“No class action is proper unless all litigants are governed by the same legal rules.”
How later courts described this case
- “No class action is proper unless all litigants are governed by the same legal rules.”
- “[U]nclaimed funds may only be distributed cy pres where existing class-member claimants have been fully compensated and further distribution to remaining class members is not feasible.”
- “LLCs have the citizenships of their members.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
CHANDRA TATE, et al.,
Plaintiffs, Case No. 1:21-cv-36
v. JUDGE DOUGLAS R. COLE
EYEMED VISION CARE, LLC,
Defendant.
OPINION AND ORDER
This putative class action lawsuit stems from a data breach of Defendant
EyeMed Vision Care, LLC’s email inbox, which compromised thousands of
individuals’ personally identifiable information and protected health information.
Plaintiffs, on behalf of themselves and a putative class, now seek to settle their claims
with EyeMed. They move, without opposition, for preliminary certification of the
putative class and for preliminary approval of the settlement. For the reasons
discussed below, the Court GRANTS Plaintiffs’ Unopposed Motion for Preliminary
Approval of Class Action Settlement (Doc. 47), PRELIMINARILY CERTIFIES a
nationwide class, and PRELIMINARILY APPROVES the proposed class action
settlement.
BACKGROUND1
EyeMed is one of the largest vision benefits companies in the country. It offers
various plans to more than sixty million members. (Consolidated Class Action
Compl., Doc. 19, #222, 228). To provide its services, EyeMed collects members’
personally identifiable information (PII) and protected health information (PHI),
including their name, email address, physical address, financial information (e.g.,
health savings account and credit card account information), and medical history. (Id.
at #221–22, 228). And if a member uses health insurance to obtain benefits, EyeMed
also collects additional information like that member’s birthdate and Social Security
number. (Id. at #228).
But, according to Plaintiffs, EyeMed has not adequately protected its members’
PII and PHI. Specifically, they point to a June 24, 2020, cyberattack, during which
unknown bad actors accessed EyeMed’s email account and sent phishing emails to
addresses saved in that account. (Id. at #222, 231–32). A later investigation revealed
that the hacked email account contained numerous EyeMed members’ names, contact
information, dates of birth, vision insurance account numbers, Medicaid or Medicare
numbers, Social Security numbers, and other information. (Id. at #231–33).
Problematically, EyeMed allegedly didn’t discover the breach until July 1, 2020—a
week later. (Id. at #231–32). Worse yet, Plaintiffs say that EyeMed failed to disclose
the data breach to its insurance company affiliates for nearly three months and failed
1 The Court cites the Consolidated Class Action Complaint (Doc. 19) in relaying the relevant
background. But it notes that EyeMed, in the proposed class action settlement, denies any
wrongdoing. (Doc. 47-1, #572).
to notify affected members for nearly six months. (Id.). Plaintiffs now suspect their
PII is available on the dark web, making them susceptible to identity theft and
financial fraud. (Id. at #224–25).
Shaken by the data breach, Plaintiff Chandra Tate filed this putative class
action lawsuit, (Doc. 1), which later consolidated with Plaintiff Barbara Whittom’s
analogous lawsuit, (2/24/21 Not. Order).2 In the Consolidated Complaint, Plaintiffs
assert seven counts: a negligence claim based on traditional negligence and
negligence per se theories of liability (although Plaintiffs label each theory as a
separate claim), (Counts I, II); breach of implied contract (Count III); unjust
enrichment (Count IV); and various claims for violations of California’s consumer
protection and medical regulation statutes (Counts V, VI, and VII). (Doc. 19, #252–
69). Defendants moved to dismiss the Consolidated Complaint in its entirety. (Doc.
