holdings “that speak only at a high level of generality . . . cannot supply a ground for relief” under AEDPA
How later courts described this case
- holdings “that speak only at a high level of generality . . . cannot supply a ground for relief” under AEDPA
- “Section 2254(d)(1) provides a remedy for instances in which a state court unreasonably applies this Court’s precedent; it does not require state courts to extend that precedent or license federal courts to treat the failure to do so as error.”
- “Because we vacate his conviction, [defendant’s] ineffective assistance of counsel claim is moot.”
- “[S]tate and lower federal courts have taken different approaches [to remedying lost plea offers], including requiring specific performance of the original plea offer or ordering a new trial.” (collecting cases)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
ERNEST JEROME NASH,
Petitioner,
v. Case No. 8:16-cv-2566-MSS-TGW
SECRETARY, DEPARTMENT OF
CORRECTIONS,
Respondent.
ORDER
Ernest Jerome Nash petitions for a writ of habeas corpus under 28 U.S.C. §
2254 and challenges his state-court convictions for trafficking in heroin and conspiracy
to traffic in heroin. After reviewing the petition (Dkt. 1), the response (Dkt. 14), the
state-court record (Dkt. 16), the reply (Dkt. 19), and the parties’ supplemental briefs,
(Dkts. 25, 27), the Court DENIES the petition.1
I. BACKGROUND
Following a jury trial, Nash was convicted of trafficking in heroin and
conspiracy to traffic in heroin. (Dkt. 16, Ex. 2, at 2) He received concurrent sentences
of 30 years’ imprisonment on each count. (Id., Ex. 4, at 234) The convictions were
reversed on direct appeal because “the trial court failed to conduct an adequate hearing
pursuant to Nelson v. State, 274 So. 2d 256 (Fla. 4th DCA 1973).” Nash v. State, 53
1 After the petition was fully briefed, Nash filed a motion for a ruling. (Dkt. 40) The motion is
GRANTED to the extent that this Order resolves the petition.
So. 3d 1208, 1209 (Fla. 2d DCA 2011).2 Specifically, Nash “requested his counsel’s
discharge and complained that he was unaware of his trial date,” yet the trial court
“made no inquiry of Nash’s counsel other than asking whether she was ready for trial.”
Id. at 1211. Based on the Nelson error, the appellate court “reverse[d] and remand[ed]
for a new trial.” Id.
On remand, Nash was appointed new counsel, and the case proceeded to trial.
(Dkt. 16, Ex. 4, at 236, 238-40) Nash was again found guilty as charged, and he
received the same sentence as before—concurrent terms of 30 years’ imprisonment for
trafficking in heroin and conspiracy to traffic in heroin. (Id., Ex. 1, at 45-46, 203-10)
This time, the convictions were affirmed in an unexplained decision. Nash v. State,
119 So. 3d 449 (Fla. 2d DCA 2013).
Next, Nash moved for postconviction relief under Florida Rule of Criminal
Procedure 3.850. (Dkt. 25-2, Ex. 1) He raised ten grounds, but only two are relevant
here. (Id.) First, Nash argued that counsel from his second trial was ineffective for
failing to timely convey a 20-year plea offer. (Id. at 15-16) According to Nash, the offer
was made after his convictions were reversed on direct appeal. (Id.) Counsel allegedly
failed to inform Nash of the 20-year offer before its “cut off” date. (Id. at 16) Had he
been aware of the offer before it expired, he “would have accepted it [because he was]
fearful of counsel’s lack of trial preparation and poor defense strategy.” (Id.) Second,
Nash asserted that counsel from his “original trial” was ineffective for failing to convey
2 Florida courts hold a Nelson hearing when a defendant wishes to discharge his court-appointed
lawyer. Nelson, 274 So. 2d at 258-59.
a 96-month plea offer that was made before the first trial. (Id. at 31-32) Nash alleged
that he “would have gladly accepted” the 96-month offer. (Id. at 32)
The postconviction court ordered the State to respond to the Rule 3.850 motion.
