failure to protect inmate from sexual assault by staff member
How later courts described this case
- failure to protect inmate from sexual assault by staff member
- “[W]hether a given factual dispute requires submission to a jury must be guided by the substantive evidentiary standards that apply to the case.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
VICTOR LLOYD MITCHELL, :
Plaintiff :
v. : Case No. 3:22-cv-154-KAP
DON BOYLSTEIN, :
Defendant :
Memorandum Order
Plaintiff Victor Mitchell, an inmate in the custody of the Pennsylvania Department
of Corrections at S.C.I. Somerset, filed a complaint in September 2022, ECF no. 5, alleging
that his unit manager, defendant Donald Boylstein, violated the Eighth Amendment and
the Prison Rape Elimination Act by failing to protect Mitchell from sexual assault by his
cellmate, Terrance Morgan. Because as explained below there is no evidence that raises a
genuine issue of fact relevant to Boylstein’s liability, defendant’s motion for summary
judgment at ECF no. 69 is granted. The Clerk shall enter judgment for the defendant and
mark this matter closed. This is a final appealable order.
Defendant has moved for summary judgment, ECF no. 69 (motion), ECF no. 70
(defendants’ brief), ECF no. 71 (statement of material facts or SMF), ECF no. 71 (appendix
of exhibits). Plaintiff did not file a reply and the time to do so has expired. In the
complaint, Mitchell alleged that Boylstein assigned Morgan and Mitchell to the same E-
Unit cell on December 3, 2021, knowing aware in advance that Morgan was “an aggressive
homosexual,” Complaint at ¶13, “assessed as being a higher risk of being sexually
abusive,” Complaint at ¶18, was seriously mentally ill and noncompliant with his
medication orders, listed as a high security risk, and under investigation for sexual
misconduct. Complaint at ¶¶ 30-36. Meanwhile, Mitchell was assessed as being “a higher
risk of being sexually victimized,” Complaint at ¶18, was mentally ill, Complaint at ¶41,
and “fits the known profile of prison rape victim.” Complaint at ¶50.
Mitchell alleged that between December 3, 2021 and the end of January 2022 he
was sexually assaulted by Morgan; Morgan also encouraged Mitchell to kill himself.
Complaint ¶¶ 59-66. Mitchell alleged that he sought assistance from mental health care
providers on February 1, 2022. Mitchell was removed, that day, to a psychiatric
observation cell. Complaint ¶67. On February 7, 2022, Mitchell for the first time accused
Morgan of “sexual contact” in order to avoid being returned to a cell with Morgan.
Mitchell wrote an ambiguous statement that did not use the word “assault,” that asserted
Mitchell had had sexual contact with Morgan ending about two weeks earlier, that “not
every sexual act was consensual,” and that Mitchell did not want “it” to continue. ECF no.
72-4, Exhibit D. Morgan was “immediately” removed from the unit. Complaint ¶¶ 68-69.
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Mitchell’s fellow inmates deduced that Mitchell had accused Morgan and so labeled
Mitchell a “snitch.” Mitchell did not allege any further injury as a result of that alleged
label: to the contrary, he alleges that corrections personnel transferred him to protect him
from the “lambasting” of his character. Complaint ¶¶ 70-75.
Mitchell claims that by putting Morgan in the same cell with him Boylstein
violated the Eighth Amendment. Complaint at ¶85. The Eighth Amendment imposes
liability on prison officials who, by being deliberately indifferent to the risk of serious
harm, fail to prevent inmates from being injured by their fellow inmates. Proof of
liability has two elements: that objectively speaking there was a substantial risk of
serious harm to an inmate’s health or safety, and that the defendant was subjectively
aware of that risk and knowingly or recklessly disregarded it. Farmer v. Brennan, 511
U.S. 825, 834 (1994); Bistrian v. Levi, 696 F.3d 352, 367-68 (3d Cir. 2012). The
subjective element requires more than ordinary negligence, and a mistake in
professional judgment “cannot be” deliberate indifference. See Whiting v. Wexford
Health Sources, Inc., 839 F.3d 658, 662 (7th Cir. 2016)(Estelle v. Gamble claim).
Mitchell makes a parallel claim that the same facts constitute a violation of the
Prison Rape Elimination Act by Boylstein, Complaint at ¶86, but the PREA is Spending
Clause legislation that normally does not provide a private right of action and in particular
does not impose individual liability for money damages. See e.g. Bowens v. Wetzel, 674
Fed.Appx. 133, 137 (3d Cir. 2017); Lee v. Kramer, No. 3:17-CV-190-KAP, 2017 WL
6729865 at *1 (W.D. Pa. Nov. 8, 2017). The PREA claim (which would be redundant if it
existed) need not be discussed further.
