stating that courts may not weigh the evidence or substitute its own conclusion for those of the fact-finder
How later courts described this case
- stating that courts may not weigh the evidence or substitute its own conclusion for those of the fact-finder
- applying harmless error rule that courts apply in “ordinary civil cases” to administrative cases
- indicating that when an ALJ’s findings of fact are supported by substantial evidence, courts are bound by those findings, even if they would have decided the factual inquiry differently
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JENNIFER LEE MCCLANE, : CIVIL ACTION NO. 3:24-CV-535
:
Plaintiff : (Judge Neary)
:
v. :
:
LELAND DUDEK, Acting :
Commissioner of Social Security,1 :
:
Defendant :
MEMORANDUM
Before the court is the Report and Recommendation (“R&R”) (Doc. 15) of
Magistrate Judge Martin C. Carlson recommending that the court affirm the Social
Security Commissioner’s decision to deny plaintiff Jennifer Lee McClane benefits.
McClane has filed objections. (Doc. 16). Finding no error after a de novo review of
the contested portions, the court will adopt the R&R and deny McClane’s appeal.
I. Factual Background & Procedural History
Magistrate Judge Carlson’s R&R thoroughly details the background of this
case, (Doc. 15 at 2-15), and therefore, the court will provide an abbreviated version.
McClane applied for disability insurance benefits on November 23, 2021,
alleging onset of her disability on May 6, 2021. (Id. at 2). She has a high school
education, and her prior work experience includes manufacturing, food
preparation, retail, and as a shipping clerk. (Id. at 3). In her application, she alleged
1 Leland Dudek became the Acting Commissioner of Social Security on
February 16, 2025, during the pendency of this action.
that her ability to work is limited by bilateral carpal tunnel syndrome, lung surgery,
depression, anxiety, and Crohn’s disease. (Id.)
Four medical sources opined on the disabling effects of McClane’s physical
impairments. (Id. at 6). Consultative examiner Dr. Ahmed Kneifati, M.D., assessed
McClane’s environmental work limitations, and opined that she could never be
exposed to unprotected heights, dust, odors, fumes, and other pulmonary irritants,
and could only occasionally be exposed to moving mechanical parts, operating a
motor vehicle, humidity and wetness, extreme cold, and extreme heat. (Id. at 7-8).
McClane’s treating oncologist, Dr. Pauline Go, M.D., opined that McClane should
avoid extreme heat and noxious chemicals. (Id. at 8). The other two medical sources
did not opine on environmental limitations. (Id. at 7).
The ALJ denied McClane’s application for benefits. (Id. at 10). The ALJ
found that McClane met the requirements of the Act and had not engaged in
substantial gainful activity since May 6, 2021. (Id.) The ALJ further found that
McClane had the following severe impairments: lung carcinoid with partial
resection, carpal and cubital tunnel syndrome, Crohn’s disease, degenerative disc
disease, headaches, generalized anxiety disorder, and depression, but that none of
these impairments met or equaled an impairment under the Commissioner’s listing
criteria. (Id.) The ALJ then determined McClane’s residual functional capacity
(“RFC”), finding that:
After careful consideration of the entire record, the undersigned finds
that the claimant has the residual functional capacity to perform light
work as defined in 20 CFR 404.1567(b) except the claimant can
frequently handle bilaterally and perform all postural activities though
she can occasionally ladders, ropes, and scaffolds. She is further
limited to simple and routine tasks, involving only simple, work-related
decisions with few, if any, workplace changes.2
(Id.)
The ALJ found Dr. Kneifati’s opinion not persuasive, Dr. Go’s opinion
generally persuasive, and the other two medical source opinions persuasive. The
ALJ found that Dr. Kneifati’s opinion on McClane’s limitations were not supported
by his own medical findings. (Id. at 13). Despite finding Dr. Go’s opinion generally
persuasive, the ALJ did not include any environmental limitations when
determining McClane’s RFC and did not explain the omission those limitations. (Id.
at 14). The ALJ determined that McClane could not perform any past work, but also
concluded that, based on her age, education, work experience, and RFC, jobs
existed in significant numbers in the national economy that she could perform. (Id.)
The ALJ noted three occupations identified by the vocational expert that McClane
could perform: “Marker (DOT code 209.587-034), which has approximately 130,000
jobs nationally; Cleaner (DOT code 323.687-014), which has approximately 170,000
jobs nationally; and Inspector packer (DOT code 559.687-074), which has
approximately 6,000 jobs nationally.” (Id.) Accordingly, the ALJ denied McClane’s
application. (Id.)
McClane appealed. (Doc. 1). On appeal, McClane argued that the ALJ’s RFC
determination was not supported by substantial evidence because he did not
properly evaluate the medical opinion evidence, specifically, that the ALJ did not
include any environmental limitations in her RFC despite finding Dr. Go’s opinion
2 The court notes that the ALJ appears to have omitted, unintentionally,
several words in this paragraph.
generally persuasive. (Doc. 9). Magistrate Judge Carlson agreed in his R&R that the
ALJ erred when he omitted environment limitations in McClane’s RFC without
explanation, but ultimately determined that McClane did not show she was
prejudiced by the error since none of the three occupations the ALJ identified
required her to be exposed to the relevant environmental conditions.
McClane objected to the R&R. (Doc. 16). The Acting Commissioner filed a
response. (Doc. 17). The matter is thus fully briefed and ripe for resolution.
II. Legal Standard
When objections are timely filed to a magistrate judge’s report and
recommendation, the district court must conduct a de novo review of those portions
of the report to which objections are made. 28 U.S.C. § 636(b)(1); Brown v. Astrue,
649 F.3d 193, 195 (3d Cir. 2011). Although the standard is de novo, the extent of
review is committed to the sound discretion of the district judge, and the court may
rely on the recommendations of the magistrate judge to the extent it deems proper.