21). They argued that Plaintiffs lacked Article III standing to sue, and that, in any
event, Plaintiffs failed to plausibly allege their claims. (Doc. 21-1, #307). The Court
disagreed on the standing front, concluding that Plaintiffs had plausibly alleged a
concrete injury.3 (Op. & Order, Doc. 40, #494). But the Court agreed in part
2 Plaintiff Alexus Wynn became a party in the Consolidated Complaint. (Doc. 19, #221, 227).
3 Although Plaintiffs plausibly alleged a concrete injury at the pleading stage, the Court noted
that it was a close call. (Doc. 40, #492–93). And “[a]t ‘successive stages of the litigation,’ a
named plaintiff bears an escalating burden to demonstrate standing.” Earl v. Boeing Co., 339
F.R.D. 391, 411 (E.D. Tex. 2021) (quoting Lujan v. Defs. of Wildlife, 504 U.S. 555, 561 (1992)),
rev’d and remanded on other grounds, 53 F.4th 897 (5th Cir. 2022). Whether preliminary (or
final) approval constitutes a successive stage is an interesting question. For example, one
court has noted in a related context that “the movant’s burden of proof to establish standing
at the class-certification stage is unclear.” Smith v. Miorelli, 93 F.4th 1206, 1212 n.7 (11th
Cir. 2024) (cleaned up). For purposes of this preliminary approval motion, the Court assumes
“that the applicable standard [is] a pleading standard,” id. (quotation omitted), and that
concerning the merits, and dismissed most of Plaintiffs’ claims for failure to plausibly
allege them, allowing only the negligence claim to proceed. (Id. at #504). So, as it
stands, the negligence claim (based on a traditional theory of negligence—the Court
did not reach Plaintiffs’ negligence per se theory) is the only one pending.
After mediation and over a year of negotiating, the parties seek to bring this
dispute to a close by settling Plaintiffs’ and putative class members’ claims. (Doc. 47).
The proposed settlement agreement defines the class as “all natural persons who
reside in the United States and to whom EyeMed issued notice of the Data Incident
that certain Personal Data was impacted in the Data Incident.” (Doc. 47-1, #581). And
the proposed agreement releases “any and all past, present, and future claims and
causes of action arising from the conduct alleged in the [Consolidated Complaint].”
(Id. at #579–80, 594). EyeMed, in turn, agrees to pay $5,000,000 into a non-
reversionary common fund that will settle putative class claims. (Id. at #596).
The fund administrator will disburse that common fund in five steps. First, the
fund will pay taxes and tax-related expenses related to the common fund. (Id. at #597,
599). Second, the common fund will pay for administrative fees, class representative
service awards and attorneys’ fees (the amounts of which are yet to be determined,
and which will be later subject to the Court’s approval), and litigation expenses. (Id.
at #595–97). Third, the fund administrator will disburse monies to class members
with valid “Out-of-Pocket Loss Claims” (claims for which a class member has
Plaintiffs have thus met their burden. But the Court encourages the parties to address this
issue in their briefing for final approval.
documented out-of-pocket losses “reasonably traceable” to the data breach up to
$10,000 per individual) and valid “Lost-Time Claims” (claims for reimbursement for
time spent remedying issues related to the data breach up to four hours at a rate of
$25 per hour).4 (Id. at #584, 597). Fourth, the common fund will cover pro rata
payments to all class members who submit a valid claim. (Id. at #597–98). The
baseline pro rata payment is $50, subject to a proportional increase or decrease
depending on the number of claims submitted. (Id. at #583). And finally, if there are
remaining funds after all that, one of three things could happen. The first option is
for the parties to confer and agree in writing to redistribute the remaining funds to
class members who submitted valid claims. (Id. at #598). If, however, the parties
determine that redistribution is economically infeasible, the remaining funds will go
to the unclaimed property funds of the states in which class members reside. (Id.).
And if that is economically impractical, then the remaining funds will instead be paid
to a non-profit charitable organization subject to the Court’s approval. (Id.). On that
score, the parties recommend the Electronic Privacy Information Center (EPIC)—a
public interest research center that focuses on protecting privacy. (Doc. 47-2, #651,
670).
