“We now hold that Order No. 218 renders review from the Pennsylvania Supreme Court ‘unavailable’ for purposes of exhausting state court remedies under § 2254(c).”
How later courts described this case
- “We now hold that Order No. 218 renders review from the Pennsylvania Supreme Court ‘unavailable’ for purposes of exhausting state court remedies under § 2254(c).”
- abrogated on other grounds by Beard v. Kindler, 558 U.S. 53 (2009)
- prior convictions and facts admitted by defendant do not need to be submitted to a jury to be considered in setting statutory maximum
- interpreting /n re: Exhaustion of State Remedies in Criminal and Post-Conviction Relief Cases, No. 218 Judicial Administration Docket No. 1 (Pa. May 9, 2000) (“Order No. 218”)
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
ALFRED C. CARRERA, II, Civil No. 3:24-cv-986
Petitioner (Judge Mariani)
V,
SUPERINTENDENT MASON, ef ai.,
Respondents
MEMORANDUM
Petitioner Alfred Carrera (“Carrera”) filed the instant petition for writ of habeas corpus
pursuant to 28 U.S.C. § 2254 challenging a judgment and conviction imposed in the Court
of Common Pleas of Dauphin County, Pennsylvania. (Doc. 1). For the reasons set forth
below, the Court will deny the habeas petition and a certificate of appealability will not issue.
I. Background'
On November 13, 2016, Carrera and his ex-fiancé, Lisa Dawn Smith, were at a
Hardee’s restaurant in Middletown, Pennsylvania. See Commonwealth v. Carrera, 289
A.3d 1127, 1129-30 (Pa. Super.). The victim, Doris Louey, was sitting at a nearby table with
1 A federal habeas court may take judicial notice of state court records. See Zedonis v. Lynch,
233 F. Supp.3d 417, 422 (M.D. Pa. 2017) (Caldwell, J.) (citing Pension Benefit Guar. Corp. v. White
Consul. Indus., Inc., 998 F.2d 1192, 1197 (3d Cir. 1993) and Dean v. Copozza, No. Civ. A. 13-41, 2013 WL
1787804, at *1 (W.D. Pa. Apr. 10, 2013) (“Pennsylvania's Unified Judicial System provides online access to
the docket sheets for criminal cases, and this Court may take judicial notice of those public dockets.’).
Accordingly, in reviewing this petition, the Court takes judicial notice of the publicly available dockets of
criminal and collateral post-conviction proceedings in the Court of Common Pleas of Dauphin County, the
Pemsylvania Superior Court, and the Pennsylvania Supreme Court.
her keys and wallet on the table. (/d.). Carrera grabbed Louey’s keys and wallet, and he
and Smith ran out of the restaurant and got into Louey’s car. (/d.). Carrera was in the
driver’s seat and Smith was in the passenger's seat. (/d.). Louey ran after them and
pleaded for them not to take her car. (/d.). Carrera yelled at Louey to get away or he would
shoot her. (/d.). Louey did not see a gun but saw Carrera motioning toward his side as if
reaching for one. (/d.). Carrera then sped away in the victim's car. (Id.).
On November 17, 2016, the Middletown Police Department charged Carrera with
one count of robbery of a motor vehicle, 18 Pa.C.S. § 3702(a), and one count of terroristic
threats, 18 Pa.C.S. § 2706(a)(1). Commonwealth v. Carrera, CP-22-CR-0000132-2017 (Pa.
Ct. Com. PI. Dauphin Cnty.).
On December 5, 2017, following a jury trial, Carrera was found guilty of one count
each of robbery of a motor vehicle and terroristic threats. /d. The trial court sentenced
Carrera to 25-50 years’ incarceration on the robbery conviction as a third-time offender
pursuant to Pennsylvania’s Three Strikes Law, and five years’ probation on the terroristic
threat conviction. Id.
Carrera filed a notice of appeal with the Pennsylvania Superior Court.
Commonwealth v. Carrera, 325 MDA 2018 (Pa. Super.). On October 5, 2018, the Superior
Court affirmed the judgment of sentence. Commonwealth v. Carrera, 2018 WL 4844711
(Pa. Super.). Carrera filed a petition for allowance of appeal with the Pennsylvania
Supreme Court, which was denied. Commonwealth v. Carrera, 708 MAL 2018, 206 A.3d
1030 (Pa.).
On March 23, 2020, Carrera filed a pro se petition for post-conviction collateral relief
pursuant to the Post Conviction Relief Act (“PCRA”), 42 PA. Cons. STAT. §§ 9541-46. See
Commonwealth v. Carrera, 289 A.3d at 1131. Counsel was subsequently appointed, and
appointed counsel filed an amended petition. /d. On April 6, 2022, the PCRA court
dismissed the petition. /d.
Carrera filed an appeal to the Superior Court. /d. On February 8, 2023, the Superior
Court affirmed the order of the PCRA court dismissing the petition. Commonwealth v.
Carrera, 289 A.3d 1127. The Pennsylvania Supreme Court subsequently denied Carrera’s
petition for allowance of appeal. Commonwealth v. Carrera, 388 MAL 2023, 320 A.3d 81
(Pa.).
Thereafter, Carrera timely filed the instant petition pursuant to 28 U.S.C. § 2254.
(Doc. 1).
