“In order to obtain relief on a claim of ineffectiveness, a PCRA petitioner must satisfy the performance and prejudice test set forth in Strickland[.]”
How later courts described this case
- “In order to obtain relief on a claim of ineffectiveness, a PCRA petitioner must satisfy the performance and prejudice test set forth in Strickland[.]”
- explaining that a sentencing court's application of an allegedly incorrect offense gravity score challenges the discretionary aspects of sentencing
- reversing court of appeals’ decision because “[t]he panel majority’s attempt to use a set of debatable inferences to set aside the conclusion reached by the state court does not satisfy AEDPA’s requirements for granting a writ of habeas corpus.”
- the prejudice prong of an ineffective assistance claim and the Brecht harmless error are essentially the same standard
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
MARLON RUMPH, )
)
Petitioner, ) Civil Action No. 1:21-cv-77
)
v. )
) Magistrate Judge Patricia L. Dodge
MICHAEL CLARK, THE ATTORNEY )
GENERAL OF THE STATE OF )
PENNSYLVANIA, and )
THE DISTRICT ATTORNEY OF )
THE COUNTY OF VENANGO, )
)
Respondents. )
MEMORANDUM
Pending before the Court1 is a Petition for a Writ of Habeas Corpus (ECF No. 7) filed by
Marlon Rumph (“Petitioner”) under 28 U.S.C. § 2254. Petitioner challenges the judgment of
sentence imposed on him by the Court of Common Pleas of Venango County at criminal docket
number CP-61-CR-0000715-2014. For the reasons below, the Court will deny the petition and will
deny a certificate of appealability.
I. Relevant Background
The facts underlying Petitioner’s criminal convictions were summarized by the Superior
Court of Pennsylvania as follows:
In 2014, the Franklin City Police Department, the Oil City Police Department, and
the Office of the Attorney General of Pennsylvania conducted a joint drug
investigation in Venango County. With the use of a confidential informant,
investigators engaged in controlled buys of heroin from a residence in Venango
County. A search warrant was obtained for the location, and police discovered
heroin, drug-dealing paraphernalia, a firearm, and cash. A number of drug dealers
were arrested, and they led investigators to [Petitioner] as the source of their heroin.
1 In accordance with the provisions of 28 U.S.C. § 636(c)(1), the parties voluntarily consented to
have a United States Magistrate Judge conduct proceedings in this case, including entry of a final
judgment.
Police obtained a wiretap for [Petitioner’s] telephone, and, during an intercept,
[Petitioner] agreed to sell heroin to Christopher Carlson. Police were present when
the drug transaction occurred on November 7, 2014, and arrested [Petitioner] and
Carlson. [Petitioner] was charged with and convicted of the above-delineated four
offenses.
At [Petitioner’s] trial, Christopher Carlson testified as follows. A relative arranged
for him to meet [Petitioner], whom he knew as “Lucky,” so that Carlson could begin
selling heroin in the Franklin area. N.T. Trial, 11/17/15, at 156. In May 2014,
[Petitioner] agreed to sell heroin to Carlson for $100 a gram, and Carlson would re-
sell that substance for between $150 and $200 a gram. When he first started dealing,
Carlson would purchase between twenty to thirty grams of heroin a week from
[Petitioner]. Over the course of the six months that he dealt that substance, Carlson
began to purchase about 100 grams a week from [Petitioner], who was Carlson’s
sole source for heroin. Id. at 159. Carlson, who was arrested in November 2014,
was also aware that [Petitioner] sold heroin to other drug dealers.
(ECF No. 15-30 at 2-3.)
Petitioner was convicted at a jury trial of dealing in the proceeds of an unlawful activity,
possession of a controlled substance with intent to deliver (“PWID”), conspiracy to commit PWID,
and criminal use of a communication facility. On February 9, 2016, Petitioner was sentenced to an
aggregate term of seventeen to fifty years’ imprisonment.
Petitioner appealed, but the Superior Court of Pennsylvania affirmed the judgment of
sentence on January 26, 2017. Commonwealth v. Rumph, 160 A.3d 268 (Pa. Super. 2017)
(unpublished memorandum); (ECF No. 21-57).
