holding that, subject to limited exceptions, claims of ineffective assistance of counsel are to be deferred to PCRA review; trial courts should not entertain claims of ineffectiveness upon post-verdict motions; and such claims should -7- J-A11043-25 not be reviewed upon direct appeal
How later courts described this case
- holding that, subject to limited exceptions, claims of ineffective assistance of counsel are to be deferred to PCRA review; trial courts should not entertain claims of ineffectiveness upon post-verdict motions; and such claims should -7- J-A11043-25 not be reviewed upon direct appeal
- observing that substantial compliance with Anders is sufficient
- noting that Anders requires the reviewing court to “review ‘the case’ as presented in the entire record with consideration first of issues raised by counsel”
- “[A]n illegal arrest is not a bar to subsequent prosecution nor a defense to a valid conviction;” rather, the remedy for an unlawful arrest “is the suppression of the evidentiary fruits of the illegal arrest, not the dismissal of the charges.”
Written by the judges who cited it.
The opinion
J-A11043-25
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ANTHONY MICHAEL CASTELLO :
:
Appellant : No. 1266 MDA 2024
Appeal from the Judgment of Sentence Entered August 30, 2024
In the Court of Common Pleas of Union County Criminal Division at
No(s): CP-60-CR-0000190-2023
BEFORE: MURRAY, J., KING, J., and STEVENS, P.J.E.*
MEMORANDUM BY STEVENS, P.J.E.: FILED: JULY 14, 2025
Appellant, Anthony Michael Castello, appeals from the judgment of
sentence entered in the Union County Court of Common Pleas on August 30,
2024. Appellant’s counsel has filed a brief pursuant to Anders v. California,
386 U.S. 738 (1967). After review, we grant counsel’s petition to withdraw
and affirm Appellant’s judgment of sentence.
The facts and procedural history are as follows: On May 4, 2023, two
Pennsylvania State Police troopers responded to a report of a suspicious male
in a parking lot attempting to gain entry into parked cars. The troopers
received additional information that a male individual was rolling around on
the ground in that parking lot. The troopers located Appellant who was rolling
____________________________________________
* Former Justice specially assigned to the Superior Court.
J-A11043-25
around in the roadway, yelling, grunting, and foaming at the mouth. Appellant
failed to comply with verbal demands and the troopers suspected he was
under the influence of a controlled substance. Appellant was tased, but the
taser had no effect on him. After several minutes, a third officer arrived at the
scene and they attempted to hold down Appellant’s arms and legs. After a
physical struggle lasting approximately three minutes, the troopers took
Appellant into custody. Appellant was taken to Evangelical Hospital and
sedated because of his significant intoxication and uncontrollable behavior.
One of the arresting officers, Trooper Tyler Arbogast, spent five days in the
hospital following the struggle due to an injury to his right hand.
Appellant was charged with one count each of resisting arrest, disorderly
conduct, public drunkenness, criminal mischief, and harassment.1 Appellant
was convicted on all counts on June 12, 2024, following a jury trial. Appellant
filed a motion for post-verdict relief on June 17, 2024. On June 28, 2024,
Appellant’s trial counsel filed a motion to withdraw. Appellant was sentenced
on August 29, 2024, to nine to twenty-four months’ incarceration. On that
same day, a hearing was held on his post-verdict motion. On August 30, 2024,
the trial court permitted counsel to withdraw and denied Appellant’s motion
for post-verdict relief.
____________________________________________
1 18 Pa.C.S.A. §§ 6104, 5503(a)(1), 5505, 3304(a)(5), 2709(a)(1).
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On September 4, 2024, Appellant timely filed a notice of appeal. On
September 23, 2024, he filed a pro se statement of errors pursuant to
Pa.R.A.P. 1925(b) raising issues in fourteen (14) enumerated paragraphs.
Within several of the issues was a longer list of complaints of error. See Pro
Se 1925(b) Statement, 9/23/25, at 1-4. On September 30, 2024, this Court
ordered the trial court to appoint new counsel for Appellant. On October 10,
2024, Appellant was appointed Jedediah H. Lemon, Esq., as appellate counsel
who was given until October 30, 2024, to file an amended concise statement.
