“Substantial evidence . . . means—and means only—‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’”
How later courts described this case
- “Substantial evidence . . . means—and means only—‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’”
- remanding for the ALJ to address whether impairments met or equaled a listing; stating, “[d]ue to inconsistencies in the record, which the ALJ failed to address, we are unable to determine whether substantial evidence supports the ALJ’s finding... .”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
BRIAN SINGER, )
)
Plaintiff, )
)
)
v. ) Case No. 4:23-CV-01359-SPM
)
LELAND DUDEK, )
Acting Commissioner of Social Security,1 )
)
)
Defendant. )
MEMORANDUM OPINION
This is an action under 42 U.S.C. § 405(g) for judicial review of the final decision of
Defendant Leland Dudek, Acting Commissioner of Social Security (the “Commissioner”) denying
the application of Plaintiff Brian Singer (“Plaintiff”) for Disability Insurance Benefits (“DIB”)
under Title II of the Social Security Act, 42 U.S.C. §§ 401 et seq. The parties consented to the
jurisdiction of the undersigned magistrate judge pursuant to 28 U.S.C. § 636(c). (ECF No. 5). For
the reasons stated below, I will reverse the Commissioner’s denial of Plaintiff’s application and
remand the case for further proceedings.
1 Leland Dudek is now the Acting Commissioner of Social Security. Pursuant to Rule 25(d) of the
Federal Rules of Civil Procedure, Leland Dudek is substituted as the defendant in this suit. No
further action need be taken to continue this suit by reason of the last sentence of section 205(g)
of the Social Security Act, 42 U.S.C. § 405(g).
I. FACTUAL BACKGROUND
At the hearing before the ALJ on November 16, 2022, Plaintiff testified as follows. Plaintiff
has migraine headaches, and there is rarely a day that goes by that he does not spend time in bed,
“just because the headache pain is so bad.” (Tr. 46). He also has anxiety and treatment-resistant
depression. (Tr. 47). He is in bed every day for an hour to an hour and a half at a time. (Tr. 50).
He tries to get up and find things to do, but if it hurts too bad, he lies back down. (Tr. 50). How
many times he lies down depends on how bad the headache is. (Tr. 52). The headache makes it
hard to think, focus, and concentrate. (Tr. 51). He takes a narcotic pain medication, but the pain
medication has not been very effective for the past six months or so. (Tr. 52). He had some medial
branch blocks that took his pain from around level six to a level five on a one-to-ten pain scale.
(Tr. 52-53). He has been seeing the same neurologist for nine to ten years. (Tr. 53). He described
two instances where he tried to do yard work, but every fifteen minutes or so his head hurt so bad
he had to go in the house and lie down. (Tr. 54-55).
With regard to the medical records, the Court accepts the facts as set forth in the parties’
respective statements of fact and responses. Briefly, the medical records show that Plaintiff has
consistently complained to his treatment providers of daily headaches, sometimes severe; has
sought treatment from a neurologist, a pain management doctor, and an ear, nose, and throat
(“ENT”) specialist to try to address his headaches; has undergone various diagnostic procedures
(including a CT scan, an MRI, a nasal endoscopy, a diagnostic cervical medial branch block at
C2/3); has been diagnosed with intractable migraine headaches; and has undergone numerous
treatments related to his migraines, including Aimovig injections, Emgality injections, Xtampza
ER (an extended release form of oxycodone), chiropractic treatments, and ketamine infusion, with
little relief. He has also sought regular treatment for depression and anxiety, and his complaints to
his mental health providers are typically largely focused on the effects of his headaches on his
mood, concentration, and/or motivation.