(Dkt. 16, Ex. 6, at 37) In its response, the State argued that Nash “fail[ed] to make a
facially sufficient claim of ineffective assistance of counsel in each of his grounds for
relief.” (Dkt. 25-2, Ex. 2, at 12) After receiving the response, Nash sought leave to
“amend” his Rule 3.850 motion. (Id., Ex. 3) The court granted the request, dismissing
the Rule 3.850 motion “without prejudice” and granting Nash “one opportunity to
amend.” (Id., Ex. 4, at 1) The court ordered Nash to “file a legally and facially
sufficient [Rule] 3.850 motion within 60 days.” (Id.)
Nash sought to comply by filing an amended Rule 3.850 motion. (Id., Ex. 5)
One month later, he submitted a second amended Rule 3.850 motion. (Id., Ex. 6) The
motions raised the same claims; the only difference was that Nash “deleted any
references to his co-defendant” in the second amended motion. (Id., Ex. 7, at 1 n.1)
Once again, Nash raised two claims concerning the failure to convey plea offers. (Id.,
Ex. 6, at 15, 17-18) The first alleged that “counsel failed to properly convey and/or
advise [Nash] of [the] statewide prosecutor[’]s plea offer.” (Id. at 15) This claim
concerned the alleged 20-year offer from the second trial. Specifically, Nash cited page
seven of the State’s “response” to his initial Rule 3.850 motion, and this part of the
response addressed the “plea offer of 20 years.” (Id.; see also id., Ex. 2, at 7) The
second claim alleged that “counsel failed to convey the prosecutor’s plea offer to
[Nash] prior to reversal of his first trial.” (Id., Ex. 6, at 17) In particular, Nash asserted
that the “96-month plea was offered and rejected by his attorneys without his consent.”
(Id. at 18)
The postconviction court rejected both claims in a written order. (Id., Ex. 7, at
6-7) It explained that the 96-month offer “involve[d] the first trial,” and that “any
issues involving the first trial [were] now moot, because those convictions and
sentences were overturned on appeal.” (Id. at 6) Separately, Nash “failed to show that
a plea offer existed involving the second trial or that counsel failed to convey an offer.”
(Id. at 7) Thus, Nash could not “show that counsel was ineffective or that he was
prejudiced by any actions or omissions of counsel.” (Id.)
Nash appealed the denial of his Rule 3.850 motion, but he chose not to file a
brief. See Fla. R. App. P. 9.141(b)(2)(C)(i) (providing that “[b]riefs are not required”
in an appeal from the summary denial of a Rule 3.850 motion). The appellate court
affirmed in an unexplained decision. Nash v. State, 179 So. 3d 328 (Fla. 2d DCA
2015). This federal habeas petition followed. (Dkt. 1)
II. LEGAL STANDARDS
A. AEDPA
Because Nash filed his federal petition after the enactment of the Antiterrorism
and Effective Death Penalty Act (“AEDPA”), AEDPA governs his claims. Lindh v.
Murphy, 521 U.S. 320, 327 (1997). AEDPA amended 28 U.S.C. § 2254(d) to require:
An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court
shall not be granted with respect to any claim that was
adjudicated on the merits in State court proceedings unless
the adjudication of the claim—
(1) resulted in a decision that was contrary
to, or involved an unreasonable
application of, clearly established
Federal law, as determined by the
Supreme Court of the United States; or
(2) resulted in a decision that was based on
an unreasonable determination of the
facts in light of the evidence presented
in the State court proceeding.
A decision is “contrary to” clearly established federal law “if the state court
arrives at a conclusion opposite to that reached by [the Supreme Court] on a question
of law or if the state court decides a case differently than [the Supreme Court] has on
a set of materially indistinguishable facts.” Williams v. Taylor, 529 U.S. 362, 412-13
(2000). A decision involves an unreasonable application of clearly established federal
law “if the state court identifies the correct governing legal principle from [the
Supreme Court’s] decisions but unreasonably applies that principle to the facts of the
prisoner’s case.” Id. at 413. Clearly established federal law refers to the holding of an
opinion by the United States Supreme Court at the time of the relevant state-court
decision. Id. at 412.