Il. Habeas Claims Presented for Federal Review
Carrera seeks habeas relief based on the following grounds:
e Ground One: He received an illegal sentence under Pennsylvania’s Three Strikes
Law.
e Ground Two: There was insufficient evidence to sustain his conviction for robbery
of a motor vehicle.
e Ground Three: His conviction for robbery of a motor vehicle was against the
weight of the evidence.
(Doc. 1, at 5-8; Doc. 1-1; Doc. 1-3; Doc. 1-4).
ill. Legal Standards
The statutory authority of federal courts to issue habeas corpus relief for persons in
state custody is provided by 28 U.S.C. § 2254, as amended by the Antiterrorism and
Effective Death Penalty Act of 1996 (‘AEDPA”). A habeas corpus petition pursuant to §
2254 is the proper mechanism for a prisoner to challenge the “fact or duration” of his
confinement. Preiser v. Rodriguez, 411 U.S. 475, 498-99, 93 S.Ct. 1827, 36 L.Ed.2d 439
(1973). “[I]t is not the province of a federal habeas court to reexamine state-court
determinations on state-law questions.” Estelle v. McGuire, 502 U.S. 62, 67-68, 112 S.Ct.
475, 116 L.Ed.2d 385 (1991). Rather, federal habeas review is restricted to claims based
“on the ground that [petitioner] is in custody in violation of the Constitution or laws or treaities
of the United States.” 28 U.S.C. § 2254(a); Estelle, 502 U.S. at 68.
A. Exhaustion and Procedural Default
A habeas petitioner must exhaust state court remedies before obtaining habeas
relief. 28 U.S.C. § 2254(b)(1)(A). The traditional way to exhaust state court remedies in
Pennsylvania was to fairly present a claim to the trial court, the Pennsylvania Superior
Court, and the Pennsylvania Supreme Court. See Evans v. Court of Common Pleas,
Delaware County, 959 F.2d 1227, 1230 (3d Cir. 1992). However, in light of Pennsylvania
Supreme Court Order No. 218, issued May 9, 2000, (“Order No. 218”), it is no longer
necessary for Pennsylvania inmates to seek allocatur from the Pennsylvania Supreme
Court in order to exhaust state remedies under 28 U.S.C. § 2254(c). See Lambert v.
Blackwell, 387 F.3d 210, 233-34 (3d Cir. 2004) (“We now hold that Order No. 218 renders
review from the Pennsylvania Supreme Court ‘unavailable’ for purposes of exhausting state
court remedies under § 2254(c).”).2. The habeas petitioner has the burden of proving
exhaustion. Lambert v. Blackwell, 134 F.3d 506, 513 (3d Cir. 1997).
A petitioner's failure to exhaust his state remedies may be excused in limited
circumstances on the ground that exhaustion would be futile. Lambert, 134 F.3d at 518-19.
Where such futility arises from a procedural bar to relief in state court, the claim is subject to
the rule of procedural default. See Werts v. Vaughn, 228 F.3d 178, 192 (3d Cir. 2000). In
addition, if the state court does not address the merits of a claim because the petitioner
failed to comply with the state’s procedural rules in presenting the claim, it is also
procedurally defaulted. Coleman v. Thompson, 501 U.S. 722, 750 (1991).
If a claim is found defaulted, the federal court may address it only if the petitioner
establishes cause for the default and prejudice resulting therefrom, or that a failure to
consider the claim will result in a fundamental miscarriage of justice. Werts, 228 F.3d at
192. To meet the “cause” requirement to excuse a procedural default, a petitioner must
2 In May 2000, the Pennsylvania Supreme Court issued an order, Order No. 218, rendering
review from the Pennsylvania Supreme Court “unavailable” for purposes of exhausting state court remedies
for federal habeas petitions under 28 U.S.C. § 2254(c). Lambert v. Blackwell, 387 F.3d 210, 233 (3d Cir.
2004) (interpreting /n re: Exhaustion of State Remedies in Criminal and Post-Conviction Relief Cases, No.
218 Judicial Administration Docket No. 1 (Pa. May 9, 2000) (“Order No. 218”)). This means that, for
purposes of federal habeas review under § 2254, a person in Pennsylvania custody “need not seek review
from the Pennsylvania Supreme Court” in order to have exhausted state remedies and seek federal habeas
review. Id.
“show that some objective factor external to the defense impeded counsels efforts to
comply with the State’s procedural rule.” /d. at 192-93 (quoting and citing Murray v. Carrier,
477 U.S. 478, 488-89 (1986)). Additionally, a petitioner can rely on post-conviction
counsel's ineffectiveness to establish cause to overcome the default of a substantial claim
of ineffective assistance of trial counsel. Martinez v. Ryan, 566 U.S. 1, 14 (2012). To
establish prejudice, a petitioner must prove “not merely that the errors at . . . trial created a
possibility of prejudice, but that they worked to his actual and substantial disadvantage,
infecting his entire trial with error of constitutional dimensions.” Bey v. Sup’t Greene SCI,
856 F.3d 230, 242 (3d Cir. 2017).
For a petitioner to satisfy the fundamental miscarriage of justice exception to the rule
of procedural default, the Supreme Court requires that the petitioner show that a
“constitutional violation has probably resulted in the conviction of one who is actually
innocent.” Schlup v. Delo, 513 U.S. 298, 327 (1995) (quoting Murray, 477 U.S. at 496).
