Opinion

B. Bonanno v. Rosebud Mining Co. (WCAB)

Court
Commonwealth Court of Pennsylvania
Filed
Jul 22, 2025
Status
Unpublished
On the bench
McCullough
Cited by
0 cases
Authority
More cited than 38.1%

The opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Brandon Bonanno, :

Petitioner :

:

v. : No. 1266 C.D. 2024

:

Rosebud Mining Company : Submitted: June 3, 2025

(Workers’ Compensation Appeal :

Board), :

Respondent :

BEFORE: HONORABLE PATRICIA A. McCULLOUGH, Judge

HONORABLE MICHAEL H. WOJCIK, Judge

HONORABLE LORI A. DUMAS, Judge

OPINION NOT REPORTED

MEMORANDUM OPINION

BY JUDGE McCULLOUGH FILED: July 22, 2025

Brandon Bonanno (Claimant) petitions for review of the September 10,

2024 order of the Workers’ Compensation (WC) Appeal Board (Board), which

affirmed the WC Judge’s (WCJ) decision granting the modification petition

(Modification Petition) filed by Rosebud Mining Company (Employer). In the

Modification Petition, Employer sought to modify Claimant’s disability status from

total to partial disability based on the results of Claimant’s impairment rating

evaluation (IRE) conducted pursuant to Section 306(a.3)(1) of the WC Act.1 After

careful review, we must affirm.

1

Act of June 2, 1915, P.L. 736, as amended, 77 P.S. §§ 1-1041.4, 2501-2710. Section

306(a.3)(1) of the Act, added by the Act of October 24, 2018, P.L. 714, provides that once a claimant

receives 104 weeks of total disability benefits, the insurer or employer may require him to participate

in an IRE to assess the degree of impairment attributable to his compensable injury pursuant to the

American Medical Association “Guides to the Evaluation of Permanent Impairment,” Sixth Edition

(second printing April 2009) (AMA Guides). 77 P.S. § 511.3(1).

Background

The relevant facts and procedural history of this case are as follows. On

March 17, 2016, while Claimant was working for Employer as an underground coal

miner, a piece of equipment struck him in the back, pinning him to the floor. Employer

issued a Notice of Temporary Compensation Payable on March 28, 2016, which

converted to a Notice of Compensation Payable describing Claimant’s injury as a right

hip fracture, and Employer paid him total disability payments. The parties

subsequently executed various supplemental agreements documenting Claimant’s

periods of total, partial, and no disability. In June of 2019, the parties by agreement

expanded the work injury to include anxiety. Claimant filed a review petition, and on

December 13, 2019, WCJ Robert Vonada (WCJ Vonada) further expanded the

description of Claimant’s injury to include post-traumatic stress disorder (PTSD).

On December 29, 2022, Employer filed a Modification Petition seeking

to change Claimant’s disability status to partial based upon an IRE conducted by

Michael Wolk, M.D. (Dr. Wolk), which assigned Claimant a whole-person impairment

rating of 12 percent. At his April 6, 2023 deposition, Dr. Wolk testified that he is Board

certified in physical medicine and rehabilitation, spinal cord injury medicine, and

independent medical examinations (IMEs). Dr. Wolk further testified that he is

certified to perform IREs in Pennsylvania using the AMA Guides and was designated

by the Department of Labor and Industry, Bureau of WC, to be the IRE physician in

this case. (Notes of Testimony (N.T.), 4/06/23, at 5, 11.) Dr. Wolk indicated that he

practices medicine for at least 20 hours per week, spends the majority of his time on

patient care, and focuses his practice on inpatient and outpatient rehabilitation, treating

patients who have impairments that would result in a disability or handicap. (N.T., at

2

8-10.) Counsel for Claimant did not object to Dr. Wolk’s competency to testify during

voir dire, and the following exchange took place between counsel:

[Counsel for Employer]: I will now offer Dr. Wolk’s CV

with the accompanying Certificate and Recertification Letter

as Dr. Wolk Deposition Exhibit A.

[Counsel for Claimant]: No objection.

(Id. at 6 ) (emphasis added).

Dr. Wolk testified that he performed an IRE of Claimant on August 19,

2022, during which he obtained a medical history from Claimant, reviewed his medical

records, made a whole-person impairment rating calculation, and prepared a report.

After conducting the examination and considering Claimant’s history and medical

records, Dr. Wolk assigned Claimant a 7 percent whole-person impairment rating.

(N.T., at 15.)