When it comes to attorneys’ fees and class representative service awards, the
proposed settlement agreement does not specify fixed amounts. Rather, the
4 Out-of-Pocket Loss Claims include Lost-Time Claims. (See Doc. 47, #551 (explaining that
“[c]laims for lost time … [are] capped at $100 subject to the $10,000 cap”)). In other words, a
class member who attests to four hours of lost time, and thus receives $100, could only obtain
up to $9,900 in out-of-pocket losses.
agreement states that class counsel “will move the Court for an award of attorneys’
fees not to exceed one-third [] of the Common Fund,” and that “Plaintiffs intend to
request a Service Award in the amount of $2,500 to each individual Plaintiff, also to
be paid from the Common Fund.” (Doc. 47-1, #595).
Kroll Settlement Administration, LLC, a company experienced in class action
claim administration, will process class claims and distribute payments to the class;
process and disburse attorneys’ fee awards and service awards; and provide notice to
the class. (Id. at #581, 585–86, 588–91, 597–600). To effectuate notice, Kroll will do a
few things. First, it will create a settlement website that contains the long-form
notice, the claim form, this preliminary approval order, the settlement agreement,
and any other materials that the parties agree or that the Court orders should be
included. (Id. at #589). The website will further allow class members to submit a
claim form electronically. (Id.). Beyond the website, Kroll will also send short-form
notices to class members’ email addresses (which EyeMed will provide). (Id. at #588–
90). If EyeMed doesn’t have a class member’s email, then Kroll will instead mail the
short-form notice to the member’s physical address (which EyeMed will also provide).
(Id.). Finally, Kroll will establish a toll-free help line to answer settlement-related
questions. (Id. at #590).
The Court has reviewed the proposed settlement agreement and Plaintiffs’
unopposed motion for preliminary approval. And while the Court ordinarily does not
do so, it also held a hearing on this preliminary approval motion on June 25, 2025, at
the parties’ behest. (6/25/25 Min. Entry). In short, the matter is ripe for review.
JURISDICTION AND CHOICE OF LAW
This Court has subject-matter jurisdiction over this action under the Class
Action Fairness Act, 28 U.S.C. § 1332(d). There are more than 100 putative class
members, the amount in controversy exceeds $5,000,000,5 and minimal diversity
exists. Tate and Wynn are citizens of South Carolina, and Whittom is a citizen of
California. (Doc. 19, #226–27). EyeMed is a limited liability company whose sole
member (its parent company, Luxottica of America, Inc.) appears to be an Ohio
citizen.6 (Id. at #227); Akno 1010 Mkt. St. St. Louis Mo. LLC v. Pourtaghi, 43 F.4th
624, 627 (6th Cir. 2022) (“LLCs have the citizenships of their members.”). And with
at least one Plaintiff diverse from EyeMed, minimal diversity exists.
Satisfied that jurisdiction is present, the Court turns to another threshold
issue. Before preliminarily certifying a nationwide class in a diversity action, the
Court must ascertain which law applies to the putative class claims. See Hawes v.
5 Although the settlement common fund totals $5,000,000 exactly (i.e., does not exceed
$5,000,000), the Court finds that Plaintiffs had a good-faith basis for believing the amount in
controversy exceeded $5,000,000, which is all that is required for federal jurisdiction. Dart
Cherokee Basin Operating Co. v. Owens, 574 U.S. 81, 87–88 (2014).
6 The Consolidated Complaint’s allegations relating to EyeMed’s citizenship are not as
fulsome as one might hope. It says, for example, that EyeMed is a “Delaware limited liability
company with its principal place of business in Mason, Ohio.” (Doc. 19, #227). But the
citizenship of an LLC is determined by reference to the citizenship of its members, not the
state of its formation or its principal place of business. Akno 1010 Mkt. St., 43 F4th at 627.