The record contains opinion evidence addressing Plaintiff’s physical impairments from
three sources. On October 16, 2020, Plaintiff’s treating neurologist, Michelle Wood, D.O.,
completed a Medical Source Statement indicating that Plaintiff had daily headaches at an intensity
of 5-6/10 with stabbing and throbbing pain around his head; that the headaches increase in severity
at times to around 10/10 in intensity; that Plaintiff would need to take unscheduled breaks of 15-
20 minutes two to three times during the workday; that he would likely be off task 25% of the
time; and that he would likely miss work or leave early because of his conditions more than four
days per month. (Tr. 471-73). On October 20, 2022, Dr. Wood completed a Medical Statement
Regarding Headaches stating that Plaintiff had migraine headaches and chronic daily transferred
migraines, with associated photophobia and increased sensitivity to noise. (Tr. 942). She also
stated he was unable to work while suffering a headache. (Tr. 942). On December 3, 2020, medical
consultant James Weiss, M.D., reviewed the available medical records and opined that Plaintiff
had no exertional, postural, manipulative, visual, or communicative limitations but should avoid
concentrated exposure to noise and avoid all exposure to hazards due to his migraines. (Tr. 95-97).
On May 24, 2022, Michael O’Day, D.O., reviewed the available medical records and opined that
Plaintiff had some exertional limitations and that, due to his migraines, he should avoid
concentrated exposure to noise and vibration and should avoid all exposure to hazards. (Tr. 120-
23).
II. PROCEDURAL BACKGROUND
In September 2020, Plaintiff applied for DIB, alleging that he had been unable to work
since October 16, 2017, due to migraine, anxiety, and depression. (Tr. 218, 241). He subsequently
amended his onset date to October 5, 2019. (Tr. 235-36). His application was denied initially and
on reconsideration. (Tr. 105, 132). On February 8, 2023, following a hearing, the ALJ issued an
unfavorable decision. (Tr. 7-30). On August 28, 2023, the Appeals Council denied Plaintiff’s
request for review. (Tr. 1-6). Plaintiff has exhausted all administrative remedies, and the decision
of the ALJ stands as the final decision of the Commissioner.
III. STANDARD FOR DETERMINING DISABILITY UNDER THE ACT
To be eligible for benefits under the Social Security Act, a claimant must prove he or she
is disabled. Pearsall v. Massanari, 274 F.3d 1211, 1217 (8th Cir. 2001); Baker v. Sec’y of Health
& Hum. Servs., 955 F.2d 552, 555 (8th Cir. 1992). Under the Social Security Act, a person is
disabled if he or she is unable “to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected to result in death or
which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42
U.S.C. § 423(d)(1)(A). The impairment must be “of such severity that he [or she] is not only unable
to do his [or her] previous work but cannot, considering his [or her] age, education, and work
experience, engage in any other kind of substantial gainful work which exists in the national
economy, regardless of whether such work exists in the immediate area in which he [or she] lives,
or whether a specific job vacancy exists for him [or her], or whether he [or she] would be hired if
he [or she] applied for work.” 42 U.S.C. § 423(d)(2)(A).
To determine whether a claimant is disabled, the Commissioner engages in a five-step
evaluation process. 20 C.F.R. § 404.1520(a); see also, e.g., McCoy v. Astrue, 648 F.3d 605, 611
(8th Cir. 2011) (discussing the five-step process). At Step One, the Commissioner determines
whether the claimant is currently engaging in “substantial gainful activity”; if so, then the claimant
is not disabled. 20 C.F.R. § 404.1520(a)(4)(i); McCoy, 648 F.3d at 611. At Step Two, the
Commissioner determines whether the claimant has “a severe medically determinable physical or
mental impairment that meets the [twelve-month duration requirement in § 404.1509], or a
combination of impairments that is severe and meets the duration requirement”; if the claimant
does not have a severe impairment, the claimant is not disabled. 20 C.F.R. § 404.1520(a)(4)(ii);
McCoy, 648 F.3d at 611. To be severe, an impairment must “significantly limit[] [the claimant’s]
physical or mental ability to do basic work activities.” 20 C.F.R. § 404.1520(c). At Step Three, the
Commissioner evaluates whether the claimant’s impairment meets or equals one of the
impairments listed in 20 C.F.R. Part 404, Subpart P, Appendix 1 (the “listings”). 20 C.F.R.
§ 404.1520(a)(4)(iii); McCoy, 648 F.3d at 611. If the claimant has such an impairment, the
Commissioner finds the claimant disabled; if not, the Commissioner proceeds with the rest of the
five-step process. 20 C.F.R. § 404.1520(d); McCoy, 648 F.3d at 611.