Dr. Wolk relayed that he performed a second IRE of Claimant on

December 9, 2022, in order to consider his psychological conditions of anxiety,

depression, and PTSD. (N.T., at 20.) At that time, Claimant was attending therapy

sessions with a psychologist for treatment of his PTSD. Dr. Wolk testified that he

reviewed Claimant’s medical records and WCJ Vonada’s December 2019 decision

regarding Claimant’s diagnoses. Dr. Wolk explained that Chapter 14 of the AMA

Guides is used to establish the impairment rating for psychological conditions and that

using the three required scales, he calculated a whole-person impairment rating of 5

percent. (N.T., at 22-23, 25.) Dr. Wolk then combined the 5 percent psychiatric

impairment rating with the 7 percent rating for Claimant’s physical injury to arrive at

the whole-person impairment rating of 12 percent. (N.T., at 24.) At the conclusion of

Dr. Wolk’s direct testimony, the following exchange took place between counsel:

3

[Counsel for Employer]: I will now offer Dr. Wolk’s report

dated December 9th, 2022 as Exhibit C.

[Counsel for Claimant]: No objection.

(Id. at 24) (emphasis added).

On cross-examination, Dr. Wolk testified that he rated Claimant for

anxiety, depression, and PTSD, which are within Chapter 14 of the AMA Guides, and

that he came to these diagnoses by considering “what [Claimant] had told [him] plus

what was identified within the medical records.” (N.T., at 25.) Claimant did not

testify or submit any evidence in opposition to the Modification Petition.

By Decision and Order circulated November 7, 2023, WCJ Steven

Minnich (WCJ Minnich) granted Employer’s Modification Petition and changed

Claimant’s disability status to partial disability, effective December 9, 2022, based on

the whole-person impairment rating of less than 35 percent. Claimant appealed to the

Board, which affirmed the decision and order of the WCJ. This petition for review

followed.2

Discussion

Claimant challenges Dr. Wolk’s legal competency to establish

Claimant’s impairment rating of less than 35 percent and specifically takes issue with

Dr. Wolk’s ability to perform the psychiatric portion of the evaluation because Dr.

Wolk has not been trained in psychiatry or psychology. According to Claimant, Dr.

Wolk was not qualified to perform the IRE pursuant to Chapter 14 of the AMA Guides,

as he did not reach his diagnosis of Claimant’s condition based on the criteria set forth

in Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition, Test

2

Our standard of review is “limited to determining whether the necessary findings of fact are

supported by substantial evidence, whether errors of law were made, or whether constitutional rights

were violated.” Wright v. Workers’ Compensation Appeal Board (Larpat Muffler, Inc.), 871 A.2d

281, 284 (Pa. Cmwlth. 2005).

4

Revision (“DSM-IV-TR”), as required by Chapter 14 of the AMA Guides. (Claimant’s

Br. at 9, 11-12.) Citing Chapter 14.1 of the AMA Guides, which sets forth the

“Principles of Assessment,” Claimant argues that Employer offered no evidence that

Dr. Wolk has “expertise in the utilization of the [DSM-IV-TR],” “the psychiatric and

psychological evaluation of patients,” or “the diagnosis and treatment of mental and

behavioral disorders.” Id. at 11. He contends that Dr. Wolk’s testimony suggests that

his current practice is limited to treating patients who have a wide variety of different

physical problems, and his board certification is in physical medicine and

rehabilitation. Further, Claimant argues that Dr. Wolk offered no testimony that any

part of his practice touches on the treatment of individuals with psychiatric,

psychological, mental, or behavioral disorders. Accordingly, Claimant contends, Dr.

Wolk was not qualified to perform an IRE pursuant to Chapter 14 of the AMA Guides.

In response, and central to our disposition, Employer emphasizes the fact

that although Claimant’s counsel cross-examined Dr. Wolk as to his qualifications

during voir dire, “counsel did not object on the record to Dr. Wolk’s qualifications nor

did Claimant submit a preservation of objection to Dr. Wolk’s qualifications after the

deposition.” (Employer’s Br. at 8.) Not only did Claimant neglect to object, Employer

maintains, he also failed to present any evidence whatsoever to rebut Dr. Wolk’s

application of the AMA Guides or calculation of his whole-person impairment rating.

Employer maintains, in the alternative, that notwithstanding Claimant’s patent waiver

of this issue, Dr. Wolk’s report and testimony clearly demonstrated a command of the

pertinent provisions of the AMA Guides to support his calculations and that he met the

statutory standard to conduct the IRE, as he is licensed to practice medicine in

Pennsylvania, is Board certified in physical medicine, and is active in clinical practice

5

for at least 20 hours per week.3 Employer also points out that Dr. Wolk, in conducting

his evaluation, considered each of Claimant’s already-accepted work injuries, as

diagnosed by his treating physicians.

As a threshold matter, we address Employer’s waiver argument and the

impact of Claimant’s failure to object to Dr. Wolk’s qualifications or his competency

to testify during his deposition. It is axiomatic that “an issue is waived unless it is

preserved at every stage of the proceeding.” Dennis v. Inglis House (Workers’

Compensation Appeal Board), 303 A.3d 559, 566 (Pa. Cmwlth. 2023). This Court has

held that

[t]he strict doctrine of waiver applies to a workers’

compensation proceeding. The purpose of the waiver

doctrine is to ensure that the WCJ is presented with all

cognizable issues so that the integrity, efficiency, and orderly

administration of the [WC] scheme of redress for work-

related injury is preserved.

