constructions of a law unless a contrary intention is
expressed in the statute. ContractPoint Fla. Parks, LLC v. State,
958 So. 2d 1035, 1037 (Fla. 1st DCA 2007) (citing Jones v. ETS of
New Orleans, Inc., 793 So. 2d 912 (Fla. 2001)).
The JCC relied on Fast Tract Framing, Inc. v. Caraballo, 994
So. 2d 355 (Fla. 1st DCA 2008), in arriving at an AWW of zero. But
the case is readily distinguishable. Caraballo did not address an
occupational disease claim. Furthermore, it addressed the issue of
whether wages not reported for federal tax purposes could be
utilized to calculate AWW. Id. at 356. Caraballo’s declaration that
“wages,” as defined by section 440.02, controls the AWW
calculation, serves only to support Guglielmo’s AWW calculation
of $673.20—based on wages earned in service at the time of the
injurious exposure.
The reasoning of the JCC is best summarized in the following
excerpt from the final order:
In the present case, there was no contract of hiring
in force at the time of the injury, as the claimant had
voluntarily terminated his employment 119 days (17
weeks) before his injury and did not work in any other
employment during this time period. As there was no
contract for hiring in force and the claimant did not work
in the 13 weeks prior to the injury, he had no wages.
12
He defined the “injury” as synonymous with the date of
accident or July 16, 2021. But this ignored that “injury” and
“accident” (set by date of disablement) have different meanings in
the context of occupational disease. Section 440.14(1)(a), which the
parties utilized in their calculations to stipulate to the $673.20
AWW for the DOC employment (for the 13 weeks preceding his last
day of work/exposure), is the appropriate section for calculation.
The injury period dictates the relevant wages. Guglielmo had 13
full weeks of wages immediately preceding his last day of work
(last date of “injury” due to exposure) to review. Thus, there was
no need to resort to alternative methods of calculation provided in
section 440.14.
Regarding Guglielmo’s argument that competent, substantial
evidence does not exist to support the JCC’s finding that but for a
zero AWW, he was eligible for only five days of TTD and PIBs
based on an 11% impairment rating, we find it lacks merit and
affirm. Guglielmo is entitled to payment of the indemnity benefits
using an AWW of $673.20. The case is remanded for the JCC to
award the five days of TTD benefits and determine PIB payments,
subject to the provisions of section 440.15(3)(c), Florida Statutes. 8
Concurring and Dissenting Opinion
The concurring in part opinion is a recapitulation of the
majority opinion. As for the dissenting in part opinion, it
misapplies section 440.12(1) and improperly interjects a defense
not raised by a party to the case.
Guglielmo is entitled to the payment of PIBs and five days of
TTD (despite the absence of more than 21 days of disability)
8 Section 440.15(3)(c), Florida Statutes, provides that
impairment benefits may be reduced by 50 percent for each week
in which the employee has earned income equal to or in excess of
the AWW. Aside from TTD benefits under section 440.15(2), which
are automatically payable at the compensation rate, vocational
factors such as what the claimant is able to earn may also be
considered in calculations for TPD benefits. DOC raised voluntary
limitation of income defenses in the Pre-Trial Stipulation.
13
because the defense that payment is not due and owing pursuant
to section 440.12(1), was not raised by DOC. “The party raising
affirmative defenses has the burden of pleading and proving
them.” Teco Energy, Inc. v. Williams, 234 So. 3d 816, 823 (citing
McKenzie Tank Lines, Inc. v. McCauley, 418 So. 2d 1177, 1180 (Fla.
1st DCA 1982)). “Affirmative defenses must also be timely raised
by the party seeking to avoid responsibility or consequence.”
Andrews v. McKim & Creed, 355 So. 3d 957, 961 (Fla. 1st DCA
2023) (citing Fla. Admin. Code R. 60Q-6.113(2)(a)); See also
Ballard v. Edd Helms Group, 79 So. 3d 88, 89 (Fla. 1st DCA 2011)
(overpayment defense based on claimant’s receipt of
unemployment benefits was untimely asserted when raised for
first time in closing argument after the hearing).
A waived defense cannot be raised, sua sponte, by an appellate
court judge. 9 Although the “tipsy-coachman” doctrine allows this
9 “In order to be preserved for further review by a higher
court, an issue must be presented to the lower court and the
specific legal argument or ground to be argued on appeal or review
must be part of that presentation if it is to be considered
preserved.” Tillman v. State, 471 So. 2d 32, 35 (Fla. 1985). “An
appellate court is ‘not at liberty to address issues that were not
raised by the parties.’” Rosier v. State, 276 So. 3d 403, 406 (Fla. 1st
DCA 2019) (citing Anheuser-Busch Co., Inc. v. Staples, 125 So. 3d
309, 312 (Fla. 1st DCA 2013)). “Nor may an appellate court ‘depart
from its dispassionate role and become an advocate by second
guessing counsel and advancing for him theories and defenses
which counsel either intentionally or unintentionally has chosen
not to mention.’” Id. (citing Polyglycoat Corp. v. Hirsch Distribs.,
Inc., 442 So. 2d 958, 960 (Fla. 4th DCA 1983)); see also D.H. v.