Attorney Lemon sought an extension of time and was given until December 6,
2024, to file the statement. On December 2, 2024, Attorney Lemon filed a
docketing statement with this Court which indicated that an Anders brief
would be filed on appeal. On December 20, 2024, Attorney Lemon filed with
the trial court an amended 1925(b) concise statement on Appellant’s behalf.
The trial court issued an opinion pursuant to Rule 1925(a) on December 20,
2024, and an amended 1925(a) opinion on December 26, 2024. This appeal
followed.
After our review, we found that Attorney Lemon failed to comply with
the dictates of Anders for several reasons. First, he failed to file a statement
of intent to withdraw in the trial court. Next, although he sought to withdraw,
he failed to file a petition to withdraw with this Court. He also failed to indicate
that he sent a copy of the Anders brief to Appellant or advised Appellant of
his right to retain new counsel or proceed pro se. Finally, Attorney Lemon’s
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brief did not refer to anything in the record that arguably supports the appeal,
nor did he cite to the record or to pertinent legal authority.
This Court issued a memorandum remanding the case with instructions.
Commonwealth v. Castello, No. 1266 MDA 2024, 2025 Pa. Super. Unpub.
LEXIS 1177 (Apr. 30, 2025). We directed counsel to either file a petition for
leave to withdraw and an Anders brief that comply with the requirements, or
to file an advocate’s brief within twenty days. After receiving no response from
Attorney Lemon within thirty days, this Court entered an order on May 30,
2025, directing Attorney Lemon to comply with our April 30, 2025,
memorandum. On June 9, 2025, Attorney Lemon complied by filing a petition
to withdraw and a new Anders brief.
Before we may consider any substantive claims on appeal we must
ensure that the petition to withdraw and brief filed by Attorney Lemon are in
compliance with Anders. In order for counsel to withdraw, he must:
(1) provide a summary of the procedural history and facts, with
citations to the record; (2) refer to anything in the record that
counsel believes arguably supports the appeal; (3) set forth
counsel’s conclusion that the appeal is frivolous; and (4) state
counsel’s reasons for concluding that the appeal is frivolous.
Counsel should articulate the relevant facts of record, controlling
case law, and/or statutes on point that have led to the conclusion
that the appeal is frivolous.
Commonwealth v. Santiago, 978 A.2d at 349, 361 (Pa. 2009). Counsel
also must provide the appellant with a copy of the Anders brief, together with
a letter that advises the appellant of his or her right to “(1) retain new counsel
to pursue the appeal; (2) proceed pro se on appeal; or (3) raise any points
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that the appellant deems worthy of the court’s attention in addition to the
points raised by counsel in the Anders brief.” Commonwealth v. Nischan,
928 A.2d 349, 353 (Pa. Super. 2007) (citation omitted).
Here, Attorney Lemon has filed a motion for leave to withdraw from
representation in this Court. The motion indicates that Appellant was advised
of his rights to proceed pro se or retain new counsel. Attached is a letter to
Appellant stating the same, and indicating that Appellant was provided with
the Anders brief. The Anders brief provides a factual and procedural
summary, sets forth Attorney Lemon’s conclusion that the appeal is frivolous,
and discussed each issue Appellant sought to have raised. Accordingly,
Attorney Lemon has complied with Anders. See Commonwealth v. Reid,
117 A.3d 777, 781 (Pa. Super. 2015) (observing that substantial compliance
with Anders is sufficient).
We will therefore review the issues raised in the Anders brief to
determine if they have arguable merit. We must then conduct “a full
examination of the proceedings and make an independent judgment to decide
whether the appeal is in fact wholly frivolous.” Santiago, 978 A.2d at 355 n.5
(citation omitted); see also Commonwealth v. Yorgey, 188 A.3d 1190,
1197 (Pa. Super. 2018) (noting that Anders requires the reviewing court to
“review ‘the case’ as presented in the entire record with consideration first of
issues raised by counsel”).