“[AEDPA] modified a federal habeas court’s role in reviewing state prisoner
applications in order to prevent federal habeas ‘retrials’ and to ensure that state-court
convictions are given effect to the extent possible under law.” Bell v. Cone, 535 U.S.
685, 694 (2002). A federal petitioner must show that the state court’s ruling was “so
lacking in justification that there was an error well understood and comprehended in
existing law beyond any possibility of fairminded disagreement.” Harrington v.
Richter, 562 U.S. 86, 103 (2011).
B. Ineffective Assistance of Counsel
Nash asserts ineffective assistance of counsel—a difficult claim to sustain.
Strickland v. Washington, 466 U.S. 668, 687 (1984), explains:
First, the defendant must show that counsel’s performance
was deficient. This requires showing that counsel made
errors so serious that counsel was not functioning as the
“counsel” guaranteed the defendant by the Sixth
Amendment. Second, the defendant must show that the
deficient performance prejudiced the defense. This
requires showing that counsel’s errors were so serious as to
deprive the defendant of a fair trial, a trial whose result is
reliable.
“There is no reason for a court . . . to address both components of the inquiry if the
defendant makes an insufficient showing on one.” Id. at 697. “[C]ounsel is strongly
presumed to have rendered adequate assistance and made all significant decisions in
the exercise of reasonable professional judgment.” Id. at 690. “[A] court deciding an
actual ineffectiveness claim must judge the reasonableness of counsel’s challenged
conduct on the facts of the particular case, viewed as of the time of counsel’s
conduct.” Id.
“An error by counsel, even if professionally unreasonable, does not warrant
setting aside the judgment of a criminal proceeding if the error had no effect on the
judgment.” Id. at 691. To demonstrate prejudice, the defendant must show “a
reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Id. A reasonable probability is a “probability
sufficient to undermine confidence in the outcome.” Id. at 694.
Strickland cautions that “strategic choices made after thorough investigation
of law and facts relevant to plausible options are virtually unchallengeable.” Id. at
690-91. A defendant cannot meet his burden by showing that the avenue chosen by
counsel was unsuccessful. White v. Singletary, 972 F.2d 1218, 1220-21 (11th Cir.
1992).
Because the standards under Strickland and AEDPA are both highly
deferential, “when the two apply in tandem, review is ‘doubly’ so.” Richter, 562 U.S.
at 105. “Given the double deference due, it is a ‘rare case in which an ineffective
assistance of counsel claim that was denied on the merits in state court is found to
merit relief in a federal habeas proceeding.’” Nance v. Warden, Ga. Diag. Prison,
922 F.3d 1298, 1303 (11th Cir. 2019) (citation omitted).
The appellate court in Nash’s case affirmed the denial of postconviction relief
without discussion. Nash v. State, 179 So. 3d 328 (Fla. 2d DCA 2015). A federal
court “‘look[s] through’ the unexplained decision to the last related state-court
decision that does provide a relevant rationale [and] presume[s] that the unexplained
decision adopted the same reasoning.” Wilson v. Sellers, 138 S. Ct. 1188, 1192
(2018). Because the postconviction court provided reasons for denying Nash’s claims
in a written order, (Dkt. 25-2, Ex. 7, at 6-7), this Court evaluates those reasons under
§ 2254(d).
III. DISCUSSION
A. Ground One—Failure to Convey Plea Offer from Second Trial
Nash faults counsel for “failing to convey a 20-year . . . plea offer from the
statewide prosecutor prior to [the] second . . . trial.” (Dkt. 19 at 6; see also Dkt. 1 at
22) According to Nash, counsel failed to “advise[ ]” him of the 20-year offer before its
“cut off” date. (Dkt. 19 at 7) Had counsel timely conveyed the offer, Nash allegedly
“would have accepted it,” resulting in a 20-year sentence rather than the 30-year
sentence he received after the second trial. (Id.)
