The opinion
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
JOSEPH ANTHONY BARRETT,
Defendant and Appellant.
S124131
Imperial County Superior Court
CF5733
June 23, 2025
Justice Groban authored the opinion of the Court, in which
Chief Justice Guerrero and Justices Corrigan, Liu, Kruger,
Jenkins, and Evans concurred.
PEOPLE v. BARRETT
S124131
Opinion of the Court by Groban, J.
A jury convicted defendant Joseph Anthony Barrett of first
degree murder (Pen. Code,1 § 187), aggravated assault by a life
prisoner (§ 4500), and two counts of possession of a deadly
weapon by a prisoner (§ 4502). It found true special
circumstances for a prior murder (§ 190.2, subds. (a)(2)) and an
intentional killing while lying in wait (§ 190.2, subd. (a)(15)). At
the penalty phase, the jury returned death verdicts for the
special-circumstance murder and the aggravated assault by a
life prisoner counts. The court denied defendant’s automatic
motion to modify the verdict (§ 190.4, subd. (e)), as well as a
motion for a new trial, imposed the death sentence for the
murder, and stayed the remaining terms. This appeal is
automatic. (§ 1239, subd. (b).) For the reasons that follow, we
affirm the judgment in its entirety.
I. FACTUAL BACKGROUND2
In the early morning hours of April 9, 1996, Thomas
Richmond was found nonresponsive in the cell he shared with
defendant at Calipatria State Prison (Calipatria). Richmond
had suffered multiple stab wounds. Defendant admitted
1
All further undesignated statutory references are to the
Penal Code.
2
Further factual and procedural background is provided
throughout the opinion as relevant to particular claims.
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stabbing Richmond but asserted that he did so in self-defense.
In July 1998, defendant was indicted for first degree
premeditated murder, aggravated assault by a life prisoner, and
two counts of deadly weapon possession, with special
circumstances for a prior murder and lying-in-wait murder. On
December 1, 2003, the prosecution began presenting its guilt
phase case-in-chief. The prosecution theorized that defendant
killed Richmond, not in self-defense, but because he knew
Richmond was an informant or “snitch” working with prison
staff. In January 2004, the jury found defendant guilty as
charged and found both special circumstance allegations to be
true. The penalty phase began on February 3, 2004. On March
10, 2004, the jury returned death verdicts for the special-
circumstance murder and aggravated assault by a life prisoner
convictions. The trial court imposed a death sentence for the
murder and imposed and stayed a death sentence for the
aggravated assault. The trial court also imposed and stayed
determinate upper terms of eight years for each of the weapon
possession counts.
A. Guilt Phase
1. Prosecution Evidence
In February 1996, Richmond was an inmate housed in the
general population at Calipatria. On February 29, 1996,
Richmond told Correctional Officer Jason Longcor that “he was
holding weapons” in his cell. Longcor advised Richmond to
return to his cell. Longcor did not immediately search
Richmond’s cell because he did not want other inmates to
suspect Richmond of being a “snitch.” Later, Longcor and
Correctional Sergeant Timothy Borem removed Richmond and
his cellmate from their cell and put them in separate showers.
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The officers searched Richmond and confiscated two inmate
manufactured plexiglass knives that Richmond had hidden in
his clothing. No weapons were recovered from Richmond’s cell.
In a subsequent interview with Borem, Richmond
explained that an unidentified inmate told him there were
weapons hidden in Richmond’s mattress and instructed
Richmond to hold onto them. Richmond told prison officials
about the weapons because he did not want to be caught with
them; he said he had been “ ‘threatened by a few people about
holding’ ” the weapons.
Longcor filled out a rules violation report, or “115,” on
Richmond, but did not include in his report that Richmond
voluntarily gave up the weapons since such information could
put Richmond at risk of being assaulted by other inmates.
Thereafter, Richmond was sent to the prison’s Administrative
Segregation Unit, or “Ad Seg,” where a general population
inmate is placed for either a rules violation, i.e., a “management
case,” or for protective purposes. Correctional Lieutenant Glenn
Trujillo was in charge of the Ad Seg unit at the time. He
processed Richmond as a management case; no one told Trujillo
that Richmond had voluntarily given up weapons, a fact that
would have made Trujillo consider Richmond for protective
placement.
On April 9, 1996, Richmond was housed with defendant in
cell 146 of Calipatria’s Ad Seg. At around 2:00 a.m., as
Correctional Officer Jeffrey Wysocki conducted his second count
of inmates, he looked into cell 146 and observed Richmond on
the top bunk bed and defendant on the lower bunk. Wysocki did
not hear anyone “screaming for help” or see anything unusual
thereafter. When Wysocki and Correctional Officer Robert Avila
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did their third count at approximately 4:45 a.m., the light was
on in cell 146 and defendant was standing at the door of the cell
in his boxer shorts. The officers then observed Richmond sitting
on the lower bunk; he was “slumped over” and had visible stab
wounds to his chest. From Wysocki’s viewpoint at the cell door,
the cell “looked ordinary and neat.” He had never seen a cell
look “as ordinary as Cell 146 did on April the 9th of 1996” after
a cell fight. Wysocki addressed defendant, “ ‘Your celly doesn’t
look too fucking good.’ ” Defendant replied, “ ‘Well, he’s not.’ ”
To Wysocki, defendant seemed to be acting normally. Neither
Wysocki nor Avila observed any scratches on defendant.
Wysocki and Avila left to advise Correctional Sergeant Fred
Hazel, who was in the control booth, of the situation.
Wysocki, Avila, and Hazel thereafter returned to cell 146,
where they found defendant eating an apple. Defendant was
removed from cell 146 and placed in a holding cell. As Avila
escorted defendant to the holding cell, an inmate yelled out to
him, “ ‘what is wrong with your celly?’ ” Defendant “didn’t say
nothing. He just smiled and kept walking.” Defendant did not
show any indications of having recently been in a struggle nor
was there any sign of a struggle in the cell.
In cell 146, Hazel observed Richmond “leaning” on the
lower bunk bed with his head on the desk. Hazel observed four
wounds to the right side of Richmond’s chest; his feet were in “a
pool of what appeared to be coagulated blood.” Hazel could not
find a camera to take pictures of the cell but testified that cell
146 did not look “trashed,” as would be expected after a cell fight.
After defendant was escorted out of cell 146, Wysocki,
Hazel and a medical technical assistant, Michael Greene,
entered the cell to check on Richmond. Greene placed Richmond
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on the floor. Greene checked Richmond’s vital signs; he had no
pulse, was cold to the touch, and exhibited no signs of life.
Greene administered cardiopulmonary resuscitation (CPR), but
Richmond was unresponsive. Greene observed that rigor mortis
was setting in. After Greene unsuccessfully administered CPR,
an ambulance arrived to transport Richmond to the prison
emergency room. Greene recorded that Richmond had six chest
wounds, puncture wounds to his abdomen and shoulder, and a
wound on the left side of his face.
Joann Huelsen, a registered nurse, was working in the
prison emergency room on the morning of April 9, 1996. She
testified that Richmond showed no signs of life upon his arrival
to the emergency room at around 5:15 a.m., but “there was an
unstated rule that no one died on grounds.” Richmond was
transported by ambulance at about 5:50 a.m. to Pioneers
Memorial Hospital. He was pronounced dead while in route to
the hospital.
On the morning of April 9, 1996, Ralph Smith, an
investigator with the Coroner’s Division of the Imperial County
Sheriff’s Office, was called to Pioneers Memorial Hospital to
investigate Richmond’s death. Upon his arrival at the hospital
at 7:19 a.m., he preliminarily examined Richmond’s body.
Richmond was five feet, nine inches tall, and weighed 160
pounds. He had visible stab wounds to his face, neck, chest, and
left hip. Based on rigor mortis to Richmond’s neck and
shoulders and some lividity, Smith opined he had been dead for
at least a couple of hours, but no more than three hours.
In the meantime, while defendant was in the holding cell,
Correctional Officers Raymond Leon and William Brumbaugh
observed him squatting down and looking around, which raised
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their suspicions. The officers decided defendant should be x-
rayed for contraband. Brumbaugh asked defendant how his
cellmate was doing, and defendant said he had “ ‘steel
poisoning.’ ”
Marco Pineda was working as an x-ray technologist at
Calipatria on April 9, 1996 when defendant was brought to the
infirmary for an x-ray. Pineda took an x-ray of defendant’s
pelvis and abdomen. Based on his training and experience with
x-rays, Pineda suspected defendant was hiding contraband in
his body. Defendant was then placed on “contraband watch.”
Correctional Officer William Wright oversaw defendant while
he was on contraband watch. Defendant called Wright over to
his cell in the infirmary and said, “ ‘Here is the weapon’ ” and
slid a razor blade with some tape for a handle under the cell
door.
At about 8:50 a.m. on April 9, 1996, Katrina Sweet, a
medical technical assistant working in Ad Seg at Calipatria, was
called to perform an examination of defendant. Defendant
refused to allow her to examine him because he preferred to be
examined by a male. Sweet did not see any wounds on
defendant. Defendant subsequently refused to allow a male
medical technical assistant, Roberto Victa, to examine him.
Victa observed some open blister-like sores on defendant’s
hands, but his hands were not swollen or bruised. Victa did not
observe any defensive wounds on defendant.
Robert Swetich, a correctional officer with the Calipatria
Security and Investigations Unit, also met with defendant on
the morning of April 9, 1996. He did not recall seeing any
defensive wounds on defendant. According to Swetich,
defendant appeared calm and acted arrogantly, joking about
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Swetich’s wife. Richmond’s death was the first homicide
Swetich had investigated. He recorded a video of cell 146 and
its contents on the day of Richmond’s death, which was played
for the jury. There appeared to be blood on the floor, underneath
the desk, and on the chair, and blood spatter on the wall. Both
mattresses and the bed linens were on the lower bunk; there was
blood on the sheets and pillowcases. Swetich did not find any
weapons or contraband. The cell looked neater than was typical
after a cell fight. Swetich testified that he did not interview any
inmates housed in nearby cells.
At around 8:45 a.m. on April 9, 1996, Samuel Tozer, a
plumber at Calipatria, arrived at the Ad Seg building and was
directed to cell 146 to retrieve an item from the toilet. He pulled
a piece of metal with white cloth on it from the toilet in cell 146;
it could not have come from any other cell.
At around 9:15 a.m. on April 9, 1996, Correctional Officer
Raymond Leon arrived in Ad Seg to pick up the item retrieved
by Tozer. Leon photographed the item and described it as being
a piece of flat metal stock measuring about eight and one-half
inches long, three quarters of an inch wide, and one-inch thick
at its thickest point. The metal was sharpened to a point on one
end, with a “handle” on the other end consisting of “material
wrapped around one end to use so that a person won’t injure
their hand[.]” Leon photographed the steel desk in cell 146,
which had a missing piece of metal that was consistent in size
with “the inmate-manufactured weapon” that Leon retrieved
from Tozer. Leon testified that inmates can sharpen weapons
on the concrete floor, ceiling, and walls of their cells.
Dr. Christopher Swalwell, a deputy medical examiner,
performed an autopsy of Richmond’s body on April 9, 1996.
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Richmond had a stab wound on the left side of his cheek, as well
as one on the back of his head that went through the scalp. He
also had four stab wounds on the right side of his chest, a stab
wound on his left arm near his shoulder, a couple of wounds on
the left side of his back, two wounds on the left side of his chest,
and a wound on his left hip. He had two cuts on his hands. Dr.
Swalwell testified that Richmond’s cause of death was “the
multiple stab wounds.” Six of Richmond’s stab wounds were
potentially fatal. Dr. Swalwell could not determine where
Richmond was in the cell when he received his wounds.
Richmond’s wounds were consistent with having been inflicted
during a struggle. Based on a hypothetical describing a weapon
consistent with that retrieved by Tozer from the toilet in cell
146, Swalwell opined that such a weapon could have been used
to inflict Richmond’s wounds.
Ray Vialpando, a correctional case records analyst
assigned to Calipatria, testified that defendant was serving an
indeterminate 26-year-to-life sentence for a 1987 conviction at
the time of Richmond’s death.
2. Defense Evidence
Vialpando was recalled by the defense. He testified that
Richmond had been convicted of three counts of second degree
robbery and one count of burglary, for which he was sentenced
to 13 years in prison. These serious felony convictions could
qualify as strikes.
Defendant testified on his own behalf. He explained how
prisoners generally “segregate themselves according to race or
gang affiliation.” Defendant had never been in a gang. He could
be said to be a “wood,” or a White inmate in good standing with
other White inmates. “Snitching” on a cellmate would probably
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be a violation of acceptable behavior within any prison
community.
Defendant met Richmond when they became cellmates in
Ad Seg in March of 1996. The men exchanged “114s,” which are
“just basically institutional paperwork with a summary of why
you’re being placed in ad seg.” Defendant explained to
Richmond how Ad Seg worked and “[l]et him know who’s here
as far as our people [other White inmates] were concerned and
who was all right.” Richmond told defendant he was in Ad Seg
because he claimed responsibility for knives found in his cell,
even though the knives did not belong to him. Defendant and
Richmond got along well and committed rules violations
together, including a joint attempt to bring weapons to the yard.
Following a “flooding” incident, defendant and Richmond were
separated and defendant was moved to cell 146. During the
time they were separated from each other, defendant witnessed
Richmond get extracted from his newly assigned cell; Richmond
told defendant he was extracted for possessing weapons.
Defendant also became aware that Richmond “gass[ed] a couple
of officers,” though he did not personally witness the gassing.
Defendant defined “gassing” as “[t]hrowing any liquid substance
on someone. It could be any combination of substances, some of
them foul.”
Defendant started making a knife from the steel desk in
cell 146 when Richmond was not housed with him. Richmond
was later rehoused with defendant in cell 146 and defendant
“enjoyed his company.” Defendant could not hide the fact that
he was making a weapon and Richmond assisted defendant in
sharpening the knife. Defendant had Richmond stop
sharpening the knife when he became suspicious of Richmond
receiving “kites,” or inmate written notes, that Richmond did
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not share with him. It was “courtesy” to share kites with your
cellmate. Richmond offered no explanation for his behavior.
Richmond also began acting “uptight” and “tense,” as though
“something was on his mind.” Defendant did not inquire with
Richmond about his behavior because such an inquiry could be
viewed as disrespectful. Defendant did not like “what was going
on,” but gave Richmond “the benefit of the doubt.”
Defendant testified that, on April 8, 1996, Richmond
received an unwrapped knife with a handle through the side of
their cell door. An unwrapped knife is intended for immediate
use and defendant considered stabbing Richmond right then.
Defendant “thought for sure it was a setup for [Richmond] to use
the knife.” Richmond told defendant he was asked to hold the
knife for another inmate. Defendant speculated that Richmond
did not immediately attack him because defendant had his own
knife in his hand at the time. Defendant did not stab Richmond
at that point because he was not sure what Richmond’s
intentions were and he could think of no reason why Richmond
would want to attack him. Defendant eventually got on the
bottom bunk and put his own knife under his pillow. He did not
get under the covers as that would put him “in a more
vulnerable position.” Richmond got in the top bunk with his
knife.
After the first count of inmates, “something very unusual
happened.” Richmond “slid his legs over the top bunk by my
desk . . . [a]nd he stepped down onto the desk,” which was an
uncommon way to exit the bunk. “There was no doubt in
[defendant’s] mind that” he “was going to come after me.”
Defendant grabbed his knife and jumped up. He saw Richmond
had a knife in his left hand. Defendant, who was afraid and
thinking Richmond was going to attack him, stabbed Richmond.
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Defendant stabbed Richmond “several times” until Richmond
climbed back onto the top bunk. Defendant continued to stab
Richmond “while he was on the top bunk.” Richmond grabbed
the mattress off the top bunk and tried to block defendant as he
came down off the top bunk to the desk again. Richmond still
had his knife. Richmond and defendant struggled over the
mattress and defendant continued to try to strike Richmond.