On July 26, 2018, Petitioner filed a petition pursuant to Pennsylvania’s Post Conviction
Relief Act (“PCRA”), 42 Pa.C.S. §§ 9541-46. The PCRA court held an evidentiary hearing, and
ultimately denied the petition. Petitioner filed an appeal from the denial. The Superior Court of
Pennsylvania affirmed the denial of the PCRA petition on July 10, 2020. Commonwealth v.
Rumph, 239 A.3d 64 (Pa. Super. 2020) (unpublished memorandum); (ECF No. 21-83). Petitioner
filed a petition for allowance of appeal, but the Supreme Court of Pennsylvania denied it on
January 5, 2021. Commonwealth v. Rumph, 664 A.3d 1 (Pa. 2021).
Petitioner placed the instant petition for writ of habeas corpus in the prison mailing system
on February 12, 2021. (ECF No. 1 at 15.) Respondents subsequently filed an answer. (ECF No.
20.) The petition is ripe for review.
II. Discussion
A. Jurisdiction
The Court has jurisdiction under 28 U.S.C. § 2254, the federal habeas statute applicable to
prisoners in custody pursuant to a state court judgment. This statute permits a federal court to grant
a state prisoner a writ of habeas corpus “on the ground that he or she is in custody in violation of
the Constitution…of the United States.” 28 U.S.C. § 2254(a). Errors of state law are not
cognizable. Id.; see, e.g., Estelle v. McGuire, 502 U.S. 62, 67-68 (1991). It is Petitioner’s burden
to prove that he is entitled to the writ. See, e.g., Vickers v. Superintendent Graterford SCI, 858
F.3d 841, 848-49 (3d Cir. 2017).
B. Standard of Review
Habeas corpus is a “guard against extreme malfunctions in the state criminal justice
systems, not a substitute for ordinary error correction through appeal.” Harrington v. Richter, 562
U.S. 86, 102-03 (2011) (internal quotations and citation omitted). It is Petitioner’s burden to prove
that he is entitled to the writ. See, e.g., Vickers v. Sup’t Graterford SCI, 858 F.3d 841, 848-49 (3d
Cir. 2017). There are other prerequisites that he must satisfy before he can receive habeas relief on
his claims but, ultimately, Petitioner cannot receive federal habeas relief unless he shows that he
is in custody in violation of his federal constitutional rights. 28 U.S.C. § 2254(a); see, e.g., Vickers,
858 F.3d at 849.
Even if a constitutional error is found in a habeas case, the petitioner is not entitled to relief
if the error was harmless. In habeas cases, the harmless error analysis is that which is set forth in
Brecht v. Abrahamson, 507 U.S. 619 (1993).2 Under Brecht, an error is harmless unless it had a
“substantial and injurious effect or influence in determining the jury’s verdict.” 507 U.S. at 638
(quoting Kotteakos v. United States, 328 U.S. 750, 776 (1946)). The Brecht harmless error analysis
is not necessary when it is subsumed in the substantive constitutional test at issue, such as it is with
an ineffective assistance of counsel claim. Albrecht v. Horn, 485 F.3d 103, 139 (3d Cir. 2007) (the
prejudice prong of an ineffective assistance claim and the Brecht harmless error are essentially the
same standard).
A finding of fact made by a state court has always been afforded considerable deference in
a federal habeas proceeding. Pursuant to the Antiterrorism and Effective Death Penalty Act of
1996 (“AEDPA”), “a determination of a factual issue made by a State court shall be presumed to
be correct.” 28 U.S.C. § 2254(e)(1). Petitioner has the “burden of rebutting the presumption of
correctness by clear and convincing evidence.” Id.
As “to any claim that was adjudicated on the merits” by the Superior Court, a federal habeas
court is prohibited from granting relief unless the petitioner established that the Superior Court’s
“adjudication of the claim”:
(1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme Court
of the United States, or
(2) resulted in a decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). For the purposes of § 2254(d), a claim has been “adjudicated on the merits
in State court proceedings” when the state court (here, the Superior Court) made a decision that
2 In Brown v. Davenport, 142 S. Ct. 1510 (2022), the Supreme Court held that when a state court
has ruled that an error was harmless, a federal habeas court must review that decision not only
under Brecht but also under AEDPA’s standard of review at § 2254(d).
finally resolves the claim based on its substance, not on a procedural, or other, ground. See, e.g.,
Richter, 562 U.S. at 98-100; Robinson v. Beard, 762 F.3d 316, 324 (3d Cir. 2014).