As noted above, Nash raised similar allegations in his original Rule 3.850
motion. (Dkt. 25-2, Ex. 1, at 15-16) But that motion was dismissed without prejudice
to allow Nash to “amend his facially insufficient claims.” (Id., Ex. 4, at 1) Nash
ultimately filed a second amended Rule 3.850 motion, which became the operative
pleading. See Oceanside Plaza Condo. Ass’n v. Foam King Indus., Inc., 206 So. 3d
785, 787 (Fla. 3d DCA 2016) (“[T]he filing of an amended complaint constitutes an
abandonment of the original complaint which was superseded, [and it] ceased to be
part of the record and could no longer be viewed as a pleading.”); see also Faulk v.
State, 284 So. 3d 1158, 1162 n.1 (Fla. 1st DCA 2019) (“Any claims that were raised in
the previous rule 3.850 motions and not realleged in the second amended rule 3.850
motion have been abandoned.”).
In his second amended Rule 3.850 motion, Nash alleged that “counsel failed to
properly convey and/or advise [him] of [the] statewide prosecutor[’]s plea offer.” (Dkt.
25-2, Ex. 6, at 15) Nash did not allege any additional facts in support of this claim, but
it is apparent that he was referring to the alleged 20-year offer from the second trial.
As noted above, Nash cited page seven of the prosecution’s “response” to his initial
Rule 3.850 motion, and this part of the response addressed the “plea offer of 20 years.”
(Id.; see also id., Ex. 2, at 7)
The postconviction court reasonably rejected this claim. “Defendants have a
Sixth Amendment right to counsel, a right that extends to the plea-bargaining
process.” Lafler v. Cooper, 566 U.S. 156, 162 (2012). To show prejudice from the loss
of a favorable plea offer, a defendant must establish “that but for the ineffective advice
of counsel there is a reasonable probability [1] that the plea offer would have been
presented to the court (i.e., that the defendant would have accepted the plea and the
prosecution would not have withdrawn it in light of intervening circumstances), [2]
that the court would have accepted its terms, and [3] that the conviction or sentence,
or both, under the offer’s terms would have been less severe than under the judgment
and sentence that in fact were imposed.” Id. at 164; see also Alcorn v. State, 121 So.
3d 419, 430 (Fla. 2013) (same).
Nash failed to adequately plead his ineffective assistance claim. The operative
Rule 3.850 motion did not allege that Nash “would have accepted the [20-year] plea
[offer],” that “the prosecution would not have withdrawn it in light of intervening
circumstances,” or that “the court would have accepted its terms.” Lafler, 566 U.S. at
164. To be sure, the initial Rule 3.850 motion asserted that counsel failed to timely
inform Nash of a 20-year plea offer, and that had counsel done so, Nash “would have
accepted it.” (Dkt. 25-2, Ex. 1, at 16) But that pleading was dismissed without
prejudice, so those allegations were not before the postconviction court when it ruled
on the operative Rule 3.850 motion. See Oceanside Plaza Condo. Ass’n, 206 So. 3d at
787 (“[T]he filing of an amended complaint constitutes an abandonment of the original
complaint which was superseded, [and it] ceased to be part of the record and could no
longer be viewed as a pleading.”).
Moreover, even if the original Rule 3.850 motion could be considered, it failed
to allege two essential elements of a plea-based claim—that “the prosecution would
not have withdrawn [the 20-year offer] in light of intervening circumstances,” and
“that the court would have accepted its terms.”3 Lafler, 566 U.S. at 164. Without such
allegations, a plea-based claim is subject to dismissal as “facially insufficient.” Davis
v. Sec’y, Dep’t of Corr., No. 19-13477-A, 2020 WL 1150201, at *1 (11th Cir. Jan. 28,
2020); see also Dorr v. Sec’y, Dep’t of Corr., No. 6:15-cv-988-ACC-DCI, 2023 WL
8418454, at *5 (M.D. Fla. Sept. 11, 2023) (state court reasonably applied federal law
in holding that Rule 3.850 motion “was deficiently pleaded” because it “fail[ed] to
allege that the State would not have withdrawn the [plea] offer or that the trial court
would have accepted it”); Martin v. Inch, No. 3:19-cv-1429-LC-MAF, 2020 WL
2476431, at *5-6 (N.D. Fla. Apr. 16, 2020) (state court reasonably rejected plea-based
Strickland claim because petitioner failed to allege in operative Rule 3.850 motion
3 These two elements must be pled in Florida because “Florida’s trial courts are not bound by any plea
agreement,” and Florida law “authorizes the prosecutor to withdraw a plea offer at any time before it
is formally accepted by the trial judge.” Alcorn, 121 So. 3d at 430.