This requires that the petitioner supplement his claim with “a colorable showing of factual
innocence.” McCleskey v. Zant, 499 U.S. 467, 495 (1991) (citing Kuhlmann v. Wilson, 477
U.S. 436, 454 (1986)). In other words, a petitioner must present new, reliable evidence of
factual innocence. Schlup, 513 U.S. at 324.
B. Merits Standard
Once a court has determined that the exhaustion requirement is met and, therefore,
that review on the merits of the issues presented in a habeas petition is warranted, the
scope of that review is set forth in 28 U.S.C. § 2254(d). Section 2254(d) provides, in
pertinent part, that an application for a writ of habeas corpus premised on a claim previously
adjudicated on the merits in state court shall not be granted unless:
(1) [the decision] was contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court of the
United States; or
(2) [the decision] was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). To establish that the decision was contrary to federal law “it is not
sufficient for the petitioner to show merely that his interpretation of Supreme Court
precedent is more plausible than the state court's; rather, the petitioner must demonstrate
that Supreme Court precedent requires the contrary outcome.” Matteo v. Superintendent,
171 F.3d 877, 888 (3d Cir. 1999). Similarly, a federal court will only find a state court
decision to be an unreasonable application of federal law if the decision, “evaluated
objectively and on the merits, resulted in an outcome that cannot reasonably be justified
under existing Supreme Court precedent.” /d.
Further, under 28 U.S.C. § 2254(e)(1), a federal court is required to presume that a
state court's findings of fact are correct. A petitioner may only rebut this presumption with
clear and convincing evidence of the state court’s error. Miller-El v. Cockrell, 537 U.S. 322,
341 (2003) (stating that the clear and convincing standard in § 2254(e)(1) applies to factual
issues, whereas the unreasonable application standard of § 2254(d)(2) applies to factual
decisions); Matteo, 171 F.3d at 888; Thomas v. Varner, 428 F.3d 492, 497-98 (3d Cir.
2005). This presumption of correctness applies to both explicit and implicit findings of fact.
Campbell v. Vaughn, 209 F.3d 280, 286 (3d Cir. 2000). Consequently, a habeas petitioner
“must clear a high hurdle before a federal court will set aside any of the state court's factual
findings.” Mastracchio v. Vose, 274 F.3d 590, 597-98 (1st Cir. 2001).
Like the “unreasonable application” prong of paragraph (1), a factual determination
should be adjudged “unreasonable” under paragraph (2) only if the court finds that a rational
jurist could not reach the same finding on the basis of the evidence in the record. 28 U.S.C.
§ 2254(d)(2); Porter v. Horn, 276 F. Supp. 2d 278, 296 (E.D. Pa. 2003); see also Torres v.
Prunty, 223 F.3d 1103, 1107-08 (9th Cir. 2000); cf. Jackson v. Virginia, 443 U.S. 307, 316
(1979). “This provision essentially requires the district court to step into the shoes of an
appellate tribunal, examining the record below to ascertain whether sufficient evidence
existed to support the findings of fact material to the conviction.” Breighner v. Chesney, 301
F. Supp. 2d 354, 364 (M.D. Pa. 2004) (citing 28 U.S.C. § 2254(d)(2) and (f)3). Mere
disagreement with an inferential leap or credibility judgment of the state court is insufficient
to permit relief. Porter, 276 F. Supp. 2d at 296; see also Williams v. Taylor, 529 U.S. 362,
408-09 (2000); Hurtado v. Tucker, 245 F.3d 7, 16 (1st Cir. 2001). Only when the finding
lacks evidentiary support in the state court record or is plainly controverted by evidence
3 “If the applicant challenges the sufficiency of the evidence adduced in such State court
proceeding to support the State court's determination of a factual issue made therein, the applicant, if able,
shall produce that part of the record pertinent to a determination of the sufficiency of the evidence to
support such determination.” 28 U.S.C. § 2254(f).
therein should the federal habeas court overturn a state court’s factual determination.
Porter, 276 F. Supp. 2d at 296; see also Williams, 529 U.S. at 408-09.
C. Ineffective Assistance of Counsel Standard
The Sixth Amendment right to counsel is the right to the effective assistance of
counsel. Strickland v. Washington, 466 U.S. 668, 686 (1984). This right to effective
assistance of counsel also extends to the first appeal. Lewis v. Johnson, 359 F.3d 646, 656
(3d Cir. 2004). In Strickland, the Supreme Court articulated a two-prong test in assessing
whether a petitioner has been denied the effective assistance of counsel. Strickland, 466
U.S. at 687-88. A petitioner must demonstrate: (1) that his counsel's representation “fell
below an objective standard of reasonableness’ and (2) that such defective performance
caused the petitioner prejudice. See id.
In evaluating the first prong of the Strickland test, the court must be “highly
deferential” toward counsel's conduct. /d. at 689. There is a strong presumption that
counsel's conduct fell within the wide range of reasonable professional assistance. /d. (“It is
all too tempting for a defendant to second-guess counsel's assistance after conviction or
adverse sentence, and it is all too easy for a court, examining counsel's defense after it has
proved unsuccessful, to conclude that a particular act or omission of counsel was
unreasonable.”). “Strickland and its progeny make clear that counsel's strategic choices will
not be second-guessed by post-hoc determinations that a different trial strategy would have
fared better.” Rolan v. Vaughn, 445 F.3d 671, 681-82 (3d Cir. 2006) (citing Strickland, 466
U.S. at 689). Notably, courts will not deem counsel ineffective for failing to raise a meritless
argument. Strickland, 466 U.S. at 691; United States v. Saunders, 165 F.3d 248, 253 (3d
Cir. 1999).