The majority of federal habeas claims need only be analyzed under § 2254(d)(1), which
applies to questions of law and mixed questions of law and fact. In applying § 2254(d)(1), this
Court’s first task is to ascertain what law falls within the scope of the “clearly established Federal
law, as determined by the Supreme Court of the United States[,]” 28 U.S.C. § 2254(d)(1). It is
“‘the governing legal principle or principles set forth by the Supreme Court at the time the state
court renders its decision.’” Dennis v. Sec’y, Pennsylvania Dep’t of Corr., 834 F.3d 263, 280
(2016) (en banc) (quoting Lockyer v. Andrade, 538 U.S. 63, 71-72 (2003)).
Once the “clearly established Federal law, as determined by the Supreme Court of the
United States” is ascertained, this Court must determine whether the Superior Court’s adjudication
of the claim at issue was “contrary to” that law. Williams, 529 U.S. at 404-05 (explaining that the
“contrary to” and “unreasonable application of” clauses of § 2254(d)(1) have independent
meaning). A state-court adjudication is “contrary to…clearly established Federal law, as
determined by the Supreme Court of the United States” § 2254(d)(1), “if the state court applies a
rule that contradicts the governing law set forth in [Supreme Court] cases,” Williams, 529 U.S. at
405, or “if the state court confronts a set of facts that are materially indistinguishable from a
decision of [the Supreme Court] and nevertheless arrives at a result different from [Supreme Court]
precedent,” id. at 406.
A “run-of-the-mill” state-court adjudication applying the correct legal rule from Supreme
Court decisions to the facts of a particular case will not be “contrary to” Supreme Court precedent.
Williams, 529 U.S. at 406. Thus, the issue in most federal habeas cases is whether the adjudication
by the state court survives review under § 2254(d)(1)’s “unreasonable application” clause.
“A state court decision is an ‘unreasonable application of federal law’ if the state court
‘identifies the correct governing legal principle,’ but ‘unreasonably applies that principle to the
facts of the prisoner’s case.’” Dennis, 834 F.3d at 281 (quoting Williams, 529 U.S. at 413). To
satisfy his burden under this provision of AEDPA’s standard of review, Petitioner must do more
than convince this Court that the Superior Court’s decision was incorrect. Id. He must show that it
“‘was objectively unreasonable.’” Id. (quoting Williams, 529 U.S. at 409) (emphasis added by
Court of Appeals). This means that Petitioner must prove that the Superior Court’s decision “was
so lacking in justification that there was an error well understood and comprehended in existing
law beyond any possibility for fairminded disagreement.” Richter, 562 U.S. at 103 (emphasis
added). As the Supreme Court noted:
It bears repeating that even a strong case for relief does not mean the state court’s
contrary conclusion was unreasonable. See Lockyer, supra, at 75, 123 S. Ct. 1166.
If this standard is difficult to meet, that is because it was meant to be. As amended
by AEDPA, § 2254(d) stops short of imposing a complete bar on federal-court
relitigation of claims already rejected in state proceedings. Cf. Felker v. Turpin, 518
U.S. 651, 664, 116 S. Ct. 2333, 135 L.Ed.2d 827 (1996) (discussing AEDPA’s
“modified res judicata rule” under § 2244). It preserves authority to issue the writ
in cases where there is no possibility fairminded jurists could disagree that the state
court’s decision conflicts with this Court’s precedents. It goes no further.
Id. at 102.
The standard of review set forth at § 2254(d)(2) applies when a petitioner “challenges the
factual basis for” the state court’s “decision rejecting a claim[.]” Burt v. Titlow, 571 U.S. 12, 18
(2013).3 “[A] state court decision is based on an ‘unreasonable determination of the facts’ if the
3 Sections 2254(d)(2) and (e)(1) “express the same fundamental principle of deference to state
court findings[,]” and federal habeas courts “have tended to lump the two provisions together as
generally indicative of the deference AEDPA requires of state court factual determinations.”