Richmond ended up “either falling or sitting to the edge of the
bunk.” They were both breathing heavily. They stared at each
other for about a minute and Richmond started to get up.
Defendant struck Richmond in the chest as he was trying to get
up. Neither Richmond nor defendant called for help, as that is
“not done.” Richmond fell backwards, and defendant struck him
several more times. Defendant was “afraid of what he may do.”
Defendant stopped when Richmond stopped moving.
After it was apparent Richmond was not breathing,
defendant looked to see if he had been wounded. Defendant had
not. Defendant then washed the blood off himself and flushed
his clothes down the toilet. Defendant did not touch Richmond.
He found Richmond’s knife under the bunk; he “snapped it in
half and flushed it down the toilet.” Defendant then broke the
handle off his knife and flushed it, followed by the blade, down
the toilet. Defendant did not want correctional officers finding
any weapons. He explained, “if you can keep them from getting
it, you don’t let them get it.” Defendant straightened up the cell
and looked for other contraband to hide. The officers came by
the cell for second count, but did not stop. Defendant “was
flabbergasted.” He did not know why they did not stop. He
thought “[m]aybe they had something to do with it” and “got
paranoid.” Defendant then turned on the cell light and stood by
the door for third count. He did not recall what words he
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exchanged with Officer Wysocki. Defendant eats when he is
nervous, so he began eating an apple. Defendant “absolutely”
did not tell anyone Richmond died from “steel poisoning.” He
initially refused to undergo a physical examination without a
lawyer and due to modesty, but he eventually complied.
On cross-examination, defendant admitted killing
Richmond. Defendant also admitted several prior acts of
misconduct while incarcerated. In February 1995, he
approached an inmate from behind and “stabbed, I think it was
a child abuser several times in the back while he was reading
Bible Scriptures on the yard.” In May 1995, he was caught with
a piece of metal in his “anal cavity.” In August 1995, defendant
“slashed” another inmate. In September 1995, defendant was
found in possession of a weapon. In February 1996, defendant
assaulted another inmate in the yard. In February 1999,
defendant was found in possession of weapons. In January
2000, a weapon was found in defendant’s cell wall. In February
2000, defendant possessed razorblades. In March 2002,
defendant “assaulted an inmate with a weapon on the yard.” He
could not recall specifically but testified that the weapon was
“[p]robably a slashing instrument.” Defendant denied that the
razorblades he possessed on two other occasions were weapons.
Returning to the circumstances of Richmond’s killing,
defendant testified that, on April 9, 1996, he continued
attacking Richmond as Richmond retreated to the top bunk
because Richmond still had his knife. Defendant could not
remember if he continued striking Richmond while he was on
the top bunk, but he “may have.” The whole struggle lasted “[a]
brief time.” Defendant did not call for help. He sat in the cell
with Richmond for “several hours,” and cleaned up while
Richmond was dead. Defendant destroyed Richmond’s weapon.
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Defendant testified that it was a “fair statement,” that he
destroyed the “one piece of evidence that may have exonerated”
him. Defendant acknowledged the plumber only retrieved his
weapon from the toilet in cell 146.
On redirect, defendant testified that, before Richmond’s
death, he had received no negative information about Richmond.
Richmond won defendant’s trust by going to the yard with him
with a weapon. Richmond’s other acts of weapon possession and
“gassing” officers showed defendant that “[h]e was trying to
ingratiate himself to the people around him.” These acts were
inconsistent with “snitching on white inmates or giving up
voluntary weapons.” Defendant “keistered” a weapon away
from the scene after Richmond’s killing because he felt his life
might be in continued danger.
Lisa DiMeo, a forensic specialist, testified as a defense
expert. She underwent specialized training in bloodstain
analysis and crime scene reconstruction. She described what it
meant to “secure a crime scene” and “protect the integrity of the
evidence that’s within that crime scene.” She reviewed
documents in defendant’s case, as well as photographs and a
video of the scene. She opined that the processing of the crime
scene “was less than perfect. It was adequate for what I needed
to do, but there — there should have been more done. It would
have answered more questions.” According to DiMeo, “[m]ore
attention should have been given to the integrity of the evidence,
the construction of the mattress, the construction of the bedding
and their position. The bloodstain evidence was not
photographed properly with proper equipment.” Not all of the
bedding and clothing was preserved, some blankets were
improperly labeled, and some blood stains were not properly
documented. Based on her review of the evidence, “all the blood
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evidence at the scene and the evidence of, you know, items
strewn all over the place, it’s obvious that there was a fight.”
DiMeo opined that “the cuts on the [bed]sheet” evidenced that
Richmond had a weapon. If the weapon were caught in the
sheet, that would account for defendant’s lack of injuries.
On cross-examination, DiMeo said she spoke briefly to
defendant, but not about her analysis in the case. DiMeo did
“[n]ot for a fact” know that Richmond had a weapon.
Christopher Poore, a former Calipatria inmate who was on
death row at San Quentin State Prison at the time of
defendant’s trial, testified that he knew defendant and
Richmond when he was in Ad Seg at Calipatria from 1995
through 1997. Richmond communicated with Poore through
kites that he wanted a weapon and wanted to cell up with
defendant so he could kill him. Poore saw a weapon being
transferred to Richmond “on the line.” On the “night of April
8th, April 9th,” Poore “woke up to the sound of the struggle.”
During cross-examination, Poore testified that he never told
defendant that Richmond wanted to kill him. Poore saw a
couple unpackaged knives moving around the night of
Richmond’s death, “the smaller one” went to cell 146.
3. Prosecution Rebuttal
In rebuttal, the prosecution called three inmates to testify.
Robert Wilson was housed in Ad Seg at Calipatria at the time of
Richmond’s death and shared a cell with Poore. Wilson did not
see any weapons go across the floor on the evening of April 8,
1996. Wilson testified that he and Poore received a few kites
from defendant prior to April 9, 1996. The kites indicated that
defendant thought Richmond was a “rat” and was going to “deal
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with him.” Richmond never sent a kite into Wilson’s cell asking
for a weapon.
Inmate Michael Hill testified that he was in Ad Seg at
Calipatria in April 1996; his cell was connected by air vents to
the cell defendant shared with Richmond. Hill talked to
defendant through the vents. He did not have any direct
conversations with defendant about why he killed Richmond.
Hill had information that defendant was “going to hit”
Richmond because Richmond got himself sent to Ad Seg by
turning over “two knives” to the “cops” to avoid paying a debt on
“C yard.” Hill and defendant argued over whether defendant
had enough proof to kill Richmond. Hill suggested defendant
send Richmond out to “hit” someone on the yard as a “heart
check.” Defendant instead told Hill he would kill Richmond.3
On the morning of April 9, 1996, Hill woke up to Richmond
“yelling ‘why?’ ” He also heard defendant call out his (Hill’s)
name because he wanted help removing the knife from his cell.
Inmate James Magee testified that he met defendant at
Calipatria in 1993 and then reunited with him at Pelican Bay
Prison in 1997. Defendant moved into the cell next to Magee’s
cell at Pelican Bay. Magee was an “affiliate” of the Aryan
Brotherhood, “the primary white prison gang in California.”
Magee “ran that particular [cell] block” where he and defendant
were housed, so defendant would talk to him. Defendant was
not in the Aryan Brotherhood, but the Aryan Brotherhood gang
3
The Attorney General concedes that Hill’s testimony “was
contradictory at times.” For instance, “Hill testified that he and
[defendant] argued through the vents about the killing of
Richmond, [but] he also denied having such conversations with
[defendant].”
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controlled White inmates “in maximum security prisons where
they have a presence.” Defendant “had got[ten]wind” that the
Aryan Brotherhood was questioning the validity of “his murder”
and whether he “conduct[ed] a thorough enough investigation
before he committed his murder.” Defendant wanted to “explain
his case” to Magee so that a murder contract would not be put
out on his life. The Aryan Brotherhood has “standing orders to
kill all rats,” but an inmate who commits a killing that was not
“sanctioned” by the Aryan Brotherhood, like Richmond’s killing,
would have to “justify his murder.” Magee testified that
defendant told him he murdered Richmond because he had
information that Richmond was “a rat.” Defendant never
mentioned self-defense or there being two weapons. He told
Magee that he had cut a knife from a desk and stabbed
Richmond in the heart and liver. Defendant thought the guards’
reactions to seeing Richmond’s dead body were “rather
amusing.”
Elissa Mayo, a crime scene reconstructionist and senior
criminalist with the Department of Justice testified that, on her
review of the evidence, there was no indication more than one
weapon was used during the events in cell 146. Mayo explained,
“[t]he evidence was not taken or collected in a manner one would
normally expect if a scene was processed properly,” so she could
“make only a few determinations from the evidence.”
Vialpando, the case records analyst at Calipatria, was
recalled by the prosecution. He testified that Richmond had no
documented in-prison misbehavior until he entered Ad Seg in
February of 1996.
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4. Defense Surrebuttal
On surrebuttal, defendant denied making the statements
that Hill, Wilson, and Magee attributed to him. Defendant
knew Hill and Magee to be well-acquainted with each other;
they were “homeboys from Sacramento.” Defendant “had no
idea” he and Richmond would be in “a mortal conflict” until April
9, 1996.
Inmate Edward Vargas, who was housed next door to
Richmond and defendant in Ad Seg at Calipatria in April 1996,
did not remember having a conversation with an officer about
Richmond’s death. He did not remember telling an officer
shortly after the incident that he knew “everything about it.” He
did not recall telling an officer that “ ‘[t]he knife came from an
inmate upstairs by the name of Shorty.’ ”
Michael Capeci, a sworn peace officer working as an
investigator for the District Attorney’s Office, testified that he
had contacted Vargas at the time of Richmond’s death. Vargas
told Capeci he was “apprehensive on testifying,” but explained
to Capeci that there was a hole in the wall separating his cell
from cell 146. Vargas looked through the hole at one point and
saw Richmond sharpening a “sharp instrument.” Vargas said
he knew the knife that killed Richmond came from an “inmate
upstairs by the name of Shorty[.]” During cross-examination by
the prosecutor, Capeci testified that Vargas told him that he
heard Richmond plead for his life on the night of the assault,
saying “ ‘Stop. Why are you doing that?’ ” According to Vargas,
there were 10 to 15 minute periods of quiet before the assault
would resume. Capeci understood Vargas to be saying that he
saw Richmond sharpening a weapon on the night of his death.
Vargas also heard Richmond pounding on the cell door and
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yelling, “ ‘Get me out of here[.]’ ” Vargas said he heard
defendant call Richmond “[a] little bitch.”
The prosecution then called Capeci as its own witness.
Capeci testified that Vargas only described one weapon to him;
he never said that both defendant and Richmond had weapons.
Vargas described “Mr. Richmond as a harmless person.” Vargas
wanted to get help for Richmond during the assault, “but he just
didn’t do it.” On cross-examination, Capeci testified that,
according to the transcript of his interview with Vargas, Vargas
said he saw “a knife going into [cell] 146 from above.” Apart
from Vargas’s statement, Capeci did not know if there was any
evidence to support that “Richmond was banging on the cell door
during the alleged assault.”
B. Prior Murder Special Circumstance
During a bifurcated proceeding, the parties stipulated
that, in 1987, defendant was convicted of first degree murder in
San Francisco County Superior Court.
C. Penalty Phase
1. Prosecution Evidence
a. Juvenile Crimes
Kenneth Condencia testified that, on April 19, 1982, at
around 3:00 p.m., defendant, armed with a knife, and another
individual robbed him as he was getting off a bus in San
Francisco. Defendant ordered Condencia, who was 14 years old
at the time, to give him all of his money. Condencia complied,
giving defendant all he had, which was less than a dollar.
Defendant and his cohort then ordered Condencia to remove his
clothes, which he did, except for his pants. Defendant and his
companion then left. On cross-examination, Condencia said
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defendant did not attempt to harm him. He also said defendant
appeared to be his age (defendant was 12 years old at the time).
Andrew Dimitrou testified that, at approximately 3:15
p.m. on the same day Condencia was robbed (April 19, 1982), he
and his friend Ebenezer were robbed by defendant and his
cohort “Mr. LaMar” in San Francisco’s Marina District.
Dimitrou was 11 years old at the time. Defendant and Mr.
LaMar confronted Dimitrou and Ebenezer with a brick and a
knife and demanded their money. Dimitrou and Ebenezer
complied, handing over approximately $7. Defendant and Mr.
LaMar also took Ebenezer’s jacket and backpack. During cross-
examination, Dimitrou said he was not harmed aside from
“losing a dollar.”
Christopher Spychala testified that, at about 8:00 p.m. on
October 11, 1986, defendant approached him and his female
friend, who apparently knew defendant, as they walked down
Market Street in San Francisco. The three continued to walk
and encountered “some African Americans on the street.”
Defendant confronted them, “calling them [n-words]”4 as he held
a knife behind his back. Spychala and his female friend “didn’t
want to be involved in what was going on” and “walked off.”
Defendant caught up with them and asked Spychala’s friend to
buy him beer. She told defendant to buy his own beer and
defendant said, “ ‘Well, fuck you. What’s your boyfriend going
to do?’ ” Defendant then attacked Spychala, who had said
nothing, with his knife. Spychala threw up his hand and
defendant’s knife cut the left side of Spychala’s neck and
shoulder area. Spychala was able to escape down the street.
4
Epithet redacted.
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On cross-examination, Spychala admitted he had been
convicted of several drug offenses.
Frank McCoy, a retired San Francisco police detective,
testified that he responded to the scene of James (Jim) Jackson’s
homicide on October 5, 1986. Jackson was killed with a 10-
pound dumbbell in his apartment. Defendant’s fingerprints
were found on the dumbbell. McCoy came into contact with
defendant on October 11, 1986, after defendant was
apprehended for Spychala’s assault. On that date, McCoy
interrogated defendant, who confessed in detail to killing
Jackson (see more, post, at pp. 147–151). An audiotape of
defendant’s confession was played for the jury, accompanied by
a transcript of the interrogation.
b. In-Prison Misconduct
The prosecution called several correctional officers to
testify about instances of in-prison misconduct by defendant
that occurred between 1991 and 2003. On nine different
occasions, defendant was found in possession of weapons or
“weapon stock.” On six different occasions, defendant assaulted
fellow inmates, including a February 1995 incident during
which he stabbed another inmate in the back in the yard. On
four different occasions, defendant assaulted correctional
officers, including punching a correctional officer in the face in
February 1997.
c. Victim Impact Testimony
The prosecutor presented victim impact testimony from
Richmond’s mother and sisters. Richmond’s mother, Carlyn
Ann Cox, “just crumbled” when she found out her son had died.
Since her son’s death, she had been “under a doctor’s care for my
nerves and my whole body is just — I have a heart problem
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Opinion of the Court by Groban, J.
now.” Cox testified, “My family is not the same anymore. I’m
not the same. [¶] I mean, he took my heart. Tommy was my
heart. He took that.”
Richmond’s older sister, Kimberly Ann Colangelo, “broke”
when she found out about her brother’s death. Richmond was
the “only male left in the family” that her children could look up
to and he kept the family together. After her brother’s death,
her “mom mentally broke.” When her brother died, the family
was unable to emotionally reconnect; “[h]e was everything to
us.”
Richmond’s younger sister, Christina Nicole Richmond,
testified that she felt “alone” after her brother’s passing; “when
I lost my brother I lost my mom, too. And I need her, too.” The
family had once been “so close and strong,” but was now “so far
apart.”
2. Defense Evidence
Charles Rand, defendant’s former juvenile probation
officer, testified about the challenges defendant faced growing
up and how defendant came to be assigned to him. (See more,
post, at pp. 160–162.) Rand was able to meet with defendant the
day of his testimony and believed defendant had shown some
positive growth.
James Esten, a retired correctional consultant with the
California Department of Corrections and Rehabilitation,
testified about the secure housing conditions at Pelican Bay in
which defendant would likely live if sentenced to life without the
possibility of parole.