Prior to Step Four, the Commissioner assesses the claimant’s residual functional capacity
(“RFC”), 20 C.F.R. § 404.1520(a)(4), which is “the most [a claimant] can still do despite [his or
her] limitations,” 20 C.F.R. § 404.1545(a)(1). At Step Four, the Commissioner determines whether
the claimant can return to his or her past relevant work by comparing the claimant’s RFC with the
physical and mental demands of the claimant’s past relevant work. 20 C.F.R.
§§ 404.1520(a)(4)(iv), 404.1520(f); McCoy, 648 F.3d at 611. If the claimant can perform his or
her past relevant work, the claimant is not disabled; if the claimant cannot, the analysis proceeds
to the next step. 20 C.F.R. §§ 404.1520(a)(4)(iv), 404.1520(f); McCoy, 648 F.3d at 611. At Step
Five, the Commissioner considers the claimant’s RFC, age, education, and work experience to
determine whether the claimant can make an adjustment to other work in the national economy; if
the claimant cannot make an adjustment to other work, the claimant is found disabled. 20 C.F.R.
§§ 404.1520(a)(4)(v), 404.1520(g), 404.1560(c)(2); McCoy, 648 F.3d at 611.
Through Step Four, the burden remains with the claimant to prove that he or she is disabled.
See also Moore v. Astrue, 572 F.3d 520, 523 (8th Cir. 2009). At Step Five, the burden shifts to the
Commissioner to establish that, given the claimant’s RFC, age, education, and work experience,
there are a significant number of other jobs in the national economy that the claimant can perform.
Id.; Brock v. Astrue, 674 F.3d 1062, 1064 (8th Cir. 2012); 20 C.F.R. § 404.1560(c)(2).
IV. THE ALJ’S DECISION
Applying the foregoing five-step analysis, the ALJ here found that Plaintiff did not engage
in substantial gainful activity from October 5, 2019, the amended alleged onset date, through his
date last insured of December 31, 2022; that Plaintiff had the severe impairments of degenerative
disc disease of the cervical spine, coronary artery disease, essential hypertension, migraines, major
depressive disorder, and generalized anxiety disorder; and that Plaintiff did not have an impairment
or combination of impairments that meets or medically equals the severity of one of the listed
impairments in 20 C.F.R. § 404, Subpart P, Appendix 1. (Tr. 12-13). The ALJ found that Plaintiff
had the following RFC:
Through the date last insured, [Plaintiff] had the residual functional capacity to
perform light work as defined in 20 CFR 404.1567(b) except: [Plaintiff] can lift up
to 20 pounds occasionally; lift/carry up to 10 pounds frequently. He can stand/walk
for about 6 hours and sit for up to 6 hours in an 8 hour work day, with normal
breaks. He can occasionally climb ladders, ropes or scaffolds. He should avoid
concentrated exposure to excessive noise which is defined as any noise above noise
level 3. He should avoid concentrated exposure to excessive vibration and
operational control of moving machinery. He should avoid moderate exposure to
unprotected heights. He should avoid exposure to hazardous machinery. His work
is limited to simple and routine tasks. His work should be in a low stress job, defined
as having only occasional changes in the work setting. He cannot perform work that
requires hourly quotas. He should have only occasional interaction with the public,
co-workers and supervisors.
(Tr. 15). At Step Four, the ALJ found Plaintiff was unable to perform any past relevant work
through the date last insured. (Tr. 22). At Step Five, relying on the testimony of a vocational expert,
the ALJ found that through the date last insured, there were jobs that existed in significant numbers
in the national economy that Plaintiff could have performed, including representative occupations
such as retail clerk, janitor, and laundry folder. (Tr. 22-23).
V. STANDARD FOR JUDICIAL REVIEW
The decision of the Commissioner must be affirmed if it “complies with the relevant legal
requirements and is supported by substantial evidence in the record as a whole.” Pate-Fires v.
Astrue, 564 F.3d 935, 942 (8th Cir. 2009) (quoting Ford v. Astrue, 58 F.3d 979, 981 (8th Cir.