Lambert, 387 F.3d at 235. The Court of Appeals has instructed that § 2254(d)(2), when it applies,
provides the “overarching standard” that a petitioner must overcome to receive habeas relief, while
2254(e)(1) applies to “specific factual determinations that were made by the state court, and that
are subsidiary to the ultimate decision.” Id.
state court’s factual findings are ‘objectively unreasonable in light of the evidence presented in the
state-court proceeding,’ which requires review of whether there was sufficient evidence to support
the state court’s factual findings.” Dennis, 834 F.3d at 281 (quoting § 2254(d)(2) and citing Miller-
El v. Cockrell, 537 U.S. 322, 340 (2003)). “‘[A] state-court factual determination is not
unreasonable merely because the federal habeas court would have reached a different conclusion
in the first instance.’” Titlow, 571 U.S. at 18 (quoting Wood v. Allen, 558 U.S. 290, 301 (2010));
see Rice v. Collins, 546 U.S. 333, 342 (2006) (reversing court of appeals’ decision because “[t]he
panel majority’s attempt to use a set of debatable inferences to set aside the conclusion reached by
the state court does not satisfy AEDPA’s requirements for granting a writ of habeas corpus.”).
Thus, “if ‘[r]easonable minds reviewing the record might disagree’ about the finding in question,
‘on habeas review that does not suffice to supersede’” the state court’s adjudication. Wood, 558
U.S at 301 (quoting Collins, 546 U.S. at 341-42).
C. Petitioner’s Claims
1. Ground One: Sufficiency of the evidence
Petitioner first asserts that the Commonwealth failed to adduce sufficient evidence to
support his conviction of PWID in excess of 1000 grams of heroin. (ECF No. 7 at 5.) Specifically,
he asserts that the jury was permitted to speculate as to the amount of heroin in question. (Id.)
Petitioner raised this claim in his direct appeal. The Superior Court of Pennsylvania
resolved it as follows:
[Petitioner’s] first allegation is that the evidence was insufficient to sustain a
finding that he possessed in excess of 1,000 grams of heroin.
The standard we apply in reviewing the sufficiency of the evidence is whether
viewing all the evidence admitted at trial in the light most favorable to the
verdict winner, there is sufficient evidence to enable the fact-finder to find
every element of the crime beyond a reasonable doubt. In applying the above
test, we may not weigh the evidence and substitute our judgment for the fact-
finder. In addition, we note that the facts and circumstances established by
the Commonwealth need not preclude every possibility of innocence. Any
doubts regarding a defendant's guilt may be resolved by the fact-finder unless
the evidence is so weak and inconclusive that as a matter of law no probability
of fact may be drawn from the combined circumstances. The Commonwealth
may sustain its burden of proving every element of the crime beyond a
reasonable doubt by means of wholly circumstantial evidence. Moreover, in
applying the above test, the entire record must be evaluated and all evidence
actually received must be considered. Finally, the trier of fact while passing
upon the credibility of witnesses and the weight of the evidence produced, is
free to believe all, part or none of the evidence.
Commonwealth v. Scott, 146 A.3d 775, 777 (Pa.Super. 2016).
[Petitioner’s] position on appeal is solely that there was not enough evidence to
support a finding that he sold in excess of 1,000 grams of heroin. He suggests that
the evidence therefore was insufficient to support his conviction of PWID and
conspiracy to commit PWID. However, the weight of the heroin that [Petitioner]
sold is not an element of either PWID or conspiracy to commit PWID. Thus,
[Petitioner’s] position on appeal has no relation to the sufficiency of the evidence
supporting his convictions. Our analysis follows.
The information accused [Petitioner] of committing a violation of 35 P.S. 780-
113(30) and with conspiracy to commit 35 P.S. § 780-113(30). Under § 780-113
(30), the following is a prohibited act: “the manufacture, delivery, or possession
with intent to manufacture or deliver, a controlled substance by a person not
registered under this act, or a practitioner not registered or licensed by the
appropriate State board, or knowingly creating, delivering or possessing with intent
to deliver, a counterfeit controlled substance.” 35 P.S. § 780-113(30). Thus, selling
any amount of a controlled substance constitutes a violation of this provision. As
noted, [Petitioner’s] sufficiency argument on appeal pertains to the weight of the
heroin that he sold. However, the weight of the drugs sold is irrelevant for purposes
of obtaining a conviction under § 780-113(30), and, concomitantly, a conviction
for conspiracy to commit a violation of § 780-113(30).