Defendant testified on his own behalf. He took “sole
responsibility for where I’m at” and did not want his mom and
sister coming in and pleading for his life. Defendant did not
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believe in the legal system. Defendant hoped that his
experience could be of “benefit in some way.” Defendant had
never been a gang member. Defendant detailed some aspects of
his childhood, including moves to different homes. Defendant
spoke about his crimes as a juvenile and the realities of prison
life. He read a statement in allocution to the jury, in which he
said, “I pose no danger to anyone who is not a threat to me in
some way.” The assaults he committed in the prison yard were
“mutual situations.” During the prosecutor's cross-examination,
Barrett admitted to assaulting an elderly man and beating him
with his own cane around the same time as defendant’s other
juvenile crimes.
II. DISCUSSION
A. Jury Selection Issues
1. Motion to Exclude All Correctional Department
Employees from the Jury Pool
Defendant contends the trial court’s refusal to excuse all
employees of the California Department of Corrections and
Rehabilitation (CDCR) as prospective jurors deprived him of his
right to an impartial jury. According to defendant, “the average
person employed by the CDC[R] would be economically, socially,
and emotionally identified with the Department” and therefore
incapable of being impartial in his in-prison murder case.
a. Background
In August 2003, during a hearing on pretrial motions,
defense counsel first raised the possibility of excluding all CDCR
employees from the prospective jury pool. At that hearing, the
trial court observed that, because of the location of the trial,
there would be a “fair amount” of CDCR employees called for
jury duty. Defense counsel pointed out that, in his experience,
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the parties often stipulate to excluding CDCR employees as
jurors. The trial court responded that it could not “exclude a
group of people like that on speculation. I’m not going to do it.”
The court further noted that “[y]ou can’t decide which way these
people will go. They all have their own mind.” The court
explained that “we routinely, as long as the prisons have been
here in this county, have corrections officers and other [CDCR]
personnel sit as jurors in criminal cases.” The trial court told
defense counsel that “unless somebody can find some specific
law that says correctional officers or any other [CDCR] employee
can’t sit on a criminal case, I’m going to allow them on the jury
panel.” It would “allow maybe a little leeway on voir dire.”
Thereafter, on October 2, 2003, defense counsel asked the
court to remove all CDCR personnel as prospective jurors,
emphasizing that several witnesses would be correctional
officers. The trial court denied the request, stating it was not
“legally required” to exclude CDCR personnel and would instead
examine prospective jurors “one at a time” rather than “exclude
any cognizable segment of the population of Imperial County. I
want to talk to them, see what they say.”
During Hovey5 voir dire, which began on October 9, 2003,
the trial court excused for cause several CDCR employees whom
it concluded could not be impartial. After Hovey voir dire
concluded, there remained at least 17 CDCR employees in the
prospective jury pool.
Before general voir dire, defendant filed a written motion
to exclude all remaining CDCR personnel. He asserted that
5
See Hovey v. Superior Court (1980) 28 Cal.3d 1, 80
(Hovey).
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Opinion of the Court by Groban, J.
“[p]ermitting employees of CDC[R], especially correction
officers, to sit as jurors in this case will violate the accused[’s]
rights to a fair and impartial jury. It would be equivalent to
letting inmates sit as jurors . . . .” Defendant underscored how
CDCR personnel would be implicitly biased as a result of their
interests in the case — they “investigated the incident, gathered
and processed evidence, secured it, and referred the matter to
the prosecuting authorities. They comprise a very substantial
number of the prosecution’s guilt and penalty phase witnesses,
including experts.” Moreover, CDCR employees would
presumably be aware of “security procedures in the court room
that are hidden from other jurors,” and are at greater risk of
exposure to outside information. According to defendant, CDCR
personnel “likely have predisposed belie[fs] that CDC[R] is a
dangerous place to work, as well as entrenched opinions
regarding prisoner assaults on staff or on each other,” “may be
familiar with prison codes,” “may have submitted information
concerning an inmate’s alleged gang activities,” “could possibly
end up working on death row,” and “are likely to be biased.”
The trial court heard and denied the motion. The trial
court noted that “every other small county in the state that has
a state prison . . . [treats an employee of CDCR] just like any
other prospective juror” and that it had already excused a large
number of CDCR employees during Hovey voir dire “because of
the number of witnesses that they have known or because of the
evidence, they’re biased.” Defense counsel repeated his
contention to the court that, in his experience, the parties
usually stipulate to excusing all correctional officers from the
jury panel in prosecutions involving in-prison offenses. The trial
court reiterated that “there is no case that says you can’t do this.
And to the extent they answer the questions correctly, I can’t
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Opinion of the Court by Groban, J.
treat them like a separate part of society and say, ‘You can’t be
on a jury.’ ” Defense counsel responded in part, “Well, I think
that common sense applies to the analysis of C.O.’s, especially
from Calipatria, that are sitting as potential jurors. I mean,
they’re going to make credibility findings against officers
conceivably. These are the same people they might need for
backup emergency situations. And make that in favor of
inmates?” The trial court understood counsel’s “concern [a]nd I
can see potentially that maybe this would become an issue for
the appellate court, but it hasn’t yet at any other part of the
state.” The trial court had “to assume people, when they answer
questions under oath, they’re being honest.”
At the close of jury selection, one CDCR employee, a
correctional officer from Centinela who had been employed by
the CDCR for 10 years, was seated on defendant’s jury as Juror
No. 12.
b. Failure to Remove CDCR Personnel from the
Jury Pool
Under the particular circumstances of his case, defendant
argues that the trial court was compelled to find all prospective
jurors who were CDCR personnel were impliedly biased as a
matter of law. The Attorney General contends defendant has
not preserved his claim that the trial court erred in denying his
blanket for-cause challenge to CDCR personnel because he did
not exhaust his remaining six peremptory challenges before his
jury was sworn in, nor did he express dissatisfaction with the
jury as constituted. As an initial matter, we agree that
defendant has forfeited his claim.
We have repeatedly held that, “[t]o preserve a contention
that the court erred in denying a challenge for cause to a
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Opinion of the Court by Groban, J.
prospective juror, the defendant must (1) exercise a peremptory
challenge to remove that prospective juror, (2) exhaust all
peremptory challenges or somehow justify the failure to do so,
and (3) express dissatisfaction with the jury that is ultimately
selected.” (People v. Rices (2017) 4 Cal.5th 49, 75, citing People
v. Souza (2012) 54 Cal.4th 90, 130; People v. Mills (2010)
48 Cal.4th 158, 186–187 & fn. 8.) Defendant acknowledges our
precedent in this regard, but he asserts that it is misconceived
and his failure to exhaust his peremptory challenges should be
excused because the trial court’s refusal to excuse all CDCR
employees precluded him from “intelligently exercis[ing] his
peremptory challenges.” Defendant’s arguments are
unavailing.
After the trial court denied defendant’s blanket challenge
to all CDCR personnel on the ground that challenges were
better pursued on an individual basis (see more below),
defendant used only 14 of his 20 peremptory challenges. During
general voir dire, he exercised seven peremptory challenges to
excuse CDCR employees from the jury pool and one CDCR
employee was excused for cause.6 However, defendant did not
challenge Juror No. 12 individually for cause and he did not use
a peremptory challenge to remove her. Nor did defendant
express dissatisfaction with the jury as ultimately constituted.
In other words, apart from the blanket challenge to all CDCR
personnel, the trial court was never asked by defense counsel to
remove Juror No. 12 and counsel never voiced dissatisfaction
6
This prospective juror was a fire captain at CDCR who
supervised inmates at Centinela; he was excused for cause after
acknowledging that he would immediately assume “officers”
were being truthful.
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Opinion of the Court by Groban, J.
with Juror No. 12 being seated on the jury. On this record,
defendant cannot now claim the trial court erred by retaining
Juror No. 12 on his jury.
Defendant asserts that, given the sheer number of CDCR
personnel in the jury pool, trial counsel was faced with the
impossible “choice of whether to preserve the strength of
whatever tactical decisions he had been able to make during
selection, knowing that one biased juror would remain on the
jury, or to strike Juror No. 12, and risk running out of
peremptory challenges while an even more biased CDCR
employee juror remained in the jury box, alongside other
undesirable prospective jurors who counsel would have also
excused if he had peremptory challenges remaining.” In
defendant’s view, “[t]hese circumstances justify counsel’s
difficult decision not to use the remaining six peremptory
challenges and should not result in the forfeiture of [his] right
to an impartial jury.” More specifically, defendant argues that,
at the time defense counsel accepted the jury, “six CDC[R]
employees lurking in the jury pool were far worse,” as they
expressed, inter alia, views in favor of the death penalty and one
prospective juror knew defendant. He admits, “it is conceivable
that some of these remaining CDC[R] employees might have
been removed for cause, [but] the actual likelihood was very
low.” He continues, “other remaining jurors who were not
CDC[R] employees could have also potentially been removed for
cause, increasing the probability that the six CDC[R] employees
would be seated. And while the jury pool contained about 50
more jurors, the prosecution had 11 peremptory challenges
remaining, allowing the state to excuse other non-CDC[R]
employees, further increasing the chances that CDC[R]
employees would be seated.”
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Opinion of the Court by Groban, J.
We are unpersuaded by defendant’s argument that, after
he used seven peremptory challenges to remove CDCR
employees, he was not reasonably able to challenge Juror No.
12, the only seated CDCR employee, due to the large number of
CDCR employees remaining in the jury pool. Defendant elected
to deplete a substantial number of his peremptory challenges
against a purportedly biased class, which he broadly identified
to include all CDCR employees. As explained below, the trial
court acted well within its discretion to deny a blanket challenge
to all CDCR employees, and to insist that the defendant
individually challenge particular CDCR employees, whom he
believed were properly subject to a challenge for cause for
additional reasons. If the defendant wished to preserve a
challenge on some narrower basis, for instance, due to
prospective jurors’ status as a correctional officer in a nearby
prison, or their familiarity with prosecution witnesses or the
facts of the case (or some combination thereof), he was obliged
to subsequently challenge jurors for cause on such a ground.
With respect to Juror No. 12 — and for that matter all the other
CDCR employees excluded via defense peremptory challenge —
he chose not to do so.
For these reasons, defendant’s arguments, by their very
terms, are speculative. It is unclear from the record that the
trial court would have rejected a cause challenge against Juror
No. 12, had defendant attempted to raise one, or how many
peremptory challenges defendant would have expended had he
raised (potentially successful) additional cause challenges based
on prospective jurors’ individual characteristics. We have
rejected similar efforts to justify, on speculation, trial counsel’s
failure to comply with the exhaustion requirement, and the
record here necessitates the same. (See, e.g., People v.
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Manibusan (2013) 58 Cal.4th 40, 61; People v. Hoyos (2007)
41 Cal.4th 872, 905; see also People v. Mills (2010) 48 Cal.4th
158, 186 [“acceptance of this excuse would swallow the
[exhaustion] rule entirely, for a defense attorney might in every
case wish to hold challenges in reserve for strategic reasons”].)
Thus, defendant’s contentions of erroneous jury inclusion are
forfeited. However, as described below, even if we were to reach
the merits, defendant cannot show error, let alone any prejudice,
because the trial court reasonably denied his blanket challenge
to CDCR personnel.
From the outset, it is important to underscore that, as a
general matter, there is no authority establishing that CDCR
personnel cannot sit as jurors in criminal cases. (Cf. People v.
Ledesma (2006) 39 Cal.4th 641, 670, fn. 4 (Ledesma) [explaining
that custodial officers are not statutorily excluded from jury
service in California, even though some law enforcement
officials are, citing former section 219, subdivision (a) of the
Code of Civil Procedure].) Instead, defendant’s claim “is one of
implied bias” under the particular circumstances of his case.
Defendant relies on four subdivisions of Code of Civil Procedure
section 229 to argue that all CDCR employees in his jury pool
were impliedly biased: “(1) where a prospective juror has an
employment relationship with a party (§ 229, subd. (b)); (2)
where a prospective juror has a direct interest in the outcome of
the litigation (§ 229, subd. (d)); (3) where a prospective juror has
a pre-existing unqualified opinion as to the merits of the case
based on knowledge of the material facts (§ 229, subd. (e)); and
(4) where a prospective juror harbors enmity or bias toward a
party (§ 229, subd. (f)).” He asserts that subdivision (b) offers
“the most straightforward grounds for finding implied bias.” As
relevant to defendant’s argument, subdivision (b) of Code of
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Civil Procedure provides in part that a challenge for implied bias
may be taken when a prospective juror stands “in the relation
of, or being the . . . employer and clerk . . . to either party.”
Defendant asserts that CDCR was “a party” within the meaning
of subdivision (b), rendering all employees thereof impliedly
biased. To support his position, defendant relies heavily on the
reasoning in People v. Terry (1994) 30 Cal.App.4th 97 (Terry).
In Terry, the defendant challenged for cause, pursuant to
Code of Civil Procedure section 229, subdivision (b)’s provision
for implied bias where a prospective juror stands in “relation of
attorney and client with either party or with the attorney for
either party,” a juror who was a deputy district attorney in the
same district attorney’s office representing the prosecution in
the case. The trial judge denied the challenge because the
juror’s answers on voir dire showed he could be impartial and
because “ ‘the People are a party, the district attorney is not a
party.’ ” (Terry, supra, 30 Cal.App.4th at p. 100.) The Court of
Appeal in Terry interpreted section 229 differently. In its view,
subdivision (b) could be read to support a finding of implied bias
where “the juror has had an attorney-client relationship with
one of the attorneys.” (Id. at p. 102.) By logical extension, this
would apply to attorneys at the same firm or public office
because “the relationship among attorneys of the same firm or
office is of a fiduciary and confidential nature essentially the
same as that of attorney-client.” (Ibid.) Terry reasoned that
“the thrust and purpose of section 229, if not perhaps its specific
wording, requires that an attorney who is a member of the firm
of counsel trying a case should not be permitted, over objection,
to serve on the jury.” (Id. at p. 103.) Nonetheless, the Terry
Court of Appeal concluded that the defendant waived any claim
of prejudice from the trial court’s error because he had used a
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Opinion of the Court by Groban, J.
peremptory challenge to dismiss the deputy district attorney in
question and he did not express dissatisfaction with the jury as
empaneled. (Id. at pp. 103–104.)
Defendant relies on Terry to argue that CDCR was
necessarily “a party” because “[t]he charged offenses occurred in
a CDC[R] prison. CDC[R] was the investigating agency; a
correctional officer was the chief investigator who documented
the scene using videotape, photographs, and drawings, and then
created a ‘reenactment’ video to ‘document’ what responding
correctional officers saw when they first approached the cell
where the alleged victim’s body was found, and CDC[R]
employees gathered the evidence against [defendant].
Apparently concluding that [defendant] did not act in self-
defense as he claimed, CDC[R] directly referred the matter to
the district attorney.” Several of these cited circumstances
arose by simple virtue of the fact that the killing occurred in a
cell at Calipatria; they would not appear to convert CDCR into
a “party,” just as the police department would not be considered
a party to a criminal prosecution for a crime committed outside
of a prison. (See People v. Punzalan (2003) 112 Cal.App.4th
1307, 1310 [“In criminal matters, the parties are the defendant
and the People of California. The arresting law enforcement
agency is not a party”]; cf. U.S. v. Caldwell (D.C. Cir. 1974)
543 F.2d 1333, 1347 [“In several jurisdictions, the law is
established that ‘[t]he mere fact of membership on a police force
is not presumptively a disqualification for service on a jury in a
criminal trial’ ”]; U.S. v. Morales (2d Cir. 1999) 185 F.3d 74, 84
[“despite the fact that some of the charges against the
defendants related to the felony-murder and attempted murders
of police officers, the challenged jurors’ connections to law
enforcement in this case do not, standing alone, suffice to
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establish implied bias or ‘ “bias conclusively presumed as a
matter of law” ’ ”].) Terry is very different from the instant case:
the challenged juror in Terry was deemed a party in the truest
sense — he worked for the entity prosecuting the case and had
a confidential relationship, akin to an attorney-client
relationship, with the attorney who was presenting the case to
the jury. (See Terry, at p. 102.) The prosecuting attorney and
the juror were actual colleagues in the same office. By contrast,
defendant’s motion before the trial court was far-reaching,
“urg[ing] the court to excuse correctional officers, administrative
staff, and independent contractors in favor of drawing jurors
from a less likely contaminated jury pool.” There is nothing in
section 229 that suggests such a far reaching rule that would
find implied bias for any employee of CDCR, no matter how far
attenuated (e.g., administrative staff and independent
contractors) their employment is from working as a correctional
officer. Based upon defendant’s reasoning, even a CDCR
accountant or janitor would have to be removed because, inter
alia, they “may be familiar with prison codes” and are “likely to
be biased.” That cannot be. Terry addressed an individual for-
cause challenge to a juror who was an attorney in the same
district attorney’s office as that prosecuting the defendant; it
does not support the blanket use of Code of Civil Procedure
section 229, subdivision (b) to disqualify a whole class of
prospective jurors, irrespective of their positions, exposure to
information about the defendant’s alleged offense, and
geographic locations.