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Attorney Lemon has presented one issue for our review: “Whether the
trial court erred/abused its discretion?” Anders Br. at 2. Attorney Lemon has
reproduced the issues in Appellant’s 1925(b) statement as follows, verbatim:
1. Error[]s pertaining to Judgment denying motions for post-
verdict relief asking for appointment of counsel, arrest of
judgement, and a new trial for defendant, as well as objecting to
sentence imposition and denial of oral motion for extraordinary
relief during withdrawal of counsel/omnibus post-verdict motions
and briefs (including evidentiary exhibits/sentencing hearing).
2. Error[]s including unreasonable multiplication of charges which
were merged for sentencing purposes but completely reliant upon
each other (Resisting arrest, disorderly conduct, and harassment)
all based on the same predicate behavior.
3. Both attorneys for Defendant refused to produce exculpatory
documentary evidence (including exhibits), stipulated to
questionable information (expert testimony), and refused to
object to all matters herein mentioned.
4. The court during trial called the allegations facts in error in the
presence of the jury which is prejudicial against the defendant.
5. The court [e]rred in not quashing the Defendant’s initial arrest
for disorderly conduct engaging in fighting and harassment which
according to the information is in fact the resisting arrest.
Defendant cannot resist an unlawful arrest.
6. The court erred in finding guilt of the Defendant for public
drunkenness absent accusations or proof not even produced after
the fact.
7. The court erred in finding of guilt of Defendant for criminal
mischief absent proof of damage.
8. The court erred in victimization of Trooper Tyler Arbogast as he
was acting under color of law, which would essentially make him
the Commonwealth. The Commonwealth of Pennsylvania cannot
legally be a victim.
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9. The court erred in not allowing the presentation of the
Defendant’s affirmative defense exhibits and documentation
including the Defendant’s hospital records that show
blamelessness and an acute need for medical care, which lasted
seventy days.
10. The court erred in not taking into consideration the fact that
Attorney Steve Buttorff threatened and coerced Mr. Castello into
waiving his preliminary hearing, which the disciplinary board of
the Supreme Court has been notified by Defendant.
11. The court erred in allowing witness Deborah Heiss to testify
against Defendant and prejudice the jury against him for an
incident that was completely unrelated and irrelevant to the
instant case.
12. The court erred in not relieving a jury member that was
confirmed to be related to witness Deborah Heiss, witness for the
Commonwealth.
13. The court and Counsel erred in allowing Trooper Tyler
Arbogast to testify as a Drug Recognition Expert only in title not
in fact about his assumption that defendant was on drugs absent
any corroboration. This act inevitably corrupted the Jury’s mental
impression of the Defendant unfairly prejudicing him and creating
partiality.
Anders Br. at 3-5.
Preliminarily, we combine and discuss several issues raised in the
Anders brief. Issues three, ten, and thirteen concern questions of ineffective
assistance of counsel. We decline to address them at this time, as claims of
ineffective assistance of counsel generally must be deferred to post-conviction
collateral review. See Commonwealth v. Holmes, 79 A.3d 562 (Pa. 2013)
(holding that, subject to limited exceptions, claims of ineffective assistance of
counsel are to be deferred to PCRA review; trial courts should not entertain
claims of ineffectiveness upon post-verdict motions; and such claims should
-7-
J-A11043-25
not be reviewed upon direct appeal). The first exception applies to
extraordinary circumstances, when a “trial court, in the exercise of its
discretion, determines that a claim . . . of ineffectiveness is both meritorious
and apparent from the record so that immediate consideration and relief is
warranted.” Id. at 577. The second exception addresses “multiple and fairly
common ineffectiveness claims,” which are accompanied by the defendant’s
“knowing, voluntary, and express waiver of [PCRA] review.” Id. at 577-78,
580. The third exception requires “trial courts to address claims challenging
trial counsel’s performance where the defendant is statutorily precluded from
obtaining subsequent PCRA review.” See Commonwealth v. Delgros, 183
A.3d 352, 361 (Pa. 2018). None of the enumerated exceptions apply here.
Therefore, Appellant must defer these claims to collateral review. See id.;
Holmes, supra.