2008)); see also 42 U.S.C. § 405(g). “Under the substantial-evidence standard, a court looks to an
existing administrative record and asks whether it contains ‘sufficien[t] evidence’ to support the
agency’s factual determinations.” Biestek v. Berryhill, 587 U.S. 97, 102-03 (2019) (quoting
Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). “Substantial evidence is less than a
preponderance, but is enough that a reasonable mind would find it adequate to support the
Commissioner’s conclusion.” Pate-Fires, 564 F.3d at 942 (quotation marks omitted). See also
Biestek, 587 U.S. at 103 (“Substantial evidence . . . means—and means only—‘such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.’”) (quoting
Consol. Edison, 305 U.S. at 229).
In determining whether substantial evidence supports the Commissioner’s decision, the
court considers both evidence that supports that decision and evidence that detracts from that
decision. Renstrom v. Astrue, 680 F.3d 1057, 1063 (8th Cir. 2012). However, the court “‘do[es]
not reweigh the evidence presented to the ALJ, and [it] defer[s] to the ALJ’s determinations
regarding the credibility of testimony, as long as those determinations are supported by good
reasons and substantial evidence.’” Id. at 1064 (quoting Gonzales v. Barnhart, 465 F.3d 890, 894
(8th Cir. 2006)). “If, after reviewing the record, the court finds it is possible to draw two
inconsistent positions from the evidence and one of those positions represents the ALJ’s findings,
the court must affirm the ALJ’s decision.” Partee v. Astrue, 638 F.3d 860, 863 (8th Cir. 2011)
(quoting Goff v. Barnhart, 421 F.3d 785, 789 (8th Cir. 2005)).
The Court reviews de novo whether the Commissioner’s determination was based on legal
error. Dewey v. Astrue, 509 F.3d 447, 449 (8th Cir. 2007) (citing Miles v. Barnhart, 374 F.3d 694,
698 (8th Cir. 2004), & Keller v. Shalala, 26 F.3d 856, 858 (8th Cir. 1994)). “Legal error may be
an error of procedure, the use of erroneous legal standards, or an incorrect application of the law.”
Collins v. Astrue, 648 F.3d 869, 871 (8th Cir. 2011) (internal citations omitted).
VI. DISCUSSION
Plaintiff argues that the ALJ failed to properly assess Plaintiff’s migraines, both in
assessing whether Plaintiff’s impairments medically equaled a listing at Step Three and in
assessing Plaintiff’s subjective complaints of pain related to his migraines and the effect of that
pain on the RFC. Because Defendant’s argument for why the ALJ adequately assessed Plaintiff’s
migraines at Step Three finding references and relies on the ALJ’s discussion of Plaintiff’s RFC
and subjective complaints, see Def.’s Br., ECF No. 13, at 6, the Court begins with the ALJ’s
assessment of Plaintiff’s subjective complaints.
A. The ALJ’s Assessment of Plaintiff’s Migraines in Assessing Subjective
Complaints and RFC
In assessing a claimant’s RFC, the ALJ must consider, along with the other relevant
evidence, “the claimant’s subjective complaints of pain.” Perks v. Astrue, 687 F.3d 1086, 1092
(8th Cir. 2012). In analyzing the limiting effects of subjective complaints, the ALJ considers the
claimant’s statements about his or her pain and other symptoms; information from medical sources
and nonmedical sources about the claimant’s functional limitations and restrictions; objective
medical evidence; the claimant’s daily activities; the location, duration, frequency, and intensity
of the pain or other symptoms; precipitating and aggravating factors; the type, dosage,
effectiveness, and side effects of any medication the claimant takes or has taken to alleviate the
pain or other symptoms; treatment, other than medication, the claimant receives or has received
for relief of the pain or other symptoms; any measures the claimant uses or has used to relieve the
pain or other symptoms (e.g., lying flat on one’s back, standing for 15 to 20 minutes every hour,
sleeping on a board, etc.); and other factors concerning functional limitations and restrictions due
to pain or other symptoms. 20 C.F.R. § 404.1529(a),(c). See also Moore v. Astrue, 572 F.3d 520,
524 (8th Cir. 2009) (citing Finch v. Astrue, 547 F.3d 933, 935 (8th Cir. 2008), & Polaski v.
