applying this principle to a university disciplinary process
How later courts described this case
- applying this principle to a university disciplinary process
- “Errors in captions are common and need not be viewed as fatal defects. . . . Our touchstone is adequate notice, and the Federal Rules of Civil Procedure evidence a clear preference to resolve disputes on their merits.”
- finding ripeness satisfied where standing was met because in that case both issues “turn on whether the threat of future harm . . . is sufficiently immediate”
- “Allegations of possible future injury do not satisfy the requirements of Art[icle] III.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
A.K., by and through her parent C.K., et al.,
Plaintiffs,
CIVIL ACTION
v. NO. 25-294
COUNCIL ROCK SCHOOL DISTRICT, et al.,
Defendants.
Pappert, J. April 17, 2025
MEMORANDUM
The Individuals with Disabilities Education Act offers states federal funding to
help provide a free appropriate public education to children with disabilities. To be
eligible for funds, states must comply with a variety of statutory requirements. One
requirement provides that a FAPE must be “available to all children with disabilities
residing in the State between the ages of 3 and 21, inclusive,” unless this requirement
“would be inconsistent with State law or practice . . . respecting the provision of public
education” to children “aged 3 through 5 and 18 through 21.” 20 U.S.C. § 1412(a)(1).
The Plaintiffs — four students who qualify as children with disabilities under
the IDEA, and their parents — sued Council Rock and Central Bucks School Districts,
where the students attend school. Plaintiffs claim that Pennsylvania provides “public
education” that, under § 1412(a)(1), entitles the students to receive a FAPE from the
Districts until they turn twenty-two. Nonetheless, they allege, the Districts have
threatened to terminate their FAPEs at the end of the school years in which they turn
twenty-one. Council Rock and Central Bucks move to dismiss the Complaint for lack of
subject-matter jurisdiction, arguing that Plaintiffs’ claims are not ripe, are barred by
the Rooker-Feldman doctrine and were not first exhausted in administrative
proceedings. The Districts also argue that Plaintiffs failed to state a claim.
The Court grants both motions. Although neither Rooker-Feldman nor the
exhaustion requirement apply, no Plaintiff has alleged an injury-in-fact that supports
Article III standing or shown that their claim is ripe. The Court lacks subject-matter
jurisdiction and dismisses the Complaint without prejudice.
I
A
The IDEA is intended to “ensure that all children with disabilities have available
to them a free appropriate public education that emphasizes special education and
related services designed to meet their unique needs and prepare them for further
education, employment, and independent living.” 20 U.S.C. § 1400(d)(1)(A). To that
end, the law provides federal funds to states that satisfy its requirements concerning
the provision of a FAPE to children with disabilities. Id. § 1412. One such requirement
is that a FAPE be “available to all children with disabilities residing in the State
between the ages of 3 and 21, inclusive.” Id. § 1412(a)(1)(A). However, this
requirement does not apply to children between three and five years old, and between
eighteen and twenty-one years old, if “its application to those children would be
inconsistent with State law or practice . . . respecting the provision of public education
to children in those age ranges.” Id. § 1412(a)(1)(B)(i).
To demonstrate their funding eligibility, states must annually provide to the
federal Secretary of Education plans reflecting the implementation of “policies and
procedures” that satisfy the IDEA. Id. § 1412(a). State educational agencies (SEAs),
which include state boards and departments of education, see id. § 1401(32), are
charged with enacting such policies and submitting these plans, id. § 1412(a)(11).
SEAs are also responsible for disbursing money to local educational agencies, which are
eligible for federal funds if they submit plans to the SEA that are, inter alia, “consistent
with” the state’s IDEA-compliant policies and procedures. Id. § 1413(a).
The Pennsylvania Department of Education adopted the federal regulations
implementing the IDEA. 22 Pa. Code § 14.102(a); Pa. Sch. Bds. Ass’n v. Mumin, 317
A.3d 1077, 1085 (Pa. Commw. Ct. 2024). Those regulations, inter alia, restate the
IDEA’s requirement that funding recipients provide a FAPE to children between the
ages of three and twenty-one, 34 C.F.R. § 300.101, the exception to that requirement for
children of a certain age, id. § 300.102, and the submission requirements for SEAs and
LEAs, id. §§ 300.100, 300.200. To help ensure that LEAs are meeting state and federal
standards for the education of children with disabilities, the Department created a
Model Policy to distribute to LEAs. Mumin, 317 A.3d at 1085–86. The Department
deems an LEA’s acceptance and adoption of the Model Policy to, in part, fulfill the
requirement of 20 U.S.C. § 1413(a) and 34 C.F.R. § 300.200. Id. at 1086.1
Until 2023, the Model Policy stated that “[Pennsylvania] is required to make [a]
FAPE available to a child with a disability to the end of the school term in which the
student reaches his/her 21st birthday.” Mumin, 317 A.3d at 1087 (citation omitted)
(alterations in original) (hereinafter, the “Old Policy”). In August of 2023, pursuant to a
class action settlement, the Department agreed to rewrite the Model Policy to require
1 The Department’s current Model Policy is available online. Commonwealth of Pa. Dep’t of
Ed., Individs. with Disabilities Ed. Act Part B Policies and Procedures under 34 CFR §§ 300.101–
300.176, (Rev. Aug. 30, 2023), https://www.pa.gov/content/dam/copapwp-pagov/en/education/
documents/instruction/special-education/ideia-idea/ideab.pdf.
that children with disabilities be provided a FAPE until their twenty-second birthday.
Mumin, 317 A.3d at 1088 (hereinafter, the “New Policy”).