To satisfy the prejudice prong, the petitioner must show that there is a reasonable
probability that, but for counsel’s deficient performance, the outcome of the proceeding
would have been different. See Strickland, 466 U.S. at 694. “A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” /d. Moreover, the petitioner
must show that he or she had a reasonable likelihood of prevailing on the motion at issue,
and having prevailed on the motion, it was also reasonably likely that the result of the trial
would have been different. See Thomas, 428 F.3d at 502.
To prevail on a claim for ineffective assistance of counsel, a petitioner must satisfy
both prongs of the Strickland test. Carpenter v. Vaughn, 296 F.3d 138, 149 (3d Cir. 2002).
The inquiry may begin with either the deficient performance or prejudice prong, and the
court is not required to consider the second prong of the test if the petitioner is unable to
satisfy the first one. Strickland, 466 U.S. at 697.
10
IV. Discussion‘
A. Ground One: Illegal Sentence
In ground one, Carrera contends that he was improperly sentenced under
Pennsylvania's Three Strikes Law, 42 PA. Cons. STAT. § 9714. (Doc. 1, at 5; Doc. 1-1).
The Superior Court rejected this argument in 2018 during Carrera’s direct appeal, and then
again in 2023 when he raised it on PCRA appeal.
Generally, sentencing is a matter of state criminal procedure that does not fall within
the purview of federal habeas corpus. Bradshaw v. Richey, 546 U.S. 74 (2005). Unless a
habeas petitioner establishes that his sentence violated federal law, the legality of a
sentence is purely a question of state law that a federal court has no power to review in a
habeas corpus proceeding. See, e.g., Grecco v. O’Lone, 661 F.Supp. 408, 415 (D.N.J.
1987); Knight v. Beyer, 1989 WL 68618, at *6 (E.D. Pa. June 22, 1989) (“[a]bsent some
constitutional violation, it is clear that, particularly in the area of state sentencing guidelines,
federal courts cannot review a state’s alleged failure to adhere to its own sentencing
procedure”). Thus, a state court’s sentence and claims stemming therefrom are generally
not cognizable. Such appears to be the case here where Carrera presents a question of
4 “In considering @ § 2254 petition, we review the ‘lastreeisoned decision’ of the state courts on
the petitioner's claims.” Simmons v. Beard, 590 F.3d 223, 2331-32 (3d Cir. 2009) (citing 30nd v. Beard, 539
F.3d 256, 289-90 (3d Cir. 2008)). Thus, “[wle review the appellate court decision, not the trial court
decision, as long as the appellate court ‘issued a judgment, with explanation, binding on the parties before
it.” Burnside v. Wenerowicz, 525 F. App’x 135, 138 (3d Cir. 2013). The Pennsylvania Superior Court's
opinions issued on October 5, 2018 and February 8, 2023, will be the primary reference points in
adcressing Carrera’s claims. See Commonwealth v. Carrera, 2018 WL 4844711 (Pa. Super. Oct. 5, 2018);
Commonwealth v. Carrera, 289 A.3d 1127 (Pa. Super. Feb. 8, 2023).
11
state law as to whether his sentence was imposed in violation of Pennsylvania’s Three
Strikes Law.
Nevertheless, the Court will explain why Carrera’s illegal sentence claim is simply
without merit. On PCRA appeal, the Superior Court found, contrary to Carrera’s argument,
that his sentencing as a third-strike offender was based on the fact of his prior convictions,
which were offenses enumerated in the Three Strikes Law. Commonwealth v. Carrera, 289
A.3d at 1132-35. The Superior Court concluded that the enhancement was constitutional
and Carrera’s sentence of 25 to 50 years’ imprisonment is not illegal. /d. The Court noted
that Carrera pled guilty to aggravated indecent assault, 18 Pa.C.S. § 3125(1), on February
6, 1996, and pled guilty to robbery, 18 Pa.C.S. § 3701(a)(1)(ii), on August 29, 2014—
constituting his two strikes. /d.
Here, Carrera argues, as he did in state court, that his 1996 conviction for
aggravated indecent assault was not a first strike because it was not included in the Three
Strikes Law until 2000. (Doc. 1-1). He further argues that his 2014 robbery conviction does
not constitute a second strike. (Doc. 1-1; Doc. 19, at 4). With respect to this claim, Carrera
asserts that during sentencing, the Commonwealth waived the personal injury element of
the crimes, “making those robberies nonviolent.” (Doc. 1-1, at 1-2). Thus, it should not
count as a strike. (/d.). He alleges that the jury rather than the sentencing court should
have decided if his 1996 and 2014 convictions were crimes of violence under the Three
Strikes Law. (/d.).
12
Carrera’s claim is meritless. Alfeyne v. United States, 570 U.S. 99, 103, 108 (2013),
holds that any fact that increases the mandatory minimum sentence is an element of the
crime that must be found beyond a reasonable doubt by the trier of fact. However, Alleyne
carves out a specific exception for the “fact” of prior convictions, which are not required to
be found by a jury beyond a reasonable doubt. See Alleyne, 570 U.S. at 111 n.1 (citing
Almendarez-Torres v. United States, 523 U.S. 224 (1998)); see also United States v.