For Farmer v. Brennan claims based on cell assignments, just as with other failure
to protect claims, deliberate indifference can be established by direct or circumstantial
evidence. A claim is established by evidence: 1) that a defendant knew of a concrete
threat to plaintiff from a particular person but declined to act or to seek more
information, or 2) that a defendant, while not aware of the particular risk that a
particular person posed to a particular plaintiff, was aware of “an unreasonable and
excessive risk of abuse” to inmates “generally.” Beers-Capitol v. Whetzel, 256 F.3d 120,
133 (3d Cir. 2001)(failure to protect inmate from sexual assault by staff member).
Mitchell is therefore required to point to evidence either that Boylstein was “informed
of a specific threat of harm” to Mitchell or that Boylstein was aware of a “pervasive risk
of harm” from Morgan that threatened Mitchell because the Mitchell’s physical or
psychological characteristics made him an exceptionally vulnerable target. See Day v.
Federal Bureau of Prisons, 233 Fed.Appx. 132, 133-34 (3d Cir. 2007).
What a defendant knew and when a defendant knew it must be defined with the
proper level of specificity because one cannot be deliberately indifferent to a danger that
must be inferred from facts a defendant does not know. A plaintiff cannot rest on “the
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generally recognized but unquantified risk that inmates will assault other inmates.”
Hazel v. McCullough, 2007 WL 1875807 at *7 (W.D. Pa. June 27, 2007), citing Beers-
Capitol v. Whetzel, supra. A general complaint that a plaintiff is “not getting along” with
a cellmate does not suffice to establish a genuine issue of fact that a defendant had
knowledge of a specific threat. Ned v. Kardin, 779 Fed.Appx. 75, 76 (3d Cir. 2019). The
Court of Appeals has also held that knowledge of particular prior incidents of
“qualitatively dissimilar” misconducts is inadequate to show knowledge of and therefore
deliberate indifference to risks generally: in particular, knowledge of several consensual
sexual contacts between corrections staff and inmates “could not (my emphasis)” place
a defendant on notice of a substantial risk of rape and sexual assault by other corrections
staff members on plaintiff inmates. Heggenmiller v. Edna Mahan Correctional
Institution for Women, 128 Fed. Appx. 240, 245 (3d Cir.2005). On the other hand, while
the presence of evidence of prior episodes of assaultive behavior by the attacker or of
prior assaults on the plaintiff is certainly relevant, the absence of such evidence is not a
bar to a finding of deliberate indifference. Hazel v. McCullough, supra, 2007 WL
1875807 at *3, analyzing Urrutia v. Harrisburg County Police Department, 91 F.3d 451,
456 (3d Cir. 1996).
Summary judgment is appropriate if, drawing all inferences in favor of the non-
moving party, the record indicates that “there is no genuine dispute as to any material
fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a).
Summary judgment may be granted against a party who fails to adduce facts sufficient to
establish the existence of any element to that party's case and for which that party will
bear the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317 (1986). A dispute
is genuine if and only if the evidence is such that a reasonable jury properly instructed as
to the substantive law governing the disputed claim or defense could find for the non-
moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986) (“[W]hether a
given factual dispute requires submission to a jury must be guided by the substantive
evidentiary standards that apply to the case.”) Where the evidence “is so one-sided that
one party must prevail as a matter of law,” summary judgment is appropriate. Brown v.
Grabowski, 922 F.2d 1097, 1111 (3d Cir.1990)(citations omitted).
Regardless of the liberal construction afforded the pleadings of pro se litigants, a
court is not required to help make a case for a party who does not present evidence or
argument. Scott v. Vantage Corporation, 845 Fed.Appx. 170, 179 (3d Cir. 2021), citing
Carmen v. S.F. Unified Sch. Dist., 237 F.3d 1026, 1029 (9th Cir. 2001)(in turn quoting
Forsberg v. Pacific N.W. Bell Tel. Co., 840 F.2d 1409, 1418 (9th Cir. 1988)) and Herman
v. City of Chicago, 870 F.2d 400, 404 (7th Cir. 1989). Mitchell’s complaint asserts both
that Morgan would be a danger to anyone he was celled with, and that Mitchell’s known
vulnerabilities put Mitchell in particular danger. Mitchell, however, does not point to any
evidence that would allow an inference that before Mitchell’s disclosure on February 7,
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2022, Boylstein knew that Morgan presented an unusual risk to anyone or a particular
risk of harm to Mitchell. This is notable because in Mitchell’s administrative grievance
filed in February 2022, see ECF no. 72-5, Exhibit E, Mitchell claimed that he had already
“received documentary evidence establishing that: … prison officials actually knew about
the substantial risk of serious harm to which I was exposed.”