“that the plea offer would not have been withdrawn or that the judge would have
accepted it”), adopted by 2020 WL 2476165 (N.D. Fla. May 13, 2020).
Given these pleading deficiencies, the postconviction court reasonably rejected
Nash’s ineffective assistance claim without giving him another chance to amend. See
Wendell v. State, 392 So. 3d 273, 277 (Fla. 1st DCA 2024) (“[B]ecause the court had
given [defendant] a chance to amend any facially insufficient claims, it was not
required to provide [him] with another chance to amend.”); Armstrong v. State, 148
So. 3d 124, 126 (Fla. 2d DCA 2014) (plea-based Strickland claim was “facially
insufficient” because defendant “failed to allege that the prosecutor would not have
withdrawn the offer and that the court would have accepted it”).
B. Ground Two—Failure to Convey Plea Offer from First Trial
Nash argues that counsel was deficient for failing to convey a 96-month plea
offer “prior to [his] first . . . trial.” (Dkt. 19 at 15; see also Dkt. 1 at 26) According to
Nash, he would have “gladly accepted” this offer because counsel was “unprepared to
rightfully defend [his] innocence” at the first trial. (Dkt. 19 at 16) As noted above, the
postconviction court rejected this claim on the ground that the 96-month offer
“involve[d] the first trial,” and “any issues involving the first trial [were] now moot,
because those convictions and sentences were overturned on appeal.” (Dkt. 25-2, Ex.
7, at 6-7)
The rejection of this claim was reasonable. Nash alleges that counsel failed to
communicate a plea offer before the first trial. (Dkt. 19 at 15) Nash was found guilty
at that trial, but his convictions were reversed on appeal and the case was “remand[ed]
for a new trial.” Nash, 53 So. 3d at 1211. He lost at the retrial and was sentenced to a
total of 30 years’ imprisonment. (Dkt. 16, Ex. 1, at 45-46, 203-10) In these
circumstances, Nash cannot show that the mootness ruling was “contrary to, or
involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1).
“‘[C]learly established Federal law’ for purposes of § 2254(d)(1) includes only
the holdings, as opposed to the dicta, of [the Supreme] Court’s decisions.” White v.
Woodall, 572 U.S. 415, 419 (2014). The Supreme Court has repeatedly cautioned
lower courts against framing its decisions at “a high level of generality.” Nevada v.
Jackson, 569 U.S. 505, 512 (2013); see also Brown v. Davenport, 596 U.S. 118, 136
(2022) (holdings “that speak only at a high level of generality . . . cannot supply a
ground for relief” under AEDPA). Accordingly, “it is not ‘an unreasonable application
of’ ‘clearly established Federal law’ for a state court to decline to apply a specific legal
rule that has not been squarely established by [the Supreme] Court.” Knowles v.
Mirzayance, 556 U.S. 111, 122 (2009); see also Reese v. Sec’y, Fla. Dep’t of Corr., 675
F.3d 1277, 1288 (11th Cir. 2012) (“The Supreme Court has reiterated, time and again,
that, in the absence of a clear answer—that is, a holding by the Supreme Court—about
an issue of federal law, we cannot say that a decision of a state court about that
unsettled issue was an unreasonable application of clearly established federal law.”).
There is “no clearly established law that ineffective assistance in a reversed trial
can justify habeas relief from conviction in a second trial.” Guidry v. Lumpkin, 2 F.4th
472, 490 (5th Cir. 2021). To the contrary, several lower courts have held that claims
of ineffective assistance “in relation to [a] first trial” are “moot [where a defendant is]
granted a new trial.” United States v. Strother, 387 F. App’x 508, 510 (5th Cir. 2010);
see also United States v. Jackson, 7 F.4th 261, 264 (5th Cir. 2021) (“Because we vacate
his conviction, [defendant’s] ineffective assistance of counsel claim is moot.”). The
absence of on-point precedent from the Supreme Court is fatal to Nash’s claim. See
Woodall, 572 U.S. at 426 (“Section 2254(d)(1) provides a remedy for instances in
which a state court unreasonably applies this Court’s precedent; it does not require state
courts to extend that precedent or license federal courts to treat the failure to do so as
error.”).
