“There is no legal requirement that a physician have made the particular findings that an ALJ adopts in the course of determining an RFC.”
How later courts described this case
- “There is no legal requirement that a physician have made the particular findings that an ALJ adopts in the course of determining an RFC.”
- stating that claimant must identify “specific avenues for meeting or equaling specific listings that the ALJ should have considered but did not”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
MELISSA ANN STILES, )
)
Plaintiff, )
)
v. ) Civil Action No. 23-245-J
)
LELAND DUDEK,1 )
Acting Commissioner of Social Security, )
)
Defendant. )
O R D E R
AND NOW, this 21st day of March, 2025, upon consideration of the parties’
cross-motions for summary judgment, the Court, after reviewing the Commissioner of Social
Security’s final decision denying Plaintiff’s claim for supplemental security income (“SSI”)
under Subchapter XVI of the Act, 42 U.S.C. § 1381 et seq., finds that the Commissioner’s
findings are supported by substantial evidence and, accordingly, affirms. See 42 U.S.C. §
405(g); Biestek v. Berryhill, 139 S. Ct. 1148, 1153-54 (2019); Jesurum v. Secretary of U.S. Dep’t
of Health & Human Servs, 48 F.3d 114, 117 (3d Cir. 1995) (citing Brown v. Bowen, 845 F.2d
1211, 1213 (3d Cir. 1988)). See also Berry v. Sullivan, 738 F. Supp. 942, 944 (W.D. Pa. 1990)
(if supported by substantial evidence, the Commissioner’s decision must be affirmed, as a federal
1 Leland Dudek is substituted as the defendant in this matter pursuant to Federal Rule of
Civil Procedure 25(d) and 42 U.S.C. § 405(g).
court may neither reweigh the evidence, nor reverse, merely because it would have decided the
claim differently) (citing Cotter v. Harris, 642 F.2d 700, 705 (3d Cir. 1981)).2
2 Plaintiff raises several arguments as to why she believes that the Administrative Law
Judge (“ALJ”) erred in finding her not to be disabled. She argues that the ALJ improperly failed
to consider whether her fibromyalgia met or equaled Listing 14.09, 20 C.F.R. Part 404, Subpart
P, Appendix 1, at Step Three of the sequential process; that his evaluation of her treating
physician’s opinion was inadequate; and that the residual functional capacity (“RFC”) the ALJ
formulated did not incorporate her moderate limitations in concentration, persistence, and pace
and in adapting and managing herself. The Court finds no merit to these arguments and finds
instead that the ALJ’s findings are supported by substantial evidence.
Plaintiff first asserts that the ALJ failed to evaluate whether her fibromyalgia symptoms
medically equaled the criteria to meet Listing 14.09 for inflammatory arthritis. She claims that
such analysis is required pursuant to Social Security Ruling (“SSR”) 12-2p, 2012 WL 3104869
(S.S.A. 2012). There is no dispute here that the ALJ did find one of Plaintiff’s severe
impairments to be fibromyalgia (R. 13) and that he did not specifically determine whether this
condition medically equaled Listing 14.09. However, Plaintiff’s contentions notwithstanding,
SSR 12-2p does not require that all fibromyalgia conditions be evaluated under 14.09. Rather,
SSR 12-2p states that an ALJ must consider whether a claimant’s impairment “meets or
medically equals the criteria of any of the listings,” and therefore must consider whether a
claimant’s fibromyalgia “medically equals a listing” or whether it “medically equals a listing in
combination with at least one other medically determinable impairment.” Id. at *6 (emphasis
added). It suggests Listing 14.09 as an example of a potentially relevant listing but does not
mandate consideration under that particular listing. The ALJ here found that none of Plaintiff’s
conditions met or equaled a listing and expressly discussed the applicability of several listings
pertaining to back and leg pain, including 1.15 for disorders of the skeletal spine and 1.17 for
reconstructive surgery/surgical arthrodesis of a major weight-bearing joint. (R. 14-15).