Heckler, 739 F.2d 1320, 1322 (8th Cir. 1984)); Social Security Ruling 16-3p, Titles II and XVI:
Evaluation of Symptoms in Disability Claims, 2017 WL 5180304, at *7-*8 (Oct. 25, 2017). The
ALJ must “explain which of an individual’s symptoms [the ALJ] found consistent or inconsistent
with the evidence in his or her record and how our evaluation of the individual’s symptoms led to
[the ALJ’s] conclusions.” SSR 16-3p, 2017 WL 5180304, at *8. “[T]he determination or decision
must contain specific reasons for the weight given to the individual’s symptoms, be consistent with
and supported by the evidence, and be clearly articulated so the individual and any subsequent
reviewer can assess how the adjudicator evaluated the individual’s symptoms.” Id. at *10. The
Court will defer to the ALJ’s assessment of a claimant’s subjective complaints where the
assessment is “supported by good reasons and substantial evidence.” Schwandt v. Berryhill, 926
F.3d 1004, 1012 (8th Cir. 2019).
Here, the ALJ acknowledged the above standards, summarized the medical evidence, and
found that Plaintiff’s “subjective complaints are not entirely consistent with the medical evidence
and other evidence in the record.” (Tr. 17-22). However, after review of the ALJ’s decision and
the record as a whole, it is not at all clear how the ALJ reached that conclusion. Although the ALJ
mentioned Plaintiff’s migraines at several points in the opinion, the ALJ did not mention the
principal limitation Plaintiff alleged related to those migraines—his testimony that his headaches
get so bad that must lie down down in bed for an hour or more at a time, something that occurs
most days and sometimes more than once in a day.2 The ALJ also does not explain how any of the
evidence in the record is inconsistent with these allegations, nor it is it apparent to the Court. To
the contrary, the record as a whole appears to be consistent with these allegations. Plaintiff
repeatedly reported daily headaches to his treatment providers, and those reports included
statements that his headaches ranged in intensity from 2/10 to 7/10 (Tr. 522), that he spent over
half his days in bed because of the severity of his pain (Tr. 780-71), that some days he is in bed
sobbing in pain (Tr. 607), that he is hesitant to plan anything because he may have to cancel it at
the last minute due to an increase in pain severity (Tr. 606), and that his ability to participate in
life is variable because of his pain (Tr. 601). Plaintiff’s neurologist repeatedly diagnosed him with
“migraine without aura, intractable, with status migrainosus,” treated him with narcotic pain
medications and injectable medications, and opined that Plaintiff had daily chronic migraine
headaches that would cause him to need to take frequent breaks, would cause him to be off-task
2 Defendant argues that Plaintiff’s large amounts of time spent in bed were not only due to his
migraines, but were also correlated to his symptoms of depression and anxiety. The Court
acknowledges that although Plaintiff’s testimony was that “there’s rarely a day that goes by that I
don’t spend time in bed, just because the headache pain is so bad” (Tr. 46), and that how often he
lies down “just depends how bad the headache is” (Tr. 51), there is other evidence in the record
that suggests that Plaintiff also spent time in bed due to his depression and anxiety. However, it is
unclear how that fact would support a finding that the ALJ properly evaluated Plaintiff’s subjective
complaints. Where, as here, a claimant has more than one severe impairment, the ALJ is required
to “consider the combined impact of the impairments throughout the disability determination
process.” 20 C.F.R. § 404.1523. See also 20 C.F.R. § 404.1545(a)(2) (“[W]e will consider all of
[the claimant’s] medically determinable impairments of which we are aware . . . when we assess
your residual functional capacity.”). Even if Plaintiff’s limitations were caused by the combination
of Plaintiff’s migraines and Plaintiff’s mental impairments, the ALJ was still required to consider
those limitations in assessing Plaintiff’s subjective complaints and formulating the RFC.
more than 25% of the time, and would cause him to miss work or leave early more than four times
a month. (Tr. 430, 432, 559, 471-72). Although Plaintiff at times reported some improvement with
medication, the record suggests that the improvement was limited and short-term, and Plaintiff
continued to pursue new solutions to his headaches. Even after reporting to his neurologist that he
got some relief from narcotic pain medication and injectable medication, Plaintiff continued to
seek new treatments from new specialists (including an ENT, a chiropractor, and a pain
management doctor), and he underwent various diagnostic tests, including MRIs, CT scans, a nasal
endoscopy, and a diagnostic cervical medial branch block. None of these efforts appeared to yield
significant relief. (Tr. 430, 432, 522-23, 530-32, 559-60, 566-72, 670, 696, 780-85, 791-96, 798-
802, 803-07).