Appellant’s first issue reads as follows:
Errors pertain to Judgment’s denying motions for Post-Verdict
Relief asking for appointment of counsel, arrest of judgement, and
a new trial for Defendant, as well as objecting to sentence
imposition and denial of oral motion for extraordinary relief during
withdrawal of counsel/omnibus post-verdict motions and briefs
(including evidentiary exhibits)/sentencing hearing.
Pro Se 1925(b), 9/23/24, at 1-2 ¶ 2. This paragraph is incoherent and appears
to be a list of procedural requests to which Appellant claims errors pertain.
We can discern no specific error alleged in this issue. To the extent this
paragraph is meant to reference the denial of Appellant’s post-verdict motion,
this court has reviewed the transcript of the hearing on the post-verdict
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J-A11043-25
motion in its entirety. The issues Appellant raised at the hearing largely mirror
the issues raised in the instant appeal, and he requested that his judgment be
arrested and that he be granted a new trial based on the same. Id. at 24. The
issues Appellant sought to be raised that are cognizable on direct appeal will
each be addressed herein. Notably, however, much of Appellant’s argument
at the hearing on his post-verdict motions implicated the assistance of trial
counsel, and he also requested a new trial on that basis. See N.T., 8/29/24,
at 10, 20, 22, 24, 26-27. The trial court reminded Appellant that those claims
are deferred until PCRA proceedings. Id. at 10, 20-22, 23, 27, 28-31.
Accordingly, to the extent Appellant’s first issue implicates the ineffective of
counsel, we defer those claims to collateral review.
Appellant’s second issue is that his charges were “unreasonabl[y]
multipli[ed]” because each charge was reliant on the same underlying
behavior, and because several of his charges merged for sentencing purposes.
Appellant seems to believe that no more than one offense can arise out of a
single criminal episode, or that “merger” of the charges must occur sometime
prior to sentencing. Appellant fails to understand that all charges against a
defendant that arise out of a single criminal act, occurrence, episode, or
transaction are joined in a single prosecution. Upon conviction and solely for
sentencing purposes, merger takes place when “crimes arise from a single
criminal act and all of the statutory elements of one offense are included in
the statutory elements of the other offense.” 42 Pa.C.S.A. § 9765. Here,
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Appellant’s offenses with overlapping elements properly merged for
sentencing purposes. Accordingly, this claim is frivolous.
Appellant’s fourth issue is that the trial court judge misspoke in the
presence of the jury, causing prejudice to Appellant. Specifically, Appellant
contends that the trial court labeled testimony as “facts” rather than
“allegations.”
Every unwise or irrelevant remark made in the course of a trial by
a judge, a witness, or counsel does not compel the granting of a
new trial. A new trial is required when the remark is prejudicial;
that is, when it is of such a nature or substance or delivered in
such a manner that it may reasonably be said to have deprived
the defendant of a fair and impartial trial.
Commonwealth v. Grant, 387 A.2d 841, 844 (Pa. 1978). “The focus is on
what, if any, effects the comments had on the jury.” Commonwealth v.
Faulkner, 595 A.2d 28, 39 (Pa. 1991).
Here, during the testimony of Pennsylvania State Police Trooper Tyler
Arbogast, the court interrupted to ask if the Commonwealth was seeking to
have the trooper qualified as an expert “just before we get into the facts.”
N.T., 6/11/24, at 43. The court used the term “facts” colloquially, to draw a
distinction between the part of the direct examination where the
Commonwealth lays a foundation to have the expert qualified and the
“narrative” part of the witness’ testimony. Nonetheless, the court immediately
corrected itself in the next breath:
THE COURT: Let me interrupt you for a moment. Are you moving
to have this witness qualified as an expert?
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MR. KERSTETTER: I was going to indicate there was a stipulation
to doing that, Judge. But, yes, at this point since you brought it
up, I would offer him as an expert in the field of drug recognition.
THE COURT: Just before we get into the facts.
MR. KERSTETTER: Sure.
THE COURT: Or the allegations. Mr. Sullivan?
MR. SULLIVAN: No objection.
N.T., 6/11/24, at 43-44 (emphasis added).