Regardless, even if the ALJ arguably should have discussed whether Plaintiff’s
fibromyalgia symptoms equaled Listing 14.09, Plaintiff has provided no basis on which to find
the listing would apply in her case. See Holloman v. Comm’r Soc. Sec., 639 Fed. Appx. 810, 814
(3d Cir. 2016) (stating that claimant must identify “specific avenues for meeting or equaling
specific listings that the ALJ should have considered but did not”). The Court’s review of the
record likewise has not revealed evidence that would satisfy the 14.09 criteria. Indeed,
Plaintiff’s counsel, at the administrative hearing, himself conceded that neither Plaintiff’s
fibromyalgia nor any of her other impairments satisfied any listing. (R. 63). In light of this, the
Court finds remand unwarranted on this point.
Plaintiff next contends that the ALJ improperly rejected the medical opinion of
consultative examiner Patrick Carone, M.D. (R. 1143-59). Plaintiff first appears to argue that
because Dr. Carone’s opinion was a “fibromyalgia opinion,” the ALJ had to rely on other
“fibromyalgia opinions” to discount it. (Doc. No. 11, pp. 12-13). Specifically, she asserts that
the reviewing agents’ opinions, which the ALJ found to be inconsistent with Dr. Carone’s
opinion, did not rely on her fibromyalgia and therefore were not truly inconsistent with Dr.
Carone’s opinion. This argument, though, misstates both the law and what the ALJ did here.
To claim that an ALJ must accept the limitations set forth in a medical opinion in the
absence of a contrary opinion is inconsistent with 20 C.F.R. § 416.920c, which governs the
analysis of medical opinion evidence for cases, such as this one, filed on or after March 27,
2017. This regulation provides that an ALJ “will not defer or give any specific evidentiary
weight, including controlling weight, to any medical opinion(s) or prior administrative medical
finding(s), including those from [a claimant’s] medical sources.” Id. at § 416.920c(a). This
refutes any claim that an opinion must be adopted unless contradicted by another opinion. Even
prior to the amendment of the Social Security Administration’s regulations in 2017, an ALJ
could reject a treating source’s opinion on the basis of contradictory medical evidence, not just
contrary opinions. See 20 C.F.R. § 416.927(c)(2). See also Titterington v. Barnhart, 174 Fed.
Appx. 6, 11 (3d Cir. 2006) (“There is no legal requirement that a physician have made the
particular findings that an ALJ adopts in the course of determining an RFC.”); Hayes v. Astrue,
Civ. No. 07-710, 2007 WL 4456119, at *2 (E.D. Pa. Dec. 17, 2007).
Therefore, the ALJ did not need any specific opinion to contradict Dr. Carone’s, let alone
a separate “fibromyalgia opinion.” Regardless, none of the medical opinions at issue purported
to provide limitations based on each separate severe impairment; all were assessments of
Plaintiff’s functional capacity in general. Dr. Carone, for instance, cited Plaintiff’s fibromyalgia
but also acknowledged a number of other relevant conditions, including lumbar degenerative
disc disease and plantar fasciitis. (R. 1148). Conversely, the state reviewing agents
acknowledged fibromyalgia as one of Plaintiff’s severe impairments and specifically cited that
condition as a basis for their functional capacity assessments. (R. 90, 93-94, 117, 121-22).
Indeed, the reviewing agent on reconsideration, Nghia Van Tran, M.D., had access to and
reviewed Dr. Carone’s opinion. (R. 120). Plaintiff’s implication that Dr. Carone’s opinion
relates to her fibromyalgia-related limitations while those of the state reviewing agents pertain to
non-fibromyalgia related restrictions is simply erroneous.