We note that the jury was properly charged on the elements of conspiracy and a
violation of § 780-113(30). N.T. Trial, 11/19/15, at 357-361. The evidence was
sufficient to establish that [Petitioner] committed the crimes in question. Mr.
Carlson testified that he and [Petitioner] conspired to sell heroin in the Franklin
area from May to November 2014.
Additionally, the amount of heroin that [Petitioner] sold did not affect the maximum
sentence that [Petitioner] faced. Under 35 P.S. § 780-113(f)(1), any person who
violates § 780-113(30) “with respect to a controlled substance . . . classified in
Schedule I or II which is a narcotic drug, is guilty of a felony and upon conviction
thereof shall be sentenced to imprisonment not exceeding fifteen years.” 35 P.S.
§ 780-113(f)(1) (footnote omitted). Heroin is a Schedule I controlled substance that
is narcotic. 35 P.S. § 780-104(1)(ii)(10); Commonwealth v. Waddell, 61 A.3d 196,
207 (Pa.Super. 2012). Therefore, the amount of heroin that [Petitioner] sold did not
increase his maximum sentence, which was set due to the nature of the controlled
substance that he delivered. Since the weight of the heroin involved herein did not
increase the maximum penalty that [Petitioner] faced, that fact did not become an
element of the crimes under Apprendi v. New Jersey, 530 U.S. 466 (2000). Therein,
the Supreme Court ruled that, under the Sixth Amendment, any fact, other than a
prior conviction, that increases a defendant's maximum sentence is an element of
the crime and must be submitted to a jury and proven beyond a reasonable doubt.
After being properly instructed on the elements of the crimes of conspiracy and
PWID, the jury was then given a special interrogatory. It was told that if Appellant
was found guilty of either conspiracy to commit § 780-113(30) or of § 780-113(30),
then it was to determine how many grams of heroin were sold. Id. at 369 (“If you
find the Defendant guilty on Count 2 or Count 3[, t]he additional question is, “And
we further find that the amount of heroin was . . . .”). The jury was given the option
of concluding that [Petitioner] sold more a than 1,000 grams of heroin, at least 100
but less than 1,000 grams, between fifty and 100 grams, not less than ten nor more
than fifty grams, and between one and ten grams. Id. at 369-370. The jury returned
a finding that [Petitioner] sold more than 1,000 grams of heroin, and it is this finding
that [Petitioner] challenges on appeal. However, this determination, as analyzed
above, had no bearing on the elements of the conspiracy and § 780-113(30)
offenses. Rather, the finding as to the weight of the drugs impacted on the offense
gravity score that was assigned to the two offenses. 204 Pa.Code § 303.15
(providing increased offense gravity scores as weight of drugs increases for
purposes of PWID, and assigning an offense gravity score of thirteen when the
weight of heroin in a PWID case exceeds 1,000 grams). The sentencing transcript
confirms that the jury was given this special interrogatory for purposes of
determining the offense gravity score. At the sentencing hearing, the sentencing
guidelines were placed on the record. On the second count, conspiracy to commit
PWID, it was delineated that “because the jury found more than a thousand grams,
that gives offense gravity score 13[.]" N.T. Sentencing, 2/9/16, at 3. For count three,
the violation of § 780-113(30), the same was outlined. Id.
Thus, [Petitioner’s] first argument on appeal does not relate to the sufficiency of
the evidence. Instead, [Petitioner’s] first issue on appeal pertains to the
discretionary aspects of his sentence because it concerns the calculation of the
offense gravity score for the PWID and conspiracy crimes. See Commonwealth v.
Lamonda, 52 A.3d 365 (Pa.Super. 2012) (explaining that a sentencing court's
application of an allegedly incorrect offense gravity score challenges the
discretionary aspects of sentencing). Additionally, sentencing enhancements
increasing a recommended sentence under the sentencing guidelines, as opposed to
facts triggering an increase in the maximum or minimum sentence, are not elements
of the crimes in Pennsylvania because a court is not required to sentence within the
recommended ranges. Commonwealth v. Wilson, 829 A.2d 1194, 1201-02
(Pa.Super. 2003).
(ECF No. 21-57 at 3-8) (emphasis in original) (footnotes omitted).