Booker, 543 U.S. 220, 244 (2005) (prior convictions and facts admitted by defendant do not
need to be submitted to a jury to be considered in setting statutory maximum). Additionally,
“[slection 9714 [the recidivist statute] increases mandatory minimum sentences based on
prior convictions. Accordingly, this section is not unconstitutional under Alleyne.”
Commonwealth v. Reid, 117 A.3d 777, 785 (Pa. Super. Ct. 2015) (citations omitted).
Carrera also contends that Roselli v. Smith, No. 17-2196, 2020 WL 6449267 (E.D.
Pa. Nov. 2, 2020), applies because the trial court in this matter also improperly found, by a
preponderance of the evidence, facts used in sentencing that should have been determined
by the jury beyond a reasonable doubt. (Doc. 1-1, at 3; Doc. 19, at 4-5). In that case,
Roselli was sentenced to a mandatory minimum. sentence of 25 years under Pennsylvania’s
Three Strikes Law after his third burglary, which crime is considered a “crime of violence”
under the statute if a person was in the structure during the illegal entry and it was adapted
for overnight accommodation. Roselli, 2020 WL 6449267, at *1-2. In reaching the verdict
on the most recent burglary, the jury specifically found that, beyond a reasonable doubt,
13
these circumstances were present. /d. at *2. However, their presence during the prior two
burglaries was determined by the judge as an evidentiary preponderance based on
underlying criminal complaints and affidavits of probable cause submitted by the
Commonwealth. /d. The district court judge agreed that the jury had appropriately
determined whether the most recent burglary met the requirements of a “strike,” but he
found that as to the two prior convictions the trial court had, in violation of the Sixth
Amendment, improperly usurped the role of the jury and “considered outside materials and
made its resulting findings by an evidentiary preponderance.” /d. at*7. Accordingly, the
district court judge conditionally granted the petitioner's petition on this issue, subject to
resentencing by the state court. /d. at *10.
Here, the Superior Court adequately addressed why Carrera’s challenge fails:
Carrera argues that the court erred in denying his PCRA petition because the
Pennsylvania Three Strikes Law is unconstitutional as applied to him, and
because he challenged “the legal and factual basis for [its] imposition,” the
jury should have made the determination about whether his predicate
offenses were “crimes of violence” to which it applied. (See id. at 10, 12-17).
In support of his claim, he relies on Roselli [v. Smith, 2020 WL 6449267 (E.D.
Pa. 2020)], an unpublished federal district court decision. (See id.).
At the outset, we note that Roselli is not binding on this Court. It conflicts with
our decisions that it is the sentencing court that makes the decision whether a
prior crime is a crime of violence for purposes of the statute, and “the court
may receive any relevant information for the purposes of deter mining the
proper penalty.” Commonwealth v. Maroney, 201 Pa.Super. 493, 193 A.2d
640, 642 (1963).
[T]he Supreme Court explicitly exempted the existence of prior
convictions from the mandate of jury consideration when sentencing
14
enhancement is an issue. When considering the propriety of a
sentencing enhancement in the wake of Apprendi, supra, this Court
has determined that it is appropriate to employ a multi-part analysis.
Commonwealth v. Lowery, 784 A.2d 795, 799 (Pa. Super. 2001).
First, we must ascertain whether the enhanced sentence exceeded
the statutory maximum for the crime for which the defendant was
convicted. If it did, the next question is whether the enhanced
sentence was based upon the fact of a prior conviction. If it was,
then the sentence is constitutional. If it was not, then the sentence is
unconstitutional. /d. (citing United States v. Williams, 235 F.3d 858,
863 n. 4 (3d Cir. 2000)).
Commonwealth v. Harris, 888 A.2d 862, 872 (Pa. Super. 2005).
Moreover, even if Roselli applied, the facts here are significantly different in
that no extrinsic evidence was needed to determine whether Carrera
committed three enumerated crimes that made the Third Strike sentencing
enhancement applicable.
At sentencing, the Commonwealth produced a sealed and certified file from
the clerk of courts that evidenced that Carrera pleaded guilty to aggravated
indecent assault, 18 Pa.C.S. § 3125(1), on February 6, 1996, and a sealed
and certified docket that reflected Carrera pled guilty to robbery, 18 Pa.C.S. §
3701(a)(1)(ii), on August 29, 2014. (See N.T. Sentencing, 1/31/18, at 3-4).
Both exhibits were moved into the record as self-authenticating, and the
convictions were for enumerated crimes of violence under the Three Strikes
legislation. (See id. at 4); 42 Pa.C.S. § 9714(g). No extrinsic evidence such
as an affidavit of probable cause was used in determining whether any of the
crimes were qualifying crimes in applying the enhancement.
As this Court explained in his direct appeal, the sentencing court properly
found that his 1996 conviction for aggravated indecent assault was a first
strike despite it not being included in the Three Strikes Law until 2000, and
the Commonwealth did not waive the personal injury element of his 2014
robbery; therefore, it was a second strike. (See Carrera, 2018 WL 4844711,
at *6). Carrera’s reliance on Roselli is neither legally binding nor persuasive.
Moreover, even if Roselli was either, the application of the enhancement was
constitutional. Unlike in that case, Carrera’s sentencing as a third-strike
offender was based on his prior convictions, without the use of any extrinsic
15
evidence such as a probable cause affidavit, making the enhancement
constitutional even if Roselli was applicable.