It appears that the ALJ may have, in assessing the limiting effects of Plaintiff’s migraines,
considered that imaging of Plaintiff’s brain was largely unremarkable, that physical examinations
were largely normal, and that the consultative physical examination revealed no abnormalities.
(Tr. 19).3 However, as courts have frequently recognized, migraine headaches cannot be proven
or disproven by physical examinations or objective findings. See Vancil v. Saul, No. 4:18-CV-55
NAB, 2019 WL 4750443, at *2 (E.D. Mo. Sept. 30, 2019) (“Because migraines constitute a
subjective complaint, objective evidence conclusively showing whether a person suffers from
3 Defendant argues that the ALJ’s citation to normal imaging of the brain and normal physical
findings was not part of the ALJ’s assessment of Plaintiff’s migraines, but was rather part of a
thorough discussion of the longitudinal treatment record in relation to all of Plaintiff’s
impairments. That is not the Court’s reading of the ALJ’s decision. The ALJ mentioned
unremarkable brain imaging in a short summary paragraph addressing the reasons for the physical
RFC finding, immediately after a sentence discussing Plaintiff’s migraines. (Tr. 19). It is unclear
what other physical impairment the brain imaging would have been relevant to. However, even
assuming, arguendo, that the ALJ did not rely on these normal objective findings to determine that
Plaintiff’s migraines were not as frequent or severe as he claimed, that does not change the Court’s
conclusion that the ALJ failed to provide an adequate explanation of his assessment of Plaintiff’s
migraines.
them is impossible to find.”) (quoting Carrier v. Berryhill, CIV-1-5086-JLV, 2017 WL 885019 at
*5 (D.S.D. Mar. 6, 2017)); Williams v. Kijakazi, No. 4:20 CV 1493 DDN, 2022 WL 823062, at
*11 (E.D. Mo. Mar. 18, 2022) (finding that it was error for an ALJ to discount claims of migraine
headaches based on a normal MRI; noting that “[n]either the occurrence nor the severity of
migraine headaches is specifically detectable through such testing” and that “the Court is not aware
of a requirement that the severity of migraines be proven through objective clinical findings.”).
Thus, physically normal examinations provide little to no support for discounting subjective
complaints of migraine headaches.
It also appears that the ALJ may have considered Plaintiff’s daily activities in assessing the
limiting effects of his migraines: the ALJ noted that Plaintiff was able to prepare meals, perform
household chores, drive, go out alone, shop in stores, manage his finances, read in his spare time,
and perform yard work for about 15 minutes before he experiences a headache. (Tr. 16). Certainly,
daily activities inconsistent with subjective allegations may undermine such allegations. However,
as Plaintiff argues, it is unclear how the activities listed are inconsistent with the specific
allegations in this case. Plaintiff does not allege that he was consistently unable to engage in any
daily activities, but rather that when his headaches get bad, he has to lie in bed for an hour to an
hour and a half at a time. He also told his therapist that his ability to participate in life is “variable”
because of his pain, and that he is hesitant to plan anything because he may have to cancel it at the
last minute due to an increase in pain severity. (Tr. 601, 606). The ability to shop in a store, manage
finances, or perform yard work for 15 minutes is not inconsistent with his allegations regarding
the effects of migraine headaches of variable intensity that only sometimes become so severe that
he cannot function. See, e.g., Wegleitner v. Kijakazi, 2023 WL 2645657, at *6 (E.D. Mo. Mar. 27,
2023) (finding it was “unclear” how activities such as living independently, preparing simple
meals, performing light household chores, handling money, and shopping were inconsistent with
the plaintiff’s statements that she had three to four migraines per week than went away after two
to four hours).