That said, the Consolidated Complaint also alleges that EyeMed is a “wholly owned
subsidiary” of Luxottica of America, Inc., (Doc. 19, #227), which the Court understands as
alleging that Luxottica is the sole member of EyeMed. And while the Consolidated Complaint
also fails to fully allege the citizenship of Luxottica (as it alleges only its principal place of
business, not its state of incorporation), the Court has confirmed on the Ohio Secretary of
State’s website, of which the Court can take judicial notice, that Luxottica’s state of
incorporation is also Ohio. Business Search: Luxottica of America, Inc., Ohio Sec’y State,
https://perma.cc/437B-H4D3.
Macy’s Inc. (Hawes I), Nos. 1:17-cv-754, 2:20-cv-81, 2023 WL 8811499, at *5 (S.D.
Ohio Dec. 20, 2023); In re Bridgestone/Firestone, Inc., 288 F.3d 1012, 1015 (7th Cir.
2002) (“No class action is proper unless all litigants are governed by the same legal
rules.”). The Court can make short work of that exercise here. Plaintiffs raise a
common-law negligence claim on behalf of a nationwide class. And the Court has
already determined that Ohio’s version of negligence presents no conflict with other
states’ similar actions where the defendant has not alleged contributory or
comparative negligence on the part of the plaintiff. In re Cinfed Fed. Credit Union
Data Breach Litig., No. 1:23-cv-776, 2025 WL 1637686, at *5 n.6 (S.D. Ohio June 10,
2025). That means the Court need not engage in an extensive choice-of-law analysis
since Ohio’s rules dictate that Ohio law applies where no conflict exists between the
possibly applicable states’ laws. ISCO Indus., Inc. v. Great Am. Ins., 148 N.E.3d 1279,
1283 (Ohio Ct. App. 2019). Beyond that, the lack of obvious conflict means Ohio law
may constitutionally govern the claims of the entire putative class. See Phillips
Petroleum Co. v. Shutts, 472 U.S. 797, 816 (1985).
LAW AND ANALYSIS
Federal Rule of Civil Procedure 23(e)(1)(B) directs a court to determine, at the
preliminary-approval stage, whether it will likely be able to approve the proposed
settlement agreement under Rule 23(e)(2), and to finally certify the class for purposes
of judgment. Rule 23(e)(2), in turn, governs when a court may, assuming it has
already certified a class, approve a class action settlement. That provision requires
the Court to determine whether the proposed settlement is “fair, reasonable, and
adequate.” Fed. R. Civ. P. 23(e)(2). At the preliminary-approval stage, then, the
Court’s task is to determine whether it is likely to (1) finally certify a class and
(2) approve the substance of the settlement. In short, the Court must discern whether
the settlement is a “fair, reasonable, and adequate” disposition of the class claims.
A. Preliminary Class Certification for Settlement Purposes
Rule 23 allows a class to be certified only if:
(1) the class is so numerous that joinder of all members is impracticable;
(2) there are questions of law or fact common to the class; (3) the claims
or defenses of the representative parties are typical of the claims or
defenses of the class; and (4) the representative parties will fairly and
adequately protect the interests of the class.
Fed. R. Civ. P. 23(a). And on top of the four Rule 23(a) requirements, each of which
must be met, a class also must satisfy one of Rule 23(b)’s conditions. The parties here
rely on Rule 23(b)(3), which requires “that the questions of law or fact common to
class members predominate over any questions affecting only individual members,
and that a class action is superior to other available methods for fairly and efficiently
adjudicating the controversy.”
1. Numerosity, Commonality, Typicality, and Adequacy
The Court finds that all four Rule 23(a) requirements are met as to the
nationwide class. The putative class, which numbers some 692,154 individuals, (Doc.
47, #548), clearly meets the numerosity requirement. See, e.g., Hunter v. Booz Allen
Hamilton Inc., No. 2:19-cv-411, 2023 WL 3204684, at *3 (S.D. Ohio May 2, 2023)
(finding that 647 class members meets the numerosity requirement).