Shortly thereafter, the Pennsylvania Association of School Boards and several
individual school districts, including Central Bucks School District, sued the
Department, claiming that the New Policy “illegally requires Pennsylvania LEAs to
provide a FAPE until a student’s 22nd birthday” and that the Department’s
promulgation of the New Policy was improper as a matter of state administrative law.
Id. at 1090. On May 16, 2024, the Commonwealth Court held that because the
Department failed to promulgate the New Policy in the manner proscribed by state law,
the New Policy was void ab initio. Id. at 1106.
The Department then appealed the Commonwealth Court’s decision to the
Pennsylvania Supreme Court, see (Docket Sheet, Pa. Sch. Bds. Ass’n v. Mumin, 39 MAP
2024 (Pa.)), resulting in an automatic supersedeas, see Pa. R. App. P. 1736. Central
Bucks filed a petition for relief from the supersedeas with the Commonwealth Court in
July of 2024, which is still pending. (Docket Sheet, Pa. Sch. Bds. Ass’n v. Mumin, 409
MD 2023 (Pa. Commw. Ct.) at 14). In November of 2024, the Pennsylvania Supreme
Court granted oral argument on three questions. (Oral Argument Order, ECF No. 8-2.)
And in March of 2025, the Department published a notice inviting public comment on
revisions to the state plan and Model Policy to bring them into compliance with the
Department’s interpretation of state and federal law. 55 Pa. Bull. 2280–81 (March 22,
2025). That revision would “extend FAPE to students with disabilities until their 22nd
birthday, rather than ending services at the conclusion of the school term in which they
turn 21 years of age.” Id.
B
In January of this year, Plaintiffs — two students who attend high school within
Council Rock School District, two who attend high school within Central Bucks School
District, and the students’ parents — filed this lawsuit against their respective school
districts. (Compl., ECF No. 1.)2 The Plaintiffs allege that the Districts “adopted a
policy” of terminating students’ FAPE at the end of the school year in which the
students turn twenty-one, “attempted to cut off” services for A.K. and B.J. in
accordance with that policy, and “publicly and repeatedly” restated their position on the
IDEA’s requirements. (Id. ¶ 6.) Plaintiffs further allege that the Districts’ policy
violates the IDEA and that their “actions will deprive Plaintiffs of up to a year of a
FAPE at a critical juncture of their lives,” thereby causing “severe, irreparable harm.”
(Id. ¶¶ 6–8, 13.)
All four Student-Plaintiffs have been diagnosed with autism spectrum disorder
and other intellectual or learning disabilities. (Id. ¶¶ 69, 80, 86, 99.) They attend
specialized programs within the Districts that provide vocational training as well as
academic and life skills instruction aimed at helping students successfully transition to
post-school life. (Id. ¶¶ 70, 80, 87, 99.)
2 Rule 10(a) provides that “[t]he title of the complaint must name all the parties[.]” Fed. R.
Civ. P. 10(a) (emphasis added). Yet here, the Complaint’s caption names only the children, while the
body of the Complaint names both the children and their parents as parties. Compare (Compl. p. 1),
with, e.g., (id. ¶¶ 17, 21, 25, 29). The Court could therefore ignore any alleged plaintiff not named in
the caption. See Abraugh v. Altimus, 26 F.4th 298, 303 (5th Cir. 2022). However, because “the
Complaint provided Defendants adequate notice that the parents were asserting their own rights in
addition to those of their children, Plaintiffs’ claims involving the rights of the parents are properly
before us.” Kanuszewski v. Michigan Dep’t of Health and Human Servs., 927 F.3d 396, 406 n.4 (6th
Cir. 2019) (“Errors in captions are common and need not be viewed as fatal defects. . . . Our
touchstone is adequate notice, and the Federal Rules of Civil Procedure evidence a clear preference
to resolve disputes on their merits.”) (cleaned up).
A.K. attends a program in Council Rock and will turn twenty-two in May of this
year. (Id. ¶¶ 70–71.) Plaintiffs allege that after the Commonwealth Court released its
Mumin decision in May of 2024, Council Rock emailed A.K.’s mother, C.K., to notify her
that the decision “requires that your child graduate at the conclusion of the current
school term.” (Id. ¶ 72.) After the decision was stayed on appeal, Council Rock
allegedly sent C.K. another email, this time notifying her of the stay and stating that
the school district “will be working to ensure that your children will continue to receive
services through this time of uncertainty.” (Id. ¶ 74.) Plaintiffs state that if A.K. is
“age[d] out” of the program before she turns twenty-two, she “will experience disruption
and regression that will significantly impede her future.” (Id. ¶ 77.) They further
maintain that both A.K. and her mother have been “left . . . in a state of precarity and
instability,” with the uncertainty about A.K.’s FAPE eligibility “mak[ing] it extremely
difficult for A.K. to prepare for the transition and for C.K. to determine when
alternative supports and services need to be in place.” (Id. ¶ 78.)
V.S., also at Council Rock, will turn twenty-one in August of this year. (Id.
¶¶ 80–81.) Council Rock allegedly told S.S., V.S.’s parent, that her services “may be
terminated” after the current school year finishes. (Id. ¶ 82.) Plaintiffs allege the
“uncertainty” of V.S.’s continued education at Council Rock has “made it extremely
difficult for S.S. to plan for V.S.’s next steps and to explain to V.S. what the future holds
for her” and that S.S. “is becoming increasingly concerned about how to help V.S.
prepare for a sudden disruption” in support. (Id. ¶ 84.)