For similar reasons, defendant’s passing reference to
subdivisions (e) and (f) of Code of Civil Procedure section 229 in
his written motion to exclude CDCR personnel from the jury
pool (subdivision (d) was not referenced in the motion) did not
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compel the trial court to accept the argument that all CDCR
employees had to be automatically removed from the jury pool
for implied bias. Those subdivisions, by their terms, would seem
better suited to an individualized assessment of implied bias.
Subdivision (e) of section 229 speaks to a prospective juror
“having an unqualified opinion or belief as to the merits of the
action founded upon knowledge of its material facts.” (Italics
added.) As stated ante, the roles and locations of CDCR
personnel who remained in the jury pool at the time of
defendant’s motion varied. For instance, the jury pool included
CDCR employees who worked in accounting offices and at a
prison other than Calipatria. As such, one would expect the
jurors’ respective knowledge of the “material facts” of
defendant’s case to evade broad generalizations, as would their
“state[s] of mind” (Code Civ. Proc., § 229, subd. (f)) and their
“[i]nterest . . . in the event of the action” (id., subd. (d)). In sum,
defendant fails to persuade that the trial court was required,
pursuant to Code of Civil Procedure section 229, to find all
CDCR employees impliedly biased on the record before it.
We rejected a similar claim of error from a trial court’s
denial of a blanket challenge to all CDCR personnel in the jury
pool in People v. Ramirez (2022) 13 Cal.5th 997, a capital case
arising out of three carjacking incidents. There, the defendant
asserted without “independent proof” that “all correctional
officers in the jury pool were unfit to serve because the case was
‘a chief subject of concern and speculation in the numerous
correctional institutions of Kern County, and . . . falsities,
presumptions of guilt, and poisonous rumors were part of daily
talk in public areas of these institutions.’ ” (Ramirez, at
p. 1046.) We concluded the trial court acted within its discretion
in denying the defendant’s blanket challenge. First, we noted
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that, in Ledesma, supra, 39 Cal.4th at page 670, we rejected the
argument that a prospective juror’s “employment as a
corrections officer in the county jail system where defendant was
housed” made him impliedly biased under Code of Civil
Procedure section 229. (Ramirez, at p. 1047.) The Ramirez
court concluded, “[t]he same is true here” where the
“[d]efendant’s assertion about panelists’ exposure to case
information among correctional officers was explored on a case-
by-case basis” and the “voir dire record disproves defendant’s
expansive claim that ‘falsities, presumptions of guilt, and
poisonous rumors’ about the case were so prevalent in the
correctional institutions of Kern County that anyone who
worked there was automatically disqualified from service.”
(Ibid.)
Likewise here, the trial court reasonably concluded
defendant’s claim of implied bias amongst CDCR personnel was
better assessed on a “case-by-case basis.” (Cf. People v. Rhoades
(2019) 8 Cal.5th 393, 440 [the trial court’s ruling on a challenge
for cause will be upheld on appeal “ ‘ “if it is fairly supported by
the record” ’ ”].)
2. Denial of Batson/Wheeler Motion
Defendant contends the prosecutor improperly exercised a
peremptory challenge against the only African American
prospective juror, Lisa B., on the basis of race. (See Batson v.
Kentucky (1986) 476 U.S. 79 (Batson); People v. Wheeler (1978)
22 Cal.3d 258 (Wheeler).)
a. Background
The juror questionnaire provided to prospective jurors
asked various questions about their feelings towards the death
penalty, as well as jury service in general and its attendant
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Opinion of the Court by Groban, J.
responsibilities. Question 11 asked, “If we were to get to the
penalty phase, would you as a juror be able to listen to all the
evidence, as well as the judge’s instructions of law, and give
honest consideration to both death and life without parole,
before reaching a decision?” Lisa B. checked “Yes.” Question 12
queried, “What types of crimes, if any, do you think generally
warrant the death penalty?” Lisa B. wrote in response, “I would
think murder w/ the intent to kill. Not just one individual in a
lifetime. An individual that shows no emotion/remorse [and]
can kill again w/out provocation.” Question 59 asked, “How do
you feel about being on jury service?” Lisa B. responded, “Jury
service imposes the right of one person to pass judgment on
another person. I would not like the responsibility to have to do
that to another person. I have never had to serve on a jury
before so this is my unbiased opinion as I see it now.” Question
68 asked, “Do you have any religious or moral feeling that would
make it difficult or impossible for you to sit in judgment of
another person?” Lisa B. wrote, “Not quite sure. Have not been
able to define my own thoughts regarding being able to pass
judgment. I know I wouldn’t like to be responsible in that
position.” Question 87 inquired, “Is there any reason why you
would prefer not to serve as a juror in this case?” Lisa B.
checked “Yes,” and explained that she “wouldn’t like to be the
one to have to judge another person. Not based on any other
reason, but because that would be too much power for 1 person.”
During Hovey voir dire, the court asked Lisa B. a series of
questions regarding whether she had “any religious or
conscientious beliefs against the infliction of the death penalty
that would prevent or interfere with [her] ability to vote to
impose the death penalty without regard to the evidence.” She
repeatedly said “No.” The prosecutor thereafter asked Lisa B.
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what she meant when she stated in her questionnaire that the
“death penalty does not serve any purpose.” Lisa B. explained
that her response was “not a religious or conscientious belief,”
but rather in reference to “what we actually know. There are so
many people sitting on death row that are still sitting there. So
it doesn’t serve a purpose, in general.” She assured the
prosecutor that she would not automatically vote for life without
parole, and she would base a verdict on the “full circumstances”
of the case.
Lisa B. was ordered to return for general voir dire. During
the end of his allotted time for questioning, the prosecutor
questioned Lisa B. The prosecutor initially confused Lisa B.
with another prospective juror who had the same last name, but
the trial court thereafter gave the prosecutor “another minute”
to look at Lisa B.’s questionnaire and conclude his questioning.
The prosecutor then asked Lisa B. about her response on the
written questionnaire relating to her views on self-defense:
“The question was, ‘Do you have any problem with the concept
that [the] right of self-defense exists only as long as real or
apparent danger — threatened danger . . . continues to exist.
And when danger ceases to appear to exist the right to self-
defense ends.’ [¶] You responded first ‘Yes,’ and then you
responded ‘No.’ Do you recall that?” Lisa B. responded, “Yes.”
The prosecutor continued: “Then you went on to write a really
good response, ‘Once a person is not in any danger any longer
and the assailant cannot continue to threaten you you are no
longer trying to defend yourself against them.’ [¶] . . . [¶] Why
did you cross it out?” Lisa B. did not remember why she crossed
it out but assured the prosecutor that the answer expressed her
true views, “Yes, once you are no longer in danger.” The
prosecutor responded, “So we are on the same track. Thank you
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very much.” Defense counsel, who had also confused Lisa B.
with another juror, declined the court’s invitation to question
Lisa B.
While the parties were exercising peremptory challenges,
Lisa B. was called into the jury box and the prosecutor exercised
a peremptory challenge. Defense counsel made a Wheeler
motion, “There’s only one Black American in the jury panel, and
she was kicked seemingly with no cause. There’s nothing to
distinguish that juror from other jurors and, I think, to exclude
that juror would deprive my client of a fair defense.” The trial
court then asked the prosecutor to “articulate for the record the
reason why you excused Lisa B[.]” The prosecutor recited to the
court Lisa B.’s response to question 59 regarding her reluctance
to pass judgment on another person. He explained, “I didn’t get
to that question. I have her marked down as I was going to
challenge her for cause. I didn’t get to that question because I
was running out of time. All I got to ask her was one question.”
The prosecutor also quoted Lisa B.’s written response to
Question 68 for the court, expressing uncertainty over whether
she had any religious or moral beliefs that would make it
difficult to pass judgment on another. Lisa B. had written in
part, “I know that I wouldn’t like to be responsible in that
position.”
Defense counsel pointed out that the prosecutor “passed
for cause on Hovey. Now we are talking about a Hovey challenge
here.” The trial court responded, “No, that’s not death penalty,
just passing judgment in general,” which the prosecutor
confirmed. The trial court concluded, “I think that’s a valid, non-
racial reason. So I’ll deny the Wheeler.” The prosecutor then
stated, “For the record, it had nothing to do with the color of her
skin. It had to do with the answer to her questions period.” The
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trial court responded, “That’s what I’m assuming by the way you
responded. So let’s bring the people back in.”
b. Analysis
Defendant argues the prosecutor’s stated reason for
dismissing Lisa B. was pretextual. He underscores that the
prosecutor did not question Lisa B. about the responses he later
cited as cause for concern, which, to defendant’s mind, “strongly
suggests that [the prosecutor’s] reason for dismissing her was
not race-neutral.”
“ ‘Peremptory challenges may not be used to exclude
prospective jurors based on group membership such as race or
gender.’ [Citations.] ‘Excluding even a single prospective juror
for reasons impermissible under Batson and Wheeler requires
reversal.’ [Citation.] When a party opposing a peremptory
strike makes a prima facie case that the strike was motivated
by impermissible discrimination (step 1), the proponent of the
strike must offer a nondiscriminatory reason for that challenge
(step 2). [Citation.] The question then becomes (step 3) whether
the opponent of the peremptory challenge has shown it ‘ “more
likely than not that the challenge was improperly motivated.” ’
[Citations.]” (People v. Baker (2021) 10 Cal.5th 1044, 1071
(Baker).) The parties agree that “only the third step of the
Wheeler motion is at issue.”
“At the third stage of the Wheeler/Batson inquiry, ‘the
issue comes down to whether the trial court finds the
prosecutor’s race-neutral explanations to be credible.
Credibility can be measured by, among other factors, the
prosecutor’s demeanor; by how reasonable, or how improbable,
the explanations are; and by whether the proffered rationale has
some basis in accepted trial strategy.’ ” (People v. Lenix (2008)
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44 Cal.4th 602, 613.) “Review of a trial court’s denial of a
Wheeler/Batson motion is deferential, examining only whether
substantial evidence supports its conclusions. [Citation.] ‘We
review a trial court’s determination regarding the sufficiency of
a prosecutor’s justifications for exercising peremptory
challenges “ ‘with great restraint.’ ” [Citation.] We presume
that a prosecutor uses peremptory challenges in a constitutional
manner and give great deference to the trial court’s ability to
distinguish bona fide reasons from sham excuses. [Citation.] So
long as the trial court makes a sincere and reasoned effort to
evaluate the nondiscriminatory justifications offered, its
conclusions are entitled to deference on appeal.’ ” (Id. at
pp. 613–614.) “When the prosecutor’s stated reasons are both
inherently plausible and supported by the record, the trial court
need not question the prosecutor or make detailed findings.”
(People v. Silva (2001) 25 Cal.4th 345, 385.)
The prosecutor’s stated reason for dismissing Lisa B., i.e.,
her discomfort with passing judgment on another person, is both
plausible and supported by Lisa B.’s responses to Questions 59
and 68 in the questionnaire, which the prosecutor quoted for the
trial court. Nor does the prosecutor’s failure to further question
Lisa B. about her responses in this regard support a finding of
pretext, as defendant alleges. As in People v. Smith (2018)
4 Cal.5th 1134, 1152 (Smith), “the prosecutor’s stated concerns
[in this case] arose from . . . questionnaire responses that spoke
for themselves; no additional clarification was needed to
ascertain [Lisa B.’s] meaning. [Citations.] . . . Whatever
inference may arise from the prosecutor’s lack of questioning is
not so strong as to undermine the trial court’s determination
that [Lisa B.’s discomfort with passing judgment on others] did,
in fact, matter to the prosecutor.”
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Defendant asserts that the prosecutor had “ample
opportunity” to question Lisa B. about her “allegedly
concerning” answers to Questions 59 and 68 during Hovey voir
dire, and his failure to do so demonstrates that his explanation
for striking Lisa B. on the basis of her answers to those
questions was pretextual. To bolster this argument, defendant
points out that the prosecutor questioned other jurors during
Hovey voir dire about their “reticence to sit in judgment of
others.” For example, the prosecutor questioned Erika G. about
her response to Question 59 regarding how she felt about being
on jury service; in response to that question, she had written, “I
do think that my past experience with my dad’s murder would
partially influence my decision in this case.” Upon further
questioning, she explained that her dad was murdered by a drug
addict and that “may influence” her ability to serve on the jury;
Erika G. was excused for cause. Defendant explains, “[i]n short,
if the [prosecutor] had genuinely believed that [Lisa B.] might
be excused for cause based on her questionnaire responses, he
would have asked about her views during Hovey voir dire.”
We read the record differently. The fact that other
prospective jurors were excused for cause for voicing opinions
similar to Lisa B.’s during Hovey voir dire actually supports the
genuineness of the prosecutor’s assertion that he considered
challenging Lisa B. for cause, but did not do so because he ran
out of time. Moreover, as the record reflects, the prosecutor was
under significant time pressure during Lisa B.’s questioning
during general voir dire.7 Under these circumstances,
7
We caution that the imposition of time limits on voir dire
can serve the cause of efficiency. However, their use should not
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substantial evidence supports the trial court’s conclusion that
the strike was not motivated by racial discrimination.
Defendant further argues that a comparative juror
analysis compels a different conclusion. “When a court
undertakes comparative juror analysis, it engages in a
comparison between . . . a challenged panelist, and . . . similarly
situated but unchallenged panelists who are not members of the
challenged panelist’s protected group. [Citation.] In this case,
a comparative analysis would ask whether the prosecutor’s
justification for striking one [African American] individual
applies just as well to an otherwise similarly situated non-
[African American] individual who is permitted to serve on the
jury. The high court has held that comparative analysis may be
probative of purposeful discrimination at Batson’s third stage.
[Citation.]” (People v. Gutierrez (2017) 2 Cal.5th 1150, 1173.)
When, as here, “a defendant asks for comparative juror analysis
for the first time on appeal, we have held that ‘such evidence
will be considered in view of the deference accorded the trial
court’s ultimate finding of no discriminatory intent.’ ” (People v.
O’Malley (2016) 62 Cal.4th 944, 976.) Furthermore, when we
engage in a comparative juror analysis for the first time on
appeal, we focus our review on the jurors discussed in the
defendant’s briefing and “ ‘ “need not consider responses by
stricken panelists or seated jurors other than those identified by
the defendant.” ’ ” (Baker, supra, 10 Cal.5th at p. 1083.)
Defendant argues that “the prosecutor’s proffered reason
for striking [Lisa] B. applied to similar non-black jurors he did
not peremptorily excuse,” namely, Juror Nos. 8 and 12.
impede the creation a record that facilitates appellate review,
particularly in this significant context.
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Defendant asserts that “[t]here was no significant difference
between Lisa B. and Jurors [sic] Nos. 8 and 12,” as all three were
female, each had children, none had previously served on a jury,
Lisa B. and Juror No. 8 had family members who worked for the
CDCR, and Juror No. 12 was a correctional officer herself.