Adept Cmty. Servs., Inc., 271 So. 3d 870, 888 (Fla. 2018) (Canady,
C.J., dissenting) (“[I]t is not the role of the appellate court to act as
standby counsel for the parties.”)). “Instead, an appellate court
must confine its decision to the issues raised in the briefs.”
Id. (citing Bainter v. League of Women Voters of Fla., 150 So. 3d
1115, 1126 (Fla. 2014) (“‘Basic principles of due process’—to say
nothing of professionalism and a long appellate tradition—‘suggest
that courts should not consider issues raised for the first time at
oral argument’ and ‘ought not consider arguments outside the
14
Court to affirm a trial court judgment that is “right for the wrong
reason,” the record must support the theory or argument. See
Robertson v. State, 829 So. 2d 901, 906—07 (Fla. 2002) (“The key
to the application of this doctrine of appellate efficiency is
that there must have been support for the alternative theory or
principle of law in the record before the trial court.”). Section
440.12(1) was never raised before the trial court or in any briefing.
AFFIRMED in part, REVERSED in part, and REMANDED for
further proceedings consistent with this opinion.
LONG, J., concurs; TANENBAUM, J., concurs in part and dissents in
part with opinion.
_____________________________
Not final until disposition of any timely and
authorized motion under Fla. R. App. P. 9.330 or
9.331.
_____________________________
TANENBAUM, J., concurring in part and dissenting in part.
The claimant worked as a correctional officer for the
Department of Corrections from June 2019 until his voluntary
retirement on March 20, 2021. On July 16, 2021, nearly four
months following his retirement, the claimant suffered an atrial
fibrillation (“afib”) that sent him to the emergency room. The
department accepted this medical condition as compensable under
the Workers’ Compensation Law (chapter 440, Florida Statutes)
based on its understanding of section 112.18(1), Florida Statutes.
By accepting compensability in connection with section 112.18, the
department essentially acknowledged that the afib was a
“condition or impairment of health” that was “accidental” and
“suffered in the line of duty.” § 112.18(1)(a), Fla. Stat.; see also id.
scope of the briefing process.’”) (quoting Powell v. State, 120 So. 3d
577, 591 (Fla. 1st DCA 2013))).
15
(making this presumption applicable to, among others, a
“correctional officer”). Once the department acknowledged this
compensability, it was obligated to “pay compensation [and]
furnish benefits required by” chapter 440. § 440.09(1), Fla. Stat.;
see also id. (making compensability contingent upon an employee’s
“suffer[ing] an accidental compensable injury [] arising out of work
performed in the course and the scope of employment”); City of Port
Orange v. Sedacca, 953 So. 2d 727, 735 (Fla. 1st DCA 2007) (en
banc) (explaining that “in every case” involving a question of
compensability, there must initially be a determination of
“whether a claimant’s medical condition is covered under the Act”).
Workers’ compensation coverage having been conclusively
established regarding the claimant’s afib, the only remaining
question would be “what benefits are due.” Sedacca, 953 So. 2d at
735. Even though the department accepted the medical condition
as compensable—meaning the claimant was eligible for medical
benefits related to that condition under section 440.13, Florida
Statutes, as qualifying treatment became necessary—the claimant
would not have been entitled to indemnity for lost wages until he
suffered a “disablement.” § 440.151(1), Fla. Stat.; cf. Sedacca, 953
So. 2d at 732 (explaining that a claimant who suffers an
occupational disease does not become eligible for indemnity until
the disease adversely affects his ability to work); id. at 733 (“No
disability means no occupational disease [under section 440.151,
Florida Statutes].”). The judge of compensation claims (“JCC”)
found that the claimant suffered temporary total disability (“TTD”)
both when he went into the hospital for one day for a cardiac
ablation related to the afib—in December 2021—and for four days
to be treated for complications stemming from that ablation—in
February 2022. The evidence showed that on those five days, the
claimant could not work at all. Cf. § 440.15(2)(a), Fla. Stat.
(describing TTD as “disability total in character but temporary in
quality”); Xerographics & Claims Ctr. v. Bender, 558 So. 2d 514,
515 (Fla. 1st DCA 1990) (describing TTD “as the healing period
during which the workers’ compensation claimant is, by reason of
the injury, totally disabled and unable, in any anatomic sense, to
work”). Contrary to the claimant’s assertion, there is sufficient
evidence to support this finding.