Commonality and typicality are also satisfied. To demonstrate questions of law
or fact common to the class, Plaintiffs must show that the putative class claims
“depend upon a common contention” that is “of such a nature that it is capable of
classwide resolution,” such that determination of the contention’s “truth or falsity”
will resolve a central issue to the claims “in one stroke.” Wal-Mart Stores, Inc. v.
Dukes, 564 U.S. 338, 350 (2011). Typicality similarly requires that the named
plaintiffs’ claims “arise[] from the same event or practice or course of conduct that
gives rise to the claims of other class members.” Miller v. Charter Nex Films -
Delaware, OH, Inc., No. 2:18-cv-1341, 2020 WL 2896913, at *4 (S.D. Ohio June 2,
2020) (cleaned up).
Plaintiffs and the putative class members here premise their single remaining
claim on one principal legal contention: EyeMed negligently secured their personal
data. (Doc. 19, #241, 252–59). That sort of contention requires evidence of security
measures EyeMed took (or didn’t take) that would affect the class at large. In other
words, answering the question does not require individualized proof; its truth or
falsity is capable of resolution “in one stroke.” In re Cinfed, 2025 WL 1637686, at *6
(quoting Wal-Mart, 564 U.S. at 350). Commonality and typicality are therefore
present.
That leaves adequacy, which the Court likewise concludes is satisfied. Class
representatives adequately represent the rest of the class when they (1) share
common interests with the absent class members, and (2) “vigorously prosecute the
interests of the class through qualified counsel.” Hunter, 2023 WL 3204684, at *4
(quotation omitted). The Court finds that Plaintiffs’ counsel has adequately
prosecuted the interests of the class thus far and that Plaintiffs’ interests largely
align with the putative class members’ interests. After nearly three years of litigating
and negotiating a settlement agreement, Plaintiffs have secured a sizeable common
fund given the class’s size. (See Doc. 47-2, #649 (Plaintiffs’ counsel providing a table
listing other data breach class action settlement amounts, which reveals that this
common fund is in the upper half, providing a recovery of roughly $7.22 per class
member)). The Court does, however, note that the settlement agreement’s provision
of service awards for class representatives creates at least the potential of conflicting
interests. See Hawes v. Macy’s Inc. (Hawes II), Nos. 1:17-cv-754, 2:20-cv-81, 2024 WL
2125640, at *6 (S.D. Ohio May 13, 2024) (citing In re Dry Max Pampers Litig., 724
F.3d 713, 722 (6th Cir. 2013)). The Court therefore directs Plaintiffs to remain
mindful of the intended purpose of service awards—compensating class
representatives for their efforts in seeking a benefit to the class, not providing class
representatives a windfall—when making their later request for such awards. Id.
In sum, the Court finds that Rule 23(a)’s requirements are met for provisional
certification purposes.
2. Predominance and Superiority
The Court likewise finds that the class action meets Rule 23(b)(3)’s
requirements that (1) the question common to the class predominates, and (2) the
class action mechanism is superior to other adjudication methods.
To evaluate predominance, the Court must consider whether “adjudication of
questions of liability common to the class will achieve economies of time and expense.”
Pickett v. City of Cleveland, 140 F.4th 300, 310 (6th Cir. 2025) (quotation omitted).
The Court must ask, in other words, “whether a common question is at the heart of
the litigation.” Id. (cleaned up). Here, the common factual question of what security
measures EyeMed employed to secure personal data and the common legal question
of whether EyeMed acted negligently form “the heart” of this lawsuit. The only
potential differences among class members are the measure of damages incurred
from the data breach. And on that front, the proposed settlement’s multi-tier claim
system—reimbursements up to $10,000 per class member for documented monetary
losses ($100 of which can come from attested lost-time costs), and pro rata cash
payments for all class members who submit valid claims—addresses that
discrepancy.