Accordingly, because Carrera’s sentencing as a third-strike offender was
based on the fact of his prior convictions, which were offenses enumerated in
the Three Strikes Law, the enhancement was constitutional. See Harris, 888
A.2d at 872. For all these reasons, we affirm the order of the PCRA court
dismissing his petition.
Commonwealth v. Carrera, 289 A.3d at 1132-35 (footnotes omitted).
The state court's adjudication of this claim was correct and thus reasonable.
Carrera’s sentencing as a third-strike offender was based on the fact of his prior convictions.
Id. Thus, as the Superior Court held, Carrera’s sentencing—where the court (rather than a
jury) found that Carrera had two qualifying prior convictions for crimes of violence—was not
illegal. /d. Carrera has not shown that the state court’s ruling was based upon an
unreasonable determination of the facts, or that it resulted in a decision that was contrary to,
or involved an unreasonable application of, clearly established Supreme Court law. Carrera
is not entitled to habeas relief on this claim.
B. □ Ground Two: Sufficiency of the Evidence
In ground two, Carrera alleges that the evidence was insufficient to sustain his
conviction for robbery of a motor vehicle. (Doc. 1, at 6; Doc. 1-3).
The “clearly established Federal law” governing sufficiency of the evidence claims is
set forth in the United States Supreme Court's decision in Jackson v. Virginia, 443 U.S. 307
(1979). Under Jackson, evidence is sufficient to support a conviction if, “after reviewing the
evidence in the light most favorable to the prosecution, any rational trier of fact could have
16
found the essential elements of the crime beyond a reasonable doubt.” /d. at 319.
“Jackson leaves juries broad discretion in deciding what inferences to draw from the
evidence presented at trial, requiring only that jurors ‘draw reasonable inferences from basic
facts to ultimate facts.”” Coleman v. Johnson, 566 U.S. 650, 651 (2012) (quoting Jackson,
443 U.S. at 319).
On direct appeal, Carrera argued that the evidence was insufficient to support his
conviction for robbery of a motor vehicle. Commonwealth v. Carrera, 2018 WL 4844711, at
*4-5. In affirming the judgment of sentence, the Superior Court rejected Carrera’s
sufficiency of the evidence claim and found as follows:
In Appellant's first issue, he challenges the sufficiency of the evidence with
respect to his conviction for robbery of a motor vehicle. Our standard of
review is well settled:
The standard we apply in reviewing the sufficiency of evidence is
whether, viewing all the evidence admitted at trial in the light most
favorable to the verdict winner, there is sufficient evidence to enable
the fact-finder to find every element of the crime beyond a
reasonable doubt. In applying the above test, we may not weigh the
evidence and substitute our judgment for that of the fact-finder. In
addition, we note that the facts and circumstances established by the
Commonwealth need not preclude every possibility of innocence.
Any doubts regarding a defendant's guilt may be resolved by the
fact-finder unless the evidence is so weak and inconclusive that as a
matter of law no probability of fact may be drawn from the combined
circumstances. The Commonwealth may sustain its burden of
proving every element of the crime beyond a reasonable doubt by
means of wholly circumstantial evidence. Moreover, in applying the
above test, the entire record must be evaluated and all evidence
actually received must be considered. Finally, the trier of fact while
passing upon the credibility of witnesses and the weight of the
17
evidence produced, is free to believe all, part or none of the
evidence.
Commonwealth v. Sauers, 159 A.3d 1, 11 (Pa. Super. 2017). The crime of
robbery of a motor vehicle is defined as follows:
(a) Offense defined.--A person commits a felony of the first degree if
he steals or takes a motor vehicle from another person in the
presence of that person or any other person in lawful possession of
the motor vehicle.
18 Pa.C.S. § 3702(a). Robbery of a motor vehicle has additional elements
and is distinct from theft of a motor vehicle. Commonwealth v. George, 705
A.2d 916, 919 (Pa. Super. 1998). Therefore, the Commonwealth must prove
the following elements:
(1) the stealing, taking or exercise of unlawful control over a motor
vehicle; (2) from another person in the presence of that person or
any other person in lawful possession of the vehicle; and (3) the
taking must be accomplished by the use of force, intimidation or the
inducement of fear in the victim.
Id. at 919-920.
At trial, Ms. Louey testified as follows:
So | sat down and I’m texting my boyfriend. And | could hear
[Appellant and Ms. Smith] talking. | don’t know what they were
discussing or anything. But next thing | know, he rushed over,
grabbed my keys and my wallet off the table, ran out the door. So of
course my first instinct was to run after him. He went around the
back of my car, because | was parked at the second parking spot,
and was getting in. And she was trying to get in the passenger door.
And as she got in, | grabbed the door and | said: Don’t take my car.
| don’t even remember my exact wording, but it was: Don’t take my
car, please. You know: You can't do this.
And at that time the girl didn’t say a word. She just sat in the seat.
She didn't - - you know, she didn’t -- | don’t even remember she
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looked at me or anything. She just sat in the seat. And he said: Get
the fuck away, bitch, or I'll shoot you.
And he patted his side like he must have had something in — a
weapon, a gun, something inside his pants or his jacket pocket. So
of course at that point I’m not going to say, let me - - | can’t say: |
wanna see it; let me see it. Do you really have a gun?
So | backed off. That’s exactly what | did. | backed off and | watched
them drive away. And I’m calling 911 and I'm saying: My car was
just stolen. I’m here at the Hardee’s in Middletown and someone
took my car.