However, Lisa B. was the only one of the three prospective jurors
to explain that she would not like to be responsible for judging
another person.8 In fact, in response to question 59 asking how
she felt about jury service, Juror No. 8 wrote, “I feel it’s my duty
and obligation as a citizen.” She checked “No,” in response to
question 68 regarding whether she had “any religious or moral
feeling that would make it difficult or impossible” to judge
another individual. During Hovey voir dire, although Juror No.
8 initially indicated that she might “have a problem with
actually considering the death penalty,” she subsequently
assured the court that she did not think she “would have a
8
In a footnote, defendant also compares Lisa B. to Alternate
Juror No. 4, arguing that “Alternate Juror No. 4 was a less
desirable juror for the state, by virtue of her general opposition
to the death penalty.” However, despite expressing opposition
to the death penalty in general, elsewhere in her questionnaire
and during questioning by the prosecutor, Alternate Juror No. 4
indicated she would be able to listen to all of the evidence and
honestly consider the death penalty; she also listed crimes she
considered to be worthy of the death penalty. Furthermore, like
Juror Nos. 8 and 12, and unlike Lisa B., Alternate Juror No. 4
did not express any difficulty passing judgment on others. In
response to question 59 on the jury questionnaire addressing
her feelings towards jury service, Alternate Juror No. 4
answered “I feel [it] is my civic responsibility to serve as a juror.”
In response to question 68 regarding whether she had any moral
or religious feelings making it difficult to judge another, she
checked “No.”
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problem” with imposing the death penalty if the evidence so
justified. She repeatedly stated that her decision would be
based on the evidence. Juror No. 12, similar to Juror No. 8,
responded to question 59 by explaining that she believed it was
her “civic duty” to serve on a jury. She likewise checked “No,”
in response to question 68. During Hovey voir dire, Juror No. 12
confirmed that she was “neutral” on the death penalty and
“would be fair and impartial to both sides and wait to hear the
evidence from both sides before making a decision.” During
general voir dire, Juror No. 12 stated, “I have a job to do, a job
to listen to all the evidence before I make a judgment on this.”
On this record, a comparative juror analysis does not change our
conclusion that substantial evidence supports the trial court’s
ruling.9
B. Pre-Trial and Guilt Phase Issues
1. The Trial Court Properly Denied Defendant’s
Motion to Dismiss for Pre-charging Delay
Defendant contends the trial court erroneously denied his
motion to dismiss the charges for prejudicial pre-charging delay.
We disagree.
a. Background
Before trial, defendant moved to dismiss the case because
of the 27-month delay in bringing the charges against him. In
9
Defendant unpersuasively highlights that several other
prospective and seated jurors “expressed a desire not to serve,”
but were retained by the prosecutor. But defendant points to
jurors who expressed a desire not to serve for more general
reasons, like feelings of nervousness or worries over being
inconvenienced by a long trial. By contrast, Lisa B. expressed a
specific reluctance to pass judgment on another person.
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his motion, he contended that two critical defense witnesses died
during that timeframe and the District Attorney proffered no
justification for defendant’s delayed indictment. In a
declaration attached to the motion, defendant specifically
averred that inmates Cruz and Hogan,10 who were at Calipatria
State Prison the night of Richmond’s death, would have
corroborated his version of events: “Inmate Cruz would have
provided testimony that inmate Richmond was in fact the
aggressor in this case, that Richmond was given an order to kill
me, and that I was the victim of an imminent violent attack on
the night in question. . . . [¶] Inmate Hogan, like inmate Cruz,
would have also testified that my cellmate, inmate Richmond,
was given an order to kill me. Mr. Hogan would have testified
that he had personal knowledge that Mr. Richmond planned to
kill me and that Mr. Richmond was armed on the night in
question.” Defendant further averred that the delay had
compromised his recollection of the names of other
“witnesses/inmates who knew Richmond was armed on the
night of the incident.” Defense counsel also attached a
newspaper article to the dismissal motion, in which a former
deputy district attorney was quoted as saying with respect to
defendant’s case, “ ‘The reason we were so deliberate in this case
is we had the time given the uniqueness of this case. By that, I
mean he is an inmate who is not going anywhere.’ ” Defendant
argued that the prosecution’s “intentional delay” based on his
status as a prison inmate violated his right to due process and
was an insufficient justification to overcome the prejudice
defendant suffered from the delay.
10
No first names are provided for inmates Cruz and Hogan.
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In their response, the People asserted that defendant did
not meet his burden of showing actual prejudice — his “mere
conclusory statements in the form of affidavits” did not suffice.
With the agreement of the parties, the trial court deferred
ruling on the dismissal motion until after the guilt phase
evidence was presented. After the guilt phase concluded,
defense counsel requested a ruling, reiterating the arguments
made in his written motion. He underscored that the now
deceased inmates, Cruz and Hogan, would have given critical
testimony in support of defendant’s self-defense testimony.
With respect to the claim that they would have testified a knife
was sent into defendant’s cell on the evening of Richmond’s
death, defense counsel acknowledged, “Now, I realize that
[defendant] flushed that weapon down the toilet and in a sense
created some of the problems himself.” But defense counsel
asserted that defendant made a prima facie showing of prejudice
from the pre-charging delay and that the delay resulted from
defendant’s status as a “known life inmate,” not from any good
cause. The prosecutor submitted without argument.
The trial court denied the motion, explaining “Well, I wish
it [the motion] had been filed sooner. But under the
circumstances, I’m going to deny the motion. So it’s all done
within the statute of limitations. There is no statute of
limitations for this offense. It’s not that uncommon to see them
brought to trial years after the event.” Defense counsel
reminded the court that the parties and the court agreed to defer
a decision on the motion until after the close of the guilt phase
evidence. The trial court further opined that “[s]ome of the
things you’re alleging that Mr. Cruz would have said would have
been cumulative even if that were true.” Defense counsel
questioned how it could be “cumulative,” and the trial court said,
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“We had other testimony of the same effect as I recall.” Defense
counsel asserted that if the court found a prima facie showing,
then the prosecution had to justify the delay. The prosecutor
explained that all he knew was that “it went by way of an
indictment. And it took them approximately two years to get
him indicted. That’s all I know.” The prosecutor, in his almost
five years of experience, had “never seen a murder case come to
trial within two years.”
At the end of trial, defendant filed a motion for a new trial,
in which he renewed his claim that the pre-charging delay
violated his due process rights. Defense counsel asserted that,
“[b]y [his] unrebutted declaration,” defendant had established a
prima facie case of prejudice, shifting the burden to the
prosecution to justify the delay. The People referred the trial
court back to their opposition to defendant’s unsuccessful
“motion to dismiss on this issue.” The trial court denied the
motion without any discussion of the issue.
b. Analysis
“ ‘The due process clauses of the Fifth and Fourteenth
Amendments to the United States Constitution and article I,
section 15 of the California Constitution protect a defendant
from the prejudicial effects of lengthy, unjustified delay between
the commission of a crime and the defendant’s arrest and
charging.’ [Citation.] A defendant seeking to dismiss a charge
on this ground must first demonstrate prejudice arising from the
delay, ‘such as by showing the loss of a material witness or other
missing evidence, or fading memory caused by the lapse of time.’
(People v. Abel (2012) 53 Cal.4th 891, 908.) ‘ “The prosecution
may offer justification for the delay, and the court considering a
motion to dismiss balances the harm to the defendant against
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the justification for the delay.” ’ (People v. Nelson (2008)
43 Cal.4th 1242, 1250, quoting People v. Catlin (2001)
26 Cal.4th 81, 107.) However, ‘[i]f the defendant fails to meet
his or her burden of showing prejudice, there is no need to
determine whether the delay was justified.’ ” (People v. Mataele
(2022) 13 Cal.5th 372, 406 (Mataele).) “ ‘ “In the balancing
process, the defendant has the initial burden of showing some
prejudice before the prosecution is required to offer any reason
for the delay [citations]. The showing of prejudice requires some
evidence and cannot be presumed. [Citations.]” ’ [Citation.]”
(People v. Alexander (2010) 49 Cal.4th 846, 874.) “ ‘[W]hether
the delay was negligent or purposeful is relevant to the
balancing process. Purposeful delay to gain an advantage is
totally unjustified, and a relatively weak showing of prejudice
would suffice to tip the scales towards finding a due process
violation. If the delay was merely negligent, a greater showing
of prejudice would be required to establish a due process
violation.’ [Citation.] ‘The justification for the delay is strong
when there is “investigative delay, [and] nothing else.” ’
[Citation.] ‘A court should not second-guess the prosecution’s
decision regarding whether sufficient evidence exists to warrant
bringing charges.’ ” (Mataele, supra, 13 Cal.5th at p. 406.) We
review a trial court’s ruling on a motion to dismiss for pre-
charging delay for abuse of discretion and defer to any factual
findings supported by substantial evidence. (See id. at p. 407.)
“Because the trial court deferred ruling on defendant’s motion
to dismiss until after the [guilt phase evidence had been
presented], we will consider all evidence that was before the
court up to that time.” (Ibid.)
The trial court did not abuse its discretion by denying
defendant’s motion to dismiss. Defendant fails to demonstrate
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that the 27-month interval between Richmond’s death and the
filing of the indictment against him resulted in actual prejudice.
While he asserts that inmates Cruz and Hogan would have
provided exonerating information, defendant does not explain
how he had any knowledge of what Cruz and Hogan would have
said; in his declaration, he does not assert he knew them, spoke
with them, or interacted with them. Absent any facts as to the
basis of defendant’s personal knowledge, defendant’s conclusory
declaration, made only “to the best of [his] knowledge,
information and belief,” that inmates Cruz and Hogan would
have testified in accordance with his defense is, alone,
inadequate to establish actual prejudice. (See People v. Manzo
(2023) 96 Cal.App.5th 538, 541 [“[t]he showing of actual
prejudice must be made on competent evidence and ‘must be
supported by particular facts and not . . . by bare conclusionary
statements’ ”]; cf. Bowden v. Robinson (1977) 67 Cal.App.3d 705,
719–720 [“The phrase ‘[t]o the best of my knowledge’ ” did not
establish the declarant’s personal knowledge and “implies that
the declarant’s statement is based on something similar to
information and belief” — statements within the declaration
were “not admissible evidence of which declarant had personal
knowledge”].) Nor does defendant persuade that he was
prejudiced from his own fading memory resulting from the
charging delay. Defendant was able to testify in great detail
about events leading up to, and on, the night of Richmond’s
death and his vague assertion that the delay had compromised
his recollection of the names of other “witnesses/inmates who
knew Richmond was armed on the night of the incident” is
inadequate to establish prejudice. (See Abel, supra, 53 Cal.4th
at p. 909 [rejecting the defendant’s similar claim that a pre-
charging delay prejudicially affected his memory where the
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record reflected that he “had detailed recall of events occurring
on or near” the date the alleged offense took place].) We
therefore do not need to consider whether the prosecution’s pre-
charging delay was justified. (See Mataele, supra, 13 Cal.5th at
p. 406.) While we conclude the trial court did not abuse its
discretion, because the court’s remarks did not address the issue
of prejudice, we take this opportunity to emphasize that trial
courts should make a clear record of their rulings in this context
so as to aid appellate review.
2. Prosecutorial Misconduct: Communications with
Defendant
Defendant contends the prosecutor’s communications with
defendant, outside the presence of defense counsel, constituted
prejudicial misconduct requiring the trial court to grant both his
motion for acquittal and his motion for a new trial.
a. Background
Prior to trial, the trial court sealed the transcripts of the
grand jury proceedings in defendant’s case. In doing so, the trial
court noted the rarity of capital cases in Imperial County, the
small jury pool, and the desire to guard against widespread and
“inflammatory” pretrial publicity. The parties also stipulated to
a “gag order” upon the trial court’s suggestion. That order
prohibited, inter alia, the parties, witnesses, and attorneys from
“releas[ing] for public dissemination any statement of defendant
or witnesses, documents or exhibits, or any evidence admissible
or inadmissible about this case, nor express for public
dissemination any weight, value or effect of such evidence.”
On November 20, 2003, before opening statements in the
guilt phase of defendant’s trial, the trial court instructed jurors
not to “read or listen to any accounts or discussions of the case
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reported by the newspapers or other news media including
radio, television, the internet, or any other electronic source.”
On December 2, 2003, the trial court again admonished jurors
“not to read, listen to, or view any media accounts of the
proceedings in this trial.”
On December 4, 2003, outside the presence of the jury,
defense counsel called the court’s attention to an article about
defendant’s case printed the previous day in the Imperial Valley
Press. The article was lodged in evidence. It described “an
interchange between” defendant and the prosecutor occurring
on December 2nd in the absence of defense counsel. The article,
by reporter Mike Salorio, described defendant’s case and
summarized trial testimony from Correctional Officers Wysocki
and Avila. It then described an interaction between defendant
and the prosecutor as follows, “Barrett exchanged remarks
during a break in the proceedings with Imperial County Deputy
District Attorney Wayne Robinson, who is prosecuting the case.
Barrett asked Robinson if he was attempting to get a death
penalty conviction so he could run for political office. [¶] ‘Do you
have any political aspirations?’ asked Barrett. [¶] ‘No comment,’
said Robinson. [¶] Barrett then criticized the DA’s Office for
taking nearly eight years before finally bringing a trial against
him. [¶] ‘Hey, how long did it take the Board of Supervisors to
realize the state would give them money for this murder trial?’
asked Barrett. [¶] Barrett then criticized the DA’s Office for not
being able to get a first-degree murder conviction in the recent
trial of Pedro Archuleta for the murder of 15-year-old Jovita
Becerra. [¶] ‘How is that justice?’ asked Barrett. [¶] ‘You’re
forgetting about your past, Mr. Barrett. You were a 17 year old
who killed someone with a dumbbell,’ said Robinson. [¶] ‘I don’t
dispute that,’ responded Barrett. [¶] At the break’s end, Barrett
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asked Robinson to stir up the proceedings. [¶] ‘Maybe you can
agitate one of the witnesses, Mr. Robinson, and liven things up
a little bit,’ said Barrett.”
Since the exchange involved defendant’s prior murder
conviction, evidence of which was not admissible during the
guilt phase of defendant’s trial, defense counsel asked the trial
court to find that the prosecutor committed prejudicial
misconduct. As a remedy, defense counsel asked the trial court
to dismiss the case or strike the special circumstance allegation.
Defense counsel did not ask for a mistrial since the court
indicated it would not “do a hovey [sic] voir dire again” and “[w]e
feel we got, probably, the finest jury selection in this case on both
sides any counsel could get.” Defense counsel asked the court to
poll jurors “individually as to whether or not they saw the
article” and “whether anybody talked to them about the article
or asked them questions about it.” Further, defense counsel
asked “that the jury be admonished not to read specifically the
Imperial Valley Press or look at it for the rest of this trial.” The
trial court deferred ruling on the alleged misconduct but
proceeded to question the jurors about the article.
When the jurors returned to the courtroom, the trial court
explained, “As you recall, on numerous occasions throughout the
trial and jury selection, and specifically in the last couple of days
I advised everybody not to read, listen to or view any media or
news accounts of this case. [¶] Now, last night in the Imperial
Valley Press the case was the headline item, and I’m going to
have to ask each one of you individually.” The trial court asked
each juror individually whether they had read the article, and
each replied in the negative. The trial court then ordered jurors
not to read the Imperial Valley Press for the duration of
defendant’s trial. The trial judge explained, “I can’t have jurors
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reading the newspaper reporter’s interpretation of what goes
on,” and then thanked jurors for following his prior instruction
not to read media sources. When collectively asked whether
anyone tried to discuss the article with them, no juror answered
affirmatively. Juror No. 6 then stated that her husband told her
“there was an article,” but the couple “didn’t discuss it.” The
trial court thanked jurors again, and then had the prosecutor
call his next witness.