Mitchell does not name Boylstein -or anyone else- in his administrative
grievance. Boylstein does not defend on the basis of the requirement in the
administrative grievance process that an inmate identify the person whose actions are
the subject of the grievance. However, it is relevant that even after the alleged receipt of
documentary evidence that “prison officials” knew of Morgan’s dangerousness, Mitchell
did not point to Boylstein as one of those officials: Mitchell’s claim to have evidence does
not serve as evidence. If Mitchell did have evidence that “prison officials” had
knowledge, that would not be evidence that Boylstein individually had knowledge,
because reliance on that sort of transferred atmospheric knowledge is not permitted
even at the pleading stage. See Africa v. Dukes, 492 Fed.Appx. 251, 253 (3d Cir. 2012):
The Amended Complaint alleged that Africa's cellmate was unstable and
had previously attacked other inmates, and that Dukes was well aware of the
cellmate's dangerous history. The Amended Complaint does not allege or allow for
the reasonable inference that Kerker, McKeown, Teasdale, or Noel knew of
the cellmate's dangerous history, and thus fails to state an Eighth Amendment
failure to protect claim against these defendants (my emphasis).
Boylstein states that as a unit manager Boylstein received training about the
PREA’s standards as they apply to housing assignments. SMF ¶¶1-2. Boylstein also
received training in the use of the Department of Corrections’ in-house tool called the
PREA Risk Assessment Tool (PRAT). SMF ¶5. There is no claim that PRAT is an
inadequate tool, much less evidence that Boylstein used it knowing it was inadequate.
PRAT divides inmates into three categories: (1) predator, (2) potential victim, and (3)
no housing concern. Using PRAT, both Morgan and Mitchell were considered to have
no housing concerns. SMF ¶¶6-8. Boylstein moved Morgan from a cell on the unit’s
upper tier to a cell with Mitchell on the unit’s bottom tier on December 3, 2021 because
Morgan was considered an escape risk. SMF ¶¶3-4. Boylstein did not know of any
complaints by other inmates about Morgan and did not know whether Morgan had been
convicted for violent or sexual offenses. SMF ¶¶9-10. Boylstein does not explore the
point further but the public docket sheets indicate that Morgan had one prior offense
and that it was not for a sexual assault: the record for Commonwealth v. Morgan, Case
no. CP-09-CR-3197-2008 (C.P. Bucks) indicates that Morgan was convicted in 2008
after a guilty plea to robbery and related offenses and to fleeing and eluding; Morgan’s
confinement at the time of the assault was as a result of a probation violation for which
he was sentenced in 2019.
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Boylstein received no report from Morgan or Mitchell in the two months after
December 3, 2021 of issues between them: when on February 7, 2022, Mitchell reported
that Morgan had nonconsensual sexual contact with him more than two weeks earlier,
Boylstein separated them. SMF 915-17. In the subsequent investigation completed in
September 2022 Mitchell gave a statement to a PSP trooper and a PREA Lieutenant that
Mitchell had sexual contact with Morgan from “fear” on the first day they were celled
together, but that Mitchell did not report that incident or Morgan’s subsequent sexual
relations with him for two months because Morgan’s provision of drugs and commissary
items after the sexual contact on December 3, 2021 caused Mitchell to “second guess”
his fear. See ECF no. 72-3, Exhibit C. Both Mitchell and the local District Attorney
declined criminal prosecution of Morgan; both inmates were sanctioned for sexual
conduct; Mitchell was provided a z-code (single cell); and Morgan was assessed as being
an institutional sexual predator. Id.
As the non-moving party, Mitchell must present affirmative evidence of
Boylstein’s deliberate indifference -and therefore his knowledge- in order to defeat
Boylstein’s properly supported motion for summary judgment. Williams v. Borough of
West Chester, 891 F.2d 458, 460 (3d Cir. 1989). In Williams, Judge Becker discussed
the problem of affirmative evidence after the lower court granted summary judgment to
police officers who failed to remove the belt from a pretrial detainee who committed
suicide by hanging himself. Although the decedent’s suicidal tendencies were “widely
known” in the “small” police department there was no direct evidence that the specific
defendant officers knew of them. The defendant officers denied that they had knowledge
of the decedent’s risk of suicide. Neither the fact that the decedent’s several unusual
suicide attempts were recorded on the police blotter accessible to the defendants nor the
recognized “propensity of human beings to talk about bizarre behavior” were enough to
allow an inference that the defendants had actual knowledge. Id.
Following the holding in Williams, to create a genuine issue for trial Mitchell was
required to point to direct or circumstantial evidence from which a jury could conclude
that Boylstein knew before Mitchell’s last sexual contact “over two weeks” before
February 7, 2022, ECF no. 72-4, Exhibit D, of facts from which Boylstein inferred that
Morgan was a substantial threat to Mitchell. Because Mitchell did not do that, no
properly instructed jury could find Boylstein liable.
bP
DATE:_ March 31, 2025
Keith A. Pesto,
United States Magistrate Judge
Notice by ECF to counsel and by U.S. Mail to:
Victor L. Mitchell MX-8108
S.C.I. Somerset
1590 Walters Mill Road
Somerset, PA 15510
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