Thus, not only did the court immediately correct itself, but Appellant’s
counsel placed no objection on the record. Additionally, prior to Trooper
Arbogast’s testimony continuing, the trial court instructed the jury, “you are
not required to accept an expert’s opinion . . . You may believe all, part or
none of the testimony[.]” Id. at 44. Moments later, the court explained to the
jury what a “stipulation” is and stated that it is the one exception “to the rule
where you are the sole judges of the facts[.]” Id. at 45. Accordingly, even if
the trial court’s brief labeling of “allegations” as “facts” had not been cured, it
could not have prejudiced the jury when the jury knew its role was to
determine the veracity of the “facts” it heard. The jury was told it did not have
to believe the trooper’s testimony, and “[t]he law presumes that the jury will
follow the instructions of the [trial] court.” Commonwealth v. Brown, 786
A.2d 961, 971 (Pa. 2001). Accordingly, this claim fails.
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Appellant’s fifth issue is that the trial “court erred in not quashing
[Appellant’s] initial arrest” because he claims it was unlawful. 2 The only
appropriate remedy for an allegedly unlawful arrest is the suppression of
evidence obtained as a result of that arrest. Commonwealth v. Carter, 643
A.2d 61, 68 (Pa. 1994) (“[A]n illegal arrest is not a bar to subsequent
prosecution nor a defense to a valid conviction;” rather, the remedy for an
unlawful arrest “is the suppression of the evidentiary fruits of the illegal arrest,
not the dismissal of the charges.”). As Appellant did not file a motion to
suppress evidence based on his purportedly invalid arrest, he has failed to
preserve any challenge to the legality of his detention. See Commonwealth
v. Tiffany, 926 A.2d 503, 509 n.21 (Pa. Super. 2007) (citations omitted)
(claims not raised in suppression motion are waived on appeal). Accordingly,
this claim is waived.
Appellant’s sixth and seventh issues challenge the sufficiency of the
evidence. Our standard of review for challenges to the sufficiency of the
evidence is well settled:
Our standard of review for a challenge to the sufficiency of the
evidence is de novo, but our scope of review is limited to
considering the evidence of record, and all reasonable inferences
arising therefrom, viewed in the light most favorable to the
Commonwealth as the verdict winner. Commonwealth v.
Rushing, 99 A.3d 416, 420-21 (Pa. 2014). Evidence is sufficient
if it can support every element of the crime charged beyond a
____________________________________________
2 To the extent Appellant would claim as error that his charges for disorderly
conduct and harassment stemmed from his behavior while resisting arrest, we
refer him to our analysis of his second issue.
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reasonable doubt. Commonwealth v. Forrey, 108 A.3d 895, 897
(Pa. Super. 2015); Commonwealth v. Vogelsong, 90 A.3d 717,
719 (Pa. Super. 2014). The trier of fact, while passing upon the
credibility of witnesses and the weight of the proof, is free to
believe all, part, or none of the evidence. Commonwealth v.
Watkins, 843 A.2d 1203, 1211 (Pa. 2003).
Commonwealth v. Robinson, 128 A.3d 261, 264 (Pa. Super. 2015) (parallel
citations omitted).
First, we must determine if Appellant preserved his challenge. To
preserve a sufficiency claim, an appellant must “specify the element or
elements upon which the evidence was insufficient.” Commonwealth v.
Smyser, 195 A.3d 912, 915 (Pa. Super. 2018) (citation omitted). Failure to
conform to this specificity requirement may result in waiver even if the trial
court addresses the sufficiency of the evidence. Id. In Appellant’s pro se
1925(b) statement and in his counseled, amended 1925(b) statement, his
sufficiency issues are presented as follows:
6. The court erred in finding guilt of the Defendant for public
drunkenness absent accusations or proof not even produced after
the fact.
7. The court erred in finding of guilt of Defendant for criminal
mischief absent proof of damage.
Pro Se 1925(b), 9/23/24, at 2-3; Amended 1925(b), 12/20/24, at 1.