On December 16, 2003, after the prosecution presented its
case-in chief, defense counsel reraised his previously unresolved
allegation of prosecutorial misconduct as part of his motion for
acquittal pursuant to section 1118.1. Defense counsel cited
California Rules of Professional Conduct former Rule 2-100,11
prohibiting a lawyer representing a client in a matter from
communicating with a party represented by a different attorney
in the matter absent the attorney’s consent. Defense counsel
asked the trial court to impose sanctions for the prosecutor’s “ex
parte communication” with defendant in front of the reporter.
In terms of appropriate sanctions, the defense proposed the trial
court could dismiss the case, strike the death penalty and prior
murder enhancements, cite the prosecutor, and/or disqualify
him and the entire District Attorney’s Office.
The trial court heard the motion the same day. At the
outset, the trial court “want[ed] the record to be clear here for
any reviewing court that this was — all happened out of the
presence of the jurors.” The trial court could not find “a single
case” of prosecutorial misconduct occurring outside the presence
11
Those rules were revised and renumbered effective
November 1, 2018. The substance of former Rule 2-100 relied
upon here became Rule 4.2(a) of the revised Rules.
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of the trier of fact. Defense counsel referred to civil cases and
emphasized, among the other requested sanctions, the need to
remove the prosecutor from the case in the interest of
defendant’s constitutional rights since his conversation with
defendant concerned a special circumstance and potential
penalty phase evidence.
The prosecutor, Mr. Robinson, responded that there could
be no constitutional violation since he did not ask defendant a
single question; he only responded to defendant’s questions.
Robinson underscored that the jurors all denied reading the
article.
The trial court found there was no actual harm because all
jurors, under oath, indicated they had not read the article. The
court noted that it had openly observed “friendly banter” on
occasion between defendant and the bailiff, the transportation
officers, and even Robinson, with defense counsel present at
times. The trial court remarked, “Maybe I should have said
something then,” and acknowledged “these kinds of mistakes
can happen if we’re not very diligent.” Ultimately, because the
trial court could “find absolutely no harm that has occurred
because of this and because the initial conversation was
instituted by Mr. Barrett, I’m not going to propose any sanctions
except to admonish Mr. Robinson. [¶] For God’s sake, don’t do
that again. All right?”
While accepting the admonishment, Robinson pointed out
that defendant was talking to the reporter throughout the
break, only towards the end of which he directed questions
towards Robinson about his political aspirations. Robinson said
he was initially nonresponsive but responded after defendant
persisted. The trial court reminded Robinson that defendant “is
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not an officer of the court. He’s not held to knowledge of the
ethical canons about communication. You are. [¶] So that’s why
I’m going to go ahead and just make this an admonishment.
Don’t do it again.” The trial court explained that everyone was
going to have to be very careful going forward about what they
say and who may hear it.
Prior to the start of the penalty phase, defendant renewed
his request to exclude “any evidence of the underlying
circumstances of the prior conviction” as a sanction for the
prosecutor’s misconduct, but evidence of Jackson’s murder was
admitted. After the jury returned its death verdict, defendant
unsuccessfully moved for a new trial on several grounds,
including prosecutorial misconduct.
b. Defendant Fails to Show Prejudice
Defendant contends the prosecutor’s communication with
defendant, outside of defense counsel’s presence, was
misconduct in violation of defendant’s constitutional rights to
counsel, due process, an impartial jury, a reliable death
judgment, and the right against self-incrimination, as well as a
violation of the ethical rules applicable to attorneys. He asserts
that the trial court’s failure to impose any sanction for the
misconduct was prejudicial error requiring reversal of his
convictions or, at the very least, his death sentence.
“ ‘To constitute a violation of the federal Constitution,
prosecutorial misconduct must “ ‘ “so infect[] the trial with
unfairness as to make the resulting conviction a denial of due
process.” ’ ” [Citations.] Conduct by a prosecutor that does not
render a criminal trial fundamentally unfair is prosecutorial
misconduct under state law only if it involves “ ‘the use of
deceptive or reprehensible methods to attempt to persuade
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either the court or the jury.’ ” ’ (People v. Benavides (2005)
35 Cal.4th 69, 108.)” (People v. Camacho (2022) 14 Cal.5th 77,
126, italics added (Camacho).)
Here, where the alleged prosecutorial misconduct
occurred outside the presence of the jury and the jurors
expressly denied reading the article in question, the trial court
soundly concluded the fairness of defendant’s trial proceedings
was not compromised. Therefore, defendant has not
demonstrated prosecutorial misconduct under the federal
standard. However, similar to the trial court, we will assume
that the prosecutor’s conversation with defendant in front of a
reporter was misconduct under state law.12 Nevertheless,
defendant is not entitled to any relief. “In order to be entitled to
relief under state law, defendant must show that the challenged
conduct raised a reasonable likelihood of a more favorable
verdict.” (People v. Blacksher (2011) 52 Cal.4th 769, 828, fn. 35
(Blacksher).) Defendant unpersuasively contends the trial court
should not have credited jurors’ representations that they did
not read any articles about the case because the case received
widespread publicity. But, “[a]bsent a contrary indication in the
record, it must be assumed the jury followed its instruction to
avoid all publicity in the case.” (People v. Pride (1992) 3 Cal.4th
195, 226.) Here, we need not just assume the jurors avoided
publicity about the trial. Prior to the publication of the article
at issue, the trial court twice admonished jurors not to read any
newspaper accounts of the case and the record contains
12
The trial court also reminded the prosecutor that he had a
duty to uphold the “ethical canons about communication.”
Former Rule 2-100 (now Rule 4.2) prohibits ex parte
communications with represented parties “about the subject of
the representation” absent the consent of the parties’ lawyer.
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affirmative assurances from jurors that they did not read the
article in question nor discuss it with anyone. Defendant
further argues that the prosecutor’s conduct could have had “a
chilling effect on counsels’ efforts to vigorously represent their
client,” as defense counsel may have been hesitant to have
“frank conversations with their client in the courthouse” or may
have prepared less effectively during breaks for fear of leaving
defendant unaccompanied. These speculative claims are
unpersuasive. In sum, defendant fails to show that the
prosecutor’s misconduct affected the jury’s verdict.
3. The Trial Court Properly Admitted Evidence Under
Evidence Code Section 1103
Defendant argues that the trial court misinterpreted
Evidence Code section 1103, and violated his constitutional
rights, when it permitted the prosecution to introduce evidence
of defendant’s violent character during the guilt phase of trial,
after defendant testified about Richmond’s prison rules
violations. Defendant asserts that his testimony about
Richmond’s in-prison weapons possession and gassing of a
correctional officer should not have opened the door for
admission of evidence of his violent character under section
1103 because his testimony was not meant to characterize
Richmond as a violent person. (See Evid. Code, § 1103, subds.
(a)(2), (b).) Furthermore, defendant asserts the error in
admitting evidence of his prior violent acts was compounded by
the trial court’s inadequate prejudice analysis thereof under
Evidence Code section 352 and its instructions to the jury.
a. Background
On December 18, 2003, prior to putting on the defense
case, defense counsel explained his intent to introduce evidence
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of Richmond’s commitment crimes and defendant’s knowledge
of Richmond’s prior in-prison bad acts to counter the
prosecution’s theory “that Mr. Richmond was . . . somebody that
the other people in his particular gang or culture would want to
have taken out.” In other words, Richmond had proven himself
to be trustworthy to other White inmates by engaging in prison
misconduct and there was no reason to kill him. The prosecutor
responded that, if the defense attacked Richmond’s character,
then “under 1103 I should be able to attack Mr. Barrett’s
character through 115s.” Defense counsel underscored, “we’re
not introducing the evidence to show he’s a bad character in the
sense that he acted in conformity with his bad character. We’re
just showing that in the prison environment that he was a
respected person . . . .” The trial court decided “to wait and see
what happens,” and deferred ruling on the admissibility of
Richmond’s and defendant’s uncharged misconduct and crimes.
In his opening statement, defense counsel said: “Mr.
Richmond has been taken to another cell and has another cellie.
During the time he’s with that cellie he gets caught with
weapons, gets drunk, and he gases a CO. And I’m not saying it’s
anything to imply that that’s unusual but that — or to imply
that he’s a villain, but only to put in balance that he’s not an
innocent either.”
Later that day, defense counsel called Vialpando, the case
records analyst at Calipatria, as his first witness. Vialpando
testified that Richmond was convicted of four prior “strike”
offenses, including three convictions for second degree robbery
and one conviction for burglary. Regarding Richmond’s robbery
convictions, defense counsel asked Vialpando, “robbery, even
second degree, is by force or fear of violence; is that correct?”
When Vialpando replied that second degree robbery is a serious
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felony, but not a violent offense, counsel replied, “it’s threat-
related, but it’s taking from the presence of somebody or the
person of somebody; is that correct?” Vialpando replied,
“Correct sir.”
The defense subsequently called defendant to the stand.
Defendant testified that Richmond told him he was in Ad Seg
because an officer found knives in his pants during a cell search.
Defendant said that he and Richmond discussed bringing
weapons to the yard for protection. The prosecutor objected on
hearsay grounds, and the trial court sustained the objection.
Defense counsel argued in response that he was not introducing
the conversation between defendant and Richmond for its truth,
“but to explain why [defendant] had respect for this.” The trial
court observed, “It isn’t really used for the truth in a lot of ways.
But when you get a whole bunch of stuff out there that you’re
not using it for the truth, it’s hard to unring the bell. The jury
is going to remember that.” Defense counsel queried how the
jury would otherwise learn that defendant trusted Richmond.
The trial court suggested more direct inquiries, like “ ‘How did
you feel about him?’ ” Defense counsel continued with questions
about defendant and Richmond trying to bring a weapon to the
yard.
Defendant later explained that he and Richmond were
both cited for a rule violation for “flooding the cell.” Richmond
and defendant were thereafter placed in separate cells. Defense
counsel inquired whether Richmond partook in any noteworthy
activities while he was apart from defendant. Defendant
responded, “Cell extraction, gassing a couple of correctional
officers, got caught with a weapon during cell extraction.” The
trial court struck the cell extraction and weapon possession
testimony upon the prosecutor’s motion because defendant did
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not witness these incidents. Defense counsel then asked
defendant whether Richmond admitted these transgressions to
him, and defendant confirmed he did; the trial court thereafter
permitted the jury to consider the testimony about Richmond’s
weapon possession as “an admission against interest.”
Defendant later testified more generally about how he and
Richmond “got along pretty good.” Richmond assisted defendant
in making his weapon from the desk in the cell. At some point,
defendant had Richmond “stop sharpening [the knife] because
[he] became suspicious of [Richmond’s] activities” when
Richmond started receiving kites and not showing them to him.
Defendant then started detailing how Richmond received an
unwrapped knife in their shared cell shortly before his death.
During a break in defendant’s testimony, the trial court
turned back to the Evidence Code section 1103 question. The
judge advised defense counsel, “you’ve gotten into a situation
now, I believe, where [the prosecutor] can introduce evidence of
[defendant’s] violent past activities, including the murder in San
Francisco.” Defense counsel underscored that the only
“assaultive behavior that was talked about was the gassing . . .
[¶] . . . [¶] I don’t know that that establishes character.” The
trial court recognized the importance of the issue to defendant’s
trial and recessed early so that the parties could brief the issue.
The following day, the parties submitted their written
briefs. In support of the admission of the Evidence Code section
1103 evidence against defendant, the People argued that
defendant testified that Richmond “has been involved in acts of
violence, which includes possessing weapon [sic], gassing
officers, and a forced cell extraction” and “the prosecution should
now be allowed to introduce character evidence of defendant’s
violent propensities.” The People quoted our decision in People
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v. Ramos (1997) 15 Cal.4th 1133, 1173 for the proposition that
weapon possession in a prison environment “ ‘would reasonably
implicate a violent character whether defendant intended to use
the[m] offensively or defensively.’ ”
In their13 brief, defense counsel explained that “[t]he
defense has never ‘offered’ the evidence of Richmond’s bad acts
to show his propensity for violence against [defendant].” Rather,
these acts had “special relevancy” to negate the prosecution’s
theory of motive and demonstrate, consistent with defendant’s
testimony, that defendant would have had no reason to suspect
that “Richmond was a ‘snitch’ cooperating with the authorities
by telling on other inmates.” Defense counsel asserted, “[a]t
most, the prosecution would be entitled [to] an instruction that
evidence of Richmond’s ‘misconduct’ is limited to supporting an
inference that [defendant] would have no knowledge or reason
to believe Richmond gave up weapons or was a snitch[.]”
Finally, defense counsel objected on Evidence Code section 352
grounds that there was “great danger of undue prejudice in
admitting evidence under 1103(b).”
The trial court also heard argument from the parties.
Defense counsel asked the court to read Evidence Code section
1103 again and reiterated that there was “no offer to prove”
Richmond’s character for violence. The court responded, “Well,
it certainly wasn’t limited in any way when it came in.” The
prosecutor asserted, “Your Honor, it’s clear that the defense has
brought in the evidence against Mr. Richmond’s past for a
13
Defendant was represented by two attorneys at trial, one
who acted as the lead attorney and the other as second chair.
Defense counsel will be referred to in the singular unless
otherwise necessary for clarity.
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multiple number of reasons. And so it is being offered — I don’t
care what they say. It is being offered to attack Mr. Richmond’s
character. There is no other interpretation the jury is going to
get from that . . . . [¶] So now it’s my turn to be able to go after
[defendant].” The prosecutor explained that he did not intend
to bring in defendant’s prior murder conviction but wished to
introduce his other uncharged acts of violence. The court
agreed, “This evidence comes in for multiple purposes. You can’t
sanitize it. You just can’t do it, not this type of evidence. [¶] . . .
I’m going to let everything in but the murder under 352.”
Defense counsel repeated that Richmond’s misconduct
was never offered to prove his bad character. The trial court
replied, “Well, look. I’m going to say it appears to me that that
evidence was offered for multiple purposes . . . . It certainly is
going to have the effect on the jury that they’re going to think
[defendant] reasonably feared for his life because of Mr.
Richmond’s alleged violent character of gassing people, carrying
inmate manufactured weapons. It’s just too clear in that regard.
I can’t avoid section 1103-B.” The trial court continued, “The
jury is going to understand that [defendant] is now faced with a
violent Mr. Richmond who is receiving mysterious notes and
some sort of weapon. It’s just there.” The judge, however,
postponed his final ruling to think about the issue more.
When the parties and the trial court revisited the issue,
defense counsel again argued against the admission of any of
defendant’s uncharged violent acts and submitted that the court
could otherwise strike defendant’s testimony or provide a
limiting instruction. The trial court ruled that the prosecution
could introduce evidence of defendant’s prior violent acts, “this
is a tough call, and I don’t like to do it. The evidence wasn’t
limited when it went in. It would be too late to do it now.”
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When the jury returned to the courtroom, the trial court
gave an instruction addressing the anticipated evidence against
defendant: “At this time, [the prosecutor] is going to be seeking
to elicit testimony with — that can only be used by you pursuant
to the Evidence Code to show whether or not [defendant] has a
character for violence or a trait of character for violence. It
cannot be used to show he has a propensity to commit violent
crimes.” The trial court refused defense counsel’s request to
instruct the jury that defendant’s testimony “of the conduct of
Mr. Richmond in connection with holding weapons, going to the
yard with weapons, and gassing [correctional officers] was for
the limited purpose of showing that [defendant] had no
knowledge that he had [snitched].”
During his cross-examination of defendant, and over
defense counsel’s continuing objections, the prosecutor elicited
evidence of several violent acts (spanning from 1995 to 2003)
committed by defendant, including multiple assaults upon other
inmates and various weapon possession incidents (see ante, at
p. 12). The trial court cut the prosecutor off at the point at which
the evidence was becoming “cumulative.”
b. Analysis
Evidence of a person’s character is generally inadmissible
“to prove his or her conduct on a specified occasion” (Evid. Code,
§ 1101, subd. (a)), but it is admissible to prove some other fact,
such as opportunity or intent. (Evid. Code, § 1101, subd. (b).)