Marriott Corp. v. Workers’ Compensation Appeal Board (Knechtel), 837 A.2d 623,

630 (Pa. Cmwlth. 2003) (emphasis added).

Additionally, 34 Pa. Code § 131.66(b) governs the admissibility of oral

depositions and provides as follows:

(b) Objections shall be made and the basis for the

objections stated at the time of the taking of the

depositions. Only objections which are identified in a

separate writing, introduced prior to the close of the

evidentiary record, . . . and stating the specific nature of the

objections and the pages where they appear in the deposition

3

See 77 P.S. § 511.3(1) (setting forth statutory standard to conduct IMEs and requiring that

the physician evaluator be licensed to practice in Pennsylvania, certified by an American Board of

Medical Specialties-approved board or its osteopathic equivalent, and active in clinical practice for at

least 20 hours per week).

6

or the exhibits to which they refer will be preserved for

ruling. Objections not so preserved are waived.

34 Pa. Code § 131.66(b) (emphasis added). Similarly, Pennsylvania Rule of Civil

Procedure 4016(b) provides as follows with respect to objections to witness

competency:

Rule 4016. Taking of Depositions. Objections

(b) Objections to the competency of a witness or to the

competency, relevancy, or materiality of the testimony are

not waived by failure to make them before or during the

taking of the deposition, unless the ground of the objection

is one which was known to the objecting party and which

might have been obviated or removed if made at that

time.

Pa.R.Civ.P. 4016 (emphasis added). Thus, “[i]t is well established that objections to

a witness’ competency to testify at the deposition are waived if they are not raised

before or during the deposition where the ground for the objections are known to

the objecting party.” Wheeler v. Workers’ Compensation Appeal Board (Reading

Hospital and Medical Center), 829 A.2d 730, 735 (Pa. Cmwlth. 2003) (emphasis

added) (relying on Rule 4016 in concluding that the claimant waived his objections to

the competency of employer’s expert testimony where his attorney stated at the

deposition that he had no objection to the expert’s qualifications or to the admission of

his deposition testimony into evidence).

In Marriott, this Court addressed the issue of waiver under circumstances

where the employer maintained that one of the claimant’s treating physicians was not

competent to render an expert opinion regarding the claimant’s psychological condition

because he never reviewed any records from the claimant’s treating psychiatrist, and

his own records did not address the claimant’s depression. See 837 A.2d at 630. While

the employer had made a written objection to the physician’s deposition, stating “an

7

objection to competency based on [the doctor’s] area of expertise and specialty,” the

Marriott Court held that “such objections do not have the effect of preserving the

argument that [the physician] was not competent to testify because he had not reviewed

certain records and created certain records of his own.” Id. at 631. We determined that

the employer failed to preserve this separate and distinct competency issue at all stages

of the proceeding and that it was therefore waived.

Here, as detailed above, counsel for Claimant clearly stated at the

deposition that he had no objection to Dr. Wolk’s qualifications to testify as an

expert or to the admission of his deposition testimony into evidence. Therefore,

because Claimant failed to preserve his objection to Dr. Wolk’s competency to testify

regarding his psychological condition, the issue is waived.

Further, it is well settled that a claimant may introduce his own evidence

during modification proceedings concerning his degree of impairment to challenge the

IRE findings made by the performing physician. Diehl v. Workers’ Compensation

Appeal Board (I.A. Construction), 5 A.3d 230, 245 (Pa. 2010). Here, however,

although Claimant had the opportunity to introduce his own evidence regarding his

degree of impairment to rebut Dr. Wolk’s IRE findings, he offered no evidence

whatsoever to challenge his application of the AMA Guides or method of calculating

his whole-person impairment rating.4

4

Moreover, because the argument section of Claimant’s brief is unsupported by discussion of

pertinent legal authority, his arguments are waived on this basis as well. See Pa.R.A.P. 2119, 2101

(requiring that each issue raised on appeal be supported by discussion and analysis of pertinent legal

authority and providing that failure to cite any authority in support of contention may result in waiver).

8

In light of the foregoing, we must conclude that Claimant has waived his

challenge to Dr. Wolk’s competency to testify. Accordingly, we affirm the order of

the Board.

________________________________

PATRICIA A. McCULLOUGH, Judge

9

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Brandon Bonanno, :

Petitioner :

:

v. : No. 1266 C.D. 2024

:

Rosebud Mining Company :

(Workers’ Compensation Appeal :

Board), :

Respondent :

ORDER

AND NOW, this 22nd day of July, 2025, the September 10, 2024 order

of the Workers’ Compensation Appeal Board is hereby AFFIRMED.

________________________________

PATRICIA A. McCULLOUGH, Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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