As for superiority, the Court considers the difficulties of managing a class
action, the alternative adjudication methods to a class action, and the nature of the
class claims. Martin v. Behr Dayton Thermal Prods. LLC, 896 F.3d 405, 415–16 (6th
Cir. 2018) (quotation omitted). A class action better addresses the claim at issue here
than individualized claims would, and is thus more efficient than, and superior to,
individualized litigation. If each class member were to prosecute his or her own claim,
it would likely be cost prohibitive and not worthwhile given that the amount in
dispute per head is relatively small. On the flip side, if EyeMed were required to
defend individual lawsuits, those costs could exceed the common fund. As a result, a
class action is the superior mechanism.
The Court, in sum, finds that, at this preliminary stage, the common questions
of law and fact predominate and that the class action vehicle is the superior method
for resolving Plaintiffs’ claims. Accordingly, the Court preliminarily certifies the
proposed nationwide class as defined in the settlement agreement.
Moreover, the Court provisionally appoints Plaintiffs Chandra Tate, Barbara
Whittom, and Alexus Wynn as class representatives. And upon considering the
factors in Rule 23(g)(1), the Court concludes that Plaintiffs’ counsel is experienced in
handling class actions, knowledgeable on the applicable law, and will ably discharge
their duties as class counsel. (See Doc. 47-2, #653–54, 656–67 (documenting counsels’
qualifications and history of handling data breach class actions)). Accordingly, the
Court provisionally appoints Bryan L. Bleichner of Chestnut Cambronne PA, and
Lori G. Feldman of George Feldman McDonald, PLLC as class counsel for the class.
Lastly, the Court appoints Kroll Settlement Administration LLC as the settlement
administrator.
B. Fairness of the Proposed Settlement
The Court now considers Rule 23(e)(1)’s second prerequisite to preliminary
class action settlement approval—the fairness of the proposed settlement. In
assessing fairness, the Court considers whether (1) the class representatives and
class counsel have adequately represented the class; (2) the proposed settlement was
negotiated at arm’s length; (3) the settlement adequately compensates the class; and
(4) the settlement treats class members equitably relative to each other. See Hawes
I, 2023 WL 8811499, at *10 (finding that Rule 23(e)(2)’s new factors subsume the
factors described in UAW v. Gen. Motors Corp., 497 F.3d 615, 631 (6th Cir. 2007)).
1. Adequacy of Representation
The Court finds, for the same reasons described above when preliminarily
certifying a class, see supra Part A.1, that the class representatives and class counsel
have adequately represented the interests of the class.
2. Arm’s Length Negotiations
The Court is satisfied, based on class counsel’s representation and the mutual
concessions in the proposed settlement agreement, which took months to finalize,
that the settlement was negotiated at arm’s length and was not plagued by fraud or
corruption. See Todd S. Elwert, Inc., DC v. All. Healthcare Servs., Inc., Nos. 5:15-cv-
2223, 3:15-cv-2673, 2018 WL 4539287, *2 (N.D. Ohio Sept. 21, 2018) (“Courts
presume the absence of fraud or collusion unless there is evidence to the contrary.”
(cleaned up)).
3. Adequacy of Relief
The Court finds that the settlement agreement adequately compensates the
class. Rule 23(e)(2)(C) instructs the Court to consider: (1) “the costs, risks, and delay
of trial and appeal”; (2) “the effectiveness of any proposed method of distributing
relief to the class”; and (3) “the terms of any proposed award of attorney’s fees.”7
7 The parties identified no agreements (other than the settlement agreement) that are
relevant to the Court’s consideration, so the fourth adequacy of relief prong is not relevant.
See Fed. R. Civ. P. 23(e)(2)(C)(iv).
Here, the potential costs and risks of litigation could be significant for both
EyeMed and Plaintiffs. If this case proceeded to summary judgment or trial, EyeMed
would face significant discovery costs concerning the data breach and would risk a
sizeable adverse judgment. And if the class cannot prove that EyeMed failed to
employ adequate security measures or that the data breach threatens consequences
to the individuals whose PII was divulged, they risk recovering nothing. Settlement,
in other words, efficiently resolves the claims, providing a benefit to the class, cost-
savings to EyeMed, and risk avoidance to both.