However, an exception to this general rule is that a criminal
defendant may offer evidence of the victim’s “character or a trait
of character (in the form of an opinion, evidence of reputation,
or evidence of specific instances of conduct)” in order “to prove
conduct of the victim in conformity with the character or trait of
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character.”14 (Evid. Code, § 1103, subd. (a)(1).) But if a
defendant chooses to introduce such evidence about the victim,
then the prosecution may rebut such evidence with evidence of
the defendant’s own character. (Evid. Code, § 1103, subd. (a)(2).)
Specific to violent character evidence, pursuant to Evidence
Code section 1103, subdivision (b), if “a defendant offers
evidence to establish that the victim was a violent person,
thereby inviting the jury to infer that the victim acted violently
during the events in question, then the prosecution is permitted
to introduce evidence demonstrating that . . . the defendant was
a violent person, from which the jury might infer it was the
defendant who acted violently.” (People v. Fuiava (2012)
53 Cal.4th 622, 696 (Fuiava).) Even if evidence of a defendant’s
character is made admissible under Evidence Code section 1103,
a trial court may still exclude it under Evidence Code section
352 if “its probative value is substantially outweighed by the
probability that its admission will (a) necessitate undue
consumption of time or (b) create substantial danger of undue
prejudice, of confusing the issues, or of misleading the jury.”
(See People v. Gutierrez (2009) 45 Cal.4th 789, 808 (Gutierrez I).)
We review the trial court’s ruling admitting evidence under
Evidence Code sections 1103 and 352 for abuse of discretion.
(People v. Cox (2003) 30 Cal.4th 916, 955.)
Here, defendant contends the trial court misinterpreted
Evidence Code section 1103 and did so in a manner that violated
his constitutional rights. Defendant repeats his argument
before the trial court that he never offered “evidence of
Richmond’s misconduct to show that he had a violent character
14
Except as limited in sex offense cases. (See Evid. Code,
§ 1103, subd. (c)(1).)
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and therefore was the aggressor on the night he died.” The
evidence was merely meant to show defendant’s “state of mind
and to counter the prosecution’s theory of murder.” In other
words, defendant insists he never “opened the door” for the
prosecution to present evidence of his violent character.
On the record before it, the trial court could reasonably
conclude that defense counsel presented evidence of Richmond’s
misconduct to show he was a violent person. As noted, during
his opening statement, defense counsel said: “Mr. Richmond has
been taken to another cell and has another cellie. During the
time he’s with that cellie he gets caught with weapons, gets
drunk, and he gases a CO. And I’m not saying it’s anything to
imply that that’s unusual but that — or to imply that he’s a
villain, but only to put in balance that he’s not an innocent
either.” While questioning Vialpando about Richmond’s robbery
conviction, defense counsel asked, “robbery, even second degree,
is by force or fear of violence; is that correct?” When Vialpando
replied that second degree robbery is a serious felony, but not a
violent offense, counsel replied, “it’s threat-related, but it’s
taking from the presence of somebody or the person of somebody;
is that correct?” Vialpando replied, “Correct sir.” These
arguments and inquiries seem aimed at portraying Richmond
as violent. On this record, the trial court did not have to accept
defense counsel’s representation that the evidence of
Richmond’s misconduct was admitted solely for purposes of
establishing defendant’s state of mind. The defense’s theory was
that defendant acted in self-defense after Richmond received an
unwrapped knife and attacked him, and the jury had evidence
before it that Richmond previously possessed a weapon and
gassed an officer, i.e., evidence showing that Richmond might
have acted in conformity with his prior violent behavior on the
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night of his death and been the aggressor. As defense counsel
argued, Richmond was “not an innocent.” Thus, the trial court
reasonably concluded the evidence of Richmond’s misconduct
served “multiple purposes” and it would have been improper to
give a limiting instruction to prevent jurors from considering it
as evidence of Richmond’s violent character. Moreover, the trial
court advised defense counsel, prior to the start of the defense
case, that it was going to wait to rule on whether evidence of
Richmond’s misconduct would open the door to rebuttal
evidence of defendant’s misconduct, but defense counsel
proceeded to elicit information about Richmond’s violent
character without waiting for a ruling. Under these
circumstances, the trial court did not abuse its discretion by
allowing the prosecutor to rebut such evidence with evidence of
defendant’s own violent character.15
15
In his second supplemental brief, defendant claims for the
first time that he received ineffective assistance of counsel as an
alternative claim to his argument that the trial court erred
when it permitted the prosecution to admit evidence of his prior
violent acts under Evidence Code section 1103, subdivision (b).
However, as the record reflects, defense counsel’s purpose for
eliciting evidence of Richmond’s prior violent conduct was to
contradict the prosecution’s motive theory. In doing so, defense
counsel risked opening the door to evidence of defendant’s prior
violent conduct. Defendant asserts the trial court induced
defense counsel’s ineffective choice by changing its ruling on the
Evidence Code section 1103 issue, but the record shows the court
did not definitively rule that it would not let in rebuttal evidence
if defense counsel presented evidence of Richmond’s violent acts
and defense counsel presented the evidence without waiting for
a ruling. On the present record, defendant’s belated claim of
court-induced ineffectiveness does not merit our consideration.
(See People v. Carrasco (2014) 59 Cal.4th 924, 990 [new theory
of ineffective assistance raised for first time at oral argument
and in subsequent supplemental reply brief is forfeited].)
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Nor did the trial court abuse its discretion under Evidence
Code section 352 by admitting this evidence, which defendant
contends was “marginally probative and highly prejudicial.”
“The prejudice which exclusion of evidence under Evidence Code
section 352 is designed to avoid is not the prejudice or damage
to a defense that naturally flows from relevant, highly probative
evidence. ‘[A]ll evidence which tends to prove guilt is prejudicial
or damaging to the defendant’s case. The stronger the evidence,
the more it is “prejudicial.” The “prejudice” referred to in
Evidence Code section 352 applies to evidence which uniquely
tends to evoke an emotional bias against the defendant as an
individual and which has very little effect on the issues. In
applying section 352, “prejudicial” is not synonymous with
“damaging.” ’ ” (People v. Karis (1988) 46 Cal.3d. 612, 638,
italics added.) Defendant’s own violent character in this self-
defense case was made highly relevant after the defense’s
presentation of evidence that Richmond possessed a weapon and
gassed a guard. Moreover, the trial court cabined the evidence
of defendant’s violent character, excluding evidence of his prior
murder conviction and cutting off the prosecution’s presentation
of evidence at the point it risked becoming cumulative. Nor did
the evidence “necessitate undue consumption of time” (Evid.
Code, § 352), as it was efficiently presented through defendant’s
own testimony. On this record, defendant fails to show the trial
court exercised its discretion “ ‘ “ ‘in an arbitrary, capricious or
patently absurd manner that resulted in a manifest miscarriage
of justice.’ ” ’ ” (People v. Mora and Rangel (2018) 5 Cal.5th 442,
480 (Mora and Rangel).)
For the same reasons, defendant fails to persuade that the
trial court’s application of Evidence Code section 1103 deprived
him of “his federal and state constitutional rights to due process
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and a fundamentally fair trial, to exercise his privilege against
self-incrimination, to fair notice, and to a reliable capital
proceeding.” “[T]he operation of [Evidence Code] section 1103(b)
is dependent upon a choice made by the defendant, in much the
same way that other strategic choices made by the defense
during a trial will make admissible evidence that otherwise
would have been excluded. [Citation.] It is not fundamentally
unfair to require the defendant to make that choice.” (Fuiava,
supra, 53 Cal.4th at p. 698; see also id. at p. 700 [Evidence Code
section 1103, subdivision (b) does not violate “any fundamental
constitutional principle of fairness and justice”].) Having chosen
to present evidence of Richmond’s violent misconduct,
defendant’s claims of constitutional error fail.
4. The Trial Court’s Instructions Addressing the
Evidence Code Section 1103, Subdivision (b)
Evidence Accurately Explained the Law
Defendant asserts the trial court’s jury instructions
addressing the violent character evidence (see Evid. Code,
§ 1103, subd. (b)) were erroneous in various respects. We
conclude there either was no error in the instructions, or any
error was harmless.
a. Background
As previously noted, before permitting the prosecutor to
question defendant about his prior acts of violence, the trial
court instructed the jurors that the evidence “can only be used
by you pursuant to the Evidence Code to show whether or not
[defendant] has a character for violence or a trait of character
for violence. It cannot be used to show he has a propensity to
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commit violent crimes.”16 Before the jury’s guilt phase
deliberations, and following extended discussions with the
parties, the trial court instructed the jury on the prior crimes
evidence with CALJIC Nos. 2.09, 2.50.2, and a modified version
of 2.50.
As modified, CALJIC No. 2.50 (Evidence of Other Crimes)
read: “Evidence has been introduced for the purpose of showing
that the defendant committed crimes other than that for which
he is on trial. [¶] Except as you will otherwise be instructed,
this evidence, if believed, may be considered by you for the
limited purpose of determining if it tends to show: [¶] The
existence of the intent which is a necessary element of the crime
charged; [¶] The defendant had knowledge or possessed the
means that might have been useful or necessary for the
commission of the crime charged; [¶] For the limited purpose for
which you may consider such evidence, you must weigh it in the
same manner as you do all other evidence in the case. You are
not permitted to consider such evidence for any other purpose.”
CALJIC No. 2.09 (Evidence Limited As To Purpose) read,
“Certain evidence was admitted for a limited purpose. [¶] At the
time this evidence was admitted you were instructed that it
could not be considered by you for any purpose other than the
limited purpose for which it was admitted. [¶] Do not consider
16
At the time of defendant’s trial, and “[t]o appellant’s
knowledge, neither CALJIC nor CALCRIM include[d] standard
jury instructions relating to Evidence Code section 1103.” In
March 2023, CALCRIM No. 352 (Character of Victim and of
Defendant) was added to the California Criminal Jury
Instructions; it addresses character evidence admitted under
Evidence Code section 1103.
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this evidence for any purpose except the limited purpose for
which it was admitted.”
CALJIC No. 2.50.2 (Definition Of Preponderance Of The
Evidence) read: “ ‘Preponderance of the evidence’ means
evidence that has more convincing force than that opposed to it.
If the evidence is so evenly balanced that you are unable to find
that the evidence on either side of an issue preponderates, your
finding on that issue must be against the party who had the
burden of proving it. [¶] You should consider all of the evidence
bearing upon every issue regardless of who produced it.”
The trial court did not instruct the jury with CALJIC No.
2.50.1, which would have told jurors that the prosecution must
prove a defendant committed other crimes for which he or she is
not on trial by a preponderance of the evidence. Nor did the trial
court give any of the special instructions related to Evidence
Code section 1103, subdivision (b) requested by defense counsel.
Defense counsel had proposed, inter alia, a special instruction
that would have told jurors: “It is not sufficient to sustain a
conviction on a particular charge to prove that the defendant is
guilty of some other charge or of generally bad and criminal
conduct. But the proof must establish his guilt of the particular
charge in the indictment.”
b. Analysis
First, defendant alleges the trial court’s instructions
“unfairly permitted the jury to consider other crimes evidence in
determining whether [defendant] — but not Richmond — had a
violent character.”
“A defendant is entitled to a pinpoint instruction, upon
request, only when appropriate. [Citation.] ‘Such instructions
relate particular facts to a legal issue in the case or “pinpoint”
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the crux of a defendant’s case . . . . [Citation.] They are required
to be given upon request when there is evidence supportive of
the theory, but they are not required to be given sua sponte.’ ”
(Gutierrez I, supra, 45 Cal.4th at p. 824.) “
Defendant does not contend that he specifically requested
a pinpoint instruction to the effect that Richmond’s prior
violence could be considered as relevant to the question of
whether he acted in conformity therewith on the night of his
death. In the absence of a request, defendant was not entitled
to a pinpoint instruction regarding Richmond’s violent
character, and he cannot complain that the jury instructions
were unfairly lopsided in that regard.17
17
During the parties’ subsequent discussions about how to
instruct the jury, the only special instruction requested by
defense counsel pertaining to the prior crime evidence spoke to
it being insufficient to “establish his guilt of the particular
charge in the indictment.” The trial court refused a requested
special instruction titled “ ‘Other Crimes, Risk of Prejudice,’ ”
deeming it “argumentative,” but told defense counsel he could
“certainly argue that.” Defendant points out that the record on
appeal does not include a complete set of all the special jury
instructions offered by the parties. For purposes of establishing
the record on appeal, the parties signed a “Stipulated Settled
Statement Re Jury Instructions.” In the statement, the parties
explain that defense counsel submitted a second and third
packet of proposed jury instructions, “[o]n January 5, 2004” and
“[o]n January 8, 2004” respectively, that could not be located.
The parties did not recall the content of these proposed
instructions. Both packets were before the trial court when, on
January 8, 2004, it ultimately refused defense counsel’s
proposed “ ‘Other Crimes, Risk of Prejudice’ ” instruction as
argumentative and there is no suggestion in the record that
counsel requested a pinpoint instruction to the effect that
Richmond’s prior violent misconduct could be considered to
demonstrate his character for violence.
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Second, defendant contends the modified CALJIC No. 2.50
instruction was inapplicable to his case because the trial court
did not admit his prison misconduct under section 1101 to show
his intent or knowledge in stabbing Richmond, but instead only
to show his character for violence under section 1103. In his
view, the court’s instructions, by permitting jurors to consider
his prior misconduct for the dual purposes of demonstrating his
intent and knowledge (see Evid. Code, § 1101, subd. (b)) and his
character for violence (id., § 1103, subd. (b)), gave him “the worst
of both worlds.” The People argue that the trial court
“implicitly” admitted the evidence of defendant’s prior
misconduct under Evidence Code section 1101, subdivision (b).
When initially discussing the CALJIC No. 2.50 instruction
with the trial court, including defense counsel’s assertion that
“1101-B was thrown out,” the prosecutor posited, “I don’t
believe, your Honor, that you did eliminate me from bringing in
1101-B evidence. In fact, before we selected the jury, we went
through that. And you were inclined to let it in. And you were
holding off to see how it all panned out during the course of the
trial. [¶] So I just saw another opening under 1103. And that’s
how I proceeded. But 1101-B did not specifically exclude the
evidence.” The court responded, “I think you’re right.” Later,
when revisiting its discussion of the CALJIC No. 2.50
instruction, defense counsel said, “I’m not sure it was admitted
on the intent stuff, but we’ll reserve the right to consider that
further because I think it was admitted solely on the issue of
violent character traits.” The court responded, “I think so.”
Defense counsel continued, “Not on the intent or knowledge. I
think you had ruled that out under 1101(b) except on the issue
of possession of weapons.” The court said, “No, if it’s admissible
under those sections, then, use it the way it is.”
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The trial court’s initial tentative ruling, at least as to
defendant’s prior possession and manufacturing of weapons,
was that the prior misconduct evidence was not admissible
under Evidence Code section 1101, subdivision (b) “unless
[Barrett] claims that [the weapons he possessed] were
Richmond’s weapons; that he didn’t have any weapons.” As
such, we will assume the trial court erred by instructing the jury
with CALJIC No. 2.50. Nevertheless, any error was harmless.
As previously explained, the evidence of defendant’s prior acts
of violence was properly introduced under Evidence Code section
1103 to prove defendant acted in conformity with his violent
character on the night of Richmond’s death. In conjunction with
admitting the evidence, the trial court instructed in part that it
“can only be used by you pursuant to the Evidence Code to show
whether or not [defendant] has a character for violence or a trait
of character for violence.” Thus, the trial court’s subsequent
instruction under a modified version of CALJIC No. 2.50, which
told jurors they could consider the evidence of defendant’s
uncharged acts for a purpose narrower than showing his
character for violence, i.e., “for the limited purpose of
determining if it tends to show” his intent or knowledge and for
no “other purpose,” could not have prejudiced defendant.