B.J. attends a program in Central Bucks and will turn twenty-two in June of this
year. (Id. ¶¶ 87–88.) According to Plaintiffs, in March of 2024, B.J.’s Individualized
Education Program (“IEP”) team “agreed that [he] would remain [in Central Bucks]
until the end of the 2024-2025 school year,” but two months later, the school district
emailed his parent, J.J., to say that the Mumin decision “requires that your child
graduate at the conclusion of the current school year.” (Id. ¶ 89–90.) Then, several
days later, J.J. received another email from Central Bucks, stating that the stay “may
allow” the Department to enforce the New Policy and that B.J. “will not be exited from
special education services at the conclusion of the 2023-2024 school term as previously
communicated.” (Id. ¶ 91.) In support of the allegation that Central Bucks intends to
resume the Old Policy as soon as possible, Plaintiffs highlight Central Bucks’s
application for relief of the stay, which represented that absent relief, students could
“enter the 2024-25 school year with no idea of when their special education services
may end.” (Id. ¶ 95.) And Plaintiffs explain that B.J. “is still on the waitlist” for
appropriate adult day programs and that his reliance on the Central Bucks team “to
help him gradually transition” to such a program means that being “forced to exit
Central Bucks without any advance warning or preparation” would likely result in his
being “homebound and isolated.” (Id. ¶ 97.)
C.B., also at Central Bucks, will turn twenty-two in March of 2028, so under the
Old Policy, her services will be terminated following the 2026-2027 school year. (Id.
¶¶ 99–101.) L.B., C.B.’s parent, believes that the support she would receive “over the
next three years [is] essential to her post-school success” and is worried that if Central
Bucks terminates C.B.’s services “before she is ready, . . . she will experience significant
regression, isolation, and depression.” (Id. ¶ 102.) Plaintiffs further note that L.B.
“needs time” to identify future support services for C.B. but because of the uncertainty
surrounding the duration of her FAPE, does not know when those supports will need to
be in place. (Id. ¶ 103.)
II
The Districts moved to dismiss the Complaint for lack of subject-matter
jurisdiction pursuant to Rule 12(b)(1) and for failure to state a claim pursuant to Rule
12(b)(6). Because the Districts filed their motions attacking subject-matter jurisdiction
before answering the complaint or otherwise presenting competing facts, their motions
are a facial, not factual, attack. Constitution Party of Pa. v. Aichele, 757 F.3d 347, 358
(2014). A facial attack “considers the claim on its face and asserts that it is insufficient
to invoke the subject matter jurisdiction of the court.” Id. In other words, a facial
attack “contests the sufficiency of the pleadings,” and the court applies the same
standard of review used for considering a Rule 12(b)(6) motion. Id. (citation omitted).
The plaintiff “must assert facts that affirmatively and plausibly suggest that the
pleader has the right” to jurisdiction, but in evaluating those assertions the Court
must, as it would in the Rule 12(b)(6) context, “accept as true all material allegations
set forth in the complaint, and must construe those facts in favor of the nonmoving
party.” In re Schering Plough Corp. Intron, 678 F.3d 235, 243–44 (3d Cir. 2012)
(citations omitted). A court deciding a 12(b)(6) motion may consider only the complaint,
exhibits attached thereto, matters of public record and “undisputedly authentic
documents” on which the claims are based. Mayer v. Belichick, 605 F.3d 223, 230 (3d
Cir. 2010). The same limits apply to a facial attack under Rule 12(b)(1). See Giovanni
v. U.S. Dep’t of the Navy, 433 F. Supp. 3d 736, 741 (E.D. Pa. 2020).
III
Before considering the merits of a suit, the Court must determine whether the
action constitutes a case or controversy under Article III of the Constitution. See
Wayne Land and Mineral Grp., LLC v. Delaware River Basin Comm’n, 959 F.3d 569,
573–74 (3d Cir. 2020). The case-or-controversy requirement is enforced via several
doctrines, including standing and ripeness. Plains All Am. Pipeline L.P. v. Cook, 866
F.3d 534, 539 (3d Cir. 2017). Standing and ripeness, while not identical doctrines, often
overlap in many respects. See, e.g., Presbytery of New Jersey Orthodox Presbyterian
Church v. Florio, 40 F.3d 1454, 1462 (3d Cir. 1994) (“[I]t is of course true that if no
injury has occurred, the plaintiff can be told either that she cannot sue, or that she
cannot sue yet.”) (citation omitted).
Although the parties’ briefing focused solely on the Third Circuit’s unique test
for ripeness in the declaratory judgment context, the Court will first address standing.
Cf. Henderson ex rel. Henderson v. Shinseki, 562 U.S. 428, 434 (2011) (“[F]ederal courts
have an independent obligation to ensure that they do not exceed the scope of their
jurisdiction, and therefore they must raise and decide jurisdictional questions that the
parties either overlook or elect not to press.”); Free Speech Coalition, Inc. v. Att’y
General, 825 F.3d 149, 167 n.15 (3d Cir. 2016) (finding ripeness satisfied where
standing was met because in that case both issues “turn on whether the threat of future
harm . . . is sufficiently immediate”); Aichele, 757 F.3d at 368 n.25 (holding that
ripeness was satisfied for the reasons discussed in the standing analysis).
A
For a plaintiff to have Article III standing, she “must establish three elements:
(1) an injury in fact, (2) that is fairly traceable to the challenged conduct of the
defendant, and (3) that is likely redressed by a favorable judicial decision.” Yaw v. Del.