Appellant failed to specify the element or elements of public
drunkenness for which he claims no proof was produced. Accordingly, he has
waived this claim. However, Appellant specified the element of criminal
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mischief of which he contests the sufficiency of the Commonwealth’s proof.
Accordingly, we will address that claim.
A person is guilty of criminal mischief if he: . . . (5) intentionally
damages real or personal property of another[.]” 18 Pa.C.S.A. § 3304(a)(5).
Appellant claims that there was no evidence presented at trial that he caused
any damage to property. However, Trooper Arbogast testified at trial that
during the struggle with Appellant, “my radio was flung from my radio holster,
and my one pin on my uniform was ripped off.” N.T., 6/11/24, at 60. When
asked if either of those items were “damaged beyond use,” the trooper replied,
“[t]he pistol master pin was, yes.” Id. The trooper further stated that he
needed to get a new pin to replace the damaged one. Id. Accordingly, we find
that the Commonwealth presented sufficient evidence that Appellant caused
damage to the property of another.
Appellant’s eighth issue is that the trial court erred in the “victimization
of Trooper Tyler Arbogast.” Specifically, Appellant seems to believe that while
a trooper is acting pursuant to official duties, the trooper is tantamount to the
state of Pennsylvania. Without citation, Appellant claims that the
Commonwealth of Pennsylvania cannot legally be a victim, and thus an officer
could never be the subject of an offense. Appellant’s position has no basis in
law.
As the trial court notes,
Although not referenced by the Defendant, this statement may
have roots in appellate litigation in another context. Under then-
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existing statutory definitions, the Pennsylvania Supreme Court
ruled that the Commonwealth cannot be a direct victim for
purposes of mandatory restitution under 18 Pa.C.S. § 1106. Com.
v. Veon, 150 A.3d 435, 455 (PA. 2016) (“Veon II”). See also
Com. v. Perzel, 169 A.3d 1138 (Pa. Super. 2017) (unpub.). This
ruling would not apply here, and in any event, it was legislatively
abrogated by the General Assembly in Act 145 of 2018.
Tr. Ct. Op., 12/26/24, at 5 n.1. Appellant’s claim fails as it is legally
unfounded.
Appellant’s ninth issue is that the court erred in not allowing the
presentation of certain documents that Appellant possessed. Specifically,
Appellant wished to present hospital records showing that following his arrest,
he was hospitalized and received medical care for seventy days. The document
advises that Appellant was suffering from “Acute Metabolic Encephalopathy”3
which can cause brain dysfunction, confusion, memory loss, and personality
changes. Appellant’s Br. in Support of Motion, 6/20/24, Exhibit D(2). He claims
this document, had it been presented at trial, would have proven that he is
“blameless” for the behavior that led to his arrest as it was caused by his
disorder.
Initially, we reject the premise of Appellant’s argument because, while
trial courts have broad discretion in admitting or excluding evidence,
Commonwealth v. Schwartz, 615 A.2d 350, 356 (Pa. 1992), the trial court
here did not, in fact, rule Appellant’s documents inadmissible. Instead,
____________________________________________
3 Appellant admits that a cause of this disorder is use of “street drugs.”
Appellant’s Br. in Support of Motion, 6/20/24, Exhibit D(2).
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Appellant complains that his trial attorney told him that his documents would
be irrelevant and/or damaging to Appellant’s case. N.T., 8/29/24, at 9-10. To
the extent Appellant claims ineffective assistance of counsel, we defer this
claim for PCRA proceedings.
However, we note that the hospital records show that Appellant tested
positive for amphetamine and benzodiazepine. Appellant’s Br., 6/20/24,
Exhibit E at 14. The document further states, “Amphetamine intoxication most
likely cause of AMS [altered medical state][.]” Id. The records indicate that
Appellant was presented to the hospital with “profound agitation and delirium”
and needed to be “sedated to control his agitation.” Id. at 6. The document
states that Appellant had to be treated for an “amphetamine overdose.” Id.
at 7. The report states that it wasn’t until the morning following his arrest that
Appellant stopped being combative and began cooperating and acting
appropriately. Id. at 18. Appellant admitted to using methamphetamine on
the night in question. Id. Under Appellant’s “past medical history,” the
document states that beginning in 2005, Appellant started using “alcohol,”
“pills,” “heroin,” and “methamphetamines.” Id. at 32. Each of these facts
corroborates the arresting officers’ testimony, and the document provides
direct evidence to satisfy several elements of the crimes with which Appellant
was charged. Accordingly, there is an objective, reasonable basis why
Appellant’s trial counsel would decline to present this document.