Third, defendant complains the trial court erred by failing
to instruct jurors under CALJIC No. 2.50.1. CALJIC No. 2.50.1
would have told jurors that “the prosecution has the burden of
proving by a preponderance of the evidence that a defendant
committed crimes other than those for which he is on trial” and
the evidence may not be considered “for any purpose” unless so
proved. The instruction also “remind[s] [jurors] that before a
defendant can be found guilty of any crime charged in this trial,
the evidence as a whole must persuade you beyond a reasonable
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doubt that the defendant is guilty of that crime.” Relatedly,
defendant asserts the trial court should have given a special
instruction at his request that “would have remedied some of
[the] prejudice caused by the absence of 2.50.1” by telling “the
jury that other crimes evidence was insufficient to sustain a
conviction of the charged offenses.” Under the trial court’s
instructions as a whole, the failure to instruct under CALJIC
No. 2.50.1 was harmless. After reading the instruction defining
“preponderance of the evidence” (CALJIC No. 2.50.2), the trial
court stated, “I don’t want to confuse you with this too much.
But the main burden here is beyond a reasonable doubt, not
preponderance. There’s one issue that has to be proved by a
preponderance. And at this moment it escapes me.” Defense
counsel asserted, “Other crimes.” The trial court then advised
the jury that “[t]he other crimes that were alleged that you
heard about that these people may have committed. Those only
have to be proved by a preponderance, which is the definition
used in civil cases. More likely than not. 51/49 is a
preponderance. [¶] The issue of guilt here and the finding of
special circumstances is governed by the reasonable doubt
standard, not by — beyond a reasonable doubt, not by
preponderance of the evidence.”
Defendant asserts the trial court’s “improvised oral
instructions” were an inadequate substitute for CALJIC No.
2.50.1, but the jury was told to consider the instructions as a
whole and additionally instructed that the People had the
burden of proving the charged crimes beyond a reasonable doubt
(CALJIC Nos. 2.01, 2.90). Taken together, these instructions
correctly advised the jury of the relevant law and compensated
for any alleged deficiency in the trial court’s deviation from the
standard instructions under CALJIC No. 2.50.1. Nonetheless,
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even though we find no prejudice on the instructional record
here, we take this opportunity to remind trial courts that, when
the standard instructions are complete, it is “often risky” for the
court to stray from them. (People v. Beardslee (1991) 53 Cal.3d
68, 97.)
In sum, with respect to each claim, defendant either fails
to demonstrate error or prejudice, and there was no risk of
cumulative prejudice. (See People v. Rogers (2006) 39 Cal.4th
826, 890 (Rogers) [where the issue posed by one incorrect
instruction was resolved against the defendant under other
instructions, it “did not result in any prejudice . . . that could
cumulate” and the other error, “standing alone did not render
the trial fundamentally unfair”].)
5. The Trial Court Properly Admitted Evidence that
Richmond Turned in Weapons
Defendant contends the trial court erred when it refused
to strike the testimony from Correctional Officers Longcor and
Borem that Richmond had voluntarily turned over weapons he
had received from another inmate. Defendant asserts this
testimony was inadmissible absent the “critical foundational
fact” that defendant knew Richmond had done so. Absent such
a showing, defendant argues that the testimony was irrelevant
because it could have no bearing on the prosecution’s theory that
defendant killed Richmond because he knew Richmond was “a
rat” working with prison officials.
a. Background
Before trial, the prosecution explained in its “Trial Brief
and In Limine Motions” that “[t]he evidence will show that
defendant Barrett decided to murder Mr. Richmond for
voluntarily turning in two inmate manufactured weapons to a
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correctional officer.” The prosecution was prepared to present
evidence to establish that, during their time sharing a cell,
defendant became suspicious of Richmond and started inquiring
about him with other inmates. “After defendant’s inquiries
about the victim, inmate Keith Barnard . . . sent a ‘kite’ back to
defendant Barrett,” informing him “that Richmond had turned
in two weapons he had been instructed to hold for another
inmate, to a Correctional Officer, and gave defendant Barrett
the ‘green light’ to assault the victim for giving up weapons.”
Barnard was on the prosecution’s witness list for trial.
After Longcor and Borem testified, the People called
Barnard to the stand, but he refused to testify even though he
was granted immunity; the trial court instituted contempt
proceedings against him. The expected letter or “kite” from
Barnard, informing defendant that Richmond had turned over
two weapons, was excluded from evidence for lack of foundation;
there was no evidence defendant actually received the kite.
During the defense case, when defendant’s cross-
examination by the prosecutor was interrupted to discuss the
admissibility of defendant’s prior misconduct under Evidence
Code section 1103, defense counsel moved to strike the evidence
that Richmond had given up weapons as irrelevant. Defense
counsel argued the evidence was irrelevant because the
prosecutor failed to prove that defendant knew Richmond had
given up weapons; counsel pointed out that the trial court
excluded Barnard’s letter on that basis. Defense counsel also
argued that, by extension, any evidence of defendant’s bad acts
should be excluded because Richmond’s violent acts of gassing
an officer and possessing a weapon were only mentioned to rebut
the prosecution’s unsupported theory of motive. The trial court
said the issue could be argued to the jury. The trial court then
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permitted the prosecution to question defendant about his prior
acts of violence. After the defense presented the remainder of
its case in chief, defense counsel “renew[ed] [his] motion to
strike the testimony of the two officers” that Richmond had
given up weapons as irrelevant because “there’s never been a
tie-up of that — those events or any evidence — any credible
evidence, any competent evidence to show that [defendant] had
knowledge of those things.” The trial court observed that the
motion “might be premature,” and declined to rule until all the
evidence was in. Defense counsel highlighted for the court that
only rebuttal witnesses remained; the court deferred a ruling “to
wait and see what they say.”
During the prosecution’s rebuttal, inmates Wilson, Hill
and Magee testified, inter alia, to the effect that defendant
thought Richmond was a “rat.” (See opn., ante, at pp. 14–16.)
Hill testified more specifically that defendant told him that
Richmond “had two knives” and Richmond “used those knives to
get at the cops and tell them he had knives,” so he could be sent
to Ad Seg and avoid “a debt on ‘C’ yard to another inmate.”
b. Analysis
When “[t]he relevance of the proffered evidence depends
on the existence of [a] preliminary fact,” the proponent of the
evidence bears the burden of producing evidence in support of
that preliminary fact. (Evid. Code, § 403, subd. (a)(1).) “We
have explained that the trial court’s role with regard to
preliminary fact questions under Evidence Code section 403,
subdivision (a), ‘ “ ‘is merely to determine whether there is
evidence sufficient to permit a jury to decide the question.” ’ ”
(People v. Brooks (2017) 3 Cal.5th 1, 47.) “ ‘The court should
exclude the proffered evidence only if the “showing of
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preliminary facts is too weak to support a favorable
determination by the jury.” ’ ” (People v. Jones (2013) 57 Cal.4th
899, 956, quoting People v. Lucas (1995) 12 Cal.4th 415, 466.)
“The determination regarding the sufficiency of the
foundational evidence is a matter left to the court’s discretion.
[Citation.] Such determinations will not be disturbed on appeal
unless an abuse of discretion is shown.” (Brooks, at p. 47.)
Here, the prosecution explained before trial that it would
produce evidence to establish that defendant knew Richmond
turned over two weapons to prison officials, namely, the
testimony and letter of fellow inmate Barnard. At that point,
defense counsel did not make any claim that the prosecution’s
anticipated foundational evidence would be insufficient to
permit the jury to determine the relevance of Richmond turning
over weapons. However, after Longcor and Borem testified,
Barnard was called by the prosecution to testify but ultimately,
and presumably unforeseeably, refused to do so despite a court
order. Defense counsel did not move to strike the officers’
testimony at that point in time. Instead, defense counsel waited
until after the prosecution’s case in chief had concluded to move
to strike the testimony. The trial court first said the question
could be argued to the jury. Defense counsel thereafter renewed
his motion to strike prior to the prosecution’s presentation of
rebuttal witnesses (i.e., after the defense and prosecution’s cases
in chief had concluded), and the trial court then deferred its
ruling until after the rebuttal testimony.
Defendant asserts the trial court erred by deferring its
ruling on his motion to strike the officers’ testimony until
hearing from the prosecution’s rebuttal witnesses, though he
admits he cannot find any case law prohibiting such a deferred
ruling. More specifically, defendant contends that permitting a
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court to defer a ruling in this manner “would be illogical” in light
of the longstanding rule that rebuttal evidence may “ ‘not
include a material part of the case in the prosecution’s
possession that tends to establish the defendant’s commission of
the crime.’ (People v. Carter (1957) 48 Cal.2d 737, 753
(Carter).)”
Where the trial court was first presented with a motion to
strike from defendant after the prosecution’s case in chief had
concluded, its ultimate conclusion that the rebuttal witnesses
could furnish the requisite foundational fact (that defendant
knew Richmond handed over weapons) was procedurally logical.
(See People v. Cox (1991) 53 Cal.3d 618, 700 [“[a] trial court has
inherent as well as statutory discretion to control the
proceedings to ensure the efficacious administration of justice”];
§ 1044 [“It shall be the duty of the judge to control all
proceedings during the trial . . . with a view to the expeditious
and effective ascertainment of the truth regarding the matters
involved”].) Had defense counsel moved to strike the officers’
testimony during the prosecution’s case-in-chief, after Barnard
refused to testify, then the prosecution could have been called
upon to remedy any alleged foundational deficiency during its
case-in-chief, with witness testimony like that ultimately
provided by Wilson, Magee, and Hill. (See People v. Viray (2005)
134 Cal.App.4th 1186, 1208–1209 [“Ordinarily a court cannot
commit error in the admission of evidence unless it is called
upon to rule on an objection by a party. (See Evid. Code, § 353,
subd. (a).) . . . For a court to take the initiative in enforcing such
rules would tend to interfere with the prerogatives of counsel”].)
The rebuttal testimony from Wilson, Magee and Hill that
defendant communicated to them that he thought Richmond
was a “rat,” and Hill’s specific testimony that defendant
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mentioned Richmond giving up two weapons “to get at the cops,”
was more than sufficient for the jury to infer that defendant
knew Richmond handed over weapons to prison officials —
thereby lending relevance to the officers’ testimony about
Richmond handing over weapons. On this record, the trial court
did not abuse its discretion by denying defendant’s motions to
strike the officers’ testimony.18 For the same reasons, defendant
fails to demonstrate any constitutional error. (Cf. People v.
Fudge (1994) 7 Cal.4th 1075, 1102–1103 [“As a general matter,
the ‘[a]pplication of the ordinary rules of evidence . . . does not
impermissibly infringe on a defendant’s right to present a
defense’ ”].)
6. The Trial Court Properly Denied Defendant’s
Motion for Judgment of Acquittal
Defendant contends the trial court erred by denying his
motion for acquittal (§ 1118.1).
a. Background
On December 16, 2003, after the prosecution presented its
guilt phase case-in-chief, defendant, pursuant to section 1118.1,
filed a written motion for “acquittal on the first degree murder
18
Defendant also argues that the trial court erred in denying
his first motion to strike the officers’ testimony about Richmond
giving up weapons. He argues that there was insufficient
foundation when the first motion was made, and the evidence
should have been excluded at that time. He therefore contends
that the trial court erred in concluding that the evidence could
be admitted, and that defense counsel could simply argue to the
jury that there was no evidence defendant knew Richmond
turned over weapons. However, as explained above, the trial
court subsequently and reasonably permitted the rebuttal
witnesses to provide the requisite foundational testimony.
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charge and the special circumstance of lying-in-wait[.]”19 As for
the first degree murder charge, defendant claimed the
prosecution did not introduce “substantial evidence that the
killing was a premeditated, willful, deliberated murder” and the
prosecution theory “that Richmond was killed because he was
an informant cannot be sustained.” According to defendant,
“[w]ithout the evidence of so called motive, the record is naked
concerning the question what prompted the violence.”
Defendant further challenged the sufficiency of the evidence of
the lying-in-wait special circumstance charge, claiming that the
prosecution did not prove “any substantial waiting period before
the confrontation began.”
The trial court heard argument on the motion the same
day. Defense counsel argued, “The position of defense is that
the first degree [premeditated] murder has not been established
since there was no evidence other than there was an eruption of
violence that is unaccounted for.” Defense counsel further
asserted the evidence was inadequate to show the killing was
accomplished by lying in wait since there was insufficient
evidence “establishing what occurred prior to the eruption of
violence.”
In response, the prosecutor emphasized that Officer
Wysocki saw both men lying in their bunks during second count,
and then Richmond was dead on the third count. “That’s
definitely an indication that any reasonable juror could come to
and reach an inference that that — that they were, in fact,
19
Defendant also moved for acquittal on the weapon
possession charge “for his secreting of the razor blade.”
Defendant does not challenge the trial court’s denial of his
motion as to that count and we need not discuss it.
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sleeping or resting at the time [defendant] attacked Mr.
Richmond. That is clearly lying in wait.” Considering this same
evidence, the jury could decide whether defendant committed
first degree premeditated murder.
The court denied the motion, explaining that, if the jury
accepted the prosecution’s “interpretation of the facts, they
could find that [defendant] was lying in wait.” With respect to
first degree murder, the trial court observed, “I think on this
record, the jury could conclude that the killing was
premeditated based on the fact that it certainly took time to cut
that prisoner manufactured weapon, the shank, out of the desk.
That didn’t happen quickly. [. . .] [¶] And the jury could, based
on that, find that this murder was premeditated.”
b. Analysis
“We review the denial of a Penal Code section 1118.1
motion using the same standard ‘employed in reviewing the
sufficiency of the evidence to support a conviction.’ [Citation.]
We thus examine ‘ “the entire record in the light most favorable
to the judgment” ’ to determine whether it discloses substantial
evidence — ‘ “evidence that is reasonable, credible, and of solid
value” ’ — ‘ “from which a reasonable trier of fact could find the
defendant guilty beyond a reasonable doubt.” ’ [Citation.] Our
review ‘ “ ‘presume[s] in support of the judgment the existence
of every fact the jury could reasonably have deduced from the
evidence.’ ” [Citation.] Even where . . . the evidence of guilt is
largely circumstantial, our task is not to resolve credibility
issues or evidentiary conflicts, nor is it to inquire whether the
evidence might “ ‘ “be reasonably reconciled with the
defendant’s innocence.” ’ ” ’ [Citation.] Instead, we ask whether
there is ‘ “ ‘substantial evidence of the existence of each element
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of the offense charged’ ” ’ such that any rational jury may have
convicted defendant.” (People v. Veamatahau (2020) 9 Cal.5th
16, 35–36 (Veamatahau).)
i. First- Degree Murder
Defendant contends the evidence was insufficient to show
Richmond’s murder was deliberate and premeditated so as to
constitute murder in the first degree. (See § 189, subd. (a).)
“ ‘ “An intentional killing is premeditated and deliberate if
it occurred as the result of preexisting thought and reflection
rather than unconsidered or rash impulse.” ’ [Citation.]”
(People v. Potts (2019) 6 Cal.5th 1012, 1027.) In People v.
Anderson (1968) 70 Cal.2d 15, 26 (Anderson), we identified
“three basic categories” of evidence that may be probative of
premeditation and deliberation: 1) planning activity, 2) motive,
and 3) manner of killing. However, “ ‘[u]nreflective reliance on
Anderson for a definition of premeditation is inappropriate.’
[Citation.] ‘The Anderson analysis was intended as a framework
to assist reviewing courts in assessing whether the evidence
supports an inference that the killing resulted from preexisting
reflection and weighing of considerations. It did not refashion
the elements of first degree murder or alter the substantive law
of murder in any way.’ [Citation.]” (People v. Gonzales and Soliz
(2011) 52 Cal.4th 254, 294.)
Focusing on the Anderson categories, defendant argues
that “the prosecution’s case-in-chief failed to present substantial
evidence of planning activity, motive, or manner of killing from
which the jury could have reasonably inferred that appellant
killed Richmond with premeditation and deliberation.” We
disagree.
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