River Basin Comm’n, 49 F.4th 302, 310–11 (3d Cir. 2022). The burden of establishing
standing rests with the plaintiff, who must “clearly allege facts demonstrating each
element.” Id. at 311 (cleaned up).3
1
To satisfy the injury-in-fact requirement of Article III, plaintiffs must allege an
injury that is “concrete and particularized” as well as “actual or imminent, not
conjectural or hypothetical.” Id. (citations omitted). When plaintiffs request
prospective relief “in the form of a declaratory judgment or an injunction, they must
show that they are likely to suffer from a future injury” that is imminent — that is, the
injury “is certainly impending rather than just merely possible.” Id. at 318 (cleaned
up); Whitmore v. Arkansas, 495 U.S. 149, 158 (1990) (“Allegations of possible future
injury do not satisfy the requirements of Art[icle] III.”). The harm need not be “literally
certain,” meaning a “substantial risk” of injury can suffice. See Clapper v. Amnesty
Int’l, 568 U.S. 398, 414 n.5 (2013). But an alleged future harm that relies upon a
“‘chain of contingencies’ amounting to ‘mere speculation’” will not support Article III
standing. Aichele, 757 F.3d at 364 (quoting Clapper, 568 U.S. at 410); see also Thorne v.
Pep Boys Manny Moe & Jack Inc., 980 F.3d 879, 893 (3d Cir. 2020) (“Thorne posits only
3 Insofar as the Third Circuit has created a distinct declaratory-judgment standing test, that
test has “often [been] framed . . . as part of the injury-in-fact analysis,” Aichele, 757 F.3d at 365 n.22,
and is, for the reasons discussed below, not satisfied here.
an infinitesimal increase in her chances of being injured . . . so any risk of harm . . . is
no more than speculative.”).
Plaintiffs can also base prospective relief on past exposure to illegal conduct, so
long as they allege current negative effects flowing from that past exposure. See Yaw,
49 F.4th at 319; O’Shea v. Littleton, 414 U.S. 488, 495–96 (1974). Past injury can also
be used to predict future injury. Murthy v. Missouri, 603 U.S. 43, 59 (2024) (citing
O’Shea, 414 U.S. at 495–96). But a plaintiff does not have standing simply because she
has expended funds in response to, or expressed fear of, a future harm that is not itself
imminent. See Clapper, 568 U.S. at 416; Aichele, 757 F.3d at 364 & n.21.
Here, Plaintiffs request forward-looking relief in the form of both a declaratory
judgment and a permanent injunction. (Compl. ¶ 9.) To support this request, they
allege a single harm: the possibility that the Student-Plaintiffs will be denied a FAPE
to which they are legally entitled. (Compl. ¶¶ 6–7, 13, 110; Pl. Resp. in Opp. to Mot. to
Dismiss at 2, 18, ECF No. 14.).4
a
A.K. and B.J. will turn twenty-two in May and June, respectively. Because of
the supersedeas, they are not currently being denied a FAPE, and under their own
interpretation of the IDEA, are not entitled to services beyond their twenty-second
birthdays. Thus, for A.K., C.K., B.J. and J.J.’s alleged future injury — the denial of a
4 The Plaintiffs also allege the students’ programs are crucial to successful post-school
transitions, without which they will regress, (Compl. ¶¶ 77, 83, 97, 102), and that the Districts’
policy has created uncertainty that makes it difficult for their parents to prepare them for the future
and plan their next steps, (id. ¶¶78, 84, 102–03). Insofar as Plaintiffs contend that these allegations
constitute current harms based on their fear of the future loss of a FAPE, see (Pl. Resp. in Opp. to
Mot. to Dismiss at 2, 6), they must still demonstrate that this alleged future harm is imminent. The
Court’s analysis thus focuses on that alleged future harm.
FAPE before A.K. and B.J.’s twenty-second birthdays — to be imminent, they must at
least allege facts that support the conclusion that the Pennsylvania Supreme Court is
likely to affirm the Commonwealth Court’s decision before their next birthdays. They
have not done so, nor could they. Oral argument was granted in November but has not
yet been held, nor has the date even been set despite the release of argument calendars
for April and May.5 And although Central Bucks petitioned the Commonwealth Court
for relief from the supersedeas in July of 2024, B.J. and J.J. allege no facts from which
the Court could infer that the petition would likely be granted, let alone that it would
be granted before B.J.’s next birthday. In sum, because the risk of future harm turns
on “pure speculation,” these four plaintiffs have not alleged an injury that satisfies the
actual-or-imminent requirement.
C.B. and L.B. also fail to satisfy the imminency requirement. C.B. does not turn
twenty-two until March of 2028. Thus, a state supreme court decision adverse to C.B.
would not result in the denial of the FAPE to which she alleges she is entitled for at
least two more years. While L.B. understandably prefers to know the maximum
duration of C.B.’s FAPE as soon as possible and “believes that the comprehensive
services and supports C.B. receives . . . over the next three years are essential to her
post-school success,” (Compl. ¶ 102), the possibility that C.B. will be denied a necessary
FAPE two years from now is too speculative and remote to satisfy the actual-or-
5 The state supreme court calendar is available online. Unified Jud. Sys. of Pa., Calendar,
https://www.pacourts.us/courts/supreme-court/calendar (last visited April 17, 2025) (providing links
to PDFs of daily argument lists). Argument does not appear to be scheduled again until September.
See id. Although the court can add arguments, id., Plaintiffs do not allege, or even speculate, that
the court will do so in this case.
imminent requirement, see (id. (alleging L.B. is worried about what will happen “if”
Central Bucks terminates services “before C.B. is ready”) (emphasis added).6
b
V.S., who turns twenty-one in August, appears at first glance to present a more
compelling case for imminent injury. Under the Old Policy, V.S.’s services would be
terminated at the end of the current school year, but under the New Policy — the one
currently in force due to the supersedeas — they would continue throughout the
upcoming 2025-26 school year. In contrast to the other Student-Plaintiffs, it is
fathomable that the state supreme court will release its decision in Mumin during that
time, i.e., a time when V.S. alleges she is entitled to services, which would immediately
bring about the future harm she alleges in this suit. V.S. thus appears to be at greater
risk than the other Student-Plaintiffs, though the speculative nature of this risk could
still be fatal to V.S.’s standing. And the more-likely timeline ultimately raises a more
6 The Plaintiffs do not clearly argue that their “uncertainty” harms are the ongoing effects of
past illegal conduct. And it might be difficult for them to argue that they experienced past illegal
conduct. They do not allege that the Student-Plaintiffs were ever denied the FAPE to which
Plaintiffs allege they are entitled. They do, however, allege that the Districts attempted to age-out
A.K. and B.J. in 2024. And their briefing points to the IDEA’s transition planning and post-school
goal provisions, arguing that the Districts’ actions “have impeded Plaintiffs’ right to this transition
planning” because they “cannot identify post-school goals if they do not know how long they will be
able to continue receiving the services that make those goals possible.” (Pl. Resp. in Opp. at 19
(pointing to Compl. ¶¶ 77–78, 83–84, 97, 102–03).)