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Appellant’s eleventh and twelfth issues each pertain to Commonwealth
witness Deborah Heiss, so we will address them together. First, Appellant
claims that the testimony of Mrs. Heiss should have been excluded as
irrelevant and prejudicial to him. Second, he claims that a juror should have
been excused because the juror had a familial relation to Mrs. Heiss.
Evidence is relevant if it logically tends to establish a material fact in the
case, tends to make a fact at issue more or less probable, or supports a
reasonable inference or presumption regarding the existence of a material
fact. Even evidence that merely advances a material act may be relevant and
admissible. Commonwealth v. Johnson, 160 A.3d 127 (Pa. 2017); Pa.R.E.
401. “The admission of evidence is solely within the discretion of the trial
court, and a trial court’s evidentiary rulings will be reversed on appeal only
upon an abuse of that discretion.” Commonwealth v. Reid, 99 A.3d 470,
493 (Pa. 2014).
Here, Mrs. Heiss testified that she was the person who made the 911
call leading to Appellant’s arrest. N.T., 6/11/24, at 31. She testified that on
the night in question, she saw Appellant roaming around in the parking lot
where she and her husband had parked their car to go to a restaurant. Id. at
29. After she and her husband got in their car and began to drive away,
someone rattled the door handle as if they were trying to get into the locked
car. She testified that she did not clearly see the person who grabbed their
car door handle. Id. at 32. She identified Appellant in court as the man she
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saw walking around the parking lot, id., but admitted that she did not know if
Appellant was the person who grabbed the door handle. Id. at 34.
Mrs. Heiss’ testimony was relevant because it (1) served to identify
Appellant as the man in the parking lot, and (2) explained why the police were
called to the parking lot in which they arrested Appellant on the night in
question. Appellant claims that her testimony prejudiced him because it
suggested that he was breaking into cars in that parking lot. We note three
things: First, Appellant did not object to this testimony at trial and thus, in
addition to this issue being waived, the trial court could not have abused its
discretion in allowing testimony that no party sought to exclude. Second, to
the extent Appellant would claim his counsel was ineffective for failing to
object to this testimony, Appellant’s trial counsel cross-examined Mrs. Heiss
to clarify that she could not identify Appellant as the man who touched her
car door handle. Finally, Appellant was not accused of attempting to break
into any cars and was not charged with any offense related to such behavior.
Accordingly, Appellant’s claim is meritless.
Appellant also claims that a juror should have been excused because
the juror admitted familial relation to Mrs. Heiss. “The decision to discharge a
juror is within the sound discretion of the trial court and will not be disturbed
absent an abuse of that discretion.” Commonwealth v. Carter, 643 A.2d 61,
70 (Pa. 1994). Our Supreme Court has set forth the standard for prospective
juror disqualification as follows:
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The test for determining whether a prospective juror should be
disqualified is whether he is willing and able to eliminate the
influence of any scruples and render a verdict according to the
evidence, and this is to be determined on the basis of answers to
questions and demeanor. . . . It must be determined whether any
biases or prejudices can be put aside on proper instruction of the
court. . . . A challenge for cause should be granted when the
prospective juror has such a close relationship, familial, financial,
or situational, with the parties, counsel, victims, or witnesses that
the court will presume a likelihood of prejudice or demonstrates a
likelihood of prejudice by his or her conduct or answers to
questions.
Commonwealth v. Briggs, 12 A.3d 291, 333 (Pa. 2011). We employ the
same analysis whether a question arises about a juror’s impartiality before or
during trial. Commonwealth v. Pander, 100 A.3d 626, 632 (Pa. Super.