Even apart from the absence of clearly established law, Nash fails to show that
the postconviction court acted unreasonably in finding his claim moot. In his second
amended Rule 3.850 motion, Nash did not specify the relief he sought for his plea-
based ineffective assistance claim. (Dkt. 25-2, Ex. 6, at 17-18) In his initial Rule 3.850
motion, however, he requested “a new trial.” (Id., Ex. 1, at 33) Vacating the
convictions and ordering a new trial would have been a permissible remedy for Nash’s
plea-based claim. See Milne v. Sec’y, No. 2:18-cv-760-JES-MRM, 2022 WL 3213440,
at *5, *9 (M.D. Fla. Aug. 9, 2022) (state court did not act unreasonably when it
“directed the state to set the case for a new trial” after finding that counsel’s misadvice
led to rejection of plea offer); Ahvakana v. State, 475 P.3d 1118, 1126 (Alaska Ct. App.
2020) (“[S]tate and lower federal courts have taken different approaches [to remedying
lost plea offers], including requiring specific performance of the original plea offer or
ordering a new trial.” (collecting cases)).4 Because Nash received a new trial on direct
appeal, the postconviction court reasonably concluded that his plea-based claim as to
the first trial was moot.5
IV. CONCLUSION
Upon consideration of the foregoing, it is hereby ORDERED as follows:
1. Nash’s petition for writ of habeas corpus, (Dkt. 1), is DENIED.
2. Nash’s motion for a ruling, (Dkt. 40), is GRANTED to the extent that this
Order resolves the petition.
3. The Clerk is DIRECTED to enter judgment against Nash and to CLOSE this
case.
4. Because Nash neither makes a substantial showing of the denial of a
constitutional right nor demonstrates that reasonable jurists would find
debatable both the merits of the underlying claims and the procedural issues that
he seeks to raise, a certificate of appealability and leave to appeal in forma
4 Under Florida law, the postconviction court “ha[d] no authority to require the State to reoffer its
original plea offer.” Beasley v. State, 964 So. 2d 213, 217 (Fla. 2d DCA 2007).
5 Respondent argues in the alternative that Grounds One and Two are unexhausted and procedurally
defaulted. (Dkt. 14 at 16-17; Dkt. 25 at 1-3) This argument fails. Ground One was not adequately pled
in the operative Rule 3.850 motion, but the postconviction court “actually passed upon the claim”
when it denied relief. Castille v. Peoples, 489 U.S. 346, 351 (1989). “There is no better evidence of
exhaustion than a state court’s actual consideration of the relevant constitutional issue.” Sandstrom
v. Butterworth, 738 F.2d 1200, 1206 (11th Cir. 1984); see also Farris v. Shinn, No. 23-cv-8002-PCT-
JAT-JFM, 2024 WL 5395000, at *8 (D. Ariz. June 20, 2024) (“[A] petitioner’s state remedies are
exhausted where the state courts have reached and passed on the merits of a federal claim, regardless
of whether the petitioner had fairly presented the claim to the state court.”), adopted by 2025 WL
88362 (D. Ariz. Jan. 14, 2025). As for Ground Two, Nash exhausted his remedies by squarely
presenting this claim to the postconviction court and appealing its denial of relief. (Dkt. 25-2, Ex. 6,
at 17-18; Dkt. 25-2, Ex. 8)
pauperis are DENIED. 28 U.S.C. § 2253(c)(2); Slack v. McDaniel, 529 U.S. 473,
478 (2000).
DONE and ORDERED in Tampa, Florida, this 6th day of June 2025.
//f hy,’ Xx
fil é ——,
MARY.S._ SGRIVEN
UNITED STATES DISTRICT JUDGE
1&5