In any event, the ALJ did not rely solely on the opinions of the state reviewing agents in
finding Dr. Carone’s opinion not persuasive. Rather, he considered the factors set forth in 20
C.F.R. § 416.920c, which emphasize that “the two most important factors for determining the
persuasiveness of medical opinions are consistency and supportability.” 82 Fed. Reg. 5844-01,
at 5853 (Jan. 18, 2017). See also § 416.920c(b)(2) and (c). The ALJ here properly focused on
these factors in evaluating Dr. Carone’s opinion. (R. 21-22). He considered not just the other
medical opinion evidence – but also the objective medical evidence, including Dr. Carone’s own
examination records showing largely unremarkable findings including normal gait, range of
motion, sensation, reflexes, and muscle strength; Plaintiff’s treatment history; and Plaintiff’s
activities of daily living – in analyzing the opinion and in formulating the RFC in general. See
20 C.F.R. §§ 416.929(c) and (d); SSR 16-3p, 2017 WL 5180304, at **6-8 (S.S.A. Oct. 25,
2017). He explained his rationale at length, and substantial evidence supports his findings.
Plaintiff’ next argues that the ALJ erred by failing to incorporate her moderate limitations
in concentrating, persisting, or maintaining pace and in adapting and managing herself into the
Therefore, IT IS HEREBY ORDERED that Plaintiff’s Motion for Summary
Judgment (Doc. No. 10) is DENIED and that Defendant’s Motion for Summary Judgment (Doc.
No. 12) is GRANTED.
s/Mark R. Hornak
United States District Judge
ecf: Counsel of record
RFC, citing Ramirez v. Barnhart, 372 F.3d 546 (3d Cir. 2004). (Doc. No. 11, p. 17). However,
in Ramirez, the ALJ had limited the claimant merely to simple one or two-step tasks to account
for limitations of concentration, persistence, and pace. Here, the mental limitations found by the
ALJ in the RFC were more extensive and specific. He found that Plaintiff was limited to jobs
requiring her only to “understand, remember, and carry out simple tasks and make simple work-
related decisions; … have frequent, but not constant, work-related interaction with the public;
and … have occasional changes in work setting.” (R. 17). These limitations went well beyond a
limitation to simple one or two-step tasks or “unskilled work” and properly accounted for
Plaintiff’s deficiencies in concentration, persistence, and pace and in adapting and managing
herself. As the Third Circuit has explained, “no incantations are required at steps four and five”
to account for a claimant’s moderate limitations at steps two and three so long as the RFC fairly
reflects such findings. See Hess v. Comm’r of Soc. Sec., 931 F.3d 198, 209 (3d Cir. 2019).
Instead, the ALJ must employ a fact-specific valid explanation approach to account for these
moderate limitations in the RFC, see id. at 210, which is precisely what happened here.
To the extent that Plaintiff’s brief could be construed as raising any additional arguments,
such arguments are too under-developed and conclusory to be addressed by the Court. See Hyer
v. Colvin, No. CV 15-297-GMS, 2016 WL 5719683, at *11 (D. Del. Sept. 29, 2016) (“‘It is not
enough merely to present an argument in the skimpiest way, and leave the Court to do counsel’s
work – framing the argument, and putting flesh on its bones through a discussion of the
applicable law and facts.’”) (quoting Ve Thi Nguyen v. Colvin, No. C13-882, 2014 WL 1871054,
at *2 (W.D. Wash. May 8, 2014)). For instance, Plaintiff seems to briefly argue that the ALJ
gave insufficient consideration to her testimony about the pain and limiting effects caused by her
fibromyalgia. Not only is this argument under-developed, the Court further notes that, as a
general matter, when an ALJ has articulated reasons supporting a “credibility” determination,
that determination is afforded significant deference. See Horodenski v. Comm’r of Soc. Sec., 215
Fed. Appx. 183, 188-89 (3d Cir. 2007); Reefer v. Barnhart, 326 F.3d 376, 380 (3d Cir. 2003).
Here, the Court finds that there was sufficient evidence to defer to the ALJ’s findings regarding
Plaintiff’s subjective complaints.
Accordingly, the Court finds that the ALJ applied the correct legal standards and that
substantial evidence supports his decision. It will therefore affirm.