2014) (en banc). Also, we note that “a finding regarding a venireman’s
impartiality ‘is based upon determinations of demeanor and credibility that are
peculiarly within a trial [court]’s province. . . [Its] predominant function in
determining juror bias involves credibility findings whose basis cannot be
easily discerned from an appellate record.’” Commonwealth v. Smith, 540
A.2d 246, 256 (Pa. 1988).
Here, once Appellant’s trial counsel brought to the trial court’s attention
that juror number 66 advised the tipstaff that she knew a witness, the court
held a sidebar. N.T., 6/11/24, at 111. The juror told the court that she has a
distant relation to Mrs. Heiss; the Heisses are the juror’s grandmother’s
sister’s brother and his wife. Id. at 112. She indicated that she hadn’t spoken
to them in probably twenty years. Id. The juror also stated that this would
not affect her ability to be fair and impartial, id., and that trial court found the
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juror’s responses “unreserved” and credible. Tr. Ct. Op., 12/26/24, at 6. We
discern no abuse of discretion. The court determined, based on the juror’s
conduct, demeanor, and responses, that the familial relationship between the
juror and the witness was not a close relationship and that there would be no
bias or prejudice. Accordingly, Appellant’s claim fails.
Finally, Appellant’s thirteenth issue claims that the court erred in
allowing Trooper Tyler Arbogast to testify as a Drug Recognition Expert. The
qualification of a witness as an expert rests within the sound discretion of the
trial court, and the court’s determination in this regard will not be disturbed
absent an abuse of discretion. See Commonwealth v. Serge, 837 A.2d
1255, 1260 (Pa. Super. 2003). As stated by this Court:
The standard for qualification of an expert witness is a liberal one.
The test to be applied when qualifying an expert witness is
whether the witness has any reasonable pretension to specialized
knowledge on the subject under investigation. Commonwealth
v. Wallace, 2002 PA Super 367, 817 A.2d 485 (Pa. Super. 2002).
. . . A witness does not need formal education on the subject
matter of the testimony, and may be qualified to render an expert
opinion based on training and experience. Id.
Commonwealth v. Malseed, 847 A.2d 112, 114 (Pa. Super. 2004) (quoting
Serge, supra.).
Initially, we note that Appellant did not object to this trooper testifying
as an expert. Accordingly, he has waived this claim. However, to the extent
that Appellant would claim his counsel was ineffective for failing to object to
this witnesses’ admission as an expert, we find a reasonable, objective basis
for why counsel would decline to object.
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Trooper Arbogast’s training at the Pennsylvania State Police Academy
included eighty to 100 hours of identifying individuals who may be under the
influence of alcohol or a controlled substance. N.T., 6/11/24, at 38. Following
graduation from the academy, he received an estimated 200 hours of training
directly targeted towards indicators of impairment by controlled substances
and alcohol. Id. at 39. The trooper was accepted into and attended Drug
Recognition Expert School after completing the prerequisite courses. Id. He
was required to pass an exam identifying the intoxicant of live subjects under
the influence of methamphetamine, heroin, PCP, or marijuana. Finally, he
obtained a perfect score on a several-hour, written exam, resulting in him
becoming a certified drug recognition expert. Id. at 40. He has experience
effectuating over 200 DUIs. Id. at 41.
Accordingly, while a witness does not need a formal education to be
rendered an expert on a subject, Trooper Arbogast is quite literally a certified
expert on drug recognition who attended and passed “Drug Recognition Expert
School.” Appellant’s trial counsel reasonably concluded that because of this
trooper’s extensive training and specialized knowledge on the subject of drug
recognition, no objection to the Trooper’s qualification could be credibly made.
Accordingly, Appellant’s argument is meritless.
Furthermore, after conducting our independent review pursuant to
Yorgey, supra, we discern no non-frivolous issues to be raised on appeal.
Therefore, because each of Appellant’s issues were meritless, waived, or
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legally unfounded, we grant Attorney Lemon’s petition to withdraw and affirm
the judgment of sentence.
Petition to withdraw granted. Judgment of sentence affirmed.
Judgment Entered.
Benjamin D. Kohler, Esq.
Prothonotary
Date: 07/14/2025
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