Assuming these claims suffice to demonstrate past illegal conduct, Plaintiffs still have not
alleged injury-in-fact. First, Plaintiffs’ allegations do not offer “clear evidence” of any IDEA-related
harm. The supersedeas was in place before the current school year began. Plaintiffs do not allege
that the Districts failed to comply with the New Policy. And they offer no facts explaining how the
Districts’ disagreement with the New Policy has actually impacted the Student-Plaintiffs’
instruction, IEPs, etc., or the actual steps Plaintiffs have or have not taken because of the Districts’
alleged conduct. Second, for the Districts’ alleged threats and prior attempts to terminate services to
support any subjective or self-inflicted current and ongoing harm, Plaintiffs would need to show the
Districts’ allegedly unlawful planned course of conduct was imminently likely to be implemented.
This, as explained above, they cannot do.
fundamental problem: neither V.S. nor any of the other Plaintiffs can rely on the
possibility of an adverse decision in Mumin.
The United States Supreme Court has long “been reluctant to endorse standing
theories that require guesswork as to how independent decisionmakers will exercise
their judgment.” See Clapper, 568 U.S. at 413. The fact that an independent
decisionmaker is in some manner related to the case need not pose an insurmountable
hurdle. See, e.g., Dep’t of Commerce v. New York, 588 U.S. 752, 768 (2019)
(“Respondents’ theory of standing thus does not rest on mere speculation about the
decisions of third parties; it relies instead on the predictable effect of Government
action on the decisions of third parties.”). But the Supreme Court has been particularly
skeptical of basing injury on litigation outcomes: “It is just not possible for a litigant to
prove in advance that the judicial system will lead to any particular result in his case.”
Whitmore, 495 U.S. at 159–60; see also Clapper, 568 U.S. at 413–14 (citing this
statement in the context of decisions by the Foreign Intelligence Surveillance Court).
And here, the risk of harm to V.S. and the other Plaintiffs turns on the actions of
the state supreme court. Specifically, the risk turns on that court deciding to affirm the
Commonwealth Court’s state-law holding and not deciding — or not deciding in
Plaintiffs’ favor — whether the IDEA requires Pennsylvania LEAs that receive federal
funds to provide services to children with disabilities until their twenty-second
birthday. Even if it the Court were permitted to surmise that the Pennsylvania
Supreme Court is likely to affirm the unanimous en banc Commonwealth Court on the
specific issues it decided, the Court cannot begin to guess whether, or how, that court
will address the IDEA interpretive question.7 Ultimately, despite the differences in
V.S.’s circumstances compared to the other Student-Plaintiffs, V.S.’s loss of a FAPE —
the future harm that she must show is clearly impending or substantially likely — is
also too speculative to support standing.8
2
The second element of standing requires a plaintiff to show that her injury is
“fairly traceable” to the defendant’s conduct. Aichele, 757 F.3d at 360 (cleaned up).
This causation requirement is not a high bar; concurrent causation does not defeat the
requirement, and even “an indirect causal relationship will suffice, so long as there is a
fairly traceable connection” to the defendant. Id. at 366 (citation omitted). Here,
7 The Commonwealth Court considered only questions of state administrative law and said
nothing about the requirements of the IDEA. See Mumin, 317 A.3d at 1106 n.39. But the parties’
briefing at the Pennsylvania Supreme Court offers competing views on whether 20 U.S.C.
§ 1412(a)(1) requires Pennsylvania LEAs to provide a FAPE to students with disabilities until their
twenty-second birthday. See, e.g., Appellant’s Br. at 22–25, 30–34, Pa. Sch. Bds. Ass’n v. Mumin, 39
MAP 2024 (Pa.); Appellees’ Br. at 7–25, Pa. Sch. Bds. Ass’n v. Mumin, 39 MAP 2024 (Pa.). Part of
this dispute revolves around whether the New Policy is already required by 22 Pa. Code § 14.102(a)
(incorporating the federal IDEA regulations), a question on which the state supreme court said it
would hear oral argument. (ECF No. 8-2.)
8 The specific circumstances in Whitmore — the case in which the Supreme Court expressed
significant skepticism of predicting litigation results — required a particularly high degree of
guesswork: the petitioner needed to obtain federal habeas relief and be convicted again upon retrial.
495 U.S. at 159–60. Perhaps such extreme circumstances would permit a distinction here, where
there is a unanimous, en banc decision by the lower court. But Clapper made no such distinction,
nor has any circuit court relied on one. See, e.g., Daker v. Carr, No. 20-13067, 2022 WL 1398119, at
*2 (11th Cir. May 3, 2022); Tennille v. Western Union Co., 809 F.3d 555, 562 (10th Cir. 2015); see also
Doe v. Univ. of Michigan, 78 F.4th 929, 944 (6th Cir. 2023) (applying this principle to a university
disciplinary process). Regardless, the possibility that the state supreme court will address the IDEA
interpretation question that the Commonwealth Court did not answer means the Court would be
engaged in mere guesswork.