As for distributing relief, the Court foresees no issues. This case centers on
unauthorized access to PII and PHI in EyeMed’s possession. And because that PII
and PHI inherently identifies class members, the Court anticipates little difficulty in
disseminating notice and providing payments to the class. Beyond that, as the Court
explains further below, the settlement appropriately compensates class members in
a multi-tier fashion according to their respective losses.8 See infra Part B.4.
8 The Court briefly notes that the settlement agreement’s cy pres provision, (Doc. 47-1, #598),
which would ordinarily give the Court pause, does not raise any significant concerns here.
That’s because the cy pres provision will come into play only if both the redistribution of
remaining funds and the payment to state unclaimed property funds are economically
infeasible. (Id.). And it’s in precisely that limited circumstance that cy pres awards are
considered fair. Jones v. Monsanto Co., 38 F.4th 693, 698–99 (8th Cir. 2022) (“[U]nclaimed
funds may only be distributed cy pres where existing class-member claimants have been fully
compensated and further distribution to remaining class members is not feasible.”); see also
Hawes I, 2023 WL 8811499, at *15. More than that, the parties’ suggested recipient—EPIC—
seems to have a mission (data privacy) that’s “consistent with the nature of the underlying
action.” Hawes I, 2023 WL 8811499, at *15 (quotation omitted). And in any event, before any
remaining funds are paid to a cy pres recipient, the receiving organization must be “approved
by the Court.” (Doc. 47-1, #598). So the Court will have the opportunity to take a second pass
at the ultimate recipient in the unlikely event that the cy pres provision becomes pertinent.
All that together absolves the Court of any concerns on this front.
Lastly, the attorneys’ fees award does not weigh against the adequacy of class
recovery.9 Hawes I, 2023 WL 8811499, at *12 (clarifying that class action settlements
contemplating a separate, court-ordered award of attorney’s fees do not create
adequacy-of-relief concerns).
4. Equitable Treatment Among Class Members
The Court finds that the settlement equitably treats the class members for the
most part. The agreement provides for pro rata payments to all class members who
submit valid claims, which denotes equity. And it further contemplates higher
payouts for class members who either attest to lost-time costs and/or can prove
specific out-of-pocket losses. As the Court has previously noted, tiered-claim
settlements are equitable if based on the strengths of a class member’s claims, Hawes
I, 2023 WL 8811499, at *12, which is just what the settlement here intends. So the
Court is satisfied that the settlement agreement treats class members equitably.
But there’s one other thing worth noting here. While class representative
service awards do not directly impact the question of equitable treatment (given that
the settlement agreement does not stipulate a fixed service award), those awards
nonetheless indirectly impact the question of equitable treatment. The class
representatives here intend to seek $2,500 in service awards—an amount five
hundred times the expected pro rata payout. True, this case involved discovery,
mediation, and lengthy negotiations in which the class representatives had some
9 As with the potential service awards, the Court will scrutinize the amount of attorneys’ fees
actually sought as part of the final approval process.
level of involvement. (See Doc. 47-2, #649–50 (explaining the class representatives’
involvement in this litigation)). Even so, such a substantial service award will require
substantial justification. See In re Cinfed, 2025 WL 1637686, at *16–17. The class
representatives should therefore be prepared to provide such justification when they
ultimately seek their service awards.
C. Proposed Notice Plan10
That leaves the adequacy of the notice plan. “For any class certified under Rule
23(b)(3), the court must direct to class members the best notice that is practicable
under the circumstances, including individual notice to all members who can be
identified through reasonable effort.” Fidel v. Farley, 534 F.3d 508, 513 (6th Cir. 2008)
(cleaned up). And the notice must also be “reasonably calculated to reach interested
parties” to satisfy due process. Id. at 514 (quotation omitted). Moreover, Rule
23(c)(2)(B) dictates that the notice describe: “the nature of the action”; “the definition
of the class certified”; “the class claims, issues, or defenses”; that any class member
may enter an appearance through an attorney or opt out; “the time and manner for
requesting exclusion”; and “the binding effect of a class judgment on members under
Rule 23(c)(3).”