In Jackson v. Virginia, 443 U.S. 307, 309 (1979), the Supreme Court explained that “[t]he
Constitution prohibits the criminal conviction of any person except upon proof of guilt beyond a
reasonable doubt” of each element of the offense. As the Superior Court correctly held, Petitioner’s
claim does not involve an element of the offense. The amount of heroin involved was relevant only
to the discretionary aspects of his sentence. This claim, at best, raises a challenge to the state court’s
sentencing procedure and thus constitutes a state law claim which is not cognizable in a federal
habeas proceeding. See Pringle v. Court of Common Pleas, 744 F.2d 297, 300 (3d Cir. 1984);
Estelle, 502 U.S. at 67-68.
Accordingly, Petitioner is not entitled to habeas relief on this ground.
2. Ground Two: Ineffective assistance of trial counsel
Petitioner next asserts that his trial counsel was ineffective for failing to challenge the
verdict sheet on which the jury was permitted to determine the weight of the heroin involved when
the parties had stipulated to the weight. (ECF No. 7 at 7.) Petitioner raised this issue in his PCRA
petition. In his PCRA appeal, after setting forth the appropriate standard for reviewing a claim of
ineffective assistance of counsel, the Superior Court adopted the PCRA court’s opinion in
disposing of this claim. (ECF No. 21-83 at 4-5, 6-7.) The PCRA court held as follows:
[Petitioner] argues that [trial counsel] was ineffective in failing to object to
[Petitioner] being sentenced to distributing over 1,000 grams of heroin where the
parties had previously stipulated to the amount. This argument lacks merit because
it misinterprets the stipulation that was made. The disputed stipulation was
discussed at length:
[The Commonwealth]: Your Honor, on the verdict slip, and I considered this
last night, and as I said in my argument to you on the judgment of acquittal,
we don’t know how much was actually taken during that period of six
months, but we do know how much was found at Carlson’s house on the last
attempt. So on Count 3 I’m comfortable saying 2 to 10 grams, because that’s
what the lab report was from Office Gindhart for the amount found on that
day.
The real range, in my opinion, goes to the conspiracy, because the conspiracy
was six months in length. We do have testimony from Mr. Carlson as to the
amounts he was getting and what the ultimate amount he figured was for the
whole conspiracy.
THE COURT: Right. And that’s - that’s where, I think, all of the different
numbers would be listed.
I agree that’s probably the - where the testimony is and what the jury can
consider. I’m just trying to think of how to do that on the - not the conspiracy,
but the delivery.
[The Commonwealth]: Your honor, might I make a suggestion. The actual
lab report that came in from Officer Gindhart gave the specific amount that
was found. So I would have no problem with the Court advising the jury this
is the amount the lab report found. That is within the range of 2 to 10 grams.
THE COURT: It was 7?
[Trial counsel]: 7 grams.
[The Commonwealth]: it was 7-point-something grams.
THE COURT: 7-point-something.
[The Commonwealth]: Obviously, it was between 2 to 10 grams. And I have
no problem with the direction given to the jury that, on that count, the range
in this case testified to by Officer Gindhart and proven by the lab was -
THE COURT: I’m assuming you don’t object if I direct the jury to the idea
that count is -
[Trial Counsel]: No.
THE COURT: You still take the position that we shouldn’t[] have the
amounts?
[Trial Counsel]: We’re all over the boards with this. I mean, as the agent
testified, initially he told him he was bringing him down daily 30 grams. Then
he changed it during the trial - actually, during the preliminary hearing 30 to
50 grams later on, every three or four days, and he was like that happ[e]ned
in the last month. Where in the beginning it was only 5 to 10 grams. So you’re
asking the jury to speculate when there’s no evidence other than this guy
who’s given out different numbers at different times.
[The Commonwealth]: That speculation is simply argument on credibility,
Your Honor. I understand that. Whether or not it’s speculation or whether or
not there’s sufficient evidence there from which a jury can take inference
from and find as a fact is really our argument, and I think the jury is wide
open to find any facts they want to in this case as to what the amounts were
based on the evidence or lack thereof.
[Trial Counsel]: It’s going to be based on the evidence.
THE COURT: I agree. I think you, obviously, get to argue to the jury, you
know, about - exactly what you just said. It’s numbers and what the testimony
was and how credible can it be.