N.T., 12/4-5/17, at 47-48.
Appellant also testified at his trial. He admitted that he stole Ms. Louey’s keys
and wallet from her table in the restaurant, ran outside, and drove away in her
vehicle. N.T., 12/4-5/17, at 144-145. Despite Appellant's claim that he did
not have a gun and that he yelled at Ms. Smiith and not Ms. Louey, the jury
was free to believe some, all, or none of the evidence. Sauers, 159 A.3d at
11.
Ultimately, the jury opted to find Ms. Louey’s testimony credible as it was free
to do. Viewed in the light most favorable to the Commonwealth, the evidence
was sufficient to establish that Appellant stole Ms. Louey’s vehicle in Ms.
Louey’s presence, and he did so by inducing fear in Ms. Louey by threatening
to shoot her while he drove away in her car. Accordingly, the Commonwealth
established the elements of robbery of a motor vehicle. George, 705 A.2ci at
919.
Commonwealth v. Carrera, 2018 WL 4844711, at *4-5 (footnote omitted).
Cieairly, the state cour‘ applied the Pennsylvania equivalent of the Jackson standard.
See Evanis, 959 F.2d at 1233 (noting that the test for sufficiericy of the evidence is the same?
under both Pennsylvania and federal law). Because the Superior Court applied the correct
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legal standard, its adjudication satisfies review under the “contrary to” clause of §
2254(d)(1). See, e.g., Williams, 529 U.S. at 405-06.
The Court next considers whether the trial court's decision amounted to an
“unreasonable application” of Jackson.
Jackson claims face a high bar in federal habeas proceedings because they
are subject to two layers of judicial deference. First, on direct appeal, “it is the
responsibility of the jury...to decide what conclusions should be drawn from
evidence admitted at trial. A reviewing court may set aside the [trial court’s]
verdict on the ground of insufficient evidence only if no rational trier of fact
could have agreed with the [trial court].”. Cavazos v. Smith, 565 U.S. 1
(2011). And second, on habeas review, “a federal court may not overturn a
State court decision rejecting a sufficiency of the evidence challenge simply
because the federal court disagrees with the state court. The federal court
instead may do so only if the state court decision was ‘objectively
unreasonable.” /bid. (quoting Renico v. Lett, 559 U.S. 766 (2010)).
[T]he only question under Jackson is whether [the state court’s] finding was
so insupportable as to fall below the threshold of bare rationality. The state
court of last review did not think so, and that determination in turn is entitled
to considerable deference under AEDPA, 28 U.S.C. § 2254(d).
Coleman, 566 U.S. at 651, 656.
Carrera’s sufficiency of the evidence argument raised here echoes the argument
raised in state court. (Doc. 1, at 6; Doc. 1-3). He argues that the Commonwealth failed to
establish, beyond a reasonable doubt, the third element for robbery of a motor vehicle.
(Id.).
In considering this issue, the Superior Court found that the Commonwealth
established the elements of robbery of a motor vehicle. Commonwealth v. Carrera, 2018
WL 4844711, at *4-5. The Superior Court noted that the Commonwealth must prove the
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following three elements: (1) the stealing, taking or exercise of unlawful control over a motor
vehicle; (2) from another person in the presence of that person or any other person in lawful
possession of the vehicle; and (3) the taking must be accomplished by the use of force,
intimidation or the inducement of fear in the victim. /d. at *4. The Superior Court further
noted that the jury heard testimony from Carrera and the victim. /d. at 2-5. While Carrera
admitted that he stole the victim’s keys and wallet, and drove away in her vehicle, he denied
that he had a gun on his person. /d. at 5. Ultimately, the Superior Court noted, the jury
found the victim’s testimony credible. /d. The Superior Court found that the evidence was
sufficient to establish that Carrera stole the victim's car in her presence, and he did so by
inducing fear in the victim and threatening to shoot her. /d.
Significantly, Carrera does not argue that the state court’s reliance on the above
evidence and testimony “was so insupportable as to fall below the threshold of bare
rationality.” Coleman, 566 U.S. at 656. Instead, he argues that there were inconsistencies
in the victim’s testimony, and the Commonwealth only proved theft of a motor vehicle by
unlawful taking, and not robbery of a motor vehicle. (Doc. 1-3).
“28 U.S.C. § 2254(d) gives federal habeas courts no license to redetermine
credibility of witnesses whose demeanor has been observed by the state trial court, but not
by trem.” Marshall v. Lonberger, 459 U.S. 422, 434 (1983). Indeed, under the Jackson
standard, “the assessment of the credibility of witnesses is generally beyond the scope of
review.” Schlup, 513 U.S. at 330. The proper question is not whether the witnesses were
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credible, but “whether there is sufficient evidence which, if credited, could support the
conviction.” /d. Further, Coleman cautioned courts that Jackson does not permit
“imping|ing] on the jury’s role as factfinder’ through “fine-grained factual parsing.” Coleman,
566 U.S. at 655. Rather, “Jackson leaves juries broad discretion in deciding what
inferences to draw from the evidence presented at trial, requiring only that jurors ‘draw
reasonable inferences from basic facts to ultimate facts.’ [Jackson, 443 U.S.] at 319.” /d.