After examining the proposed notice here, the Court finds that it satisfies due
process requirements. The short-form notice provides the class definition, discusses
10 At the preliminary approval hearing, the Court highlighted a couple of linguistic
discrepancies in the parties’ proposed notice materials (e.g., use of the word “including” in
the class definition on the long-form notice, (see Doc. 47-1, #620–21)). The parties promptly
revised that language and submitted updated notice materials to the Court via email. So in
effectuating notice, the Court DIRECTS Kroll to use those updated materials.
the data breach that caused the lawsuit, describes the common fund the settlement
creates (along with the tiered distribution scheme), and directs the reader to visit the
settlement website. (Doc. 47-1, #636). It further instructs the class member on how
to submit a claim form, opt out, or object. (Id.). All told, the short-form notice is easy
to understand and conforms to Fidel’s requirements. The long-form notice (as edited)
likewise meets the requisite standard for the same reasons. (Id. at #618–26). And the
notice plan, which initially relies on email notice, supplemented with a website and
telephone hotline, is reasonably calculated to reach the class members and takes the
same approach as many other notice plans. See, e.g., In re Cinfed Fed. Credit Union
Data Breach Litig., No. 1:23-cv-776, 2024 WL 6076646, at *7–8 (S.D. Ohio September
10, 2024); Carmen v. Health Carousel, LLC, No. 1:20-cv-313, slip op. at 30–31 (S.D.
Ohio June 18, 2024) (located at docket entry 86).
The Court therefore approves the notice plan. EyeMed shall provide a list of
class members to Kroll by August 12, 2025. Before commencing the notice process,
Kroll shall post this Opinion and Order, the long-form notice, claim form, and
proposed settlement agreement on the settlement website. Kroll shall then commence
providing notice on September 12, 2025. Class members shall have until November
11, 2025, to opt out of the class or object to the settlement agreement, in the manner
prescribed by the settlement agreement. All class members who do not timely submit
a valid opt-out request will be bound by any final judgment this Court enters in this
case and thereby enjoined from bringing or prosecuting any action relating to the
claims released under the settlement agreement. Class members shall have until
December 11, 2025, to submit settlement claims, in the manner prescribed by the
settlement agreement.
CONCLUSION
For the foregoing reasons, the Court GRANTS the Unopposed Motion for
Preliminary Approval of Class Action Settlement (Doc. 47). The Court further:
e PRELIMINARILY CERTIFIES, for settlement purposes only, the
nationwide class as defined in the settlement agreement, (Doc. 47-1, #581);
e PRELIMINARILY APPROVES the proposed settlement agreement, (id. at
□□ 71-605);
e AUTHORIZES the distribution of notice in accordance with the notice plan
described in the settlement agreement, (id. at #587-91), and use of the
proposed claim form, (id. at #611-16);
e PROVISIONALLY APPOINTS Chandra Tate, Barbara Whittom, and
Alexus Wynn as class representatives;
e PROVISIONALLY APPOINTS Bryan L. Bleichner of Chestnut Cambronne
PA, and Lori G. Feldman of George Feldman McDonald, PLLC as counsel for
the class;
e PROVISIONALLY APPOINTS Kroll Settlement Administration LLC as the
settlement administrator;
e ORDERS that class members shall have one hundred five days from entry of
this Opinion and Order to opt out of the class or to object to the proposed
settlement, and one hundred thirty-five days to submit settlement claims;
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ORDERS that any class members who do not timely opt out of the settlement
in the manner provided in the proposed settlement agreement will be bound
by the terms of the settlement upon final approval of the same; and
e SCHEDULES the final approval hearing for January 7, 2026, at 1:00 p.m., in
Courtroom 805.
SO ORDERED.
July 29, 2025
DATE DOUGLAS R. COLE
UNITED STATES DISTRICT JUDGE
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