The Court is mindful of its obligation to defer to the ALJ’s assessment of the subjective
complaints. However, in light of the lack of the discussion in the ALJ’s decision of Plaintiff’s
allegations regarding how his migraines limit him, the lack of a clear explanation of what evidence
the ALJ found inconsistent with Plaintiff’s allegations, the ALJ apparent reliance on evidence that
is not actually inconsistent with Plaintiff’s allegations, and the large amount of medical and other
evidence that appears consistent with Plaintiff’s allegations, the Court finds that the ALJ did not
adequately explain how he assessed Plaintiff’s subjective complaints related to her migraines.
Moreover, given the vocational expert’s testimony that an employer would not tolerate daily
unscheduled breaks, 10% time off-task, or monthly absences (Tr. 62), it appears the ALJ might
have reached a different determination regarding Plaintiff’s ability to work if the ALJ had given
more weight to Plaintiff’s allegations of migraine pain.
Because the ALJ did not adequately explain how he assessed Plaintiff’s subjective
complaints, the Court cannot determine whether the ALJ’s RFC assessment is supported by
substantial evidence. Thus, remand is required. See, e.g,, Wegleitner v. Kijakazi, No. 4:22-CV-67
RWS, 2023 WL 2645657, at *6 (E.D. Mo. Mar. 27, 2023) (finding that because “the ALJ did not
adequately explain the purported inconsistencies between [the plaintiff’s] statements regarding the
frequency and severity of her migraines and the evidence in the record,” the Court was “unable to
determine whether the ALJ properly discounted [the plaintiff’s] statements” and was “unable to
determine whether his decision is supported by substantial evidence”; remanding and directing the
ALJ to “specifically address the frequency and severity of [the plaintiff’s] migraines and explain
in greater detail why her statements regarding the frequency and severity of her migraines were
(or were not) credible”). See also Heather Dian D. v. O’Malley, No. 1:23 CV 206 JMB, 2024 WL
4650847, at *7 (E.D. Mo. Nov. 1, 2024) (remanding where “the ALJ did not conduct an adequate
analysis of Plaintiff’s subjective complaints of migraines”). On remand, the ALJ should conduct a
new analysis of Plaintiff’s subjective complaints of migraine headache pain that is consistent with
the record and the relevant regulations.
B. The ALJ’s Step Three Finding
Plaintiff also argues ALJ failed to meaningfully assess Plaintiff’s migraines at Step Three.
At Step Three, a claimant has the burden of proving his impairment meets or medically equals a
listed impairment. Carlson v. Astrue, 604 F.3d 589, 593 (8th Cir. 2010). Although there is no
listing directly addressing headaches, Social Security Ruling 19-4p states that “Epilepsy (listing
11.02) is the most closely analogous listed impairment for a [medically determinable impairment
of] primary headache disorder” and that “[w]hile uncommon, a person with a primary headache
disorder may exhibit equivalent signs and limitations to those detailed in listing 11.02 (paragraph
B or D for dyscognitive seizures), and we may find that his or her [medically determinable
impairment] medically equals the listing.” Social Security Ruling SSR 19-4p; Titles II & Xvi:
Evaluating Cases Involving Primary Headache Disorders, 2019 WL 4169635, at *7 (Aug. 26,
2019).
Plaintiff argues that his migraines medically equal listing 11.02B, which “requires
dyscognitive seizures occurring at least once a week for at least 3 consecutive months despite
adherence to prescribed treatment.” Id. To evaluate whether a primary headache disorder is equal
in severity and duration to the criteria in 11.02B, the ALJ considers “a detailed description from
an [acceptable medical source] of a typical headache event, including all associated phenomena
(for example, premonitory symptoms, aura, duration, intensity, and accompanying symptoms); the
frequency of headache events; adherence to prescribed treatment; side effects of treatment (for
example, many medications used for treating a primary headache disorder can produce drowsiness,
confusion, or inattention); and limitations in functioning that may be associated with the primary
headache disorder or effects of its treatment, such as interference with activity during the day (for
example, the need for a darkened and quiet room, having to lie down without moving, a sleep
disturbance that affects daytime activities, or other related needs and limitations).” Id.