To be clear, the possibility that the state supreme court interprets the IDEA provision at
issue does not strip the federal courts of jurisdiction. While the state court’s specific holding could
raise non-jurisdictional issue preclusion questions, or jurisdictional mootness issues, there is no
jurisdictional bar to federal-court litigation of an issue pending before a state court. See, e.g., Exxon
Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 292 (2005) (“[P]endency of an action in the
state court is no bar to proceedings concerning the same matter in the Federal court having
jurisdiction.”) (citation omitted).
regardless of the relationship between Plaintiffs’ alleged harm and the uncertainty
caused by the fact that Mumin is still pending, the risk the Student-Plaintiffs face is
ultimately due to the Districts’ alleged actions and policies, without which the students
would be assured of the continuance of a FAPE until their twenty-second birthdays.
Plaintiffs have thus satisfied the traceability requirement.
3
The redressability element requires a plaintiff to show that her injury “will be
‘redressed by a favorable decision.’” Lutter v. JNESO, 86 F.4th 111, 128 (3d Cir. 2023)
(citation omitted). “[T]o redress an injury-in-fact, a declaratory judgment must provide
conclusive resolution of a concrete controversy related to a prospective course of action
by one of the adverse parties.” Id. at 129.
Plaintiffs’ allegations concerning “prospective course[s] of action” are not robust.
B.J., J.J., C.B. and L.B. provide no hint as to what (if any) specific actions they are
currently taking in the absence of relief or would be taking were relief granted.
Nonetheless, at this stage, the Court can infer that the allegations concerning the
difficulties involved in both preparing A.K. and V.S. for an abrupt transition and
planning their next steps — which includes knowing when to implement alternative
services — mean that these students and their parents have plans that will be affected
by judgment in this case.9
9 Council Rock argues the Plaintiffs failed to state a claim because school districts cannot
provide them relief absent “policy guidance from [the Department],” which, as the party responsible
for supervising IDEA implementation and compliance in Pennsylvania, must be the party to provide
relief. (Def. Council Rock’s Mot. to Dismiss at 20–21, ECF No. 6.) These arguments are relevant to
the traceability and redressability elements of the standing analysis. See, e.g., Murthy v. Missouri,
603 U.S. 43, 57 (2024) (“[I]t is a bedrock principle that a federal court cannot redress ‘injury that
results from the independent action of some third party not before the court.’”) (citation omitted); see
generally id. at 58–74 (discussing the problem of third-party conduct with respect to traceability and
redressability).
B
In evaluating whether declaratory judgment suits are ripe, courts apply a test
derived from Step-Saver Data Systems, Inc. v. Wyse Technology, 912 F.2d 643 (3d Cir.
1990), and examine three factors: “(1) the adversity of the parties’ interests, (2) the
conclusiveness of the judgment, and (3) the utility of the judgment.” Plains All Am.
Pipeline L.P. v. Cook, 866 F.3d 534, 540 (3d Cir. 2017) (citation omitted).10 Plaintiffs
must clearly allege facts demonstrating the Court’s jurisdiction over a dispute. See
Renne v. Geary, 501 U.S. 312, 316 (1991); MedImmune, Inc. v. Genentech, Inc., 549 U.S.
118, 127 (2007). Because no plaintiff here can satisfy the first ripeness factor, the case
is not justiciable.11
1
The first factor — adversity of interests — examines the plaintiff’s claim and
alleged harm. “[W]here harm will result if the declaratory judgment is not entered,”
But Plaintiffs allege the Districts have policies that, if implemented, would violate the IDEA,
and they are requesting individual, not statewide, relief. SEAs are responsible for overseeing IDEA
implementation and compliance, but that does not prevent IDEA beneficiaries from enforcing the
law against LEAs. See 20 U.S.C. § 1415(i)(2)(A) (providing a private right of action against LEAs).
To obtain funding, LEAs must have policies “consistent with” SEA statewide policies, id.
§ 1413(a)(1), but they are not prohibited from going beyond those policies. Nor can they evade
responsibility under § 1415(i) for failing to comply with the IDEA by pointing to compliance with
SEA policies. Regardless of where the original error lies — with an SEA policy or an individual
LEA’s conduct — a court order directing an LEA to comply with the IDEA’s requirements would
redress its failure to do so.
10 The Third Circuit has explained that this test “differs in form” from the hardship-and-fitness
test in Abbott Laboratories v. Gardner, 387 U.S. 136 (1967) but amounts to the same inquiry. Plains,
866 F.3d at 540; see also NE Hub Partners, L.P. v. CNG Transmission Corp., 239 F.3d 333, 342 n.9
(3d Cir. 2001).
11 Whether the Step-Saver test enumerates factors rather than elements is unclear. Compare
Plains, 866 F.3d at 540 (using the label “factors” and noting that additional factors are sometimes
relevant) with Pittsburgh Mack Sales & Serv., Inc. v. Int’l Union of Operating Engineers, Local
Union No. 66, 580 F.3d 185, 190–91 (3d Cir. 2009) (“If all three of these requirements are met, the
claim is ripe.”) (emphasis added). Absent caselaw providing guidance on how to weigh these three
issues relative to one another, the Court presumes all three are necessary for ripeness.
the parties’ interests are adverse. Plains, 866 F.3d at 541 (citation omitted). In
evaluating the plaintiff’s harm, the Court asks “[w]hether the claim involves uncertain
and contingent events, or presents a real and substantial threat of harm.” NE Hub
Partners, L.P. v. CNG Transmission Corp., 239 F.3d 333, 342 n.9 (3d Cir. 2001) (citation
omitted). Although actions “based on a contingency” are unlikely to demonstrate
sufficient adversity, a plaintiff “need not suffer a completed harm” to establish
adversity because sometimes “present harms will flow from the threat of future
actions.” Armstrong World Industries, Inc. v. Adams, 961 F.2d 405, 412 (3d Cir. 1992).