Rieder v. Apfel, 115 F. Supp. 2d 496, 499 (M.D. Pa. 2000) (citing United States v.
Raddatz, 447 U.S. 667, 676 (1980)). For those sections of the report and
recommendation to which no objection is made, the court should, as a matter of
good practice, “satisfy itself that there is no clear error on the face of the record in
order to accept the recommendation.” FED. R. CIV. P. 72(b), advisory committee
notes; see also Univac. Dental Co. v. Dentsply, Intern., 702 F. Supp. 2d 465, 469
(M.D. Pa. 2010) (citations omitted). Regardless of whether objections are made, the
district court may accept, not accept, or modify, in whole or in part, the findings or
recommendations made by the magistrate judge. 28 U.S.C. § 636(b)(1); L.R. 72.31.
In reviewing a Social Security appeal, the court must determine whether
“substantial evidence” supports the ALJ’s decision. See 42 U.S.C. § 405(g); Hagans
v. Comm’r of Soc. Sec., 694 F.3d 287, 292 (3d Cir. 2012); Plummer v. Apfel, 186 F.3d
422, 427 (3d Cir. 1999). The United States Supreme Court defines “substantial
evidence” as “such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.” Consolo v. Fed. Mar. Comm’n, 383 U.S. 607, 620,
86 S.Ct. 1018, 16 L.Ed.2d 131 (1966). The Third Circuit Court of Appeals explains
that “substantial evidence has been defined as ‘more than a mere scintilla;’ it means
‘such relevant evidence as a reasonable mind might accept as adequate.’” Hagans,
694 F.3d at 292 (quoting Plummer, 186 F.3d at 427).
The court should not reverse the Commissioner’s findings merely because
evidence may exist to support the opposite conclusion. See 42 U.S.C. § 405(g);
Rutherford v. Barnhart, 399 F.3d 546, 552 (3d Cir. 2005) (stating that courts may not
weigh the evidence or substitute its own conclusion for those of the fact-finder);
Fargnoli v. Halter, 247 F.3d 34, 38 (3d Cir. 2001) (indicating that when an ALJ’s
findings of fact are supported by substantial evidence, courts are bound by those
findings, even if they would have decided the factual inquiry differently). In an
adequately developed factual record, substantial evidence may be “something less
than the weight of the evidence, and the possibility of drawing two inconsistent
conclusions from the evidence does not prevent an administrative agency’s finding
from being supported by substantial evidence.” Consolo, 383 U.S. at 620.
III. Discussion
McClane objects to Judge Carlson’s determination that she was not
prejudiced by the ALJ’s failure to include any environmental limitations in her
RFC, despite finding Dr. Go’s opinion that McClane avoid extreme heat and noxious
chemicals. McClane further objects because the ALJ did not include any
environmental limitations as opined by Dr. Kneifati. Both errors, McClane argues,
mean that the ALJ’s decision could not have been supported by substantial
evidence.
As an initial matter, the ALJ adequately explained why he did not find Dr.
Kneifati’s opinion persuasive, pointing to specific notes in his examination of
McClane and articulating why these notes did not support his conclusion.
Accordingly, the ALJ did not include Dr. Kneifati’s environmental limitations in
McClane’s RFC. McClane’s objection here is ultimately an invitation to re-weigh the
evidence to find Dr. Kneifati’s opinion persuasive, and thus find that it was error
not to include his environmental limitations in her RFC, which this court may not
do. See Zirnsak v. Colvin, 777 F.3d 607, 611 (3d Cir. 2014) (citing Rutherford v.
Barnhart, 399 F.3d 546, 552 (3d Cir. 2005)).
Concerning the opinion of Dr. Go, the court agrees with Judge Carlson that
while the ALJ’s failure to include any environment limitations in McClane’s RFC
was error, it was harmless because the occupations noted by the ALJ that McClane
could perform do not require exposure to the relevant environmental conditions.
Courts may apply harmless error analysis in social security appeals when
assessing the sufficiency of an ALJ’s decision. See Seaman v. Soc. Sec. Admin., 321
F. App’x 134, 135 (3d Cir. 2009) (non-precedential); Shinseki v. Sanders, 556 U.S.
396, 409 (2009) (applying harmless error rule that courts apply in “ordinary civil
cases” to administrative cases). Under the harmless error rule, an error warrants
remand if it prejudices a party’s “substantial rights.” An error implicates
substantial rights if it likely affects the outcome of the proceeding, or likely affects
the “perceived fairness, integrity, or public reputation of judicial proceedings.”
Sanders, 556 U.S. at 411-412. The holding applies to social security proceedings.
McLeod v. Astrue, 640 F.3d 881, 887 (9th Cir. 2011); Watts v. Astrue, No. 12-4116,
2013 WL 2392909, at *3 (E.D. Pa. June 3, 2013).
Here, Dr. Go opined that McClane could not be exposed to extreme heat and
noxious chemicals and the ALJ failed to include any of these limitations in his RFC.
None of the three occupations identified by the vocational expert and noted by the
ALJ, however, require exposure to these environment conditions. Thus, this case
presents a quintessential case of harmless error. Were the court to remand the case
for consideration of Dr. Go’s environmental limitations in McClane’s RFC, it would
have no effect on the outcome because she McClane would still be capable of
performing jobs in the national economy as contemplated now.
IV. Conclusion
For the reasons stated above, the court will adopt the R&R in full and deny
plaintiff Jennifer Lee McClane’s social security appeal. An appropriate order shall
issue.
/S/ KELI M. NEARY
Keli M. Neary
United States District Judge
Middle District of Pennsylvania
Dated: April 16, 2025