Taking into consideration all of this evidence as a whole, and viewing the evidence in
the light most favorable to the prosecution, the Court finds that the state court's conclusion
that there was sufficient evidence at trial to establish the necessary elements of robbery of a
motor vehicle, and to sustain the verdict, is not objectively unreasonable. Jackson, 443
U.S. at 319. There simply is no possibility that fair-minded jurists could find that this
determination conflicts with applicable Supreme Court precedent. Nor, based on review of
the state court evidence, is it an unreasonable determination of the facts. “Affording due
respect to the role of the jury and the state courts,” Coleman, 566 U.S. at 656, Carrera’s
sufficiency of the evidence claim fails.
C. Ground Three: Weight of the Evidence
In his final claim for relief, Carrera alleges that his conviction for robbery of a motor
vehicle was against the weight of the evidence. (Doc. 1, at 8; Doc. 1-4). Respondent
contends that this claim is procedurally defaulted. (Doc. 13 {J 17-18). The Court agrees.
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On direct appeal, the Superior Court found that Carrera waived this claim and
reasoned as follows:
Next, Appellant purports to challenge the weight of the evidence. However, in
order to preserve a challenge to the weight of the evidence, the Pennsylvania
Rules of Criminal Procedure require an appellant to raise the issue in a
motion made orally on the record prior to sentencing, in a written motion at
any time before sentencing, or in a timely post-sentence motion.
Pa.R.Crim.P. 607(A). Our review of the record reveals that Appellant failed to
preserve his weight of the evidence argument pursuant to Rule 607;
therefore, Appellant waived his challenge to the weight of the evidence.
Commonwealth v. Roche, 153 A.3d 1063, 1071 (Pa. Super. 2017).
Commonwealth v. Carrera, 2018 WL 4844711, at *5.
Carrera acknowledges that his weight of the evidence claim was raised as an
ineffective assistance of counsel claim during the PCRA proceedings (rather than a
standalone claim that his conviction was against the weight of the evidence). (Doc. 1, at 8;
Doc. 19, at 10-11). The Court notes that in Carrera’s petition for habeas relief, he claims
that his conviction for robbery of a motor vehicle was against the weight of the evidence.
(Doc. 1, at 8; Doc. 1-4). In his habeas petition, Carrera does not claim that he was
subjected to ineffective assistance of counsel when his trial counsel failed to challenge the
verdict as being against the weight of the evidence. (See id.).
As highlighted above, on direct appeal, the Superior Court found the weight of the
evidence claim waived. See Coramonwealth v. Carrera, 2018 WL 4844711, at *5. When
the state court does not address the merits of a claim because the petitioner failed to follow
the state’s procedural rules in presenting the claims, the claim will be considered
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procedurally defaulted if the rule upon which the state court relied is independent of the
constitutional issue and adequate to support the decision. Maples v. Thomas, 565 U.S.
266, 280 (2012); Harris v. Reed, 489 U.S. 255, 260 (1989). “[A] state procedural ground is
not ‘adequate’ unless the procedural rule is ‘strictly or regularly followed,” Johnson v.
Mississippi, 486 U.S. 578, 587 (1988), and the rule “speaks in unmistakable terms.” Doctor
v. Walters, 96 F.3d 675, 683 (3d Cir. 1996) (abrogated on other grounds by Beard v.
Kindler, 558 U.S. 53 (2009)). Thus, the procedural disposition must comport with similar
decisions in other cases such that there is a firmly established rule that is applied in a
consistent and regular manner “in the vast majority of cases.” Banks v. Horn, 126 F.3d 206,
211 (3d Cir. 1997) (quoting Dugger v. Adams, 489 U.S. 401, 410 n.6 (1989).
Here, the default is based on the Superior Court's finding of waiver, specifically
Carrera’s failure to develop the claim on appeal. See Commonwealth v. Carrera, 2018 WL
4844711, at*5. As aresult of the state court's finding that this claim was waived, the claim
is procedurally defaulted. Carrera fails to allege, as is his burden, the existence of either
cause or prejudice for the procedural default and none appears on the record. (Doc. 1, at 8;
Doc. 1-4; Doc. 19, at 10-11). Neither does it appear that a miscarriage of justice would
occur. Accordingly, habeas review of this claim is foreclosed.
V. Certificate of Appealability
AEDPA codified standards governing the issuance of a certificate of appealability for
appellate review of a district court's disposition of a habeas petition. It provides that
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“{uJnless a circuit justice or judge issues a certificate of appealability, an appeal may not be
taken to the court of appeals from...the final order in a habeas corpus proceeding in which
the detention complained of arises out of process issued by a State court[.]” 28 U.S.C. §
2253(c)(1)(A). It also provides that “[a] certificate of appealability may issue...only if the
applicant has made a substantial showing of the denial of a constitutional right.” Id. §
2253(c)(2).
When the district court has rejected a constitutional claim on its merits, “[t]he
petitioner must demonstrate that reasonable jurists would find the district court's
assessment of the constitutional claims debatable or wrong.” Slack v. McDaniel, 529 U.S.
473, 484 (2000). Applying that standard here, jurists of reason would not find it debatable
whether Carrera’s claims should be denied for the reasons given herein. Accordingly, the
Court will not issue a certificate of appealability.
VI. Conclusion
The Court will deny the § 2254 petition for writ of habeas corpus. (Doc. 1). A
separate Order shall issue.
SN
4 \, MWulad
Robert D. Mariani~
3 United States District Judge
Datecl: March ar 52 5
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