In that case, the plaintiff must show “that the probability of that future event is real
and substantial, of sufficient immediacy and reality to warrant” a declaratory
judgment. Id. (cleaned up); see also Trump v. New York, 592 U.S. 125, 131 (2020)
(“[T]he case must be ‘ripe’—not dependent on ‘contingent future events that may not
occur as anticipated, or indeed may not occur at all.’”) (quoting Texas v. United States,
523 U.S. 296, 300 (1998)).
The fact that realization of Plaintiffs’ alleged harm (denial of a FAPE) rests on a
contingency (the outcome of Mumin) is not, alone, fatal. And the Plaintiffs’ argument
that the Districts will, if possible, enforce the Old Policy in the future, see, e.g., (Compl.
¶¶ 72, 90 (reproducing emails); id. ¶¶ 94–95 (discussing Central Bucks’s application for
relief)), weighs in their favor. Cf. Surrick v. Killion, 449 F.3d 520, 528 (3d Cir. 2006)
(finding that the disciplinary office’s refusal to tell the plaintiff he wouldn’t be subject to
penalties relevant to the adversity factor). But as discussed in Part III.A.1 above, the
Plaintiffs cannot show that a decision in Mumin is imminent or that there is a
substantial probability that the decision will not favor them. Without such a showing,
they cannot demonstrate the requisite adversity of interest.12
2
The second ripeness factor — conclusiveness of the judgment — concerns
“whether a declaratory judgment definitively would decide the parties’ rights.” NE
Hub, 239 F.3d at 344. It also concerns whether the decision would be aided by “further
factual development” or if the issue presented is instead “predominantly legal.” NE
Hub, 239 F.3d at 344; see also Plains, 866 F.3d at 543.
Here, judgment would be “sufficiently conclusive to define and clarify the legal
rights or relations of the parties.” Step-Saver, 912 F.2d at 648. Whether Plaintiffs are
entitled to a FAPE until they turn twenty-two is a purely legal question requiring
interpretation of federal and state law and no further factual development. Cf.
Armstrong, 961 F.2d at 412 (noting the need for a “concrete set of facts” and “factual
record” is less important for predominantly legal questions). Regardless of the
Pennsylvania Supreme Court’s ultimate decision on the pending issues in Mumin, a
judgment from this Court concerning whether federal law requires the Districts to
provide the Student-Plaintiffs a FAPE until their twenty-second birthdays would
conclusively determine the parties’ legal rights and relationship. Cf. NE Hub, 239 F.3d
at 344 (concluding the argument that the state regulatory process is preempted makes
the process’s possible outcome irrelevant for this factor); Step-Saver, 912 F.2d at 648
12 The Department’s decision to invite comment on a proposed change to the Model Policy has
no effect on the Article III justiciability analysis. If the Plaintiffs could demonstrate injury-in-fact
and adversity-of-interests absent that notice, the imminency of their harm would not be changed by
the fact that the Department invited comment on a change it could make at some point in the future.
(finding a judgment would not be conclusive because the parties would nonetheless
need to determine further legal issues).
3
The last ripeness factor — utility of the judgment — analyzes whether “the
parties’ plans of action are likely to be affected” by judgment and considers “the
hardship to the parties of withholding judgment.” Plains, 866 F.3d at 543 (quoting NE
Hub, 239 F.3d at 344–45); Step-Saver, 912 F.2d at 649. A case is not justiciable “unless
the court is convinced that by its action a useful purpose will be served,” and even
where judgment “would clarify the parties’ legal rights, it should ordinarily not be
granted unless the parties’ plans of action are likely to be affected” by the judgment.
Armstrong, 961 F.2d at 412 (cleaned up). Compare Plains, 866 F.3d at 544 (finding
plaintiff would take the same future steps regardless of whether judgment was
granted), with Surrick, 449 F.3d at 529 (crediting the district court’s findings that the
plaintiff had been deterred by the threat of government action and noting that
judgment would enable him to carry out his plans).
As discussed in Part III.A.3, the extent to which Plaintiffs’ future conduct would
be altered by judgment is unclear, and as indicated by the injury-in-fact analysis in
Part III.A.1, the Court cannot conclude that any plaintiff would suffer hardship absent
judgment. But again, at this stage, the Court can infer that A.K. and V.S.’s allegations
mean that these students and their parents will alter their conduct as a result of
judgment, supra Part III.A.3, thereby satisfying this factor. Cf. Travelers Ins. Co. v.
Obusek, 72 F.3d 1148, 1155–56 (3d Cir. 1995) (finding that “the record, at least
implicitly, reflect[ed]” that the counterclaimant, having lost on her claim that family-
provided services were compensable, would hire a professional to provide those services
instead if the court determined that was compensable).13
IV
The Districts also claim that the Court lacks subject-matter jurisdiction over
Plaintiffs’ claims under the Rooker-Feldman doctrine because of the Commonwealth
Court’s decision in Mumin. The Rooker-Feldman doctrine prohibits district courts from
exercising jurisdiction over a suit in which “(1) the federal plaintiff lost in state court;
(2) the plaintiff ‘complain[s] of injuries caused by [the] state-court judgments’; (3) those
judgments were rendered before the federal suit was filed; and (4) the plaintiff is
inviting the district court to review and reject the state judgments.” Great W. Mining &
Mineral Co. v. Fox Rotshchild LLP, 615 F.3d 159, 166 (3d Cir. 2010) (citing Exxon
Mobil, 544 U.S. at 284). The Districts’ argument fails for at least three reasons.