And generally I would agree that you’re asking the jury to somewhat guess;
however, the question as posed to Mr. Carlson was very specific to one point
about the numbers and the total and asked - he was asked point bla[n]k about,
you know, being comfortable with saying that it was over 1,000 grams, and
that’s kind of our max threshold and he said, yes. So, you know, we do have
testimony on that fact. That it was in excess of 1,000 grams over that period
of time.
So I - there is evidence for the jury to consider it. Obviously you have that
argument that he’s made a lot of statements -
T.T. 11/19/15, 302:24-25, 303:1-25, 304:1-25, 305:1-22. Contrary to [Petitioner’s]
argument, the Commonwealth stipulated to the amount of heroin found and tested,
and the stipulation did not prevent the jury from relying on other testimony and
evidence to find [Petitioner] had distributed more than that amount. This argument
does not accurately contemplate the stipulation that was made during the trial,
therefore, [Petitioner’s] argument does not have merit. Moreover, [trial counsel]
made objections and advocated for [Petitioner’s] interest in the matter.
(ECF No. 21-69 at 17-19.)
Petitioner baldly asserts that the state court’s decision was unreasonable under the standard
for ineffective assistance of counsel set forth in Strickland v. Washington, 466 U.S. 668 (1984).
(ECF No. 7 at 7.) To prevail on a claim of ineffective assistance under Strickland, a petitioner has
the burden of establishing that “counsel's representation fell below an objective standard of
reasonableness.” 466 U.S. at 688. Strickland also requires that the petitioner demonstrate that he
was prejudiced by his trial counsel's alleged deficient performance. This places the burden on the
petitioner to establish “that there is a reasonable probability that, but for counsel's unprofessional
errors,” the result of his trial “would have been different.” Strickland, 466 U.S. at 694.
Pennsylvania courts typically articulate Strickland’s standard in three parts, while federal
courts set it out in two. The legal evaluation is the same, and the differences merely reflect a
stylistic choice on the part of state courts. See, e.g. Commonwealth. v. Mitchell, 105 A.3d 1257,
1266 (Pa. 2014) (“this Court has divided [Strickland’s] performance component into sub-parts
dealing with arguable merit and reasonable strategy. Appellant must, therefore, show that: the
underlying legal claim has arguable merit; counsel had no reasonable basis for his act or omission;
and Appellant suffered prejudice as a result.”); Commonwealth v. Sepulveda, 55 A.3d 1108, 1117-
18 (Pa. 2012) (“In order to obtain relief on a claim of ineffectiveness, a PCRA petitioner must
satisfy the performance and prejudice test set forth in Strickland[.]”).
In this case, both the PCRA court and the Superior Court properly applied the Strickland
standard and found that Petitioner’s claim failed because the trial record reflected that it was
without merit. Petitioner offers nothing to show otherwise. He is not entitled to habeas relief on
this claim.
III. Certificate of Appealability
AEDPA codified standards governing the issuance of a certificate of appealability for
appellate review of a district court’s disposition of a habeas petition. It provides that “[u]nless a
circuit justice or judge issues a certificate of appealability, an appeal may not be taken to the court
of appeals from … the final order in a habeas corpus proceeding in which the detention complained
of arises out of process issued by a State court[.]” 28 U.S.C. § 2253(c)(1)(A). It also provides that
“[a] certificate of appealability may issue ... only if the applicant has made a substantial showing
of the denial of a constitutional right.” Id. § 2253(c)(2).
“When the district court denies a habeas petition on procedural grounds without reaching
the prisoner’s underlying constitutional claim, a [certificate of appealability] should issue when
the prisoner shows, at least, that jurists of reason would find it debatable whether the petition states
a valid claim of the denial of a constitutional right and that jurists of reason would find it debatable
whether the district court was correct in its procedural ruling.” Slack v. McDaniel, 529 U.S. 473,
484 (2000). Where the district court has rejected a constitutional claim on its merits, “[t]he
petitioner must demonstrate that reasonable jurists would find the district court’s assessment of
the constitutional claims debatable or wrong.” Id. Applying those standards here, jurists of reason
would not find it debatable whether Petitioner’s claims should be denied for the reasons given
herein. Thus, a certificate of appealability will be denied with respect to his claims.
IV. Conclusion
For these reasons, the Court will deny the petition and will deny a certificate of
appealability.
An appropriate Order follows.
Dated: February 24, 2025 /s/ Patricia L. Dodge
PATRICIA L. DODGE
United States Magistrate Judge