Here, in evaluating Plaintiff’s migraines at Step Three of the decision, the ALJ stated:
The claimant’s headaches/migraines are not directly addressed by a listing. As
indicated in SSR 19-4p covering headache disorders, the most comparable listing
is listing 11.02 on epilepsy. The documented frequency and severity of the
claimant’s headaches does not rise to the level described in this listing.
(Tr. 13).
Plaintiff argues that the ALJ’s conclusory statement regarding the frequency and severity
of Plaintiff’s headaches, without further explanation, cannot be said to be supported by substantial
evidence. Plaintiff also points to the medical evidence discussed above suggesting that Plaintiff
had daily migraines despite compliance with treatment, arguing that this evdience supports a
finding that his migraines equaled listing 11.02B.4
Defendant argues that the articulation requirements at Step Three are not high, that
generally a statement that an impairment does not medically equal a listed impairment is sufficient,
and that the ALJ’s articulation “at a later step in the sequential evaluation process will provide
rationale that is sufficient for a subsequent reviewer or court to determine the basis for the finding
4 Plaintiff also argues that the ALJ committed error under HALLEX I-2-6-5 by failing to rule on
Plaintiff’s request, made at the hearing, for a medical expert to assess medical equivalence. For
the reasons stated in Defendant’s brief, the Court finds Plaintiff’s argument is without merit.
about medical equivalence at step 3.” Id. Defendant then argues that the ALJ’s findings regarding
the effects of Plaintiff’s migraines on the RFC support the Step Three finding.
The basis for the ALJ’s Step Three finding, as articulated by the ALJ and the Defendant,
appears to be the same as the basis for the ALJ’s assessment of Plaintiff’s subjective complaints:
the ALJ’s conclusion that Plaintiff’s headaches were not as severe or frequent as he claimed. As
discussed above, however, it is unclear how the ALJ reached this conclusion. The medical records
do not appear to support this conclusion; instead, they appear to be consistent with Plaintiff having
severe headaches at least once a week, despite adherence to treatment, which at least suggests that
Plaintiff’s migraines may equal a listing describing “dyscognitive seizures occurring at least once
a week for at least 3 consecutive months despite adherence to prescribed treatment.” Absent some
additional explanation and analysis from the ALJ, the Court cannot determine whether the ALJ’s
Step Three finding is supported by substantial evidence, and the Court finds remand is required.
See, e.g., Nail v. Kijakazi, No. 4:20 CV 1422 CDP, 2022 WL 832328, at *7 (E.D. Mo. Mar. 21,
2022) (holding the ALJ’s Step Three finding that migraines did not equal listing 11.02 was not
supported by substantial evidence because, as discussed in the court’s assessment of the RFC
analysis, “the ALJ’s subsequent discussion of [the plaintiff’s] headaches demonstrates that the ALJ
did not consider all of the evidence relating to [the plaintiff’s] continuing headaches and did not
consider the effects of [the plaintiff’s] continuing headaches on his functional abilities” and
because medical evidence suggested a frequency of headaches required by listing 11.02). See also
Scott ex rel. Scott v. Astrue, 529 F.3d 818, 824 (8th Cir. 2008) (remanding for the ALJ to address
whether impairments met or equaled a listing; stating, “[d]ue to inconsistencies in the record,
which the ALJ failed to address, we are unable to determine whether substantial evidence supports
the ALJ’s finding... .”). On remand, the ALJ should re-evaluate whether Plaintiffs migraines
equal listing 11.02 and should explain the evidence in the record that supports his conclusions.
VII. CONCLUSION
For the reasons set forth above, the Court cannot determine whether the decision of the
Commissioner is supported by substantial evidence. Accordingly,
IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the decision of the
Commissioner of Social Security is REVERSED and that this case is REMANDED under
Sentence Four of 42 U.S.C. § 405(g) for reconsideration and further proceedings consistent with
this opinion.
□□
fo. )
SHIRLEY PADMORE MENSAH
UNITED STATES MAGISTRATE JUDGE
Dated this 6th day of March, 2025.
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