16
The claimant, then, became eligible for indemnity benefits
once he suffered disablement stemming from his compensable
medical condition—the afib suffered in July 2021. In determining
the average weekly wage (“AWW”) under section 440.14(1), Florida
Statutes, the JCC erred when he used the date the claimant
suffered afib (July 16, 2021) as the date of accident and concluded
that he had not worked “substantially the whole of 13 weeks
immediately preceding the accident.” § 440.14(1)(a), Fla. Stat.; see
id. (setting out the primary method for calculating the AWW “on
the date of the accident” to be “taken as the basis upon which to
compute compensation”). This case being one that involves
occupational disease, the claimant’s “last injurious exposure giving
rise to eligibility for coverage is the date of accident, and
consequently, defines the compensation and benefits available.”
Sedacca, 953 So. 2d at 730 (emphasis supplied).
The claimant’s last day of exposure in this presumption case
necessarily was his last day of work in March 2021, and there is
no dispute that he worked as a correctional officer for the
department for the preceding thirteen weeks. There also is no
dispute as to what his weekly pay-rate was for those final thirteen
weeks—$673.20. The claimant’s AWW—based on the uncontested
facts of this case—is $673.20. It is that amount, rather than zero,
that the JCC would have had to use to calculate the claimant’s
TTD indemnity (not to mention his impairment benefit). As to the
proper calculation of AWW under the unique circumstances of this
case, I concur with the majority’s conclusion.
That said, I still would affirm the order to the extent it denies
the claim for TTD compensation. A JCC is an administrative
hearing officer in the executive branch, and his statutory charge is
to “make such investigation or inquiry, or conduct such hearing, in
such manner as to best ascertain the rights of the parties” under
chapter 440 regarding a petition for benefits. § 440.29(1), Fla. Stat.
Here, the JCC concluded “there are no TTD benefits due for the
limited days the claimant was hospitalized” and denied the claim.
His legal basis was the “$0 AWW,” a basis that both the majority
and I have explained is incorrect. There, however, is an alternative
legal basis to support the JCC’s conclusion: section 440.12(1),
Florida Statutes, which categorically proscribes a compensation
award “for the first 7 days of the disability.” (emphasis supplied).
17
The JCC found that there was evidence to support “total disability”
during only the five days the claimant was hospitalized in
December 2021 and February 2022. The petition sought benefits
only for TTD and permanent impairment. But the TTD benefit will
not be “ripe, due, and owing” until he can prove at least eight days
of disability, which, according to the JCC, he could not yet do.
§ 440.192(1), Fla. Stat. (specifying when a claimant may file a
petition for benefits). Even with a proper calculation of the AWW,
the claimant had no right to TTD compensation based on the JCC’s
finding as to the TTD dates. Cf. Sinclair v. ManorCare Health
Servs.-Dunedin, 224 So. 3d 331, 332 (Fla. 1st DCA 2019) (setting
aside in part the JCC’s order because though the finding as to the
dates of TTD was sufficiently supported by evidence, “an
application of the law [section 440.12(1)] to these findings
indicate[d] that the JCC erred to the extent the TTD award
include[d] the first seven days of the disability period”).
The JCC’s conclusion (viz. that “there are no TTD benefits
due”) is correct, then, albeit for a different reason. We are required
to affirm that portion of the order. Cf. Cohen v. Mohawk, Inc., 137
So. 2d 222, 225 (Fla. 1962) (holding that if “the pleadings and
evidence before the [lower tribunal]” reveal “any theory or
principle of law which would support the” final order, “the district
court [is] obliged to affirm”); Applegate v. Barnett Bank of
Tallahassee, 377 So. 2d 1150, 1152 (Fla. 1979) (holding that the
lower tribunal’s final order “could well be wrong in its reasoning,
but [its] decision . . . is primarily what matters, not the reasoning
used”; so “[e]ven when based on erroneous reasoning, [the
tribunal’s] conclusion or decision . . . will generally be affirmed if
the evidence or an alternative theory supports it”); Dade Cnty. Sch.
Bd. v. Radio Station WQBA, 731 So. 2d 638, 644 (Fla. 1999)
(explaining that if the lower tribunal “reaches the right result, but
for the wrong reasons, it will be upheld if there is any basis which
would support [it] in the record”). It is of no moment that the
employer did not raise in its answer brief this alternate basis for
affirmance. See Freeman v. State, 373 So. 3d 1255, 1257 n.2 (Fla.
1st DCA 2023) (noting that the alternate ground for affirmance
need not have been argued before the lower tribunal nor raised by
the appellee in its answer brief).
18
As explained above, the AWW should not have been zero.
There otherwise being no basis for denying the impairment benefit
claim, I concur in the majority’s setting aside that portion of the
final compensation order. The claimant, though, failed to
demonstrate he, as of yet, had a right to a TTD benefit. Insofar as
the majority sets aside the order’s denial of that claim, I dissent.
_____________________________
Kristine Callagy and Megan E. Oliva of Bichler & Longo, PLLC,
Maitland, for Appellant.
Jane E. McGill of Vaughan Baio & Partners, Palm Beach Gardens,
for Appellee.
19