First, Plaintiffs do not complain of injuries caused by Mumin. The Plaintiffs’
claimed injury is the possibility that the Districts will deny them a FAPE. This injury
is independent of the state-court decision, which held only that the New Policy was void
ab initio and could not be enforced by the Department. The state court did not decide
what the IDEA’s age-related provisions demand in light of state-law public education
provisions, or require the Districts to follow either the Old Policy or the New Policy.
The decision thus did not prevent or resolve Plaintiffs’ alleged harm, but it also did not
13 This factor considers, to some extent, the utility of the judgment to defendants as well as
plaintiffs. See, e.g., Armstrong, 961 F.2d at 423 (“[A] declaratory judgment would have no significant
effect on either plaintiffs’ or defendants’ course of conduct.”); NE Hub, 239 F.3d at 345 (“The
Declaratory Judgments Act was enacted to clarify legal relationships so that plaintiffs (and possibly
defendants) could make responsible decisions about the future.”) (citation omitted). But Plaintiffs’
attempt to claim that “both parties’ plans of action would be directly impacted,” (Pl. Resp. in Opp. at
28) is unavailing here, as they have alleged no facts to support that statement, see (id.) (citing the
Complaint for effects on the Plaintiffs, but not the Districts).
cause it. Cf. Great W. Mining & Mineral Co., 615 F.3d at 167 (observing that a plaintiff
who brought a federal-court employment-discrimination suit after losing a state-court
suit on the same claims would be alleging harm from the employer’s conduct rather
than the state court’s failure to rule in plaintiff’s favor).
Second, Plaintiffs are not asking the Court to review and reject the
Commonwealth Court’s decision. They are asking the Court to determine a question
about obligations under the IDEA, an issue the Commonwealth Court expressly
avoided. Mumin, 317 A.3d at 1106 n.39 (“This Court does not decide whether the New
Age-Out Plan is necessary for the Department to comply with the IDEA, just that the
Department must promulgate the change in accordance with [state law].”).
Finally, “Rooker-Feldman does not apply when state proceedings have neither
ended nor led to orders reviewable by the United States Supreme Court.” Malhan v.
Sec’y United States Dep’t of State, 938 F.3d 453, 460 (3d Cir. 2019). Because Mumin
falls into neither category, Rooker-Feldman does not apply.
V
Finally, the Districts argue that the Plaintiffs’ failure to exhaust administrative
remedies precludes the Court from exercising subject-matter jurisdiction. But because
Plaintiffs fall within an exception to the exhaustion requirement, their failure to
exhaust would not bar the Court from hearing their claims.
A
The IDEA establishes an administrative process for addressing disputes about
IDEA compliance. T.R. v. Sch. Dist. of Philadelphia, 4 F.4th 179, 184 (3d Cir. 2021).
Plaintiffs must follow this process before bringing suit in federal court. Id. at 185.14
The IDEA’s emphasis on individualized education services “also underlies its
exhaustion requirement,” as the interactive nature of the administrative process makes
it more capable of addressing students’ specific needs than the courts. Id. at 191.
Nonetheless, a plaintiff’s failure to exhaust the administrative process is excused
“where: (1) exhaustion would be futile or inadequate; (2) the issue presented is purely a
legal question; (3) the administrative agency cannot grant relief; [or] (4) exhaustion
would cause severe or irreparable harm.” Id. at 185 (citation omitted). An additional
“systemic exception,” which “flows implicitly from, or is in fact subsumed by,” the first
and third exceptions, applies when plaintiffs “allege systemic legal deficiencies and,
correspondingly, request system-wide relief that cannot be provided (or even addressed)
through the administrative process.” Id. (citations omitted).
B
Exhaustion is required when “the peculiar expertise of an administrative
hearing officer is necessary to develop a factual record.” Pardini v. Allegheny
Intermediate Unit, 420 F.3d 181, 192 n.13 (3d Cir. 2005) (citation omitted). However, if
“the factual record is fully-developed and no evidentiary disputes remain, the court can
and should decide legal issues.” Id. (citation omitted).
This case concerns the interpretation of 20 U.S.C. § 1412(a)(1) and the effect of
Pennsylvania’s adult education laws on the Districts’ obligations under that provision.
Because this issue is a purely legal one that does not require a factual record developed
14 Although the Third Circuit has since cast doubt on its holding that IDEA exhaustion is a
jurisdictional requirement, it has not overturned that precedent. Wellman v. Butler Area Sch. Dist.,
877 F.3d 125, 130 & n.6 (3d Cir. 2017).
by a hearing officer, Plaintiffs’ failure to exhaust is excused. See id. (finding
interpretation of the stay-put provision in § 1415(j) a purely legal issue excusing
exhaustion); cf. Kristi H. ex rel. Virginia H. v. Tri-Valley Sch. Dist., 107 F. Supp. 2d 628,
633 (M.D. Pa. 2000) (finding exception not satisfied where granting relief would require
addressing first a pure legal question and then a factual one); Old Bridge Bd. of Ed. v.
R.D. ex rel. D.D., No. 15-3886, 2015 WL 4464152, at *3–4 (D.N.J. July 21, 2015)
(same).15
An appropriate Order follows.
BY THE COURT:
/s/ Gerald J. Pappert
Gerald J. Pappert, J.
15 Plaintiffs also claim to fall within the systemic-deficiency exception, (Pl. Resp. in Opp. at 23–
24), albeit without explaining how they satisfy T.R. v. School District of Philadelphia, 4 F.4th 179,
192–94 (3d Cir. 2021), the only reported Third Circuit opinion to provide an in-depth discussion of
that exception. But, because Plaintiffs satisfy the purely-legal exception, the Court need not address
this issue.